BUSI 472 Chapter 9
Which of the following has a significant impact on
the success of an ethics program?
The quality of communication
2. Which of the following statements about ethics audits
is false?
The terms ethics audits and social audits can be used
interchangeably.
3. Which of the following is a possible unintended
consequence of an organization focusing more on ethics
planning than on implementation?
Employees may come to view unethical conduct as
acceptable behavior.
4. A(n) _____ is a tool that companies can employ to
identify and measure their ethical commitment to
stakeholders.
ethics audit
5. Which of the following is not a step in the ethics
auditing process?
Report the results to the U.S. Sentencing Commission.
6. Which of the following is a statement that attests that
the financial statements made in an audit are fairly
stated, without limitations?
Unqualified opinion
7. Under the _____, CEOs and CFOs may be criminally
prosecuted if they knowingly certify misleading financial
statements.
Sarbanes-Oxley Act
8. During which of the following steps of the ethics
auditing process does an organization identify the tools or
methods for measuring progress in improving employees'
ethical decisions and conduct?
Collect and analyze relevant information
9. Any attempt to verify outcomes and to compare them
with standards can be considered a(n) _____ activity,
although many smaller firms do not use this word.
Auditing
10. _____ are a primary stakeholder group and should be
included in the ethics auditing process because their
loyalty determines an organization's success.
Customers
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