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CHAPTER 1
Introduction
Social and emotional competence has been recognized as fundamental in early education
for many reasons. Social competence aids children in the way they carry out interpersonal goals
effectively and appropriately (Guralnick, 1990; Junge et al., 2020). To do so, a child must
coordinate spontaneous emotional and behavioral responses (Langner et al., 2018). How these
responses are internally modulated is critical to children's intellectual growth, and wellbeing
(Hinton et al., 2008) and may potentially promote resilience against childhood adversity
(Rodman et al., 2019)
Modern medical literature has also demonstrated the interconnection between
psychological symptoms with physical and emotional health (Lee et al., 2018). Emotional
regulation is the person’s ability to regulate emotions in demanding situations. This ability has a
long-lasting influence on cardiovascular, digestive, and immune system health. Healthy
emotional regulation is associated with wellness, while repression of emotion can lead to
negative consequences, such as substance abuse, poor compliance, and self-harm (Patel et al.,
2018). Adults who cannot manage disappointments or undesirable behaviors might have
difficulties adhering to social and legal rules. Comparatively, children who have difficulties in
managing their internal feelings, often have problems with following rules and paying attention
in class. For these reasons, this field of research is critical in teaching and learning.
The last century witnessed a vast pool of research examining how children and adults pay
attention, avoid impulsivity, and regulate their emotions and behaviors (McCoy, 2019).
Regulation is defined as a willful motion to gain control of emotion and affect, behavior, and
cognition (Hadwin et al., 2017). One important criterion of healthy regulation is its path “to an
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adaptive end” (Montroy et al., 2016). This competency is linked to both social-emotional and
academic outcomes (Jones, 2013).
Currently, there is no clear consensus regarding whether self-regulation of action is
preceded by emotion regulation. Emotional regulation is often described as a step-by-step
process that generates, stops, reduces, or enhances a certain emotion (Langner et al., 2018;
Montroy et al., 2016); while there is also a contrary view considering emotional regulation as a
brain’s separate process. However, studies show that both processes require the activation of a
control mechanism to not do a certain behavior (Rothbart & Bates, 2006). This is a cognitive
skill termed inhibition.
Research has established that parents’ inhibition skills influence children’s acquisition of
the same skills (Morawska et al., 2019). It is, however, not clear how children develop
inhibitory skills, such as, how not to do, or stop to do a certain action in school (Bardack &
Obradovic, 2019; Bodrova & Leong, 2006). Because young children spend a considerable time
of their day in school, it is logical to argue that this ability to control a reaction or an action could
be learned through observing peers and adults in their classrooms, and then monitoring,
implementing, and adjusting one’s own behaviors accordingly (Davidov & Grusec, 2006; Morris
et al., 2013).
Research on inhibition in adults has provided initial evidence of inhibition training
efficacy in clinical, home, and school settings (Pozuelos et al., 2018). Such studies suggest that
inhibitory skills can be shaped through interpersonal scaffolding. However, in children
developing this higher order of cognitive skills, seems to depend on the quality of interactions
between adults/teachers and children, and their relationships-- that is the quality of adult-child
attachment (Bodrova & Leong 2006).
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Teachers’ own emotional management and sensitivity toward children are other areas of
research in education These skills are interlinked to the development of the counterpart skills in
children. Nevertheless, it is less understood how teachers can deploy these skills in early
childhood classrooms (Bardack & Obradovic, 2019). There is also evidence that the teacher’s
stress is associated with children’s deficits in inhibition skills (Loomis et al., 2022). Similarly,
children with negative or conflictual relationships with their teachers tend to have more
challenging behaviors (Loomis et al., 2022). To date, there are very few studies that focus on the
mediation or moderation effects of a warm and positive teacher-child relationship and its
influence on how children learn to regulate unwanted behaviors. The interplay between the
teachers’ own emotions, their relationships with children, and children’s maturation of regulatory
skills deserve a better understanding.
Purpose Statement
As an early childhood teacher, I have always been fascinated with how emotions,
emotional regulation, and self-regulation are taught and learned, both consciously and
unconsciously. As the classroom dynamic can often become stressful, the teacher's reaction to
the distress, and job demand is crucial in their own overall wellbeing. At the same time, this
proficiency can potentially be beneficial to students. Research has solidly established that a
warm, positive, and supportive relationship between the teacher and children has proven to be
beneficial to children’s social-emotional and academic success, whereas the teacher’s stress has
negative effects on children (Skaalvik & Skaalvik, 2017). In addition, a positive relationship
between the teacher and the child might be related to the teacher’s sense of self-efficacy, and
their success in their work. This in turn can play an important role in the child’s emotional
development and self-regulation, since teaching and learning in the classroom is a reciprocal
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process, and stressors, reactions to them, and their management are learned consciously and
unconsciously (Frenzel et al., 2017).
In this dissertation, I attempt to understand aspects of inhibition, because inhibition is a
key component of emotional regulation and self-regulation in children (Neuenschwander et al.,
2017).
I seek to address the following research questions:
- How does a kindergartener develop their inhibitory skills in the first year of school?
- What is the relationship between child inhibition and teacher-child relationship?
- What is the relationship between teacher-child relationship and the teacher self-
efficacy?
- How do the teacher-child relationship and teacher self-efficacy contribute to the
development of children’s inhibition skills?
To answer these questions, I conduct a literature review of the construct of emotional self
-regulation, inhibition, and theory of mind in young children, to understand the complex
interactions between these skills in children. I then analyze the nature of emotional development
in early childhood, especially in kindergarten and the role of teachers in fostering both emotional
and cognitive skills. A review of the teacher's sense of efficacy and its consequence on the
teacher-child relationship will also be presented. I review the current literature on the teacher-
child relationship and its role in both teacher and children's emotional wellbeing. Finally,
although the current literature only emphasizes a one-way direction, I present that it is logical to
argue that there is a possible bidirectional relationship between positive teacher-child
relationship and children's regulatory outcome, which is in turn mediated by teacher’s sense of
efficacy.
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CHAPTER 2
Literature Review
Key Terms
• Self-regulation: In early childhood, self-regulation helps children to act in accordance
with the situation. This set of skills prepares children to direct their own behaviors
regardless of how unpredictable the surroundings can become, or how upset they might
feel.
• Executive function: Executive function includes three basic skills: inhibition, working
memory, and flexibility. Working memory is the ability to hold multiple pieces of
information while actively performing other mental tasks. Shifting or flexibility refers to
the ability to switch tasks or attention.
• Inhibition: The ability to stop and do what is more appropriate even though one must face
strong internal thought(s) or demand(s).
• Theory of mind (ToM): The understanding of other’s thoughts, motivations, perspectives,
or/and the ability to pretend to be someone else. This skill is critical in the social and
emotional development of young children.
• False belief: Develop rapidly around age 3 and 4, one’s realization that the other person
may not possess the same knowledge that one has. This helps children to act based on
how they think the other person will react in a certain situation.
• Metacognition: Reflection of one’s own thought or evaluation of it, this skill is critical
when children perform a memory task. This set of skills starts to develop in the early
years and mature in middle childhood.
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• Self-efficacy: an individual's belief that one is capable to make enough effort to meet
specific performance attainments
Self-Regulation
“The self is not a passive, indifferent or unresponsive entity. Rather, the self is active,
involve and responsive, intentionally engaging in a volitional process to change, alter or
modify its thoughts, feelings, responses, and behaviors” (Vohs & Baumeister, 2011;
p.180).
Self-regulation is essential to child development. Self-regulation widely refers to the
ability to manage emotions and behaviors, so that one can cope effectively (Blair & Razza, 2007;
Calkins & Williford, 2009). Having poor self-regulation has been often linked to attention-
deficit/hyperactivity disorder, obsessive-compulsive and habit disorders, addiction, depression,
and other disorders (Fineberg et al., 2014; Tseng et al., 2017). Research on emotional regulation
and self-regulation has never been aligned. The two constructs appear to be overlapped. It is
often conceptualized that self-regulation is a broad construct, which includes emotional
regulation as a single component within this construct (Gagne et al., 2021).
Researchers tend to agree that self-regulation is the adjustment of thoughts (cognition),
emotions, and behaviors (Edossa et al., 2018). Self-regulation can happen both internally and/or
with observable behaviors (McCoy, 2019; Nigg, 2017). Due to its nature, self-regulation has
different operationalizations and facets, which causes great confusion (Edossa, 2018). For
example, cognitive scientists regard self-regulation as an executive functioning skill (Blair,
2005), or an effortful control (Graziano et al., 2010); while others regard self-regulation as
emotional regulation (Riva et al., 2016), or self-control (Meldrum et al., 2018). Some scholars
such as Roebers and Feurer (2016) argue that preschool children need to gain representational
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skill (metacognition) to help them understand emotional contexts so that they can increase their
regulatory skills. While self-regulation is now considered whole the brain’s effort, it used to be
seen as only one component of the executive function (Diamond, 2013).
Children with greater self-regulation are believed to be goal-directed. They can follow
complex instructions or finish a task over a long time or in an ever-changing environment. For
example, they can get ready for the line-up, stay in the line, and stay quiet while walking down
the staircase as the class goes outside. To be goal-directed, children must override their impulses,
such as directing themselves, “I must finish my task first, even though I want to leave the table
because my friends are running out and playing.” This intense activity can be costly in brain
energy spending, which can lead to regulatory fatigue, or even failure (Evans & Schamberg,
2009). Self-regulation hence requires practice, time, and support.
The process of self-regulation includes understanding and controlling two domains: (1)
emotion, and (2) cognition (Blankson et al., 2013). Controlling cognition is examined as
“cognitive control,” or “executive function.” Understanding one’s own cognition is also studied
under terms such as “theory of mind” and “metacognition.” Comparably, in recent literature,
understanding emotions are equivalent to “emotional knowledge.” According to Blankson and
colleagues (2017), these four general domains (i.e, cognition, theory of mind, emotion, and
emotional knowledge) have been rarely studied jointly, even though they might impact each
other.
How these four domains interact needs further exploration, particularly in the classroom
setting. Understanding and controlling emotions and cognition can be exemplified in the
example graph below (Figure 1) in a situation when a child notices that the teacher’s behavior,
such as facial, verbal, body language, and tone seem to express anger.
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Figure 1. Interactions between cognition, emotions, and behavior in children
The outcome of an interaction between a child's thoughts and emotional regulation in
reaction to the observation of the teacher’s anger is the child’s change in behavior, such as
withdrawal or avoidance, or no observable change in the child’s behavior. Outward
manifestations of children’s internal state, such as their physiological and emotional changes can
be different from one child to another (Smith & Pollak, 2022). The control of manifestations of
emotional and physical reactions, such as cortisol change, in behaviors, could be something that
children learn in childhood through their culture. For example, a study found that across cultures
preschoolers can hide their disappointment in the classroom, depending on the dictates of their
culture (Hartelman et al., 1998). This phenomenon highlights along with having positive
relationships with children, there is a great value in teachers' sensitivity in understanding
children and their behaviors. In fact, there is evidence that a teacher’s emotional support will
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positively affect children's physiology, such as a change in their morning cortisol level, and their
behaviors (Hadwin et al., 2017).
On the other hand, children’s knowledge of teachers' gestures and body language can
influence children's regulation of emotion (Sak, 2020). It is highly probable that the way children
understand their teacher's emotional state can play a role in their own emotional understanding
and regulation (Esenturk & Asi, 2022)
Despite a clear interaction between the regulation of emotions and the cognitive
processes, the field of educational research, has singularly focused only on either the cognitive or
emotional aspect of regulation. For example, there is ample research on the influence of
emotional functioning in the early school years as a predictor of academic achievement (Denham
et al., 2012). However, self-regulation is individualistic, cultural, and context-specific, and
therefore, it is dependent on several factors which all need to be examined (Hoemann et al.,
2019).
In this study, the concept of self-regulation is guided by the notion that it involves one or
multiple mechanisms between cognitive, emotional, and behavioral processes. More specifically,
self-regulation is the outcome that depends on interactions between understanding and
controlling thoughts and emotions (Basilio & Rodriguez, 2017). This interconnection and
intercommunication start out in infancy and becomes more fluid and integrated as the child gets
older (Graziano et al., 2010). In the early childhood period this development can be disrupted by
adversity, but at the same time can benefit from a warm and connected relationship with the
teacher (Sunthemeir & Wolf, 2020).
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Children’s Self-Regulation from a Cultural Perspective
This section addresses culture as a contextual factor in emotional regulation. Various
cultural aspects of emotion have been ignored in the studies of children’s emotions. Until very
recently, most of the studies on this topic have been conducted in laboratory settings, in
developed Western, educated, and industrialized countries, which has excluded a substantial
percentage of the world population.
Boddice (2019) points out that culture provides a broader view of understanding emotion.
Ratner (2000) based on Vygotsky’s (1931/1997) internalization principle, proposes that the way
children and adults act and feel cannot be separated from cultural characteristics. In line with
Vygotsky, Holodynski and colleagues (Holodynski et al., 2013; Holodynski & Seeger, 2019)
postulate that knowledge of emotion concept is never separated from internalization and
socialization. For example, only members of a cultural group can understand the appropriateness
of an emotion or an action, recognize it, or intervene when or if necessary. Internalization of this
cultural understanding takes place through early interactions and relationships between the adult
caregiver and the infant. Studies on caregiver/toddlers’ gestural interactions show that the quality
and dynamics of interactions between caregivers and toddlers through using signs and gestures
have a great influence on the development of regulatory skills in children (Guevara et al., 2020).
Keller’s (2007) ecoculture model of development states that childrearing practices are
highly dependent on socialization and cultural goals which are expected of parents within the
community. Cross-cultural studies of German, Cameroonian, Chinese and Israeli mothers and
infants on the frequency and timing of social smiles in infants show that the timing of social
smiles in infants can be a function of childrearing practices within different cultures. Researchers
in these studies found that mothers know what and how to initiate an infant’s smile at two
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months of age so that babies can develop the ability to communicate according to the community
and cultural goals and expectations.
In Western cultures, a major mechanism of emotional development in infants is through
their face-to-face interactions with their caregivers. Like natural biofeedback, a caregiver
enables a baby to understand the contingencies between their own feelings and those of their
caregivers via the caregiver’s facial expressions. This phenomenon is called affect monitoring.
Affect mirroring prepares babies to comprehend their own feelings (Holodynski et al., 2013).
Cross-cultural studies on this topic confirm the influence of culture on the process of affect
mirroring, and development of emotional regulation. (Kärtner et al., 2010; Keller et al., 2004).
Emotion experience and expression are hence not just biological reactions but also a result of a
constant engagement with adults and caregivers (Hofmann & Doan, 2018). A child’s “social
self” is built on social bonding and exchange. Cultural and social values and norms are
consequentially not just contributing factors to emotional development. They are indeed essential
elements.
Varied or even opposite strategies were observed in studies of emotional regulation in
Germany and Japan. With the same outcome, young children in Germany used more positive
communicative messages with their mothers (via eye contact). Japanese young children use more
negative strategies in the same emotional regulation situation (via withdrawing efforts).
Withdrawing or avoiding are considered common practices in certain cultures. Young children’s
ability and motivation to self-regulate are thought to be in accordance with the expectations of
others, these expectations are formed through cultural values (Tromsdorff, 2009). To meet the
expectations of their caregivers, peers, and adults, children must be able to appreciate and
internalize the social agreements that reflect the cultural rules of their communities (Grusec &
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Goodnow, 1994). These social values and rules explain why people act in certain manners (Weis
et al., 2013). For example, East Asian young children rely more on facial cues, just like Western
children do in emotional situations. However, as East Asian children grow up, they use more
vocal cues to analyze emotional incidents. Finally, the children gradually shift to vocal cues of
emotional understanding, like typical East Asian adults (Kawaharaet et al., 2021).
A child’s self-regulation is viewed differently according to parental and social goals and
practices among cultural groups (Jaramillo et al., 2017). The concepts of independence and
interdependence are the most studied concepts in self-regulation from the cultural lens.
Accordingly, when self-regulation is motivated by the needs of the individual, it aims to achieve
autonomy, and when self-regulation is the goal of the group, it would be seen as being flexible
and adjustable according to the needs of the group (Trommsdorff, 2009; Ford & Gross, 2018).
When there is a conflict between personal and collective goals, a person would have to follow a
standardized or desirable goal that is according to that person’s cultural belief (Trommsdorff &
Cole, 2011; Ford & Mauss, 2015).
In cultures where parents and adults perceive the world as changeable, children are
expected to have characteristics like independence, assertiveness, and self-realization. In other
cultures where adults view the world as unchangeable and the self as something that can be
changed, the child is raised to meet the demand of the environment. In these cultures, children
are expected to be obedient, self-controlled, and cooperative (Rothbaum & Wang 2011).
In multi-ethnic nations, however, there is no clear distinction between beliefs. A study on
behavioral self-regulation in toddlers in Cameroon, Greece, and Costa Rica revealed that within
these societies there are cultural orientations with child socialization goals toward either
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dependence or interdependence, while there are also cultural orientations with child socializing
goals that embrace both tendencies (Keller et al., 2004).
Cultural context plays a substantial role in how young children express their feelings.
Numerous studies found that children of East or South Asian heritage are less expressive than
European-Americans (who live in Asian countries and in the U.S). Hoemann and colleagues
(2019), asserted that emotional expressions and body movement in children have a strong tie
with learning and adopting specific motor planning. For example, when giving and receiving
hugs, what makes children express themselves differently across cultures depends on children’s
own cultural understanding of that event. In a situation when there is a need for an exchange of a
hug (i.e., in a hugging culture), children are quick to hug others. For children with a cultural or
home background where hugging seldom happens, deploying motor planning for a hug will take
much longer. A child who grows up in a culture that values “keeping a stiff upper lip,” and hence
has a different way of self-regulation may, therefore, be viewed differently as compared to peers
from more emotionally expressive cultures.
Current findings in research of self-regulation emphasize the role of cognitive
development, caregiver or teacher-child relationship, and socialization. From Cole and
Hollensteins’ (2018) perspective, children's self-regulation should be understood in context,
particularly in interpersonal relationships. For example, in a very frustrating situation, a child
might smile at a stranger, while they would show anger to their mother in the same situation.
This variation in behavior outcomes of the child can be explained by a different relationship the
child has with that stranger as compared to their mother with whom a relationship already exists.
The next section focuses on emotion and emotional development from infancy to
kindergarten, with a particular focus on the transition from preschool to kindergarten.
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Kindergarten marks a substantial change in a child’s life in the United States. It is in
kindergarten where the child will spend long hours away from home as compared to preschool.
Kindergarten brings a much larger world of interactions among peers, and between children and
adults in the school. The diversities of emotional situations provide children with immense
opportunities to have a variety of emotional experiences. It is theorized that by living through
diverse instances, children construct their own knowledge and strategies to manage their internal
physiological signals, as well as their outward expressions through classroom verbal and non-
verbal exchanges.
Self-Regulation of Emotions in Early Years
What is Emotion?
The definition of emotion has varied widely with some misunderstandings (Pollak et al.,
2019). In fact, there is no agreement on what this term means across different disciplines. The
definition of emotion is found in various fields of research such as history, philosophy,
sociology, and physiology (Fried et al., 2015).
Walle and Dahl (2020) view emotion as a response to matters. The authors define a
response as an action to start, end, or change the relationship between oneself and a situation or a
subject. In this view, there are two components of emotion: 1) evaluating a situation, and 2)
acting upon that evaluation.
In studies of emotions, the expression of emotions in infants and young children is
measured along a range in a scale from very distressed or irritable to satiated or pleasant (Lewis
& Michalson, 1983; Sroufe, 1996; Widen, 2013). This emotional scale moves from “negative” to
“positive” feelings. However, some have argued that infants' emotions are difficult to study due
to their limited verbal skills (Barrett et al., 2019).
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Emotional development is believed to happen through lived experiences. The infant's
brain has the capability to receive information from the physical and social environment,
including air pressure, the wavelength of light, chemical concentration, smell, symbols, signs,
and voices. As the child grows, their brain accumulates patterns of behaviors and perceptions.
These patterns will be utilized later, as a reservoir of skills that the child learns to use to
communicate (Hoemann et al., 2019). According to the social and non-social cues, the child uses
their prior knowledge and their learned skills to communicate with a certain emotional
expression, and at the same time, make a prediction about what might be going to happen. For
example, in the event where a cup of water is spilled, if the infant’s previous experience
suggested that the caregiver would be upset, then the infant makes a prediction and adjust their
own expressions and behaviors. The infant will also prepare themselves physiologically because
they have learned from past incidents that the caregiver’s reaction would likely be negative.
Emotional reactions, however, might vary among children, even in children within the
same culture (Walle & Dahl, 2020). For example, crying is a universal indication of sadness, but
not all sad feelings are expressed in crying. Barrett (2019) describes emotion as a way of
understanding what happens within the body, as the brain keeps making meaning of internal and
external signals. In this view, emotion is not something that happens randomly to the child, it is
the reaction made by the child. In a meta-analysis of 385 experiments from 107 published
papers, the authors identified multiple major large-scale internal networks underlying emotional
generation, perception, and regulation (Morawetz et al., 2020). For example, this complex
process involves multiple physiological systems, such as electrical, neurological,
endocrinological, digestive, and cardiovascular, and it often happens unconsciously. The
development of children's emotional regulation with these complex integrated physiological
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processes depends on more than one factor, but the most influential and constituent factor is the
quality of care and the relationship between the child and the caregiver (Crowell, 2021).
The newborn infant is extremely limited in self-regulation skills. Infants gain a large
repertoire of self-soothing and self-regulating skills by responding to their primary caregivers in
their first years of life. By four months, an infant can tell if what they are seeing is pleasant or
unpleasant (Flom &Bahrick, 2007). At this age, the infant uses other additional sources of
information, for example, vocalization to distinguish unpleasant from pleasant concepts since
they cannot yet distinguish facial expressions until two months later (Hoemann et al., 2019).
Infants can differentiate facial changes from a very early age. At seven months old, an infant can
tell the difference between high and low arousal of the same facial expression (Ravicz et al.,
2015). It is theorized that infants combine three major mechanisms of language and symbols
learning, inductive learning, and constructive thinking to learn about emotional concepts as they
grow up. By the end of the first year, infants will have partial adult-like expressions in the way
their faces move (Camras et al., 2017).
On the other hand, Camras and colleagues also found that infants’ spontaneous facial
behaviors do not entirely resemble adults. Infants and young children have the most similar
expressions to adults in joyful situations. Young children express their surprise, anger, sadness,
or full-face surprise very differently compared to their counterpart expressions in adults (Camras
et al., 2017). Others have similarly stated that an assumption about a young child’s facial
expressions does not always reflect what that child’s internal and emotional state might be
(Pollak et al., 2019). Recent research on emotional expression in children has found that
children’s facial expressions are more complex and diverse than previously thought; that is there
are more than four common types of emotional expressions in children: happy, proud, angry, and
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fearful (Hoeman et al., 2019). Young children’s outward response is not stable across time, a
child’s expression can be just temporary, as it changes, even from moment-to-moment, (Cole &
Hollenstein, 2018). Furthermore, children go through major changes in their facial expressions
from infancy to different stages of childhood (Camras et al., 2017). Holodynski and Seeger
(2019) argued that it is unreliable to measure emotion in children.
The Development of Language and Emotion
Initially, the infant learns from their caregivers’ responses as to how to manage their own
emotions. Parents and caregivers also help maintain the infant’s attention to certain stimuli. For
example, when a parent says, “Look! A car is coming,” or “Oh, the bird is flying away,” they are
helping the infant to focus their attention. With receiving similar messages and feedback from
their caregivers, infants learn to withhold behaviors that are not appropriate based on home,
cultural, and societal norms. By their second birthday, as toddlers begin to develop expressive
language, they can map and match emotional words to facial expressions (Ruba & Pollack,
2020). Learning emotional words lay the groundwork for the child to understand their own
emotions, as Kopp suggested in 1989, particularly, those emotional concepts that are relevant to
the child’s own culture (Lindquist, 2021). However, because of the abstract and complex nature
of emotions, children continue to face difficulties in organizing their various emotions by the end
of infancy (Hoemann et al., 2019)
Toddlerhood is the time when children become aware of their own feelings and learn to
express them externally. Moreover, by being more mobile and independent - walking, catching,
and grabbing objects -- children realize that they can do certain things to meet their own needs.
Similarly, toddlers start to organize and adjust their movements and actions by understanding
and according to others’ emotions (Silkenbeumer et al., 2016; Ornaghi et al., 2020). From three
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to five years of age, children accumulate an increasingly large pool of skills to down-regulate
stress and express joy and contentment. Episodes of frustration and seeking out adult help
decline from 47% in four-year-old to 10% in six-year-old (Holodynski & Seeger, 2019).
Adults’ use and complexity of language and conversation with children help them
develop knowledge of emotions. However, the complexity of an adult's language is not the only
factor that can influence children’s knowledge of emotion (Ogren & Sandhofer, 2021). Rather, it
is the merge of tone, facial, body posture, and contextual information that makes children learn
about emotions (Barrett et al., 2019). Nonetheless, along with other factors mentioned above,
language development is known to be critical in developing self-regulation. Language is not only
necessary for communication, but it also supports memory and attention. Toddlers’ language
skill has been found to predict the development of self-regulation (Skibbe et al.,2019). Being
able to communicate via language is also vital to metacognition development and helps children
to resolve conflicts (Flouri et al., 2014). Emerging language skills in toddlerhood often happens
alongside self-talk, which is a higher mental function.
Self-talk is an overt, audible speech that is not addressed to others (Winsler et al., 2003).
Self-talk is often tied to planning, and executive function in preschool and kindergarten years
(Geurts, 2018). Self-talk happens naturally, as adults do not teach children this skill. It is
believed that this phenomenon of talking to the self serves as a transitory step between the
caregiver’s speech and the development of an inner speech when the child starts to gain self-
regulation. For example, after being warned by an adult to not touch a hot toaster, the child may
talk to themselves, while trying not to come too close to the object by repeating the phrase
“Don’t come too close, it is hot.” Fernyhough and Fradley (2005) observed 5-and 6-year-old
children playing puzzles and found that self-talk skills in children were positively correlated with
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task completion. When it is aloud, self-talk is termed private speech (private talk). In Vygotsky
and Piaget’s view, private speech is an “egocentric speech.”
Typically, after preschool, children are still talking to themselves, but more often in
silence (Thomaes et al., 2019). Thus, as children grow up, self-talk becomes an “inner speech” or
verbal thought (Guert, 2019). This internal thought or “sense” serves as a bridge between
cognition and emotion (Fossa et al.,2019). In Vygotsky’s and Luria’s view, inner speech is a
verbal self-guidance. It aids memory, planning, and decision-making (Vygotsky,1978; Vygotsky
et al.,1929). There is a known connection between behaviors and language development.
Findings suggest that children who are behaviorally at-risk are often delayed in their speech
internalization process (Kapa & Mettler, 2021). However, there is no verification as to how self-
talk influences behavior, or if it is just an accompanying activity.
From the above discussion, there is a complex interconnection between the development
of emotions and emotional expressions, language development, and behavior regulation, all of
which are influenced by the quality of caregiving, within the child’s culture and environment.
On the other hand, research has established that there is a strong connection between language
development, emotional, and social understanding, and the Theory of Mind development in
children (Astington & Dack, 2008; Carlson & Moses, 2001; Fernyhough, 2008).
Theory of Mind is a metacognitive ability, which is described in detail in a later section.
Investigators are still in the early stage of understanding separations and connections, and
cooperation between emotional and cognitive representations at the level of the neuronal and
network circuitry, although there are many shared neurocircuitry in several mechanisms of the
human brain (Garfinkle & Critchley, 2013). These interconnected processes demonstrate the
complex relationship between emotions, cognition, and the execution of behavior in children.
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Inhibition in Young Children
Inhibition
In this section, I discuss inhibition as one aspect of executive function (EF). Within the
area of inhibition, I focus on preschoolers’ inhibition development, brain mechanism of
inhibition, measurements of inhibition, and how stress can affect inhibition.
Self-regulation development in children is known to be inseparable from the construction
of executive function (Solomon et al., 2018). This neurocognitive process operates in the
prefrontal cortex of the human brain. EF prepares actions in a changing environment, plans
behaviors, and prevents unnecessary impulsivities. Executive function has been divided into
major domains such as inhibition, working memory, and flexibility (or shifting). Less often
problem-solving has been counted as the fourth element of EF (Li et al., 2020).
Executive function (EF) has been linked to children’s performance in both academic and
non-academic areas even though academic skills are more frequently linked to EF than non-
academic skills. There is a strong connection between EF and learning (Powell & Carey, 2017).
EF is believed to also relate to children's emotional regulation, but it has not been established to
have a causal relationship to emotional regulation (Li et al., 2020). However, EF is linked to
emotional regulation through the development of one of its important domains, which is
inhibition. The development of inhibition is closely related to children’s ability to regulate their
emotions during preschool years, which has long-term behavioral outcomes (Vandenbroucke et
al., 2017; Diamond et al., 2019)
Inhibition has been studied as a unitary construct, yet, it has been investigated in a
remarkably diverse manner in the last 30 years (Rey-Mermet et al., 2018). In developmental
psychology, inhibition is broadly defined as the capacity to voluntarily control one’s attention or
21
behaviors, namely attentional inhibition and response inhibition (Tiego et al., 2018). Response
inhibition has other names such as “Motor Inhibition,” and “Prepotent Response Inhibition,”
while attention inhibition has been known also as “Interference Control,” “Interference
Suppression,” “Resistance to Interference,” or “Attention Constraint” (Kane et al., 2016).
Aside from its common definition as “resisting outside interferences” (McClelland et al.,
2007), inhibition also represents a person’s ability to select information and ignore any
distracting ones (Dang, 2017; Denis et al., 2009; Dorahy et al., 2004; Duan et al., 2019). In
young children, examples of inhibition are ignoring a distraction, stopping disruptive behaviors,
or overcoming an impulse (Zelazo, 2020). Inhibition of action allows the suppression of behavior
and opts for a more suitable outcome (Nigg, 2017). By contrast, an inhibition deficit is defined as
“the tendency to act prematurely without foresight” (Sanchez-Salvador et al., 2021). This process
might operate in concert with or interact with other brain circuitry within the prefrontal cortex
(Roeber, 2017). Inhibition and self-control are often overlapped in both their definitions and
conceptualizations (Nigg, 2017).
Inhibition allows the child to suppress one or more behaviors in favor of a suitable result
or goal (Nigg, 2017). On the other hand, an inhibition deficit is defined as “the tendency to act
prematurely without foresight” (Sanchez-Salvador et al., 2021). This process might operate in
concert or interact with other brain circuitry rather than within the prefrontal cortex (Roeber,
2017)
In the field of developmental psychology, there is a disagreement about what terminology
to use to represent the concept of inhibition; for example, terms like self-regulation, effortful
control, executive functioning, planning, or cognitive flexibility (Eisenberg, 2017). The
constructs of inhibition and self-control usually overlap, despite efforts to differentiate between
22
the two, (Nigg, 2017). Although inhibition and self-control are not the same, inhibition is a key
component in many self-control theories, models, and frameworks.
Measuring Inhibition in Children
Studies on tests of the inhibition began to flourish in the 1980s (Barkley, 1999; Hill,
2004; Eishnberg & Zhou, 2016). Inhibition studies look at the skills of individuals at different
age levels from early to late childhood, as well as in young adulthood (Liu at al., 2015). Due to
rapid changes in early development, many studies in early childhood focus on children ages 3
and beyond. However, in inhibition research, children from seven to 12 months are routinely
studied for this ability (DeMasi & Berger, 2021).
Initially, several tests and questionnaires were designed and used to study inhibition in
individuals with brain damage, particularly those with damage in the frontal lobe. These tests are
now used commonly to study inhibition in typically developing children. The challenge is that
while most of the existing questionnaire tests of inhibition can be used in real-life settings, most
performance-based tests of inhibition are only applicable to a laboratory setting (Zelazo et al.,
2016). In fact, laboratory-based experimental designs are the most common types of studies used
for measuring inhibition. These types of studies typically measure the number of successes vs.
failures in a test of inhibition task used in either adults or children
One test that is commonly used in a laboratory setting is the Day/Night Stroop test
(Diamond 1994, 2013). This test measures children’s response inhibition. In experiments that
use this test, children are shown a picture representing a concept. For example, they are shown a
picture of the moon and stars, representing the concept of “night.” Children are instructed not to
say the word that correctly represents the picture. Instead, they are to say the opposite word for
that picture, that is saying the word, “day” instead of “night.” Using this test, researchers have
23
consistently found that older children do better in this test. For example, when children are asked
not to say “night,” 68.8% of 4-year-olds, 78.1% of 5-year-olds, and 86.9% of 6-year-olds are
able to do so correctly (Gerstadt et al., 1994; Joyce et al., 2016).
Another popular test of inhibition is the Stop-Signal test. In this test, children are given a
tablet. Once the test starts, the tablet displays an arrow that appears on the screen and points in a
right or left direction. Children are instructed to touch either a left or a right button on the screen
according to the direction that the arrow is pointing unless they hear a sound signal. Once
children hear the sound signal, then they must push the button that is in the opposite direction
that the arrow is pointing. This trial can be very difficult for younger children, particularly when
the time interval between the arrow’s appearances changes, and the sound signal appears
unpredictably.
The Stop-Signal Task (see Figure 2) is a subset of the CANTAB test, which was
developed as a model by Logan and Cowan and adapted in 2009 by Verbruggen and Logan.
Logan and Cowan conceptualized inhibition within this Stop-Signal task as a race between two
opposite goals, for example, the goal of “stopping” self from touching the correct signal, and
“going” to touch the opposite signal. Some critics have stated that the two goals are equivalent,
such as in a horse race (Matzke et al.,2019), while others have explained that the two goals are
different in this task, and this creates a rivalry between goal representations in the prefrontal
context (Munataka et al., 2011). This means that the result of inhibition in the individual depends
on the strength of what each goal represents in the task.
Figure
2.
Stop
signal
task
Questionnaires
are
another
way
of
measuring
young
children's
inhibitory
skills.
Typically,
in
an
inhibition
survey
the
individual
is
asked
to
gauge
their
inhibition
in
an
“everyday”
context
(Gioia
et
al.,
2002).
The
Behavioral
Rating
Inventory
of
Executive Functions
(BRIEF)
is
one
example,
which
was
developed
in
2003
(Gioia
et
al.,
2002).
This
questionnaire
has
eighty-six questions,
with
eight
subcategories
that
measure
inhibition
skills
specifically.
The
Childhood
Executive
Functioning
Inventory
(CHEXI)
is
a
newer,shorter
version
of
this
test
that
has
been
translated
into
multiple
languages.
The
test
measures
inhibition
in
four
subcategories
in
the
test
(Thorell
et
al.,
2009).
In
CHEXI,
the
child
is
asked
questions
asking
whether
they
have
difficulty
holding
back
their
actions
“despite
being
told to
do
so,”
or
if
they
tend
“to
do
things
without
first
thinking
about
what
could
happen.”
Anatomy
of
Inhibition
Experiments
in
inhibitory
skills
trials
demonstrate
the
coordination
of
multiple brain
circuit
activation
to
prepare
and
execute
one
actual inhibitory
task.
Neuroscientists
have
deployed
devices
to
capture brain
activity,
such
as
partial
response
electromyography
(prEMG)
(electromyography),
measuring
inhibiting
effort;
transcranial
magnetic
stimulation
(TMS)
to
24
25
capture motor cortex activation during preparation for inhibition; Electroencephalography (EEG)
to provide a global measure of cortical activity; and fMRI, near-infrared spectroscopy (NIRS)
and ERP (event-related potential) to capture neuro activities and pupil dilation.
Neuroanatomically, inhibition involves different regions of the prefrontal cortex (PFC).
These include dorsal lateral, ventral, and medial areas of PFC; and the anterior cingulate cortex,
or ACC. Certain activities call for activation of dorsal and lateral parts of PFC, while others
activate ventral and medial parts of the brain. To date, most studies validate a model, which
emphasizes a global coordinated pattern in the brain during an inhibition (Raud & Huster, 2017).
However, there are some differences between the inhibition-related brain activities in adults vs.
children. In children activation of different regions of the brain related to inhibition are more
diffused and spread out as compared to the same in adults (Eslinger et al., 2009). This is because
developmental synapse pruning and white matter changes occur over time, and leads to a more
focal brain activity, such as those seen in adults (Sheridan et al., 2014).
Inhibition starts to develop in the first year of life and shifts rapidly in toddlerhood and
preschool years (Lengua et al., 2015). Children who can inhibit their actions well at 3 years of
age have stronger inhibiting scores a year later (Roncadin et al., 2006). There seems to be a
considerable improvement in inhibition by children’s fourth birthday (Joyce et al., 2016); and
rapid growth in inhibition may occur after the fourth birthday. A longitudinal study of children’s
inhibitory skills starting at age four found that children showed a great improvement in their
inhibitory skills after a 16-month follow-up (Li- Grining, 2007). A similar study found that
inhibition skills increase between the ages of four and six years old (Dennis et al., 2009).
However, this result is only true for simpler inhibition tests and not in tasks that are more
complex, such as in the Simon Says game, which presents a more difficult task of inhibition
26
(Strommen, 1973). For example, when children are asked to follow the experimenter's command
actions, like “bend your knee, but only if the phrase ‘Simon says’ is included in the command,”
many elementary school children fail the task. While the period for the development of
inhibitory skills in early childhood is still being debated, most researchers agree that ages 4, 5,
and 6 are critical ages for the development of this ability.
In elementary school children's inhibition develop with an uneven pattern. An experiment
in 240 school-age children found that in the first two formal school years, that is kindergarten
and first grade. Children go through substantial growth in their inhibition skills at ages 6 and 7,
with the rate of growth becoming slower in the following years (Sadeghi et al., 2022). By age 8
children should be able to execute inhibition independently and with efficiency.
By middle childhood, children seem to be stronger in goal setting, task-oriented
inhibition, and the decision-making process. Chevalier and colleagues (2015) compared the skills
of 10-year- and 5-year-old children. Five-year-old children show limited abilities in preparing for
upcoming events, while 10-year-olds are much more active in the planning processes. By 10
years of age, children are faster and more active in the decision-making process, while 5-year-
olds need more encouragement and take a long time responding to stimuli.
Acute, Chronic Stress, and Inhibition in Children
The prefrontal cortex area is sensitive to variations in levels of neurotransmitters present
in the synapse, including catecholamines, dopamine, and norepinephrine. In humans, levels of
dopamine and norepinephrine could vary due to specific circumstances. The amount of stress a
person is experiencing affects the production of these neurotransmitters. Catecholamine level is a
marker for stress and is usually measured in inhibition experiments. Some studies have
27
demonstrated the abnormal catecholaminergic function of the prefrontal cortex in children is
associated with lower inhibition scores (McMorris, 2021).
There is also substantial evidence that higher levels of stress, resulting in an elevated
cortisol level, another marker for stress, disturb inhibition skills in children and adults (Blair,
2005; Juruena et al., 2020). In children, high levels of cortisol are highly associated with their
lower inhibitory abilities (Evans & Schamberg, 2009).
Both human and animal models in neurological studies link early life experiences to the
growth of central and autonomic nervous systems, and in children’s stress response system,
which can directly affect cognitive and executive functions (i.e., emotional self-regulation,
inhibition, and other related abilities) (Hostinar et al., 2015; Zelazo, 2020). Studies suggest that
adverse experiences in the early years, such as those involving the quality of early relationships
and caregiving experiences, can result in an imbalance in “excitatory/ inhibitory” neural function
(Lam et al., 2022). A lack of quality of care both at home and in school settings results in
elevated levels of stress and stress hormones in children. Therefore, inhibition competence in
children is more dependent on the quality of care and early relationships than on heredity
(Bernier et al., 2012; Geoffroy et al., 2010). Thus, inhibition is highly flexible and is adversely
affected by stressful experiences in early childhood (Zelazo et al., 2017).
Factors Influencing Development of Inhibition
The role of gender and its relationship to inhibition has also been studied. Some earlier
studies showed that girls outperformed boys in the laboratory inhibition tasks (Carlson & Moses,
2001; Kochanska et al., 1996). However, later studies do not support these findings. In 2022,
Shadeghi and colleagues reported very small differences between boys and girls in an
experiment with 240 children. A study focusing on inhibitory skills among kindergarteners and
28
first graders also found that gender differences do not moderate the relationship between
inhibitory skills and social outcomes amongst genders (Hubert et al., 2017).
Several studies have linked the development of language, and academic skills with
inhibition in children. For example, inhibition is associated with letter knowledge, and phonemic
awareness (Blair & Razza 2007; McKay et al., 2021; Welsh et al., 2010). In a longitudinal study,
researchers found that inhibition ability contributes to phonetic growth in children who are four
and five years old (Gandolfi & Vitebori 2020).
A study of 160 kindergarteners found that music training has a substantial impact on both
inhibition, phonetic knowledge, and motor skills (Bolduc et al., 2021). In one study, researchers
compared the effects of music and sports training on inhibition and found that music training has
a more impact on preschoolers’ inhibitory skills as compared with sports training (Veraksa et al.,
2021). The use of digital devices and screen time on children’s inhibition has also been studied,
with some studies showing that increased screen time has a negative and deleterious effect on
children’s inhibitory skills and emotional development (Cerniglia et al., 2020), while other
studies show inconclusive results (McHarg et al., 2020).
Can Inhibition be Taught?
As shown in the discussion above, like all areas of development, the development of
inhibitory skills is influenced by both internal and external precursors. Internal factors include
the child’s neurodevelopmental capabilities and behavioral characteristics, while external factors
are the caregiving and educational environment of the child. As such, depending on the
environment, inhibition goes through a constant change in childhood (Wu & Cree, 2022).
Research shows that inhibition in young children is learned and improved through experiences in
a well-designed learning setting (Brod et al., 2017). In two studies with similar methods of using
29
fMRI scanning to trace the neural activation and inhibition change in two groups of same-age
kindergarten children across different educational settings, results showed that the structure of
the learning environment and the quality of learning activities played a vital role in forming
inhibition abilities in children (Brod et al., 2017; McKay, 2022).
Cross-cultural studies in developed countries show comparable results in 6- and 7-year-
olds (Honore et al., 2020). This latter study suggests that children’s inhibition can be improved
depending on the quality of instruction, and the teacher’s interactions and communications with
children in their early school years (Honore et al., 2020). All research findings recommend the
need to investigate in detail how and what activities in the classroom can promote the
development of inhibitory skills in children.
A meta-analysis study in 2019 exploring the efficacy of different approaches to improve
inhibition skills looked at ninety studies, with data from 8,925 children. This study found that in
typically developing children, the most reliable method to improve inhibition is mindfulness
exercises. The authors suggested that mindfulness must be incorporated into daily classroom
activities (Takacz & Kassai, 2019).
In a study in 2018, an intervention aimed to increase inhibition in young children from
poverty backgrounds. The study’s outcome showed an increase in children's neural functioning
(Pietto et al., 2018). Researchers compared inhibition skills in two groups of preschoolers and
suggested that improving inhibition skills could lead to improvement in emotional expression
and regulation (Li et al., 2020).
A warm environment has a far-reaching influence on children’s inhibition outcomes
(Diamond 2011;2019). Researchers suggested that young children need substantial support from
adults to transition from a reactive form to a proactive form of inhibiting. Some studies
30
(Jacobson et al., 2011; Choi et al., 2012) demonstrated that just like many other high-order
cognitive skills, inhibition can be improved with practice and age.
All research findings recommend the need to investigate in detail what and how the
school system can contribute to the improvement of children's inhibition skills. As Traut and
colleagues (2021) found in their experiments, children need individually tailored support to
monitor their inhibition. Furthermore, findings across fields of research link inhibition to the
development of Theory of Mind (the ability to understand other’s perspectives), and emotional
knowledge. Indeed, this component is central to building relationships at school, which typically
start around age 4 and 5 (Brock et al., 2018)
Theoretical Frameworks
This section focuses on how adults can play a significant role in children’s development
of inhibition skills. Pertinent conceptual frameworks are discussed, including social regulation
theory, social baseline theory, their linkages as well as the connections between inhibition and
Theory of Mind, metacognition, and meta-emotion. The section wraps up with a detailed
explanation of how teacher-child interaction, teachers’ emotions, and self-efficacy have a
substantial impact on the development of inhibition among students in early childhood
classrooms.
Social Regulation Theory
James Gross (2020) defines emotional regulation as a process to modulate “the
parameters of an emotional experience.” This process includes one’s awareness of their mental
state, how one experiences it, and how their emotion is expressed. Gross makes a clear
distinction between the emotional regulation process within an individual and the regulation
between individuals. The author argues that as young children acquire the skills to regulate
31
emotional situations up or down, they must depend on adults in finding the strategies to suitably
respond to a situation. As such, adults often generate a certain behavior to guide a child.
Exploring the role of caregivers in children’s emotional situations, an experiment on a
group of 4- and 5-year-olds found that caregiver touch can influence the way a child perceives an
emotional stimulus (Thrasher & Grossmann, 2019). Moreover, the caregiver’s touch is a
measurement of the relationship quality. Children’s relationship with adults helps shape how
they perceive a stimulus in an emotionally challenging situation.
Social Baseline Theory
In the same train of thought, James Coan puts forward the social baseline theory of
emotional regulation, demonstrating how humans utilize close relationships with others to
sustain health and well-being (Coan, 2008; Smith & Pollack, 2022). “Baseline” pertains to the
proposition that human connection is a basic need for an individual to function in society. As
discussed earlier, individual efforts to regulate an emotional situation can be costly to the human
brain. Therefore, human beings have developed the ability to make use of every close-distance
source to economize brain energy. This is particularly true in young children as they tend to
adapt better when they are close to familiar and predictable others. In early childhood
classrooms, teachers are the only adults within their reach.
Emotion, in Coan’s view, is “a source of information” for any current and expected
situation (Coan & Maresh, 2014). Being in close proximity to another human helps the brain
retain its state of calmness, negating the need to activate self-regulation efforts (Beckets & Coan,
2011). Social relationships help reduce environmental risks and save energy for everyone. On the
contrary, an unsatisfied relationship to someone at close distance can lead to unhealthy
psychological consequences for all parties involved (Gross & Medina-DeVilliers, 2020).
32
Both social baseline theory and social regulation theory share certain perspectives with
John Bowlby’s attachment theory (Bowlby,1958) as they emphasize social comfort and
closeness between children and adults (Beckes & Coan, 2011). In fact, being close to someone
has been found to have a long-term positive impact on young children (Callaghan & Tottenham,
2016). The literature pertaining to joint action, synchrony, and physiological synchrony have
shown that being together socially is more beneficial than harmful (Mckillopp & Connell, 2018).
It is noteworthy that young children are very active in pair interactions. As elaborated in
earlier sections, cognitive psychology research has demonstrated young children’s ability to
detect upcoming events based on their previous experiences. In their interaction with adults, very
young children can predict a particular outcome (Scott & Baillargeon, 2017). This capability
allows them to anticipate adults’ emotional and behavioral responses. Furthermore, children as
young as 2 years of age can gain a good understanding of other people’s expressions. They can
make a guess or explain why someone conducts a certain action. This ability is called Theory of
Mind (ToM), which is discussed next.
Theory of Mind and Inhibition
Theory of Mind (ToM) has long been studied in the developmental literature. In many
ways, ToM is a social cognitive skill (Wade et al., 2018) as it refers to the ability to understand
other people’s behaviors/expressions such as desire, emotion, and belief. ToM skill also includes
an understanding of more nuanced cues such as deception, lying, humor, or sarcasm. Another
definition of ToM is the ability to appreciate one’s and other’s state of mind, which is highly
relevant to how children can explain and foresee others’ behaviors (Flavell, 2004).
There are two levels of ToM. First-order ToM is often studied in early childhood.
Advanced ToM (AToM), or children’s high-level proficiency in reading complex social
33
incidents and mental states (e.g., loneliness or friend making), are typically developed after the
age of 7 (Osterhaus & Koeber, 2021). In a more complex line of research known as the
Componential Model of ToM (Tsoi, 2016), researchers explored components such as intuitive
ToM and reflective ToM. Another branch of ToM scholarship further differentiates “affective
ToM” (i.e., the capability to understand affective states, emotions, and feelings of other people)
from “cognitive ToM” (i.e., the reasoning ability) (Duval et al., 2011; Shamay-Tsoory et al.,
2010). While scholars pay much attention to making a clear distinction between different ToM
skills, neuroimaging evidence consistently demonstrates the interconnection between them.
Regardless of how cognitive and affective ToM are differentiated, research results suggest that
each of them might recruit some different neural process, but both share certain interlinked paths
(Misailidi & Tsiara, 2021).
Importantly, there is little agreement among researchers on whether ToM is a unitary
construct (Misailidi & Tsiara, 2021). Being known as a deciding factor in young children’s social
life, ToM often works in concert with other brain activities to support other aspects such as
decision-making and learning. In fact, it is quite imperative to gauge the interplay between ToM
and other cognitive pathways. Efforts have been recently made to explore ToM in tandem with
other systems such as inhibition. Specifically, some initial research findings reveal that children
with social difficulties such as anxiety have lower scores in both ToM and inhibition (An &
Kochanska, 2021). A study focusing on 4 years old children's shyness shows that how children
inhibit their expression did influence their ToM ability (MacGowan et al., 2022). This
investigation measures the change in resting breathing rate, a physiological marker of self-
regulation and inhibition, while participants were asked to follow a TOM task. These results
suggest that ToM and inhibition might be interconnected (Wade et al., 2018), especially among
34
pre-K children (Wellman, 2018). Nevertheless, how exactly these two constructs interact with
each other remains elusive (Wade et al., 2018)
Some scholars attempt to measure ToM and inhibition concurrently (Doenyas et al.,
2018). Others examine whether inhibition precedes or follows ToM. The findings are mixed. For
example, a study employed multiple batteries to measure false belief, working memory, and
inhibition among 72 children. According to data analysis, both working memory and inhibition
contributed to the development of ToM (Mutter et al., 2006). In children with
neurodevelopmental disorders, the relationship between ToM and inhibition is somewhat
unclear. Children with Prader-Willi and Williams syndromes show no difficulties with ToM
while being impaired in inhibition tasks (Perner & Lang, 2000). Whereas, inverted results have
been observed among the group of children with ASD (Pellicano, 2007). In the field of language
acquisition, researchers found that only inhibition, not working memory, needs to accompany
ToM development to facilitate learning (Kuijper et al., 2021). A recent experiment on children in
preschool suggested that inhibition is among the factors influencing cognitive ToM. Inhibition,
meanwhile, has little impact on affective ToM (Longobardi et al., 2021)
There remain other possibilities in the relationship between ToM and inhibition. First,
ToM might influence inhibition. Second, ToM and inhibition might co-develop. Cognitive and
developmental neuroscience appears to support the hypothesis that ToM and inhibition share
certain brain activation pathways. While evidence documenting the inhibition-to-ToM
directional relationship is more abundant than the reverse, such claims need further scrutiny
because neuroimaging studies of children responding to emotional stimuli have been quite
limited. In fact, intervention research has shown the robust mutual effects of ToM and inhibition
35
(Kloo & Perner, 2003) as the maturation of ToM and inhibition largely involve the prefrontal
cortex area (Wade et al., 2018).
Metacognition
There is a consensus that children need to acquire cognitive ToM before affective ToM.
Mastery of ToM allows young children to explain and predict what will happen in the next
moment in their social life. Within cognitive ToM, there are the ability to understand others and
the ability to understand themselves (Misailidi & Tsiara, 2021). Metacognition is an umbrella
term in cognitive studies, and it relates to both aspects of ToM as well as to inhibition.
Essentially, metacognition is “cognition about cognition” (Flavell, 1979). It is a state of
mind when one is thinking about their thoughts. This cognitive skill is thought to be crucial for
daily functioning. Metacognition is a critical component of regulation, as it monitors, controls, or
adapts already available information (Roebers, 2016). In young children, metacognition
contributes to the ability to keep track of an ongoing task. Most 5-year-old children need to often
ask or tell themselves: “Do I need to finish this painting?” “Why do I need to stay in line?” or “I
remember my teacher wants me to get in line whenever we go outside.” Flavell (1979) argued
that ‘‘metacognition” is the interplay between metacognitive knowledge, and metacognitive
actions. Similarly, Brown and Deloache (1977) suggested that children need to engage in the
“monitor and control” mode to follow a “goal-directed” plan.
Metamemory is another related concept. John Flavell, who first introduced the term in
1971, defined “metamemory” as the activity to monitor and retrieve memory (Flavell,1976).
Also in the 1970s, Earl Butterfield and colleagues proposed that metamemory requires two
components to ensure task accomplishment, conscious access to memory and an ability to
control and monitor it (Butterfield et al., 1996).
36
The metacognitive and affective model of self-regulated learning (MASRL Model)
proposed various mechanisms through which self-regulated learning improves over the course of
development (Efklides, 2011). As such, the MARSRL Model highlighted the involvement of
metacognitive knowledge and learning experiences. Metacognition is vital to learning as it
enables children in persisting in tasks, recognize patterns, develop self-efficacy and self-evaluate.
While metacognition is conceptualized as monitoring activity, inhibition is considered as a
controlling partner, and they are intertwined (Roebers, 2016).
An experiment found that young children’s inhibition would endure when they lack their
metacognitive knowledge and strategies (Lyons & Ghetti, 2013). Neuroscientists believe
activation in the anterior cingulate cortex (ACC) and medial prefrontal activity are both involved
in inhibition and metacognition (Benson et al., 2012). Several scholars contended that mental
representation, aka metacognition, is the underlying factor of both ToM and inhibition
(Mukatana, 2015; Wade et al., 2018).
Metacognition, Meta-Emotion, ToM, and Inhibition
In many ways, metacognition is partially overlapped with emotional regulation, self-
regulation, and even self-concept (Frazier et al., 2021). This faculty is closely associated with
mathematics learning and emotional regulation among young children. Metacognitive
development has been recently studied in conjunction with both inhibition and ToM (Cornway et
al., 2019; Schneider, 2008). Relevant research documents young children’s notable skill and
sensitivity to understanding others’ perspectives (Kramarski et al., 2021). Children as young as
preschool age are capable to see the world through the teacher’s eyes (Kuhn et al., 2021). This is
a great change in the literature since there was an established agreement that metacognition only
appears in middle childhood. Nevertheless, very little attempt has been made to investigate the
37
developmental sequences of these three skills. Newer findings in this area point to the conjecture
of co-development of inhibition, metacognition, and ToM. It appears that when children have
difficulties with their metacognition, their ToM is lagging behind (Simons et al., 2020).
According to some scholars, metacognition is such a broad concept that it already poses a
great challenge just to decide if it is in fact an umbrella term for both ToM and inhibition (Kuhn
et al., 2021). Others believe that metacognition, inhibition, and ToM are separated (Lombardi et
al., 2022). It should be noted though that social interaction can help facilitate metacognition
(Brinck & Liljenfors, 2013; Frith & Frith, 2012). Young children demonstrate better
metacognitive skills in socially interactive settings as compared to when they are alone (Bernard
et al., 2015; Goupil et al., 2016).
Social Relationship and Adult-Child Interaction
ToM and metacognition have been studied along with constructs such as social cognition,
social intelligence, emotional intelligence, mind reading, or mind blindness in human social
relationships. Along those lines, social relation is often described as a complex web of
interpersonal communication, which requires various components, including understanding
social behavior, emotional understanding, perspective taking, problem-solving, and language
development (both receptive and expressive) (Longobardi et al., 2015). Particularly, Peter
Caruthers emphasized that both adults and children in an interpersonal relationship represent
their minds (e.g., feeling, belief, intention) with people around, thereby forming their
expectations accordingly (Carruthers, 2009).
Understanding others, or “reflective self-awareness,” is the skill an average toddler
develops at 2-3 years (Misailidi & Tsiara, 2021). Some might start to gain an early understanding
of another person’s perspective at 14 months (Arioli et al., 2018). Despite these disagreements,
38
most scholars agree that social cooperation cannot be obtained without both parties’ knowledge
of self and others.
The communication (both verbal and non-verbal) between a child and a teacher is a good
example of how the knowledge of self and others is developed in young children. As they learn
to know each other through various activities, each party gains a full and conscious
understanding of the other’s state of consciousness based on previous experience. This is called a
dyadic state of consciousness (Tronick & Beehgly 2011). Because of these exchanges, the child
and the teacher can maintain coherence and increase the complexity of their communication
(Tronick & Beeghly 2011). The way the dyad conveys and corresponds can affect how they both
feel, even if it is not verbalized.
As demonstrated in the affect sharing and emotional congruency literature, perceiving
other people’s distress will lead to self-distress (Preston & de Waal, 2002). Young children are
very capable of telling if their teachers are in a positive or negative mood. In addition, children
can understand what needs to be done. Children as young as 18 months were found to have the
ability to perceive that adults need help and indicate their willingness to offer help (Warneken &
Tomasello, 2006).
Some researchers further argue that preschoolers know that comforting and cheering up
others will cheer them up (Moore 2007). Moreover, understanding adults’ emotions can motivate
children to adjust their own behaviors. Their decision to modify behavior is flexible and context
driven (Ornaghi et al.,2020). This phenomenon has long been documented in empathic concerns
studies (Decety & Svetlova, 2012; Kagan & Hamburg, 1981). Children become more empathetic
once they gain the ability to tell the difference between themselves from others (Eissenberg,
2010).
39
Teacher-child relationship in kindergarten deserves to be further investigated as it has a
significant impact on student life in early childhood and elementary school years. Kindergarten is
the first year that children spend longer hours at school. It provides children with a longer time to
interact with other adults on a regular basis. Numerous efforts have been made to study the
influence of teacher-child relationships on learning outcomes (Hamre et al., 2017). Teacher-child
relationship depends on the inputs from both the child and the teacher. Existing research suggests
that a high-quality relationship between the teacher and student can moderate the child’s self-
regulation. Conversely, a child’s ability to inhibit certain behaviors can enhance the closeness
between the teacher and the student (Acar et al., 2022). Teacher input in this relationship with a
student, in turn, is contingent on the teacher's well-being (both physical and emotional).
Consequently, a teacher’s emotional regulation, sense of efficacy, and the link between these and
the teacher-child relationship should be further discussed.
Teachers’ Emotion and Classroom Emotional Climate
A teacher is an attachment figure for young children (Pianta, 1992). Teachers can provide
a “secure base” and “safe haven” for their students, particularly in stressful situations. Teachers’
emotional well-being is, consequentially, critical to how children learn to adapt behaviorally
(Ferreira et al., 2020).
A teacher’s emotions are complex and vary in state and intensity, including the teacher’s
own internal signals and their interactions with students, parents, and school (Farouk, 2012).
Teaching is a career of emotional labor. In his seminal work, “Teacher and Child: A Book for
Parents and Teachers,” Haim Ginott (1976) wrote: “I have come to a frightening conclusion. I
am the decisive element in the classroom. It is my personal approach that creates the climate. It
is my daily mood that makes the weather” (p. 266).
40
Particularly, early childhood classrooms often expect teachers to express positive
emotions while minimizing negative ones. Teachers who feel emotionally depleted are less
capable of supporting their students. In turn, a poor relationship with students is linked to
emotional exhaustion among teachers (Corbin et al., 2019). This requires teachers to regulate
both internally and externally to match their job responsibilities (Grandey, 2000; Yin et al,
2018). The way teachers perceive and express their emotions in the classroom can have an
impact on their competence perception and job satisfaction (Spilt et al., 2011).
While positivity is closely associated with wellbeing (Gross & John, 2003) and
competent classroom management (Sutton & Harper, 2009), negativity (e.g., anger, frustration,
anxiety, depression, pressure, tension, confusion) brings the opposite results (Kyriacou, 2001;
Sandilos et al., 2018). When strong emotional negativity is not properly modulated, negativism
might be shown inappropriately and unexpectedly (Eisenberg, 2017). Such outward expressions
by teachers can potentially alter the classroom climate and damage their relationship with
students. In worse cases, teachers’ level of stress is linked to children’s aggressive behavior
(Jeon et al., 2018).
Teachers’ Emotional Regulation as Part of Teaching
Teaching-related stress is contingent on emotional regulation (Fathi et al.,2021), a skill
that is necessary for both children and teachers (Hoffmann et al., 2020). Teaching involves not
only instruction and classroom management but also the regulation of internal feelings to
maintain an environment conducive to learning (Eisenberg & Spinrad, 2004). Until recent years,
scholars had not paid enough attention to teachers’ emotions, probably due to a common belief
that teaching is strictly limited to the transfer of knowledge (Chen & Cheng, 2021). By and large,
emotional regulation helps teachers manage their demanding tasks.
41
Oftentimes, teachers are asked to maintain their outer expressions to avoid too strong
emotions that are deemed unprofessional and undesirable. But early childhood teachers have a
much more complicated job as they sometimes must fake certain negative emotions (e.g.,
pretending to be angry and disappointed) or hide positive emotions (e.g., hiding thrill and
excitement) (Buric et al., 2019) as part of teaching. Because of this challenge, teachers in early
childhood classrooms carry an extra workload in maintaining their emotional wellbeing. Another
stressful aspect of teaching is the demand to sustain meaningful interactions with students
(Aldrup et al., 2020; Klassen et al., 2013). To do so, teachers must invest extra effort in being
warm and caring.
According to a survey of teachers in the Southern United States, suppressing one’s
emotions is the most frequent strategy that teachers use in the classroom (Taxer & Gross, 2018).
Other studies observed that hiding one’s emotional distress was very common among teachers,
who believe they should maintain a professional manner to avoid troubles at the workplace
(Aron, 2015). This is quite alarming because research finds that emotional suppression is
correlated with emotional exhaustion and burnout (Taxer & Frenzel, 2015).
On the other hand, relationship with students has a considerable impact on teachers’
wellbeing (Pliskova, 2021). Findings from several studies suggest that students’ challenging
behaviors factor in teachers’ emotional distress (Frenzel, 2014). Teachers are responsible for not
only disciplining challenging behaviors but also gauging student needs and deploying proper
actions to respond. It should be noted, however, that teachers could only respond appropriately
and maintain emotional warmth once they understand their own emotions, as well as those of
emotions of their students.
42
The conventional approach to teacher training leaves little room for understanding one’s
own emotions. Consequently, teachers often feel ill-prepared or insufficiently supported in
coping with a stressful career (Chen & Cheng, 2021; Karnovsky et al., 2021). The tendency to
suppress all negativity to remain positive on the surface has raised questions and concerns
(Gibbons et al.,2016). Research attempts have been made in recent decades to provide insights
into the nuanced effects of emotional regulation on teaching. For example, a panel study (Buric
et al., 2018) compared deep acting and surface acting, two different game plans in up regulating
and down regulating positive and negative affect. Participating teachers focused on strategies to
promote joy and love while decreasing anger and hopelessness.
Deep acting is the process in which a teacher changes internal feelings to align with the
teaching goal. Surface acting, on the other hand, is the course of action during which a teacher
displays externally required emotions without attempting to change their actual feelings
(Horchild, 1983). The study results revealed a strong relationship between teachers’ emotional
managing skills and emotional outcomes. Buric and colleagues (2018) maintained that when
teachers genuinely express their emotions, it can help with their teaching goals and may possibly
bring a good influence on their own wellbeing. Another longitudinal research further showed that
an appropriate emotional strategy could positively affect teachers’ sense of self-efficacy and job
satisfaction, which would eventually help maintain teachers’ enthusiasm (Buriæ & Moè, 2020).
In general, one needs to balance between positive and negative thinking with the
approximate ratio of 2.9/1 (positivity/ negativity) to be well and flourished (Diehl et al.,2021).
Such a ratio of positive over negative emotions also relates to job satisfaction, self-control, self-
esteem, and optimism (Orkibi & Ronen, 2017). However, this ratio of positivity/negativity has
not been tested on teachers. Most research on teachers’ emotions is centered around depression
43
and burnout with very few studies exploring the benefits of positivity and its effects on teaching
and learning (Rusu & Colomeichi, 2020). According to the broaden-and-build theory of positive
emotion (Fredrickson, 2001), positive emotions broaden the thoughts and actions so one can be
more explorative, and creative, thereby enhancing life experiences. The extant literature ties
positivity to productivity, creativity, and active coping. Along the same lines, a study of teachers’
daily notes about their daily feelings concluded that teachers’ positive emotions could stimulate
an upward spiral pattern leading to the feeling of satisfaction (Lavy & Eshet, 2018).
Teacher Self-Efficacy and Positive Thinking
Humans have a notable set of capacities for self-regulation to gain control over their life
course (Bandura, 1989,1997, 2001). These include self-regulation of thoughts, motivation, and
affective states. Self-efficacy is believed to be flexible rather than static as it is obtained through
the ability to reflect and learn from experience (Bandura, 1997). Self-efficacy perception can
influence how one manages emotional situations in a positive or negative manner. This sense of
self-efficacy can decide the amount of effort one puts into work, how one perseveres in times of
stress, or even how powerless one might become (Caprara et al., 2008). As such, teacher self-
efficacy is closely related to their emotions (Buric et al., 2021) and career adaptability
(McLennan et al., 2017)
Educational research finds links between optimism, emotional wellbeing, and teachers’
sense of self-efficacy (McLennan et al., 2017). According to social cognitive career theory,
people with a more optimistic viewpoint are expected to make relatively greater progress toward
goals and satisfaction (Lent & Brown, 2006). To be optimistic, one would deploy their appraisal
skill to judge the unfamiliar situation in an adaptive way. In this sense, career adaptability can be
defined as one’s view of their own capability to work around demanding responsibilities (Lent &
44
Brown, 2006). As shown in empirical data, teachers with high problem-solving and cognitive
reappraisal skills have higher levels of well-being, whereas teachers who frequently hide
negative emotions have lower scores of well-being (Aldrup et al., 2020).
Teacher Self-Efficacy and Teacher-Child Relationship
Efficacy perception can be either a consequence of or an antecedent to how teachers
manage their emotions (Buric et al., 2021). Teacher self-efficacy can shape their emotions
because it helps direct attention and adjusts teachers’ emotional states. Conversely, the state of
positive or negative emotion can influence teachers’ sense of efficacy. While teacher self-
efficacy (TSE) has long been seen as a stable construct, there is growing literature suggesting
that it is much more context-specific (Tschannen-Moran et al., 1998). TSE is sensitive to
individual students (Zee & Koomen, 2016). Students’ externalizing behavior, for example, is
linked to TSE and teachers’ stress levels (Brouwers & Tomic, 2000; Tsouloupas et al., 2010).
Particularly, teachers are found to feel less efficacious toward individual students with
challenging behaviors (Spilt et al., 2011).
Studies of TSE and student-teacher relationship shows that teacher perceptions of student
behavior are based on previous experiences or interactions (Morris et al., 2017; Spilt et al.,
2011). Just like how children’s mental representation of their teachers is shaped by the quality of
their relationships with their teachers, teachers themselves form a representation of each student
in their mind, which –in turn– influences the dyadic relationship (Zee & Koomen, 2017). When
their existing mental representation is positive, teachers tend to have a greater sense of
responsibility and sensitivity toward individual students, leading to better communication and
interaction (Hamre et al., 2017).
45
Relationships with teachers are critical to children's emotional wellbeing and,
consequently, their inhibition development. Research suggests that feeling rejected or being
stressed or sad would negatively impact inhibition (Diamond et al., 2019). Conflict with teachers
tends to undermine students’ potential to develop behaviorally (McKinnon & Blair 2018). When
the relationship with their teachers is on the negative side, children’s academic engagement
declines along with their intrinsic motivation (Wood, 2017).
On the other hand, it is also well documented in empirical data that the quality of
interactions between teachers and preschool students is reportedly diminished as teachers’ stress
level elevates. When teachers experience stress, they are less likely to be effective in promoting
child development (Sandilos et al., 2018). Meanwhile, much less is known about the influence of
teacher-child relationship on teacher self-efficacy. The available evidence is limited, as to the
significant contribution of conflict (or the lack thereof) in the teacher-child relationship to
teachers’ stress levels (Gagnon, 2019). Although a positive relationship with students is found to
be among the protective factors for teachers’ stress (Haydon et al., 2018), it remains unclear
whether it has anything to do with teacher self-efficacy, which plays its part in emotion and
stress management process as well as in teachers’ classroom engagement (Dicke et al., 2017).
Conclusion
This review of the literature shows that the development of inhibition and emotional
regulation in children happens in a reciprocal manner. In fact, one might even argue that the two
co-develop. Overall, children’s development of inhibition skills depends on multiple factors,
among which their relationship with significant adults can be influential. Significant adults, like
parent figures and teachers in early childhood classrooms, play a guiding role in children’s self-
regulation. A positive relationship between the teacher and the student is mutually beneficial for
both
parties.
At
the
same
time,
the teacher’s
ability
to
manage
and
balance
their
own
thoughts
and
emotions
might
have
a
significant
impact
on
the
teacher-child
relationship
and,
subsequentially,
on
the
child’s
inhibition.
The
visual
representation
below
portrays
these
relationships
in
a
conceptual
model
of
analysis
(Figure
3).
Figure
3.
Theoretical
connections
Child
Culture,
Emotion,
TOM,
WEE
LEC
Teacher-Child
Relationship
Dyad
are
ten
Cony
1
|
;
Child
Inhibition
Teacher
Culture,
BST
Teacher
BY
Cle
Teceyea
ve
Cosy
Self-Efficacy
sioio
Note:
This
integrated
theoretical
framework
demonstrates
the
interactive
nature
of
developmental,
cognitive,
metacognitive,
and
social-emotional
factors
with
teacher-child
relationship,
teacher
self-efficacy,
and
child
inhibition.
The
left
side
of
Figure
3
displays
how
multiple
factors
on
the
side
of
teacher
and
child
interact to
influence
both
teacher
and
the
child.
The
right
side
of
the
figure
shows
the
iuultidirectional
connections
between
teacher-child
relationships,
teacher
self-efficacy,
and
child
46
inhibition.
With
this
conceptual
model,
two
hypotheses
and
a research
question
are
proposed
for
further
exploration:
-
H1.
Teacher-child
relationship
influences
child
inhibition
-
H2.
Teacher-child
relationship
mediates
the
effects
of
teacher
self-efficacy
on
child
inhibition.
-
RQ.
What
specific
role
does
teacher
self-efficacy
play
in
the
connection
between
teacher-
child
relationship
and
child
inhibition?
Figure
4.
Hypothesized
competing
models
a.
Teacher-child
relationship
as
a
mediator
hild
Relationship
Teacher
Self-Efficacy
Child
Inhibition
b.
Teacher
self-efficacy
as
a
mediator
ild
Inhibition
AT
48
As illustrated in Figure 4, two competing models are tested with child inhibition being
the dependent variable. It shows the hypothesized impacts of teacher-child relationship and
teacher self-efficacy and how these predictor variables interact in influencing child inhibition
outcomes.
49
CHAPTER 3
Methodology
Background
This study uses secondary data analysis of the Early Childhood Longitudinal Study 2010-
2011. The ECLS 2010-2011 is the third nationally represented data studying child development,
early learning, and school progress across the United States. It is sponsored by the National
Center for Education Statistics (NCES). NCES located within the U.S. Department of Education
and the Institute of Education Sciences, this organization satisfies the Congressional mandate to
collect and report complete statistics on American education. The purpose of this study is to
understand the details of the developmental experiences of children during early childhood years
within the context of their homes and school communities.
ECLS 2010-2011 follows the nationally represented sample of students from
kindergarten to 5th grade. The data collected information from sources such as children,
administrators, parents, teachers, and childcare providers. During the kindergarten year, it also
included surveys from before- and after- school care providers. The ECLS-K:2011 brings forth
in-depth information and details about children's growth and learning in the U.S. in the first
decades of the 2000s. This data enables researchers to analyze and understand a wide range of
children, family, classroom, and community characteristics related to children’s development
and experiences in the early school age period.
Research Questions
This project sets out to explore the interconnected relationships between teacher-child
relationship, teacher’s self-efficacy, and their specific impacts on child inhibition. Specifically,
the dissertation addresses the following research questions:
50
- What is the relationship between teacher-child relationship and child inhibition?
- What is the relationship between teacher-child relationship and teacher’s self-efficacy?
- How do the teacher-child relationship and teacher self-efficacy contribute to child
inhibition?
Conceptual Model
ECLS-K:2011 is designed based on the framework of children’s development which
emphasizes the interconnection between the child and family, the child and school, and the
family and community. Due to this model, the study collects information about children’s
experiences in a broad range of topics, such as health, family logistics, parental roles, household
arrangement, home pets, finance, and food security. The study pays particular attention to the
role that parents and families play in helping children adjust to formal school and in supporting
children’s education in various ways through the elementary grades.
Periods of Data Collection
The ECLS-K:2011 follows children from kindergarten form the 2010–11 school year
through the 2015–16 school year. It includes both children who enroll in kindergarten for the
first time and those who repeat kindergarten. Almost 18,000 kindergartners from 970 schools
and their parents, teachers, school administrators, and care providers participated in both Fall
2010 and Spring 2011 data collection. Kindergarten collection is marked as the base-year of data
collection. Beginning with the fall of the first grade, children who moved away from base-year
schools were contacted for follow-up. Approximately 50 percent of children who moved away
were subsampled out and stayed out of the sample. Due to the scope of this study, I present the
base year data only.
51
Table 1. Types of measurement instruments used in the ECLS-K:2011 kindergarten data
Study Measurements
The design of the ECLS-K:2011 was developed to gauge children’s experiences across
multiple contexts and development domains. Multiple measurement instruments were used to
measure and collect data on a broad range of children’s experiences, including children’s growth
and development, as well as the quality of childcare they received. ECLS 2011 information was
collected from kindergarteners, their parents/guardians, teacher teachers, special education
teachers, school administrators and care providers. Various standardized measures were used for
direct assessment as well as interviews of study participants.
52
Table 2. Type of instruments used in direct assessment of children in ECLS-K:2011 kindergarten
Direct Assessment of Children in ECLS-K:2011. Kindergarteners were administered
various assessment scales to measure children’s cognitive skills and knowledge. The areas of
assessments included children’s knowledge and skills in reading (measured in fall and spring),
mathematics (measured in fall and spring), and science (measured in spring), as well as
assessment of children’s executive function (working memory and cognitive flexibility in fall
and spring). Children's social skills were measured through surveying both parents/guardians and
teachers in the fall and later in the spring of 2011. Various domains of executive functions,
including child’s inhibition skills were measured indirectly through interviews and surveys of
parents/guardians and teachers. Table 2 displays the types of direct assessment used in this study.
The study used 10 direct standardized instruments for English, mathematic and executive
functions.
Parents/Guardians Interviews. Parent or guardian interviews were conducted to
understand children’s developmental context. The parent interview asked about family structure,
53
home literacy activities, household finance, care coordination, and demographic indicators.
Parents were also surveyed on their children’s health, socioemotional well-being and skills, and
developmental status or other diagnosed conditions.
Teachers Interviews. To understand the educational context, teachers provided
information on each participating child and their (teacher’s) own information. When teachers
were asked to rate a child, the questionnaire was named child-level. At the child level, teachers
were asked to rate the child’s noncognitive dimensions such as the child’s attitude to learning,
social skills, memory, and inhibition skills. At the teacher level, teachers were asked about their
own information. More specifically, teachers were asked about their own educational
backgrounds, teaching practices, and personal experience, teacher-child relationship, and
teacher’s overall perception of the school environment.
Data Sampling
Population and Sample Design
The ECLS-K:2011 study involved recruiting a representative population of children with
probabilities that were approximately the same for each child. Data sampling is a statistical
technique used to select a representative subset of a population instead of surveying every single
individual. A multi-stage sampling was designed that involved Primary Sampling Units (PSUs).
To reduce data collection costs in surveying the whole population, ECLS-K:2011 also adopted a
clustered design method. In cluster sampling, the researcher divides the whole population into
small groups, each is called a cluster. This method is widely used in large populations,
particularly in the condition where people live in a widely geographically dispersed area. The
sampling for the ECLS-K:2011 was conducted through three stages. In the first stage, the
country was divided into primary sampling units (PSUs), or geographic locations that are
54
counties or a cluster of counties, and 90 PSUs were sampled in total. Secondly, samples of public
and private schools with kindergarten programs were selected within the sampled PSUs. Both
PSUs and schools were selected with probability proportional to measures of size (defined as the
population size) that adjusted to a desired oversampling purpose of having populations of Asians,
Native Hawaiians, and other Pacific Islanders (APIs).
ECLS-K:2011’s first stage sampling was a list of the 3,141 counties in the United States.
The list utilized 2007 Census Bureau’s total population estimation in each county, and estimation
of the number of 5-year-old children in each county. All 3,141 counties are accounted for in the
1,714 PSUs. To address the concern of underrepresentation of APIs, the study made applied
oversampling method so that PSUs with a high concentration of APIs had more chance of
being selected.
Sites of Study: Stratification and Selection of School Sites
Ten primary school sites, called Primary Sampling Units (PSUs) with a large measure of
size were chosen for the ECLS-K:2011 study. The remaining PSUs were chosen using a
stratified sampling procedure. These PSUs were grouped into 40 strata defined by geographic
region, size, per capita income, and the race/ethnicity of 5-year-old children living in the PSU
(particularly for the percentage of 5-year-old APIs, the percentage of 5-year-old Blacks, and the
percentage of 5-year- old Hispanics).
The second stage was the selection of public and private schools that had kindergarten
programs. The number of schools participating in the base year was 180 private and 720 public
schools, for a total of 900 schools. Public schools with fewer than 23 children and private
schools with fewer than 12 children were clustered together. This gave smaller schools a better
chance of being selected than if they were not clustered. For public schools, geography and size
55
were used as sort variables. For private schools, religious affiliation and school size were used as
sort variables. A cluster of schools was treated as a single sampling unit, as was each non-
clustered school. Table 3 shows the number of schools across the geographic regions included in
this study. Metropolitan Statistical Area (MSA, defined as an area with large population). Non-
Metropolitan Statistical area (non-MSA) is commonly defined as an area no part of which is
within an area designated as a metropolitan statistical area (MSA) and which does not contain a
city with population exceeds fifty thousand individuals.
Table 3. Number of schools in the study by census region
A Representative Population of Children
To recruit a representative population of children for this study, the ECL-K study sample
design goal was to obtain a true representative without errors. The only exception was the
population of Asian Pacific Islander (API) children. Historically, inadequate data collection
methods impact the reliability and validity of the data of this ethnic group. Data collection for
API faced multiple challenges because it is difficult to recruit API participants for studies.
Mistrust, mis information, language and cultural barriers are among the reasons (Bhakta, 2022).
56
Over sampling aims to modify unequal data classes to obtain a balanced data set, because
the data set include all children who live in the U.S. Asian/Pacific Islanders (API) were over
sampled to assure that the data set include enough student of this ethnicity to make an accurate
estimation of this students as a group. Based on the ECK-L study (1998), the ECLS-K:2011
designers opt to oversample at rate of 2.5 to ensure the level of reliability.
Two independent sampling groups were formed within each school, one containing API
children and the second containing all other children. API children were sampled with a rate that
was 2.5 times the rate for non-API children. Within each group, children were selected using
equal probability systematic sampling. In the final stage, a sample of about 23 students was
selected at each sampled school.
Sample Weight
A sample weight is a technique to re-balance the data set, it corrects for under- or over-
representation. It is done to compensate for unequal response rates, or to adjust for key
demographic variables such as age, sex, and ethnicity. In this study, the population data was
weighted to accurately represent the student population in the United States. For the base year
(the kindergarten year), weights were provided at the child and school levels.
A sample weight was produced for use of every component of the study such as child
assessment, parent interview, and for every combination of components. However, data
weighting comes with budgetary limits in a big data set. ECL-K analysts determined which
weights would be most useful for researchers analyzing data from the base year, with
considering how analysts were likely to use the data. The computation of sample weight in
ECLK-K:2011 included PSU level, school level, and child’s level. Weights developed for use
57
with the ECLS-K:2011 base year data, and components for which nonresponse adjustments were
made. See Table 4 (above) for the distribution of weights.
Table 4. Weight for school year 2010-2011
Variance Estimation
Variance estimation was conducted with Jackknife a cross-validation forms of
resampling) replication, and the Taylor series methods (a method to approximate any function of
a polynomial with an infinite number of terms). These well-known methods were used in the
ECLK-K:2011 study, considering the nature of clustered, multistage sampling and oversampling
of API population. For the complex design of ECLS-K:2011 it was appropriate to compute
correct standard errors by Jackknife method and Taylor series method (Jiao & Han, 2020).
Nonresponse Bias Analysis
In a large data study, a nonresponse bias is referred to the event that a participant was not
able or unwilling to finish the study. A nonresponse bias analysis was conducted to rule out that
58
a substantial bias was not a result of nonresponses. Three methods were used to examine
nonresponse bias. Firstly, a comparison of estimates from the ECLS-K:2011 and the NHES:2007
parent interviews. The comparison provided no indication that a significant nonresponse bias
was present in the data. The second method was a comparison with estimates from the 2010-11
Common Core of Data (CCD) and the 2009-10 Private School Survey (PSS) for a limited
number of items. The difference in the two sets of estimates was small, suggesting there was no
significant nonresponse bias present in the data. For example, the ECLS-K:2011 estimate of
male students was 51.2%, compared with 51.7% in the CCD; of which 24.7% was Hispanic in
the ECLS-K:2011 compared to CCD data’s 25.2%. Lastly, unadjusted weight and weighted
items were compared.
It was found that the differences between the two estimates were very small. For
example, the average math scale score was 41.73 unadjusted and 41.65 adjusted; the average
reading scale score was 49.16 unadjusted and 49.08 adjusted; the percent of children’s parents
who reported that their children visited a museum in the past month was 34.16 unadjusted and
34.22 adjusted. Based on this analysis, it was unlikely that significant nonresponse bias was
present in ECLS-K:2011.
Variables
This section discusses the list of variables I selected for data analysis. It comprises of
variables available in both child-level and teacher-level data in the ECLS-K:2011 study. In this
study plan, all variables of interest were downloaded through the NCES public-use file. There is
no need to examine restricted-use data in addressing research questions or testing hypotheses.
As previously mentioned, child-level data were collected from each student during the
study period. Teacher and parent-level data included surveys and interviews with teachers and
59
parents/caregivers. The school administrator’s survey was recorded as school-level data. Data for
each child include the results of the assessment for the child, as well as the child’s records for the
surveys and questionnaires that the teachers, parents/guardians, and the school administrators
have completed. Because this dissertation focuses on the relationship between the teacher’s sense
of efficacy, the child social and inhibition skills, and the teacher-child relationship, only child-
level and teacher-level data in the ECLS-K:2011 study are used. As such, the restricted-use
version of kindergarten data files to analyze data at school-level is deemed unnecessary.
Child-level data were collected in Fall 2010 and Spring 2011. Data collected in Fall 2010
are marked as “T1” and those collected in Spring 2011 are marked as “T2.” Teachers’
questionnaires were also administered during this period. In the spring data collection, child
assessments were conducted from March through June 2011, and parent interviews were
conducted from March through early July 2011. Variable names for the fall kindergarten child-
level data contain the “T1” prefix and variable names for the spring kindergarten child-level data
contain the “T2” prefix.
Table 5. General education classroom child-level teacher questionnaire topics
60
Self-administered teacher-level questionnaires were collected in the Fall and Spring from
the child’s general education classroom teacher. The special education teacher (when applicable)
completed both teacher-level and child-level questionnaires. Table 5 lists the information which
was covered in the teachers’ questionnaires.
Child Inhibition
Social Skill Rating Scale. Using the Social Skill Rating System in both the fall and
spring periods, teachers reported each child’s social skills and behaviors using a 4-point scale
ranging from “Never” to “Very often.” A composite index was created by summing all scale
scores. The items in this scale measure children’s social skills and behaviors modified from the
Social Skills Rating System – SRRS (NCS Pearson, 1990). The Social Skills Rating System is a
high validity scale (Gresham et al., 2011). ECLS-K 2011’s social skills battery included some
verbatim from the original SRRS, and some items that were modified with different wordings.
The Social Skill Rating System includes 4 domains: self-control (4 items), interpersonal skills (5
items), externalizing problem behaviors (5 items), and internalizing problem behaviors (4 items).
Higher scores indicate that the child exhibits the behavior more often (e.g., higher self-control
scores indicate that the child exhibits behaviors indicative of self-control more often). The Social
Skill Rating System includes questions such as “Child is able to follow your directions,” “Child
can control temper in conflict with peers,” “Child ignores peer distractions,” or “Child easily
makes transition from one activity to another.”
Teacher-Reported Approaches to Learning Scale. In the original study, inhibition of
children was measured through a teacher reported instrument, the Approaches to Learning Scale
(ALS). Using this instrument, teachers reported how their students exhibited the following
behaviors: easily adapting to changes, persisting in finishing tasks, paying attention, and
61
following classroom rules. Teachers used a 4-point scale to report on the frequency of children’s
behaviors (“Never” to “Very often.”) Higher scale scores indicate that the child exhibited
behaviors more often. This scale has established its validity and reliability (Diseth, 2007).
Teachers were asked to rank student’s approach to learning in statements such as “Child
can work independently,” “Child is able to adapt to new situations or changes,” “Child can cope
with frustration,” “Child can keep belongings organized,” and “Child persist in completing
tasks.” This scale has been identified as a key dimension of school readiness since 1995.
Interestingly, these learning-related skills also promote adaptive behaviors with peers.
Student-Teacher Relationship
The Student-Teacher Relationship Scale – STRS (Pianta & Steinberg, 2001) is an
instrument which measures closeness and conflict between the teacher and the child. Teachers
used 15 descriptive statements about the relationship with each child to indicate the degree to
which each statement applies to their relationship. A 5-point scale was employed with scores
ranging from “Definitely does not apply” to “Definitely applies.”
Closeness. The closeness subscale includes affection, warmth, and open communication
between the teacher and student. Higher scores on the closeness subscale indicate that the
teacher perceived they had a close relationship with the child. Seven questions were used to
index closeness, including statements such as “I share an affectionate, warm relationship with
this child,” “If upset, this child will seek comfort from me,” “It is easy to be in tune with what
this student is feeling,” “This child openly shares his/her feelings and experience with me.” The
closeness subscale has a reliability estimate of .89.
Conflict. The conflict subscale measures the teacher’s perception of the negative and
conflictual aspects of the teacher’s relationships with the student. High scores indicate that the
62
teacher perceived their relationship with the child to be characterized by higher levels of conflict.
Relevant items include statements such as: “This child and I seem always struggle with each
other,” “This child easily becomes angry with me,” “This child is sneaky or manipulative with
me,” or “Dealing with this child drains my energy,” “This child’s feelings toward me can be
unpredictably or can change suddenly.” The conflict subscale has a reliability estimate of .89.
Teacher Self-Efficacy
This 14-item instrument is a composite index that captures three dimensions: general
teaching efficacy, personal teaching efficacy, and teacher’s job satisfaction. Each item is
measured on a 5- point Likert scale with 1 being “strongly disagree “and 5 being “strongly
agree.” The composite index is the sum of scale scores.
Teaching self-efficacy is highly related to one’s capabilities to bring about outcomes in
student engagement, instructional strategies, and classroom management even when students are
difficult or unmotivated (Tschannen-Moran & Woolfolk Hoy, 2001). This dimension is gauged
through questions such as: “I work to create lessons so my students will enjoy learning,” “If a
student in my class becomes disruptive and noisy, I feel assured that I know some techniques to
redirect them quickly,” or “By trying a different teaching method, I can significantly affect a
student’s achievement.” Personal teaching efficacy is theorized by Gibson and Dembo (1984) as
the degree to which teachers believe in their ability to control the environment (such as school
condition and student’s ability). This dimension comprises these items: “My success or failure in
teaching is due primarily to factors beyond my control rather than to my own effort or ability,” or
“There is really very little I can do to ensure that most of my students achieve at high level.”
Teacher job satisfaction (TSS) is drawn from the Life Satisfaction Scale (Ho & Au, 2006). This
dimension is captured by the following statements: “I am certain I am making a difference in the
63
lives of the children I teach,” “I am satisfied with my class size,” “If I could start over, I would
choose teaching again as my career.”
Data Analysis
Mediation Models
Mediation exists when an independent variable affects a dependent variable indirectly
through one or more intervening variables (Preacher & Hayes, 2004, 2008). It is a
hypothesized causal chain in which one variable affects a second variable that, in turn,
influences a third variable. The intervening variable (M) is the mediator. It mediates the
relationship between a predictor (X) and an outcome (Y). This three-variable mediation can
be visually depicted as follows:
Paths a and b are called direct effects. The mediation effect, in which X influences Y
through M, is called the indirect effect. The indirect effect represents the portion of the
relationship between X and Y that is mediated by M.
As explained in the literature review section, this study tests two competing models with
child inhibition being the dependent variable. The first mediation model is described in Figure
5. Specifically, this model examines how the observed scores of teacher-child relationship (i.e.,
closeness, conflict) have the potential to act as the mediator located causally between one
single indicator of teacher self-efficacy (i.e., predictor) and the observed outcomes in child
inhibition (i.e., SSRS, ALS). In other words, teacher self-efficacy influences teacher-child
relationship, which in turn causes differences in child inhibition. The indirect pathways from
teacher self-efficacy to teacher-child relationship to child inhibition represent the mechanism
that
explains
the
process
through
which
teacher
self-efficacy
exerts
influence
on
child
inhibition.
This
mediation,
therefore,
is
expressed
in
terms
of
indirect
effects.
Figure
5.
Teacher-child
relationship
as
a
mediator
The
second
model,
in
turn,
explores
the
possibility
in
which
the
single
index
of
teacher
self-efficacy
mediates
the
linkage
between
the
observed
scores
of
teacher-child
relationship
(i.e.,
closeness,
conflict)
and
the
outcome
scores
in
child
inhibition
(i-e.,
SSRS,
ALS).
In
Figure
2,
the
three-variable
model
involves
teacher-child
relationships
as
the
“cause”
of
child
inhibition
and
teacher
self-efficacy
as
the
“mediator”
of
this
cause.
Figure
6.
Teacher
self-efficacy
as
a
mediator
_-
BRCon
eel
Rela
Leese
Testing
Mediation
with
Multiple
Regression
Analysis
Multiple
regression
is
arguably
the
most
widely
used
method
to
test
mediation.
This
method
of
testing
mediated
effects
is
also
known
as
stepwise
regression
and
progressive
adjustment.
Baron
and
Kenny
(1986)
developed
a
four-step
approach
to
mediation
analysis in
which
several
regression analyses
are
conducted.
Graphically,
this
procedure
can
be
explained
in
the
following
way
(please
note
that
c’
could
also
be
called
a
direct
effect):
c
FY
cM
a
Step
1.
Conduct
a
regression
analysis
with
X
predicting
Y
to
test
for
path
c.
65
66
Step 2. Conduct a regression analysis with X predicting M to test for path a.
Step 3. Conduct a regression analysis with M predicting Y to test for path b.
Step 4. Conduct a regression analysis with X and M predicting Y.
The purpose of steps 1 through 3 is to establish that zero-order relationships among
variables exist. In step 4, some form of mediation is supported if the effect of M (path b) remains
significant after controlling for X. If X is no longer significant when M is controlled, the finding
supports full mediation. If X remains significant (i.e., both X and M significantly predict Y), the
finding indicates partial mediation. According to Baron and Kenny (1986), a significantly
attenuated independent variable-dependent variable relationship, following adjustment for the
potential mediator, is a necessary condition for mediation.
Applying the framework, this analysis aims to gauge the specific links between three
latent variables: teacher-child relationship, teacher self-efficacy, and child inhibition. In the
first mediation model with teacher-child relationship being the mediator, teacher self-efficacy
is the independent variable and child inhibition is the dependent variable. Conversely, in the
second model involving teacher self-efficacy as the mediator, teacher-child relationship is the
independent variable and child inhibition is the dependent variable. Five indicators are used to
measure latent variables in each model. Teacher-child relationship comprises two observed
67
items, namely closeness and conflict. Teacher self-efficacy is measured by a single indicator.
Child inhibition consists of two observed variables, which are SSRS and ALS.
Overall, four mediation analyses were conducted in this research. Teacher-child
relationship items (closeness, conflict) and teacher self-efficacy take turns serving as the
independent (X) and mediating variables (Y). Child inhibition will be measured by two
outcomes, and in multiple regression, the dependent variable (X) alternates between SSRS and
ALS.
To calculate the magnitude of the mediated effect, two regression coefficients should be
obtained. The first regression coefficient represents the effect of the independent variable (X) on
the mediator (M) (i.e., coefficient for path a). The second regression coefficient measures the
effect of the mediator (M) on the dependent variable (Y) when controlling for the effects of the
independent variable (X) (i.e., coefficient for path b) when controlling for the effects. Both
regression equations can be expanded by including control variables. Following the Sobel
method (Sobel, 1982), a product is formed by multiplying two coefficients together, the partial
regression effect for M predicting Y (denoted as B2) and the coefficient for X predicting M
(denoted as B):
There are several important assumptions in testing mediation with multiple regression
analysis. Before conducting the regression analysis, data were tested for possible violations of
the assumptions of normality and no multicollinearity. The intra-class correlation coefficient
(ICC) value was also obtained. In the presence of non-normal data, bootstrapping was used to
test the statistical significance of an indirect effect (Pituch & Stapleton, 2008). Bootstrapping is a
68
resampling procedure that allows building a sampling distribution of statistics from observed data
without knowing about the distribution of this statistics. The number of resamples in the
bootstrap procedure is 1,000. The confidence interval derived from the bootstrap distribution was
used to test the indirect effect. The indirect effect will be insignificant for a replication if the
confidence interval of sample data contains the value of zero.
Conclusion
Overall, this dissertation explores the specific impact of teacher-child relationship and
teacher’s self-efficacy on child inhibition and the possibility of an indirect influence on the
outcome variable due to the interplay between the two independent variables. The nuanced three-
way linkages are examined through testing meditation with multiple regression. It represents a
step toward a stringent methodological approach to analyzing a large nationally represented data
in the ECLS 2010-2011 study.
69
CHAPTER 4
Results
Overview
The study findings are presented in three steps. First, preliminary analyses are reported
through descriptive statistics as well as results of separate regression models among independent,
dependent, and mediator variables. These separate regressions establish zero-order associations
between teacher self-efficacy and teacher-child relationship (path a), teacher self-efficacy and
child inhibition outcome (path c), teacher-child relationship and child inhibition (path b). The
direct effects of teacher-child relationship variables on child inhibition outcomes are presented as
H1 results. Second, the mediation effects of teacher-child relationship on the path from teacher
self-efficacy to child inhibition are examined through bootstrapping and the Sobel test. Findings
gleaned from the statistical tests provide insight into H2. Finally, the reverse model is gauged
with teacher self-efficacy serving as the mediator of the influence of teacher-child relationship
on child inhibition. The results help address this study’s research question (RQ).
Data Screening
Data were assessed for accuracy, outliers, and biases of the sample. In addition, all
continuous variables were examined for both skewness and kurtosis, with all in question
demonstrating normality scores (less than 3.00 and 10.00, respectively) within acceptable limits
(Kline, 2023). Prior to hypothesis testing, preliminary analysis was conducted to screen data for
normality and partially transform data into composite scores. Teacher self-efficacy in the
analysis is a single composite index with values ranging from 22 to 46. Teacher-child
relationships contain two variables measured on a 5-point scale. Child inhibition outcomes
consist of social inhibition (SSRS) with values varying between 2 and 11 and learning inhibition
70
(ALS) with scores ranging from 1 to 4 (see Table 6). Due to missing values across variables of
interest, a total of 15,063 cases in the data set were available for analysis.
Table 6. Descriptive statistics of variables (n = 15,063)
M
SD
Minimum
Maximum
Skewness
Kurtosis
SSRS
8.26
1.80
2
11
-0.65
-0.20
ALS
3.10
3.10
1
4
-0.44
-0.72
Efficacy
35.27
2.82
22
46
0.16
0.85
Closeness
4.36
0.63
1
5
-1.18
1.18
Conflict
1.64
0.80
1
5
1.53
1.72
Tests of Hypotheses and Research Question
Direct Effects of Teacher-Child Relationship on Child Inhibition
Teacher-child relationship variables (Closeness and Conflict) were analyzed as predictors
of children inhibition outcomes (SSRS and ALS). Four separate models were built to gauge the
direct effects of two aspects of teacher-child relationship on two measures of child inhibition,
respectively. Simple linear regression was used to determine the magnitude and directionality of
pertinent effects (see Table 7).
First, a regression analysis was employed with Closeness as the independent variable and
SSRS as the dependent variable. According to the results, Closeness accounted for 14.4% of the
explained variance in SSRS, F(1, 15061) = 2538.59, p < .001. As indicated in the regression
coefficient (b), higher levels of teacher-student closeness were significantly associated with
stronger social inhibition skills.
71
Second, a similar regression was conducted with Conflict acting as the predictor and
SRRS being the outcome. The analysis showed that Conflict significantly contributed to SSRS,
explaining 50.3% of the observed variance in SSRS, F(1, 15061) = 15224.2, p < .001. The b
value for Conflict was negative, indicating that conflictual relationships with teachers weakened
social inhibition among students.
In the third analysis, Closeness was regressed against ALS to examine its predictive
power on the dependent variable. According to the results, Closeness accounted for 18.6% of the
change in ALS, F(1, 15061) = 3994.94, p < .001. The positive b value suggested that child
learning inhibition increased with teacher-student closeness.
In the final test in this set of linear regressions, Conflict and ALS were set as the
independent and dependent variables, respectively. The findings reveal a significant effect with
Conflict explaining 33.8% of the variation in ALS, F(1, 15061) = 7703.55, p < .001. As shown
in the regression coefficient (b), teacher-student conflict negatively impacted learning inhibition
skills among children.
Table 7. Linear regression models: Effects of teacher-child relationship on child inhibition
outcome
b
F
SE
t
R2
Closeness → SSRS
1.075
2538.59
0.021
50.38
.144
Conflict → SSRS
-1.59
15224.2
0.013
-123.39
.503
Closeness → ALS
0.468
3449.94
0.008
58.74
.186
Conflict → ALS
-0.499
7703.55
0.006
-87.77
.338
Note: b = regression coefficient; SE = standard error.
72
Overall, teacher-child relationship variables had direct effects on child inhibition
outcomes. While teacher-child closeness served to enhance social and learning inhibition among
kindergarten students, teacher-student conflict undermined both inhibition skills. Thus, the
analyzed data provided full support for H1.
Indirect Effects of Teacher Self-Efficacy on Child Inhibition through Teacher-Child
Relationship
Preliminary Analysis. In the logic of regression-based methods for mediation analysis
(Baron & Kenny, 1986), H1 results were essentially a test of significance for path b with the
mediator (teacher-child relationship) predicting the outcome (child inhibition). Subsequently,
additional simple regression tests were conducted to determine whether the independent variable
(teacher self-efficacy) can predict both the mediator (path a) and the outcome (path c).
The path from teacher self-efficacy to teacher-child relationship variables (Closeness and
Conflict) was examined through two separate linear regression models. The first test was
conducted to predict Closeness based on Efficacy. The regression equation was not statistically
significant, F(1, 15061) = 1.76, p > .05, indicating a lack of association between teachers' sense
of efficacy and teacher-student closeness. The second test examined relationship between teacher
self-efficacy and teacher-student. In this model, Efficacy was the independent variable whereas
Conflict was the dependent variable. According to the results, teachers’ sense of efficacy
contributed to the explained variance in teacher-student conflict, F(1, 15061) = 41.32, p < .001.
The last set of linear regressions were performed to determine the predictive significance
of teacher self-efficacy on child inhibition outcomes (SSRS and ALS). With SSRS being the
dependent variable, the model was statistically significant F(1,15061) = 19.05, p < .001. Teacher
self-efficacy was able to predict the change in child social inhibition. The final linear model
73
regressed Efficacy against ALS. The analysis indicates that teacher self-efficacy could
significantly explain the variance in child learning inhibition F(1,15061) = 5.04 , p < .05.
These preliminary results suggest zero-order relationships among variables of interest.
While only one a-path (Efficacy → Conflict) was significant, all c-paths (Efficacy → SSRS,
Efficacy → ALS) were significant. Consequently, mediation analysis to determine the
significance of the c’ paths was conducted with teacher-student conflict being the sole mediator.
Because the link from teacher self-efficacy to teacher-student closeness was non-significant, the
inclusion of Closeness in mediation analysis was deemed unnecessary.
Mediation Analysis. Bootstrapping with bias-corrected confidence intervals was used to
test the statistical significance of indirect effects of teacher self-efficacy on child inhibition
outcomes through teacher-student conflict. This step involved two regression models. The first
analysis was conducted with Efficacy and Conflict predicting SSRS (social inhibition). The
second model examined Efficacy and Conflict as the predictors of ALS (learning inhibition).
Essentially, these are the c’ paths in mediation analysis. The bootstrap procedure randomly
resampled (with replacement) the 15,603 data points 1,000 times to address non-normality in the
observed data. Regression was run for each resample to obtain a distribution of values and to
calculate the 95% confidence intervals (CI), which were then used to estimate the original
sample confidence interval and the bootstrap regression coefficient.
Table 8. Mediation effects of teacher-student conflict analyzed through bootstrapping
ab
95% CI
Efficacy → Conflict → SSRS
-.024
[-.030, -.017]
Efficacy → Conflict → ALS
-.007
[-.010, -.005]
Note: ab = indirect effect estimate; CI = confidence interval
74
As shown in Table 8, the results confirmed the mediating role of Conflict in the
relationship between Efficacy and SSRS (ab = -.023) as well as between Efficacy and ALS (ab
=-.007). In both analyses, the value of indirect effects fell within the 95% confidence interval and
simultaneously. The confidence intervals did not contain 0, revealing significant effects of the
mediator regardless of the outcome variables. In other words, teacher-student conflict mediated
the influence of teacher self-efficacy on child inhibition in social skills and learning approaches.
The results yielded from the bootstrap method were quite similar to those obtained from the
Sobel test, which assumes the data are normally distributed. The confidence intervals and
estimates of indirect effect (ab) were almost identical. Additionally, the p-values for both Sobel
tests were found to be highly significant (see Table 9).
Table 9. Significant mediation effects of teacher-student conflict in Sobel test
ab
SE
95% CI
Z
p
Efficacy → Conflict → SSRS
-.024
.004
[-.031, -.017]
-6.42
< .0001
Efficacy → Conflict → ALS
-.007
.001
[-.009, -.005]
-6.41
< .0001
Note: ab = indirect effect estimate; CI = confidence interval; SE = standard error.
To further explore the nature of this mediation, multiple regressions were used to
evaluate the effects of Efficacy on SSRS and ALS, controlling for Conflict. The results suggest
that teacher self-efficacy no longer exerted a statistically significant influence on either child
inhibition outcome, when teacher-student conflict was controlled (see Table 10). Although
Efficacy appeared to account for 50.3% of the variance in SSRS and 34% of the change in ALS,
both regression models was non-significant as the p-values exceeded the critical .05 threshold.
75
As such, the vanishing predictor variable-outcome variable relationships, following adjustment
for the mediator, indicate full mediation.
Table 10. Vanishing effects of teacher self-efficacy on child inhibition, controlling for teacher-
student conflict
b
F
SE
t
R2
p
Efficacy → SSRS
15.333
7611.69
.004
.27
.503
.788 (ns)
Efficacy → ALS
18.063
3854.06
.002
1.83
.339
.067 (ns)
Note: b = regression coefficient; SE = standard error; ns = non-significant.
In summary, teacher-student conflict played an important role in mediating the effects of
teacher self-efficacy on child inhibition. Teachers’ sense of efficacy impacted teacher-student
conflict, which in turn, affected social and learning inhibition among kindergarten students. The
effects of teacher-self efficacy on both child inhibition outcomes were indirect and they became
insignificant when the contribution of teacher-student conflict was controlled for. Full mediation
was established and, therefore, H2 received full support in this regard. However, the role of
teacher-student closeness as the potential mediator was ruled out since its zero-order relationship
with teacher self-efficacy was non-existent.
Teacher Self-Efficacy as Mediator
To explore whether teacher self-efficacy may have anything to do with the impact of
teacher-child conflict on child inhibition, reverse mediation was examined. This analysis
involved Conflict as the independent variable, Efficacy as the mediator, and SSRS and ALS as
76
the dependent variables. Separate regression models were run with Conflict and Efficacy
predicting SSRS and ALS, one at a time.
According to the results, the mediation effects of teacher self-efficacy proved to be non-
significant. As shown in Table 11, in both cases, regression analysis failed to pass the test of
significance. The p-values exceeded the critical .05 benchmark (p = .789 and .078 for SSRS and
ALS as dependent variables, respectively). Furthermore, zero was found in both confidence
intervals in these mediation models.
Table 11. Mediation effects of teacher self-efficacy
ab
SE
95% CI
Z
p
Conflict → Efficacy → SSRS
.000
.001
[-.001, .002]
.27
.789 (ns)
Conflict → Efficacy → ALS
.001
.000
[.000, .001]
1.76
.078 (ns)
Note: ab = indirect effect estimate; CI = confidence interval; SE = standard error; ns = non-
significant.
The null findings reported here demonstrate that teacher self-efficacy did not mediate the
influence of teacher-student conflict on both child inhibition variables, namely social skills and
learning approaches. The indirect effects were, in fact, non-existent. Put differently, the impacts
of teacher-student conflict on inhibition outcomes were not contingent on teachers’ sense of
efficacy. The analyzed data provided tentative evidence to help address RQ.
77
CHAPTER 5
Discussion and Conclusion
The purpose of this study is to examine the impacts of teachers’ sense of efficacy and
teacher-child relationship on inhibition development in kindergarteners. It also aims to explore
the possible existence of mediation between teacher self-efficacy and teacher-child relationship
in influencing child inhibition. The extant literature pertaining to attachment theory, teacher-
child relationship, affective theory of mind, emotion co-regulation, and teacher self-efficacy
suggest that young children attune to teachers not to just to meet the attachment needs, but also
to fulfil the evolutionary need to seek help within proximity. As indicated in previous studies,
inhibition is a trainable skill, and it could be taught in the classroom without expensive
intervention. Interactions between students and teachers (both verbal and nonverbal) have
bidirectional effects, resulting in positive behaviors and learning outcomes. Teachers who are
efficacious in managing their own thoughts and feelings are more competent in interacting with
children. In other words, teacher self-efficacy can potentially foster relations between teachers
and their students in the classroom. Using these theoretical frameworks, the current study
examines whether teacher self-efficacy can predict child inhibition indirectly through student-
teacher relationship. It also tests a reverse model in which teacher self-efficacy acts as an
intervening variable mediating the contribution of teacher-child relationship to child inhibition.
This chapter summarizes and discusses the study findings in terms of theoretical implications,
practical implications, limitations, and future research.
Summary of Findings
For Hypothesis 1, which predicts the influence of teacher-child relationship variables on
child inhibition outcomes in social and learning environments, significant effects of both
78
closeness and conflict were observed in various statistical tests. Specifically, higher levels of
closeness and lower levels of conflict in teacher-child relationship contributed to better child
inhibition outcomes exhibited in social skills and approaches to learning. Thus, the data provided
full support for the first hypothesis.
Hypothesis 2 proposes an indirect effect of teacher self-efficacy on child inhibition
outcomes via teacher-child’s relationship. Preliminary analysis detected a positive, direct impact
of teacher self-efficacy on both social and learning aspects of child inhibition. With respect to
teacher-child relationship indicators, both conflict and closeness directly affected the two child
inhibition outcomes. Teachers’ sense of efficacy, in its turn, was found to predict the level of
conflict between teachers and children. Meanwhile, teacher self-efficacy showed no direct effect
on teachers’ closeness with children. Subsequently, the results from more robust multiple
regression analysis further confirmed the indirect effect of teacher self-efficacy on both measures
of child inhibition through the level of conflict in teacher-child relationship. Essentially, higher
levels of teacher self-efficacy brought about more positive inhibition outcomes in children’s
social skills and approaches to learning. Such effects, however, became insignificant when the
impact of teacher-student conflict was controlled for. Therefore, the data supported Hypothesis 2
regarding full mediation with teacher-student conflict being the intervening variable. Meanwhile,
closeness, which is another dimension of teacher-child relationship, did not show a mediation
impact.
Due to mixed findings in previous studies, the dissertation’s Research Question examined
whether teacher self-efficacy may mediate the effects of teacher-child relationship indicators on
child inhibition outcomes. According to the results, the reverse mediation model was not
statistically significant. With teacher self-efficacy being tested as the intervening variable, the
79
impacts of teacher-student conflict on two measures of child inhibition (i.e., social skills and
approaches to learning) remained unchanged.
Interpretation and Theoretical Implications
The study findings can be explained by various theoretical perspectives in early
childhood education. Simultaneously, they contribute some nuanced insight into the conceptual
connections between different dimensions of teacher-child relationship, teacher self-efficacy, and
child inhibition outcomes. This section examines the results through relevant theoretical lenses
and explores their implications for theory development.
As shown in the data reported here, high-quality relationship between teachers and
students (high levels of closeness and low levels of conflict) positively impacted inhibition in
children’s social skills and approaches to learning (H1). The effects were direct and independent
from the influence of teachers’ sense of efficacy. According to the literature pertaining to
attachment theory (Bowlby, 1958), social regulation theory (Gross, 2020), and social baseline
theory (Coan, 2008), relationships with teachers are critical to children's inhibition development.
A positive teacher-child relation enables students to follow guidance and instruction, making
them less impulsive and more adaptive in social and learning environments. Closeness with
teachers brings social comfort and motivation in self-regulation among students (Beckes &
Coan, 2011; Callaghan & Tottenham, 2016). Meanwhile, conflict with teachers undermines
students’ potential in inhibition (McKinnon & Blair, 2018).
Turning to the mediating role of teacher-child relationship variables (H2), conflict was
found to influence on the impact of teacher self-efficacy on both child inhibition outcomes. It is
noteworthy that closeness, however, had no effect on the contribution of teachers’ sense of
efficacy to students’ development of social skills and approaches to learning. This phenomenon
80
can be explained by the conceptualization of conflict as part of job demands and of closeness as
part of job resources (Oliver et al., 2024). Teacher self-efficacy, as a personal resource, has a
strong correlation with efforts to manage teacher-child conflict. Those who believe in their
ability to help students develop inhibition skills (i.e., high self-efficacy) are highly invested in
meeting job demands as they might perceive conflict with students as a personal failure (Chang,
2009). On the other hand, the linkage between self-efficacy and closeness is unclear. Teachers
who feel highly self-efficacious might not necessarily be able to form closer relationships with
most students, thereby intensifying the benefits of such job resources (Oliver et al., 2024).
Teacher-child conflict, therefore, has greater potential to act as the mediator located causally
between teacher self-efficacy and child inhibition outcomes.
On a related note, this analysis reveals another theoretical insight. Timing and variability
of closeness and conflict are important elements of teacher-child relationship. Longitudinal
studies have documented a decline in teacher-student relations over time. As students progress
from kindergarten to later grades, their direct contact with teachers lessens. Fewer opportunities
to interact lead to lower levels of closeness. It has been reported that teacher-student closeness
tends to drop from kindergarten through Grade 6 (Ettekal & Shi, 2020). While students gradually
lose close relations with their teachers, relational conflict emerges. As shown in empirical
research, conflict increases from kindergarten to Grade 4 (Jerome et al., 2009). The present study
utilized data in the kindergarten year, which marks a pivotal transition with conflict taking over
from closeness in defining the quality of teacher-student relationship. The lack of evidence
showing that closeness mediates the causal connection between teacher self-efficacy and child
inhibition outcomes can be partially explained in this context.
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With the competing mediation model (RQ) failing to show a significant contribution of
teacher self-efficacy to the effects of teacher-child relationship variables (i.e., conflict, closeness)
on child inhibition in social skills and learning, this dissertation helps establish a form of
directionality in the pathways connecting the focal concepts. Taken together, the study findings
indicate that teachers’ sense of efficacy is likely to precede teacher-child relationship in
influencing child inhibition, not the other way around. This conclusion is inherent in the
preponderance of studies emphasizing how teachers’ positive mindset can mitigate student-
teacher conflict, thereby fostering the development of inhibition skills among kindergarteners
(Diamond et al., 2019; Hamre et al., 2017; Zee & Koomen, 2017). On the other hand, the current
undertaking provides yet another instance of teacher-child relationship having no influence over
teachers’ sense of efficacy (Dicke et al., 2017; Gagnon, 2019).
Practical Implications
Primarily, the present study reaffirms the importance of affective bonding in children’s
development of inhibition and healthy functioning. The finding has several practical implications
in early childhood education. Below are the main takeaways:
- Kindergarten is a pivotal year for teachers to transition children from closeness-based
bonding to conflict management in teacher-student relationship. Therefore, it is
important for kindergarten teachers to be proactive and systematic in deploying
conflict mitigation strategies throughout the school year, from early fall, winter break,
to late spring.
- Kindergarten teachers can utilize closeness as a starting point to implement effective
classroom management, fostering a cooperative manner in class activities, thereby
minimizing conflictual relationships with students.
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- Effective classroom management enhanced by bonding can help children gain
comfort in embracing exploratory approaches to learning and social behaviors (e.g.,
making new friends, solving problems, being comfortable with new and challenging
circumstances, overcoming shyness or unreasonable fears).
- Kindergarten teachers should be mindful about individual differences (e.g., gender,
race, ethnicity, culture) in building relationships with their students. Emotional
expression and behavior can be misinterpreted due to explicit or implicit biases
regarding students’ gender, race, cultural and linguistic backgrounds. Teacher
misconceptions might negatively impact their rating and treatment of certain students.
The misalignment consequentially dampens the quality of teacher-child relationship
and potentially induces conflict.
- In navigating unexpected changes (e.g., winter storm, power outage, classroom
accident), teachers and students can further bond. In an unfamiliar, even difficult
situation, both children and teachers encode the information and decide to respond
simultaneously. Instead of seeing it as a conflict-creating factor in the kindergarten
classroom, teachers can seize the moment to be in sync with their students, encourage
them to play an active role in exploring inhibition and collaboration skills.
This study also suggests that child inhibition as evidenced through social skills and
learning approaches depends on teachers’ ability to form and modulate their sense of efficacy.
This finding helps illuminate a prime opportunity to improve student learning and wellbeing by
adjusting and strengthening teacher self-efficacy. The following implications are applicable to
the kindergarten classroom:
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- Teacher’s belief in their capacity to stay the course despite challenges sets an
example for early childhood students to motivate themselves through difficult tasks
(Bandura, 1986; Wheatley, 2002). How teachers feel internally will be expressed
outward and transferred to students via the co-regulation mechanism. Teachers who
are more skillful in controlling their own impulses may be better able to guide
children. Those who show their agitation and frustration too often are likely to miss
the opportunity to foster inhibition skills in young children. This is particularly true in
the kindergarten classroom, where students observe their teachers and strive to
emulate them directly.
- Along those lines, an intervention program aiming at improving inhibition should not
only focus on students. According to Diamond and Ling (2016), such a plan should
also involve support for teachers in the early childhood classroom. Teacher self-
efficacy influences teacher-student relationship, which in turn impacts child
inhibition. In order to achieve desirable inhibition outcomes in student social skills
and approaches to learning, it is important to start with training teachers and
equipping them with tools to enhance their sense of efficacy.
- As shown in the study findings, greater sense of efficacy among kindergarten teachers
enriches the quality of teacher-student relationships through conflict reduction,
thereby improving classroom climate. School administrators can offer incentives and
professional development programs to promote work enjoyment, stress reduction, and
conflict mitigation. These initiatives help instill in early childhood teachers the belief
that they have the capacity to meet the job demands and work with their students
effectively.
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- On a side note, it is important to acknowledge that teacher self-efficacy is a fluid
construct that could be adjusted and improved through professional development.
Although kindergarten teachers rarely discuss this topic with colleagues or
administrators, research suggests that professional development and counselling are
helpful in building teachers’ stronger sense of efficacy (Siwatu et al., 2016).
- Teacher-student conflict is characterized by negative interactions and poor rapport,
resulting in hostility, insecurity, and withdrawal among children. Teachers’ sense of
efficacy serves to reduce conflictual relationships in several ways. Highly efficacious
teachers are firm believers in commitment, clear communication, and effective
instruction, all of which are valuable strategies to actively engage students in
collaborative efforts. Teacher self-efficacy helps make them less hostile or defensive
when confronting students with challenging behaviors (Summers et al., 2017).
Classroom incidents, in that sense, can be seen by teachers as a chance to improve.
This highly efficacious perspective prevents teachers and students from blaming each
other, thereby minimizing the possibility of exacerbating conflict.
Limitations
While valuable theoretical and practical implications can be drawn from the current
study, caution should be taken in interpreting its results. It is also important to acknowledge the
fact that an analysis of longitudinal public data with a large nationally representative sample is
associated with several limitations. These constraints range from research design, measurement,
to data characteristics.
First, as a secondary analysis of existing data, the ECLS 2010-2011 study were not
collected to specifically address the dissertation’s research question or to test its hypotheses. The
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data were limited to what was accessible to the public. Certain indicators of pertinent concepts
were not be available for analysis. For example, teacher self-efficacy was measured by a
composite index that obscures the distinction between different aspects of this concept. Because
of data restrictions, teacher/classroom identification and a sample of kindergarten teachers were
not included, making it impossible to account for teacher-level estimates within classrooms.
As long-established and validated research instruments, measures of children’s inhibitory
skills in this study relied on teacher reports, which may be biased by social desirability or
observable characteristics of the teacher, such as their race/ethnicity. In addition, one-time
teacher reports for the fall and spring may not accurately reflect day-to-day kindergarten
classroom experiences. In other words, self-reported data cannot substitute observations or direct
assessments of teacher self-efficacy, teacher-child relationship, or students’ social and learning
behaviors.
Correlational and longitudinal data that provide temporal order of precedence can be
informative in testing theoretical relationships. Meanwhile, the directional linkages from teacher
self-efficacy to teacher-student conflict to child inhibition outcomes reported here are
insufficient to offer definitive evidence for causation. Inferences about causality can only be
established through true experiments.
Further, due to confidentiality, publicly available datasets tend to delete identifying
variables about respondents, including important demographic information such as geographic
location, gender, race, ethnicity, etc. This limitation can create residual confounding effects
when the omitted variables are possible covariates to control for. Another potential issue pertains
to the absence of information on classroom climate, teacher stress, or instructional practices.
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These are important factors influencing teachers’ sense of efficacy, teacher-child relationships,
and child inhibition.
It should also be noted that participants were identified based upon their willingness to
participate in this longitudinal study. Moreover, students who participated in the English for
Speakers of Other Languages (ESOL), Exceptional Student Education (ESE), Special Education
programs or have a known disability were not included in this study. Students who have repeated
kindergarten were also excluded. If the sampling was based on different selection and exclusion
criteria, different results may have been derived.
Another limitation in secondary data analysis is that the researchers who are analyzing
the data are not usually the same individuals as those involved in the data collection process. As
such, I do not have insight into study-specific nuances or glitches in the data collection process
that may be important to the interpretation of specific variables in the dataset. For instance, there
is a large amount of missing data as the analytic sample contained nonresponses across variables
of interest.
Finally, although the ECLS 2010-2011 dataset comes from a large nationally represented
sample and is suitable for the theory-driven nature of the present study, it is several years old and
has its own shelf life. As such, this analysis is likely to overlook changes or new phenomena that
have occurred in early childhood education since the data were collected.
Future Research
This dissertation offers a more nuanced understanding of the connections between
teacher self-efficacy and teacher-child relationship and their specific effects on child inhibition.
The study’s contributions and limitations warrant future consideration of several interesting
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questions for scholars studying inhibition development in early childhood classrooms. Additional
approaches are waiting to be explored.
The findings reported here point to direct effects of both dimensions of teacher-child
relationship (closeness and conflict) on inhibition outcomes. It is demonstrated in the analyzed
data that teacher-student conflict mediates the impact of teacher self-efficacy on social and
learning inhibition among kindergarten students. A direct extension of the present study should
look beyond mediation to examine whether the effect of teacher-student conflict on child
inhibition may be moderated by teacher-student closeness. In that case, the indirect effects of
teacher self-efficacy on inhibition outcomes could be specified as a second stage moderated
mediation model (Hayes, 2015).
Future research should consider using intensive observations of classroom experiences or
direct assessments of teachers and students to mitigate biases inherent in self-reported data.
Rather than solely relying on teacher reports, qualitative research brings insight into the complex
nature of dynamic interactions between teachers and kindergarteners and their implications for
classroom climate, teacher self-efficacy, as well as social and learning inhibition among students.
Moreover, very few qualitative studies have been conducted to gauge children’s perception of
their teachers or the way teachers foster relationships with them. A rich narrative that includes
the student perspective would help supplement and balance out self-administered teacher
surveys. The psychological mechanism underlying how teachers and students perceive and
interact with each other should be examined in greater depth.
Another direction for subsequent investigations is to examine the specific linkages
between teachers’ sense of efficacy, teacher-child relationship, and child inhibition through
experiments. Experimental research design allows scholars the opportunity to have complete
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control over treatment conditions and observe outcomes directly, ensuring that the observed
effects can be attributed to the causal factors. The superior internal validity of experimental data
enables the generation of more concrete evidence regarding causation.
In conclusion, the present study builds on previous efforts across disciplines to explore
how teachers' sense of efficacy contributes to students’ inhibition outcomes directly and
indirectly through their relationships in kindergarten classrooms. Like parents and guardians,
teachers are role models for young children in showing self-regulation explicitly and implicitly.
The findings in this dissertation underscore the value of teacher self-efficacy and relational
dynamics, both of which are significant predictors of child inhibition expressed in social and
learning skills in early years. Inhibition development a lively area of inquiry in the social
sciences, with early childhood education representing a new frontier for further examination. The
current undertaking is a step toward an integrative approach to theory development in this line of
research.
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