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Review the website of the Securities and Exchange Commission at https://www.sec.gov/litigation/litreleases.shtml

Choose a case listed at the SEC site. Briefly summarize the case and discuss the rule or regulation that was violated.  What did the individual or company do in the case that violated the rule or regulation? What is the ethical framework do you observe was followed by the violator(s)?   Relate the business and ethical concepts that you find in the case to the concepts that you have in your text about securities and other business matters. (Be sure to cite.)

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