1
COPING WITH COMBAT STRESS: INSIGHTS INTO RESILIENCE AND POSITIVE
ADAPTATION
Chapter 1: Introduction
Background
The terrorist attacks of September 11, 2001 changed the lives of many people in
the United States (US), triggering the start of the Global War on Terrorism (GWOT). In
October 2001, the U.S. launched a military offensive in Afghanistan as part of Operation
Enduring Freedom (OEF), and in March 2003, Operation Iraqi Freedom (OIF) began,
surprising many. GWOT is often referred to as the Long War (Rosenau, 2006), and in
September 2010, the OIF switched to a stability mission under the name Operation New
Dawn, with the withdrawal of combat troops on 31 December 2011, although combat
operations continued in Afghanistan. Since October 2001, more than 2.5 million U.S.
military members have served in the OEF and OIF (Department of Defense, 2013). Both
of these foreign operations have exposed many members of the U.S. military to the stress
of combat. The negative effects of combat stress (CSE) have been documented in
literature since ancient times, from Homer' s Iliad, in the 9th century BC to the Epic of
Gilgamesh in the 3rd century BC and others (Brimes, Hatton, Brunet, & Schmitt, 2003).
During the U.S. Civil War, more and more military doctors and policymakers became
aware of and interested in the physical and psychological impact that fighting has had on
U.S. military members (Talbott, 1996). From the U.S. Civil War to February 2010, more
than 41 million U.S. military members have participated in major wars, with more than
980,000 war-related deaths and more than 1.4 million injured in action (Congressional
Research Service, 2010). However, these statistics do not describe the psychological
harm caused by CSE.
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Hoge et al. (2004) conducted one of the first studies on the psychological impact
of OEF/OIF. They interviewed 2,530 U.S. Soldiers and Marines serving in the OIF and
3,671 U.S. Soldiers and Marines serving in the OEF. The study revealed that 16% of OIF
veterans and 11% of OEF veterans have been diagnosed with post-traumatic stress
disorder (PTSD) or have other psychopathological problems related to combat stress
exposure (CSE). CSE levels showed a significant correlation with negative
psychological symptoms. The study highlights gaps in research on the effects of combat
exposure, noting that most studies studying the impact of combat on mental health were
conducted years after veterans' military experiences. Hoge et al. focused on the
prevalence of psychopathological problems such as depression and PTSD, as well as
analyzing why some veterans don't get help for their mental health issues. This research
became a catalyst for many similar studies in the following decade.
Since 2003, the U.S. Army has sent Mental Health Advisory Teams (MHATs) to
Iraq and Afghanistan annually to research the psychological impact of fighting on
military members. Through MHAT reports, the Army collects important data on the
effects of CSE. MHAT V (2008) reported that the prevalence of mental health problems
such as acute stress reactions, depression, and anxiety was found in 17-18% of the 2,295
OIF Soldiers who participated in the well-being survey in September to October 2007,
with similar findings among the 699 OEF Soldiers surveyed. In addition, approximately
11% of Soldiers surveyed at OIF showed positive results for mild traumatic brain injury
(TBI; MHAT V).
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The J-MHAT 7 (2011) report on the mental health of Soldiers and Marines in
Afghanistan collected data from two random samples: (a) 911 surveys from Soldiers and
(b) 335 surveys from Marines. The findings from the Marines are compared to previous
MHAT reports and include the following:
Marines reported more exposure to concussion and combat events.
1. Marines reported higher rates of psychological problems.
2. Marines who reported suicidal ideation did not change from previous reports.
3. Marines deployed several times reported more psychological problems.
However, the news is not all negative. The report noted:
1. Marines reported lower rates of marital problems: divorce, separation, and
adultery.
2. Marines reported higher morale, unit cohesion, and leadership perceptions.
3. Marines report a reduction in stigma to get help.
4. Marines report increased pride in what they do at the OEF.
There is no shortage of information regarding the negative health effects of the battle
on
Members of the U.S. military. In April 2008, the RAND Corporation's Military Health
Policy Research Center released a study on psychological and cognitive injuries in
service members of the OEF/OIF (RAND, 2008). The title of the study, Invisible War
Wounds, captures the essence of most injuries from the OEF/OIF. Compared to previous
wars that the U.S. has participated in, GWOT has resulted in fewer physical injuries and
deaths due to improved tactics, armored vehicles, and body armor; but
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Due to less force, longer wars, and few deployments, there is more exposure to combat
stress, which increases the likelihood of psychological injury.
The RAND study (2008) surveyed 1,965 OEF/OIF veterans to determine the
likelihood of a diagnosis with major depression, PTSD, or TBI. The findings suggest
that of the more than 1.6 million service members serving in the OEF/OIF at the time of
the study, 300,000 may have PTSD or related symptoms, and 320,000 may have some
significant TBI (RAND). There are many negative effects of CSE on service members
who go home with no visible signs of injury, and many will manifest harmful behaviors
such as substance abuse, domestic violence, suicide, and homicide (Institute of
Medicine, 2010).
However, as surprising as it may seem, the majority of OEF/OIF veterans go
home without physical or psychological injury and will successfully adapt and adjust by
coping with CSE positively. Peterson, Park, and Castro (2011) note that although the rate
of PTSD ranges from 13% to 25%, the suicide rate is 20 per 100,000, the annual divorce
rate is 3%, most members of the U.S. military do well when they come home from war.
Martin Seligman suspects that the psychological response to military combat is a normal
distribution, and that the majority of those returning from war are resilient (Seligman &
Fowler, 2011).
The current study focuses on resilience and coping with CSE positively. I assume
that negative psychological symptomatology can coexist with positive coping with CSE;
This assumption is based on post-traumatic growth theory (PTG) research (Rieck,
Shakespeare-Finch, Morris, & Newberry, 2005). Post-traumatic growth theory
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claims that positive change or growth can result from adverse circumstances or traumatic
events (Linely & Joseph, 2004a). Post-traumatic growth studies have been conducted
with a variety of populations such as rape victims, disasters, and illnesses (Joseph,
Linely, & Harris, 2005). Recently, a PTG study has been conducted with war veterans.
Pietrzak et al. (2010) conducted one of the first PTG studies with combat veterans from
the OEF/OIF. In a survey of 272 Connecticut National Guardsmen who served in the
OEF/OIF since 2003, 72% when assessed using the Post-Traumatic Growth Inventory
responded with large to very large growth based on their combat experience.
In recent years, there has been a renewed interest in resilience, stress, and coping;
however, there is a significant gap in the literature regarding coping with CSE positively.
Most of the research done on the effects of war on members of the military has examined
psychopathologies such as PTSD. Historically, psychology has generally focused on what
is wrong with a person or disease; However, with the formalization of positive
psychology, there is a renewed interest in what is true with people or health. The current
study examines and explores the psychology of what works to positively address CSE.
Resistance
Why do some individuals exposed to stress, adversity, or trauma show positive
psychological outcomes? Why do most U.S. military members exposed to combat stress
cope with this experience positively? Are some individuals more physically and
psychologically resilient? Peterson and Seligman (2004a) argue that stressful life events
can negatively affect some individuals while there are many people who
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resilient in the face of adversity. These researchers note that resilience is not a "nature or
characteristic of unity" but is an "umbrella" term for those who cope well with the
experience of stress (p. 78).
Most of the constructions of psychological resilience are based on the psychology
of child development (Yates & Masten, 2004). Masten and Reed (2005) define resilience
as "a class of phenomena characterized by positive patterns of adaptation in the context
of significant difficulties and risks" (p. 75). Walsh (2006) defines resilience "as the
capacity to rise from adversity strengthened and more resourceful. It is an active process
of resilience, self-improvement, and growth in response to crises and challenges" (p. 4).
Bonanno (2008) differs from Walsh and argues that resilience is often "underestimated
and misunderstood" (p. 101). Bonanno distinguishes resilience from recovery or recovery
from adverse circumstances—resilient individuals maintain relative stability during
crises and display psychological homeostasis over time (Bonanno).
Lepore and Revenson (2006) reviewed resilience from the perspective of post-
traumatic growth focusing on three forms of resilience: (a) recovery, (b) resistance, and
(c) reconfiguration. They conclude that resilience is a process and an outcome. To
illustrate the difference between the three forms of resilience, Lepore and Revenson use
the analogy of a tree blown by the wind. A restoration is described as a tree blown by
severe winds that bends without breaking and, after the wind stops, returns to its original
form (prestressed function). This form of resilience involves psychological "elasticity"
(p. 25). Resistance is described as a tree that appears to be unaffected by the wind;
basically, it is
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stands firm and does not bend or break under pressure. Finally, resilience as a
reconfiguration is described as a tree that bends when severely blown over time, and
due to the severity and prolonged nature of the winds, deforms to adapt to or
accommodate the effects of stress (Lepore & Revenson). In the current study, I used the
Lepore and Revenson models.
Finally, there is a gap in the research literature with respect to resilience and
adult studies; however, over the past decade, this gap has begun to close. After
September 11, 2001, the American Psychological Association (APA) launched the
national educational resilience, prevention, and intervention initiative (Newman, 2005).
In August 2002, The Road to Resilience was announced to help reduce the impact of
traumatic stress on society and individuals, and in March 2003, APA released Resilience
in Time of War followed by Homecoming: Resilience After Wartime (Newman). The
initiative targets civilians and the military. Conceptually, resilience is the adaptive ability
to cope with physical and psychological stress positively.
Psychological Stress and Coping
Every human being is constantly experiencing stress (Selye, 1976). Hans Selye
defines stress as "the body's nonspecific response to any request" (p. 1). Selye was one of
the pioneers of stress research, developing a theory of general adaptation syndromes to
explain stress wear and tear in humans. Selye can be considered the father of modern
stress construction; His research builds a bridge from biological to psychological while
weaving a philosophy of life. He developed a stress lexicon that included terms such as
stress, distress, and eustress; he mapped biological stress
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response system and is able to integrate other theories such as Walter Cannon's (Selye)
concept of physiological homeostasis.
Although stress is a ubiquitous human phenomenon, there is no unified definition
of stress. Stress is defined differently by biologists, architects, psychologists, physicists,
and sociologists; However, there are general terms used to describe and define stresses
such as strain, voltage, and load. Conceptually, psychological stress is the external or
internal tension, tension, or pressure experienced and assessed by a person along the
stress continuum from benign to extreme to traumatic as the person deals with his or her
environment.
Herbert (1997) categorized stress and stress as physical and psychological. Stress
can be internal or external, real or intangible, benign or existential stimuli (Drolet et al.,
2001). The normal human stress response system works essentially the same way in
every person; however, individual genetics, physical and psychological development,
duration of stressors, types of stressors, and stress-coping resources can exacerbate or
reduce stress responses and their impact on health and well-being (Flannery, 1999). Thus,
the human physiological stress response system can work in the same way for most
individuals; However, the human psychological stress response varies from individual to
individual due to the people factor. There are quite a lot of factors of ordinary people that
can be theorized by stress and coping patterns as in the work of Selye (1976).
From a transactionalist perspective, psychological stress "refers to the quality of
experience, which is generated through people-environment transactions that, through
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excessive arousal or lack of arousal, resulting in psychological or physiological stress"
(Aldwin, 2007, p. 24). The most common transactionalist model of stress and coping was
developed by Lazarus and Folkman (1984), who stated, "psychological stress is a certain
relationship between the person and the environment that the person values as
overloading or exceeding his resources and endangering his well-being" (p. 19).
Stress affects everyone differently; Some individuals are more resilient, some have better
coping styles and strategies.
Furthermore, Lazarus and Folkman (1984) define "coping as an ever-changing
cognitive and behavioral effort to manage certain external and/or internal demands that
are judged to be burdensome or excessive of one's resources" (p. 141). From a
transactionalist perspective, Aldwin (2007) defines coping as "the use of strategies to
deal with actual or anticipated problems and the negative emotions that accompany
them" (p. 125). Coping may involve a consistent personality style over time or strategies
that vary from coping situation to situation (Lazarus, 1999). Conceptually, coping is a
process of cognitive and emotional transactional adaptation that involves coping
strategies and styles to assess and manage stress along the benign to extreme to traumatic
stress continuum.
Problem Statement
The problem I address in the current study is that to date, most research on the
effects of CSE on service members has focused on negative outcomes from exposure to
stress such as PTSD, thus leaving a significant gap in the literature on positively
addressing exposure to combat stress and resilience. Only use PsycINFO in
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EBSCO and searching for peer-reviewed articles between 1914 and 2011 (World War I
to GWOT), I had the following search results, which brought this research issue into
focus: stress and coping (11,830); stress and coping and war (281); stress and coping and
military combat (2); PTSD (8,452); PTSD and coping (484); combat stress (147); combat
stress and cope ( 30); combat stress exposure (3); Combating stress exposure and coping
(0). Britt, Sinclair, and McFadden (2013) noted in the introduction to Building
Psychological Resilience in Military Personnel that in a PsycINFO peer-review search
from 2000-2010, they found 4,133 citations when looking for resilience but only 136
citations when they searched for resilience + military.
To help close research gaps on combat stress exposure, coping, and resilience, I
used a triangulation strategy along with a mixed method, in which qualitative (QUAL)
and quantitative (QUAN) data were collected side-by-side, analyzed separately, and
then integrated. This QUAL+QUAN mixed-method study explored and examined
coping outcomes in a homogeneous group of U.S. Marines who were exposed to combat
stress during OEF/OIF, and who self-reported that they coped positively with their
combat experience. In the QUAL section of this study, I explore through
phenomenological interviews how and why these Marines coped positively with their
combat experience after the OEF/OIF. During the QUAN portion of the study, I
examined the influence of the independent variable (IV) of combat stress exposure on
the dependent variable (DV) of subjective well-being by measuring the impact and role
of the moderation variable (MODV) of resilience, expectation, social support, and
personality, along with the mediating variable (MEDV) of coping.
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Study Objectives
The purpose of this study was to quantitatively examine and qualitatively explore
the phenomenon of coping with the effects of CSE on a group of U.S. Marines serving in
the OEF or OIF or both, and self-report that they coped positively with their combat
experiences. These findings help fill the literature gap on psychological and health
illnesses; They added resilience, stress, and coping literature, with the goal of influencing
researchers to conduct more resilience studies to develop prevention, intervention, and
post-prevention programs and policies that will help reduce the negative impacts of CSE
on service members, their families, military agencies, and society.
Research Questions and Hypotheses
There are three research questions and five directional hypotheses for this study.
1. What was the effect of the moderation variables of resilience, hope, social
support, and personality on the effects of CSE on U.S. Marines in this study
who subjectively self-reported that they positively coped with their combat
experience?
The following directional hypotheses were tested during this study:
H01: U.S. Marines who scored average or higher on PVSIII-R® (Maddi &
Khoshaba, 2001) outperformed CSE positively (H01: μ 40).
H02: U.S. Marines who scored average or higher on the Adult Disposition
Expectancy Scale (Snyder, Rand, & Sigmon, 2005) outperformed CSE
positively
(H02: μ 49).
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H03: U.S. Marines who scored average or higher on the Post-Deployment
Social Support Scale (King, King, & Vogt, 2003) positively
outperformed CSE (H03: μ 56.69).
H04: U.S. Marines scored average or higher on extraversion, openness,
thoroughness, and pleasure and low on neuroticism based on the NEO-
Five-Factor™ Inventory-3 (NEO-FFI-3™; McCrae & Costa, 2010)
positively coped with CSE (H04: μ 45 for EOAC; μ 4 5 f o r N ) .
2. What mediation effect did coping have on the effects of CSE on U.S. Marines
who participated in this study and subjectively self-reported that they coped
positively with their combat experience? The following directional
hypotheses were tested during this study to examine these hypotheses:
H05: U.S. Marines who subjectively self-report that they are coping positively
CSE report adaptive coping strategies and styles based on a Short COPE
Inventory (Carver, 1997).
3. How and why did the U.S. Marines in this study positively address their
experience of combat stress exposure? Question 3 is explored in the
qualitative strand of research and has no hypothesis.
Theoretical Basis and Conceptual Framework
The theoretical basis for the QUAN strand of this mixed-method study is applied
positive psychology, and the conceptual framework of QUAL is Husserlian
transcendental phenomenology. Positive psychology is the science of welfare. Applied
positive psychology is the study of cognition and positive emotions, positive character
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strength, and virtue, and positive boards (Linely & Joseph, 2004b; Seligman &
Csikszentmihalyi, 2000; Seligman, Steen, Park, & Peterson, 2005). Cowen and Kilmer
(2002) note that historically psychology has been more concerned with psychopathology
and how to improve the human psyche. Positive psychology is focused on the prevention
of psychopathology. The health benefits achieved in practicing positive psychology are
profound and range from helping individuals find hope in the midst of depression to
stress reduction and lowering cortisol levels (Fredrickson & Losada, 2005).
The foundation of positive psychology is built on the strength of character, and
virtue (CSV; Peterson & Seligman, 2004b). There are six universal virtues in the
construction of CSV (Dahlsgaard, Christopher, & Seligman, 2005; Peterson & Seligman,
2004c). Virtue is wisdom, courage, humanity, justice, simplicity, and transcendence
(Park, Peterson, & Seligman, 2004; Seligman, Steen, Park, & Peterson, 2005). Positive
psychology is fiery, with the aim of helping individuals find a good life and human
authenticity to thrive in the midst of adversity (Dahlsgaard, Christopher, & Seligman;
Robbins, 2008). The moderation variables in this study are very suitable for the
construction of positive psychology and are described in Chapter 2.
As mentioned above, resilience and coping with stress positively are important
aspects of positive psychology (Peterson & Seligman, 2004a). Positive psychology is
concerned about risk factors that undermine well-being; However, positive psychology
focuses more on protective factors such as resilience, hope, and social support to
strengthen resilience. Positive psychology is not risk-averse or a stress-free theory of
life; Instead
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Positive psychology boldly confronts challenges and threats to human well-being so that
humans can do more than just survive—they can thrive.
Since World War II, the U.S. military has continued to study stress, coping, and
combat endurance (Bartone, Pastel, & Vaitkus, 2010). The U.S. military has embraced
the positive psychology movement and its impact on training and leadership (Matthews,
2008a, 2008b). The military is deeply concerned about the physical and psychological
well-being of service members and their families, as evidenced in Department of Defense
(DoD) online initiatives such as Real Warriors, Real Battles, Real Strengths; the U.S.
Army's Comprehensive Soldier Fitness (CSF) program, and the Navy and Marine Corps
Combat Operational Stress Control (COSC) for service and family members. The Marine
Corps Commander made institutionalized resilience training a top priority for the Corps
in 2010. These initiatives and programs address resilience, stress, and coping at the
individual, operational, family, and institutional levels.
Understanding the positive and negative effects of the battle on U.S. services and
family members has been a top priority for the DoD and the Veterans Administration
(VA). The January 2011 APA Journal of American Psychologist featured a series of
articles about the U.S. CSF program. Former U.S. Chief of Staff Gen. George W. Casey,
Jr. noted that the CSF "is an integrated, proactive approach to developing psychological
resilience in our soldiers, in their family members, and in the Army's civilian workforce"
(Casey, 2011, p. 1). The Army's CSF program is aligned with the Penn Resilience
Program and positive psychology science to develop a diverse range of users
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resources are available to help prevent the negative psychological effects of war by
strengthening psychological health and well-being (Cornum, Matthews, & Seligman,
2011; Reivich, Seligman, & McBride, 2011).
Finally, the conceptual framework for the QUAL strand of this mixed-method
study is based on Edmund Husserl's transcendental phenomenology. Husserl (1927)
developed transcendental phenomenology in the late 19th and early 20th centuries as a
systematic method of science, philosophy, and psychology (Giorgi, 2009; Moustakas,
1994). The meaning of making or discovering the essence of a life experience is at the
heart of transcendental phenomenology (Moerer-Urdahl & Creswell, 2004). The main
way to collect data using this method is through phenomenological interviews (King &
Horrocks, 2010). Transcendental phenomenology can be used to investigate any
phenomenon and has been used in a variety of studies, especially in nursing research
(Priest, 2004; Scannell-Desch, 2005). Positive psychology and transcendental
phenomenology are described in Chapters 2 and 3.
Conceptual Definition, Terms, and Operational Measures
Combat: War is "a violent clash of interests between or between organized
groups characterized by the use of military force" (MCDP 1, 1997, p. 3). The violence of
a war with military force is a battle. The battle zone is the environment; Fighters deal
with stress in this environment. Conceptual definition: War is a clash of wills and
interests that often results in military force and violence involving combat.
Combat stress: The Marine Corps (MCRP 6-11C, 2000) defines combat stress as
"mental, emotional, or physical strain, strain, or distress resulting from exposure to
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battle-related conditions" (p. C-2). This definition was updated in MCRP 6-11C (2010) to
"a change in physical or mental function or behavior resulting from the experience of
deadly force or its consequences. These changes can be positive and adaptive or can be
negative, including distress or loss of normal function" (pp. 1-3). Combating stress
involves people-environment transactions. Combat stress can lead to distress, injury, or
illness when psychological and physical demands outweigh a person's ability to adapt,
manage, and cope with stress (Nash, 2007). Combat stress can be measured along a
continuum from benign (no threat) to extreme to traumatic (a threat to self-integrity or an
existential threat). Exposure to combat stress can result in negative or positive
psychological and physical outcomes. Conceptual definition: Combat stress is the
external and internal tension, tension, or pressure experienced and assessed by a person
along the stressor continuum from benign to extreme to traumatic as a person deals with
a combat environment.
Exposure to combat stress: The degree, magnitude, and cumulative effect
(allostasis) of exposure to combat stress-related experiences. Exposure to combat stress
can be measured on a stress continuum from light to heavy combat. Conceptual
definition: Combat stress exposure is the magnitude or intensity of combat-related
experience exposure that can be measured on a light to heavy combat continuum.
Operationally, CSE can be measured by the Combat Exposure Scale (Keane et al., 1989).
Combat stress reactions: "Expected, predictable, emotional, intellectual,
physical, and/or behavioral reactions of service members who have been exposed to
stressful events in combat or military operations other than war" (Campise, Geller, &
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Campise, 2006, p. 216). Conceptual definition: Combat stress reactions are the expected
psychological and physiological reactions to combat or operational stress exposure; This
reaction is on the stress continuum from benign to extreme to traumatic when individuals
transact with a combat environment.
Combat operational stress control: "Includes all policies and programs to
prevent, identify, and treat mental injuries holistically caused by combat or other
operations" (United States Marine Corps, 2009, para. 1). The two main objectives of the
COSC are to have a ready force, and to protect and restore the well-being of Marines and
their families (para. 1). At the unit leader level, COSC is defined as "the actions and
responsibilities of leaders to promote resilience and psychological health within military
units and individuals, including families, exposed to the stress of combat or other military
operations" (MCRP 6-11C, 2010, pp. 1-3). Conceptual definition: COSC is a holistic
program of the U.S. Navy and Marine Corps to prevent and treat the effects of combat
stress on Sailors, Marines, and their families to ensure a ready and healthy combat force.
Coping "is a response aimed at reducing the physical, emotional, and
psychological burden associated with stressful and everyday life events" (Snyder &
Dinoff, 1999, p. 5). From a transactionalist perspective, Aldwin (2007) defines coping as
"the use of strategies to deal with actual or anticipated problems and the negative
emotions that accompany them" (p. 125). Coping may involve a consistent personality
style over time or strategies that vary from coping situation to situation (Lazarus, 1999).
Conceptual definition: Coping is a transactional and adaptive assessment process that
uses cognitive and emotional reassessment and coping strategies and styles to manage.
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Stress along the continuum is benign to extreme to traumatic. Operationally, coping can
be measured with the Brief COPE Inventory (Carver, 1997).
Resilience is "a combination of interrelated attitudes of commitment, control, and
challenge that provide courage and existential motivation to turn circumstances from
potential disasters into growth opportunities" (Maddi, Harvey, Khoshaba, Fazel, &
Resurreccion, 2009, p. 292). Conceptual definition: Resilience is a personality construct
that manifests the existential courage to cope with stress positively through a resilient
attitude of commitment, control, and challenge. Operationally, durability can be
measured with PVSIII-R® (Maddi & Khoshaba, 2001).
Hope is "the process of thinking about one's goals, along with the motivation to
move toward (agency) and the way to achieve these goals" (Snyder, 1995, p. 355).
Conceptual definition: Hope is the setting of goals; Achieving goals requires motivation,
resources, and the ability to execute plans and achieve goals even when there are
difficulties. Operationally, expectations can be measured by the Adult Disposition
Expectation Scale (Snyder, Rand, & Sigmon, 2005).
Positive psychology is "a field of psychological theory and research that focuses
on psychological states (e.g., satisfaction, joy), individual traits or character strengths
(e.g., intimacy, integrity, altruism, wisdom), and the social institutions that make life
most worth living" (VandenBos, 2007, p. 713). Conceptual definition: Positive
psychology is the study of positive cognition, emotions, character strengths and virtues,
and institutions that influence individuals to achieve and experience a thriving life even
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in a state of stress. Positive psychology is not the study of psychopathology and disease;
rather, it is a study of psychological health and wellness (well-being).
Psychological stress "refers to the quality of experience, generated through
people-environment transactions that, through excessive arousal or lack of arousal,
generate psychological or physiological distress" (Aldwin, 2007, p. 24). According to
Lazarus and Folkman (1984), "psychological stress is a certain relationship between a
person and an environment that is judged by the person to be overloading or exceeding
his resources and endangering his or her well-being" (p. 19). Conceptual definition:
Psychological stress is an external or internal tension, tension, or pressure, experienced
and assessed by a person along the stressor continuum from benign to extreme to
traumatic as a person transacts with his or her environment.
Resilience from the perspective of developmental psychology is "a class of
phenomena characterized by positive patterns of adaptation in the context of significant
difficulties and risks" (Masten & Reed, 2005, p. 75). Walsh (2006) defines resilience "as
the capacity to rise from adversity, be strengthened and more resourceful. It is an active
process of resilience, self-improvement, and growth in response to crises and challenges"
(p. 4). Newman (2005) defines resilience as "the ability of human beings to adapt in the
face of ongoing significant life tragedies, traumas, hardships, hardships, and stresses" (p.
227). The Navy and Marine Corps define resilience as "the process of preparing,
recovering from, and adjusting to life in the face of stress, adversity, trauma, or tragedy"
(MCRP 6-11C, 2010, pp. 1-3).
Conceptual definition: Resilience is the adaptive ability to cope with physical and
psychological stress positively.
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Social support is "the provision of help or comfort to others, usually to help them
cope with various biological, psychological, and social stressors" (VandenBos, 2007, p.
869). Conceptual definition: Social support is the assistance provided by institutions,
groups, and individuals to assist a person in coping with physical and psychological
stress. Operationally, military social support can be measured by the Post-Deployment
Social Support Scale (King, King, & Vogt, 2003).
Stress assessment is the evaluation of stressors; verb assessment focuses on the
evaluation process, and noun assessment focuses on the "evaluative product" (Lazarus,
1999, p. 75). The stress and coping assessment model developed by Lazarus and
Folkman (1984) distinguishes two forms of conscious and unconscious judgment as
primary and secondary. Stress assessment involves evaluating stressors for personal
phenomenological meaning and assessing stressors on a benign to threatening
continuum. Conceptual definition: Stress assessment is the psychological process of
evaluating and giving meaning to stressors. Stress is an environmental factor that is felt
by individuals on a continuous from benign to extreme to traumatic.
The stress coping style is "a typical way in which a person faces and deals with
stress, anxiety-inducing situations, or emergencies" (VandenBos, 2007, p. 232). Coping
style is a personality factor that is stable over time and situations (Aldwin, 2007).
Conceptual definition: Stress coping style is usually a stable trait such as a personality
factor that influences a person's unique way of coping.
A stress coping strategy is "an action, set of actions, or thought processes used to
deal with a stressful or unpleasant situation or in modifying a person's reaction to a
stressful or unpleasant situation."
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situation" (VandenBos, 2007, p. 232). Coping strategies are process-oriented and change
based on stress response (Aldwin, 2007). Conceptual definition: Stress coping strategies
are the cognitive and emotional processes that individuals use to cope with stress; This
strategy can vary from coping situation to situation.
Transcendence is a positive psychological virtue of "a force that establishes a
connection to the larger universe and gives meaning" (Peterson & Seligman, 2004c, p.
30). Transcendence is further explained by five character strengths: (a) appreciation of
beauty and excellence, (b) gratitude, (c) hope, (d) humor, and (e) spirituality (Peterson &
Seligman, 2004b, p. 30). Conceptual definition: Transcendence is the metaphysical sense
of connection with oneself, others, the universe, and for many people with God. This
connectedness gives meaning to life and helps individuals cope with stress.
Transcendental phenomenology (Husserlian) is
A philosophy that seeks to understand anything that can be experienced through
the awareness one has of anything that is 'given'—whether it is an object, a
person, or a complex circumstance—from the perspective of a conscious person
undergoing the experience. (Giorgi, 2009, p. 4)
Conceptual definition: Transcendental phenomenology is a philosophy, psychology, and
research methodology that explores the conscious human experience of any phenomenon
to explain the essence of that phenomenon.
Assumptions and Limitations
1. I assumed the authenticity and correctness of the study participants' self-
reports about their subjective conscious responses to quantitative measures
and
22
qualitative questions. The limitations of this assumption are social desires and
memory biases.
2. I assume that the quantitative measures used in this study and normed for the
civilian general population can be used directly with military groups. Its
limitation is the lack of previous studies comparing military and civilian
samples using this instrument.
3. I assume that the conclusions and generalizations of the research findings
can be applied to other branches of the US military. The limitations for this
study are that the samples are highly directed and homogeneous; Thus, the
sample may not be representative of the entire military population.
4. I assume that a mixed-methods approach will provide reliable, valid, and
trustworthy findings. The limitations of this approach are the potential for
uncontrolled confounding variables, misinterpretation of data, or
different/conflicting findings.
5. I assume that most U.S. Marines exposed to combat stress will cope
positively with their combat experience. The limitation is the gap in the
research literature related to addressing CSE positively.
6. I assume that coping with CSE is a normal distribution where some will be
left out of the distribution and will be diagnosed with post-traumatic stress
disorder while others will be in the right part of the distribution and
experience post-traumatic growth; however, most Marines will be in the
middle of the distribution and address their experience positively. This is
based on Seligman's claim that
23
"Human responses to high difficulties, such as battles, are normally distributed"
(Seligman & Fowler, 2011, p. 84). The limitation is the gap in the research
literature related to addressing CSE positively.
7. I assume that negative psychopathological symptoms of the effects of
combat stress exposure can coexist with positive psychological outcomes.
The limitation is the gap in the research literature related to addressing CSE
positively.
8. I assume and expect a level of bias. As a former enlisted Marine and an OIF
veteran as a Navy chaplain, I was exposed to combat stress but not as large as
my sample. Also, I am positively biased towards Marines who have served in
combat, which requires me to exercise discipline not to let my bias interfere
with data collection and analysis. This is why transcendental phenomenology
is a good qualitative framework for this research because of my time or the
bracket of knowledge and experience. Another limitation of this study is the
positive bias towards the participants and the phenomenon studied.
Border
The scope of the study involves discovering how and why U.S. Marines who
have been exposed to combat and who have returned home cope positively with their
combat experience. This is a narrowly focused study of stress and coping using a
directed, homogeneous, and non-randomized sample. The boundaries of this research are
limited in the context of the Marine Corps which is a strength and not a weakness.
24
The research population is healthy and productive, with a strong sense of identity. Using
valid and reliable positive psychological measures for the QUAN side of the research
and epochal disciplines and processes of the transcendental phenomenological QUAL
side of the study resulted in data convergence supported by scientifically observable and
verifiable findings. This mixed method study allowed me to use two methods to build a
third method of inquiry that maximizes the strengths and minimizes the weaknesses of a
single study method.
Importance of Studies
Unless there is world peace, war will continue to cause harm to individuals,
institutions, communities, cities, states, and nations. The negative effects of war can last a
lifetime and have immediate generational consequences. If the U.S. military knows why
and how military members deal with combat pressure positively, then assessments and
tools can be designed and training developed to prepare military members and their
families for the potential negative and positive effects of combat. Inherent to this study is
social change, as coping with combat stress positively can reduce the negative effects of
combat on many soldiers by strengthening resilience, thereby strengthening families,
reducing costs for mental health care, and producing better citizens. Service members of
the United States are volunteer Soldiers, Sailors, Marines, and Airmen, and when they
return to society healthy, after honorable service, they can become more productive and
positive citizens.
The nature of this research is to expand the literature on resilience, stress, and
coping research, create research interests, help military planners and policymakers create
new ones
25
Resilience strengthening programs, help doctors and researchers develop theories and
practices to reduce the negative psychological outcomes of war, and most importantly,
help soldiers and their families understand their military combat experiences.
Chapter Summary
Life is full of stress, and every human being experiences stress; Thus, coping
with stress positively is essential to living a good life. The literature on resilience, stress,
and coping research is rich and diverse, but there are significant gaps in the literature
with respect to coping with combat stress positively. Previous research on combating
stress has focused primarily on psychopathology or disease—not positive psychology
and health. In this mixed-method study, I helped fill the gap between psychological
illness and health, between psychopathology and positive psychology. Key points from
Chapter 1 include:
1. More than 2.5 million service members serve in the OEF/OIF and are
exposed to combat stress.
2. Statistically, more than 300,000 people have the potential to suffer from
invisible war wounds such as PTSD or TBI.
3. Most military members who return home from the war and have been
exposed to combat stress will cope positively with their combat
experience.
4. Positive psychological variables of resilience, hope, social support, and
personality moderated the independent variable effects of combat stress
exposure on the dependent variables of subjective well-being.
26
5. The coping variable mediates the effect of the independent variable of
combat stress exposure on the dependent variable of subjective well-being.
Chapter 2 will review the literature that focuses on the theoretical underpinnings
of positive psychology and the conceptual framework of transcendental phenomenology
as it relates to coping with CSE. Chapter 3 will explain the mixed method research plan.
Chapter 4 presents findings from mixed method data collected and analyzed.
Chapter 5 provides a discussion of findings, conclusions, and recommendations to include
impacts on social change.
27
Chapter 2: Literature Review
Introduction
The first part of this mixed-methods literature review examines the quantitative
theoretical basis for positively addressing combat stress (CSE) exposure. The second
part of this literature review explores the qualitative conceptual framework for
addressing CSE positively. There is a lot of research literature on resilience, stress,
coping, and negative psychological outcomes of stress, but the same literature is rare in
addressing CSE and resilience in the military; thus, there is a significant gap in the
literature on coping with CSE and resilience positively.
Basis Theoritis
Stress and Coping Theory
Stress and coping as people-environment transactions. The science of stress
and coping is vast, and the theoretical approach to researching these phenomena depends
on the scientific discipline that conducts the investigation. If stress and coping are only
biological stimulus responses, then Selye's (1976) theory of general adaptation syndrome
is sufficient to understand human reactions to stress. If sociology or traumatology is a
theoretical approach, then ecological models may work best to understand stress and
coping (Grzywacz, 2000; Harvey, 1996). For my research, I used a cognitive
transactionalist model of stress and coping developed by Lazarus and Folkman (1984).
Lazarus and Folkman (1984) developed the transactional model as a metatheory
to show that stress and coping are cognitive and evaluative processes involving
28
transactions between a person and the environment. According to Lazarus and Folkman,
transactionalism is "a two-way and dialectical systems approach to stress and coping" (p.
294). The people-environment transaction is not merely an interaction with the
environment but "implies a newly created level of abstraction in which the separate
elements of people and the environment are combined together to form a new relational
meaning" (p. 294). Thus, the essence of the evaluation or assessment of stress and coping
is subjectivity and phenomenology.
There are many factors people that affect stress and coping, such as external or
internal stress, the context of the stressful environment, the internal cognitive and
emotional state of the stressed individual, the individual's cognitive abilities, personality
factors, and the individual's coping strategy or style. The transactionalist theory of stress
and coping is an integrated biopsychosocial model (Aldwin, 2007). People factors can
aggravate the coping process and confuse research; Thus, being aware of individual
variables and trying to control them is very important for researchers.
Harvey (1996) defines the environment, from the perspective of traumatic stress,
as the ecological context of stress. From an interactionist point of view, the environment
is a stimulus or stress that evokes a response; while from a transactionalist perspective,
the environment is a context of stress, stressor, and potential coping resources (Aldwin,
2007). Lazarus (1999) identified four environmental variables: (a) demands, (b)
constraints, (c) opportunities, and (d) culture (pp. 61-70). Demands are negative or
positive psychological pressures that can create external and internal conflicts.
Constraints limit what a person can and cannot do about the environment and stressors.
Opportunity
29
involves time—the right or wrong time, or the stress of a missed opportunity. Culture is
the totality of environmental and ecological forces that come together to create, reduce, or
exacerbate stress. Thus, when the demands of the environment (stressors) exceed a
person's coping ability and resources, this leads to a person-environment transaction
mismatch that results in psychological stress, often called distress (Aldwin; Lazarus).
Stress and coping as cognitive/emotional processes. Lazarus (1999)
developed a transactionalist model of stress and coping as a cognitive assessment
process with the cognitive-motivational-emotional relational theory as the basis. In
Lazarus' metatheory, stress and emotions are seen as "joining together" (p. 86).
Historically, psychologists have more often viewed emotions as negative, irrational,
and contrary to reasoning (Lazarus). Lazarus stated,
Emotions are not judgments, but complex organized systems made up of
thoughts, beliefs, motives, meanings, subjective bodily experiences, and
physiological states, all of which arise from our struggle to survive and thrive by
understanding the world in which we live. (p. 100)
Lazarus (1999) developed a taxonomy of 15 core emotions with relational
meanings. Lazarus states, "when there is stress there is emotion" (p. 35). These emotions
and meanings are part of the cognitive mediation process and occur between stimuli and
responses. The cognitive mediation process is not a strict behavioralist model of the
stimulus response (SR) but is referred to in value expectation theory as the stimulus-
organism response (SOR; Lazarus, p. 5). O-rganism refers to cognition that occurs after
30
environmental stimulus and before behavioral response (Lazarus). During cognitive
assessment or the evaluative process of stress, emotions and meanings occur.
According to transactional theory, there are two evaluative processes: (a) primary
assessment and (b) secondary assessment (Lazarus & Folkman, 1984). Primary
assessment evaluates and answers the question "Am I in trouble or benefiting, now or in
the future, and in what way" (p. 30)? There are four main types of assessments: (a)
irrelevant, (b) benign-positive, (c) beneficial, and (d) stress (p. 32). Lazarus and Folkman
note that there are three types of stress assessments: (a) hazards/losses, (b) threats, and
(c) challenges (p. 75). One critique made by Aldwin (2007) notes that the Lazarus and
Folkman types of assessments are not all-encompassing and may not fit into every stress
assessment transaction.
After the primary assessment process begins, one continues to evaluate
environmental information using secondary assessment, which answers the question
"What if there is anything that can be done about it" (Lazarus & Folkman, 1984, p. 31)?
Monroe and Kelley (1997) note that secondary assessment uses coping strategies and
styles to manage emotions associated with psychological stress. Assessment and coping
are iterative processes that deal with the environment and can change over time (Lazarus
& Folkman, 1987). However, Lazarus and Folkman point out that the terminology of
primary and secondary assessments leads to some unfavorable points of confusion, such
as the idea that primary assessments are more important than secondary assessments—
both assessments are as important as stress and coping processes.
Stress as a coping that focuses on problems and focuses on emotions. Coping is
"psychological stress management" (Lazarus, 1999, p. 111). Coping is a dynamic
31
The process involving assessment (evaluation) and assessment (evaluation) is followed
by reassessment and re-assessment, and through the process of coping relational
meaning is created and stress is managed. There are two main coping functions in the
transactionalist model: (a) problem-focused (PF) and (b) emotion-focused coping (EF).
The function of coping is not an outcome or a coping strategy but refers to the
"goal of the strategy of serving" (Lazarus & Folkman, 1984, p. 149). Problem-focused
coping functions are directed outwards, usually toward problem solving, and involve (a)
defining the problem, (b) generating a solution, and (c) cost-benefit analysis. Problem-
focused coping involves an outward-directed coping strategy to change the environment
by controlling or eliminating stressors. Emotion-focused coping functions are directed
inward to manage stressful emotions, most often by reducing emotions, but in some cases
increase emotionality during the assessment and reassessment process to help manage
stress. For example, anger, directed appropriately, can help give meaning to stress and the
experience of coping with it. Emotion-focused coping can serve to help maintain hope
and optimism (Lazarus & Folkman). Problem-focused and emotional-focused coping
functions can interact to help or hinder the coping process; Optimally, coping with
psychological stress positively leads to strategies and coping styles oriented to an
adaptive approach by managing stress and regulating emotions. Lazarus (1999)
concluded that there is no universally effective or ineffective coping strategy or style.
Stress and coping strategies and styles. Lazarus and Folkman (1984) defined
"coping as an ever-changing cognitive and behavioral effort to manage certain external
and/or internal demands that are assessed as taxing or exceeding resources
32
someone" (p. 141). Coping involves a personality style, which is consistent over time,
while coping strategies vary from situation to situation (Lazarus, 1999). The terms
coping style and strategy are often used interchangeably (Carver, Scheier, & Weintraub,
1989) in the stress research literature and may be confusing at times; However, for my
studies, I used coping styles and strategies as a different interaction process.
Stress-coping style is a construct of personality traits. The coping style is "the
typical way in which a person faces and deals with stress, anxiety-inducing situations, or
emergencies" (VandenBos, 2007, p. 232). Conceptually, stress coping style is a
personality factor like stable traits that influences a person's unique way of coping. On
the other hand, a stress coping strategy is "an action, set of actions, or thought processes
used to deal with a stressful or unpleasant situation or in modifying a person's reaction to
such a situation" (p. 232). Coping strategies are process-oriented and can change over
time in response to different stresses (Aldwin, 2007).
Conceptually, stress coping strategies are cognitive and emotional processes that individuals
use to cope with stress; This strategy can vary from coping situation to situation.
Stress and coping as a positive psychological construct. Lazarus (2000) notes
that positive psychology's interest in positive well-being naturally fits into transactional
stress and coping models; however, this is not without warning. Lazarus challenged
researchers and doctors not to negate the relevance of positive and negative emotionality
in stress and address it. In addition, problem-focused and emotional-focused coping do
not need to be pitted against each other, although there is valid research that
33
showed that emotion-focused coping and neuroticism were positively correlated with
avoidance and negative coping (Watson, David, & Suls, 1999). According to Lazarus, the
goal of positive psychology should continue to close the gap between research and
clinical practice through rigorous scientific methodologies.
The construction of positive psychology as the science of what successfully
attracts stress and coping (Heppner & Lee, 2005; Lopez, Snyder, & Rasmussen, 2003;
Snyder, 1999; Stanton, Parsa, & Austenfeld, 2005). Schwarzer and Knoll (2003)
reviewed positive coping and mastery of stress demands using proactive coping theory
with an emphasis on meaning-making, which is a hallmark of positive psychology.
Another example of positive psychology's interest in coping is shown by Bono,
Emmons, and McCullough (2004), who define and describe the psychological power of
gratitude. The researchers noted that gratitude correlates positively with coping with
stress and resilience through coping that focuses on positive emotions.
Stress and coping positively by combating stress exposure. Levin (2007)
reports that "the pressures of fighting in Iraq or Afghanistan need to be seen in a broader
context than just the risk of PTSD—the context of resilience and recovery" (para. 1). In
this same report, Charles Figley, who was one of the first U.S. Marines to return home
from Vietnam and is a co-founder of the International Society of Traumatic Stress
Studies, stated, "We need to move away from obsession with PTSD to focus on the
prevention and management of combat stress injuries" (Levin, para. 3). None of these
statements diminish the importance of researching the negative effects of such a war
34
PTSD and TBI; These comments emphasize the fact that more research needs to be done on
the positive outcomes of exposure to war stress.
Studies of stress and coping in the United States find their origins primarily in
military research dating back to World Wars I and II (Lazarus, 1999); however, studying
the negative effects of war in the U.S. stems from the U.S. Civil War. During the U.S.
Civil War, several terms described the negative psychological effects of war on military
members, such as homesickness, nostalgia, cowardice, and insanity (Talbott, 1996). One
of the most common terms is the soldier's heart, which, in the 1890s, was a
psychopathological term describing a combat stress reaction characterized by fatigue,
shortness of breath, rapid heartbeat, dizziness, and other cardiac symptoms (Talbott).
Talbott (1996) explained,
when Civil War soldiers 'saw elephants' as they called for action, some of them
suffered injuries they could not mention. The wounds of the mind make them
open to accusations of malingering, accusations of cowardice or accusations of
desertion." (p. 41)
Oliver Wendell Holmes, Jr. fought in the U.S. Civil War as part of the 20th
Massachusetts and was in the battle of the Potomac in 1861 (Talbott, 1996). Holmes
stated, "a lot of people have gone crazy since this campaign started out of terrible
pressure on the mind and body... I hoped to survive but I don't know" (Talbott, p. 45).
Combat stress injuries can affect noble-minded soldiers, and how soldiers cope with CSE
can affect their quality of life, well-being, and functioning. Oliver Wendell Holmes, Jr. is
an example of a tough fighter who positively copes with CSE, adapts,
35
and adjusting after the war, and then manifesting post-traumatic growth to live a thriving
life. Holmes went on to become the longest-serving judge on the U.S. Supreme Court
(Talbott).
Studies on trauma and the effects of war are relevant to current studies. Literature
on trauma and the military comes from the 19th-century research of Pierre Janet. Janet
believes that traumatic events and how they are remembered affect a person's ability to
cope (van der Kolk, 1994). Janet mentioned the psychological effects of the dissociation
of the war. According to Talbott (1996), dissociation "allows a person under pressure to
continue functioning although often in an autonomous and sometimes inappropriate
way" (p. 42).
In the 1940s, Abraham Kardiner conducted psychobiological research with World
War I veterans (Friedman, 1994; van der Kolk, 2001). Later, during World War II,
mental health researchers and providers developed innovative combat stress management
studies and interventions such as the landmark research by Grinker and Spiegel (1945).
Roy Grinker and John Spiegel were military psychiatrists who studied the psychological
effects of combat on service members during combat. Their first study involved ground
forces in North Africa, which resulted in the monograph War Neuroses in North Africa
(Grinker & Spiegel, 1943). This publication is a diagnostic breakthrough. Grinker and
Spiegel took lessons learned from World War I and the intervention years before World
War II and applied them to firsthand observations of the effects of combat pressure on
the army and air. This first study led to a more complete study presented in the text Men
Under Stress (Grinker & Spiegel).
36
Grinker and Spiegel (1945) used a case study method to analyze theoretical stress
constructions as applied to combat effects on U.S. service members. They developed a
variety of diagnostic criteria, a solid understanding of battle psychodynamics based on
personality theory, and psychotherapeutic treatment during combat and return home.
However, it seems that in the years after World War II, psychological military research
was reduced, leaving an empirical gap in the research literature. Hans Pols (1999; 2007)
describes how after World War II, American psychiatry suppressed what had been
learned during World Wars I and II with respect to identifying and treating psychological
warfare injuries. Pols (1999) called this period of American medical history a period of
"professional amnesia." With the outbreak of the Korean conflict, interest in
psychological war victims was revived (Lazarus & Folkman, 1984). Combat fatigue or
combat fatigue describes the negative effects of CSE in Korea (Soetekouw et al., 2000).
Interestingly, there has been very little research on the stress and coping of the Korean
War, which is often referred to as a silent and forgotten war.
The Vietnam War may have been a political disaster, the loss of life devastated
and demoralizing, but research on psychological stress injuries associated with the
Vietnam War resulted in scientific breakthroughs in the diagnosis, medicine, treatment,
and therapies used today to help war veterans in the past and present. During the
Vietnamese era, the symptomatology of combat stress injuries was called post-Vietnam
syndrome and is credited to the work of Dr. Chaim Shatan, who in reaction to the
elimination of traumatic war neurosis from the second edition of the Diagnostic and
Statistical Manual of Mental Disorders (DSM; American Psychiatric Association [APA],
37
1968), forming the Vietnam Veterans Working Group (Bloom, 2000). The results of this
working group led to the Presidential Commission to study the mental health of
Vietnamese veterans and eventually aggressive research by the Veterans Administration
(VA). This research leads to the development of post-traumatic stress disorder to replace
post-Vietnam syndrome. DSM-III (APA, 1980) includes PTSD.
Since the 1970s, research on negative psychological outcomes from military
combat has increased; however, a large gap remains in the literature regarding how
service members cope with CSE positively. There are several longitudinal studies such
as the National Vietnam Veterans Adjustment Study or independent studies such as
Suvak, Vogt, Saverese, King, and King (2002) that examine Vietnam War military
groups to determine their long-term life adjustment and well-being three decades after
exposure to combat.
The 1991 Gulf War sparked renewed interest in how service members cope with
combat pressure (Benotsch et al., 2000; Hobfoll et al., 1991; Marlowe, 2000; Sharkansky
et al., 2000). Over the past two decades, new theories describe the psychological effects
of war such as Combat Stress Reaction, Combat Stress Control, Combat Stress Injury,
and Combat Operational Stress Control. These developments help the military and the
scientific community see the psychological impact of war on military members as an
expected reaction or response to the combat environment and experience before, during,
and after the war.
Combat Stress Reaction (CRS) is "the expected, predictable, emotional,
intellectual, physical, and/or behavioral reaction of a service member who has
38
exposed to stressful events in combat or military operations other than war" (Campise,
Geller, & Campise, 2006, p. 216). This normative view of understanding CSR has led to
some confusion and stigma to get help to combat the associated psychological problems.
Because if CSR is seen as a normal and expected reaction, and if a service member feels
abnormal then seeking help can lead to wrong thoughts such as "I'm weak," "What
would others think of me," or "They'll kick me out if I get help." The misconception
about getting help for psychological warfare injuries fosters the stigma of getting help
that exists today and is rooted in our military history and soldier ethos.
Nash (2007) developed a combat stress injury model to help change the mentality
associated with CSR. In addition, Nash argues that the transactional model is the most
suitable for addressing CSE. Nash supports the view that coping with combat stress
involves several interacting variables such as genes, personality, social context, personal
relationships, and environment (Nash). Finally, over the past 150 years, the U.S. military
has progressed in understanding the negative and positive effects of CSE on combatants,
and is developing policies, programs, and resources to remedy the stigma of getting help.
Stress coping actions. Measuring voltage is multidimensional. Stress can be
physiologically measured by heart rate, blood pressure, and cortisol levels (Lovallo,
2005). Stress can be objectively measured using a stress checklist of major life events
such as divorce, death, illness, the birth of a child, or a job promotion (Turner &
Wheaton, 1997).
Lazarus and Folkman (1984) developed the Ways of Coping (WOC) scale to measure
subjective stress and coping. The WOC scale focuses on everyday stress and how a person
39
Attempt. The WOC scale has eight subscales that serve as coping options and are
divided into coping that focus on problems or emotions: (a) confrontational coping, (b)
distance,
(c) self-control, (d) seeking social support, (e) accepting responsibility, (f) avoiding
escape, (g) planned problem-solving, and (h) positive reassessment (Lazarus & Folkman,
1987). Lazarus and Folkman show negative coping is mostly maladaptive and
detrimental to a person's health and well-being (Lazarus & Folkman). However, some
believe the WOC scale is too simple and a limited measure of stress and coping and
needs to be expanded.
In response to the potential limitations of the WOC scale, Carver, Scheier, and
Weintraub (1989) developed the COPE inventory to expand the Lazarus and Folkman
transactionalist model and the WOC size. Carver and his colleagues included their
research in behavioral self-regulation into the COPE inventory. In addition, they believe
that coping involves coping style and strategy along with the "disposition" of the coping
(p. 270). The COPE inventory has been used in a variety of studies to include breast
cancer and diabetes (Thomas & Marks, 1995; Karlsen & Bru, 2002).
In addition, the COPE Inventory has been used in many correlation studies with the Five
Factors Personality Model (Watson & Hubbard, 1996). However, Carver (1997) found
many people become impatient when taking a 60-item COPE inventory; thus he
developed the Short COPE inventory used in the current research. A brief COPE
inventory is described in Chapter 3.
40
Hard-Resistant Theory
Resilience as an existential courage that is operationalized. The psychological
construction of resilience evolved over the past three decades as a personality disposition
that copes with stress positively through a series of attitudes learned to produce favorable
outcomes (Maddi, 2004). Resilience is rooted in existential psychology, and according to
Maddi, it is the operationalization of existential courage. Existential psychology emerged
from existential philosophy (Brennan, 2003). Existential philosophy developed during
the 19th and 20th centuries as a reaction and response to Hegel's dialectical philosophy.
Sartre fundamentally reveals one of the core concepts of existential thought in his
popular phrase "existence precedes essence" (p. 283). The essence of existential
philosophy and psychology is to find meaning for one's life which involves decision-
making (Maddi, 1998).
Søren Kierkegaard is considered the Father of Existentialism. He provides insight
into the emotional dimension of existential thought (Evans, 1990). At the core of
existentialist philosophy and psychology are feelings of guilt, hopelessness, and anxiety;
especially how emotions are associated with the mind of limitation, alienation, and death
(MacQuarrie, 1972). These thoughts and emotions appear as an analysis of the human
self in the world. Existence (life) is always placed against nothingness (death) that
creates psychological tension—what Kierkegaard distinguishes as anxiety or anxiety
(Evans). This anxiety is also known as ontological anxiety and is generated by fear or
uncertainty of the future (Maddi, 2004).
41
Kierkegaard believes the ability to deal with anxiety positively is through faith in
a Christian God. Paul Tillich took this concept of faith and developed existential courage
or courage to be a substitute for faith (Maddi, 2004). Furthermore, Maddi develops
resilience as the operationalization of existential courage. According to Maddi, Harvey,
Khoshaba, Fazel, and Resurreccion (2009) "personality resilience has emerged as a
combination of interrelated attitudes of commitment, control, and challenge that provide
courage and existential motivation to turn circumstances from potential disasters into
growth opportunities" (p. 292).
Resilience as a personality trait. Kobasa (1979) in a seminal study of the effects
of stress on health helped develop a construction of resilience based on personality
theory and existential psychology. Kobasa measured the effects of stressful life events in
a group of corporate executives who experienced the deregulation of the
telecommunications industry during the late 1970s and 1980s. Kobasa began the study
with 837 executives who were sent questionnaires to develop two groups of participants:
(a) the high-stress/low-disease group and (b) the high-stress/high-illness group.
After screening the questionnaire, there were 116 people with high stress/low
disease and 150 individuals with high stress/high disease who met the research criteria;
Of these, 100 from each group were randomly selected to participate in the study.
Demographically the population of the study is homogeneous with the following group
characteristics: white males with a bachelor's degree, ages 40-49, married with two
children with a live-in partner, they are middle management executives with at least six
years of experience, and mostly Protestants who attend services regularly.
42
The study includes three hypotheses regarding three attitudes of resilience: (a)
control, (b) commitment, and (c) challenge. Resilience is a cumulative score that
measures these three attitudes, and it is proposed that highly resilient individuals cope
better with stress and have lower rates of disease. Kobasa (1979) measured stress and
illness using the Life Event Schedule and Social Adjustment Rating Scale and the
Disease Severity survey. To measure the three personality attitudes, Kobasa used a
variety of measures at the time that were later developed into the current resilience
measure, the Personal Views Survey-IIIR (PVSIII-R®). This preliminary study sought to
determine whether the positive personality disposition of resilience buffers the negative
effects of stress on health. Kobasa concluded based on this study that executives who
have high resilience cope better with stress and have fewer diseases. This study was the
beginning of a longitudinal study with these executives that lasted for 12 years (Maddi,
1999a).
Resilience as control, commitment, and challenge. Kobasa (1979) proposed
that people with high stress and low disease have a strong personality disposition that
separates them from individuals with high stress and disease. Strong personalities have
three repetitive characteristics: (a) the ability to control or influence stressful events, (b)
the ability to have a deep sense of commitment to life, and (c) the acceptance of change
as challenging and good (Kobasa, p. 3). Over the past 30 years researchers have
attempted to quantify and validate this psychological phenomenon in studies with
athletes (Hanton, Evans, & Neil, 2003), college students, corporate executives, members
of the military service, and people with various diseases (Maddi, Harvey, Khoshaba,
Fazel, & Resurreccion, 2009).
43
According to Maddi and Khoshaba (2001) "resilience is a pattern of attitudes and
skills learned" (p. 8). Individuals who are high in an attitude of commitment are willing
to seek social support and resources to cope with stress. Individuals who hold high
control have the attitude that they can positively influence their circumstances to
influence favorable outcomes. Individuals, who are high in a challenging attitude view
change as good, and are willing to learn from their circumstances whether it is positive or
negative. This resilient attitude is additive and interrelated that is combined together to
produce a resilient person (Maddi & Khoshaba).
Durability measures. Psychological constructs are not easy to measure and
many actions take years to perfect, which is a case of resilience. In the study of Kobasa
(1979) there is no single measure of resilience. Maddi and Khoshaba (2001) stated "the
first measure of HardiAttitudesTM incorporates an existing scale that seems to be
conceptually relevant, although it was originally designed with other concepts in mind"
(p. 14). Thus, the use of these measures for resilience construction has drawn worthy
criticism (Funk, 1992; Funk, & Houston, 1987). Criticism of Kobasa's study focuses on
the homogeneous nature of the sample, the scale used, and the weak correlation with
three tough attitudes, especially challenging attitudes (Funk; Maddi, 1999a). Ongoing
research tests resilient constructions, and the latest instrument for measuring resilience is
the PVSIII-R® which refutes or corrects valid criticisms of original hardiness research
(Maddi, 2004; Maddi & Khoshaba).
Resilience of commitment, control, and challenge can be measured using the
PVSIII-R® (Maddi & Khoshaba, 2001; Maddi, Khoshaba, Harvey, Fazel, &
44
Awakening, 2010). The PVSIII-R® was tested and validated with a variety of samples to
include undergraduate students (Maddi, Harvey, Khoshaba, Fazel, & Resurreccion,
2009), the U.S. Army Reserve Forces (Bartone, 1999), and the Israel Defense Forces
(Florian, Mikulincer, Taubman, 1995). The psychometric PVSIII-R® is presented in
Chapter 3.
Resilience and positive psychology. Psychological resilience is more than just
surviving stressful life events. Resilient individuals often develop due to stress (Maddi,
Harvey, Khoshaba, Fazel, & Resurreccion, 2009a; 2009b). Although resilience is not part
of the taxonomy of strength and virtue of positive psychology character, resilience fits
into the virtues of transcendence and the strength of the character of hope, optimism, and
future thought, and future orientation. Maddi (2006a) argues that resilience must be part
of the "mixture" of positive psychology (p. 160). Furthermore, Maddi presented a
framework and methods to help develop an integrated positive psychology that includes
the use of a comparative analytic approach to research. He believed that positive
psychology variables needed to be better differentiated either as independent or
dependent variables; For example, is resilience an independent variable that influences
the positive outcome of coping with stress or is resilience a dependent variable and when
mixed with social support helps individuals cope with stress better?
Valliant (2000) reports that resilience contributes to positive psychology as an
involuntary defense mechanism that helps reduce the effects of anxiety. Matthews
(2008a) places resilience in the construction of positive psychology and coping with
extreme combat stress. He concluded that toughness can "instill" (p. 170) a soldier before
becoming a
45
Exposure to combat stress and resilience can help service members positively cope with
their combat stress experiences. Durability can increase durability.
Resilience and coping positively with exposure to combat stress. Since the
Vietnam conflict, the DoD has increased research on the effects of war on military
members; however, as mentioned earlier there is a major gap in the literature on
addressing CSE positively. Recently, the DoD established the Defense Center of
Excellence for Psychological Well-Being and Traumatic Brain Injury (TBI). While PTSD
and TBI need to be researched, there should be increased interest and research on how
individual service members cope with CSE positively. The majority of those who go to
war will go home and cope positively with their combat experience; Thus, if science
knows why and how service members better cope with CSE then preventive measures
can be developed to reduce the negative impact of combat stress on service members.
Emerging research on overcoming combat stress and resilience construction is
consistently mentioned in the resilience literature (Friedl & Penetar, 2008; Garb &
Cigrang, 2008; Maddi, 2007; Waugh, Tugade, & Fredrickson, 2008). However, some
current literature, especially in Lukey and Tepe (2008), has no new evidence, with most
references to resilience coming from Kobasa (1979), or some more recent but ancient
studies by Florian, Mikulincer, and Taubman (1995) and Bartone (1999). Westphal,
Bonanno, and Bartone (2008) provide an overview of resilience and personality but most
of their references are to studies of actual human participants over five years old and
most of these studies focus on non-military samples. Finally, the literature supports the
concept that resilient individuals cope better with stress especially
46
those who have a positive social support system (Maddi & Hightower, 1999; Pengilly &
Dowd, 2000).
Hope Theory
Hope as a cognitive process. Snyder (1999, 2002) developed the cognitive
theory of hope in the 1980s, and continues to refine the theory through research and
clinical applications; he primarily applies hope to the broader constructs of positive
psychology and copes with stress positively. Snyder (2002) bases the theory of
expectation in cognition but does not reduce the relevance of emotions. He notes that
during a visit with prominent scholar and physician Karl Menninger on the campus of
the Menninger Foundation, it was Menninger who encouraged him to focus on hope as a
thought process (Snyder).
Menninger (1959) has long recognized the importance of hope and health. He
delivered a lecture in 1959 to the American Psychiatric Association titled "The
Academic Lecture: Hope" in which he challenged members of the association to
consider the positive impact and clinical importance of hope on doctors, patients, and
their families. Although derived from the standards of today's research literature,
Menninger's academic lecture of 1959 brought the excellence of modern positive
psychology, although its context is rooted in progressive psychoanalytic constructs.
It is interesting that expectations from the days of Greek mythology to
Menninger's lecture of 1959 are often interpreted as negative traits or psychological
states; except in Jewish and Christian theology where hope is a positive phenomenon and
an essential element of faith. Menninger (1959) helped to move hope beyond nihilism
and fatalism, beyond pessimism and optimism to the fact that "hope is humble, it is
simple, it is oneself-
47
less. Regardless of the ambiguity of past experiences, hope implies a process; it is an
adventure, a forward, confident quest" (p. 484). Further, Menninger concluded:
But there are many people in the world who are not our patients or students, and
who remain filled with great concern, partly because of ignorance and distrust of
each other. They suffer great suffering that all our discoveries have not corrected,
and are fascinated by great discoveries that none of us fully understand. Some of
them seek advice to us, to us whom they respect very much and are generously
rewarded with prerogatives and opportunities. They are our friends, our brothers
and sisters, our neighbors, our cousins in a foreign land. For these people—for
them and for ourselves—are we not now obliged to speak as scientists, not about
new rockets or new fuels or new bombs or new gases, but about ancient but
undiscovered truths, the validity of Hope in human development—Hope, together
with its eternal sister, Faith and Love. (p. 491)
Taking its cue from Karl Menninger, Snyder (1995) defines expectation "as the
process of thinking about one's goals, along with the motivation to move towards (the
agency) and the way to achieve these goals" (p. 355). Outlining Snyder's cognitive
definition of expectation involves three main components: (a) goal setting, (b) pathway,
and (c) agency thinking (Snyder, 2002). Making goals, planning how to achieve one's
goals, and staying motivated to achieve goals are the goals of Snyder's theory of hope. A
person who generates a path mind believes that they have the ability and talent to achieve
48
Purpose; Agency thinking is a motivation or positive attitude that is necessary to achieve
the target goal. The goal must be significant enough to challenge someone (Snyder). This
is a very simple interpretation of Snyder's theory of hope. The process of expectation is
more complicated than thinking, planning, believing, and achieving (Snyder et al., 2000).
For example, how does one learn or develop the ability to think to create and achieve
goals? Do they have the resources to achieve the goal? What about confusing variables
such as emotions, stressors, or phenomena that Snyder (2002) added to his model of
"surprise events" (p. 254)?
Hope as an emotion. Jarymowicz and Bar-Tal (2006) provide a detailed
analysis of emotions and theorize about the dominance of fear as a primary negative
emotion over expectation as a secondary positive emotion. They describe emotions as
"psycho-physiological reactions to all kinds of stimuli" (Jarymowicz and Bar-Tal, 2006,
p. 369). Human emotions evolved as part of adaptive survival; However, some
emotions can lead to maladaptive behavior (p. 369). The following are key lessons on
emotions gleaned from Jarymowicz and Bar-Tal (pp. 369-371).
1. Emotions are unconscious and conscious, biochemical, physiological,
affective, cognitive, and behavioral processes.
2. Emotions can produce adaptive or mal-adaptive reactions and responses.
3. Emotions help decode and give meaning to perceived stimuli.
4. The main emotions can be spontaneous, fast, uncontrollable, and
involuntary.
5. Emotions can be automatic reactions.
49
6. Emotions can be part of the human stress assessment, evaluation, and
decision-making process.
7. Emotions can be in the form of low-way (limbic system) or high-
street (cortex) brain function.
8. Emotions can be localized in the left hemisphere (positive emotions) or
right (negative emotions); the fear may be oriented towards the right
hemisphere, engaging in unconscious processing of intuitive information;
while left-oriented hope, involved in conscious rational cognition.
9. Emotions such as fear may be primary emotions that are produced
unconsciously in the limbic system as a protective reaction to negative stimuli
and dominate the conscious secondary positive emotions of hope.
Jarymowicz and Bar-Tal (2006) view hope primarily as cognitive, with a
secondary affective element, which agrees with Lopez, Snyder, and Pedrotti (2003) who
stated, "thoughts and emotions work hand in hand in the theory of hope to help people
pursue the coveted goals that are so important in everyday life" (p.95). Cognition helps
individuals develop hopeful goals and expectations, and the affective element of hope
helps generate positive emotions to achieve goals that create motivation to try and
achieve goals. Like Snyder (2002), Jarymowicz and Bar-Tal describe hope as a state and
a trait.
Measurement expectations. Expectations can be measured as disposition traits
and psychological states (Lopez, Snyder, & Pedrotti, 2003; Snyder, Cheavens, &
Michael, 1999; Snyder, 2002; Snyder, Rand, & Sigmon, 2005). Lopez, Snyder, and
50
Pedrotti reviewed more than 20 definitions and theories of hope, and examined a wide
range of validated measures of hope. Research expectations can be divided into two
main categories: (a) emotion-based, or (b) cognitive-based (Lopez, Snyder, & Pedrotti,
p. 91). Measuring expectations is challenging because of the nature of construction as
a nature and circumstance. Lopez, Snyder, and Pedrotti note that quantitative measures
of self-report expectations may not be reliable, but qualitative observational methods
along with self-reports can offer more meaningful insights into individuals'
assessments of expectations.
Snyder et al. (1991) attempted to design a validated quantitative measure of
individual expectations. After developing the theory of hope as an agency's goal, path,
and thinking, they tested the Expectation Scale. The Initial Expectation Scale is a
measure of expectation as a disposition or trait. In a subsequent study, Snyder (1995)
developed the Hope Scale to measure hope as a state of being. The Country Trait and
Expectations Scale is for adults. Then Snyder et al. (1997) refined these steps, and
developed the Child Expectation Scale. Although there are several psychological
measures of hope today, the most common and validated quantitative measure of hope in
the positive psychology literature is the Snyder scale of expectations. Expectations are
integral in coping with stress, and individuals with higher expectations often have better
logical problem-solving skills that are key to achieving goals (Jarymowicz & Bar-Tal,
2006). The Adult Disposition Expectancy Scale (ADHS) was used for the current study.
The psychometry of ADHS is described in Chapter 3.
Hope and positive psychology. As mentioned earlier, the positive psychological
classification of the six universal virtues is supported by 24 character strengths (Peterson &
Seligman, 2004b). The sixth virtue in the classification is defined transcendence
51
as "a force that establishes a connection to the larger universe and gives meaning"
(Peterson & Seligman, p.30). Transcendence is further explained by five character
strengths: (a) appreciation of beauty and excellence, (b) gratitude, (c) hope, (d) humor,
and (e) spirituality (p. 30).
The 24 character strengths of positive psychology are considered to be
"psychological ingredients" for a good life (Peterson & Seligman, 2004b, p. 13). They
should not be considered "exclusive or complete," and are part of a "family" of attributes
that describe virtue (p. 13). Thus, when defining and describing expectations, Peterson
and Seligman (2004d) include the traits of (a) optimism, (b) future-thinking, and (c)
future-oriented as part of a mixture that creates expectations that "represent cognitive,
emotional, and motivational attitudes toward the future" (p. 570).
Hope and cope positively by combating stress exposure. Hope theory has been
studied in the field of psychotherapy (Irving, et al., 2004), cognitive behavioral therapy
(Riskind, 2006; Snyder et al., 2000), and coping with stress (Aspinwall, 2005). However,
there is a gap in the psychological research literature related to coping with CSE
positively; especially those related to the theory of hope and positive psychology. With
limited literature and research on coping with CSE positively, one should gather from
research on coping with PTSD. Irving, Telfer, and Blake (1997) conducted a study with
72 randomly selected participants who voluntarily sought inpatient treatment for combat-
related PTSD; The researchers sought to measure expectations, coping, and social
support. They used Snyder's theory of hope and predicted that the disposition of higher
expectations would be
52
related to better coping skills. Irving, Telfer, and Blake made the following predictions:
1. Military veterans with combat-related PTSD will report lower levels of
disposition expectations upon admission than nonclinical samples.
2. Military veterans who receive inpatient treatment for combat-related PTSD,
with the expectation that higher dispositions during entry and exit will be
associated with adaptive coping strategies and greater social support.
3. Military veterans who receive inpatient treatment for combat-related PTSD
that builds coping skills and improves relationships during treatment will
report greater reliance on coping approaches, less reliance on avoidance
countermeasures, and improved perceptions of social support.
To test this hypothesis Irving, Telfer, and Blake (1997) were given at the entry
and exit of the Expectation Scale, Perceived Social Support Scale, Koping Response
Inventory, Beck Depression Inventory, and Mississippi Scale for Combat-Related PTSD.
Of the 72 participants, 43 completed the study from entry to exit. The findings support
the hypothesis. The researchers concluded that while military veterans seeking inpatient
treatment for combat-related PTSD may have a "deep lack of hope," their hope may be
"lost but not lost" (p. 472). Participants in this study with higher expectations and
perceived higher social support overcame PTSD more positively. Finally, the findings
from this study support the various findings described by Snyder, Cheavens, and Michael
(1999) who concluded after an extensive review of the expectation literature that
expectations help individuals cope with stress better.
53
Social Support Theory
Social support and coping with stress. Human beings are social and
psychological well-being is directly related to social structures such as institutions (Ryff
& Singer, 2005). Quality relationships are essential for physical and psychological health
(Taylor, Dickerson, & Klein, 2005). Being able to feel and receive social support is one
aspect of maintaining health. Social support is "the provision of help or comfort to
others, usually to help them cope with various biological, psychological, and social
stressors" (VandenBos, 2007, p. 869). Lazarus and Folkman's (1984) transactionalist
model of stress and coping views individual transactions with society as a key
component of their metatheory. They argue that the basis of social science is the
actualization of the individual in relation to society. Society and social interactions can
be a source of stress or a resource for coping (Lazarus & Folkman).
Conceptually defined: social support is the help provided by institutions, groups, and
individuals to help a person cope with physical and psychological stress.
Schwarzer and Knoll (2007) define and differentiate between perceived and
received social support. They describe different types of social support such as
instrumental, informational, and emotional support (p. 244). Social support involves
interaction. Perceived social support may never happen; while receiving social support
has occurred. In the transactionalist model of stress and coping, social support either
perceived or received can be seen as a coping resource, and can help foster self-efficacy
and adaptive coping (Schwarzer & Knoll).
54
Social support and positive psychology. Positive psychology is committed to
fostering positive social institutions that help individuals develop (Robbins, 2008). One
of the goals of the positive psychology movement is "the creation of a deliberate
institution that allows for good character" (Peterson & Seligman, 2004c). Historically,
positive institutions have included families, religious organizations, and schools. In
addition, the main goal of applied positive psychology is good citizenship; thus,
individuals who exhibit positive social traits are better able to contribute to the well-
being of society (Linley & Joseph, 2004). Positive psychology's emphasis on character
strengths and virtues contributes to developing an individual's ability to relate positively
to others and society; thus making positive social support an important component of
positive psychology especially in the construction of subjective and social well-being
(Keys & Magyar-Moe, 2003).
The U.S. military can be considered a positive institution that fosters and develops
strength and character virtue. The U.S. military seeks to develop positive communities
and interpersonal relationships so that family members and services can thrive and thrive.
Studies in social support have included positive psychological variables such as
optimism and resilience. Brissette, Scheier, and Carver (2002) measured the correlation
between optimism, social support, and coping with a group of young adults who
switched to college during their first year of undergraduate work. The two objectives of
the study were to measure whether or not an optimistic attitude helped develop positive
social networks, and whether social networks or social support helped individuals cope
better during stressful lives
55
Transition? The findings of the study concluded that the greater the optimism and
positive social support, the more adaptive coping used in stressful situations.
Social support and coping positively by combating stress exposure. Social
support can be a vulnerability or protective factor when coping with CSE (Freeman &
Freeman, 2009). Lack of social support, avoidance, or dysfunctional social support can
worsen coping with CSE; however, healthy social support that is felt or received can be a
resource to overcome CSE positively. Vogt, Rizvi, Shipherd, and Resick (2008)
conducted a study at the Marine Corps Recruit Depot of Parris Island with the aim of
examining the reciprocal nature of resilience and stress reactions during initial military
training in groups of male and female Marine recruits. The secondary objective is to
determine the relationship between resilience and social support.
The study involved 826 women and 1,021 male recruits. The participants were
given a psychological battery on the first day of training to establish a baseline of stress
reactions, resilience, perceived social support, and negative and positive affectivity. Then
at the end of the 12-week boot camp, the same steps were given again. The findings for
male and female recruits differed, in which men with higher levels of endurance entering
training camp had lower levels of stress reactions during training; Those who had a
higher level of stress reaction initially showed lower levels of resistance at the end of
training camp. Male recruits with low social support and resilience have higher stress
reactions; However, social support is not a protective factor for low or high levels of
resilience. Data on men support the theory that those who are tall
56
Resilience and social support use adaptive coping strategies and styles that are more
problem-focused.
The findings with the female recruitment cohort differed because resilience is a
protective factor against stress reactions; Resistance also did not decrease in those who
had an initial high-stress reaction. Female Marines with low social support and resilience
do not predict low or high stress reactions. However, those with high social support and
higher stress reactions showed a slight increase in resilience at the end of the training
camp. Overall both sexes with low social support, low resilience have higher stress
reactions; however, for women, increased stress reactions with high social support
resulted in increased resilience (Vogt, Rizvi, Shipherd, & Resick, 2008).
Social support measures. There are various measures of social support such as
the Multidimensional Scale of Perceived Social Support (Zimet, Dahlem, Zimet &
Farley, 1988); Interpersonal Support Evaluation List (Cohen, Mermelstein, Karmack, &
Hoberman, 1985); or the Post-Placement Social Support (PSS) scale (King, King, &
Vogt, 2003). PSS is part of the Deployment Risk and Resilience Inventory (DRRI) (King,
King, & Vogt). Pietrzak, Johnson, Goldstein, Malley, and Southwick (2009) conducted a
resilience study with a group of 272 reserve components and National Guard service
members who had served in the OIF or OEF. The study was facilitated through a letter
survey to compare traumatic stress, depressive symptoms, resilience, and social support.
Various psychological measures were used to enter the PSS DRRI. These findings reveal
that increased post-placement social support can reduce negativity
57
effects of CSE. PSS is used for current research. PSS psychometrics are described in
Chapter 3.
Personality Theory
Personality and five-factor model. Cohen and Swerdlik (2005) define
personality as "an individual's unique constellation of psychological traits and states,
including aspects of values, interests, attitudes, worldviews, acculturation, sense of
humor, cognitive and related behaviors and characteristics" (pp. I-18). Piedmont (1998)
noted that normal personality develops well by the age of 17. Furthermore, based on the
theory of genotype and phenotype — personality is stable over time but can be formed to
adapt to the environment (Piedmont).
One of the key constructions for understanding general personality theory is the
Five Factors Model (FFM). FFM was originally based on the study of lexigraphic and
early 20th-century personality adjectives by Allport and Odbert; followed by Cattell in
the 1930s (Piedmont, 1998). During the 1960s W.T. Norman developed five dimensions
of personality: (a) extraversion or surge, (b) pleasure, (c) precision, (d) emotional
stability, and (e) culture (Cohen, 2005, p. 183). Over time FFM evolved through research
into current constructions: (a) extraversion, (b) neuroticism, (c) rigor, (d) pleasure, and
(e) openness to experience (VandenBos, 2007).
FFM is sometimes referred to in the research literature as the five-factor theory
(FFT) and the "Big Five" (Bernard, Walsh, & Mills, 2005; McCrae, et al., 2000). It has
been noted that FFM and the Big Five are different, and are often "incorrectly combined"
58
(VandenBos, 2007, p. 378). The Big Five is a taxonomy of the five personality
dimensions mentioned above; while FFM is a means of measuring five dimensions of
personality (VandenBos, p. 378). For the purpose of the current study, FFM is
emphasized. The five dimensions or domains of personality described by FFM are
universal human personality traits (McCrae & Costa, 1997); they can build individual
personality profiles (Piedmont, 1998) and culture (McCrae & Terracciano, 2005), and
can be used in assessing some mental illnesses such as personality disorders (Bagby,
Costa, Widiger, Ryder, & Marshall, 2005; Trull, Useda, Costa, & McCrae, 1995).
Personality measurements and five-factor models. FFM can be measured by
three separate NEO™ Inventories: (a) Revised™ NEO-Personality Inventory (NEO PI-
R™), (b) NEO-3™ Personality Inventory (NEO-PI-3™), (c) NEO-Five™ Factor
Inventory-3 (NEO-FFI-3™). The NEO PI-R™ inventory has been extensively tested
nationally and internationally (Jang, McCrae, Angleitner, Riemann, & Livesley, 1998;
McCrae, Yik, Trapnell, Bond, & Paulhus, 1998) and found widespread acceptance as a
very reliable and valid measure of FFM. NEO PI-R™ has been used in counseling,
therapy, psychiatry, health psychology, industrial and organizational psychology,
genetics, and educational studies and practices (McCrae & Costa, 2010).
Recently, the NEO PI-R™ was revised and published as NEO-PI-3™ to expand its use
from adults to adolescents (McCrae & Costa). NEO-PI-3™ retains the validity and
reliability of the NEO PI-R™. NEO-FFI-3™ is a shorter version of NEO-PI-3™ and
was used in this study. The psychometry of size is described in Chapter 3. The following
is a description of each factor.
59
Piedmont (1998) states that with respect to the first factor, the neuroticism of
FFM measured by the NEO™ inventory "assesses affective adjustment versus emotional
stability" in individuals (p. 84). A person with a high score in neuroticism "is susceptible
to psychological distress;" high neuroticism in NEO™ does not mean that a person has a
diagnosable mental health disorder, but it can be an indicator of risk for psychiatric
problems (p. 84). Negative emotions such as fear, anger, and disgust are associated with
neuroticism (McCrae & Costa, 2010). Often people with high neuroticism are prone to
irrationality, impulsivity, and maladaptive coping stress (McCrae & Costa). In contrast,
individuals with low neuroticism are often more emotionally stable, calm, relaxed, and
use adaptive coping strategies and styles (McCrae & Costa).
Costa and McCrae (1985; as quoted in Piedmont, 1998, p. 86) define the
extraversion of the second factor "as representing the quantity and intensity of
interpersonal interactions, the need for stimulation and the capacity for excitement." A
person who scores higher on extraversion is generally more sociable, willing to seek
support, and enjoys people (Piedmont). Emotionally, extraverts generally have a positive
disposition. In the context of FFM, extraversion is the opposite of introversion; However,
introversion is not a factor in this model.
The third factor in this model is openness to experience, which means "a
proactive search and appreciation of experience for its own sake, and as a tolerance for
the exploration of the unknown" (Piedmont, 1998, p. 87). Individuals who are open are
often more creative, curious, and broad-minded (Piedmont). McCrae and Costa (2010)
note that open individuals have "active imagination, aesthetic sensitivity, attention to the
inner
60
feelings, a preference for variety, intellectual curiosity, and independence of judgment"
(p. 20). Individuals are open to curiosity about the internal and external world.
The fourth factor is agreement, which focuses on the individual's attitude towards
others (Piedmont, 1998). Extraversion can determine how a person relates to others;
Pleasure can determine how well a person gets along with others.
Fun can be temperamental; pleasant individuals are often altruistic, sympathetic, and
empathetic (McCrae & Costa, 2010). A person who is low in pleasure may be
antagonistic, antisocial, paranoid, and have a tendency to dependent personality disorder
(p. 20).
The final factor of FFM measured by NEO™ inventory is rigor that "assesses the
level of organization, perseverance, and motivation of individuals in goal-directed
behavior" (Piedmont, 1998, p. 90). A conscientious person has the self-control to delay
self-gratification (p. 90). Individuals who are high in consciousness often have control
over impulsivity; thus they will be low neuroticism (McCrae & Costa, 2010).
Conscientious individuals are often "purposeful, strong-willed, and determined" (p. 20).
High precision can be manifested positively as a "desire to achieve" or low precision can
be associated with compulsivity (p. 21). Finally, thoroughness is often associated with
character, so that highly conscientious individuals are often "thorough, punctual, and
reliable" (p. 20); However, those who are humble in conscience are not necessarily
immoral or have character flaws.
61
Each of the five factors has an aspect scale that helps measure the various
thoughts, emotions, and behaviors associated with domain size. For example, the
neuroticism domain has an aspect scale to measure "anger, depression, self-awareness,
impulsivity, and vulnerability, as well as anxiety" (McCrae & Costa, 2010, p. 21). Facet
scales help give meaning to the size of the domain (McCrae & Costa).
The five-factor scale and several aspects provide a composite profile of the people
tested with the NEO™ inventory. Profiles allow measurement administrators to
interpret findings.
NEO™ can provide personality correlations that indicate whether a person may
be psychologically equipped with a personality profile that allows them to cope with
stress positively. A person who has low neuroticism, average or higher in extraversion,
openness, rigor and pleasure can tend to cope with stress positively. Furthermore, based
on the NEO™ profile a person can establish a well-being style (personality style). The
well-being personality style is low in neuroticism and high in extraversion and is
considered to be "optimistic optimistic" (McCrae & Costa, 2010, p. 31). Finally,
although not hypothesized in this study, optimism has been positively correlated with
future-oriented expectations and thinking.
Positive personality and psychology. Positive psychology seeks to identify and
measure positive personal traits in an individual's cognition, emotions, and behavior
(Park, Peterson, & Seligman, 2004). Strength and virtue of character are positive
individual traits. As mentioned in Chapter 1, positive psychology is often identified with
six core virtues and 24 character strengths that represent a family of traits reflected
62
in a good life, life satisfaction, and a life that thrives in the face of adversity (Park,
Peterson, & Seligman, 2004). The question of the relationship between FFM and
character strengths and virtues of positive psychology is relevant to current research. The
five personality domains do not fall within the framework of positive psychology but are
positively correlated with character strengths (Park, Peterson, & Seligman).
Piedmont (1998) identified character as part of personality, and attributed it to
the openness trait of FFM which has an aspect scale for value; Openness to values
"means a readiness to re-examine social, political, and religious values" (p. 88).
Individuals who score high on openness to values have more tolerant attitudes and
actions toward others and are open-minded; On the other hand, someone who lacks
openness to values is potentially intolerant and closed-minded.
As part of the analysis of the NEO-PI-3™ profile there is a matrix that plots the
factors in relation to the character; For example, individuals who are high in precision
and pleasure are often willing to help others, more social, and willing to seek social
support. Adjectives that describe this character profile include: moral, respect, respect,
politeness, care, sincerity, and understanding (Piedmont, 1998). This summary suggests
that the five factors, although not part of the human superiority classification of positive
psychology, can be considered part of the family of strength and virtue of character.
Personality and resilience. Over the past decade, personality researchers have
extended variable-centered trait-oriented theory to a person-centered personality
approach (Asendorpf, 2002). This expanded approach is organized around personality
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type (van Lieshout, 2000). Personality types are groups of individual traits that
collectively make up a personality profile. This approach was applied to FFM, and
Asendorpf developed a typological construct that resulted in three replicable personality
types based on individual trait groupings: (a) resilient, (b) over-controlled, and (c) under-
controlled. The resilient type is below mean in neuroticism and average or higher in the
other four FFM factors (Asendorpf).
Tough type personalities are described as well-adjusted individuals who function
well intellectually, emotionally, and socially (van Lieshout, 2000, p. 280). However, this
new approach has been criticized (Costa, Herbst, McCrae, Samuels, & Ozer, 2002).
Costa et al. (2002) showed the usefulness of the three types but showed through an
analysis of four studies using a large sample that three of the four studies did not fully
confirm the three personality types. They concluded that FFM is a better predictor of
individual personality than type grouping. The typological approach is valid, but FFM
using NEO PI-R™ is statistically and clinically more plausible (Costa et al.).
Personality, stress, and coping positively with exposure to combat stress.
Bolger and Zuckerman (1995) designed a framework for examining personality, stress,
and coping. They propose that personality can influence stress reactions and coping
choices.
They describe the stress process in two stages: (a) stress exposure, and (b) stress
reactivity. They describe stress exposure as the possibility of experiencing a particular
stressful event, and stress reactivity as "the extent to which a person is likely to exhibit
emotionality or physical reaction to a stressful event" (p. 890). Framework
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Developed by Bolger & Zuckerman, it involves four possibilities about how personality
may or may not affect the stress process:
1. A zero model in which personality cannot explain any effect on the outcome of
the stress process.
2. A differential exposure model in which personality influences stress exposure
but not reactivity.
3. A differential reactivity model in which personality influences reactivity but
does not impact exposure.
4. A differential exposure-reactivity model in which personality influences
exposure to stress and reactivity.
Furthermore, stress reactivity can be divided into: (a) coping choices, and (b)
coping effectiveness (Bolger & Zuckerman, 1995). The choice of coping involves coping
style and strategy. Copping effectiveness describes how coping efforts produce positive
or negative outcomes. This framework assumes that personality can influence exposure
and reactivity by influencing coping choice and effectiveness; So if personality does
affect coping, then there are four possibilities in the outcome of coping:
1. The zero model in which coping cannot explain how personality affects coping.
2. A differential coping choice model in which personality influences
coping strategies and stress outcomes.
3. A differential coping effectiveness model in which personality affects
coping effectiveness positively or negatively.
4. A differential choice effectiveness model in which the personality acts as a
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mediating factors in coping choices and moderation factors in coping
effectiveness.
Bolger and Zuckerman (1995) tested this framework with the FFM personality
factor of neuroticism. In their study, they examined stress exposure, reactivity, coping
choices, and effectiveness. They enrolled 94 introductory college psychology students,
65 females, 29 males with an average age of 19.5 years. The participants were given an
Eysenck Personality Inventory to measure neuroticism, the How to Cope, and Mood
State Profile. Each participant kept milk 14 days free from stress and reactions; Then the
same action was given again. The results revealed that the differential exposure
reactivity model was most consistent with the research data. Highly neurotic participants
experienced more stress and daily conflict, and their negative reactivity was higher with
greater stress. With regard to coping, high neurotics choose to use more coping strategies
and styles but mostly cope negatively using coping strategies that avoid escape.
This model is particularly applicable to positively address exposure to combat
stress. The essence of this study is to determine why and how U.S. Marines exposed to
combat stress cope positively with their combat experience. The above model suggests
that personality is a moderating factor in coping effectiveness, and that individuals with
high neuroticism cope less effectively or opt for avoidant coping strategies and styles.
Resilient Marines who cope positively with CSE have personality factors that allow them
to cope better by choosing effective coping strategies and styles that correlate with
differential exposure reactivity models.
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Conceptual Framework
of Transcendental Phenomenology
The historical roots of transcendental phenomenology. One criticism of the
quality of the research articles reviewed for this study that used phenomenological
methods was that they did not adequately explain Husserlian's transcendental
phenomenology.
In addition, in two quality research methodology books by Creswell (1998; 2003) there
is very little historical and technical background for phenomenology in general, and
much less on Husserlian transcendental phenomenology. Creswell like other researchers
took from Husserl key philosophical, psychological and methodological components
such as epoche, subjective reflection or the concept of essence without explaining the
depth of Husserl's thought; Thus the following is provided to ensure Husserl's
transcendental phenomenological theory is incorporated into the historical context.
Transcendental phenomenology is not an empirical experimental model of the
natural sciences. Transcendental phenomenology is a priori human science developed
by Edmund Husserl. Brennan (2003) when referring to "the historian of psychology E.
G. Boring comparing the models of the great man and the Zeitgeist as they were applied
to the history of psychology" (p. 2). One can make the argument that Edmund Husserl
was a great man who was historically unknown who embodied the Zeitgeist of his time.
Subsequently, Husserl developed a new philosophical and scientific paradigm.
Kuhn (1970) describes normal science as "research based on one or more past scientific
achievements, achievements recognized by some particular scientific community for a
while as a basic supplier for further practice" (p. 4). Deep
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scientific research and development, new ideas emerge and often create changes towards
new models in what Kuhn calls a paradigm shift that can lead to a scientific revolution.
Husserl said his work was built on Cartesian and Kantian philosophies and in many ways
transcendental phenomenology was neo-Cartesianism and a paradigm shift of
Kantianism. Welton (1999) notes in connection with Husserl's research
This work builds a gap that will ultimately take philosophy beyond older and tired
alternatives or psychology and formalism, realism and idealism, objectivism and
subjectivism. His attempt to integrate the theory of meaning with one of the
truths, the theory of the subject with one of the objects, changed philosophical
thought in a direction that he did not imagine. (p. viii)
Husserl was aware of the evolution of his work; He is a man on the journey, a
participant in a transcendental phenomenological attitude. His work is a paradigm shift
from natural sciences to human sciences. In a 1922 letter to a colleague, Husserl wrote:
I'm in a much worse situation than you because a big part of my job is stuck in
my script. I almost condemned my inability to put an end to my works [mich],
and the first quite late, partly only now, universal and systematic thoughts have
come to me, which, though demanded by my previous special investigation, are
now also forcing me to redo everything. Everything is in the recrystallization
stage! Maybe I work, with all the energy expenditure that is humanly possible,
just for my posthumous work. (Welton, 1999, p. xi)
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From 1887 to 1936 Husserl published ten major works in German, some
translated into French, English, and Japanese. Husserl died in 1938 with more than
40,000 pages of unpublished writings currently being arranged for future publication.
Husserl never saw the impact of his work. Also, Husserl may have been defeated by
Heidegger, who was Husserl's student, colleague, and friend at the beginning of their
relationship, but in the end Heidegger became a Nazi enemy to Husserl—to the point
that Husserl was stripped of his professorship in Frieberg and German citizenship by the
Nazis before his death in 1938 (Sheehan & Palmer, 1997).
Husserl's life and work are well documented; including a prose account of his life
written by his wife Malvine (Welton, 1999). However, as Husserl's academic life spanned
more than 40 years, three professorships, crossing into the new century, involving living
through the first great war in which one of his sons was killed and the other was
wounded, he lived as a Jew who converted to Christianity in anti-Semitic Germany, the
world of Husserl's life was as complex as his research. This is why many find Husserl's
philosophy and psychology difficult to follow because there is no single definitive work
describing his ideas. Husserl continued to develop his ideas to the end, which was evident
in his 1936 publication The Crisis of European Sciences and Transcendental
Phenomenology.
For the purposes of my studies, there is one academic article written by Husserl
in 1927 that provides a conceptual framework for my research. Transcendental
phenomenology is a philosophy, psychology and research methodology. Transcendental
phenomenology has a lexicon of special and distinctive technical meaning—most of
which comes from philosophers who influenced Husserl such as Hume,
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Descartes, Kant, Locke, Brentano, and Stumpf. Relevant to this study is the influence of
Franz Brentano on Husserl's thought. After Husserl completed his university work in
Germany where he studied mathematics and philosophy, he moved to Vienna where he
completed his doctoral dissertation on calculus theory and variation. Husserl returned to
Germany where he completed some tame military service; then returned to Vienna where
he attended Franz Brentano's lecture on psychology (Brennan, 2003; Welton, 1999).
Brennan notes that it was Brentano's Action Psychology that influenced Husserl for the
rest of his life.
Brentano was probably the founder of human science psychology which was an
alternative to the developing natural sciences of psychology embraced by Wundt at the
time; Husserl attended Wundt's lectures while studying in Leipzig (Brennan, 2003).
Brentano was a Catholic priest of the Dominican Order, the same as Saint Thomas
Aquinas, who influenced his doctoral topic On the Manifold Meaning of Being
According to Aristotle (Brennan, p. 169). Brentano is widely recognized for his deep
understanding of Aristotle and psychology; however, because of his intellectual prowess
he became a threat to the Catholic Church and eventually left the Priesthood and married.
In 1874 Brentano was appointed professor of philosophy in Vienna and had students
such as Karl Stumpf, Sigmund Freud, and Edmund Husserl. Although not a prolific
writer, his limited works had a significant impact on the psychology of the human
sciences. Brentano's behavioral psychology focuses on "the inseparable interaction of the
individual and the environment" (p. 169).
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Brentano does not adhere to Wundt's structuralism which focuses on
experimental science in the laboratory, which is based on anthropology and animal
science (Brennan, 2003). Brentano is interested in the human sciences and human beings
(subjects) as they interact with their environment (objects and phenomena); He explores
human consciousness and intentionality—perception, judgment, intuition, and memory.
Brentano is not against natural sciences such as physiology or biology but he sees natural
sciences as information psychology of human sciences. Brentano explores the human
mind, consciousness, action, and processes of "pure psychology" (p. 171).
At the end of Brentano's academic life, he moved towards phenomenology and
"expected a psychological method that would allow psychological actions to be
described in terms of subjective and experiential people" (p. 172). Brentano introduced
Husserl to the concept of intentionality and this is where Brentano ended and Husserl's
transcendental phenomenology began.
Phenomenology and transcendental psychology: A new philosopher can start
with Husserl's first writings and read them chronologically, or one can read Husserl
backwards—I decided to take a middle path and start reading Husserl (1927); then
excerpts from his important writings (Welton, 1999). In addition, four other sources are
used to formulate a better understanding of transcendental phenomenology as a
philosophy, psychology, and research methodology: (a) Giorgi (2009), (b) King and
Horrocks (2010), (c) Moustakas (1994), and (d) Sokolowski (2000).
Husserl's article (1927) provides a good introduction to transcendental
phenomenology. Husserl begins with a broad statement:
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The term 'phenomenology' designates two things: a new type of descriptive
method that made breakthroughs in philosophy at the turn of the century, and a
priori science derived from it; a science intended to provide a basic instrument
(Organon) for rigorous scientific philosophy and, in its application, to enable the
methodical reform of all sciences. Along with this philosophical phenomenology,
but not yet separated from it, however, also emerged a new psychological
discipline that paralleled it in method and content: a purely a priori
'phenomenological' psychology, which raised the claim of reform as a basic
methodological foundation on which only scientifically rigorous empirical
psychology could be established. (Welton, 1999, p. 322)
Husserl did not ignore the relevance of the natural sciences, but argued
transcendental phenomenology was the starting point for all science. He supports that the
empirical sciences of nature run parallel to transcendental phenomenology with the main
difference being attitudes; natural attitudes (science) compared to transcendental attitudes
(phenomenologies). To practice phenomenology, researchers or phenomenoologists must
shift from a natural science attitude (empirical a posteriori) to a transcendental
phenomenological attitude (nonempirical a priori). Husserl (1927) concluded with the
idea that transcendental phenomenology brought the ancient Greek philosopher, followed
by Descartes and Kant to the next level in ever-evolving philosophy and epistemology—
noting that Leibnitzian's "universal ontology" had come to fruition in transcendental
phenomenology (Welton, 1999, p. 333).
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Transcendental phenomenology as a philosophy. The philosophy of
phenomenology is the exploration of human experience, consciousness, and meaning
through subjective reflection. Philosophical phenomenology includes scholarly
researchers such as Hegel, Kant, Husserl, Heidegger, Sartre, Ricouer, van Kaam, Tillich,
and Merleau-Ponty; Also, there are branches in phenomenology such as transcendental,
existential, hermeneutic, and experimental (Moustakas, 1994). Sokolowski (2000) makes
the following statement about phenomenology from a philosophical perspective:
1. Phenomenology is the study of human experiences and the ways in which
things present themselves to us in and through those experiences (p. 2).
2. Phenomenology is the self-discovery of reason in the presence of an
intelligible object (p.4).
3. Phenomenology is the science that studies the truth (p. 185).
4. Phenomenology gives us an immanent way to be transcendent (p. 196).
The transcendental phenomenology of Edmund Husserl (1927) opened the door
to human science wider. Transcendental comes from the Latin root transcendere which
means "to transcend" (Sokolowski, 2000, p. 58). Gearing (2004) notes "phenomenology
comes from the Greek phainoemn, meaning appearance, and logos, meaning reason" (p.
1430). Husserl developed his ideas by criticizing the philosophies of Descartes and Kant.
Husserl's use of transcendentals is analogous to Kant's critical use (Moustakas, 1994).
Kant's philosophy revolves around criticism in which he wants to avoid dogmatism and
skepticism by seeking pure reason and transcendental knowledge that is a priori (not
mixed with anything empirical and must be universal) and not
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governed by empiricism or sensory data. Transcendental phenomenology is a philosophy,
psychology, and research methodology that explores the subjective conscious human
experience of phenomena.
Transcendental phenomenology as pure psychology. Transcendental
phenomenology is not just a complex philosophy; it is pure science and psychology
(Husserl, 1927). Husserl was critical of the psychology of his time, calling it psychic ,
and equating it with anthropology and zoology. Husserl developed pure psychology
without any pre-formed empirical dogma. Pure psychology from a transcendental
phenomenological perspective is built on the reflection of subjective experiences in the
world of life. Reflection involves the core concept of intentionality, where Husserl states
"All consciousness is 'intentional'" (p. 3). Husserl's deliberate use was directly influenced
by Franz Brentano. Every perceptible phenomenon has a deliberate structure (essence),
and deliberate reflection always involves directing the subjective consciousness of the
phenomenon to the object as it presents itself to the individual. Husserl's mantra like
Kant's is "back to things themselves" (Moustakas, 1994).
Husserl developed a unique lexicon that expanded Kantian, Cartesian, and
Lockean thought to describe transcendental phenomenology, as philosophy, psychology,
and methodology; technical terms such as epoche, noetic, noematic, eidos, eisecond
reduction, inter-subjective reduction, the world of life, and attitudes
transcendental(Moustakas, 1994). These terms describe transcendental philosophy and
psychology, and
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it is essential to understand Husserl's methodology of this pure science described in
Chapter 3.
Transcendental phenomenology as a methodology. Kendler (2005) notes that
transcendental phenomenology is not Wilhelm Wundt's psychology that developed a
method for studying human consciousness around the same time as Husserl. Wundt's
method of studying human consciousness involves training research participants to
become self-aware in a highly controlled laboratory environment (Kendler). Wundt's
psychology is sensory-oriented and empirical-based; however, this method is flawed
from Husserl's perspective because training participants to be self-aware influences how
a person perceives their conscious experiences thus creating a bias (Kendler). Also,
around the time of Wundt and Husserl, another psychologist, John Watson, developed
the method and science of behavioralism. The science of behavioralism follows the rules
of empirical natural science which developed into modern cognitive psychology
(Kendler).
Husserl developed transcendental phenomenology in the midst of great
discoveries in the natural sciences and humans. Transcendental phenomenological
methods for studying conscious human experience differ from introspection or
behavioralism because transcendental phenomenology involves the scientific process of
epoche, transcendental-phenomenological reduction, imaginative variation, and
deliberate analysis (Moustakas, 1994).
Husserlian's transcendental phenomenological research methods can be used to
study any phenomenon. Wright (2002) uses this approach to "discover the spiritual
essence of palliative care" (p. 125). Wertz (2005) applied this method to study the impact
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qualitative research on counseling psychology; He concludes that "the phenomenological
movement has broadened the conceptual and practical foundations of science to include
a descriptive study of subjectivity and the full human person" (p. 176).
Scannell-Desch (2005) used this method in a qualitative study with nurses on duty in
Vietnam. In her study, phenomenological interviews were conducted with 24 female
research participants. Scannell-Desch transcribed interviews and used phenomenological
methods to analyze data to develop combat nursing themes that are applied as lessons
learned for military nursing today. The Scannell-Desch study is the QUAL model for my
research.
Transcendental phenomenology and coping positively by combating stress
exposure. The QUAL section of the study was designed to explore the experience of
combat stress exposure in a sample of U.S. Marines to ask how they coped positively
with their combat experience. The QUAL research method is Husserlian transcendental
phenomenology. One unique aspect of this methodology is the epoche or bracketing of
the main researcher's knowledge and personal experience with CSE. After the interview,
QUAL data was analyzed. During the analysis, the theme of positively addressing CSE
emerges; then the principal investigator compared the dataset with the QUAN portion of
the study to develop a composite picture of U.S. Marines that positively addressed their
combat experience—a formidable soldier.
To illustrate this method, Shaw and Hector (2010) explored the lived experiences
of U.S. military members returning home from Iraq and Afghanistan using
phenomenological methods to develop thematic narratives. The objectives of this study
are
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to understand the meaning of the experiences of U.S. military members in Iraq and
Afghanistan. The study involved ten U.S. military members (five National Guards, two
Army, two Army Reserves, and one Air Force), all white male, ranging in age from 23 to
56 years old. The researchers collected participant data through live interviews using
audio recordings and then transcribed the interviews into text files for analysis.
The results of data analysis from Shaw and Hector (2010) reveal the following:
the basic theme of the whole interview is work. The members of the service comment on
doing their job. One participant stated "Actual work determines many of your own
personal experiences," another stated "Experience depends on work often" (p. 130). The
themes of the figure include: being there, awareness of others, and a different world
(p.130). Sub-themes include: for or against being there, family, everyday, and danger (p.
132). Each of these themes is analyzed and compared with theoretical research to
determine implications for psychologists who can work with and treat members of
military service. There are five main findings for psychologists:
1. When working with U.S. military members who have served in Iraq and
Afghanistan, it is important to know about the work that members are
doing in theaters of operations (p. 133).
2. Explore the meaning of the experience by asking about being there and
asking questions like "What does it mean for you to serve your country in
Iraq or Afghanistan" (p. 133)?
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3. If service members have families then they should be involved in
treatment planning and therapy (p. 134).
4. Helping service members rebuild routines when returning home from war (p.
134).
5. Dangerous experiences can result in trauma and disorders, knowing the signs
and symptoms of PTSD, knowing when to refer and/or how to treat PTSD
symptoms (p. 134).
Shaw and Hector (2010) phenomenological studies demonstrate the relevance of
the use of phenomenological interviews in research with service members exposed to
combat stress. Listening to members of the military recalling their stories of being in war
is a powerful method to understand the meaning of military service and how soldiers
overcome CSE. The phenomenological method can be a trustworthy research model for
exploring human life experiences.
Chapter Summary
In conclusion, the resilience, stress, and coping literature is full of research;
However, there is a significant gap in the literature with respect to positively addressing
combat stress exposure. So far, Chapter 1 introduces the context of the research, explains
the problem, describes the research method, and defines the keywords and theories.
Chapter 2 reviews the scientific literature underlying the research, linking the literature
into one comprehensive study. Chapter 3 will explain methodologies, instruments, data
collection, analysis, and ethical issues.
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Chapter 3: Research Methods
Introduction
This study is a QUAL+QUAN mixed-methods research project that explores and
examines in a homogeneous group of U.S. Marines positive coping outcomes from
exposure to combat stress during OEF/OIF. In the QUAL strand of this research, I
explore through transcendental phenomenological interviews how and why these Marines
coped positively with their combat experiences. In the QUAN strand of this study, I
examined the influence of the independent variable (IV) of combat stress exposure on the
dependent variable (DV) of subjective well-being by measuring the impact and role of
moderation variables (MODV)—resilience, hope, social support, and personality—along
with the countermeasures of mediation variables (MEDV).
Using a mixed method approach logically allows me the opportunity to
simultaneously leverage two proven scientific methods, minimize the drawbacks of one
method, and maximize the strength of an integrated dataset; thus expanding potential
findings to research questions and hypotheses. In addition, the theoretical quantitative
basis of positive psychology and the qualitative conceptual framework of transcendental
phenomenology expand the scope of research. Positive psychology provides quantitative
rigor to examine the variables that are operationalized; While transcendental
phenomenology provides depth and structure to explore life experiences through
interviews and thematic data development.
In this chapter, the method is described and developed as a single concurrent
triangulation strategy (Figure 1) starting with the QUAL method followed by
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QUAN. This sequence is derived from the sequence in which the data strands are
collected and the analysis is phased.
Figure 1. Simultaneous triangulation strategy model. Adapted from Research Design:
Qualitative, Quantitative, and Mixed Method Approaches (p. 214), by J.W. Creswell,
2011, Thousand Oaks, CA: Sage. Reprinted with permission from the Copyright Rights
Center. See Appendix E.
This is a single principal investigator study; thus, collecting QUAL and QUAN data
simultaneously is not possible. However, as explained below, there are clear limitations
regarding how data is collected, which minimizes contamination and bias during data
collection, analysis, and data phase integration. This chapter describes the following key
areas: (a) research design and approaches, (b) arrangements and samples, (c)
instrumentation and materials, (d) data collection and analysis, and (e) protection of
human participants.
Research Design and Approach
A pragmatic knowledge base or paradigm is used for this research. According to
Creswell (2003) pragmatism:
1. Focusing on what works to solve the problem;
2. Embracing a pluralistic approach to knowledge to solve problems;
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3. Empowering researchers to choose the best method for research which is often
a mixed method; and
4. Always in a certain social context. (pp. 12-13)
The mixed method is the third methodology (Tashakkori & Teddlie, 2010), often
based on philosophical pragmatism, which finds its roots in the research and literature of
Charles Sanders Peirce, William James, and John Dewey (Johnson & Onwuegbuzie,
2004, p. 16). Pragmatism emphasizes "practical consequences and empirical findings" (p.
17). Other characteristics of pragmatism include: (a) providing a middle ground between
dogmatism and skepticism; (b) rejecting traditional dualism; (c) focusing on the natural
world to include culture, institutions, and subjective thinking; (d) exploring how humans
interact with their environment and adapt to new situations; (e) commit to strong
practical empiricism; (f) adhering to a value-oriented philosophy; and (g) generally
rejects scientific reductionism (p. 18).
Maxcy (2003) describes the historical roots of philosophical pragmatism and
compares it to formalism (positivism and empiricism). According to Maxcy, pragmatism
"moves researchers away from the consideration of a single knowledge, and to a
discourse centered on knowledge and the resulting meaning" (p. 52). In this study, I use
philosophical pragmatism to unite theoretical bases with conceptual frameworks to form
a cohesive methodology.
As mentioned above, I use a concurrent triangulation strategy (Creswell, 2003).
This strategy places equal priority on both methods by collecting data simultaneously and
then comparing or mixing (integrating) the data to "confirm, cross-validate, or
corroborate"
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findings in one study" (Creswell, Clark, Gutman, & Hanson, 2003, p. 229). Data integration
during analysis leads to a mixed method interpretation of data and metainference (Creswell
& Clark, 2011).
There are three research questions and five directed hypotheses for my research.
1. What was the effect of the moderation variables of resilience, hope, social
support, and personality on the effects of CSE on U.S. Marines in this study
who subjectively self-reported that they positively coped with their combat
experience?
The following directional hypotheses were tested during this study:
H01: U.S. Marines who scored average or higher on PVSIII-R® (Maddi &
Khoshaba, 2001) outperformed CSE positively (H01: μ 40).
H02: U.S. Marines who scored average or higher on the Adult Disposition
Expectancy Scale (Snyder, Rand, & Sigmon, 2005) outperformed CSE
positively
(H02: μ 49).
H03: U.S. Marines who scored average or higher on the Post-Deployment
Social Support Scale (King, King, & Vogt, 2003) positively
outperformed CSE (H03: μ 56.69).
H04: U.S. Marines scored average or higher on extraversion, openness,
thoroughness, and pleasure and low on neuroticism based on the NEO-
Five-Factor™ Inventory-3 (NEO-FFI-3™; McCrae & Costa, 2010)
positively coped with CSE (H04: μ 45 for EOAC; μ 4 5 f o r N ) .
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2. What mediation effect did coping have on the effects of CSE on U.S. Marines
who participated in this study and subjectively self-reported that they coped
positively with their combat experience? The following directional
hypotheses were tested during this study to examine these hypotheses:
H05: U.S. Marines who subjectively self-report that they are coping positively
CSE report adaptive coping strategies and styles based on a Short COPE
Inventory (Carver, 1997).
3. How and why did the U.S. Marines in this study positively address their
experience of combat stress exposure? Question 3 is explored in the
qualitative strand of research and has no hypothesis.
Finally, I considered other methods for this research such as a single-stranded
QUAL ethnographic case study or a single-stranded QUAN study on resilience, stress,
and coping. However, in research on overcoming combat stress exposure, a multifaceted
study emerged that linked questions and hypotheses to mixed-methods models.
Furthermore, in a search of the literature, it was clear from the outset that there was a
significant research gap in positively addressing combat stress exposure and resilience.
There is a lot of research on PTSD and CSE; However, there are very few if any mixed-
methods studies on the nature of current research. The following two sections describe
the QUAL and QUAN learning methods.
Qualitative Research Methodology
Transcendental Phenomenology as a Qualitative Research Method
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Brief lexicon of transcendental phenomenology. Before the transcendental
phenomenological research methods are described, a brief lexicon is provided. The
following key words are found in Husserl's works translated into English and are
essential for applying transcendental phenomenology to research.
a priori: Transcendental phenomenology is a priori human science that explores
conscious inner experience—pure science that is not contaminated with empirical or
sensory data (Husserl, 1927). One could argue that empirical natural science is based on
conscious outside human experience and is a posteriori science driven by sensory data.
Intentionality: Moustakas (1994) notes, "Husserl's transcendental
phenomenology is tightly bound in the concept of intentionality" (p. 28). Intentionality
comes from Aristotle's philosophy as a mental orientation towards objects (Moustakas,
1994, p. 28). Husserl (1927) notes that he derives his intentional use from scholastics,
particularly the Neo-Scholastic Franz Brentano (Welton, 1999, p.
323). Husserl (1927) stated, "the basic character of existence as consciousness, as being
aware of something, is intentionality" (Welton, 1999, p. 323). For Husserl, all
consciousness is intentional.
Phenomenon: Built on intentionality, when individuals direct their consciousness
to an object while using a transcendental phenomenological attitude, what appears to
them mentally in their consciousness is a phenomenon, whether real or unreal.
Intuition: Husserl (1927) views intuition as an essential component of his priori
human sciences. Intuition, according to Moustakas (1994), is rooted in Cartesian thought
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and is an innate competent human being. Intuition is the ability to make judgments, and
for Husserl, intuition is the essence of "going back to the things themselves" (p. 32). As
noted in Moustakas "the self for Descartes and for Husserl is a being who thinks
intuitively, a being who doubts, understands, affirms, denies, wants or opposes, feels,
imagines" (p. 32).
Epoche: The essence of practicing transcendental phenomenology in
psychological research is epoche. Epoche is practiced in a transcendental
phenomenological attitude. Epoche is Greek for "suspension", especially in philosophy as
a suspension of judgment (Liddell & Scott, 1935). According to Moustakas (1994), "In
the times, we put aside our prejudices, biases, and prejudiced notions about things" (p.
85). Essentially, "the world is placed outside of action, while remaining confined" (p.
85). This epoche contrasts with Greek skepticism, Cartesian skepticism, and Kantian
criticism. In that era, researchers saw and described the phenomenon as if for the "first
time" (Moustakas, p. 85).
The age requires disciplined concentration, focus, looking again and again, and
listening repeatedly to see the various appearances of a phenomenon (Sokolowski,
2000). Epoche is reflective meditation (Moustakas, 1994). King and Horrocks (2010)
criticizes the era for never fully achieving it because it puts aside biases, prejudices, and
prejudices, and one's prejudices are very difficult to achieve; Although epoche could not
be achieved completely, researchers did not abandon the process. Epoche is discussed
further below in relation to the role of researchers in data collection.
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Transcendental and phenomenological reduction: Sokolowski (2000) points out
that the Latin root for reduction means "to lead back" (p. 49). This main backdrop is the
transcendental phenomenological mantra as "returning to things themselves" (Moustakas,
1994). This leading back reverses the natural attitude and turns into a transcendental
phenomenological attitude to practice epoche. According to Moustakas, reduction
describes the texture of what a person feels (texture description). During reduction,
epoche is practiced, examining new horizons and assortments of appearances to discover
the meaning and essence of what is observed.
Imaginative variation: Transcendental phenomenology involves the phases and
stages of observing, listening, understanding, judging, and describing.
Phenomenoologists use imagination. Moustakas (1994) notes with respect to imaginative
variations,
The goal is to arrive at a structural description of an experience, the underlying
and triggering factors that explain what is being experienced; In other words, the
'how' that speaks to the conditions that illuminate the 'what' of the experience.
How did the experience of the phenomenon become like that? (pp. 97-98)
The essence of this process is to describe the essence of the phenomenon. Moustakas
(1994), when referring to Husserl's Idea, notes that essence as Husserl "uses this concept,
meaning what is common or universal, a condition or quality without which something
would not be what it is" (p. 100).
Essence: King and Horrocks (2010) notes, "the essence of any phenomenon is
what makes it that way and not something else" (p. 178). Sokolowski (2000) states,
"essence is proven to us" and explained through "eidetik intuition" (p. 177).
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Husserl (1970) distinguishes between semantic essence and intentional essence because
determining the essence of the intended object requires the conscious synthesis of noetic
and noematic processes.
Eidos, noesis, noema: Husserl used several Greek words to give a technical
structure to transcendental phenomenology and to avoid confusion with psychological
terms used in the natural sciences. The three terms that are important for understanding
transcendental phenomenology are eidos, noesis, and noema. Eidos in Greek means form
or appearance and can convey the word idea (Kittel, 1985). Husserl (1927) notes that
eidos leads to the understanding of the essence of a phenomenon through the reduction of
eiseconds.
Husserl (1927) uses noesis and noema in a correlation manner. The Greek root
for noesis and noema is noeo, which means to understand, think, or know (Würthwein,
1985). Moustakas (1994) notes, "noesis refers to the act of understanding, feeling,
thinking, remembering, or judging—all of which are embedded with hidden meanings
and hidden from consciousness" (p. 69). Noesis is deliberate and brings the phenomenon
into consciousness. Moustakas notes that "noema is what is experienced, what is from
experience, the object is correlated. Noesis is the way in which what is experienced,
experienced or acted experiencing, the subject is correlated" (p. 69). King and Horrocks
(2010) describe noema and noesis as "what we experience, and how we experience it"
(p. 177). To arrive at the essence of a phenomenon requires the union of noesis
(experience) with noema (experienced)
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and achieved in the age by using reduction through reflective meditation, imagination,
phenomenological attitudes, and synthesis.
Synthesis of composite textures and structural descriptions of composites:
According to Moustakas (1994), synthesis is the final step in bringing what and how
experience into an integrated and intuitive whole that describes the essence of the
experience of the phenomenon. It is a combination of the textural and structural
descriptions of the experience.
Intersubjectivity and the world of life: Transcendental phenomenology is a
subjective human science that is easily mistaken for solipsism or radical dualism.
Husserl's phenomenological psychology (1927) seeks to unite the subjective
transcendental ego (nonempirical or pure self) with the objective natural ego (empirical
or sensory self). This unity is not a double ego but a single ego that alternates from
transcendental to natural attitudes (intersubjectivity). The world of life is the real world—
the world in which people live. The world of life is where people experience themselves
and others. The ultimate goal of transcendental phenomenology is to explore and describe
the life experiences of oneself and others in a community through shared consciousness
(Husserl).
Transcendental phenomenological research methods. Moustakas (1994) notes
that "the empirical phenomenological approach involves going back to experience to
obtain a comprehensive description that provides the basis for a reflective structural
analysis that describes the essence of experience" (p. 13). A researcher is a scientist who
collects descriptive human data of experiences and then analyzes and interprets those data
to determine the essence or structure found in the phenomenon. Husserl (1927) described
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Transcendental phenomenology as a philosophy, psychology, and methodology that has
developed over time. In my current research, I use the application of Moustakas and the
adaptation of the Husserl method. See Appendix A for a step-by-step guide provided by
Moustakas (pp. 180-181).
Transcendental phenomenology and researchers. The role of researchers in
transcendental phenomenological research is unique in that researchers may have
experienced the phenomenon being studied as well as this study. As the principal
investigator for this study, I spent 12 months at the OIF during the troop surge from
October 2006 to October 2007 working at the Baghdad Iraq Multi-National Corps Joint
Operations Center. During that period of time I was exposed to combat stress.
In addition, I was deployed in the Global War on Terror in 2011 to the Gulf of Aden.
However, in both placements I did not experience the magnitude of CSE as those who
participated in my study; I also did not receive the Combat Action Tape.
Transcendental phenomenology seeks to study phenomena directly (Gearing,
2004). Since I indirectly experienced combat stress, there is the potential that this
experience can create the biases identified in Chapter 1 as assumptions and limitations.
However, this bias is not a disadvantage but an advantage for me.
The transcendental phenomenological research method seeks to manage bias through the
application of epoche (bracketing). Bracketing (epoche) is the first step I take when
collecting data.
Gearing (2004) develops a typology of six forms of brackets: (a) ideal, (b)
descriptive, (c) existential, (d) analytical, (e) reflexive (cultural), and (f) pragmatic. Each
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These forms of parentheses share the essence of the age of temporary suspension of
judgment. Gearing (2004) explains the differences between each of the six forms of
bracketing which are mainly based on the researcher's philosophy and the theoretical
framework underlying the research. The ideal bracket shape is used for current
research. The ideal bracket shape is based on the Husserlian philosophy (Gearing). The
framework for ideal bracketing is "centered on descriptive phenomenology" (Gearing, p.
1436). The epoche form confines presuppositions, and seeks to discover the universal
essence of the observed phenomenon.
Bracketing also involves the final step of unbracketing when the data is analyzed,
integrated, and fully described (Gearing).
Transcendental phenomenological interviews. Seidman (2006) noted that
phenomenological interviews are a means of gathering in-depth information related to
life experiences. Phenomenological interviews use open-ended questions to guide
research participants to reconstruct their experiences of a particular phenomenon. King
and Horrocks (2010) explain the key concepts of Husserlian's transcendental
phenomenological interview. They explain the essential elements for conducting an
effective interview, which include:
1. Comfortable, quiet, safe environment; free from distractions.
2. Good audio equipment. Note that recording a conversation affects the
conversation. Explain to the interviewee how the recorded data will be used
and kept safe (informed consent).
3. Build a positive relationship with the interviewee. Always remember his strength
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dimensions between researchers and research participants. The interviewee should
feel safe to open up and speak freely.
4. Ask simple, open-ended questions with investigative questions to keep the
interview flow going.
5. Avoid non-verbal communication that can be disruptive and leading.
6. Listen actively and don't make judgmental comments.
As a reflection, 13 interviews went well overall; However, the first few
interviews were more challenging because I had to learn not to be in the mold of a pastor
or counselor. During the initial interview, I found myself talking too much, making
unnecessary comments, and interrupting the interviewee's answers. The keys to a good
interview are: (a) focus on asking your questions, (b) not finish the interviewee's
sentences, (c) be comfortable with pauses to give the research participant time to think,
(d) practice before you conduct an actual IRB-approved interview.
Analysis of transcendental phenomenological data and meaning generation.
Meaning-making is at the heart of transcendental phenomenological research methods
(Giorgi, 2009). Giorgi developed a modified Husserlian approach titled Descriptive
Phenomenological Methods in Psychology to develop and interpret the psychological
meaning of QAL data. He compares the seven polarities that distinguish the natural
sciences from the human sciences: (a) experiment—other modes of research, (b) quantity
—quality, (c) measurement—meaning, (d) analysis-synthesis—explanation, (e) defined
reactions—deliberate responses, (f) identical repetition—identity through variation, and
(g) independent observers—participant observers (p. 71). In context
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This mixed method studies these seven distinctive scientific criteria at work; However, three
of these seven polarities appear to be the most relevant for current research.
With regard to these three polarities, Giorgi (2009) commented, "every
phenomenon in the world has a quantitative aspect and a qualitative aspect" and that
"there is even a certain reciprocity between the two" (p. 74). Although transcendental
phenomenology includes both aspects, it begins with qualitative, a priori, investigation
and analysis. Thus, the study of the mixed method of overcoming CSE has quantitative
and qualitative components that ultimately inform both sides of the research as an
integrated unit. Another polarity that seems to be particularly relevant to current research
involves the comparison of measurements and meanings. Giorgi notes that "measurement
is the elaboration and specification of the quantitative dimension of reality" (p. 79). In
fact, meaning creation is a qualitative description of a phenomenon that answers the
question, "what is the phenomenon or experience like" (p. 79)? Finally, researchers are
independent objective observers and subjective participant observers. Thus, epoche is an
important process for both sides of the study especially when providing psychological
assessments and interviewing study participants.
The following open-ended questions are used for phenomenological interviews:
1. Please share with me about your combat tour in Iraq/Afghanistan. What
jobs do you do in the country?
2. What was the battle like?
3. What is it like to come home from war?
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4. How do you cope with your combat experience after you return home?
5. Looking back, what does your combat experience mean to you today?
6. Did your combat experience change you and if so, how did it change you?
7. What advice would you give to a new Marine who has never fought and
will fight?
Operationally, I use transcendental phenomenological methods to conduct
interviews and research. The recorded interviews were transcribed into text documents
and analyzed by me. In my current research I used Giorgi's (2009) descriptive
phenomenological method to analyze texts:
1. Enter into a phenomenological attitude to read each text to get an overall
picture (Giorgi, 2009, p. 128). During this first reading, the researcher was in
an age — confined to personal knowledge and experience about the
phenomenon.
2. When using transcendental phenomenological reduction, read the text
again and highlight the unit of meaning (p. 129). Giorgi noted,
"The life experience of the researcher plays a role here because the
discrimination that occurs is directed towards the life experience of others" (p.
130). It is an intersubjective game between the researcher and the participant's
description of their life experiences.
3. Units of meaning arise using the researcher's intuition of the intended
object. At this stage in the analysis, the units of meaning are not analyzed
cognitively or psychologically.
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4. Next, the participants' raw data were converted into "psychologically sensitive
phenomenological expressions" (p. 130). At this point the
researcher returns to the highlighted text to sort the units of meaning; Then the
researcher began to "interrogate each unit of meaning to discover how to express
in a way more satisfying the psychological implications of the description of the
living world" (p. 130). Researchers turned to psychological (natural) attitudes to
make this analysis.
5. During this analysis, the free imagination was used by cognitively dwelling on
the data to determine the meaning of the invariant through eisecond intuition.
When meaning or essence emerges, researchers develop a composite
description of the phenomenon being studied. It is a dismantling of the
researcher's experience where researchers use their knowledge and experience
of the phenomenon to develop composite synthesis.
Transcendental phenomenology is a priori qualitative method and mixed with
posteriori quantitative methods can expand the scope of research. As a human science,
transcendental phenomenology helps me to qualitatively explore the essence of the
phenomenon being studied; while empirical natural sciences help explain the
phenomenon quantitatively; this is explained further in Chapter 4.
Positive Psychology Quantitative
Research Methodology as a Quantitative Research Method
Positive psychology complements psychopathology. Positive psychology owes
its debt to advances in psychopathology that seek to help those who have
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mental health problems; However, for too long psychology has focused on human
weaknesses, disease, and what is wrong with humans. Positive psychology is the human
science of what is right with people and focuses on human strength and health. Lopez,
Snyder, and Rasmussen (2003) explain and advocate the need to strike a balance when
assessing human weaknesses and strengths.
Positive psychology has its challenges (Sandage & Hill, 2001), and critics (Held,
2004; Lazarus, 2000; Cowen & Kilmer, 2002) who objectively point out potential
problems by overemphasizing the positive and ignoring the negative. The shadow or dark
side of positive psychology is discussed in Chapter 5. Furthermore, when measuring
subjective human psychological phenomena, researchers must ensure that the theoretical
foundation is strong and that variables such as hope, resilience, coping, and social support
are empirically based, and that the operationalized variables can be measured with valid
and reliable instruments. Paradoxically, negative psychological and emotional influences
can be positive; For example, anger can be used constructively; Denial can be a
temporary positive coping strategy, and some pessimism is needed to see the reality of
the living world.
Positive psychology, moderation, and variable mediation. The current study is
not a traditional empirical study of cause and effect; nor am I manipulating the variables
being tested. Instead I focused on measuring the magnitude of IV (combat stress
exposure) and MODV (resilience, expectations, social support, and personality) and
MEDV (coping) effects on DV (subjective well-being). As mentioned earlier, the
MODV and MEDV in this study fit perfectly into the positive psychology CSV family.
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Differentiating between moderation and mediation variables is very important but
can be confusing. Often in the research literature, the mediator and moderator variables
are used interchangeably (Baron & Kenny, 1986; Bennett, 2000; Creswell, 2003). The
mediator and moderator variables have some similarities because they are the third
variable that affects the dependent variable, and in some cases the variable may be the
moderator and mediator (Muller, Judd, & Yzerbyt, 2005; Edwards & Lambert, 2007).
Bennett (2000) defines a moderator as "an independent variable that influences
the strength and/or direction of the relationship between other independent variables and
outcome variables" (p. 416). Furthermore, the mediator "is the variable that determines
how the association occurs between the independent variable and the outcome variable"
(Bennett, 2000, p. 416). The moderator emphasizes when the relationship occurs, and the
mediator emphasizes how and why the variable affects DV (Bennett). For example,
resilient people (MODV) should have higher levels of subjective well-being (DV), and
cope more positively with CSE (IV). On the other hand, how a person copes (adaptive or
less adaptive coping-MEDV) with CSE (IV) will affect subjective well-being (DV); so if
someone uses adaptive coping strategies, they are more likely to cope with CSE
positively.
Bennett (2000) notes that it is difficult to distinguish between mediation and
moderation variables as in the case of coping. Coping can be both an independent and
dependent variable (Beehr & McGrath, 1996). In addition, coping can be a variable of
mediation and moderation (Bennett). Researchers determine the type of variable
depending "on the theory and conceptual framework that guides the research" (p. 416). In
the context of current research, coping is a mediating variable. As previously noted by
MODV
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affect the direction and strength of the relationship between IV and DV (Baron & Kenny,
1986). Often MODV is used in correlation studies and can be analyzed using variance
analysis (ANOVA) and multiple regression (Baron & Kenny; Bennett). The following
MODV model (Figure 2) was used for this study.
Figure 2. Moderator variable model. Adapted from "Differences in Moderator-Mediator
Variables in Social Psychology Research," by R.M. Baron and D.A. Kenny, 1986,
Journal of Personality and Social Psychology, 51(6), p. 1174. Copyright 2011 by the
American Psychological Association. Reprinted with permission.
Based on Baron and Kenny (1986) this model consists of three paths:
1. Pathway A: Correlation IV and DV and the effect/impact of Combat
Stress Exposure on the subjective well-being of study participants.
2. Pathway B: Influence/impact of MODV from resilience, hope, social
support, and personality on the subjective well-being (DV) of study
participants.
3. Pathway C: IV times MODV (interaction variable) affects DV.
Baron and Kenny (1986) stated that "moderator is the third variable that
affects the zero-order correlation between the other two variables" (p. 1174). Baron
and Kenny
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commented that moderation occurs when the relationship between IV and DV changes
due to MODV. They stated, "statistical analysis must measure and test the differential
effect of independent variables on dependent variables as a moderator function" (p.
1174). When measuring these effects, it is crucial to understand the level of IV and
MODV measurements as categorical or continuous or combination.
Bennett (2000) describes a general strategy for testing moderation using
hierarchical multiple regression.
1. In the first step (or steps) of regression, independent variables (including
moderators) are incorporated into the model as predictors of outcome
variables (p. 417).
2. In a separate step, the term interaction (the product of two
independent variables, which represent the moderator effect) is
included (p. 417).
3. If the term interaction describes a statistically significant amount of variance in
the dependent variable, the moderator effect is present (p. 417).
Furthermore, Baron and Kenny (1986) note that mediators explain how and why
external events take on internal (psychological) significance. In order for a variable to be
a mediator, it must meet the following criteria according to Baron and Kenny and this
relationship is illustrated in Figure 3.
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Figure 3. Mediator variable model. Adapted from "Differences in Moderator-Mediator
Variables in Social Psychology Research," by R.M. Baron and D.A. Kenny, 1986,
Journal of Personality and Social Psychology, 51(6), p. 1176. Copyright 2011 by the
American Psychological Association. Reprinted with permission.
1. Pathway A: Variation in IV grade significantly explains
the variation in the suspected MEDV.
2. Pathway B: Variation in MEDV significantly explains variation in DV.
3. Pathway C: When pathways A and B are controlled, the previously
significant association between IV and DV is no longer significant, with the
strongest mediation demonstration occurring when pathway C is zero. (p.
1176)
According to Baron and Kenny (1986) ANOVA is one of the tests for mediation
along with the regression model. They state that three regression equations should be
used:
1. Regress MEDV on IV.
2. Regress the DV on the IV.
3. Regress DV on IV and MEDV. (p. 1177)
In order for mediation to occur, Baron and Kenny (1986) stated that IV must
significantly affect MEDV in the first regression (Path A); IV must significantly affect
DV at the second regression (Pathway C); finally, MEDV should significantly affect DV
at the third regression (Pathway B). In this model IV is assumed to cause MEDV thus
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Correlated; highly correlated variables can produce multicollinearity that can generate
less power in the third Regression Path B (Baron & Kenny).
Setup and Sample
The setting and context of the research. Understanding the military
environment, research population, and culture is essential for this research. The context
of this study is the United States Marine Corps (USMC), at the main base of the Marine
Corps. The study involved U.S. Marines exposed to combat stress during the OEF/OIF,
who earned a Combat Action Tape (CAR), returned home from the war, and self-
reported that they coped with CSE positively. This section of the dissertation describes
military demographics, military culture (soldier ethos), and combat stress environments.
In addition, the criteria for selecting participants, sampling methods and measurements,
along with the types of data collected are described.
Military demographics. The U.S. military is a volunteer force consisting of
active and reserve components along with the utilization of the state's National Guard;
this is different from past wars where members of the U.S. military may volunteer or
conscript. As noted in Chapter 1, more than 2.5 million service members have been
deployed to the OEF/OIF since 2001 (Department of Defense, 2013). The following data
is taken from a comprehensive report by the Institute of Medicine (2010) at the time of
this report
1.9 million service members have been deployed for GWOT.
1. Of the U.S. military members deployed in GWOT, 89% are men and 11% are
women, compared to almost all men serving in Vietnam; only 7,494
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women serve in Vietnam compared to more than 200,000 women in the
OEF/OIF (p. 18).
2. The current troops are older and more likely to marry children with an
average age of 34.6 years for active officers and 27.1 years for enlisted
men,
with backup component service members slightly older than active duty counterparts
(p. 18).
3. More than 40% of troops have currently been deployed more than once to the
OEF/OIF; with multiple deployments that increase their cumulative exposure
to combat stress. Placements vary from a few months to 15 months.
4. The number of dead and wounded in the war today is lower than in previous
conflicts: the ratio of deaths to wounded for the OEF is 1:5.0 and OIF 1:7.2
compared to Vietnam's 1:2.6 (p. 29). The higher ratio of deaths to casualties
in today's wars is attributed to better combat tactics, tactical armor, and
battlefield medicine.
Military culture and soldier ethos. Culture includes "the customs, values,
beliefs, knowledge, arts, and language that are distinctive of a society or community"
(VandenBos, 2007, p. 250). The U.S. military has a soldier culture and ethos that is
distinctively different from civilian society. The U.S. military consists of three branches
and four services under the Department of Defense; this does not include the U.S. Coast
Guard which falls under the Department of Homeland Security. The four military
services are the Army, Navy, Marine Corps, and Air Force; Navy and Marine Corps
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is under the Department of the Navy. Each service has unique training methods, core
values, customs, traditions, and sub-cultures.
Christian, Stivers, and Sammons (2009) developed a model to help mental health
clinicians understand the culture of the military and the service members they can help.
They identified four unique characteristics of military culture that differ from civilian
society, and may have an impact on therapeutic interactions. These four characteristics
are: (a) collectivism versus individualism, (b) rigid hierarchism, (c) future-oriented with
a historical focus on identity, and (d) service-oriented values (p. 32). The soldier's ethos
was instilled starting with the boot camp. The U.S. military stripped individualism during
training camps and inculcated collectivism in every recruit through indoctrination.
Throughout the time military members are in the military, individuality is diminished to
build teams of fighters, inspire esprit de corps, and create high organizational morale that
is important in combat.
Rigid hierarchism or a strict rank structure creates an environment for effective
leadership that demands professional followers in the military. Military hierarchism
ensures there is a clear base of power and authority so that legitimate orders can be
issued and followed without questioning authority; Members of the service must not
follow unlawful orders and must question authority when an order is deemed unlawful.
Following orders in battle can result in death which increases the intensity of exposure to
combat stress due to the existential nature of war. Military hierarchy is defined by ranks
that are directly related to authority, identity, and position
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within the organization. Hierarchism and rank reinforce military values, protect service
members, and provide expert leadership on the battlefield.
The military is an innovative organization that leads civil society at many levels
to include social and technological issues. Although the military is focused on future
operations, they rely heavily on their individual and collective service history to maintain
the esprit de corps and high moral state that are protective factors associated with combat
stress. Unit cohesion is essential for effective war combat, and coupled with high morale
can reduce the negative effects of CSE (Nash, 2007). Finally, each service has a set of
core values that are based on Aristotle's virtues such as honor, courage, and commitment.
Core values are essential for building teams and effective leadership. Core values are
directly related to the strength and virtue of character (positive psychology) which is a
moderation variable in this proposed study. Living by core values is a positive protective
factor and helps reduce the negative effects of exposure to combat stress.
Military battles as a stressful environment. War is "a violent clash of interests
between or between organized groups characterized by the use of military force"
(MCDP 1, 1997, p. 3). The violence of a war with military force is a battle. The combat
zone is the environment, and combatants transact within the environment to manage
combat stress. The United States Marine Corps (MCRP 6-11C, 2000) defines combat
stress as "mental, emotional, or physical strain, tension, or stress resulting from
exposure to combat-related conditions" (p. C-2). In revision MCRP 6-11C (2010), the
Navy and Marine Corps redefined combat stress as "a physical or mental change in
function or behavior resulting from the experience of lethal force or its consequences.
These changes
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can be positive and adaptive or can be negative, including distress or loss of normal function"
(p. 1.3).
Combating stress involves people-environment transactions. Combat stress can
lead to eustress, extreme stress, distress, traumatic stress, combat stress injury or illness
when the psychological and physical demands outweigh the combatant's ability to adapt,
manage and cope with CSE. Combat stress can be measured along a continuum from
benign (no threat) to extreme to traumatic (threat to integrity, self/existential threat).
Exposure to combat stress can result in negative or positive psychological and physical
outcomes. Exposure to combat stress is the intensity or magnitude of combat stress
experienced by military members during war (combat-related conditions) and overcome
after they return home.
Research sample method, size, and selection criteria. Independently,
qualitative and quantitative research methods use distinctive sampling techniques. Often
qualitative research uses purposive sampling and quantitative uses probability sampling
(Teddlie & Yu, 2007). Mixed method research uses mixed sampling techniques. The
sampling techniques used in the current study provide the statistical power needed from
quantitative studies, and the unique transferability of qualitative studies.
As mentioned above, the setting and context of this research is USMC on a
large basis. The study only involved U.S. Marines who were awarded CAR, and who
self-reported that they overcame CSE positively. Military requirements to become
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granted CAR is determined by the Secretary of the Navy (SECNAVINST 1650.1H,
2006) and includes the following criteria:
1. Active participation in ground combat.
2. Direct exposure to the explosion of an Improvised Explosive Device (IED)
used by the enemy, with or without the direct presence of enemy forces.
3. Personnel serving in covert or special operations, who by the nature of their
mission, are limited in their ability to return fire, and who operate in
conditions where the risk of enemy fire is great and is expected to be faced,
may be eligible for CAR. (pp. 2-33)
Research participants are recruited at the unit level, there is no salary involved, and the
only incentive to participate is to help future fighters cope with CSE positively.
Participants must return from combat for at least 12 months. Being diagnosed with TBI
or PTSD is not a disqualifying factor. Based on the post-traumatic growth theory, I
assume that negative symptomatology can coexist with coping and positive outcomes.
Based on Kemper, Stringfield, and Teddlie (2003) the most appropriate sampling
technique for my research is the intentional non-random homogeneous sampling
technique. Collins, Onwuegbuzie, and Jiao (2006) commented that this sampling
technique was used to find participants with "similar or specific characteristics" (p. 84),
and recommended that no more than 10 and no less than six participants be selected for
the QUAL portion of the study. The goal was for 10 Marines to conduct
phenomenological interviews; There were 13 volunteers interviewed.
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Determining the sample size for the quantitative strand of the study depends on
the type of statistics produced, how the statistics will represent the population, and how
well do the statistics represent the effects of IV, MODV, and MEDV on DV? Thus
conducting a power analysis to determine the sample size is essential when designing a
study. Knowing the context and population of the research is very important. The general
context is described above. The following USMC demographics were produced by
Headquarters, Marine Corps (2010) and have not changed much in the meaning of the
published report:
1. In December 2010 there were 202,433 Marines on active duty, of which 21,655
officers and 180,778 enlisted men (1:8.3).
2. The Marine Corps is the youngest, most junior, and least married of the four
military services with 64% of Marines aged 25 years or younger, with
46.6% enlisted and 67.7% officers married.
3. There were 103,471 single Marines as of December 2010.
4. As of December 2010, there were 30,304 Marines who numbered women or
6.68%.
5. From 2003 to 2010—563,355 Marines were deployed to the OEF/OIF with
an average of 70,419 per year or nearly 1/3 of the Marine Corps deployed per
year.
Samples are described further in Chapter 4 to include power analysis and sample
size. The following sections describe the protection of human participants and other
ethical issues; then the instrumentation psychometry used for the QUAN strand study is
presented. The scales are presented in the order given.
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Protection of Human Research Participants and Ethical Issues
The protection of human participants in the pursuit of ethical human science
research is not optional. Historically, lessons learned from the Nuremberg trials of World
War II and the famous Tuskegee experiments from 1932-1972 have guided researchers to
develop strict protections for human research participants (Sieber, 2004a). Until the
1970s, most researchers in the U.S. were largely guided by personal conscience and
human ethics to not harm and treat others fairly (Sieber, 2004b). In the 1970s, the U.S.
federal government began to better regulate human participant research as described in
the Belmont Report (1979).
The Belmont Report (1979) provides a structure for research review, and
institutional oversight through the Institutional Review Board (IRB). The Belmont report
produced three ethical principles that guide researchers: (a) respect, (b) virtue, and (c)
fairness. Basically, research is not carried out only for research purposes.
According to the Belmont Report, research should benefit society and protect research
participants from harm. Human beings should not be seen as objects or subjects but as
voluntary research participants and should always be treated fairly and respectfully.
To that end, I seek to ensure the highest ethical treatment of research participants
based on the American Psychological Association (APA) Code of Ethics hereinafter
referred to as the Code of Conduct (2010) and the APA standards for Responsible
Research Behavior. Furthermore, I comply with Federal regulations and more specifically
Department of Defense Instruction 3216.02 (DoDI 3216.02, October 20, 2011);
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Secretary of the Navy Instruction 3900.39D (SECNAVINST 3900.39D, November 6,
2006) and Marine Corps Order 3900.18 (MCO 3900.18 January 21, 2011).
Scientific research especially with human participants is not a right but a
privilege; this privilege is granted by individuals, institutions, societies, and is
conditionally based on Federal codes of ethics and regulations (National Institutes of
Health, 2004). The following is a brief explanation of the ethical issues associated with
my studies. This section will review: IRB processes, informed consents, participants,
vulnerabilities, participant psychological support, reporting side effects, recruitment, and
data collection.
Institutional review board. Institutional Review Board (IRB) approval for
research with human participants is required at Walden University, and is the basis for
ethical research according to the Code of Ethics (2010). Under Walden's ethical
requirements and the Standard Code of Ethics Eight research must contain accurate
scientific information, research cannot begin until IRB approval, and research must
follow approved protocols. In addition, this study requires review and authorization of
the Department of the Navy per SECNAVINST 3900.39D (2006) and MCO 3900.18
(2011).
Before Walden's IRB could approve my study, Walden had to secure the Navy
Department's Addendum to their Federal Broad Guarantee. To achieve this, I trained
Walden's IRB through an addendum process that required an application from Walden to
the Office of Naval Research (ONR). After the ONR reviewed the application, IRB
member Walden was asked to take the Navy Department's Human Research Protection
training. Walden IRB members complete training
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and forwarded the certificate of completion to the ONR who drafted the addendum
package sent to the Surgeon General of the Navy who approved the DON Walden
Addendum to their FWA on July 27, 2012 #DoD N-A3268. Walden is now listed on the
ONR and the official website of the
http://www.med.navy.mil/bumed/humanresearch/resource/AssuranceInformation/Pages/
DoD-NavyFWA%20Addendums.aspx Bureau of Naval Medicine . As a DON-approved
research institution, IRB Walden is authorized by the Navy and Marine Corps to approve
or disapprove my research. Walden IRB reviewed my IRB application and gave consent
with reference #05-25-12-0024823 stamped on the approved Informed Consent found in
Appendix B.
However, further approval must be given within the Marine Corps to gain access
to the research participants. I have taken the following steps to comply with MCO
3900.18 (2011). The submission package to the Marine Corps Human Research
Protection Officer includes:
1. Approved proposal and IRB application.
2. CITI's intramural ethics training certificate which includes: Human
Research foundation course, bio-medical course, and refresher course.
3. Curriculum vitae.
4. Letter of Cooperation from the participating command.
5. Walden IRB approved informed consent.
The final approval of the Marine Corps was given on August 7, 2012.
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Participants, persuasion, conflicts of interest, and exploitation. The studies I
started with were unique because I was a Navy officer and a chaplain. As such, there is a
potential conflict of interest, with professional ranks and positions where participants
may have a level of social desire to do what I ask of them because of my rank and
military work or feel pressure from their command to feel compelled to participate in the
research. In the context of this research I am a student researcher and identify myself as
Mr. Dan Stallard. Thus, this identity as a non-military student researcher helps reduce the
difference in professional power and increase the autonomy of participants. Command
pressure is an important ethical issue because members of the military are considered a
vulnerable population which is discussed below in the section on vulnerability.
The ethical issues of many relationships are the factor. As mentioned above, I am
a Navy officer and a chaplain; however in the context of my studies, I present myself as
a student researcher, who is a former enlisted Marine service and OIF veteran. I wore
civilian clothes and covered my military identity. This is not a scam, as I am a student,
formerly a Marine enlisted and OIF veteran; However, I covered up my professional
military identity to protect my participants.
Section 3.05 of the Code of Conduct (2010) provides standards for safeguarding
many relationships. Section 3.06 of the Code of Conduct provides standards for conflicts
of interest. The study is designed as a research dissertation project, there is no personal
benefit on the part of the participants other than helping future fighters; The military will
not make a financial profit from the findings, unless they will probably gain insights to
positively address combat stress exposure, learn more about resilience, and
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training to strengthen future resilience as a result of these findings. Section 3.08 of the
Code of Conduct warns psychologists not to exploit relationships; Therefore, it is in the
best interest of everyone to know in advance the risks and benefits for researchers,
participants, and institutions involved in this study. This study has minimal risk.
Vulnerable populations. Respect for people, virtue, and justice are the basic
ethical principles for conducting human participant research. The USMC considers active
duty service members to be a vulnerable research population; so that there is a
requirement for the protection of additional human participants (PKP 3900.18, January
2011). Amdur (2007) notes that a person is vulnerable if they "tend to have compromised
autonomy related to decisions about research participation to a degree that would violate
the principle of respect for people" (p. 24). Subordination to senior authority is attached
to the military; thus the Marine Corps states "Regardless of the level of risk of research,
no senior should influence the decision of their subordinates whether to participate as a
research subject" (MCO 3900.18, January 2011).
To prevent exploitation of the study participants in this study, informed consent
reinforces that this study is voluntary. In addition, the command cannot force anyone to
participate; However, command training officers inform their service members via email
about the nature of the research and give them time away from work to participate in the
research. Also, the command supports and assists me in scheduling time to recruit, space
to recruit, and audio/visual equipment. The command does not directly recruit research
participants. Recruitment takes place in three main commands. I developed and
published a web page for registration www.resilient-
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warrior.org. In addition, I developed and printed a postcard-sized ad that I distributed during
a plenary hiring session—see Appendix C for an example ad.
The hiring session involves verbal and visual briefs using Power Point that include
the following:
1. Research objectives
2. Participant criteria
3. Participant engagement for tough soldier interviews and assessments
4. Partisipasi sukarela
5. Risks and benefits
6. Privacy and confidentiality
7. Registration
About 1,000 Marines attended five information sessions with 140 volunteers to
participate. Those who volunteer are registered through the website or with a pen and
paper before being approved on the day of data collection. The QUAN data collection
took place on six separate days in three locations. The command provides audio/visual
space and equipment. I provided a pen, an enrollment form, an informed consent, along
with a participant assessment sheet and an instrument booklet. Everything I use to
manage the assessment is distributed and collected by me. I use verbal and visual briefs
in Power Point to guide the administration of each assessment. The assessment sheet
contains the participant's research ID# and no personally identifiable information (PII).
Registration and consent forms based on the information provided
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contains PII submitted in participant folders and stored in a secure location; only in my
possession.
Reporting adverse events. Adverse events are defined by MCO 3900.18 as "any
unfavorable and untoward event associated with the implementation of a research
project" (p. 1, appendix 4). The U.S. Department of Health and Human Services' Office
of Human Research Protection notes there is no uniform definition of side effects across
federal entities; Yet they define and describe unexpected problems and side effects in
human research. They noted that the unforeseen problem met all of the following
criteria:
1. unforeseen (in terms of nature, severity, or frequency) given (a) the research
procedures described in protocol-related documents, such as IRB-approved
research protocols and informed consent documents; and (b) the
characteristics of the subject population being studied;
2. related or may be related to participation in the study (in this guidance
document, may be related means there is a reasonable possibility that an
incident, experience, or outcome may be caused by the procedure
involved in the study); and
3. suggests that research puts subjects or other people at greater risk of harm
(including physical, psychological, economic, or social harm) than previously
known or acknowledged. (Office of Human Research Protection, 2012, part I)
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Furthermore, Amdur and Bankert (2007) describe the side effects using the following
questions and answers:
Are the reported events serious and unexpected? Serious: Death, life-threatening
experience, hospitalization or extension of existing hospitalization, persistent or
significant disability/disability, or congenital anomaly/birth defect. Unexpected:
any adverse experience whose specificity or severity is inconsistent with the
current protocol description approved by the IRB or the currently approved
consent form. (p. 65)
In my study, I applied the definition of side effects as found in MCO 3900.18.
Walden University's Office of Research Integrity and Compliance requires that serious
adverse events must be reported to them within 5 business days. Examples of serious
side effects: participants express themselves that they want to commit suicide requiring
notification of commands, interventions and referrals. The informed consent provides the
following statement:
If you experience any discomfort or distress as a result of your participation in this
research, you should seek help from the resources available to you through the
chain of command, military medical professionals or mental health and
behavioral health services. The Marine Corps DSTRESS phone line is a 24/7
anonymous counseling service and is available to you at no cost: 1.877.476.7734
. Online DSTRESS.COM can provide you with local resources and assistance.
Finally, there were no side effects associated with the study.
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Ethical issues related to data collection and release. All data collected will be
stored securely for five years post-study. Section 9.04 of the Code of Conduct (2010)
provides standards for the release of test data. Fisher (2003) stated that the changes to
this standard are perhaps the "most significant" of the 2002 Code of Conduct and the
consequent amended 2010 Code of Conduct. Basically in the past, psychologists and test
providers had to "refrain from" releasing test materials, test results, and raw data (p.
192). The current standard authorizes psychologists with appropriate releases to provide
data to clients/patients and other authorized persons. The changes in releasing this data
are intended to meet the rights of clients/patients and study participants, and according to
Fisher are consistent with current legal decisions.
The standard does give psychologists ethical influence not to release data if the
information can be misused, misinterpreted, or cause harm to patients/clients. Test data is
confidential and can be treated similarly to confidential communications. Formal
briefings for participants will be scheduled after the dissertation is approved. The briefing
will be carried out in the context of information and education seminars. Individual
participant data will be available to each participant via secure email after briefing.
Another problem is the use of the internet for promotional utilization, registration,
and email to communicate with participants. The use of the internet and email to conduct
research has a lot of potential "landmines" (Keller & Lee, 2003, p. 218). The internet and
email systems I use are protected so that the identity of participants and research data are
not compromised. The key is to have a security plan at the beginning of the study,
communicate this plan to participants, PII code, and use
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the safest electronic means available (Nosek, Banaji & Greenwald, 2002). The following
sections discuss the instruments used in the collection of QUAN data.
Instrumentation and Materials
Combat Exposure Scale
The crux of this research is how and why most U.S. Marines cope with CSE
positively. Measuring something as ubiquitous as stress and strange as combat stress is a
challenge because the experience of the phenomenon is different for each participant; Not
to mention that the measure for CSE is based on memories from very stressful past
experiences. Watson, Juba, and Anderson (1989) tested the validity of five different
combat exposure scales: (a) Vietnam Veterans Questionnaire Combat Exposure Scale, (b)
Revised Combat Scale, (c) Military Stress Scale, (d) Objective Military Stress Scale, and
(e) Combat Exposure Scale. The authors conclude that their analysis should be viewed
with caution due to the subjective nature of wars and fighters. The level and type of
CSE varies from war to war. For example, were the protracted wars of World War II
and Vietnam the same, or were quick and decisive victories like the Desert Storm (Gulf
War I) different from the OEF/OIF? Is war symmetrical or asymmetrical, conventional
or insurgency? What is the level of battle—light or heavy; What are killed in action and
injured in action ratio? These are confusing variables that may or may not be able to be
controlled at any scale.
The VA uses the Combat Exposure Scale (CES) developed by Keane, et al.
(1989). CES is in the public domain and permission is not required to use it. CES is easy
to manage with a self-report size of seven items using a five-point Likert scale.
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Examples of questions include: (a) Have you ever been under enemy fire? And (b) How
often do you shoot bullets at the enemy? The score generated by this measure of CES
categorizes individual experiences from light to heavy combat. The original scale was
normed using a sample of 362 Vietnam Era veterans. The median age was 37.7 years
(SD = 4.0), and the average number of years of education was 13.26 (SD = 2.3); 57%
were married and 52% were white. The average score on the Combat Exposure Scale
was 25.57 (SD = 10.12); The score ranges from 1 to 41. The coefficient a is calculated
and yields a value of 0.85.
Keane CES was developed for Vietnam-era veterans, and has been used
extensively in research and clinical work with veterans seeking treatment for war-related
stress issues such as PTSD. I chose this scale as opposed to the survey used by Hoge et
al. (2004) which focused more on war-related traumatic stress, or Maguen et al. (2010)
which studied the mental health impact of killings by U.S. military members during the
OIF. CES is short, easy to manage, and a widely used measure for relative levels of
combat stress exposure. CES is carried out with pencil and paper. Each participant is
graded with a single, sustained CES score ranging from 1 (light combat) to 5 (heavy
combat). CES results are presented in Chapter 4. Since the end of my study, a new
Combat Experience Scale (Guyker, et al., 2013) has been developed that I recommend to
researchers to use in place of CES.
Subjective Well-Being Scale
Someone once stated, "If you want to know how I'm doing, just ask me."
Subjective Well-Being (SWB) is not a new construct, and there is substantial literature
describing various measures of subjective well-being (Keys & Magyar-Moe, 2003). He
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it is not my goal to explicitly measure SWB with multi-item instruments such as the
Satisfaction with Life Scale (Pavot, Diener, Colvin, & Sandvik, 1991), or multi-scale
instruments such as the Psychological Well-being Scale (Ryff & Keyes, 1995).
In my research, I assumed that the Marines overcame CSE positively. Participants
who met the criteria of the research study reported how well they coped with their combat
experience. To measure the participants' SWB, they were asked the following single-item
question on a five-point Likert scale: "Based on your combat experience, how well did
you cope with combat stress exposure?" With 1— being "I coped well with my combat
experience," 3— "I coped positively with my combat experience," and 5— "I coped very
positively with my combat experience."
Single-item surveys measuring SWB have been successfully used in the past by
researchers such as George Gallup and colleagues (Diener, Lucas, & Oishi, 2005). These
single-item surveys may have reliability and validity issues especially with participant
bias. In essence, if the individual meets the study criteria and self-reports that they are
coping positively with their combat experience, it is assumed that they are telling the
truth and being authentic. SWB scales are given with pencil and paper. The results are
presented in Chapter 4.
Personal Views Survey, Third Edition-Revised ®
The Personal Views Survey, Third Edition-Revised (PVSIII-R®) is intended to
measure resilience personality constructs that are "a combination of interrelated attitudes
of commitment, control, and challenge that provide courage and existential motivation to
transform circumstances from potential disasters into growth opportunities"
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(Maddi, Harvey, Khoshaba, Fazel, & Resurreccion, 2009, p. 292). PVSIII-R® has been
refined over the past 25 years to improve reliability and validity (Woodward, 2004).
Maddi, Khoshaba, Harvey, Fazel, and Resurreccion (2009) address constructive
criticism identified in previous studies using previous versions of the Personal View
Survey (PVS). The two main criticisms focused on ensuring the construction of
resilience measured by PVS are the unity measure of the three interrelated attitudes
commonly referred to as the 3Cs (commitment, control, and challenge). Another major
criticism focuses on the relationship between negative affectivity and neuroticism. Later
studies confirmed that PVS is not just the opposite of neuroticism, but in a study
comparing personality FFM, resilience construction was negatively correlated with
neuroticism and positive with four other personality factors (Maddi et al.).
Maddi et al. (2009) conducted a study using 1,141 undergraduate students at a
large university to measure resilience attitudes in regression studies with measures of
coping, social support, stress, and tension. They divided the volunteer participants into
six samples to compare the combination of measures with PVSIII-R®. When the results
were combined, all PVSIII-R® sample data showed a positive correlation with 3C and
resilience (commitment, 0.85 p < 0.001; control, 0.79 <.001; and challenge, .80 p<.001).
Cronbach a in this study for endurance was 0.79.
PVSIII-R® is a survey that can be conducted online or pen and paper (Maddi &
Khoshaba, 2001). The descriptive statistics for PVSIII-R® are based on the creation of
percentage scores that can range from 0-100%. PVSIII-R® has been normed
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in more than 3,000 adolescents and adults aged 15-74 years; The norming sample was
44% male and 56% female. The study of norms involves a variety of contexts from
athletes to firefighters. The percentage of hardiness is in the range of 40-60% on average
but caution should be exercised here. Many factors need to be considered when
interpreting the results of any study especially when the study involves measuring the
effects of stress.
PVSIII-R® is copyrighted, permission is granted by Salvatore Maddi (see
appendix G). PVSIII-R® is an 18-question survey using a Likert scale of zero to four;
with zero is not true at all and four is very true. Sample questions:
(a) by working hard, you can always achieve your goals, (b) my mistakes are usually
very difficult to correct, and (c) almost every day, life is really exciting and exciting for
me (Maddi & Khoshaba, 2001, p. 79). During my study, PVSIII-R® was given to the
participants during the plenary session. The survey was conducted using pen and paper.
The raw data from the survey is transferred to a password-protected spreadsheet and
emailed to the Hardiness Institute. Salvatore Maddi of the Hardiness Institute gave the
percentage data of the raw score back to me at a cost of 0.50 per participant. The results
of the hardiness data are presented in Chapter 4.
Adult Disposition Expectation Scale
The Expectation Scale developed by Snyder et al. (1991) is often referred to in
the literature as the Adult Disposition Expectation Scale (ADHS; Lopez, Snyder, &
Pedrotti, 2003) or the Trait Expectation Scale (Snyder, Rand, & Sigmon, 2005). The
need to distinguish the names of the scales is due to the expansion of construction
measurements to include the Adult State Expectation Scale (Snyder et al., 1996) and the
Child Expectation Scale (Snyder et al., 1996).
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al., 1997). ADHS has been used in research and clinical settings to include studies with
combat veterans (Crowson, Frueh, & Snyder, 2001; Irving, Telfer, & Blake, 1997).
ADHS is public domain and no permissions are required to use it. ADHS is
intended to measure the theory of hope as defined in Snyder (1995) as "the process of
thinking about one's goals, along with the motivation to move toward (agency) and the
way to achieve (path) these goals" (p. 355). ADHS measures agents and pathway
thinking as mentioned in Chapter Two. Functionally, Snyder notes that individuals who
score higher on expectations using ADHS "experience their goals in a more
phenomenologically positive way" (p. 357).
ADHS is a 12-item self-report measure using an eight-point Likert scale with one
definite false and eight true. Examples of questions include: (a) I can think of many ways
to get out of the jam, and (b) My past experiences have prepared me well for my future.
This scale has four items to measure path thinking and four items to measure agency
thinking with four items used to camouflage the scale. The coefficient of items ranges
from 0.23 to 0.63 with a coefficient of 0.74 to 0.84 (Snyder, 1995, p. 357).
ADHS has been given in reliability studies of retests with correlation in
.80+ range. Snyder notes that in concurrent validity studies expectations are positively
correlated with "self-esteem, perceived problem-solving abilities, perceived perception
of control in life, optimism, positive affectivity, and expectations of positive outcomes"
(p. 357). In addition, higher expectations "correlate negatively with social introversion,
depression, negative affectivity, and anxiety" (p. 357). ADHS is given with pencil and
paper. The results of ADHS are presented in Chapter 4.
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Inventory of Placement Risk and Resilience and Post-Placement Social Support
Scale
The Deployment Risk and Resilience Inventory (DRRI) is a reliable and validated
group of 14 measures associated with the deployment of U.S. military forces (King,
King, & Vogt, 2003). DRRI consists of 14 scales that can be given individually or
collectively depending on the need. The measures include risk and resilience factors for
the pre-deployment, deployment, and post-deployment phases of military operations. The
measures were developed and validated using samples of veterans from the First Gulf
War
(1990-91). The study was conducted using focus groups, telephone surveys, and national
mail delivery. Only the Post-Placement Social Support (PSS) measure of DRRI was used
for this study. However, it is very important to discuss the reliability and validity of the
entire DRRI before discussing PSS.
DRRI developers design the inventory by developing the initial definition, overall
construction, and domain. Next, the researchers met with six focus groups of 33
participants, all of whom were veterans of the First Gulf War, to discuss their experiences
and definitions of DRRI. With the refined definition, the researchers developed 14 risk
and resilience factors and scales. After an extensive literature search and review of the
DRRI content was developed with generally 25 items per scale. Once the inventory was
designed, the measures went through three psychometric studies: (a) a telephone survey
with 357 participants; (b) a letter survey with 495 veteran participants, and
(c) the last telephone interview with 357 participants. During the third psychometric study,
additional measures were given to assess the correlation with the physical and mental
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health, life satisfaction, and neurocognitive deficits (King, King, & Vogt, 2003). The
The final DRRI has a range of a = 0.72 to 0.94.
The PSS is a 15-item scale intended to measure "emotional sustenance and
instrumental assistance" (King, King, & Vogt, 2003, p. 6). PSS uses a five-point Likert
scale with one strongly disagreeing and five strongly agreeing. Examples of statements
include: (a) the reception I received when I returned from my placement made me feel
appreciated for my efforts, and (b) I had issues that I could not discuss with family and
friends. The possible score range is 15 to 75, a higher score means greater social support.
The alpha for this measure is 0.87, an average of 56.69 with a standard deviation
10.52. Permission to use PSS is granted by Dawne Vogt. PSS is given with pencil and
paper. The results of PSS are presented in Chapter 4. NEO™ Five Factor Inventory-3
According to the NEO™ Professional Manual inventory (McCrae & Costa,
2010) NEO™ is intended to measure the five personality domains of FFM. NEO-3™
Five-Factor Inventory (NEO-FFI-3™; FFI-3) is a revision of the NEO-FFI™. FFI-3 is a
60-item version of the 240-item NEO-PI-3™. The NEO-PI-3™ assesses personality
FFM in individuals aged 12 years and older. NEO-PI-3™ measures five domains of
FFM personality, and measures six aspect scales for each domain. FFI-3 only measures
domains and not facet scales.
There are two versions of FFI-3: (a) Form S for self-report, (b) Form R for
observer rating. The current study uses Form S (HS; self-report and hand-scored
version). The Form S (HS) version has templates for assessing domain scale and
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converts the raw score to a T score. Age - and gender-specific T-scores based on norms
for inventory. When assessing FFI-3, if there are 10 or more unanswered items, the
inventory is considered invalid, and if there are nine or fewer blanks, the item can be
rated neutral. There are three yes or no validity checks on the last page: (a) responding to
all statements, (b) including responses throughout the line, and (c) responding accurately
and honestly (McCrae & Costa, 2010, p. 15).
NEO™ "measures traits that are close to the normal distribution of bells"
(McCrae & Costa, 2010, p. 17); so most will score average with some low scores and
some high scores on NEOs. ™ Caution should be exercised when developing personality
profiles or interpreting scores because it is easy to see the scores on each scale as black
and white. Each domain should be interpreted as a continuous dimension and not
concrete or inflexible (McCrae & Costa). The results can be easily summarized when
analyzing the norms and scores as: very low, low, average, high, and very high.
NEO™PI-3 does not use normalized T scores of "scores of about 38% in the average
range (T = 45 to 55), scores of 24% in the high range (T = 56 to 65), scores of 24% in the
low range (T = 35 to 44), scores of 7% in the very high range (T = 66 and higher), and
scores of 7% in the very low range (T = 34 and lower; p. 17).
The validity and reliability of the NEO PI-R™ are well documented (Costa &
McCrae, 1992), and carried over to the revised NEO-PI-3™ and NEO-FFI-3™. NEO-
PI-3™ was validated in three phases and samples: (1) Phase 1 adolescent samples,
(2) Phase 2 adult sample, and (3) Phase 3 high school sample (McCrae & Costa, 2010).
The adolescent sample involved 500 individuals aged 14 to 20 from 26 different states,
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51.6% were female, 84.6% were white with A's and B's for average school grades; The
adult sample involved 63 individuals aged 21 to 91 living in 29 different states, 56.1%
were female, 92.6% were white and most had a high school diploma; The high school
sample involved 4449 children aged 12 to 13 years, 52.4% female, 94.5% white and
were students A and B.
The median coefficient of a for all five factors for the first two samples was 0.82
which was consistent with the reliability of the previous NEO™. The third sample of 12-
and 13-year-olds had a median coefficient of 0.76. Data from all three samples were
analyzed extensively; detailed results were published in McCrae and Costa (2007) and
McCrae and Costa (2010). FFI-3 uses a five-point Likert scale using support from
strongly disagreeing to strongly agreeing. Examples of items from NEO-FFI-3™
include: (a) I'm not a worried person (neuroticism), (b) I really enjoy talking to people
(extraversion), (c) I experience a variety of emotions or feelings (openness), (d) I tend to
assume what's best about people (pleasure), and (e) I work hard to achieve my goals
(rigor). FFI-3 is copyrighted and permission is granted through the purchase of the
instrument from the Psychological Assessment Resource (see Appendix F). The results
for the FFI-3 inventory are presented in Chapter 4.
Short Cope Inventory
Brief Cope Inventory (BCI) is a shorter version of COPE Inventory, and is a
measure of style and theoretically based coping strategies (Carver, 1997). BCI is public
domain and permission to use it is not required. As explained in Chapter 2, COPE is an
extension of the stress and coping model of Lazarus and Folkman (1984)
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with the integration of the self-regulation theory of Carver, Scheier, and Weintraub
(1989). The COPE inventory was normed in three studies with undergraduate students
from major universities (Carver, Scheier, & Weintraub). The first study consisted of 978
participants. Factor analysis results in eigenvalues greater than 1.0; The alpha for each
scale ranged from 0.45 to 0.92, and the reliability of the test-retest from two samples of
89 and 116 students revealed an alpha ranging from 0.42 to 0.89. The second and third
studies revealed statistically similar results.
The original COPE is an inventory of 60 items using a Likert scale of one to
four. COPE's inventory has 13 scales but over time it expands to 15 scales. Examples of
COPE scales are active coping, planning, seeking social support, denial, converting to
religion, and acceptance. COPE measures the dimensions of adaptive coping and coping
that may be unproductive (counterproductive)—one can characterize this last form of
coping as less adaptive and for some maladaptive strategies. Not all less adaptive coping
strategies are maladaptive as in some cases of denial, which is often considered
avoidance; Temporary rejection can actually buffer a person from the negative effects of
stress so it is a form of adaptive coping.
Carver (1997) found in the field use of COPE inventory that many people
became impatient with the length and redundancy of inventory; so he developed BCI.
BCI is an inventory of 28 items measuring 14 coping scales using a scale of one to four
Likert with one is I haven't done this at all and four is I've done this a lot. Examples of
statements include: (a) I have switched to work or other work
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activities to distract my mind from things, (b) I have focused my efforts on doing something
about the situation I am in, and (c) I have said to myself "this is not real."
In BCI, Carver (1997) removed two scales from COPE (coping restraint and
suppression of competitive activity), three scales were renamed (positive reinterpretation
and growth was renamed to positive reframing; focus on and vent emotions was changed
to vent; mental release scale became self-diversion), a new scale called self-blame was
added. BCI is normative to use participants who experienced Hurricane Andrew. The
participants were a non-random comfort sample. There were 168 participants, 66%
female, the sample was multicultural, and 126 participants took a second inventory at six
months and a third inventory at one year for test-retest reliability.
The scales and values for BCI are: (a) active coping a = .68, (b) planning a
= .73, (c) positive reframing a = .64, (d) reception a = .57, (e) humor a = .73,
(f) religion a = .82, (g) using emotional support a = .71, (h) using instrumental support a
= .64, (i) self-diversion a = .71, (j) denial a = .54, (k) venting a = .50, (l) substance use a
= .90, (m) detachment of behavior a = .65, and (n) self-blame a = .69. The BCI scale can
be given individually if the researcher is interested in addressing a particular
phenomenon, such as addressing breast cancer. Kim, Han, Chaw, McTavish, and
Gustafson (2010) studied self-blame and positive reframing in the context of addressing
breast cancer. In this study, the researchers tested mediation and moderator variables
using the BCI self-blame and positive reframing scales. Also, Carver (1997) notes that
the time orientation of the BCI scale can be modified based on
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nature of the research. In my study, I measured coping in the present. For the current
study, BCI was administered using pen and paper during the plenary session. The BCI
does not generate an overall coping score. For the purposes of my research, adaptive
coping scales were given a total score and a total score of less adaptive coping scales to
determine which coping strategies were used more or less. The findings for BCI are
presented in Chapter 4.
Data Collection and Analysis
Onwuegbuzie and Leech (2004) note that mixed-method research can "address
much more comprehensive research objectives than conducting quantitative or
qualitative research alone" (p. 770). As mentioned earlier, the purpose of this study was
to examine and explore the phenomenon of coping with the effects of combat stress
exposure in a group of U.S. Marines serving in the OIF/OEF, and who self-reported that
they coped positively with their combat experience. To achieve this goal, I used a
triangulation strategy along with a mixed method, in which qualitative (QUAL) and
quantitative (QUAN) data were collected side by side, analyzed independently, then
triangulated to provide comprehensive answers to research questions and to test
hypotheses.
Erzberger and Kelle (2003) explain the origin of mathematical triangulation
techniques used in surveys to determine distances between various fixed points; Then
they explain how triangulation is transformed into a validation method for social science
research. Erzberger and Kelle developed the triangulation theory into the model
"Between the Theoretical Level and the Empirical Reasoning Level" (p. 462). This
triangulation model shows how QUAN and QUAL data are integrated and
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Interpreted. Erzberger and Kelle describe three possible outcomes (inferences) when
integrating (triangulating) QUAN and QAL data: (a) convergence, (b) complementary, or
(c) contradictory. Convergence means that the QUAN and QUAL data arrive at the same
conclusion through separate analysis. Complementarity means that the QUAN and
QUAL data "relate to different objects or phenomena" but complement each other
without contradicting the results (p. 466). Conflicting results mean divergent data;
however, differing and conflicting results can actually lead to new knowledge and are not
necessarily the result of poorly designed studies (p. 466).
Gradual data collection and analysis. The following step-by-step process is
used to collect and analyze the collected data. This research was conducted at the main
base of the USMC. There is a period of advertising, volunteer requests, participant
screening, followed by informed participant consent. Data-protected websites, emails,
and word-of-mouth are used to recruit participants and facilitate initial screening. Secure
online enrollment collects some basic PII, reviews and certifies volunteers who meet the
research criteria, and acknowledges that they were originally approved to participate in
the research. The signed information-based consent takes place on Day 1 of Phase 1 as
described below.
Stage I: Data Collection
Day 1: I met with participants who were screened through the website and
recruitment to explain the process for a week (one-hour session). Get signed approvals
and answer questions. The goal of the participants was 150 Marines who were on active
duty but were able to recruit 132. On Day 1, 13 Marines randomly volunteered for
interviews.
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Day 2: Conduct a phenomenological interview (one-hour interview).
Day 3: Conduct a phenomenological interview.
Day 4: Conduct a phenomenological interview.
Day 5: Gather a full group of participants to manage, CES, SWBS, NEO-FFI-
3™, BCI, PVSIII-R®, ADHS, and PSS (one-hour large group session). Recruitment,
approval, and assessment administration are repeated in the other two commands.
Interviews took place in two locations.
Phase II: QUAL Data Analysis
Part I: Transcribed interview recordings.
Part II: Using Giorgi's (2009) modified Husserlian approach to organize data.
Part III: Analyzing QUAL data and preparing initial writing using Giorgi (2009)
and the Moustakas method (2004).
Part IV: Finished texture and structural description of QUAL composites.
Stage III: QUAN Data Analysis
Part I: Conducting statistical and analytical studies of QUAN data using
SPSS. Part II: QUAN's findings have been written.
Phase IV: Integrated and interpreted QUAL/QUAN findings.
Phase V: Develop a synthetic description of a formidable soldier through triangulation of
the data set. The results are presented in Chapter 4 and discussed in Chapter 5.
Data interpretation and verification of trust and validity. Mixed method
research uses qualitative and quantitative means to ensure reliability and validity so that
data interpretation can be trusted. Reliability means that
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The instruments and measures used in the study are reliable (Mitchell & Jolley, 2004).
Validity means that the researcher measures what is meant to be measured (Mitchell &
Jolley). The most reliable action is to be free of research errors; While validity is free
from bias—there is no perfect psychological measure, and no research study is
completely free of bias.
Erzberger and Kelle (2003) note that when integrating mixed-method data,
researchers should use solid "logical reasoning and inference" (p. 466). To this end they
define and describe three forms of logical reasoning and inference: (a) deduction, (b)
induction, and (c) abduction. Deduction uses hypothesis testing to draw conclusions;
while induction makes general statements about empirical facts (Erzberger & Kelle).
Abduction is applied when the data is mixed. If the findings in a study do not have logical
reasoning through deduction and induction then abduction is used (Erzberger & Kelle).
Abductive reasoning seeks to discover new or unknown ideas.
Thematic qualitative data analysis. Giorgi (2009) provides a modified
Husserlian approach to collecting, coding, and interpreting data. Similar to Moustakas
(1994) researchers switched from natural attitudes to phenomenological attitudes which
are important for using Husserlian's philosophy, psychology, and Transcendental
Phenomenology methodology. The essence of this method is the search and description
of the essence of the phenomenon (Giorgi). Giorgi developed his phenomenological
approach based on the Duquesne school of phenomenology that emphasized psychology
and existential philosophy in the interpretation of human data collected through
phenomenological interviews.
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In my study, research participants' interviews about how they coped with combat
stress exposure were transcribed into text files. Then the description of the texture and
structure was developed. Textured and structural descriptions are unique because when
analyzing the data, the researcher can see and feel the description visually, and when
reading aloud the researcher hears the description which increases the interpretive
potential. Interacting with text repeatedly reveals new horizons and potential meanings.
Giorgi (2009) notes that when analyzing and encoding thematic data, researchers
should not go beyond what is presented in the text. Themes that emerge from the text
should not be taken out of context. Giorgi provides a few steps for his method:
1. Read the text "for the whole sense" (p. 128).
2. Define the unit of meaning as you reread the text. Units of meaning
break down the whole into parts or parts.
3. Operationally, assume a phenomenological attitude as you read the text. Mark
the text when you feel a meaningful comment or a shift in meaning.
4. Don't interrogate the meaning, just mark the unit of meaning. Researchers do
not establish units of meaning before they read the text; Let the text speak and
its meaning emerge.
5. At this time, in the exploration of life experience, the researcher helps
determine the textual meaning.
5. There may be a sense of arbitrariness in the process of determining units of
meaning—but with that, don't think too much about the process.
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6. Once the units of meaning are marked, the transformation of the natural
comments of the study participants "into psychologically sensitive
phenomenological expressions" begins (p. 130).
7. In this stage of interacting with the unit of meaning, the researcher interrogates
the marked text to develop a structure, a psychological meaning based on the
researcher's knowledge and experience with the phenomenon. This is when
psychological attitudes are involved in the analysis and interpretation of data.
8. Free imagination is used to develop categories of meaning and themes.
During the imaginative phase of interacting with the data, researchers used a
deeper level of personal awareness. Giorgi (2009) notes that when referring to Husserl's
conscious process, there is a strange scheme or act of marking. Giorgi notes that this
scheme of action is the process of "transforming the units of meaning of the world of life
into psychological expressions, and this process is aided by the method of free
imaginative variation" (p.
133). Because the researcher deliberately read the participants' descriptions of their
experiences, the researcher reduced these units of meaning to psychologically interpreted
data using an intersubjective attitude (Giorgi).
When the researcher analyzes the units of meaning, converting the data into
psychologically interpreted data, the researcher creates a table of altered data, which will
help present the thematic material that emerges during the interpretation phase. When
themes emerge, the composite, textural, and structural descriptions of all participants'
experiences are put together to provide a composite description of the collective
experiences of the research participants, these descriptions are presented in Chapter 5.
The
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A description of the synthesis of a formidable warrior is presented in Chapter 5. In
addition, a description of the textures and structures is in Appendix D.
Description of quantitative data analysis. The quantitative data for this study
involved IV (Combat Stress Exposure) which is a continuous variable determined using
the Combat Exposure Scale. The CSE score range is characterized as light to heavy
combat. DV in this study is subjective well-being and is a continuous variable based on a
one-question survey. To be in this study, participants had to overcome CSE positively. I
tested four MODVs and one MEDV that was discussed earlier. Resilience, hope, social
support and personality are MODV and sustainable. MEDV countermeasures are
categorical. The main statistical tests in this study are Pearson correlation, ANOVA, and
multiple regression. The data was analyzed using SPSS.
Chapter Summary
This chapter describes and discusses research design and approaches, mixed
methodologies, arrangements and samples, protection of human research participants and
other ethical issues, followed by a review of psychological assessment instruments along
with procedures and processes for data collection and analysis. Chapter 4 will advance
the research with a detailed presentation of the research results.
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Chapter 4: Results
Introduction
The purpose of this study was to examine and explore the coping outcomes of
U.S. Marines who were exposed to moderate to severe combat stress during OEF/OIF
and who self-reported that they coped positively with their combat experience. The
research design is a mixed method concurrent triangulation strategy, in which QUAN
and QUAL data are collected and analyzed separately; It was then integrated as a
synthetic description of a formidable warrior.
In the QUAN section of the study, the influence of the independent variable of
combat stress exposure on the dependent variable of subjective well-being was examined
by measuring the impact and role of the moderation variables of resilience, expectations,
social support, and personality, along with the coping mediation variable. MODV serves
to explain when the specified additional predictor variable directly affects the outcome
between IV and DV, while MEDV explains why the specified additional predictor
variable indirectly affects the outcome between IV and DV. Both the MODV and
MEDV effects explain some of the variances in the model being tested. In the research
section of QUAL, phenomenological interviews were used to explore how these Marines
coped positively with their combat experience.
This chapter presents the descriptive characteristics of the sample and statistical
tests used for the analysis of QUAN along with the tabulated results; In addition, QUAL
data is presented. This chapter closes with a table of psychological themes that arise
from the analysis and description of the eiseconds of coping phenomena
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positive with CSE. Chapter 5 will provide a discussion of both strands of analysis, data
integration, overall findings, implications for future research, and the application of
research to social change.
Descriptive Characteristics of the Sample
Currently, there are about 190,000 Marines on active duty; At the time of the
study, there were about 200,000. Over the past 12 years, the Marine Corps has been
actively involved in foreign emergency operations in Iraq and Afghanistan, with about
one-third of the Marine Corps deployed at all times during this period.
Since 2001, approximately 120,000 Marines have received Combat Action Bands
(CARs) as described in Chapter 3. About half of those awarded CAR are non-
infantrymen. The current study consisted mostly of infantry officers and enlisted military
personnel. To voluntarily participate in this study, U.S. Marines meet the following
minimum criteria:
1. An OEF or OIF combat veteran.
2. Receives a Combat Action Ribbon or equivalent.
3. Home for at least 12 months since the last combat deployment.
4. Report themselves coping positively with their combat experience.
Based on a directional test with a = 0.05, a population correlation coefficient
squared, and a power of 0.85, the recommended sample size is 143 (Jaccard & Becker,
2002, p. 593). The objective of the QUAN data study was a random sample of 150
volunteers. There were 139 volunteers recruited before reaching saturation. The final
number of eligible participants was 132: Two had no QUAN data, three reported
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that they didn't cope well, one was a Navy Corps, and one didn't have a CAR or
equivalent. The goal for the QUAL portion of the study was to interview 10 Marines
who were randomly selected from 132 participants. Thirteen Marines from the sample
volunteered to be interviewed. Table 1 is a description of the characteristics of the
sample.
Some demographics were mistakenly overlooked for the study, such as marital status and
education. There were 131 male participants and one female participant; Gender
differences are not studied. Table 2 presents the ranking order and rating distribution.
Quantitative Strand
The QUAN strand of this study was correlational, with one outcome variable
(DV) and more than two predictor variables (IV, MODV, MEDV); thus, Pearson
correlation, one-sided t-test, ANOVA, and multiple regression were used. To use this
parametric test, measures of central propensity and variability are analyzed for all
variables. The assumptions noted by Fields (2005) related to parametric data are:
1. Data must be distributed normally.
2. There needs to be a homogeneity of variance.
3. Data is measured at least at the interval level.
4. The data is independent; Thus, the data collected on the individuals in the
study did not affect the data of other individuals in the study. (p. 64)
The test is calculated for variable center inclination and for normal distributions
using histograms, boxplots, and normal Q-Q plots. Parametric assumptions are not
violated. Table 3 presents the central propensity measures for IV, DV, and
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MODV. Tables 4 and 5 present Pearson's correlation of IV and MODV in relation to
DV.
Table 1
Summary of Sample Characteristics (n=132)
Characteristic Range M Mdn Md SD
Age* 20-52 30.48 30.00 24.00 6.68
Years of Service 2-30 10.68 10.00 5.00 6.05
OEF Implementation** 0-1 .76 1.00 1.00 .43
OIF Deployment** 0-1 .73 1.00 1.00 .45
Total Deployment*** 1-6 2.43 2.00 2.00 1.19
Moon House 12-123 37.95 27 15 28.87
*The average age of the sample is older than the average U.S. Marines; 65% of the
Marine Corps is under the age of 25, with 39% being E3 or below. However, the age
range in this study is representative of the Marine Corps.
**53% of Marines in this study were deployed to the OEF or OIF, with 47%
participating in emergency operations overseas.
Total Deployments indicate that this sample of Marines participated in deployments
other than OEF/OIF and, on average, had been deployed 2.43 times during their service
in the USMC, with some deploying as many as 6 times.
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Table 2
Rank Sequence and Distribution (n=132)
Ranking
Order
Rating Distribution
E3* 2
E4* 32
E5* 20
E6* 7
E7* 4
E8* 3
E9* 3
W01* 24
W02* 2
W03* 1
O1E* 22
O3 4
O4 4
O5 1
O6 3
O7 1
*E3 to E9 are registered (E3-E9); (WO1-O1E) is currently a new officer but was
previously enlisted; Thus, out of 132 participants, 120 were enrolled during their combat
tour. The rank distribution in this study is a general representation of the current active
duty Marine Corps distribution, which consists of about 90% enlisted. This sample
represents a good distribution of rank and age; practically, this sample of 132 Marines is
the size of a rifle company, which is the cornerstone of the Marine Corps' ground combat
organization.
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Table
139
Central Propensity Measures for IV, DV, and MODV (n = 132)
Variable Scale Range Sample Range M Mdn Md SD
Combating Stress
Exposure
7-35 12-32 23.54 23.50 22.00 4.75
Subjective Well-Being 1-5 1-5 3.80 4.00 5.00 1.33
Cushion resistant* 0-100 21-53 40.09 40.00 43.00 6.47
Hope 12-96 34-64 55.42 56.00 55.00 5.63
Social Support 15-75 44-73 61.55 62.00 56.00 6.30
Neuroticism 0-100 26-74 45.99 46.50 47.00 10.50
The Extraverse 0-100 28-75 56.90 56.00 51.00 10.55
Openness 0-100 25-73 51.52 50.50 48.00 10.40
Pleasure 0-100 25-68 45.67 46.00 50.00 11.30
Accuracy 0-100 30-75 55.83 56.00 55.00 10.19
In measuring the central tendency to be resilient, the distribution appears mostly normal,
but the plot of the box reveals two very low outliers; When the outliers were removed for
analysis, the average rose slightly to 40.09. The slope of the hardiness is -.439 with a
curtosis of 0.062 expressing a tendency towards a higher level of resistance; Thus,
eliminating outliers is consistent with the overall score direction. However, based on the
literature, the average score for resilience in this study was significantly lower than the
anticipated score of 60.
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Table 4
Pearson Correlation Between DV, IV, and MODV (n=132)
Variable 1 2 3 4 5
1. Subjective Well-Being DV 1 -.188* .509** .210* .230**
2. Combating Stress
Exposure
IV -.188* 1 .002 -.053 .143
3. Resilient MODV .509** .002 1 .434** .652**
4. Hope MODV .210* -.053 .434** 1 .412**
5. Social Support MODV .230** .143 .652** .412** 1
*Significant correlation at the level of 0.05 (1-tailed).
**Significant correlation at 0.01 (1-tailed).
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Table 5
Pearson Correlation Between DV, IV, and MODV, (n=132)
Variable 1 2 3 4 5 6 7
1. Subjective Well-Being DV 1 -.188* -.411** .214** .099 .214** .183*
2. Combating Stress
Exposure
IV -.188* 1 -.060 -.106 -.109 -.349** .250**
3. Neuroticism MODV -.411 .060 1 -.408** -.103 -.254** -.442**
4. Extraversion MODV .214** -.106 -.408 1 .252** .323** .182*
5. Openness MODV .099 -.109 -.103 .252** 1 .342** .069
6. Fun MODV .214** -.349** -254** .323** .342 1 -.001
7. Rigor MODV .183* .250** -.422** .182* .069 -.001 1
*Significant correlation at the level of 0.05 (1-tailed).
**Significant correlation at 0.01 (1-tailed).
The traditional zero hypothesis is not used for this study; instead, the hypothesis
is directional, and to accept the directed hypothesis as true, the critical value for the t-
distribution with a confidence level of 0.05 with 131df is specified as
1.65. Table 6 presents a single-sample t-test for Hypotheses 1-4; a single-sample t-test is
not used for Hypothesis 5 because there is no single coping strategy test statistics for BCI
—this will be described in the mediation section.
The following directional hypotheses were tested during this study:
H01: U.S. Marines who scored average or higher on PVSIII-R® (Maddi &
Khoshaba, 2001) outperformed CSE positively (H01: μ 40).
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H02: U.S. Marines who scored average or higher on the Adult Disposition
Expectancy Scale (Snyder, Rand, & Sigmon, 2005) outperformed CSE
positively
(H02: μ 49).
H03: U.S. Marines who scored average or higher on the Post-Deployment
Social Support Scale (King, King, & Vogt, 2003) positively
outperformed CSE (H03: μ 56.69).
H04: U.S. Marines scored average or higher on extraversion, openness,
thoroughness, and pleasure and low on neuroticism based on the NEO-
Five-Factor™ Inventory-3 (NEO-FFI-3™; McCrae & Costa, 2010)
positively coped with CSE (H04: μ 45 for EOAC; μ 4 5 f o r N ) .
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Table 6
Test one sample t at a 95% confidence interval with 131 df and a critical value of t
distribution of 1.65 (n=132)
Hypothesis Test Scores M M SD Df t Mr.
H01: m 40 (Resilient)** 39.80 6.47 131 -.350 .727
H02:m 49 (Hope) 55.42 5.63 131 13.12 .000*
H03: m 56.69 (Social Support) 61.55 6.29 131 8.87 .000*
H04:m μ
45 for N and 45 for EOAC; (Personality)
Neuroticism 45.99 10.50 131 1.08 .283
The Extraverse 56.90 10.55 131 12.97 .000*
Openness 51.52 10.40 131 7.20 .000*
Pleasure 45.67 11.30 131 .678 .499
Accuracy 55.83 10.19 131 12.22 .000*
*Significant test at 0.05 (2-tails).
** There are two very low resilience scores revealed in the plot of the box; however,
even with these two scores removed, M is 40.09 with an insignificant t-score
.158, which is included in the critical value of 1.65; Thus, if the traditional null
hypothesis method is used, the null hypothesis will not be rejected, or for this study, the
hypothesis is not correct based on the test of a single sample t .
The first research question identified in Chapter 1 examined the influence of
moderation variables of resilience, expectations, social support, and personality on the
effects of CSE on Marines in this study who subjectively self-reported that they coped
positively with their combat experience. To test moderation, the Baron and Kenny
(1986) model is applied using Bennett's (2000) three-step as described in Chapter 3. The
following sections provide the steps taken to analyze the effects of moderators. The
results are in Table 7-14.
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Resilience as a Moderating Variable
In the first step of multiple regression, IV (CSE) and MODV (hardiness) were
incorporated into the model as predictor variables on DV (SWB). In the second step, the
term CSE x interaction is resilient inserted into the model. As a result of step 2, if the
interaction variable describes a statistically significant amount of variance in the DV,
then the moderator effect is present. Hardiness moderated the SWB and accounted for
32.1% of the variance in the model. Table 7 presents the results of this test.
Table 7
Summary of Multiple Regression Analysis for Moderator Interactions Between
CSE_Hardiness on SWB (n = 132)
Step 1 Step 2
Variable B SE B ȕ B SE B ȕ
Konstan .88 .78 9.18 3.84
CSE -.05 .02 -.18* -.38 .15 -1.37*
Resilient .10 .01 .51** -.10 .09 -.49
CSE_Hardiness .008 .004 1.56*
Langkah 1: * p < .05;** p < .001; R2 = 0,295; ∆ R2 =
0,284. Langkah 2: * p < .05; R2 = 0,321; ∆ R2 =
0,305.
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Expectations as Moderation Variables
In the first step of multiple regression, IV (CSE) and MODV (expectation) were
incorporated into the model as predictor variables on DV (SWB). In the second step, the
term CSE x expectation interaction is incorporated into the model. As a result of step 2,
if the interaction variable describes a statistically significant amount of variance in the
dependent variable, then the moderator effect is present. Hope did not moderate SWB.
Table 8 presents the results of this test.
Table 8
Summary of Multiple Regression Analysis for Moderator Interactions Between CSE_
Expectations on SWB (n = 132)
Step 1 Step 2
Variable B SE B ȕ B SE B ȕ
Konstan 1.85 1.16 11.63 6.24
CSE -.06 .02 -.23* -.475 .260 -1.701
Hope .11 .02 .51* -.11 .11 -.48
CSE_Hope .007 .005 .11
Langkah 1: * p < .05; R2 = 0,103; ∆ R2 = 0,089.
Step 2: R2 = 0.120; ∆ R2 = 0.099.
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Social Support as a Moderation Variable
In the first step of multiple regression, IV (CSE) and MODV (social support)
were incorporated into the model as predictor variables on DV (SWB). In the second
step, the term CSE x social support interaction is incorporated into the model. As a result
of step 2, if the interaction variable describes a statistically significant amount of
variance in the dependent variable, then the moderator effect is present. Social support
moderated SWB and accounted for 12.3% of the variance in the model. Table 9 presents
the results of this test.
Table 9
Summary of Multiple Regression Analysis for Moderator Interactions Between CSE and
Social Support on SWB (n = 132)
Step 1 Step 2
Variable B SE B ȕ B SE B ȕ
Konstan 2.36 1.27 17.03 5.70
CSE -.05 .02 -.17* -.68 .24 -2.42*
Social Support .04 .02 .20* -.19 .09 -.91*
CSE_Social_Support .010 .004 2.46*
Langkah 1: * p < .05; R2 = 0,075; ∆ R2 = 0,061.
Langkah 2: * p < .05; R2 = 0,123; ∆ R2 = 0,103.
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Personality (NEOAC) as a Moderation Variable
In the first step of multiple regression, IV (CSE) and MODV (Personality
NEOAC) were incorporated into the model as predictor variables on DV (SWB). In the
second step, the interaction terms for each FFM factor CSE x N-E-O-A-C are
incorporated into the model; So this test was run 5 times. As a result of step 2 if the
interaction variable describes a statistically significant amount of variance in the
dependent variable, the moderator effect is present. Neuroticism moderated the SWB
and explained the 26.1 variance in the model. Extraversion, fun and rigor do not
moderate SWB. Openness moderated the SWB and accounted for 8.4% of the variance
in the model. Table 10-14 presents the results of this test.
Table 10
Summary of Multiple Regression Analysis for Moderator Interactions Between
CSE_Neuroticism on SWB (n = 132)
Step 1 Step 2
Variable B SE B ȕ B SE B ȕ
Konstan 7.67 .71 1.02 2.43
CSE -.06 .02 -.21* -.217 .10 -.77*
Neuroticism -.05 .01 .424* -.09 .05 -.70
CSE_ Neuroticism .006 .004 -1.47*
Step 1: *p <.01; **p<.001; R2 = 0.214; ∆ R2 = 0.202.
Step 2: *p <.05; R2 = 0.261; ∆ R2 = 0.244.
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Table 11
Summary of Multiple Regression Analysis for Moderator Interactions Between
CSE_Extraversion on SWB (n = 132)
Step 1 Step 2
Variable B SE B ȕ B SE B ȕ
Konstan 3.50 .88 8.76 3.02
CSE -.05 .02 -.17 -.26 .12 -.93*
The Extraverse -.03 .01 .19* -.07 .05 -.55
CSE_ Extraverse .004 .002 -1.02
Langkah 1: * p < .05; R2 = 0,073; ∆ R2 = 0,059.
Langkah 2: * p < .05; R2 = 0,0971; ∆ R2 = 0,076.
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Table 12
Summary of Multiple Regression Analysis for Moderator Interactions Between
CSE_Openness on SWB (n = 132)
Step 1 Step 2
Variable B SE B ȕ B SE B ȕ
Konstan 4.46 .86 11.07 2.83
CSE -.05 .02 -.17 -.31 .11 -1.13*
Openness -.01 .01 .08* -.127 .05 -.94**
CSE_ Openness .005 .002 -1.33**
Langkah 1: * p < .05; R2 = 0,041; ∆ R2 = 0,027.
Step 2: * < .01; ** < .05; R2 = 0.084; ∆ R2 = 0.063.
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Table 13
Summary of Multiple Regression Analysis for Inter-CSE_Agreeableness Moderator
Interactions on SWB (n = 132)
Step 1 Step 2
Variable B SE B ȕ B SE B ȕ
Konstan 3.74 .90 6.10 2.55
CSE -.04 .03 -.13 -.13 .10 -.47
Pleasure .02 .01 .17 -.03 .05 -.25
CSE_ Fun .002 .002 .45
Step 1: R2 = 0.060; ∆ R2 = 0.046.
Step 2: R2 = 0.068; ∆ R2 = 0.046.
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Table 14
Summary of Multiple Regression Analysis for Moderator Interactions Between
CSE_Conscientiousness on SWB (n = 132)
Step 1 Step 2
Variable B SE B ȕ B SE B ȕ
Konstan 3.66 .75 4.78 3.24
CSE -.07 .02 -.25* -.12 .14 -.42
Accuracy .03 .01 .25* -.01 .06 -.09
CSE_ Accuracy .001 .002 .26
Langkah 1: * p < .01; R2= 0,091; ∆ R2 = 0,077.
Step 2: R2 = 0.092; ∆ R2 = 0.071.
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Overcoming as a Mediation Variable
The second research question identified in Chapter 1 is what mediating influence
do coping have on the effects of CSE on Marines who participated in this study and who
subjectively self-reported that they coped positively with their combat experience? To
test mediation, the Baron and Kenny (1986) model is applied using Bennett's (2000)
three-step as described in Chapter 3. Countermeasures are measured using the Brief Cope
Inventory (BCI). The BCI is intended to measure 14 independent coping strategies. Table
15 presents the values for the central tendencies for the BCI coping strategy. Carver,
Weintraub, and Scheier (1989) and Carver (1997) note that individual coping strategies
can be analyzed separately or in combination depending on the researcher's interests. In
addition, as mentioned earlier, the BCI does not provide a single coping strategy index
score. However, for the purposes of the current study, numbers were calculated for
adaptive coping strategies and for less adaptive coping strategies to test the following
hypotheses:
H05: U.S. Marines who subjectively self-report that they are coping positively
CSE report adaptive coping strategies and styles based on a Short COPE
Inventory (Carver, 1997).
Table 16 presents the averages for the numbers for adaptive and less adaptive coping
strategies; Table 17 presents Pearson's Correlation between DV, IV, and MEDV.
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Table 15
Central Tendency Size for MEDV (n = 132)
Coping Variables Scale Range Sample Range M Mdn Md SD
Active coping 2-8 2-8 5.31 5.00 5.00 1.77
Emotional Support 2-8 2-8 4.48 4.00 2.00 1.93
Instrumental Support 2-8 2-8 3.98 4.00 2.00 1.86
Positive Reframing 2-8 2-8 4.68 5.00 2.00 1.91
Planning 2-8 2-8 4.09 4.00 2.00 1.82
Humor 2-8 2-8 4.12 4.00 2.00 2.06
Acceptance 2-8 2-8 6.24 7.00 8.00 1.86
Religion 2-8 2-8 4.04 3.00 2.00 2.22
Self-Disorders 2-8 2-8 4.42 4.00 3.00 1.69
Denial 2-8 2-7 2.33 2.00 2.00 .87
Substance Use 2-8 2-8 2.94 2.00 2.00 1.50
Behavioral Release 2-8 2-6 2.37 2.00 2.00 .84
Ventilation 2-8 2-8 3.52 3.00 2.00 1.55
Blame yourself 2-8 2-8 3.14 2.50 2.00 1.50
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Table 16
Average for Numbers for Adaptive and Less Adaptive Coping Strategies* (n = 132)
Coping Strategies M
Adaptive Countermeasures 36.94
Emotional Support
Active Handling
Instrumental Support
Positive Reframing
Planning
Religion
Acceptance
of Humor
Less adaptive coping 18.72
Use of Self-
Directed
Substances
Behavioral Release
Blame yourself
* The mean for the sum for adaptive and less adaptive coping strategies is not a single
coping strategy index but is a means of determining the tendency of the sample to use
more or less coping strategies and to test mediation.
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Table 17
Pearson Correlation Between DV, IV, and MEDV (n = 132)
Variable 1 2 3 4
1. Subjective Well-Being DV 1 -.188* -.043 -.533**
2. Combating Stress
Exposure
IV -.188* 1 .230** .202*
3. Adaptive
Countermeasures
MODV -.043 .230** 1 .352**
4. Less adaptive coping MODV -.533 .202* .352** 1
*Significant correlation at the level of 0.05 (1-tailed).
**Significant correlation at 0.01 (1-tailed).
To test the mediation effect of overcoming subjective well-being, the following
steps are taken. In the first step of testing for mediation, MEDV has regression in IV;
both DVs experienced regression in independent variables; Third, DV experienced
regression in IV and MEDV. In order for mediation to occur, Baron and Kenny (1986)
stated that IV must be a significant predictor of the first regression (Path A); IV should be
a significant predictor of DV in the second regression (Path C); finally, MEDV should be
a significant predictor of DV at the third regression (Path B). In this model IV is assumed
to cause MEDV. Table 18 presents the effects of adaptive coping mediators and Table 19
presents the same effects for less adaptive coping.
Adaptive coping is not a mediator; while less adaptive are mediators. Thus, less adaptive
coping has a mediating effect on SWB. However, this effect is a negative relationship
(meaning that the higher the less adaptive score rises the lower the SWB).
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Thus, the opposite was true for this study—a sample of Marines who reported
themselves coping positively using less adaptive coping strategies were fewer. Also,
when comparing the averages of each coping strategy on Table 15, one can observe the
average adaptive coping strategies are substantially higher than the less adaptive
strategies which shows this sample uses more adaptive coping strategies than less
adaptive strategies.
Table 18
Summary of Multiple Regression Analysis for Mediator Effect of Adaptive Coping Number
Between CSEs on SWB (n = 132)
Step 1 Step 2 Step 3
Variable B SE B ȕ B SE B ȕ B SE B ȕ
Konstan 25.93 4.16 5.04 .57 5.04 .66
CSE .46 .17 .23* -.05 .02 -.19* -.052 .03 -.188*
Adaptive
Countermeasures
8.18 .01 .001
Langkah 1: * p < .01; R2 = 0,053; ∆ R2 = 0,046.
Langkah 2: * p < .05; R2 = 0,035; ∆ R2 = 0,028.
Step 3: * < .05; R2 = 0.035; ∆ R2 = 0.020.
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Table 19
Summary of Multiple Regression Analysis for the Mediator Effect of Less Adaptive
Coping Number Between CSEs on SWB (n = 132)
Step 1 Step 2 Step 3
Variable B SE B ȕ B SE B ȕ B SE B ȕ
Konstan 13.83 2.13 5.04 .58 6.97 .57
CSE .20 .09 .02* -.05 .02 -.19* -.02 .02 -.08
Less adaptive coping -.14 .02 .000*
Langkah 1: * p < .05; R2 = 0,041; ∆ R2 = 0,033.
Langkah 2: * p < .05; R2 = 0,035; ∆ R2 = 0,028.
Langkah 3: * p < .001; R2 = 0,29; ∆ R2 = 0,28.
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Qualitative Strand
The third research question identified in Chapter 1 is how and why did the
Marines in this study positively cope with their exposure to combat stress? This question
was explored in the QUAL strand of studies and has no hypothesis. The QUAL strand of
this study involved 13 interviews using the phenomenological methods described in
Chapter 3. The interviewee volunteers during the registration and recruitment process.
Demographically, the interviewees were six years older than the average sample
30.48 years and an average of six years of service. Also, they are newer in combat than
the average Marine in this study and have more combat experience. With regard to
measures of central propensity for IV, DV, and MODV, the interviewees were slightly
higher on each variable than the sample; Thus the interviewees seemed to cope better
than the general sample, which may be a factor of age and maturity. When comparing
the central tendencies of MEDV—the interviewees seemed to be at the same level and
type of coping strategies as the sample. In general, the interviewees are a good
representation of the sample mainly based on rankings: 1-E4, 1-E5, 2-E7, 1-E8, 1-E9, 3-
O3, 1-O4, 1-O5, 1-O6, and 1-O7.
The phenomenological method, as outlined in Appendix A, was used by me
during the QUAL strand of studies with the aim of describing the essence of a resilient
soldier's CSE experience and how they overcame this experience. Husserl (1927) used
the two Greek words noesis and noema when attempting to capture the essence of the
observed phenomenon. As noted in Chapter 3, King and Horrocks (2010) describe noesis
and noema as "what we experience, and how we experience it" (p. 177).
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To arrive at the essence of describing a phenomenon requires the union of noesis
(experiencing) with noema (experiential), and is achieved in epoche (bracketing) using
phenomenological reduction through reflective meditation, phenomenological attitudes,
and synthesis.
According to Moustakas (1994) synthesis is the final step in bringing what and
how an experience into an integrated and intuitive whole that describes the essence of an
object, object, or experience. Wertz (2010) explains how to apply the eicad analysis
method to psychology to understand the essence of something. He developed a
procedure to distinguish how eidos (essences) are presented to the observer through
analysis. Wertz states "The general essence, eidos is found in features that do not
change through all possible variations of the individual, as a general form necessary for
the individual to be an example of the essence in question" (p. 287).
The QUAL interview was analyzed by considering four key questions:
1. What was the research participant's combat experience like?
2. What is the experience of the research participants returning home?
3. How did the study participants (noesis) positively cope with their
combat stress experiences?
4. What is the essence of the formidable warrior's experience that makes their
life experience different from others?
To answer these questions, phenomenological methods as described by
Moustakas (1994) and reinforced by Giorgi (2009) and Sokolowski (2000) are used.
Each participant interview is read aloud over and over again—starting with reading
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text files while simultaneously listening to the interview audio files to edit along with
refreshing my memory of the participants, their voices, and the content of the interview.
Next I went into the age and read the interviews that would come with the words,
thoughts and emotions of the participants without any mixture of my personal knowledge
and experience of the phenomenon.
Being in the age and combining personal knowledge and experience is
challenging and requires a quiet space to be in the conscious current of the interviewee.
Furthermore, the texts are read in the context of phenomenological reduction with
imaginative variations in the mind to observe thematic patterns in individual interviews
and collectively as a whole. In the exploration of the QAL data, seven themes emerged
from the interviews. The seven themes are: (a) emotionality, (b) moral
dilemmas/injuries, (c) self-awareness, (d) training, (e) work, (f) shared experiences, and
(g) social support.
Next I compiled a "Combat Texture and Structural Description and Overcoming
Combat Stress Exposure" for each interviewee. This description is found in Appendix D.
The last step in phenomenological analysis is eicad analysis (Wertz, 2010). Husserl
(1927) called this the reduction of eiseconds. Giorgi (2009) identifies this step in the
analysis as "eidetik generalization" (p. 195). The final step of this analysis leads to a
description of the essence of the thing being analyzed.
Sokolowski (2000) demonstrates the final step of this analysis in three levels of
thought: (a) typicality, (b) empirical universality, (c) and imaginative variation. He
illustrates this in the observation of wood. In observing the pieces of wood,
phenomenologists intuit that the wood floats; thus leading to the conclusion that
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a piece of wood floats. Through further observation it seems to the phenomenologist that
floating is similar in all pieces of wood, which makes floating an empirical universal.
So, if floating is an empirical universal then it may be the essence of wood; what made it
what it is now and if it is removed or stripped naked, it is no longer like that. Then the
observer or researcher moves on to a third level of thinking called imaginative variation
in which the imagination runs freely to see if it can grasp and understand something in a
way that "destroys" or "explodes" the essence (p. 179). Sokolowski states that "eiditic
reduction focuses on the essential form of things" (p. 194). The findings of this final step
in phenomenological analysis are discussed in Chapter 5 along with a composite
description synthesized from a formidable soldier. However, for the purpose of
presenting the results of the analysis, the following is presented as an eidetik analysis to
overcome CSE positively.
An Excursion into Consciousness
An excursion is a short trip, usually for a specific purpose and with the aim of
returning immediately. The purpose of this trip is to briefly explain how I got to this
deliberate point in my research (back to the things themselves). In the age and
phenomenological attitudes as described in Chapters 3 and 4, qualitative themes emerge
in my transcendental reflections and meditations on data. As I read phenomenological
interviews and compile textured and structural descriptions, I deliberately go back to the
data as if for the first time again, then again, and again.
Like a parent who returns to the sleeping nursery only to see again
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The child looks different but it is the same child. It amazes and wonders me in
contemplating the narratives of the fighters in my office.
As mentioned in Chapter 2, transcendental phenomenology is a priori human
science. This means that when one observes the phenomenon being studied, the
researcher starts with an attitude without an empirical mixture. Positively addressing
CSE was a criterion for participating in this study. However, I have a priori intuition
that I subjectively realize that the participants are coping with CSE positively. Is this
awareness based on the empirical assumption from the literature that most military
members go to war and go home to deal with CSE positively? Is this awareness based on
the fact that volunteer participants self-report that they cope positively to participate in
the study? The qualitative question explored in this study is how and why did they
overcome it positively? So to answer the questions, I examined their responses to a series
of questions during the phenomenological interview.
However, during this process, the questions I asked myself intuitively evolved
from "How and why do they cope with CSE positively?" to "How and why can I know
that they cope with their CSE positively?" To answer this question I entered
Epoche again and again. So how do researchers become aware of the essential nature or
essence of overcoming CSE positively? I kept asking myself "How do I know they are
coping positively with combat stress exposure?" I go back to the things themselves, over
and over again, and again to the phenomenological attitude, the times.
In my time I tied up the natural "I-researcher" attitude and entered into the
"phenomenological-I-observer" attitude. What I observed answering
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question how and why these Marines coped positively with their combat stress
experiences? For me, the first realization came from just being with them, hearing their
answers to my questions, experiencing their existence as humans, now home to war
knowing that fighting is hell, and being willing to tell me their story of overcoming CSE.
When I heard their stories, I intuitively felt they were coping with them positively; Yes,
they subjectively reported to me that they were fine before the interview, but it wasn't
until I entered their stream of conscious experience that I knew they were coping
positively. It was an internal sense to be present with the soldiers, listen to their thoughts,
experience their various emotions, observe their body language, read their interviews,
compile textured and structural descriptions that gave me an intuitive awareness that they
were actually coping positively with their combat experience.
However, how can I describe the essence of this coping experience?
The reduction of age and phenomenology brings me to the description of eidetik
below. My time with the Marines in this research was like a religious and spiritual
experience. I felt I was in the presence of the Holy One (transcendence). I experienced
truth and authenticity; This experience left me amazed, inspired; knowing that I am in the
presence of someone who is going through the darkness of the battle to return to the light
of home, and being able to describe what they are going through, along with why and
how they are coping with CSE positively. I was changed by this conversation. It's like a
quality that is hard to define or describe; it's a quality that's subjective but when you
experience it, you know it. When I experience each Marine in my study, reflecting, and
transcendentally mediating their narrative, I know they are coping with it
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positive with CSE. Now I will attempt to provide an eiditic description of the
phenomenon of coping with CSE positively as it has been presented intuitively and
creatively to me by the participants in my study.
Description of Eidetik
What is the point of coping positively with combat stress exposure? What makes
coping positively with CSE uniquely different from other stress-related coping
experiences? Positively addressing CSE is more than just people-environmental
transactions. From a transactional perspective, stress is assessed on a continuum from
beneficial, to benign, to existential with variations in between. Addressing CSE is more
than just transactions; Addressing more than just self-preservation; more than just
surviving the battle; overcoming CSE positively is about developing as a resilient
fighter. Overcoming becomes meaningful—military service of soldiers in battle is for the
good of society and the greater world. Often serving in battle and coping with combat
stress positively can lead to post-traumatic growth.
In essence, seven core themes emerge during the interview and are explained here
with textual examples; in Chapter 5 they are discussed in detail and applied to the larger
scientific literature. The first theme that comes up is emotionality.
Marines who overcome CSE positively understand that positive and negative emotions
associated with combat must be managed in combat and when they return from war.
Emotionality in the context of coping with CSE can range from numbness to feeling
good/justified for killing an enemy, to extreme anger and complicated sadness and guilt.
In the war participants, one stated with respect to emotionality:
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Yes, so many emotions, things change from the beginning until after the 3rd
spread. During the first placement, there weren't many questions for emotional
tension about the mission we were undergoing. I don't know if it's from training
or from reading or from a standard storyline or what but... it is... We believe in
what we do and we try to do it ethically. Most of the emotions in the first
placement and most of the second as well, have to do with friendships, loss, and
frustration in working with people but it's all pretty normal. Then some emotions
from the battle scenario. I don't think we're talking about... We don't... I think we
all love adrenaline but we're not going to talk about it.
Participants two concluded how they felt when the air mission went badly:
Most of my problems that I thought I had during that time were guilt. Guilt for
possibly not choosing the right path. Do the right planning.
Participant five shared that he is currently struggling to express positive emotions when
he comments:
I think it numbs me. Like I find it difficult to feel sorry for things. Likes to have
any emotions. Now I don't know if it's because of the battle or if that's all I did. I
don't know. It's like gradually over time. I don't really feel sorry for others or
emotionally like when my wife cries, I can't bring tears to my eyes. No matter
how hard I try.
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Participant six commented that one emotion that gripped him in battle was:
afraid of the unknown to me. It was very scary because I didn't know what the
bad guys were doing. I don't know where they will come from. I don't know what
pile of garbage is going to explode behind me. That... You are not afraid of too
many things. Like, I'm not afraid of the darkness anymore. But the only reason
people are afraid of the dark is that they can't see the darkness.
Participants 12 identified emotions that were difficult to manage, namely:
Disgust! Every time it is usually disgusting. They will... We bring dead women
and children, and men and it indiscriminately. They don't care. At the same time
ANP and ANA they were killed.
Finally, participant 12 summed it up well after an intense firefight by stating: You
have excitement, because this is over; You have sadness, because you have
3.2
Marines and an Englishman you know they died. You have all these good and
bad emotions simultaneously flooding you.
The second theme that emerged from the interview was a dilemma/moral injury.
Marines who deal with CSE positively often think deeply about the morality of war.
Marines are trained to be ethical and moral warriors. The Law of Armed Conflict and the
rules of engagement were drilled into their minds. However, due to the fog, friction,
uncertainty, and chaos of war, the Marines faced many moral dilemmas and could be
morally injured as a result of the battle.
Participant one commented in connection with how he felt about the mission
during his third combat deployment when he stated:
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The third ... Third, there have been some disenfranchisements with missions and
especially in Afghanistan. It's much harder to lead the Marines when they don't
believe in what we're doing and you can't hide the fact of what seems useless
from what we're doing.
He goes on to state that this moral dilemma challenges then and now:
But in relation to God; Killing someone doesn't satisfy you or just doing the job
whether you think it makes sense. Reasonable is the wrong word. Do you think
it's a good policy, do you think it's morally wrong or do you think it's ridiculous
to be there. Unsatisfactory. But there's a tension between you saying it's
unsatisfying and looking back and saying "Yes, I made it." And I'm not sure how
I'm going to discuss that with my son.
Participant four was very good at articulating when he explained in detail how the
mission he had planned was the worse day of his life and caused extreme moral injury.
He stated:
Like I had an episode where I dropped a bomb and it didn't kill the bad guys but
it killed eight women and children. It was the worst day of my life. It devastated
me like I was a psychological victim when it happened. The lie I bought was
'You have committed an unforgivable sin' like at that time I didn't even care if I
went to jail... I was only concerned, as to where I would spend eternity quite
honestly.
Participant 12 commented that his real struggle came when he returned home from the
war when he declared:
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Yes, the first thing when you come back from a placement is to go back to the
routine. Realizing that I can rest. I didn't have to worry about waking up at 3:00
a.m. when the Afghans decided to fire a .50 caliber machine gun at us. Just such
stupid things. But coming back from Afghanistan tried to wrap my mind around
what it was like to actually live in a world where everything I believed before
religiously, philosophically, morally, society is now destroyed. So it's a lot harder.
The third theme that emerged from the interview was self-awareness. Marines
who overcome CSE are positively aware of the potential for death and the morality of the
mission and how different they are once they go home. Participant six stated with respect
to self-awareness and combat:
It made me realize that there was something more important than me... thinking
of the Marines who couldn't come home alive and thinking of their families and
so thankful to the people who protected me...
Participant two noted that being self-aware every day was very important when he
commented:
I think it just depends on you. You have to understand your situation and get up
every day to exert your best efforts. Some things you can control and some things
you can't control and as long as you make the right effort to control things with
your end of control, you will at least leave with a good taste in your own mouth.
Enjoy a delicious last bite of steak. When you don't, that's when I think
everything will probably creep up on you and maybe be too much of a burden to
handle.
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Participant four summed it up well when he stated
You don't prove who you are in battle, you learn about who is in battle.
Six participants stated:
It made me realize that there was something more important than me... Thinking
of the Marines who couldn't come home alive and thinking of their families and
being so grateful to the people who protected me...
Participant seven only commented that because he was fighting: I
know who I am as a person.
The fourth theme identified in this study is training. Marines train like they fight
and fight like they train. Marines train from the day they enter military service to the day
they leave. Training is essential for success in battle. Participant five captures the essence
of battle and training when he states that the battle is:
Move fast. Confusion. But I used to wonder why we did all the things we did in
training. When you're in battle, you really see them come together. It all makes
sense. Like the simplest things you know. You see a man get off when you
hurry... Fire brigade maneuvers and difficult things. Machine guns lay such a
base shot. Everything came together. I mean afterwards, as long as you don't
think about it.
16 participants briefly stated in connection with the training:
I mean, you know there are some things that are like if it gets really busy, it's not
just a smooth ride. Like we always know what to do but in the end always change
the way we train.
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78 participants eloquently summarized the importance of the training as follows:
Right, no matter how small, no matter what the details are, I mean you're thinking
back to the boot camp even. There is a purpose for everything. To do something
that is embedded in you, so that it is embedded in you, we will do 5 seconds and
25 seconds until you want to scream at the top of your lungs. Until you beg to
stop because it's important. I really explored why things mattered.
It has always been attached to; If we do this wrong, someone can die. Even worse
if we make this mistake, someone could die and it will be your conscience. We
always say that it's like killing someone worse than you dying yourself. When
you get somebody killed, it will happen, it's because of something you didn't do,
something you don't know, something you ignore, get dismissed in training,
something we could have done more thoroughly. It may even go so far as to
report after the action about heat washing that talks about what happened during
the evolution of our training. If you don't do it right and a little bit of detail and
discuss it so that from the senior guys to the PFC until they nod their heads from
north to south 'yes, I understand that.'
The fifth theme that appears in this study is work. In the context of duty, Marines
can make positive meanings of often very adverse experiences involving killing, death,
and destruction. This is what makes being a Marine soldier different from most daily life
experiences and jobs such as being a postal worker, factory worker, or other earning job.
The nearest nonmilitary call that Marines can identify is first responders such as police
officers, emergency medical technicians,
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nurses, or doctors because this civilian vocation is related to life and death. Doing your
job in the military is often associated with a deep sense of duty and loyalty that goes
beyond oneself. Participant one summed it up well when he stated:
There are several things. There is a sense of satisfaction in having done the work
that your superiors asked for, by the Marines you lead, and by the country.
Fulfillment of the contract you registered. There is something in what American
society and most male society define as a warrior image. About someone who is
not afraid to fight or if he is afraid to fight, he still fights. I'm not sure if some of
this might be related to pride.
Participant 12 provided an interesting perspective when he commented:
Honestly, I wish I would never go through it. I don't know what other people
think but I don't... There's a sense of pride in having gone to the worst places in
the world and done the worst job in the world and having some of the worst
experiences in the world locked in your mind so that no one else has to do it. But
I don't know... what all my brothers are fighting for here but I am fighting for
peace. I have a picture on my wall with NY and early September 2001 where the
World Trade Center Tower stands. That's what I want back is peace. So the way I
see it is that unfortunately it is something that I have to experience as an
obligation to my country.
110 participants put their experiences in a historical context:
6800 died in Iwo Jima. So it's very difficult to complain too much. I mean,
everyone brings their own challenges, I guess. I try to be positive about it.
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You have a job and we are professional and this is what we do. We do the bidding
of nations. They said do this and we do that. Really just try really hard just to
'okay this is the chapter in your life' and you move on. That's not something...
what I found were those who talked a lot about murder; they have done very little.
Usually some people talk about, 'Yes, I killed all these people.' Usually he is like
a mechanic and he doesn't do that. I don't understand why people do that.
The sixth theme that emerged in this study was shared experience. Marines who
cope well with CSE often do so with those on duty with them or other service members
who have similar combat experience. Overcoming meant more in relation to other
soldiers because they only understood. Participant 78 summed it up well when he stated:
yes, I mean and I think it's an important thing how do you deal with it? How do
you deal with it? You are bound together. You're there with the guy to your left
and right and you carry each other through it... It's very aware that you're with the
Marines and you're there doing this together.
Six participants commented in relation to the shared experience:
Shared difficulties make bonds with people. So, if you are going through difficult
things and you are going through the same thing as your Marines are going
through. You automatically earn their trust.
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The Marine Corps had long considered the nature of their human relationship as a group
of brothers and the three participants summed it up briefly about how he felt after he
returned from the war:
I'm glad to be back but you still miss the high brotherhood. Finally, the
seventh and perhaps most critical theme with respect to addressing CSE positively is
social support. Marines who positively overcome CSE assessments
the existential nature of battles as meaningful and often beneficial; especially when a
Marine returns from war to experience family, friends, love, and support. Coping
positively with CSE is reciprocal and involves positive relationships; Coping positively
is a social phenomenon. 16 participants stated the following with respect to social
support:
I probably give most of the credit to my wife. I knew there would be many nights
for a while I could have a very bad night terror. He would be the one to wake me
up or calm me down, until I woke up.
Participant one noted how important family support is to her:
I mean... I don't have as much family stress coming home as anyone else does
because there's never been a question about infidelity, there's never a question
about his care of the kids or you know a frivolous finance or anything like that. I
really had an easy homecoming compared to some of the others. Several other
Marines. It makes the desire to go home very, very good. There are a few months
of transition time when we get back to where we have to think
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out who is each other again. But by the grace of God we have worked through
most of it and we work through it.
Participant seven summarized his experience of social support when he noted:
There with me, right next to me. I have a tough wife; I guess that's the word for
it. He... I guess I can go crazy sometimes... I think it was he said... not physically
only emotionally non-existent. He must have been by my side the whole time...
Finally, the whole family system is important for positive social support. Participant78
stated in relation to social support:
I think that's pretty good. I think it started... First, you have family and
everything and most of the time it just matters no matter what. Be it wives and
children. Parents are amazing. My brothers... For me they are very supportive.
Chapter Summary
This chapter presents the findings of QUAN and QUAL data. Tests on endurance,
social support, and neuroticism revealed that these variables had a moderating effect on
the relationship between CSE and SWB. Less adaptive coping has a mediating effect on
the relationship between CSE and SWB. Also, this chapter provides an eicadic
description of the seven themes that emerged from phenomenological interviews. Chapter
5 will present a discussion and interpretation of the findings, implications for social
change, recommendations, and future research.
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Chapter 5: Discussion, Conclusions, and Recommendations
Introduction
The purpose of this study was to examine quantitatively and qualitatively the
phenomenon of coping with the effects of combat stress exposure in a group of U.S.
Marines who served in the OEF/OIF or both, and who self-reported that they coped
positively with their combat experience. These findings help fill the literature gap
between psychological and health illnesses; They added resilience, stress, and coping
literature, with the aim of influencing researchers to conduct more resilience studies to
develop prevention, intervention, and post-prevention programs and policies that will
help reduce the negative impacts of CSE on service members, their families and
communities.
There are three research questions and five directional hypotheses for this study.
1. What was the effect of the moderation variables of resilience, hope, social
support, and personality on the effects of CSE on U.S. Marines in this study
who subjectively self-reported that they positively coped with their combat
experience?
The following directional hypotheses were tested during this study:
H01: U.S. Marines who scored average or higher on PVSIII-R® (Maddi &
Khoshaba, 2001) outperformed CSE positively (H01: μ 40).
H02: U.S. Marines who scored average or higher on the Adult Disposition
Expectancy Scale (Snyder, Rand, & Sigmon, 2005) outperformed CSE
positively
(H02: μ 49).
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H03: U.S. Marines who scored average or higher on the Post-Deployment
Social Support Scale (King, King, & Vogt, 2003) positively
outperformed CSE (H03: μ 56.69).
H04: U.S. Marines scored average or higher on extraversion, openness,
thoroughness, and pleasure and low on neuroticism based on the NEO-
Five-Factor™ Inventory-3 (NEO-FFI-3™; McCrae & Costa, 2010)
positively coped with CSE (H04: μ 45 for EOAC; μ 4 5 f o r N ) .
2. What mediation effect did coping have on the effects of CSE on U.S. Marines
who participated in this study and subjectively self-reported that they coped
positively with their combat experience? The following directional
hypotheses were tested during this study to examine these hypotheses:
H05: U.S. Marines who subjectively self-report that they are coping positively
CSE report adaptive coping strategies and styles based on a Short COPE
Inventory (Carver, 1997).
3. How and why did the U.S. Marines in this study positively address their
experience of combat stress exposure? The third question is explored in
the qualitative strand of research and has no hypothesis.
The goals of the Marine Corps are: to create Marines, win the nation's battles,
and develop qualified citizens (Marines, 2013). Understanding the objectives of the
Marine Corps is essential for the link to the application of the study discussed at the end
of the chapter. As conceptually defined in Chapter 1, "War is a clash of wills and
interests that often results in military force and violence involving combat." Also, the
war is
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unique human efforts (MCDP 1, 1997). The essence of being a Marine is to be a war fighter.
According to the 1st Marine Corps Doctrine Publication (MCDP 1, 1997):
Since war is a clash between opposing human wills, the human dimension is
central in war. It is the human dimension that instills war with its intangible
moral factors. War is shaped by human nature and is subject to the complexity,
inconsistency, and peculiarities that characterize human behavior. (p. 13)
The Marine Corps often turned to the classic book Clausewitz On War (1989) to
understand war theory and the human dimension of war, as well as to develop the
doctrine of war battles that directly influenced the training and education of Marines. For
Clausewitz, war involves rational and irrational factors, material and immaterial, and
simple and complex factors. Irrational, immaterial, and complex factors of war can be
characterized as the moral elements of war. Clausewitz wrote, "The moral elements are
one of the most important in war" (p. 184). The moral elements of war help leaders and
fighters overcome the uncertainty of war: fog, friction, and chance.
Further, Clausewitz concludes that moral forces:
It is a spirit that permeates the war as a whole, and at an early stage they establish
a close affinity with the will that drives and directs the whole mass of power,
practically joining it, because the will itself is a moral quality. (p. 184)
Since war is largely a human endeavor, the moral factor is essential to wage and
win the war regardless of technological superiority. In addition, Clausewitz noted that
the "national feeling of the army (enthusiasm, fanatical spirit, faith, and general
temperament)" was
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moral factors are especially in a fierce fighting environment (p. 184). Michael Handel
(2001) commented that Clausewitz's moral factors include:
the personality, creativity, experience, intuition of the leaders; the spirit and
character of the people; military training and motivation; the quality of military
doctrine; and the behavior of the troops under fire and their continued resistance
after defeat. (p. 82)
The moral factor in war involves emotions, cognition, the human will (will), spirits, and
spiritual, cultural, and religious elements. Clausewitz asserts that moral factors cannot be
fully known, nor can they be easily categorized or measured. Moral elements are
subjective to individuals but should not be ignored objectively by leaders.
The current study takes place in the context of the Marines in war and in many
ways is the study of the moral factors of war. Morality in the context of war theory is not
only morality but is widely applied as an invisible and intangible human personal factor
of a soldier as described above. The findings of this study are intended to promote
resilience in the Marine Corps through training and education; Thus, the interpretation of
these findings is seen through the lens of soldiers and war battles.
Interpretation of Findings
There are three interpretations of the findings: (a) qualitative interpretation, (b)
quantitative interpretation, and (c) synthesis interpretation. As explained in Chapter 3, I
used a single concurrent triangulation strategy (Figure 1). This strategy places equal
priority on both methods by collecting data simultaneously and then comparing or
mixing
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(integrate) data to "confirm, cross-validate, or corroborate findings in a single study"
(Creswell, Clark, Gutman, & Hanson, 2003, p. 229). The integration (triangulation) of
data during analysis leads to metainference (Creswell & Clark, 2011).
In addition, in Chapter 3, it is noted that Erzberger and Kelle (2003) comment
that when integrating mixed-method data, researchers should use solid "logical reasoning
and inference" (p. 466). Erzberger and Kelle define and describe three forms of logical
reasoning and inference: (a) deduction, (b) induction, and (c) abduction. Deduction uses
hypothesis testing to draw conclusions, while induction makes general statements about
empirical facts (Erzberger & Kelle). Abduction is applied when the data is mixed. If the
findings in a study do not have logical reasoning through deduction and induction, then
kidnapping is applied (Erzberger & Kelle).
Abductive reasoning seeks to discover new or unknown ideas. The following three
sections provide logical reasoning and analysis of the data results presented in Chapter 4.
Qualitative Interpretation
Chapter 1 introduces the Husserlian transcendental phenomenological conceptual
framework used in this study; Chapter 2 provides an in-depth literature review of the
framework; Chapter 3 describes the methodology for using phenomenology through
interviews and analysis; and Chapter 4 presents seven themes that emerged during the
interview along with 13 textural and structural descriptions, which are contained in
Appendix D. The following sections interpret the findings. Themes that emerge from
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The 13 interviews were (a) emotionality, (b) moral dilemmas/injuries, (c) self-awareness, (d)
training, (e) work, (f) shared experiences, and (g) social support.
The seven themes are related to combat experience, returning from war, and
overcoming CSE. Each of the following thematic discussions ends with a description of
the essence of the theme by answering the following question: What is the essence of the
experience of a tough warrior that makes his life experience different from others?
Emotionality. Each of the interviewees was able to describe and discuss the
emotions associated with fighting, going home, and overcoming CSE—as expected, the
range of combat-related emotions went from very negative to very positive. The soldiers
depicted a variety of emotions such as terror, anger, guilt, disgust, fear, and joy. An
emotion theory is presented in Chapter 2 in the context of hope as an emotion as opposed
to fear. Emotions and cognition are equally important when dealing with stress. As noted
in Chapter 2, Lazarus' metatheory (1999) views stress and emotions as "combined" (p.
86). Without emotions, stress assessment is impossible.
The transactionalist theory of coping applied to this study is based on the balance
of cognitive and emotional assessment of stress, coping, stress management and control.
As noted in Chapter 2, Lazarus (1999) developed a transactionalist model with the
cognitive-motivational-emotional relational theory as a basis. Throughout the history of
psychology, emotions have often been analyzed from a negative perspective; However,
healthy expressions of negative and positive emotions are essential to overcome them. As
before
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discussed in Chapter 2, emotion-focused coping is just as important as problem-focused
coping. Although the Marines in this study coped positively, they continued to
experience negative emotions related to the war.
For example, two interviewees had difficulty expressing a variety of emotions—
one still felt numb, and the other felt less empathetic. One of the negative criticisms of
positive psychology is the lack of emphasis on negative emotions. Positive psychology is
not a negation of negative emotionality; It is a healthy expression of all emotions in a
positive way. This means that anger can be expressed in a healthy way. For example,
there are times when confiding in "comrades-in-arms" is the best coping strategy. Even
denial for a while can be healthy, especially when in battle. The soldier has a job to do,
and he cannot get caught up in the complicated grief when another soldier is killed;
Soldiers must stay in the fight to protect their combat companions on the left and right.
Thus, rejection in battle was necessary to numb the soldier's senses. However, sooner or
later, the Marines will have to strive to overcome the negative effects of war positively.
Soldiers cannot live in a state of denial and numbness and cope with CSE positively.
Emotionality is poorly studied in military research. However, there is a growing
amount of theoretical and practical research on the importance of positive emotions and
positive influences, especially in the domain of positive psychology (Fredrickson, 2002;
Fredrickson & Losada, 2005). Positive emotions have been associated with positive
psychological adjustment and ego resilience associated with service members serving
under traumatic war conditions. Riolli, Savicki, and Spain (2010) conducted a study with
632
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U.S. troops stationed in Baghdad, Iraq during OIF. The researchers tested five
hypotheses related to ego resilience, positive influence, stress assessment, and mood
states. The researchers concluded from their study that even in traumatic conditions,
resilience was prevalent among Soldiers and was positively associated with positive
emotionality. Positive emotions mediate stress assessments in traumatic conditions,
resulting in positive ego resilience.
Finally, what is the essence of the tough warrior's emotionality that makes his life
experience different from others? With regard to emotionality, war peels off layers of
emotion and exposes raw human primordial emotions. In battle, emotions are more
intense and can cause a wide range of expressions ranging from numbness to anger to
excitement and excitement. Often, the numbing effect is crucial in combat to help the
soldier cope, but if the numbness and denial persist after the soldier returns home, it can
contribute to negative outcomes, as in the case of a third participant, who self-reported
that a lack of emotional expression eroded his marriage and resulted in a divorce. Anger
that can result in anger or tantrums should be controlled positively. Thus, a formidable
warrior is able to express a variety of emotions accordingly and has self-control over
these emotions.
Moral/injury dilemma. Marines in this study are faced with life and death in
war. Young men and women who join the military are raised in a culture that makes
murder a federal crime. United States Marines are trained to respect human life and
protect it; However, when given a mission, they are often asked to take their lives.
When faced with murder, many began to think about the moral implications of war and
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killing, especially when they encounter an enemy who does not fight with the Law of
Armed Conflict, the Geneva Conventions, or other just ethics and virtues of war.
Combat can put soldiers in circumstances that lead to moral dilemmas and contribute to
moral injury.
Maguen et al. (2010) found in a study of 2,797 OIF veterans that about 40% of
members of this service reported having killed someone in battle. These researchers
found that being directly involved in murder is a contributing factor to PTSD or other
negative symptoms such as depression or behaviors such as alcohol abuse. So, thinking
about the morality of war and murder in a way that helps service members cope
positively is essential to their well-being. If a person experiences moral conflict, this can
lead to distress, which limits the individual's ability to actively cope, use positive
reframing, and accept the dramatic and traumatic experience of war. Addressing CSE
positively requires fighters to be able to process internal moral conflicts through adaptive
and active coping.
The concept of moral injury is complex and is a subject that deserves attention in
the literature. Drescher et al. (2011) define and describe moral injury as
disturbances in the individual's confidence and expectations about their own or
others' motivation or capacity to behave fairly and ethically. These injuries are
caused by testimony to immoral acts, failure to stop such acts, or committing
immoral acts, in particular acts that are inhuman, cruel, violent, causing pain,
suffering, or death of others. (p. 2)
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Nancy Sherman (2010) commented on moral injury when she stated:
But what we miss in fear of talking about a soldier's emotions is that
psychological anguish in war is also moral anguish. Soldiers grapple with what
they see and do in uniform, even when their conflict does not rise to the level of
acute psychological trauma. And they felt guilty and ashamed even when they
didn't make a mistake by the best standards of war. (p. 1)
Moral injuries are invisible war injuries and are directly related to combat stress
injuries, as discussed in Chapter 2. To overcome moral injury, one must be able to
process negative and often traumatic combat experiences in a positive way similar to that
described in moral dilemmas. Not all moral injuries associated with combat occur in
combat. Two of the participants in my study experienced drama and trauma at home
through failed marriages and the death or illness of a loved one which made coping with
CSE more challenging especially with their moral reasoning. Interestingly, these two
Marines sought mental health services and the help of a priest.
They adapt and cope with it positively. In the study, it was found that those who coped
with CSE positively were less likely to use self-blame and rejection coping strategies and
were more likely to use positive reframing and acceptance when coping.
There are very few peer-reviewed articles and studies on moral dilemmas and
injuries. In the Academic Search Complete (EBSCO) search for moral injury, there were
70 citations found; most of these entries were articles published in the last decade and
are related to the current GWOT. Also, Nash et al. (2013) developed the Moral Injury
Event Scale, which is intended to measure moral injury in combatants. This scale
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developed as part of a larger longitudinal study titled the Marine Resiliency Study. The
moral injuries associated with being in combat need to be the subject of future research.
Finally, what is the essence of the moral processing of a tough warrior that makes
his life experience different from others? Facing moral dilemmas and being morally
wounded can happen to anyone anywhere; However, the battle puts a person in a very
risky environment that most people will never experience. The moral decisions of a
formidable warrior require him to instantly make life and death choices. Often, these
soldiers were only 18 or 19 years old; At this age, the prefrontal cortex and executive
decision-making system are not yet fully developed. Wrong decisions can destroy lives
and take human lives, which can result in PTSD and moral injuries that can haunt a
person for life. Tough warriors are trained to make the best moral decisions in the most
difficult environments.
Thus, a tough fighter is able to make quick moral decisions that protect lives and
accomplish missions without suffering moral injury; If moral injuries are suffered, they
are able to overcome their combat experience and bounce back positively.
Self-awareness. Throughout the interviews, the participants were very reflective
and introspective about their combat experiences, coming home from the war and
coping with CSE positively. This awareness includes understanding their emotionality
associated with war and the awareness that war has changed them, mostly in a positive
way. Self-awareness is an emerging topic in positive psychology research and part of
the Master Resilience Training conducted by the Army in conjunction with the Penn
Resilience Program (Reivich, Seligman, & McBride, 2011).
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Self-awareness is one of the six core resilience competencies of the
Comprehensive Solider Fitness Master Resiliency Training program The six core
competencies are: (a) self-awareness, (b) self-regulation, (c) optimism, (d) mental
agility,
(e) character strength, and (f) connections. Griffith and West (2013) conducted a
resilience study with the Army's 611 National Guard and civilians. The researchers found
in the self-report measure of six core competencies of resilience that increased self-
awareness and character strength were positively correlated with resilience that allowed
them to better cope with the stress associated with military service.
Finally, what is the essence of the self-awareness of tough warriors that
makes their life experiences different from others? When you realize your death,
especially in battle, soldiers come face-to-face with their existence or absence.
Existence is the core of our essence. Stallard (2004) commented that
Sartre fundamentally expresses this in his popular phrase "existence precedes essence."
Formidable warriors who experienced combat were faced with the reality of their own
existence and the existence of others. Thus, a formidable warrior is aware of their
existence and is able to face the possibility of non-existence and cope with this experience
positively.
Training. The Marine Corps is notorious for its difficult and rigorous training.
The Marine Corps saying "train like you fight and fight like you train" and "if it doesn't
rain, we don't train" or "the more you sweat in peacetime, the less you bleed in war" are
the reality of becoming a Marine. Resilience is directly related to training and education
which will be discussed later. In combat, Marines in this study often stated that they
were capable of
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coping with them better is simply doing what they are trained to do. The same is true
about returning home from war. The Marine Corps trains Marines in Combat
Operational Stress Control which helps them when deployed, during returns and
reunions, and as they adjust and adapt to being at home or in the garrison. In addition,
the warrior spouses received training on how to cope with the effects and stresses of war.
Training is discussed in recommendations for action; however, one of the
common discussions in the military today is how to institute resilience training. Many
people believe that resilience is a trait for some people but can be strengthened to a large
extent through training and education such as those offered by the Hardiness Institute. In
June 2013 Sinclair and Britt edited a published work Building Psychological Resilience
in Military Personnel: Theory and Practice. In this text there is a strong emphasis or
training in the military, leadership, and environment regarding resilience. Proven by the
full implementation of the U.S. Comprehensive Soldier Fitness Program, the DoD Total
Force Fitness concept, and the emphasis on institutionalizing resilience training in the
Marine Corps, the DoD and VA are trying to stem the tide on the negative effects of
CSE by focusing on strengthening service members holistically.
Finally, what is the essence of a tough warrior training experience that makes
their life experience different from others? From the day a Marine sets foot in a training
camp or Officer Candidate School, they begin the training and education process that
lasts throughout their time in the Marine Corps. Training is an important aspect of
becoming a Marine. Training is part of the Marine Corps' first goal of creating the
Marines. As discussed in Chapter 3 in the section on military culture
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and the soldier's ethos that training is essential to make a fighter. Thus, a formidable
soldier is well trained who can protect lives in battle and win the nation's war; also
because of their training, they are better equipped to overcome CSE positively during
battle and when they return from war.
Work. Doing my job is a recurring theme in my interviews. Often the pride of
serving the country is associated with doing my job. As noted in Chapter 2, Shaw and
Hector (2010) conducted a phenomenological study of OEF/OIF veterans that revealed
that work was a fundamental theme for their studies and that doing their work gave a
positive meaning to their combat experience. Military service can be understood as a call
in the weapons profession. Chairman of the Joint Chiefs of Staff General Dempsey
(2010) commented in "White Paper—The American Military: The Weapons Profession"
that
After September 11, 2001, the All-Volunteer Force of America embarked on a
campaign that exceeded any limits imagined as the era of conflict unfolded, its
resilience arguably exceeded the expectations of its architects. As we reflect on a
decade of war, American Service men and women are fighting as a Selfless
Combined Forces serving our Nation, answering the call to duty repeatedly,
constantly adapting. The sacred element of faith allows them to
endure. (p. 1)
Finally, what is the essence of a tough warrior's understanding of doing their job
or duties that makes their life experience different from others? In the context of military
service as a noble profession, our service members overcome CSE. As a military
profession, service members are trained and educated to struggle with a set of values
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which includes honor, courage, and commitment. Doing my job as a member of the
service is directly related to doing my duties. Service members who embody these values
and perform their duties are more likely to cope with CSE positively as evidenced in the
positive psychology literature on character strengths and virtues. Thus, a resilient soldier
lives with a set of positive core values that allow them to do their job and perform their
duties with honor; doing one's duty can enable a fighter to overcome CSE positively.
Shared experiences. The Marine Corps was founded on November 10, 1775 and
for 239 years developed an ethos built on leadership, esprit de corps, and knowledge.
Henry V, Shakespeare's St. Crispen's Day Speech which includes "We are few, we are
happy a little, we are a group of brothers; for he who today shed his blood with me will
be my brother" was common knowledge to Marines. The Marine Corps was built on a
bond of trust among the fighters. War is a continuation of policy in another way; The
other way is fighting and fighting is violence. Marines are usually not caught up in the
politics of war, so in battle they fight for their Marines left and right. The words of the
two participants captured the essence of the shared experience and overcoming CSE.
Participant six stated"
Shared difficulties make bonds with people. So, if you are going through difficult
things and you are going through the same thing as your Marines are going
through. You automatically earn their trust.
78 participants commented:
yes, I mean and I think it's an important thing how do you deal with it? How do
you deal with it? You are bound together. You're there with the guy to your left
and
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your rights and you carry each other through it... It's very aware that you're with
the Marines and you're there doing this together.
Finally, what is the essence of a tough warrior training experience that makes
their life experience different from others? The Marine Corps is an amazing organization,
the Marine title is earned and lasts a lifetime, the friendship of being in the Marines is
transcendent. Esprit de corps formed in battle is the essence of being a Marine. Thus, a
formidable soldier is not an individual alone in battle; a soldier is part of a corps of
warriors who share the difficulties of battle; thus this shared experience is crucial in
overcoming CSE positively.
Social support. As discussed throughout this dissertation, positive social
support, whether perceived or received, is essential in coping with CSE positively.
Hourani et al. (2012) studied resilience and mental health in 475 active-duty Marines
leaving military service by examining mental health risks and protective factors after
combat exposure. Social support was found to be one of the main protective factors that
promote resilience and positive well-being.
Finally, what is the essence of the social support experience of resilient warriors
that makes their life experience different from others? Social support is enhanced by
lasting and meaningful love relationships. Throughout the interview, couples were most
often given credit for helping their soldiers adapt to being at home and coping with CSE
positively. Social support in a military context is based on strong bonds due to the
existential nature of military life. Family separation is a way of life in the military. Thus,
positive social support is essential for overcoming military stress
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service especially when deployed for battle. In addition, the Marine Corps has a strong
Marine Corps Family Readiness Program, Ombudsman, and Community Service
resources that support family readiness. Family readiness is a resilience factor. Thus, a
resilient fighter has positive social relationships that support the entire family system to
cope with the stress of military service at home and abroad; positive social support
empowers the fighter to cope positively with CSE.
Quantitative Interpretation
Chapter 1 introduces positive psychology as the theoretical basis used in this
study; Chapter 2 provides an in-depth literature review of the theoretical basis; Chapter 3
describes the methodology for using positive psychology for empirical research; Chapter
4 presents the results in Table 1-19 of statistical tests conducted during this study—the
following sections interpret these findings. The explanation of these results will be
shown by analyzing five direction hypotheses.
Hypothesis 1. The first hypothesis predicts and expects that the Marines in this
study will score average or higher on PVSIII-R® (Maddi & Khoshaba, 2001) with H01:μ
≥40. This hypothesis is not supported by the findings. The t-test of one sample showed
that the difference in the participant's score for resilience (N = 132, M = 39.80, SD =
6.47) and the hypothesis test value of 40.00 was not statistically significant, t (131) =
-.350, p = .05, 95% CI [-1.31, .92], d = -0.03. As noted in Table 5 there are two hardy
outliers revealed in the box-plot; even by removing these two scores, M rises slightly to
40.09 which seems to validate the hypothesis; however running a test of one more
sample t hypothesis is not correct based on insignificant statistics
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t score .158 which is included in the critical value ± 1.65. However, hardiness is strongly
correlated with SWB with r (131) = 0.509, p = 0.01. In addition, resilience moderates the
SWB and explains 32.1% of the variance in the model. Two reasons why these findings
can be mixed are because of the highly homogeneous nature of the samples and their
multicollinearity. Also, according to the literature Maddi and Khoshaba estimate that
with a military sample, the percentile of resilience should be around 60% which is
significantly higher than in my study. Further analysis is recommended using abductive
reasoning which will be discussed in future research.
Hypothesis 2. The second hypothesis predicts and expects that Marines in this
study will score average or higher on the Adult Disposition Expectancy Scale (Snyder,
Rand, & Sigmon, 2005) with an H02: μ 49. This hypothesis is supported by the
findings. The t-test of one sample showed that the difference in participant scores for
expectations in the current sample (N = 132, M = 55.42, SD = 5.63) and hypothesis test
value of 49.00 was statistically significant, t(131) = 13.12, p = 05, 95% CI [5.46, 7.93], d
= 1.14. Hope was moderately and significantly correlated with SWB with r (131) = 0.23,
p = 0.01. Although this sample appears to be very hopeful and SWB is high, there is no
moderation effect between CSE, expectation and SWB. Further analysis is recommended
using abductive reasoning which will be discussed in future research.
Hypothesis 3. The third hypothesis predicts and expects that Marines in this
study will score average or higher on the Post-Placement Social Support Scale (King,
King, & Vogt, 2003) with an H03: μ 56.69. This hypothesis is supported by the
findings. The test of one sample showed that the difference in participant scores for
social
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support (N = 132, M = 61.55.42, SD = 6.29) and hypothesis test value of 56.69 were
statistically significant, t (131) = 8.87, p = 0.05, 95% CI [3.77, 5.94], d = 0.77. Social
support was moderately and significantly correlated with SWB with r (131) = 0.21,
p = 0.01. In addition, social support moderated the SWB and accounted for 12.3% of the
variance in the model. The results of this study for social support are strongly supported
by the research literature discussed in Chapter 2.
Hypothesis 4. The fourth hypothesis predicts and expects that Marines in this
study will score average or higher on extraversion, openness, agreement, rigor, and low
on neuroticism based on NEO-FFI-3™ (McCrae & Costa, 2010) with H04: μ 45 for
EOAC; μ 4 5 f o r N . T e s t i n g t h e h y p o t h e s i s f o r e a c h
f a c t o r y i e l d e d m i x e d f i n d i n g s f o r p e r s o n a l i t y .
Neuroticism. The single-sample t-test showed that the difference in participant
scores for neuroticism (N = 132, M = 45.99, SD = 10.50) and hypothesis test values of 45
was not statistically significant, with t (131) = 1.08, p = 0.05, 95% CI [-.83, 2.79], d =
0.09.
However, neuroticism strongly and significantly correlates with SWB with r (131) =
-.411, p = .01. Also, neuroticism moderated CSE in SWB and explained 26.1% variance
in the model. So, when neuroticism goes down, SWB goes up.
Extraversion. The t-test of one sample showed that the difference in participant
scores for extraversion (N = 132, M = 56.90, SD = 10.40) and hypothesis test value of 45
was statistically significant, with t (131) = 7.20, p = 0.05, 95% CI [10.08, 13.72], d =
1.14.
Extraversion is moderately and significantly correlated with SWB with r (131) = 0.21, p
= 0.01. However, extraversion does not moderate the effect of CSE on SWB.
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Openness. The t-test of one sample showed that the difference in participant scores
for openness (N = 132, M = 51.52, SD = 10.40) and hypothesis test scores of 45 was
statistically significant, with t (131) = 7.20, p = 0.05, 95% CI [-.83, 2.79], d = 0.63.
Openness was not significantly correlated with SWB with r (131) = 0.099, p = 0.01.
However, openness moderated the effect of CSE on SWB and accounted for 8.4% of the
variance in the model.
Pleasure. The t-test of one sample showed that the difference in participant
scores for openness (N = 132, M = 45.67, SD = 10.19) and hypothesis test values of 45
was statistically significant, with t (131) = 12.22, p = 0.05, 95% CI [9.08, 12.58], d =
0.06. Agreement is moderately and significantly correlated with SWB with r (131) =
.214, p = .01. The agreement does not moderate the effect of CSE on the SWB.
Accuracy. The single-sample t-test showed that the difference in participant
scores for rigor (N = 132, M = 55.83, SD = 11.30) and hypothesis test scores of 45 was
not statistically significant, with t (131) = 0.678, p = 0.05, 95% CI [-1.28, 2.61], d = 0.96.
The accuracy was slight but significant correlated with SWB with r (131) = 0.183, p =
0.01. Accuracy did not moderate the effect of CSE on SWB.
Sinclair, Waitsman, Oliver, and Deese (2013) comment that "most service
members exposed to traumatic events do not report severe mental health problems" (p.
21) and although mental health problems are a common problem in the military, most
service members "appear to be resilient" (p. 22). Sinclair, Waitsman, Oliver, and Deese
base their conclusions on the FFM personality theory. There is broad support from FFM
in the stress and coping literature and especially in some militaries today
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studies on resilience. Overall, the statistical trends in current studies using FFM are
supported by findings with lower neuroticism and higher other factors. Although the
moderation effect is inconsistent among personality variables, it appears that all five
factors influence how Marines cope with CSE positively; however, like Hardiness, the
homogeneous nature of the sample may have contributed to the findings of this mixture.
Further analysis is recommended using abductive reasoning which will be discussed in
future research.
Hypothesis 5. The fifth hypothesis predicts and expects that Marines in this study
will report adaptive coping strategies and styles based on the Brief COPE Inventory
(Carver, 1997). First, this hypothesis is poorly written because it is clear that if you
administer a BCI that measures adaptive and less adaptive coping strategies then the
Marines in this study will report adaptive coping strategies. The hypothesis should be
readable
H05: U.S. Marines who subjectively self-report that they positively address CSE
reports using more adaptive coping strategies and less adaptive coping
strategies based on the Short COPE Inventory (Carver, 1997).
Using this revised hypothesis, the research findings support the hypothesis. Table
15 presents two categories of coping strategies and M for adaptive coping as
36.95 and M for less adaptive coping as 18.72. Thus, it appears that Marines in this study
are more likely to use adaptive coping strategies than less adaptive coping strategies.
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However, adaptive coping strategies did not correlate significantly with SWB
with r (131) = -0.043, p = 0.01; while less adaptive coping was significantly and
strongly correlated with SWB with r (131) = -.533, p = 0.01. These findings further
support that adaptive coping is not a mediator; while less adaptive are mediators. A less
adaptive coping strategy explains 28% of the variance in the model. However, the
effect is a negative relationship—which means that the less adaptive score rises, the
lower the SWB. Thus, the opposite was true for this study—a sample of Marines who
reported themselves coping positively used fewer less adaptive coping strategies and
more adaptive coping strategies.
Synthetic Interpretation
In Chapter 2 it is noted that Erzberger and Kelle (2003) explain the origin of
mathematical triangulation techniques used in surveys to determine distances between
various fixed points; Then they explain how triangulation is transformed into a
validation method for social science research. Erzberger and Kelle developed the
triangulation theory into the model "Between the Theoretical Level and the Empirical
Reasoning Level" (p. 462). This triangulation model shows how QUAN and QUAL data
are integrated and interpreted (synthesized). They describe three possible outcomes
(meta-inferences) when integrating (triangulating) QUAN and QAL data: (a)
convergence, (b) complementary, or (c) contradictory. Convergence means that the
QUAN and QUAL data arrive at the same conclusion through separate analysis.
Complementarity means that the QUAN and QUAL data "relate to different objects or
phenomena" but complement each other without contradicting the results (p. 466).
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Conflicting results mean the data is different; However, different and conflicting
results can actually lead to new knowledge and are not necessarily the result of poorly
designed studies (p. 466).
The findings from the current study are largely complementary and the following
is a synthetic description of "A Tough Soldier." Notice this is not a description of
"Formidable Warriors." No study or theory can capture everything there is to know about
being human, no elemental science can describe the totality of being human, so my
studies describe the characteristics of a formidable warrior. The following is a sketch of a
tough warrior as I depict based on the QUAL and QUAN data found in this study.
A formidable fighter. In the context of this study, the formidable soldiers were
Marines from 20-52 years old with an average age of 30 years who had been on active
duty for an average of 10 years with some Marines still serving in their first enlistment
and one who had served for 30 years. Half of the Marines in the study were deployed to
the OEF or OIF with 47% participating in both operations with all being awarded CAR
or equivalent. The average number of deployments for the Marines was 2.43 with several
deployments as many as six times.
When deployed, a formidable soldier relies on his training to help him fight better
and overcome CSE. A formidable soldier relies on his brothers for support during and
after battle; along with family and fellow soldiers at home. A formidable warrior is
generally proactive, sociable, and willing to seek help when needed.
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Connecting with others through social support is essential for these tough warriors to
positively overcome the effects of combat.
In addition, the experience of fighting together with fellow Marines inspires
soldiers in battle; They fought against each other, side by side. The death of a fellow
Marine is sad for the formidable soldier but motivates them to fight harder, and become
better people and the Marines to honor the sacrifices of their brother and the family left
behind to mourn the loss of a loved one. Serving with other soldiers helps to give a
positive meaning to the combat experience. This shared experience allows for a positive
reframing after the battle and being accepted with the reality of war. A formidable
soldier understands what they do in battle is their job in the weapons profession to serve
their country. Doing their work creates a sense of pride, duty, and professional
satisfaction.
A formidable soldier is tough. A resilient warrior has the ability to control or
influence stressful events, the ability to have a deep sense of commitment to life, and the
acceptance of change as challenging and good. A formidable fighter is full of hope and
they tend to be optimistic. Because they expect them to have the ability to plan for the
future, organize resources to achieve their goals, and motivation to achieve their goals
even when side effects disrupt their flow in life.
Finally, the personality of a formidable soldier is inferior in neuroticism, average
or higher in extraversion, openness, fun and thoroughness that allows them to cope with
stress positively. Extraversion helps them relate positively to others; pleasure helps them
get along with others. Being in agreement means that a formidable fighter tends to be
altruistic, sympathetic, and empathetic. A very formidable soldier
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to become a Marine. Being meticulous means stronger character potential, self-control,
and driven to succeed or achieve a mission. A formidable fighter is more likely to use
adaptive coping strategies and fewer less adaptive coping strategies. A formidable
warrior faces adverse life events with existential courage; they may have TBI, PTSD, or
moral injuries but they are adaptive and capable of getting back up, recovering even
when life has reconfigured them by the wounds of war—they are formidable fighters—
they are United States Marines.
Implications of Positive Social Change
As noted in Chapter 1 unless there is world peace; War will continue to cause
harm to individuals, institutions, communities, cities, states, and nations. The negative
effects of war can have immediate generational consequences and last a lifetime. If
The U.S. military knows why and how military members cope with combat stress
positively so positive psychological tools, training, and education can be developed to
mitigate the negative effects of war. What is inherent in this research is social change;
Because overcoming combat stress positively can reduce the negative effects of combat
on many soldiers by strengthening resilience in individuals, families, institutions, and
communities.
As mentioned earlier, the Invisible Wounds of War study (Rand, 2008) predicted
that more than 300,000 service members suffered from PTSD or other
psychopathological problems related to trauma. The social and economic costs of trauma-
related injuries from war are significant and will have systemic social consequences for
decades to come. The U.S. government has a national and moral responsibility to care for
veterans and their
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Family; especially those who are wounded, sick, or injured by war. In addition, good
policies, programs, and funding are needed to produce positive social change as a result of
war.
The social costs of trauma-related health problems are widespread, and will
negatively impact individuals, families, institutions, and communities. Behavioral health
outcomes such as divorce, suicide, poor job performance, loss of time at work,
unemployment, homelessness, domestic violence, childcare problems, substance abuse,
and poor health due to lifestyle decisions will all have a negative impact on society
(Rand, 2009). The economic and social costs for this problem are incalculable. In
addition, the economic costs that flow to treat invisible war wounds are difficult to
calculate; However, there are some estimates based on economic modeling; along with
the VA's current and future health care budgets that can provide an idea of potential costs.
The RAND study (2009) and testimony to the U.S. Congressional committee on
veterans affairs shed light on the social and economic costs of invisible war wounds using
a two-year post-deployment model that takes into account a variety of factors. The report
concludes that using 2007 dollar values, the costs associated with PTSD treatment and
major depression found in service members participating in OEF/OIF can range from
$4.0 to $6.2 billion per year. The report estimates the cost of a post-placement individual
service member for PTSD alone will range from $5,904 to $10,298 per year. To this end,
the VA's annual health care budget has increased by 9% each year since 2004; with a
2011 budget of $52 billion and a projected budget increase of 50% by 2020
(Congressional Budget Office, October 2010).
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How can these costs be reduced? Tough soldiers who positively cope with
exposure to combat stress can help reduce the costs and outcomes associated with the
negative effects of war—not only the economic cost but also the psychological taxes
imposed on individuals, families, institutions, and society. What tangible improvements
can be applied to bring about positive social change due to the negative effects of war?
The following action recommendations are presented for consideration.
Recommendations for Action
Positive psychology focuses on a well-lived life, a thriving life, a good life.
Resilience and coping with life stress positively are essential for positive well-being in
individuals, families, institutions, and communities. Based on my studies, I made the
following conclusions.
1. Most Marines who go to war and return home can cope positively with their
combat experience.
2. Marines with positive social support from family, friends, and the Marine
Corps can better cope with CSE.
3. Marines with positive attitude and personality factors such as resilience,
hope, self-awareness, lower neuroticism, and higher extraversion are more
likely to cope with CSE positively.
4. Marines who use adaptive coping strategies and less adaptive
coping strategies tend to cope with CSE positively.
5. The Marine Corps is a positive institution that fosters resilience.
6. The Marine Corps is a formidable institution.
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7. Marines are formidable fighters.
8. When Marines leave service and return to society, they can return as better
human beings and positive citizens.
The following actions are recommended. This recommendation is in line with the
35th Marine Corps Commander's planning guidelines (Amos, 2010) which states:
Institutionalize resilience training. The Assistant Commander of the Marine Corps
will lead efforts to develop policies and programs to improve individual
resilience training during the unit formation, training, deployment, and post-
deployment phases. The goal is to provide the best skills and tools available to
Marines and their leaders so that they can overcome the challenges of combat and
the rigors of life as Marines both deployed and in the garrison. (p. 12)
1. Recommends the findings from my research be given to the United States
Marine Corps to support the institutionalization of resilience training
throughout the Marine Corps and support the Marine Corps Command
(MCO) Combat Operational Stress Control Program (COSC) 5351.1 (Feb,
2013). Program COSC
Enable a cohesive ready force and promote long-term health and well-being
among Marines, Connected Marines, and their family members. The
COSC program assists commanders, Marines and Attached Marines, in
maintaining combat capability by preventing, identifying, and
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manage combat impacts and operational pressures on Marines and Sailors.
2. Recommends the findings of this study are given to the commander of the
Marine Corps Training and Education Command to improve the
implementation of Marine Total Fitness (MTF) which is a holistic approach to
health that addresses body, mind, soul, and relationship fitness. The goal of
the MTF is to make Marines more resilient and ready for duty by:
a. Improve, maintain, and when necessary, restore physical, mental,
spiritual, and social fitness.
b. Supporting fitness through the relationships that Marines form
with other Marines, their leaders, and families.
c. To win battles, preserve troops, and protect Marines.
Marine Total Fitness is understood as four individual fitness straps that are
woven together to form an integrated strap. Marine Total Fitness takes the
existing program and brings it together to achieve and maintain total fitness
as best as possible. All levels of leadership are responsible for hiring MTF
across Marine Corps companies. The final state of the MTF is "A Marine
who is ready to successfully operate and respond to the harsh, demanding,
and stressful demands of combat and garrison."
3. Recommends providing the findings of this study to the Commander General,
Marine Corps Combat Development Command for use in doctrine
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integration and development of Combat Operational Stress Control (MCRP 6-11C).
4. Recommends that the Marine Corps consider using resilience training
to strengthen resilience in individuals and institutions.
5. Recommend the findings of this study to be disseminated to the scientific
community through:
a. peer-reviewed articles.
b. poster sessions at psychological conferences such as the 2014 APA
convention in Washington, DC.
c. presentation of scientific papers to various APA divisions and academic
institutions such as Marine Corps University, Quantico, VA.
d. Post the findings to www.resilient-warrior.org's website, which will be a
forum for research discussions and a resource page for soldier resilience.
e. presented the findings of this study to the Center of Defense Excellence
for Psychological Well-being and Traumatic Brain Injury.
f. provide post-study briefings for commands that support the study and
send secure emails of findings to each participant in the study.
Recommendations for Further Study
The purpose of this study was to examine and explore the phenomenon of coping
with the effects of combat stress exposure in a group of U.S. Marines serving in the
OEF/OIF, and who self-reported that they coped positively with their combat experience.
The current study helps me fill the literature gap between psychology
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disease and health; it adds resilience, stress, and coping literature; and hopes to influence
researchers to conduct more resilience studies to develop prevention, interventions, post-
weir programs, and policies that will help reduce the negative impacts of CSE on service
members and their families.
The findings of this study generate many new questions related to stress, coping,
and resilience. The following questions were not answered in this study:
1. What is the influence of age (maturity) in overcoming CSE?
2. What are the effects of being single or married in coping with CSE?
3. What is the impact of education in coping with CSE?
Recommendations for further study include:
1. Post-traumatic growth is a growing field of study and further research needs to
be done with the fighters and their families related to personal psychological
growth.
2. Post-traumatic stress disorder does not have to be a debilitating disorder
and more research needs to be done on how to help those with PTSD to
meet the challenges associated with the negative effects of CSE. For
example, the Hardiness Institute offers resilience training that can assist
soldiers in strengthening resilience.
3. Examine and explore resilience among U.S. Marines from a trait and country
perspective to find out if there are any tough personalities based on FFM or
other personal variable groups.
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4. Explore resilience among U.S. Marines using the framework of Bolger and
Zuckerman (1995) to examine personality, stress, and coping.
5. The analysis of all variables in this study uses the guidebook of Nathans,
Oswald, and Nimon (2012) to interpret multiple linear regression.
Finally, this study is a personal journey for me. As mentioned in Chapter 1— I
started this research to earn a PhD in Health Psychology by helping to close a gap in the
research literature on stress, coping, and resilience related to CSE. The mixed
methodology is an ideal model for me because it allows me to learn about positive
psychology and how to use phenomenology. As noted in Chapter 1 under Assumptions
and Limitations, there are inherent biases that I have to manage in this study. As a former
Marine enlisted and OIF veteran as a Navy chaplain, I was exposed to combat stress, but
not to the size of the participants in this study. Also, I am positively biased towards
Marines who have served in combat, which requires me to exercise discipline not to let
my bias interfere with my data collection and analysis. This is why transcendental
phenomenology is a good qualitative framework because of the times or the bracket of
my knowledge and experience that allowed me to manage my biases.
Finally, Grinker and Spiegel (1945) stated in the introduction to their classic work
on combat stress that
War tests humans as another test they face in civilized life. Like a cruel
experiment, it exposes physiological and
human psychological mechanisms. Cruel, destructive and extravagant
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Although such experiments are possible, a very valuable lesson can be learned
from them regarding the methods by which humans adapt to all forms of
pressure, both in war and in peace. (p. vii)
One key lesson I learned from this study is this: soldiers can endure combat
difficulties and overcome their experiences positively. Throughout this study it was
shown that dramatic and traumatic experiences associated with combat can have
positive outcomes. Finally, as mentioned above the Marine Corps' goals are to: create
Marines, win the nation's battles, and develop qualified citizens (Marines, 2013). I
believe the findings from this study can improve the Marine Corps' goals.
The legacy of the Marine Corps is a storied history from 1775 to the present.
From the revolutionary battles of Nassau Bay to the Fallujah urban war and the battle of
the mountain fires in Afghanistan, the Marines continue to tell their stories with blood,
sweat and tears. Being a Marine changes lives and being a Marine is meaningful.
Meaning-making is the main motivation and need of human beings (Seligman, 2011).
Finding meaning and purpose in life is essential for human development and optimal life
(Seligman). The Marine Corps promotes a thriving and optimal life by fostering a
warrior ethos that fosters the creation of individual and collective meaning. Meaningful
phrases such as Semper Fidelis, Esprit de Corps or Teufelshunde describe the essence of
being a Marine.
How do Marines make meaning when faced with the difficult and harsh life of a
fighter? How do they turn adversity into strength? Battle of Iwo Jima presents
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a timeless example of how more than 60,000 Marines and Sailors face insurmountable
challenges; and after 36 days of fierce fighting against 22,000 trained and fortified
Japanese soldiers, the Marines defeated the enemy. This was the only battle during World
War II in which Marine casualties outnumbered enemy losses. After the battle there were
more than 26,000 US casualties, including 6,800 KIAs. The Marine Corps turned this
tragedy into victory by turning the flag-raising on Mount Suribachi into an iconic image
of the Marine Corps' tenacity, resilience, and heroism; where "Unusual Courage Is a
Common Virtue."
In our generation, meaning-making involves empowering Marines through
Marine Total Fitness. Meaning-making is enhanced by being part of something greater
than oneself and for the greater good of humanity. Important personal and institutional
factors that empower and enhance meaning-making include: character development,
positive relationships, high morals and morals, as well as being completely fit: mind,
body, soul and in all relationships. A formidable soldier is a truly fit soldier who can
positively cope with exposure to combat stress.