1
Chapter 1: Introduction to the Study
Introduction
The arrest of a women with minor children is well documented (Bureau of Justice
Statistics, 2015). Further, scholarly discourse regarding justice-involved women
experiences of victimization and trauma has provided a glimpse of the journey these
women travel through the criminal justice system. The war on drugs, mandatory
minimum sentencing laws, and repressive public policies have had a damaging effect on
society as a whole and on women offenders of all ethnic backgrounds who are mothers of
minor children (Bloom, Owen, &Covington , 2004).
The goal of this study was to provide a voice for women offenders who also are
mothers of minor children and document their experiences regaining or retaining custody
of their children while involved in residential programming designed to address
substance abuse and other related issues. I used Colaizzi’s (1978) strategy for analyzing
data for this qualitative phenomenological study by extracting and organizing datasets.
Themes were developed based on the research questions, which will be outlined later in
this chapter. My intent was for the study’s findings to be instrumental in working to
effect social change and affect public policy in the state of Michigan by shedding light on
a growing phenomenon and offering recommendations to change the current trend.
Background
Although justice-involved women in a heretofore predominately male population
are not a new phenomenon to the criminal justice system, efforts to address specific
needs of these of women offenders have evolved out of necessity. Classic research by
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Adler (1975) and Chesney-Lind (1997) confirmed that abuses in all its forms, along with
mental health issues and the lack of resources available to address these various concerns
have not been adequately address by local, state, and federal officials. When I began my
career as a probation officer in 1987, there were no formidable assessments or
classification instruments used specifically to address the needs of justice involved
women.
Because the vast majority of inmates confined to prison were men, assessment
and classification instruments were geared toward this specific population often to the
detriment of female inmates (VanVoorhis, Wright, Salisbury, & Bauman, 2010). The
major disadvantages resulted in overclassification, the "channeling of relatively low risk
offenders to unnecessarily secure supervision levels or institutional placements" because
the majority of justice-involved women were and continue to be low-level risk,
nonviolent offenders (IResearchnet, 2016, p.7). Further, as stated by VanVoorhis et al.
(2010), the assessment tools that were available were designed specifically for men by
men. Moreover, issues related to women offenders with children were virtually ignored
when many of them were sentenced to prison, jail, or long-term residential treatment
programs.
Researchers have examined various facets of criminality hoping to gain insight on
matters surrounding criminal behavior with studies tailored on addressing causal factors
associated with environment, socialization, and genetics (Becker &McCorkel, 2011;
Salisbury &VanVoorhis, 2009). More recently, the gender-responsive research of
Brennan, Salisbury, and VanVoorhis (2012) offered a frame of reference to review a
3
historical perspective of the criminal justice system and the effect on women, particularly
women who are mothers of minor children. To accomplish this overview, it was
necessary to review how women became justice-involved: paths of arrest, conviction,
probation, prison, parole, and reentry.
During the formation of the penal system in the United States, female offenders
received limited attention from researchers and social scientists (Roth, 2011).
Historically, sexism and racism were dominating factors which stifled empirical research
on offending women. Belknap (2010) noted that approximately 19 scholarly articles
presented between 1913 and 1971 published by the Journal of Criminal Law and
Criminology specifically addressed issues related to women offenders (p. 1062).
Moreover, Belknap (2010) asserted that more recent contributions by male authors and
researchers failed to address the variables of race and gender in their articles which
contributed further to the invisibility of women offenders.
Although it can be argued that the criminal justice system itself is not responsible
for the care of minor children who are suddenly left without their custodial parent, the
literature is clear that forced separation is traumatic and overwhelming with long-lasting
detrimental effects to bother mother and child (Celinska& Siegel, 2010; Mason, 2013).
Researchers have recognized that economic pressures on single mothers are precursors to
misconducts while incapacitated, and recidivism, once these women are released (Ney,
Ramirez, &Van Dieten, 2012).Economic pressure compounded by traumas of forced
separation creates and contributes to unique and crucial classification considerations for
women offenders who also are mothers.
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According to Celinska and Siegel (2010), mothers who were incapacitated as a
result of criminal activity were guilt-ridden and experienced feelings of shame, which
had adverse effects on fostering relationships with their children during confinement.
Programs that allow mothers to nurture their children during incapacitation, while
addressing substance abuse and other related issues, prove to be beneficial to both
mothers and children (Cobbina& Bender, 2012). Providing a voice for and
documentation of incapacitated women who also are mothers and how they regain or
maintain custody of minor children following separation was the goal of this study. It is
my intention that results from this study and additional research will prove beneficial in
changing minds, perceptions, and more importantly, public policy.
Problem Statement
The Bureau of Justice Statistics (2015) reported that the number of women
offenders is growing exponentially. Further, the number of women who are custodial
parents of minor children is estimated as seven in 10 children, more than 1,300,000
children whose lives are affected (BJS, 2015). McDonald and Arlinghaus (2014) found
that women frequently were parenting at least two children before incapacitation. Many
women have experienced one or more forms of trauma and victimization, lived
experiences that lead to or set them up for criminal justice involvement. Researchers Daly
(1992); Bloom et al.(2004); and Salisbury and VanVoorhis (2009) identified trauma and
victimization specific to women offenders as gendered pathways.
These gendered pathways not only focus uniquely on women that include women
as mothers but also the import of their social networks (Reisig, Holtfreter, & Morash,
5
2002). Social network (partners or spouses, immediate and extended family friends,
counselors, educators, church, and community organizations) play key roles in how
women offenders experience separation from their children (Reisig, et al. 2002). Social
networks that act to support and enable women offenders to continue their roles as
mothers are known as prosocial networks (Reisig, et al. 2002).
Due to the increase in numbers of nonviolent, low-risk women offenders in the
state of Michigan with minor children who experienced separation, I explored prosocial
networks, in relation to women regaining or retaining custody of their children, in this
study. Using a qualitative phenomenological approach and the theoretical framework of
gendered pathways, women offenders with minor children, from two supervised
residential programs, were interviewed to document their experiences. By providing a
voice for an otherwise marginalized group, results from this study can be used to assist
Michigan policymakers and stakeholders in more effectively addressing justice-involved
mothers and how their prosocial networks influence and support them.
Purpose
The purpose of this qualitative phenomenological study was to document the
experiences of justice-involved women who also are mothers in regaining or retaining
custody of their minor children during a period of incapacitation. Using a gendered
pathways theoretical perspective and mothers as a method of inquiry, justice-involved
women with minor children were given a voice in this study. My focus was on the role
that prosocial networks played in nonviolent women offenders' lives as mothers and the
extent to which prosocial networks were important in retaining or gaining custody of
6
their minor children. The Michigan Department of Corrections (MDOC) may find the
results of this study useful for designing cost-effective strategies that mitigate
incapacitation for nonviolent women offenders who are also mothers by minimizing
disruption of families.
Research Questions
Daly (1992) stated that women offenders cannot be regarded as mere offenders or
solely as women when women offenders are mothers of minor children. How women
cope with mothering while incapacitated can depend on external support; external
support presents as a prosocial network (Reisig et al. 2002). Prior research has
established that incapacitated females are fraught with multiple challenges in regaining or
retaining custody of their children (Celinska & Siegel, 2010; & DeHart, 2014). I designed
the following research questions (RQs) to provide information that can serve as inroads
to more productive correctional practices and provide answers to questions about the
value of prosocial networks:
RQ1: What are the social implications for women offenders who also are mothers
and experience separation from their minor children as a result of incapacitation?
RQ2: What are some strategies that women offenders who are also are mothers
use in regaining or retaining custody of their minor children?
RQ3: How do women offenders who also are mothers use prosocial networks
during incapacitation for determining interaction with their minor children?
Participants responded to the RQs through a phenomenological approach of
structured interview inquiry. I identified, described, analyzed, and interpreted the themes
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that emerged from the data I collected. Responses were rich in data which established
themes that I will discuss further in Chapter 4.
The positive social change implications of this study include public policy driven
advocacy for an otherwise marginalized group of women–namely, women offenders who
also are mothers. In addition, social change initiatives can be achieved through the
recommendation of alternative measures, such as child-inclusive on-site residential
programs that help keep families intact while mothers deal with the consequences of
criminal involvement. Moreover, the findings of this study can be used to address the
establishment of programs highlighting the use of prosocial networking strategies,
especially where family reunification efforts are ongoing.
Theoretical Framework
Using the feminist perspective lens and gendered pathways, the purpose of the
study was to provide a new understanding of the shared experiences of justice-involved
mothers who want to regain or retain custody of their minor children. I developed the
RQs to gain an understanding of the process that justice-involved mothers go through and
how they use prosocial networks while incapacitated. The literature review in Chapter 2
will encompass articles that argue women offenders in the criminal justice system have
been physically, mentally, or sexually victimized. Their subsequent involvement in crime
may be attributed to economics or situational events that take place in their environment
(Daly, 1992). From a public policy standpoint, women engaged in reentry programming
need to be considered in part of the discussion on what works or does not work to assist
offenders' in reducing recidivism.
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As a theoretical framework, gendered pathways provide a basis for understanding
women in the criminal justice system. Justice-involved women enter the system through
pathways, which are in many instances, the result of their gender (Bloom et al. 2004;
Estrada & Nilsson, 2012). Further, scholars have established that mental and physical
trauma during the formative years for young girls initially begins their involvement in the
juvenile court system, where many girls are identified or classified as runaways
(Chesney-Lind, 1997). Female runaways survive by engaging in petty criminal behavior
such as shoplifting, or relying on men, who expose them to drugs or more violence by
forced prostitution and other forms of coercion (DeHart, 2008).
Researchers also suggested that women in the criminal justice system are
generally poor, undereducated, minority, with one or more minor children (Arditti &
Few, 2006; Belknap, 2010). Women offenders typically struggle with issues of childhood
trauma, the lack of prosocial networks, and on-going substance abuse, which increases
the likelihood of recidivism (Salisbury & Van Voorhis, 2009). Social network theory, as
outlined by Bui and Morash (2010), continued the discourse on social networks
emphasizing the use of prosocial networks, such as family and church, which may be
useful to these women.
The stigma of becoming a convicted felon presents additional barriers for women
offenders, especially when their children have been placed in the care of family or the
foster care system as a result of the mother’s incapacitation (Arditti & Few, 2006).
Another theory that I considered in this study was the social network theory or relational
9
theory. According to Bui and Morash (2010) social networks are necessary components
to women offenders during incarceration and after release. Although social networks
present strengths and weaknesses in relationship to the overall adjustment, efforts that
justice-involved mothers make toward reunification in regaining or retaining custody of
their minor children can be sabotaged or facilitated depending on the influences of the
women's social network(Bui & Morash, 2010). To that end, the focus of this study was
on prosocial networks justice-involved women used, which may be beneficial in fostering
self-efficacy.
Limitations
As this qualitative study was limited to 10 participants, the findings may provide a
more robust meaning and understanding of their individual perspectives in relation to the
process of regaining and retaining custody of their minor children and how the
participants used prosocial networks effectively. I also considered my inability to
interview participants in another region or another state to examine prosocial networks a
limiting factor. This inability stemmed from restraints on time and available resources.
Because participants were at various stages of incapacitation and reunification, I
also considered the levels and degrees of willing disclosure a limitation as one or more
participants could have found it difficult to disclose personal feelings or challenges with
their children, family, or the foster care system. A glaring limitation was the paucity of
literature on nonviolent, low-risk justice-involved women with children housed in
supervised residential programs together as a family unit. My role, position, and status as
10
a parole/probation officer, which I was required by the Institutional Review Board (IRB)
to disclose to participants, was also a limitation.
Delimitations
In this study, I focused on incapacitated women who also are mothers housed in
supervised residential programs in the state of Michigan, where justice-involved mothers
are allowed to have their children with them on site. I interviewed participating mothers
during the month of December 2015. Participants in this study were drawn from two
programs: one program is federally funded and the other is funded by a Roman Catholic
diocese of Michigan. The federally-funded program generated six participants, and the
Roman Catholic diocese program generated four participants. I sought women
participants between the ages of 21 and 45 years, who were mothers of children aged
from infancy to 17 years old. Demographic data included name (I assigned a pseudonym
to each participant), age, prior contact with the criminal justice system (Y/N), substance
abuse history (Y/N), and number of minor children and their ages. The structured
interview questions were open-ended and designed to elicit responses about mothering
and about aspects of prosocial networks during incapacitation. Gendered pathways was
the theoretical framework I used during this qualitative phenomenological study that
focused on what Daly (1992) identified as two of the five most commonly occurring
pathways unique to women: drug connected and economically motivated. Further, I
examined the use of prosocial networks by women who are mothers and the role that
prosocial networks played in maintaining contact with their minor children during
incapacitation.
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Definition of Terms
For the purpose of this study, the following terms are defined and their meanings
and uses were as follows:
Female/women offenders/justice-involved women: Women who have been
convicted of a felony crime which resulted in incapacitation in a correctional facility,
halfway house, probation, or parole (IResearchnet (2016).
Incapacitation: Refers to the restriction of an individual's freedom and liberties
they would normally have in society. This term can be used interchangeably with the
terms incarceration, jail confinement, or supervised residential program (Study.com,
2017).
Prosocial network/relationships: One or more persons or institutions that offer
emotional, financial, social, and personal support, motivation, or modeling that helps
empower individuals toward self-efficacy. This can include, but is not limited to: family
members, friends, church, self-help support groups, therapists, parole/probation officers,
and educational institutions (Bui & Morash, 2010)
Assumptions
Justice-involved women generally engage in criminal activity for economic gain,
and for the most part, refrain from crimes that would involve physical harm to their
victims (Caputo, 2008). Researchers have presented substantive data relative to female
offenders’ overrepresentation in the vast majority of correctional facilities primarily due
to drug dependency, which in fact, is the primary motivation fueling their involvement in
property crimes, possession of illicit substances, and prostitution (Brennan, Salisbury,
12
&VanVoorhis, 2012). As an example, Caputo (2008) provided clarity to this assumption
through an in-depth analysis of drug-addicted women who engaged in sex work and
shoplifting as a means of survival, and in some cases, supporting an increasingly
expensive drug habit.
As a result of sweeping national public policies in the criminal justice system,
female offenders have been severely and adversely affected by the war on drugs,
mandatory minimum sentencing, and three strikes laws focused on repeat offenders
(Bloom et al., 2004). Based on diverse political and philosophical perspectives, the
general public had an expectation of the criminal justice system, specifically in
relationship to how it handled a resurgence of drug users and drug dealers (Phillips,
Gleeson, & Waites-Garrett, 2009). The late 1980s and the early 1990s introduced
stringent policies that increased the penalty for drug possession, especially cocaine
(VanVoorhis, 2012). The assumption was that by increasing the penalty for this drug
would minimize the demand. Contrary to this notion, drug addiction soared after
freebasing, a method of using a crystallized version of the drug (commonly known as
crack cocaine) increased in popularity (Caputo, 2008). The prevalence of the drug as an
inexpensive high produced an epidemic in the 1980s (Campbell, 2013).
Although drugs penetrated all communities and impacted women and men, the
public perception was that most drug abusers were men (Kruttschnitt, 2016).
Consequently, changes in the drug policies resulted with the arrest a large percentage of
women who were caught up in a world of drug addiction (Bush-Baskette, 2000). While
women have participated in the drug trade as dealers, the vast majority have been arrested
13
for being “mules or couriers,” which involves transporting illicit substances to and from
specific locations. With high numbers of female offenders incarcerated, there were
increasing numbers of children who were left in the care of family, friends, or the foster
care system (Loper & Tuerk, 2011). The assumption that women offenders would reenter
society and immediately regain legal custody of their children and get on with their lives
was challenged (Tuerk & Loper, 2006). In most instances, this was and continues to be
far from their reality. Public perception, with respect to reentry for women, attributes
reoffending to a lack of self-motivation to live a responsible, productive, and crime free
life (Alfred & Chlup, 2009). Assumptions about justice-involved mothers were examined
during this inquiry.
Significance
Although life circumstances are evolving in terms of the role of parenthood with
significantly more single fathers positioned as custodial parents, mothers, at this juncture
in time, are still primarily responsible for the care and well-being of their children. With
respect to justice-involved women who are actively involved with regaining and
maintaining custody of their minor children, prosocial relationships may be considered
the linchpin to increase successful outcomes for these offenders. With the Department of
Corrections seeking alternative measures to reduce recidivism rates, the findings and
recommendations from this study may show cost-effective means to mitigate the need for
further family disruption (as female offenders are generally engaged in nonassaultive
crimes(Michigan.gov, 2017). The primary benefit in terms of positive social change may
be for women involved in the criminal justice system to have the opportunity to inform
14
key stakeholders and policymakers of the challenges associated with the process of
regaining and retaining custody of their minor children.
Summary and Transition
In this first chapter, I presented the contextual framework for the study female
offenders who also are mothers and custodial parents of at least one minor child prior to
incapacitation. Historical references from Adler (1975) and Chesney-Lind (1997)
regarding the progression of females in the criminal justice system were included because
these scholars provided new insight and perspectives that began to address social and
economic factors, race, gender, and abuse, which heretofore had been largely ignored.
Salisbury and VanVoorhis (2009) provided insight into the life experiences of female
offenders which in many cases involved mental, physical, or sexual abuse. Furthermore,
Roth (2011) argued that women offenders were treated more severely because of gender
and status in United States society. Researchers have garnered significant data regarding
the abuse of females in general and women offenders specifically; however, there
remains a gap in the literature regarding prosocial relationships and how they may
influence outcomes for justice-involved mothers engaged in regaining and retaining
custody of minor children.
In Chapter 2, I will focus on review of the literature in the field of criminal justice
particularly with respect to female offenders. For example, research by Celinska and
Siegel (2010) addressed mothering from prison and the guilt and shame associated with
justice-involved women. They recognized that women returning home must address self-
esteem issues regularly to combat negative thoughts and behaviors that may result with
15
reoffending. Bui and Morash (2010) argued that recidivism rates may be reduced with the
internalization of controls by female offenders through fostering relationships.
In Chapter 3, I will describe the qualitative design used, the methodology
selected, and the rationale for choosing phenomenological over other methods available.
The theoretical design was based on gendered pathways using mothering as a focus of
inquiry to examine prosocial networks. Chapter 4 includes the findings. Ten nonviolent
women offenders who are also mothers were drawn from two supervised residential
programs in Michigan and interviewed on site. A demographic profile table was created
that represents component factors of the study.
I developed 10 structured, open-ended face-to-face interview questions, which
participants provided responses to that addressed and answered the three RQs guiding the
study. Thematic coding identified themes that emerged from the data and basic analysis
without discussion will be presented. These data will be presented collectively, as
participants were connected through their similar experiences as justice-involved women
who have children and were fighting to regain or retain custody while incapacitated and
faced with rebuilding their lives.
In Chapter 5, I will present the findings along with a discussion and offer
recommendations that were intended to enable criminal justice professionals,
policymakers, and women offenders themselves to address the inequities in current
justice-involved public policies in Michigan. Findings from this research will provide
evidence for policymakers and stakeholders who are interested in social change that seeks
to minimize disruption of family units and increase alternative sanctions for nonviolent
16
offenses. To that end, the positive social change that my findings from this study could
lead to would offer resiliency and hope to an otherwise marginalized group who seek to
regain or retain custody of their children and have the means to provide for them. These
findings will also contribute to the literature as they relate to the social implications for
women who experience separation from their children as a result of incapacitation and
the influences of prosocial networks.
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Chapter 2: Literature Review
Introduction
The purpose of this study was to provide a voice for women offenders who also
are mothers by documenting their unique experiences as an otherwise marginalized
segment of society within the context of the criminal justice system. What I found during
my review of the literature was a paucity of literature presented from the perspective of
women who also are mothers, who experienced incapacitation and also engaged in the
process of regaining or retaining custody of their children. This gap in the literature was
what I expected to fill with the results of this study.
I organized the body of the chapter first into three segments that will provide
background on justice-involved women which included studies conducted in the United
States and globally. Next, I will focus on women offenders mothering from the inside
with literature that examined various challenges that these women faced. Last, I will
present literature that discussed women and reentry along with how regaining or retaining
custody of their children intersects. I found it necessary to rely on foundational and
classic research upon which to build and strengthen the search for relevant literature on
justice-involved women who engaged in low-level offenses motivated by addictions or
economic necessity and or greed.
Literature Synopsis
Several themes were established during my review of classical and recent
scholarly literature on women offenders. The theory of gendered pathways references the
trauma of mental, physical, and sexual abuse of women during their formative years
18
along with the subsequent effect of these abuses on women offenders (Bloom et al., 2004;
Daly, 1992; VanVoorhis et al., 2010). In addition, the institutional classification process
for women prisoners utilized instruments designed for classifying men (Rettinger&
Andrews, 2010; Salisbury &VanVoorhis, 2009; VanVoorhis et al. 2010), and this
resulted in over classification of nonviolent women offenders. Offending women
experienced the effect of policy driven penalties including the war on drugs, mandatory
minimum sentencing, and three strikes laws (Bloom et al. 2004).
Female offenders often sought ways to remain connected to their offspring during
confinement (Arditti& Few, 2006; Brown & Bloom, 2009; Celinska& Siegel, 2010).
Difficulties abound for women that had to rely on others to foster communications
through letters, phone calls, or visits (Cox, 2009; Haney & Hurtado, 2000). Additional
consideration provided in the literature with respect to women offenders involved in the
criminal justice system is the high percentage of those diagnosed with mental health and
substance abuse problems (Derkzen, Booth, Taylor & McConnell, 2013; Phillips,
Gleeson, &Waites-Garrett, 2009) as are many justice-involved women experiences.
Women become involved in the criminal justice system through a series of
precipitating factors, life events, or circumstances that unfolded in their lives. Those
factors ultimately led several women to become part of a growing segment of females
arrested, convicted, and sentenced through the judicial process (Roth, 2011). For many
women, the pathway to criminality began during pubescence. As I highlighted in Chapter
1, researchers determined that physical, and or sexual abuse was most likely to have
19
occurred (Salisbury &VanVoorhis, 2009), creating additional problems for justice
involved women.
The prevalence of early childhood trauma significantly contributed to an increase
in the number of juvenile offenders’ adjudicated as temporary, and in some cases,
permanent wards of the court (Chesney-Lind, 1997). For example, teenage female
offenders are often perceived and designated as runaways (Eckelkamp, n.d.). Many times
adolescents have engaged in truancy based on what were interpreted as oppositional
behaviors (Chesney-Lind, 1997). Although in many instances, juvenile offenders were
attempting to protect themselves from mental, physical, and or sexual abuse that was
perpetrated on them by family members or close family friends; the cry for help was
missed due to their status as juvenile offenders (Lynch, Heath, Mathews, &Cepeda,
2012).
Preview of Chapter
In this chapter, I will present a historical overview of the most recent literature
that specifically focuses on the female offender population. First, I will provide a review
of existing literature on women who have been incapacitated as a result of receiving
prison sentences through the gendered pathways theoretical lens. Then I will present a
critical analysis of current research is presented that seeks to address issues related to
classification of female offenders during their confinement. Through this literature
review an exploration of the many unique challenges women face in maintaining
relationships with their children during and after confinement was presented (Brown&
Bloom, 2009; Celinska& Siegel, 2010).
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Third, in this chapter I will focus on female offenders’ self-concept as well as
how these women are perceived by their children, family members, friends, and the
community. Fourth, an analysis of the literature specifically addressed women offenders'
issues of substance abuse, low-level nonviolent and economic crimes; along with mental
health concerns quite prevalent within the populations of justice-involved women will be
included. In later segments of this chapter, I will review women offenders who are
mothers, mothering from the inside, and the notion of retaining and regaining custody of
minor children.
Literature Search Strategy
I obtained the literature for this study by researching scholarly peer reviewed
journals in the field of criminal justice, psychology, crime and delinquency, and offender
rehabilitation. The process of gathering articles began during the fall of 2010 and
included the search for key words including female offenders, women prisoners,
incarcerated parents, prosocial networks, and gendered pathways through the Walden
University Library. In addition, I reviewed many books by social scientists that provided
an in-depth historical foundation on women offenders. Books were ordered 2012–2013
and included classic works obtained through Amazon and The Northeastern Series on
Gender, Crime, and Law. I also made updates to my literature review in 2016. Lastly,
statistical data were obtained from websites such as the Bureau of Justice Statistics and
the MDOC.
Theoretical Foundation
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Contextually, gendered pathways provided a theoretical framework for this study
with respect to female offenders that come from some of the most challenging life
circumstances (Bloom et al., 2004; Daly 1992). Daly's (1992) pathways research
identified five areas: harmed and harming, or women who were found to have psychiatric
problems and were abused and neglected as children. Street women were defined as
women with substance abuse problems and extensive criminal records. Battered women
were defined as women abused by intimate partners who came to the attention of the
criminal justice system through incidents of domestic violence, while drug-connected
women were defined as women engaged in drug trafficking who later became drug
abusers. Other or economically-motivated women were defined as women who had
offending patterns similar to their male counterparts.
It has been noted that most women were engaged in the criminal justice system as
offenders of mostly nonviolent offenses (Salisbury &VanVoorhis, 2009). Physical,
mental, and sexual trauma during their formative years set the stage for substance abuse
along with mental health problems that many women offenders encounter (Daly, 1992).
As a result of the war on drugs, mandatory minimum sentencing, and repressive policies,
the number of women in prison has grown exponentially (Bloom et al. 2004). Often
women were custodial parents of minor children at the time of their arrest. Gendered
pathways stresses the consequence of repressive policies on the ability of women
offenders who also are mothers to obtain housing, welfare benefits, health care, and other
means of support to assist women in taking care of themselves and their families (Bloom
et al., 2004).
22
Women Offenders
A historical overview of women offenders in the criminal justice system indicated
that incarcerated women were ignored with scant programming to assist them with
mental and physical trauma experiences prior to and after engaging in criminal behavior
(VanVoorhis, 2012). Policies implemented over the past four decades were the result of
classic research by feminist scholars that brought attention to women in correctional
settings VanVoorhis (2012). Researchers have written about pathways of women and the
need for gender responsive programming (Brennan et al. 2012). Surveys produced
findings that assisted Congress to pass the Violence Against Women Act under the
auspices of the Department of Justice (VanVoorhis, 2012). Gender responsive
programming slowly evolved based on advocacy research, meta-analysis, and other
studies used to formulate policies on behalf of women (Holtfreter & Wattanaporn, 2013).
Classic scholarly discourse on female offenders by feminist social scientists,
including Adler (1975),evolved and underscored how women’s involvement in criminal
activity would increase and suggested female offenders’ presence in jails and prisons
would continue to increase as women gradually gained independence socially and
economically. Additional foundational research (e.g., Chesney-Lund,1997) offered a
similar view of women who engaged in criminal behavior and argued that criminal
behavior was primarily due to various forms of abuse in the home, which lends credence
to Adler’s research that primarily focused on the urban White and Black female offender
population. Accordingly, Chesney-Lund (1997) determined young female offenders in
Asian cultures of Hawaii were involved in more than status offenses, such as truancy,
23
curfew violations, or purchasing cigarettes, which underscored the need for culturally and
gender-specific policies to address rising crime rates.
Teenage female offenders typically sought camaraderie with older females
through drugs, alcohol, and gang activity which often were precursors to movement into
the adult judicial system (Eckelkamp, n.d.). Chesney-Lund (1997) provided statistical
data regarding the types of crimes teenage offenders engaged in, which included drug
sales and possession, prostitution, and theft as well as some violent offenses. Ultimately,
Chesney-Lund placed youthful female offenders on two tracks based on ethnicity.
Chesney-Lund noted that non-White girls were likely placed in juvenile facilities, while
their White female counterparts were placed in mental hospitals as a diversion away from
the criminal justice system. Various studies concerning girls transitioning into the adult
system offered a contextual basis for my literature review to further understand the lived
experiences of justice-involved women.
Michalsen and Flavin (2014) noted approximately 62% of women confined in
prison were custodial parents of minor children. Their study compared mothers with
children with women who are not mothers that are in the criminal justice system. In the
study, there were 262 women offenders who were not mothers versus 1,072 who were
mothers included in the study. The women who were not mothers tended to be White,
non-Hispanic females. Mental health issues were prevalent with non-mothers in the
study. Findings from their study suggested that non--mothers were predisposed to violent
offenses and had lengthy prior criminal convictions. Gendered pathways, the women’s
liberation movement, and changes in the perception of women with respect to crime,
24
contributed to public policies that were less harmful to women moving forward (Bloom
& Brown, 2009).
In the same instance, Bloom et al. (2004) argued that public policymakers were
“ill-informed” regarding women offenders, thus setting the stage for a systemic challenge
for women convicted of non-assaultive felony crimes (p. 31). Researchers revealed that
approximately 17% of women in the United States were on probation, parole, or
incarcerated (Bureau of Justice Statistics 2014). Furthermore, women of color from lower
social-economic conditions were overrepresented in this population Bureau of Justice
Assistance Training Assistance (2011). Accordingly, the largest increase in the prison
population was the result of the war on drugs, which increased prison confinement for
women by 71% (Bloom et al., 2004; McDonald-Wilson & Jeffries, 2011).
Researchers also recognized the correlation between substance abuse, physical
health, mental health, the marital status of these women, educational background and
employment history, and whether women were custodial parents prior to confinement as
determinants for justice-involved women (VanVoorhis, 2012). Moreover, current public
policy adversely affected women with children across every major institution established
to assist those in need (Bloom et al. 2004). Consequently, the Adoption and Safe Families
Act of 1997 created additional barriers for women in correctional facilities (Bloom et al.
2004) Depending on the sentence, parental rights can be automatically terminated if
children are in the foster care system for more than 16 out of 24 months (Bloom et al.
2004).
25
Following this, Bloom et al. (2004) offered meaningful recommendations to
address the inequities in the criminal justice system as it relates to women offenders. For
example, public policies that speaks to fundamental inequities through a gendered
pathways theoretical lens which responds to trauma, substance abuse, and mental health.
Moreover, Bloom, et al. asserted that six guiding principles should be put in place to
provide gender-responsiveness to female offenders:
1. Gender: Acknowledge that gender makes a difference.
2. Environment: Create an environment based on safety, respect, and dignity.
3. Relationships: Develop policies, practices and programs that are relational and
promote healthy connections to children, family, significant others, and the
community.
4. Services and supervision: Address the issues of substance abuse, trauma, and
mental health through comprehensive, integrated, culturally relevant services
and appropriate supervision.
5. Social-economic Status: Provide women with opportunities to improve their
socio-economic conditions.
6. Community: Establish a system of community supervision and reentry with
comprehensive, collaborative services (p. 43).
Bloom et al. (2004) concluded with ways to enhance the criminal justice system
by utilizing the aforementioned approach in formulating sound public policy.
Hence, Alfred and Chlup (2009) agreed that the United States is responsible for roughly
25% of the world’s prison population. The disparities by which women offenders of color
26
represented behind prison bars and under supervision on probation or parole were
considered based on prior research which suggested women offenders increased 2,800%
from 1970 – 2001,(Bureau of Justice Statistics as cited in Alfred & Chlup2009) stated,
Black women most adversely affected with 349 per 100,000; they are twice more
likely to be incarcerated than Hispanic females at 147 per 100,000 and 3.5 times
more likely to be incarcerated than their White female counterparts at 93 per
100,000 p. 241).
Researchers used critical race theory (CRT) as a theoretical lens which establishes three
bases: racism is a part of society; advances made by Blacks will advance the agenda of
the majority group and race is a social construction
Accordingly, the war on drugs, mandatory minimum sentencing and repressive
policies set the stage for the increased numbers of Black women in custody for non-
violent property offenses, or drug related crimes. In many cases, these women were
custodial parents before arrest and subsequent convictions. Women convicted of drug
crimes are at a particular disadvantage with respect to welfare, housing, employment, and
education, which places barriers limiting the life chances for women (Alfred &Chlup,
2009) in general and Black women offenders in particular. For instance, welfare imposes
sanctions which include a lifetime ban after 5 years of assistance that disproportionately
and adversely affect racial minorities. Alfred and Chlup (2009) concluded that needs of
women should be a priority; in particular, gender-responsiveness was needed to minimize
overrepresentation of Black women in the criminal justice system.
27
Comparatively, Salisbury and VanVoorhis (2009) questioned whether gender
responsive-needs correlate directly or indirectly with recidivism (p.546). These scholars
engaged 313 participants from the Missouri Department of Corrections through semi-
structured interviews to ascertain relevant data regarding the preponderance of evidence
that gendered pathways is closely aligned to women who enter the criminal justice
system, and why so many self-medicate and are likely to recidivate without appropriate
support. Salisbury and VanVoorhis (2009) concluded with recommendations to
incorporate gender-responsive needs risk assessment tools to assist in producing better
outcomes for female offenders.
Women and Criminal Socialization
Women in the U.S. criminal justice system have common experiences of physical,
sexual, and emotional trauma. For example, Winfree and DeJong (2015) discussed the
interaction with police and offending women in relation to the war on women. The
definition of war on women included the 2012 election cycle that dealt with legislation
regarding pay equity and limitation with respect to birth control. Further, quantitative
inquiry of gender-specific arrest records over a 20 year period from1993 to2012 revealed
that the arrest patterns of women surpassed male offenders. Offenses such as fraud were
56% female versus 48%, and embezzlement 64% female versus 21% male. Results
suggested women were less likely to commit violent crimes thus indicated arrest trends
were increasing compared to men.
Disparate treatment in sentencing was the focus of a study conducted by Goulette,
Woolredge, Frank, and Travis (2015) where 3,593 felony cases in 2009 were analyzed
28
using the "evil woman" and gender conflict that asserted some women were treated more
harshly by the criminal justice system for conducting themselves differently than
expected societal roles. In the study it was noted that Black females were treated more
severely than White female offenders due to cumulative societal advantages (Woolredge
et al., 2015). Offenses were violent, property, and drug related and compared pre-trial
release and sentencing outcomes. Woolredge et al. (2015) cited judicial chivalry and
judicial paternalism prevalent throughout the findings. Recommendations included
additional research that included marital status, employment, and residential stability as
components that may provide additional perspectives on disparate treatment of female
offenders.
Kruttschnitt (2016) examined the historical implications of justice-involved
women in contexts of exclusion, bias, and indifference. Issues related to victimization
and domestic assault against women come to light when the Family Violence and
Prevention Act was an amendment to the Victim of Crime Act became federal laws;
however, the subsequent counter-intuitive response for law and order negatively affected
poor and minority women (Kruttschnitt, 2016). Victimization of female offenders has
taken on a politicized posture, especially after various types of abuse inside prisons
created the need to address the issues through policy initiatives with recommendations
included use of gender-based solutions with recognition of on-going challenges related to
justice involved women (Kruttschnitt, 2016).
MDOC selected probation and parole officers' interpersonal styles with offenders
as a basis for inquiry Morash, Kashy, Smith, and Cobbina (2015). Of 330 offenders who
29
were under community supervision, 251 were on probation, 76 were on parole, and three
were on both probation and parole. Of the 66 probation officers (POs) that engaged in the
study, 63 were women and three were men. Findings suggested that negative interactions
with POs and women offenders increased the likelihood of anxiety levels of justice-
involved women. On the other hand, supportive, non-punitive interactions were useful in
fostering positive relationships and likelihood of cooperation with POs.
Recommendations included more gender-responsive training for individuals working
with women on probation and parole.
Scholars identified shared experiences in terms of pathways of criminality
specific to women. While Bloom et al. (2004) provided a theoretical framework for
female offenders and how public policy systematically created additional challenges for
women involved in the criminal justice system. For example, VanVoorhis (2010) noted
that significant differences exist related to gender as well as culture, race, and class.
Those differences were exacerbated through convictions and sentencing rates. Further,
poverty and substance abuse were deemed determining factors for most women in the
criminal justice system who engaged in non-assaultive property crimes. More
specifically, Bloom et al. (2004) discussed categories and common threads for female
offenders, which included substance abuse, physical and mental health concerns and,
single parent status.
Public policy in particular had an adverse effect on women with children in
placing restrictions on justice-involved women in reference to obtaining housing, public
assistance, education, and employment (Bloom et al. 2004; Goulette et al. 2015). Women
30
whose children were placed in foster care during a period of incapacitation were often
forced to relinquish permanent custody of their children due to time limits imposed by
law for the purpose of permanency planning. In order to address those and other concerns
regarding women in the criminal justice system, a comprehensive gender responsive
approach was recommended (Bloom et al. 2004; Goulette et al. 2015) assist justice-
involved women who are also mothers.
Following this, Delong and Cobbina (2009) presented the subject of recidivism
through the lens of ethnicity and culture specifically addressing women involved with the
criminal justice system. As an example, a longitudinal study that included 506 female
offenders who engaged in reentry during 1998 with a subsequent analysis performed in
2006. Findings suggested that there was no statistical difference in the average prison
stay, level of misconduct, and completion of prison programming prior to release
(Huebner, Delong, & Cobbina, 2009, p. 238). In this instance, women offenders were
demographically identified as 334 white offenders and 185 women of color. Further,
women of color were specifically identified as Black and Latina. According to Huebner
et al. (2009), an average of five instances of misconduct was noted during incapacitation.
On average, women offenders were released approximately 16 months after
confinement and were likely to re-offend within 2 years (Huebner et al. 2009). In
reference to barriers women of color face upon reentry to urban areas, findings attributed
barriers negatively affecting success rates primarily of justice-involved women due to
poverty prior to confinement, and upon reentry, to the same circumstance. Consequently,
the experience of incapacitation, coupled with programming essentially created for the
31
male prison population was found ineffective in preparing women offenders to engage
necessary processes to regain legal custody of their children. Hence, researchers noted
that approximately 58% of released offenders reoffend within a 6 month period, with one
third garnering new convictions, while the remaining one third were incapacitated
(Huebner, et al. 2009, p. 226) which is consistent with recent trends.
The socialization process for women criminal offenders often begins during the
formative and adolescent years. As an illustration, Eckelkamp (n.d) postulated when girls
elect to join a gang, factors that contributed to their decision stem from the lack of
familial structure in the home environment, poor self-esteem, and the need for protection.
Girls who became involved in gangs often gravitated toward groups that have a strong
male presence (Eckelkamp, n.d). More often than not, underlying factors for these girls
are related to prior sexual trauma they have experienced.
In another case, Garcia and Lane (2010) argued that personnel within the juvenile
justice system responds differently to female offenders, with high penalties exacted for
similar crimes committed by male offenders, especially as it related to minor property
offense. Scholars postulated that girls are deemed incorrigible for issues related to family
disputes and fights at school. Under such circumstances, female offenders who may be
the victim of mental, physical, and or sexual abuse are subject to a status offense
designation. In order to address this issue, Garcia and Lane (2010) noted that multiple
approaches were necessary for their research. Specifically in the state of Indiana, use of
data included statistics on female offending patterns that were obtained from the Office
32
of Juvenile Justice and Delinquency and Prevention assisted in facilitating a baseline of
offenses committed by this offender population.
Women and girls were interviewed separately and participated in focus groups in
order to ascertain important information from the adults who shared their experiences.
Many women in the adult criminal justice system were products of the juvenile justice
system. The goal in this exchange was to offer a perspective based on experiences in both
systems. Through the interviews, Garcia and Lane (2010) confirmed that often female
offenders remained in situations that were deemed inappropriate or dangerous while
awaiting interventions by the juvenile justice system. Options available to the juvenile
population were few. If they decided to stay in harmful situations, they were more likely
to be subject to additional abuse, and if they choose to leave, (i.e., becoming runaways,
they must fend for themselves). Some of girls engaged in prostitution or theft in ordered
to survive. Ultimately, youthful female offenders seek assistance with their survival
needs by consorting with men who provide food, clothing, and shelter--at a
price. Discussions relative to various forms of abuse during their formative years were
not directly approached; however, what emerged from the discourse spoke to the
pervasiveness of it.
Ultimately, youthful offenders indicated there were specific needs that should be
addressed in order to minimize repeat offending in the adult system. Ideally, gender-
specific caring role models, counseling, relative to grief and loss, drug treatment,
engaging parental figures in counseling and self-efficacy were recommendations
summarized by Garcia and Lane (2010). Focus groups were comprised of 34 women
33
from two correctional facilities located in Indiana. Women participants in the study
ranged in ages between 18 to 53 years old. Other demographics in terms of race,
education, number of offenses, and prior contact with the juvenile justice system were
obtained. The women were divided into four groups with various topics broached on
behaviors subject to scrutiny such as underage smoking and drinking.
In another case, Golder et al. (2014) observed women with substance abuse issues
and, (a) documented substance abuse patterns among women offenders on probation and
parole; (b) compared and contrasted different use patterns, victimization, and court
mandated substance abuse treatment; and (c) examined whether being under community
supervision made a difference. The participants were recruited by the Kentucky
Department of Corrections, Division of Parole and Probation. There were 406 women
participants who indicated they had experienced trauma, both mentally and physically.
Based on their experiences, illicit substances influenced their involvement with the
criminal justice system. Golder et al.(2014) noted that participants identified alcohol,
opiates, and cocaine as used most frequently by them.
Working with offenders and understanding the challenges faced by women
offenders were discussed through one probation officer's reflective journey (McDermott,
2014). As a result of the relationships developed with offenders in the United Kingdom,
issues of domestic abuse, single parenthood, economic disadvantage, and immigration
issues were the focus. A prosocial agency referred to as Jagonari provided a series of
services that included assistance with food, clothing, shelter, and support with their minor
children, while probation officers offered guidance, emotional support, and
34
empowerment to offending women. Findings suggested that expansion of those
supportive programs would provide positive outcomes for justice-involved women.
Estrada and Nilsson (2012) compared male and female offenders based on
demographics such as age and type of crime committed. Using data from Stockholm
Birth Cohort Study a longitudinal study for the period 1953-2002 centered on female
offenders coming from homes characterized by poverty, physical, mental, and sexual
trauma. Typically, the home also included family members living in the household with
mental health issues, which often manifested in neglect or physical violence.
Comparative studies indicated that female offenders experienced more challenges after
release from confinement. Many justice-involved women began criminal activity in their
early teens; however, by the time women reached the age of 48 and continued criminal
activity, they were described as single, with approximately 20% living with a partner
(Estrada & Nilsson, 2012). Researchers suggested women had a history of substance
abuse markedly higher than their male counterparts; thus, the combination of substance
abuse and criminality made it challenging to find a non-offender mate (Estrada &
Nilsson, 2012). Recommendations for future studies included examination of male and
female offenders' experiences as it relates to long term criminal behavior.
Wattanaporn and Holtfreter (2014) described the gendered pathways to criminal
involvement of justice-involved women by presenting historical feminist pathway
analysis offered by Daly (1994) who identified five pathways of engagement in crime
that differed from the mainstream notion that crimes committed by males and females are
gender neutral. More than half of the research completed by Daly (1994) focused on two
35
of the five categories cited. Street women and harmed and harming women were
identified as offenders with lengthy criminal convictions. Other models for discussion
came from scholars who sought to explore the pathways model and included other
models of childhood victimization, relational model, and social and human capital model
(Wattanaporn & Holtfreter, 2014, p. 195). Wattanaporn and Holtfreter (2014) established
a framework by which future work in criminal justice would be explored by women of
different ethnicities.
As an illustration, Erez and Berko (2010) found that, from a cultural context,
Arab/Palestinian women who were in abusive homes resorted to criminal acts to protect
themselves from continued abuse. Interviews conducted with Arab/Palestinian women
indicated they sought relationships with men described as "forbidden" who were, more
often than not, engaged in criminal activity. Meanwhile, Eckelkamp (n.d.) argued that
women who had a history of gang involvement as juveniles learned that many girls chose
to be beaten into gang membership as opposed to being sexed in. Being perceived as
weak by other gang members, particularly male counterparts, was not deemed in their
best interest. Any such perception was guaranteed to bring on more danger of abuse.
Extensive research on girl gangs in Syracuse, New York conducted in the 1990s
presented significant history of trauma that resulted in early motherhood or permanent
physical injury. As a recommendation, gender-responsive programs germane to the locale
were suggested (Eckelkamp, n.d.).
Women Incapacitation and Classification
36
Indeed, female offenders in the criminal justice system are not a new issue. As
early as the 1850s, young women were placed in reformatories with emphasis on
providing guidance or “mothering” with the hope of deterring them from further criminal
activity (Roth, 2011).When those measures failed, women were subject to placement in
mental health facilities or arrested as vagrants for petty offenses such as public
drunkenness, theft, or prostitution. Current trends suggest that criminal justice system has
vacillated between rehabilitation and punishment as the system explored ways in which
to address the behaviors of offending women. For example, according to the Bureau of
Justice Statistics (BJS, 2014):
• An estimated 17% of defendants were female in 2009.
• In 2009, the most frequent offenses for females were fraud (37%), forgery
(34%), larceny/theft (31%), and weapons offenses (4%).
• Females comprised 6.7% of the 2011 state and federal prison population.
• Eight states in 2011 had at least 10% state prison populations that were
female.
As an illustration, Bordt (2012) presented 22 prison narratives written by women
prisoners published between 1960 and 2010. Questions by the researcher included. What
does the population of prison narratives look like? Who are the authors? What do they
write about? What factors help explain the variation in content? What can scholars learn
about prisons from unsolicited words of women prisoners? What, if anything, do these
narratives reveal about the prison life that has not been learned from scholarly accounts?
In preparation for this study, Bordt (2012) read books by women offenders and
37
subsequently coded demographic information. To emphasize the point, Bordt(2012)
sought commonalities with respect to their prison experience as well as diverse
experiences of the authors. As a result, Bordt (2012) found a strong relational bond
existed with other prisoners beyond those who came from similar demographic
backgrounds. Bordt(2012) noted categories by which the women wrote and described
them as follows:
• Political Trailblazers – Celebrity Status – Political Crime
• The Fallen Angel – Celebrity Status – Nonpolitical Crime
• The Radical Foot Soldier – Non-celebrity Status – Political Crime
• The Innocent or the Reformed – Non-celebrity Status – Nonpolitical Crime
Regardless of status of the authors, the researcher noted a primary difficulty
offenders had maintaining contact with their children due to the distance involved. In
terms of the effect of losing contact with family and the outside world, many women
experienced emotional pain because of the separation. Children of incapacitated
offenders were viewed as a vital part of the support network for mothers. Social and
economic circumstances were determining factors in the perception of correctional staff
and how offenders responded to them. In other words, middle class or celebrity status of
inmates was taken into account in how women prisoners were treated. Notwithstanding,
political ideology would also determine how they were treated.
In conclusion, Bordt (2012) surmised that prisoner relationships have not
changed much within the last 50 years. Consequently, Holtfreter and Wattanaporn (2014)
wrote that successful reentry is contingent on a series of dynamics that should assist
38
women in areas such as mental health, substance abuse, past trauma, and financial
instability. Further, when children were added to the challenges with regard to a mother’s
stability, it was not surprising that female parolees were likely to recidivate within three
years of release. In response, Holtfreter and Wattanaporn (2014) argued that better
assessment was fundamental for improvement, specifically to address the female offender
population. Researchers noted the National Institute of Corrections (NIC) presented
Transition from Prison to the Community Initiative as a viable program to reduce
recidivism.
Approximately 15 states use this program which emphasized the need to address
classification, particularly of women offenders. According to prior research, women were
often over classified within the prison system. Once women have been classified, the next
phase is a Transitional Accountability Plan which enables offenders and parole officers
the additional means to develop goals and evaluate the effectiveness of said goals.
Research on the state of Michigan and Arkansas were found to illustrate very distinct
programs for women offenders.
In Canada, research conducted at a federal prison where 31 women offenders were
recruited to participate in a qualitative study which encouraged participants to respond to
semi-structured interviews and focus groups (Matheson, Brazil, Doherty, & Forrester,
2015). Post traumatic stress disorder (PTSD), anger, and depression were prominent
themes. Gender-responsive treatment used by participants recognized that gender matters
and offered holistic approaches that addressed trauma experienced by women offenders.
Treatment was also incorporated germane to culture and trauma specific programming.
39
Furthermore, Lynch, Heath, Mathews, and Cepeda (2012) contended that incarcerated
women would benefit from gendered programming such as Seeking Safety (SS) which is
a present focused cognitive behavior intervention that addresses both PTSD and
substance abuse within this population (p. 89). As an illustration, 114 women volunteered
to participate in a mixed methods study whereby half of the participants received the
cognitive intervention through SS and the remaining half were waitlisted. Researchers
noted that the majority of women offenders in the study were incarcerated for nonviolent
offenses. Criteria for inclusion in the 12 week intervention included females who had
experienced childhood or adult trauma and suffered from the effects, as well as women
who engaged in substance abuse as a form of self-medication. Results were mixed. Initial
findings supported the use of SS as an intervention strategy that reduced depression and
distress associated with trauma. It was determined that the results may have been
compromised upon discovery that some participants had shared material from workbooks
that were distributed while the women were in the intervention program.
In the meantime, Cone and DeHart (2014) focused on one aspect of offending
women's needs during and after incarceration and emphasized gendered bonding needs
and the higher level of support needed. The study included 60 participants from a random
sample of 300 inmates in a female correctional facility. A common theme in their
responses to opened-ended questions was the importance of emotional support during
confinement. Implications and recommendations formed the basis for support of gender
responsive reentry programming.
40
Brennan, Breitenbach, Dieterich, Salisbury, and VanVoorhis (2012) examined
the pathways research of Daly (1992) and Moffett (1993) in order to provide a cogent
response to the creation of assessment guidelines. The National Institute of Corrections as
an organization sought assessment tools to provide programming for female offenders
both inside and outside of correctional facilities. The framework for qualitative research
called for gender-responsive assessment instruments that acknowledged Daly's 1992
pathways model qualitative sample of 34 women. Pathways to criminal involvement were
women and girls fleeing abusive situations; drug users or traffickers; chronic criminality
based on childhood physical and sexual abuse; intimate partner violence; and those
motivated by poverty or greed. Moffett (1993) offered a developmental typology focused
on adolescent and life course constructs. The method of analysis included quantitative
profiles of 1,000 women offenders which included the introduction of Correctional
Offender Management Profiling for Alternative Sanctions as an assessment tool for
justice-involved women. Results from the research suggested that pathways from Daly's
1992 and Moffett's 1993 research had become a hybrid in terms due to what is described
as co-occurring offending dynamics. This research was instrumental in assessing women
offenders.
A descriptive study on intimate partner violence by Dichter (2013) sought to
understand women who were victimized by husbands, boyfriends, or partners arrested
along with the perpetrator of violence against them through dual arrests, in some cases, to
mitigate liability if the wrong person was arrested. A mixed methods study that involved
173 female participants used a social construct theoretical framework where participants
41
ranged in age from 19 to54 years. The arrest had consequences for women who were
denied services such as emergency shelter. Additionally, women with children were
susceptible to child welfare involvement. Data was analyzed through a quantitative
program. Semi-structured interviews focused on the shock of being arrested, the
subsequent loss of financial stability, and children being taken away.
Shdarirmah and Wiechelt (2012) examined Baltimore, Maryland's prostitution
diversion program which utilized You Are Never Alone established in 1997 to assist
women and girls who are victims of human trafficking and long term prostitution. The
perception of 17 participants ages 22 to 55 years, were recorded through interviews and
focus groups. Themes emerged that included the need to be treated like human beings,
remodeling the criminal justice system, provision of services and most importantly,
respect and dignity. Findings suggested additional programs for women who are seeking
alternatives and support to desist from prostitution and become established in society.
Research conducted in prisons located in Ohio and Kentucky examined the
misconduct patterns of male and female inmates (Steiner &Wooldredge, 2014). Of the 46
prisons between the two states, five of them housed women. The sample size included
6,997 from all facilities. Surveys were administered to 5,059 men and 570 women.
Several types of misconduct were listed in the survey which included, threatening,
causing physical harm, or attempting to cause physical harm to an inmate or staff (p.
440). Findings suggested that White women, more often than men Black or White,
served less time, were more educated, had fewer misconducts, and were more likely
unemployed prior to being confined (p. 442). It was further noted that women were more
42
likely to commit assaultive misconducts while male inmates were charged with drug
related misconducts. In contrast to gender-responsiveness, researchers found there was no
significant difference in the number of misconducts attributed to men and women. In
essence, refuting gendered pathways in their discussion on gender- responsiveness,
Steiner and Wooldredge (2014) noted that women in confinement were more engaged in
self-improvement which reduced incidents of misconducts. Male offenders, on the other
hand, were not prone to misconducts if engaged in structure activities including
recreation.
Moreover, McDaniels-Wilson and Jeffries (2011) asserted that women across race
and class were victimized sexually prior to confinement in prison in staggering numbers.
Through qualitative inquiry at three prisons that housed women in the state of Ohio
during the mid-1990s,the researchers found a significant issue related to sexual assaults
on women. Women subsequently developed mental health issues because of the trauma
they encountered. Utilizing pathways perspective and feminist theory, which speaks to
childhood trauma and gender-based violence respectively, approximately 885 women
were recruited for their study. Criteria for inclusion were that participants were at least 18
years of age. Two surveys measured intrusive and non-intrusive sexual assaults. There
were 10 women from each prison randomly selected to participate in two semi-structured
interviews. Findings suggested that over 70% of women in the study had been sexually
assaulted at one point in their lives. Many women offenders had been assaulted more than
once. With that, there was a high number of substance abuse reported among Black
female inmates (56.1%) compared to White female inmates (43.5%).
43
In 2010 a subsequent study was conducted with 760 participants. McDaniels-
Wilson and Jeffries (2011) noted similarities in their findings from the first study.
Researchers concluded that sexual assault transcends race and gender and recommended
public policymaker place the needs of women who suffer from sexual assaults on the
agenda with meaningful programming that provides support in addressing this issue.
The National Resource Center on Justice Involved Women (2011) offered evidence-
based strategies to work with female offenders incorporating gender-responsiveness to
increase positive outcomes. For example, the Level of Service Inventory-Revised and the
Service Planning Instruments for Women are tools utilized to develop measurements to
predict and reduce recidivism rates among women offenders. Moreover, corrections
personnel located inside institutional settings, in the field probation and parole officers
who received training women offenders are less likely to view justice-involved women as
difficult to work with (National Resource Center on Justice Involve Women, 2011, p. 8).
Pathway and feminist perspectives were incorporated discourse with regard to perception
of women as sex workers, drug addicts, as well as various other forms of trauma that
negatively affect women. Specifically, having children returned to this population
becomes a barrier, particularly when resources are limited and multiple systems placed
competing demands on women who are also mothers.
Comparatively, Rettinger and Andrews (2010) sought to capture predictive and
incremental variable recidivism of 411 women offenders from a large province in
Ontario, Canada. Factors that increased the likelihood of offending behavior among
women were poverty or economic factors instrumental in determining the types of
44
criminal activity women engaged in. Results from the analysis indicated that
“reconvictions rates were 45% and 13% for general and violence recidivism rates,
respectively” (Rettinger& Andrews 2010, p. 36). More than 80% of women in the study
were mothers; however, that did not determine whether those women would commit
additional crimes. Overall, the findings suggested that personal distressing situations
were precursors for criminal activity. Rettinger and Andrew (2010) recommended the
need for gender-responsive initiatives to support women offenders and reduce recidivism.
Similarly, Zurhold et al. (2011) noted that, although United States has reportedly
the highest prison population in the world, globally, countries are seeing an increase in
their prison populations as well (p. 50). European nations were identified with an
accelerated rate of prisoners including women offenders. Reoffending within this
population was attributed to the lack of preparation for reentry and chronic substance
abuse not addressed sufficiently during prison confinement. A qualitative study
conducted with 185 drug addicted female inmates from Spain, Scotland, Germany,
Australia, and Poland provided a baseline for the research in 2003-2004. Notably,
Zurhold et al.(2011) engaged in a follow-up study in 2005-2006 focused on prisoners'
drug dependencies. From that study, 150 women were identified for follow-up, noting the
primary focus was to present options to women, to reduce stress in their lives, and
provide alternatives to drug usage. Multiple tasks expected of newly released female
offenders were overwhelming and considered a causal factor for justice-involved women
who reconnected with substance abusing friends.
45
On the other hand, Becker, Andel, Boaz and Constantine (2011) contended that
serious mental illness (SMI) is prevalent among female offenders. The Department of
Justice provided a statistical breakdown that indicated 73% females of and 55% of males
in state prison and 75% of females and 63% of males in local jails have mental health
problems. With this in mind, Becker et al.(2011) examined SMI among men versus
women and with gender-specific reoffending patterns as the focus. The study began
in2003 to 2004 with a subsequent longitudinal study in 2002 to 2006 that reviewed arrest
patterns of individuals diagnosed with schizophrenia, schizoaffective disorder, psychotic
disorder, major depression, or bipolar mood disorder. The results indicated that 3,769
individuals were found to have met the criteria of SMI within the specified time frame.
Further, the study paradoxically revealed that women were arrested less frequently than
men and were less likely to be diagnosed with substance abuse problems compared to
men.
Belknap (2010) emphasized historical research of women offenders was lacking
in presenting childhood traumas as causal factors associated with many offenders'
background. In fact, the pathways perspective was not considered which identifies
mental, physical, and sexual trauma of many females housed in correctional facilities.
Prior research also overlooked the connection between race, gender, and social class
when assessment of women and criminality was conducted. Furthermore, when some
scholars (who were primarily men) proceeded to mention ethnicity of women offenders,
it was expressed through racially insensitive language (Belknap, 2010, p. 1062).
Moreover, Belknap (2010) examined a series of articles written over a 30 year period that
46
examined offending behavior and prison life with an emphasis on living conditions
during confinement. Female scholars, on the other hand, offered recommendations in
terms of advocacy.
Meanwhile, Derkzen, Booth, Taylor, and McConnell (2013) agreed that women
offenders under supervision have a higher prevalence of mental health issues than the
general population. Canada has seen an increase in Aboriginal women compared to Non-
Aboriginal women in prison, on probation, and those released on parole that experienced
mental health and substance abuse related problems. Through quantitative inquiry,
Derkzen et al. (2013) utilized a computerized diagnostic program to capture relevant data
from offenders confined to six federal prisons. Several women had multiple disorders
with PTSD being a primary disorder. There were 278 participants that confirmed trauma
permeated their lives. The findings were useful in assisting the Correctional Services of
Canada with recommendations for policies to address mental health issues in and outside
the institutional settings.
As an illustration, Burgess-Proctor, Huebner, and Durso (2016) offered a
gendered perspective noting that, during male offenders' confinements, families
experienced financial hardship and loss of protection, whereas during female
confinement, family instability, the loss of familiar ties, and custodial rights were major
challenges for offending women. A quantitative analysis of 15,587 young adults ages 24-
34 years, of which 8,925 were females and 7,292 were males found the self-reporting of
criminal involvement with significant trauma and victimization histories was considered
a gateway for criminal activity. Family and community controls were also factors
47
outlined in the study. Findings suggested a strong correlation between justice-involved
mothers and the influence of arrest patterns of adult offspring.
Similarly, Huebner and Gustafson (2007) asserted that there is a correlation
between mothers in jail and adult children criminality. Using strain perspective and social
stigma control theories, Huebner and Gustafson (2007) found data for 1,258 mothers and
1,697 children obtained through the National Longitudinal Survey of Youth in 1979 Data
collected provided a substantive representation of Black, Latino, and White mothers and
their children. Evidence revealed that most women were involved in low level property
and drug crimes which suggest that community based sanctions should be considered in
most cases. Findings also suggested adult children of incarcerated parents were likely to
engage in criminal behavior, compared to parents not confined in a correctional facility.
In another case, VanVoorhis et al. (2010) utilized the theoretical framework of
correctional theory and responsiveness and questioned whether needs or risk factors
should be screened based on gender. After researchers reviewed six to eight studies
relative to gender responsive scales and six to eight prison assessments garnered on both
male and female offenders, findings suggested needs analysis be reviewed of females
who factored out as high risk and were in need of additional resources instead of
punishment.
Women Offenders Mothering from the Inside
Offending women who also are mothers must cope with their confinement in
addition to the effect of separation from their children. For instance, Mason (2013)
conducted a case study centered on a 20 year old first time, nonviolent, White female
48
offender who learned she was two months pregnant while confined and awaiting
sentencing in two counties, where prison was the anticipated outcome. A strengths-based
and advocacy approach was used during their interaction in jail. The offender learned that
she had custodial rights after the birth of her child up to 18 months behind bars New
York State Corrections Law 611 (NYSCL, 2009). The offender experienced bias in
treatment that included being denied entrance to a prison that housed mothers and
children because her baby was detoxing from methadone. Advocacy for allowing the
mother to breastfeed the baby was stymied and resulted with having her father and step-
mother gain physical custody while she served prison time. Findings and
recommendations included enhancing relationships with pro-social networks and
providing options for the mothers who are incarcerated.
As an illustration, Tuerk and Booker (2006) examined relationships between
incarcerated mothers and their children utilizing a survey method involving 357 female
offenders. Attachment theory was used as posited by Bowlby (1988, as cited by Tuerk&
Booker, 2006) whereby “an adult figure (usually a mother) in a child’s life provides
protection, comfort, and support to a child…” (p. 27). Understandably, when this figure is
no longer present, children experience a range of emotions including anger, depression,
and abandonment.
Consequently, incarcerated mothers experienced feelings of shame, guilt, and
depression. Tuerk and Booker (2006) focused on stress related to parenting children
under the age of 21 during confinement. Through the Parenting Stress Index for
Incarcerated Women, Tuerk and Loper(2012) ascertained relevant data suggesting that
49
women who were custodial parents prior to incarceration, and maintained contact with
their children during confinement, were found to have reduced levels of stress during
their confinement.
Female inmates who engaged in phone contact, letter writing, and visits were in a
much better position to assume responsibility of their children upon release. Analysis of
data supported the notion that less stress would be associated with incarcerated female
offenders who maintained contact with their children. In fact, research results placed
emphasis on letter writing as the primary method of regular contact with children. This
form of communication was determined to be less stressful compared to actual visits in
correctional institutions or phone calls which can be traumatic for both parent and child.
Furthermore, Carlson (2001) observed that children of incarcerated mothers were
less likely to trust or form meaningful relationships. Children placed in foster care, after
separation from their mother, found it difficult to bond with a new family. Often, care of
children falls on family members, especially grandparents, although many were unable to
provide for those children due to financial limitations. Since 1976, Nebraska established
an overnight visitation program with inmates and children.
With the increase in the number of pregnant women entering correctional
facilities, an innovative approach was initiated. In order to address this issue, Nebraska
implemented a program for incarcerated women giving them the opportunity to nurture
their children while participating in a “prison nursery.” Initially funded through the
National Institute of Corrections in 1993, services included space for the nursery,
50
supplies, and appropriate staff. In 1994, 44 inmates participated in the Mother Offspring
Development Program through the Nebraska Correctional Center for Women.
The demographics of the state in 1990 revealed that Nebraska had a 93.8 %
White and a 3.6 % Black population that was reflective of the population in the women’s
correctional facility (Carlson, 2001). A survey conducted with the 44 women offenders
revealed women appreciated having their children with them and classes offered to assist
them in being better parents. The offenders wanted more room, personal time, and
wanted to be able to smoke cigarettes. The program was viewed as a new beginning
garnering media attention based on reports from the warden on the conduct of women
with children in the facility.
Here, Celinska and Siegel (2010) contended that mothers with impending cases
that led to separation from their children experienced a significant amount of self-blame.
Generally, women were custodial parents so their removal from the family presented
immediate consequences for the children. In addition, separation was felt among women
prisoners and was noted to be the most difficult aspect of their incapacitation (Celinska&
Siegel, 2010). Research conducted with 74 woman participants from 2002 to 2004
included women with at least one child between the ages of eight and 18 years. Opened-
ended questions were presented to these mothers in order to gain an understanding of
their experiences.
Components of the study centered on women going through the court proceedings
as well as those ultimately confined. In both instances, Celinska and Siegel (2010)
confirmed that the role of motherhood was a central theme, along with their ability to
51
parent prior to and during confinement. Coping strategies employed by female offenders
were determined by where they were in the criminal justice system. Mothering from the
inside presented the most challenge with coping defined as problem focused or emotion.
These researchers recommended that public policy address the issue of mothering from
the inside through gender-responsive programming to increase self-efficacy.
Moreover, the female prison populations in England and Wales showed the
prevalence of mental illness according to Gregorie et al. (2010) who enlisted 112
participants who were incarcerated mothers housed in seven prisons that had children
under the ages of 18 months. Approximately 90% of the children were born prior to the
mothers' prison confinements. Consequently, a large percentage of children were cared
for by their fathers or other immediate family members. The percentage of children lost
to the foster care system, on the other hand, was very low at approximately 3%. The
research revealed that most mental health issues within the prison population were
“unrecognized and untreated” (Gregorie, et al. 2010, p.388). Depression was noted to be
the most prevalent mental health concern. Additionally, substance abuse, personality
disorders, and other mental health issues would likely affect the care of children as many
women who returned would have become custodial parents upon release from prison.
In the same instance, Loper and Tuerk (2010) confirmed that inmate mothers
experience stress related sadness due to separation from their children and concern for
their general welfare. Mothering from prison limits offenders’ ability to effectively make
decisions regarding “legal and educational” environments their children must adjust to. In
order to increase better communication with children of incarcerated mothers, prison
52
parenting intervention programs were utilized. Thus, Loper and Tuerk (2010) sought to
establish the effectiveness of a prison program entitled Parenting from inside: Making the
Mother-Child Connection. As an illustration, Loper and Tuerk (2010) conducted and
analyzed data on a waitlist control group of 46 female offenders and 60 who received
intervention relative to reducing parental stress. Ultimately, there were 90 offenders who
successfully completed the interventions and were found to have increased confidence in
communication with their children. Findings indicated significant gains working with
responsible individuals who provided care of children in the absence of custodial parents.
Similarly, Greene, Haney, and Hurtado (2000) agreed that children suffered
significantly when their mothers were incarcerated. For some, the influence was felt
through depression, anger, and feelings of abandonment. Greene et al.(2000) sought
participation of 102 mothers in three California jails to discuss the offenders' background
along with criminogenic factors that affected family dynamics. Through a structure
interview of approximately one hour, the interviewer spent time focused on mental,
physical, and sexual childhood trauma of participants.
A secondary item of inquiry was based on economic instability and its impact on
mothers and children. Findings suggested women suffered trauma and economic
marginalization that placed them at a higher risk of engaging in criminal behavior and
substance abuse. Moreover, Greene et al. (2000) emphasized the need for programs
specifically designed for mothers and their children to break the cycle of criminality.
Further, Cox (2009) contended that children living in foster care were not likely to visit
with their mothers in prison because they were deemed bad parents. Children of
53
incapacitated mothers often displayed signs of depression, aggression, and defiance (Cox,
2009).
Women and Reentry: Regaining /Retaining Custody
Female offenders presented an optimistic view of how they would lead their lives
upon release from prison (Cobbina& Bender, 2012). Twenty-six women participated in
in-depth interviews to understand optimism expressed by women offenders who also are
mothers and how their mindset translated successes or biases for justice-involved women.
Cobbina and Bender (2012) found that, when men participated in reentry, they generally
returned to some level of support and family structure. Paradoxically, women did not fare
as well and were met with challenges such as securing suitable housing and return of
their children.
Scholars on women and recidivism noted that 58% of women involved with
reentry reoffend within the first 3 years of release. In addition, one third of justice-
involved women were convicted, and approximately 30% were returned to prison. The
optimism expressed by women waiting to be released from prison and what they
expected to accomplish upon their return to society was captured during in-depth
interviews. Questions pertaining to reentry progress were ascertained through inquiry on
how women were able to utilize pro-networks to obtain essentials like food, clothing, and
shelter. Children and family provided the most important factors to stay motivated with
regard to individuals and systems that supported the desire of women to remain in the
community.
54
In a qualitative study utilizing social control as a theoretical perspective, Steiner,
Makarios, and Travis (2015) interviewed 1,984 female offenders and noted that women
recidivate within the first year of release without social networks or ties that encourage
conforming behaviors. Findings included rearrest of justice-involved women who were
without stable living situations, especially upon release from structured living
environments such as correctional half-way houses. Mothers of infant children expressed
considerable concern for their babies and wanted to be there to witness milestones
achieved during the first twelve months. Formally incarcerated women (FIW), according
to Heidermann, Cederbaum, and Martinez (2016), experienced multiple barriers upon
release from California Department of Corrections. In-depth semi-structured interviews
provided responses to how justice-involved women defined success, and described
barriers and ways to mitigate barriers which included "economic marginalization,
disenfranchisement, stigmatization, social exclusion, and on-going surveillance"
(Heidermann et al. 2016, p.26). Thirty women participants were recruited. Themes
identified as having a place of their own, being in a position to assist other family
members, living free from the criminal justice system, persevering and living a "normal
life."
Leverentz (2011) reported that race, class, and culture were important factors in
relationship to reentry for African American females. By engaging 43 women from a
halfway house in Chicago, interviews took place over a 16 month period. Care giving
roles were significant, particularly with regard to family relationships and were magnified
within the context of reentry. Furthermore, Leverentz (2011) explored theoretical
55
influences of social bonds and social controls (p. 239). Noting relationships and
supportive families were crucial, Leverentz (2011) found within African American
communities relational concerns were the primary focus. Maintaining relationship with
children, one cannot overlook the important role the mother’s family played with respect
to placement of children which, in most cases, was within the maternal family.
The intersection of race and gender as it relates to justice-involved women, Gross
(2015) pointed out the effect of mass incarceration on African American women was
significant and noted that the incarceration rates tripled during the 1980s and 1990s.
However, the racialized exclusionary practices precluded equal protection under the law
which placed African American women in a place of vulnerability. Gross (2015)
provided an historical overview of the racialized laws that allowed intimate partner
violence to place Marrisa Alexander in prison for firing a warning shot in the air while
George Zimmerman was acquitted for murdering an unarmed teen in 2013. After serving
three years of an initial twenty-three year sentence, Alexander was released from a
Florida prison on November 28, 2013. She was the victim of domestic violence by her
abusive husband. Efforts to apply the Stand Your Ground law retroactively to
Alexander's case were thwarted and upon her release to her mother, Alexander was
placed on probation for two years with house arrest as a condition. Gross (2015) asserted
that laws against domestic violence were not equally enforced leaving African American
women to fend for themselves or face retribution from an intimate partner and the
criminal justice system.
56
Moreover, Messina, Grella, and Cartier (2010) confirmed that women parolees
benefited from gender-responsive programming. Of the 115 participants recruited,
approximately 95% of the offenders met the criteria for alcohol and drug dependency.
Furthermore, 79% experienced a history of depression. The prevalence of physical and
sexual abuse was 71% and 55% respectively. When measuring the outcomes, Messina et
al. (2010) reviewed programs available to women inmates prior to release and found
recidivism rates were reduced by 67% when placed on parole and given an opportunity to
participate in aftercare programming that targeted their specific needs.
Additionally, Reisig, Holtfreter, and Morash (2002) examined network
relationships of 402 female offenders located in two cities in Minnesota and Oregon. By
definition, Reisig et al. (2002) defined network relationships as relationships that foster
women’s ability to engage social capital (people) available to assist them in proactive life
endeavors. The research design included semi-structured interviews. Reisig et al. (2002)
used five dependent variables: network size, emotional support, social support,
instrumental support, and overall support. The independent variables were social
demographic characteristics. Results indicated the need for gendered responsive
programming to assist women in broadening their social networking abilities.
Hunter and Greer (2011) observed that women offenders needed additional
support prior to release from prison to enable them to be successful during reentry. The
pressures were multifaceted in terms of minimizing recidivism. To alleviate stress,
female parolees gender-responsive programming focused on substance abuse and issues
related to working with various “systems” to ensure basics needs were met. As an
57
example, Hunter and Greer (2011) interviewed 41 women who anticipated release from
prison within the last quarter of 2008. Most women were incarcerated for non-assaultive
crimes and over half were convicted of drug offenses. One quarter of offenders engaged
in property offenses and the remaining ten percent had served time for manslaughter or
assaultive behavior. Themes emerged centered around women offenders’ under
developed sense of self. Recommendations suggested public policy should make
provisions to increase prosocial opportunities.
Reentry programming offered through the Kentucky Department of Corrections
honed in on the intensive care model. Through quantitative inquiry, 108 women newly
released from prison were found to have been imprisoned due to low-level drug offenses
or crimes committed to obtain money for drugs (McDonald &Arlinghaus, 2014). ICM
women offenders were provided with gender-specific assistance, counseling, education,
and job training. Results suggested the need for more programs like the Reentry Project.
In the meantime, Heidermann, Cederbaum, and Martinez (2016) examined the
role that formerly incarcerated women (FIW) played on generative relationships which
created shared latest experiences with newly released female offenders through reentry
programming. Recidivism occurred most often when pro-social networks were not
operational (Hunter & Green, 2011). Justice-involved women were faced with multiple
stressors and found comfort from women who overcame similar experiences and desisted
from their former lifestyle. Heidermann et al. (2016) recruited 40 FIW and used
structured interviews and quantitative data collection that were addressed through
triangulation. The first 30 women participated in the quantitative data collection while the
58
remaining 10 participants completed both structured interviews and quantitative data
collection.
A category outlined in the study which was of particular interest to me was the
aspect of mothering. Findings revealed mothering children after confinement was a
compelling reason for FIW to desist from resuming illicit substance use and criminal
involvement. Self-esteem and social support were significant to those identified as
wounded healer in finding a space to give back or paying it forward.
Next, Fortune and Arai (2014) examined the inclusionary and exclusionary
practices of communities when justice-involved women were released from federal
correctional facilities. A shared responsibility to foster outcomes that were women-
centered and empowering was an additional focus. Framing the discussion of social
inclusion, which referred to (FIWs), was acknowledged as an integral part of the
community through prosocial engagement (Fortune & Arai, 2014).
In contrast, the notion of exclusion suggested that punishment goes beyond the
exacting of punishment for crimes but lingers, exacerbating marginalization (Fortune &
Arai, 2014). The study engaged nine women newly released from federal prison and used
photo voice as a research tool. Arai and Fortune (2014), "took pictures of people, places
and things that contributed to feelings of either like they belonged or did not belong"
(p.86) the nine participants included two Black females and seven White females with
histories of criminal activity along with alcohol and illicit drug addiction. Their release
dates from federal prison at the time of the study were two months to two-and-a-half
years. Themes generated were being pushed out of the community as a result of limited
59
availability of resources and pro-social networks. Being pulled into community
engagement occurred through measures of group and organizations willing to support
FIWs involved in reentry while negotiating issues of responsibility pertaining to social
inclusion. Participants were mid-20s to early 50s. Many discussed the need for places that
were free from judgment and noted that crimes committed by offending women “begin
with a shared responsibility” (Fortune & Arai, 2014, p. 101). Social change in this
instance suggests that conditions of poverty and disenfranchisement should be recognized
by society by engaging FIWs and accepting responsibility and societal maintenance of
disparities (Fortune & Arai, 2014). Recommendations determined that Canada should
provide space free of condemnation that allows FIWs an opportunity to be included in
every aspect of society so that all can benefit.
According to Bui and Morash (2010), network relationships were beneficial to
female offenders as newly released parolees. Often, immediate family members and
friends provided financial and emotional assistance with childcare, and generally offered
support to assist women in reshaping their lives. The assumption, in this instance, is that
network relationships were conducive to the wellbeing of offenders. In most cases, those
relationships were meaningful. In order to capture the importance of such relationships,
Bui and Morash (2010) enlisted 20 participants of 38 initially recruited for participation.
Interviews conducted revolved around women who presented significant events that lead
to criminal behavior and the catalysts that subsequently lead women to make changes in
their life circumstances. My research was closely aligned with Bui and Morash (2010).
Noting the segment specifically that addressed the role of parole officers as a part of the
60
network relationships; this research confirmed the need to explore the role of women
offenders who also are mothers and the use of pro-social networks. Examining the
nuances of woman offenders who engaged network relationships, it was important to
seek to understand outcomes that could limit contact with the criminal justice system.
As an example, McGrath (2012) insisted that Reentry Courts should be expanded
throughout the U.S. citing the benefits of such specialty courts. Prior research suggested
that 75% of women offenders are mothers and likely the custodial parent prior to prison
confinement. As illustrated, "A Reentry Court is a system that uses incentives and
sanctions with judicial oversight to effectively address the complex challenges of
offender reintegration," (McGrath, 2012, p. 114). This program addresses issues related
to parenting by fostering better decision making to minimize the permanent loss of
children by justice-involved mothers. By supporting positive social networks, Reentry
Courts are viewed as an alternative to the traditional role of parole officers whose
changing role is based on increased caseload size.
Attention needed to assist mothers to remain drug and alcohol free while
enabling women to attain through a coordinated approach includes (a) assessment and
planning, (b) active oversight, (c) management of supportive services, (d) accountability
to the community, (e) graduated and parsimonious sanctions, and (f) rewards for success
(McGrath, 2012, p. 118). It was estimated there were approximately100 Reentry Courts
within the United States, where more than half were on the federal level and the
remaining were on the state level. Consistency with predetermined sanctions and
rewarding good behavior with an actual ceremony was a significant feature of specialty
61
court. With accountability built into the program, it was proven to be cost effective in a
study conducted in Indiana by reducing recidivism rates by 30% (McGrath, 2012). As
mothers across the country reenter society, Reentry Court was viewed as a genuine
alternative to traditional parole.
As an illustration, Scroggins and Malley (2010) captured the dilemma women
involved with reentry faced. Content analysis was employed to review 10 gender based
reentry programs in New York, Los Angeles, Chicago, Dallas, Philadelphia, Houston,
Miami-Ft Lauderdale, Washington DC, Atlanta, and Boston. These cities were chosen
based on data collected from the US census with high crime rates and women who made
up a tenth of those under community supervision (Scroggins &Malley, 2010, p. 152).
How effective are gender-based programs? Research revealed many women dealt with
the wreckage of their past and, in most cases, returned to society with the added stigma of
convicted felon. Previous research underscored the problems women experienced during
confinement. For example, prisons were at least 160 miles away from where families of
women live, thus making visits infrequent or nonexistent. Without regular visits, many
women returned to their families unprepared for reentry.
While confined, many offenders had serious mental and physical health issues
that were minimally addressed, if at all. Upon release, women with children faced an
uphill battle to demonstrate the wherewithal to become the custodial parent given barriers
faced to gain housing and financial support (Scroggins & Malley, 2010). Results
suggested that the programs reviewed failed to adequately provide for women in need of
multiple services, particularly child-care and transportation. Recommendations for public
62
policymakers were to take those inadequacies seriously which had an effect on recidivism
reduction.
In contrast, Severson, Bruns, Veeh, and Lee (2011) observed through one state's
(New York) prisoner reentry program the use of multi-year evaluation. The contextual
framework for inquiry was to determine plausible reasons why offenders return to prison.
The study addressed variables such as positive urinalysis, age of offender, and type of
criminal behavior. Results suggested that female offenders who participated in reentry
were returned to prison more frequently than non-participants in reentry and were
typically the result of technical rule violations.
Meanwhile, Spjeldnes and Goodkind (2009) examined literature on reentry
programs since funding was made available through the Second Chance Act of 2007.
Research provided a literature review of relevant studies on male and female offenders
with children. In keeping with prior studies, it was determined that male offenders were
involved in the criminal justice system due to assaultive crime, whereas female offenders
were involved due to non-assaultive property crime or drug related based on gendered
pathways of mental, physical, or sexual trauma. Spjeldnes and Goodkind (2009) noted
that reentry efforts were stymied by public policy which excluded justice-involved
women from basic provisions that allowed offenders to participate in society. Funding
through the Second Chance Act of 2007, which provide resources along with technical
assistance to exoffenders, needs to be expanded to adjust for more offenders returning to
communities with limited resources.
63
An all-important phase for women offenders returning home is reestablishing
their relationship with their children, yet this is not a seamless undertaking. Moreover,
Brown and Bloom (2009) described women offenders and the process of reentry as a
“gendered phenomenon” (p. 314) particularly as it related to women with children.
Returning offending women must come to terms with how they will address multiple
challenges dealing with their freedom and expectations in order to maintain said freedom.
Multiple barriers exist for women offenders, including shame and guilt associated with a
less than glowing reputation. Despite those issues, female offenders are expected to re-
establish relationships with their children. In many instances, women must rely on public
assistance for initial support. Then, they are expected to adhere to rules of child welfare
agencies to have children returned within a given timeframe. To illustrate, Brown and
Bloom (2009) examined the parenting experiences of 203 women in Hawaii on parole.
Interviews were conducted with 25 women that provided background on participants
prior to confinement. More than half had not completed high school and were unable to
maintain stable residence for their families. Further, the interviews revealed that several
children witnessed the arrest of their parents. Brown and Bloom (2009) found some
mothers who engaged their children as participants in criminal activity. Women offenders
who participated in reentry found it necessary to regain parental authority as a part of the
reunification process. Researchers, Brown and Bloom (2009) noted that, “Mother
remains a loving figure, but her stature as a moral leader in the home has been
irrevocably discredited in very public ways” (p. 326). Hence, offending women
64
experienced many challenges to overcome that public policy can address through
preparation for life on the outside after incapacitation.
In contrast, Phillips, Gleeson, and Waites-Garrett (2009) argued “that parental
substance abuse has pervasive consequences for children’s family life” (p. 123).
Researchers illustrated how programming for families with substance abusing parents
minimize parental involvement with the criminal justice system. Moreover, noncustodial
parents, as in the case of those incarcerated and exposed to treatment, gained skills
necessary that addressed their addiction, and assisted them as they became more
dependable once released from prison and or treatment. Philips et al. (2009) suggested
public policy should embrace practices that increase treatment for non-violent offenders
as a cost effective approach to reduce recidivism.
According to Tuerk and Loper (2006), imprisoned female offenders who were
custodial parents prior to incarceration maintained a level of communication with their
children which reduced stress levels during confinement. Researchers' analyzed data
gathered on 357 inmates and utilized the Parenting Stress Index for Incarcerated Women
Prior research found that minorities were over-represented in the prison system. Coupled
with fewer resources and limited contact with caregivers responsible for their children, it
was likely that parental authority of inmates diminished. The number of contacts between
mother and children were measured along with types of contact which included letter
writing, phone calls, and visits. Results suggested frequent contacts with their children
were an indicator of successful reunification efforts once women are released on parole.
Summary and Conclusions
65
The literature identified several themes related to female offenders increased
presence in the criminal justice system as a result of the war on drugs, mandatory
minimum sentencing, and repressive public policies (Bloom et al. 2004; VanVoorhis et
al. 2010). In most cases, justice-involved women were convicted of non-assaultive,
property offenses and drug possession. Women were often over classified in the
institutional setting based on classification instruments designed for men (Salisbury
&VanVoorhis, 2009; Rettinger& Andrews, 2010; VanVoorhis et al. 2010). Women
offenders were likely to have mental health and physical problems based upon gendered
pathways theory which focused on mental, physical, and sexual victimization
experienced by women (Daly, 1994).
Approximately 75% of justice-involved women were custodial parents of minor
children at the time of arrest, subsequent conviction, and incapacitation. Although there
were numerous studies on female offenders, this research contributed to the field of
public policy and criminal justice in relation to women offenders who also are mothers
and provided a "voice" for a marginalized segment of society in the United States. In
addition, the literature review provided foundational descriptions of women offenders,
their socialization into criminal activity, incapacitation, and attempts at mothering while
confined, and when released to the community.
Both qualitative and quantitative methods were utilized by scholars throughout
the literature review. While the literature examined classic and historic studies it was the
intent to understand the lived experiences of mothers who presented a determination to
resume custodial parenthood. The goal of this research was to fill the gap in the literature
66
with regard to understanding the process of regaining or retaining custody of children as
experienced by women offenders and how prosocial networks were viewed by justice-
involved women who are also mothers.
Several studies examined various aspects of women offenders, and how many of
them became involved with criminal behavior as juveniles through adulthood. Attention
was also given to specific aspects of women offenders who attempted to mother from
behind bars. The literature review presented by scholars in the field included primary and
secondary sources, interviews with offenders, official court records that disclosed
offenses, preliminary physical and mental health records, as well as demographics as it
related to age, race, and number of minor children.
In Chapter 3, a detailed description of the method utilized to complete the
qualitative research and answer research questions was presented. Questions were viewed
through the perspectives of women who experienced various forms of trauma and
victimization which lead to criminal activities which resulted in incarceration, and were
ultimately released through community based programs. Their collective journey offered
important strategies mothers engaged in during and after incapacitation. The literature
addressed the use of pro-social networks and efforts mothers used during and after
incapacitation.
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Chapter 3: Research Method
Introduction
The purpose of this qualitative phenomenological study was to document the
experiences of justice-involved women who also are mothers in regaining or retaining
custody of their minor children during a period of incapacitation. Using a gendered
pathways theoretical perspective and mothers as a method of inquiry, I focused on the
role that prosocial networks played in nonviolent women offenders' lives as mothers and
the extent to which prosocial networks were important in regaining and retaining custody
of their minor children. The MDOC may find the results of this study useful for designing
cost-effective strategies that mitigate incapacitation for nonviolent women offenders who
also are mothers by minimizing disruption of families. In this chapter, I will provide a
methodological overview of the study and the research design, assumptions, role of
researcher, methodology, participant selection, data collection process, data analysis,
bracketing, coding, trustworthiness, ethical procedure, agreement to gain access through
informed consent, description of ethical treatment of human participants, and ethical
concerns related to recruitment and the treatment of data.
Research Design and Rationale
I considered four research designs for this qualitative study including
ethnography, case study, grounded theory, and phenomenology. Ethnographic studies are
conducted over long periods of time and involve the researcher as a direct participant or
as a participant observer in the activities of the group studied (Patton, 2009). Because my
population was incapacitated and access was granted to them only on a limited basis,
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ethnography was eliminated as a suitable design. I did not choose the case study design,
although ideal in gaining the most in-depth stories (Stake, 1995) of women offenders who
are also mothers because time and access also made this type of study prohibitive.
Grounded theory is emergent in nature as the data drives the theory rather than the theory
driving the data (Lincoln & Guba, 1985). The established theory of gendered pathways
framed this study; therefore, grounded theory was eliminated as possible design.
Phenomenological studies, as described by Lester (1999), seek to "illuminate the specific,
to identify phenomena through how [one or more phenomena] are perceived by the actors
in a situation” (p. 1).
My focus in this study was on the experiences of women offenders who also are
mothers sought to use limited time and access in the form of interviews to gather personal
stories about regaining or retaining custody of their minor children while incapacitated.
The phenomenon of prosocial networks and the role that prosocial networks played in
their lives as incapacitated mothers was the core of my study. Starks and Trinidad (2007)
noted that phenomenology allows the researcher to collect a thematic description or the
essence of lived experiences by those who experienced the phenomena. Themes provide
descriptive data that, in this study, may assist corrections officials and other key
stakeholders in understanding those experiences, and hence, I chose a phenomenological
study design.
Within the research design of phenomenology, I used a gendered pathways lens to
address the phenomenon of prosocial networks. Justice-involved women who also are
mothers of minor children experience many challenges during and after a period of
69
incapacitation. The RQs were designed to provide a basis by which to understand the
lived experiences of these women. How they deal with external support systems as seen
through their eyes. It is my intent to provide information that will effectuate positive
social changes for an otherwise marginalized group of women.
Role of Researcher
I sought justice-involved mothers who were or had been under supervision and
their stories of regaining or retaining custody of their minor children while incapacitated.
As a parole/probation officer serving women, for many years I had seen breakdowns of
families due to separation and the custody struggles that justice-involved mothers face.
As more women enter the criminal justice system and most of those women being
mothers of minor children, the entire society bears the burden and responsibility for how
families can or do stay intact when incapacitation interrupts and changes forever how
they function as families. My interest in justice-involved mothers and their stories
stemmed from a belief that the more first-person narratives available in the literature and
available to policymakers, the greater the positive impact the criminal justice system can
have in the lives of women and children. My role as researcher involved meeting with
women offenders who also are mothers, in a face-to-face setting and collecting their
stories through structured interviews.
Since 1987, my professional experience includes working with adult offenders
supervised in the community. One of my duties is the preparation of presentence reports,
which requires interviewing techniques to obtain information that includes social
histories. Relying on those skills were useful for me as a researcher for this study. A vital
70
aspect of the role of researcher is to understand and interpret meanings (Janesick, 2011),
and describe what these women ascribe to the process of encounters with various
prosocial networks. In this study, the accuracy demanded of report writing combined with
my adaptive skills of listening for meaning rather than interrogating for official purposes
allowed me to take a more fluid and comprehensive approach to document their stories.
Janesick (2011) emphasized the importance of questions themselves, how those
questions were asked, and how good questions encourage meaningful responses. My role
was to explore how justice-involved mothers experience separation, limited
communication, restored relationships, and the ultimate return of parental custody. I
looked for themes, common nuances, and phrases that captured the essence of the
participants’ stories and those processes. In crafting questions, listening attentively, and
recording accurately, I also was aware of power differentials and how required disclosure
of my position as a parole/probation officer could be affecting participants. Although
there were no conflicts of interest by location or previous knowledge of any participants
or their histories, I needed to remain cognizant of these research factors at all times
throughout the study. It was important for me to engage in continuous self-reflectivity by
self-checking through journaling, debriefing with other professionals in the field, and
reviewing notes to minimize bias. Participants were given the opportunity to review their
responses for accuracy, and each received a $25 Speedway gift card upon completion of
the interview.
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Methodology
Participant Selection
Upon approval from Walden University IRB (#10-02-15-0258020) and MDOC, I
sought participants from three Michigan sites with which I had no prior contact or current
affiliation. I sought MDOC approval to ensure compliance with established protocol
regarding participants actively supervised on probation or parole, otherwise identified as
a protected class. I contacted partner directors in each program via e-mail, explained my
study, outlined criteria, and asked for participation.
Two of three sites responded positively. One program was federally funded and
the other was funded by a Roman Catholic diocese of Michigan. Each director confirmed
that their supervised residential program housed justice-involved women who met the
criteria of the study and who were available for recruitment. Selection criteria included
female offenders with children ages infant to 17 years old. My sampling strategy for this
study, therefore, was convenience sampling based on a concentration of potential
participants who met the criteria and who were located in community-based supervised
residential program facilities.
I scheduled a face-to-face meeting with each director. In their respective
meetings, both directors received 10 flyers each to be distributed in confidential
envelopes to justice-involved mothers in their programs whom they determined met the
criteria for inclusion in the study. The directors were also provided with their own copy
of the recruitment flyer and asked to refrain from discussing the contents of the flyer with
residents or staff. Although the directors served as gatekeepers in the selection process–
72
an unavoidable situation consistent with procedures for protected class offenders—I used
confidential envelopes as an added means of ensuring confidentiality as research protocol
and lawful procedures would allow.
I selected a total of 10 justice-involved mothers as participants. The federally-
funded program generated six participants, and the diocese-funded program generated
four participants. The 10 participants were justice-involved women, 21 to 45 years of age,
who were mothers of children aged from infancy to 17 years old. The sample size of 10
participants was consistent with Nastasi's (2004) approach, which allowed for
understanding experiences based on sample size, saturation, or repetitive statements. The
directors of each program contacted me affirming volunteers and their availability, and I
scheduled face-to-face interview dates and times with participants.
Data Collection Process
I conducted a total of three scheduled visits, 1 hour each, that took place in the
federally-funded program and two scheduled visits, 1 hour each that took place in the
diocese-funded program. On each scheduled meeting date, in each respective program, a
private room was secured inside the facility to ensure confidentiality. At each meeting, I
arrived early to set up my laptop and recording devices and to place chairs so that we
would be comfortably facing each other. In my meetings with each participant, I
introduced myself; explained the nature and purpose of the study; explained further that
responses would be recorded, transcribed, transported, and stored by me to ensure
anonymity; and went over the consent form with the participant.
73
Each participant was advised that she could discontinue participation at any point
and that a certified therapist was on site and available through a hotline if at any time the
interview process became uncomfortable. I then asked if there were any questions or if
clarification was needed, and the participants signed the consent form. The demographic
questionnaire was presented and filled-out by hand by the participants. I explained the
recording devices and the interviews began. Participants answered 10 structured open-
ended questions presented in sequence (see Appendix D).
I used a digital audio-only recorder concurrently with Naturally Speaking,
computer software that captured responses and displayed text-to-screen responses in real
time. As the interview questions were presented and answered, I was cognizant of
participants' stories of separation, regaining and retaining custody, prosocial networks as
well as their non-verbal cues and my part in the interview and research process. Patton
(2002) postulated that, "the quality of the information obtained during an interview is
largely dependent on the interviewer" (p.341). I used this approach to elicit responses in a
nonconfrontational manner. At the completion of each interview, after the recording
devices were stopped, each participant was thanked and received a $25 gift card.
Interview questions were the main instrument I used for data collection. An
interview protocol sheet, based on what Janesick (2011) provided as a guideline, was
used for each participant interview. I reflexively made notes shortly after the end of each
interview. Responses and key phrases were later transcribed and color coded. The data
collected offered nuances and themes of participants' overall experiences in addressing
and answering the RQs.
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Data Analysis Process
Transcripts were generated from the digital recordings for all 10 participants.
These data were reviewed several times and transcribed verbatim in order to answer the
following three RQs:
RQ 1: What are the social implications for women offenders who also are mothers
and experience separation from their minor children as a result of incapacitation?
RQ 2: What are some strategies that women offenders use in regaining or
retaining custody of their minor children?
RQ3: How do women offenders who also are mothers use prosocial networks
during incapacitation for determining interaction with their minor children?
I developed the RQs to determine the strategies that women offenders used in
regaining or retaining legal and physical custody of their minor children by engaging the
use of prosocial networks. The two components of the research design–gendered
pathways with mothering as a method of inquiry and prosocial networks–guided the 10
structured open-ended interview questions. Responses to the interview questions
generated the following categories: role conflict and confusion, panic and uncertainty
about present conditions for children, coping strategies, clarity and panic and uncertainty
about the future wellbeing of children, Child Protective Service (CPS) involvement.
Categories were further reduced to three emergent themes: identity as a mother, loss of
control as a mother, and wake-up call/moment of clarity as a mother.
I used color and coding for identifying responses with categories and themes.
Color and coding composed the codebook for analysis. Pink coded statements identified
75
with the theme, identity as a mother. Blue coded statements identified with the theme,
loss of control as a mother. Yellow coded statements identified with the theme, wake-up
call/moment of clarity as a mother. Participants were assigned pseudonyms for reporting
purposes. I organized demographic information drawn from the self-reporting
demographic sheet and relevant to the study into a table and this information appears as
Table 1. Member checking was self-evident as participants viewed their own responses
displayed on the recording screen during the interviews; all participants declined
additional need for checking.
Bracketing
During this qualitative phenomenological study, I used bracketing to remain
aware of my personal biases regarding women offenders who also are mothers.
According to Simon (2011), bracketing is a required process within phenomenological
studies that assists the researcher in maintaining distance from the phenomenon and the
participants. As a result of years employed as a parole/probation officer with the MDOC,
the opportunities to work with women offenders who also are mothers of minor children
remain prevalent. By engaging in reflexivity as described by Creswell (2007) and
Janesick (2011)I became aware that, at the core of my biases, was the belief that women
offenders created their own problems by engaging in drug abuse, criminal behavior, and
abdication of responsibilities as mothers. Acknowledging those assumptions through
journaling was essential in being able to look at the phenomenon of mothering through
participants' experiences rather than my own. Before the interview process began, I
identified my position on making choices, personal responsibility and, ultimately, on how
76
socialization supports and reinforces demonizing justice-involved women who are also
mothers and blame the victim. Dialogue with colleagues and feedback from co-workers
and other criminal justice professionals assisted me in the bracketing process of
identifying and setting aside preconceptions.
Following each interview, I summarized my experience in the form of journal
entries. Aware of my position and biases, I was able to engage participants from a
perspective that allowed their autonomies as independent agents of their own
experiences. One of my greatest challenges was refraining from offering solace, counsel,
or direction to participants as women and as mothers which is "my normal" way of
interacting with this population. These writings enabled me to remain focused on both
verbal responses and nonverbal gestures made by women in the study thus minimizing
prejudgment. Journaling became a necessary tool for maintaining objectivity because
many of the participants had backgrounds similar to women whom I routinely
encountered in my daily case management and supervision duties.
Coding
In this qualitative phenomenological study, the coding method used was thematic
and inductive. The frequency of words and phrases were identified from the verbatim
transcript. A master color coded list first established categories of repetitive or key
phrases. Categories then reduced to emergent themes which were interpreted through the
lenses of gendered pathways and prosocial networks. Miles and Huberman (1994) argued
that "a chronic problem of qualitative research is that it is done chiefly with words, not
77
numbers. Words are fatter than numbers, and usually have multiple meanings," (p.54).
By developing categories, one sets the stage for the development of themes.
A coding form (see Appendix D) was developed and used for the purpose of
synthesizing key phrases from the transcripts. Five categories were produced:
1. Role conflict and confusion
2. Panic and uncertainty about present condition for children
3. Coping strategies
4. Panic and uncertainty about future well-being of children, and
5. Child Protective Service (CPS) involvement
Once completed, the coded data was categorized and further reduced to three emergent
themes: (a) loss of control as a mother, (b) image as a mother, and (c) wake-up
call/moment of clarity as a mother.
Intra-Rater Reliability
Intra-rater reliability was established through review of transcripts initially coded
then coded again on a different day. The coding forms yield little variance concerning
how the forms were color coded by me. This method of coding a second time on another
day confirmed inter-rater reliability with regard to this study.
Credibility and Trustworthiness
Credibility and trustworthiness of the data were established by using Naturally
Speaking, a software program that provided written text of the interviews as they
occurred in real-time. Participants had access to full view of their recorded responses as
those responses were created. Participants also were given an opportunity to preview the
78
manuscript upon completion; however, as some of the participants were in a state of
transition, member checking was presented in the form of providing my contact
information if they were interested in reviewing the final draft. All participants orally
declined the need to review the final manuscript and no participants contacted me after
their interviews were completed.
Transferability
Strategies for selection of participants included primary demographic criteria to
ensure a representation of all appropriate females with children as required for
participation in the study. Selected women were given an opportunity to provide
additional thick description of their experiences regarding the process of separation and
utilizing prosocial networks to regain or retain custody of their minor children. Interview
questions were asked in the same sequence to increase responses given by each
participant.
Dependability
This research was designed to increase and primarily establish dependability
during the course of this study by objective presentation of data, maintaining and
providing an audit trail within the context and tradition of qualitative methods, and
demonstrated through explanation of procedures used in this process. By following
protocols as outlined, the ability to duplicate this study was also established.
Confirmability
Providing a cogent reflexive approach to this study would require that one present
the meaning of the participants' experiences as seen "through their eyes." Participants
79
were provided with an opportunity to review transcripts for accuracy in describing their
experiences. This process could have been achieved through member checking; however,
the transient nature of the facilities housing justice-involved women presented challenges
in that area.
Ethical Procedure
Participants for this study were justice-involved women who also were mothers
who were housed in one of two Michigan supervised residential programs selected for
this study. As a requirement for studies involving human subjects, Walden University
Institutional Review Board also required certification from the National Institute of
Health (NIH). Confidentiality was addressed and viewed as important. Protocols to
ensure confidentiality were used by assigning letter numbers and pseudonym to
participants (as an example R1-Ashia). Informed consent procedures were put in place to
assist participants in understanding their role in the study and their ability to discontinue
at any time.
Another ethical consideration, according to Janesick (2011), was enlisting peer
reviewers to provide a different perspective and critique of my work. Ideally, this process
ensured that such items as field notes are referred to adequately minimize bias. Patton
(2002) provided an ethical issue checklist, which covers important points related to
explaining the purpose of the study to participants, and making sure that one honors any
promises and reciprocity. Another area addressed was to assess risks so that major areas
of moral, political, psychological, and legal ramifications were reviewed. Patton (2002)
suggested that one consider the storing and access to data, along with ownership and
80
disposal of such material. Lastly, data collection has its boundaries, which may also
include legal constraints that one must adhere to.
Agreement to Gain Access through Informed Consent
Walden University requires that the Independent Review Board have on record a
copy of my certificate of completion dealing with protecting human research subjects. In
addition, a letter to participants stating the nature of the study including the voluntary
component along with the minimal risk was presented. The informed consent was
discussed with participants and each woman was advised that they could discontinue at
anytime during the course of the interview.
Descriptions of Ethical Treatment of Human Participants
The specific vulnerabilities of women offenders who also are mothers were
addressed throughout the literature with regard to separation, struggles to regain custody,
available support networks throughout the process, and what it means to redesign
lifestyles that will allow them to be successful mothers following release. As basic
vulnerability levels, trust is a primary issue. The literature addresses the difficulty of
building self-trust while simultaneously managing within the criminal justice system that
routinely separates mothers from their children at one point which causes distrust.
The criminal justice system then sustains and monitors behavioral mandates with
which justice-involved mothers must comply in regaining or retaining custody of their
minor child or children even after completing the conditions of their sentences. On a
personal level, my first goal was to convey a sincere regard for each participant as a
human being whose narrative and responses to interview questions mattered beyond
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merely a research study. Second, I wanted to meet the established goals and guidelines of
ethical standards with human subjects in the most cognitively and emotionally
trustworthy ways possible. I deeply appreciated wounded women who were agreeing to
participate in my study, despite disclosure of my position as a parole/probation officer,
and where the only tangible incentive was a $25 gift card.
Aware of body language, voice, physical presentation, and demeanor, I greeted
each participant, and invited rather than instructed her to become as comfortable as
possible in the meeting space provided. Recording equipment was already set up as a
nonverbal indicator of respect for the individual's time. The recruitment flyer was
reviewed with the option to ask questions, the intent to not cause harm was stated, and the
conditions of the consent form were reviewed before signing. Participants received
instructions about the recording equipment, the microphone and computer screen were
positioned so as to not distract, each of the 10 open-ended structured interview questions
were asked, follow-up checking was offered, and contact information was given. Each
participant was thanked and handed her gift card.
Ethical Concerns Related to Recruitment and Data Collection
As a researcher, I was viewed as an outsider, independent of my position as a
parole/probation officer. The MDOC procedure required the director of each program to
grant permission to interview, to review the recruitment flyer and consent form, and to
determine who in their respective program met the study's criteria for inclusion. Those
who met the criteria became the pool of participants. To that end, and due to legal
constraints of accountability governing incapacitation, the two directors were aware of
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who participated in the study but were not involved beyond the point of access and
arranging meeting space for the interviews. As a parole/probation officer, I was viewed
as an agent of the State interacting with current incapacitated offenders with protected
class status and, therefore, subject to duties to report witnessing or suspecting behaviors
that ran counter to supervised residential program and MDOC directives. Additionally,
via IRB mandates, disclosure and conditions in writing were integral to participants'
informed consent. Disclosure and conditions specific to the unique situation of interacting
with incapacitated persons also included assurance that participation was voluntary, and
that agreeing to participate would not affect offender status either positively or
negatively. To the best of my knowledge, all parties involved met all conditions as
stipulated.
The recruitment flyer and informed consent letter shown to both program
directors were presented individually to each volunteer participant on the day of the
interview. The recruitment flyer included the nature of the study, the time requirement of
participants, what data would be collected, and the strategy used to collect these data. The
informed consent letter referenced IRB standards related to recruitment including
voluntariness and right to terminate at any point, disclosure of my MDOC position and
duties concurrent with me as the researcher, confidentiality, and agreement.
Data collection took place throughout individual face-to-face structured
interviews which lasted approximately one hour each. An audio-only recording device
and laptop software with onscreen real-time voice-to-text capability each served as
reciprocal confirming support. Recalled observations and researcher reflections were
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logged immediately following each interview but away from the site. Digital recordings
ensured accuracy and later eliminated ambiguity or guessing in transcript data analysis
and discussion. All participants orally acknowledged being satisfied with the process and
declined interest in or need for further contact to confirm or deny the accuracy of their
responses or to challenge the data.
Treatment of Data
All notes, drafts, audio-only, and the onscreen digitally recorded interviews were
transferred from the audio-only recording device and the laptop hard drive to a new
unused jump drive and the hard drive petition was wiped clean. The transcript printout,
consent forms, and hardcopy notes and drafts were placed into a single binder. The jump
drive and binder were stored in a metal file with a locking device, located in my
residence, where I am the only source of access. The data will remain with me for a
period of 5 years after which time all data will be destroyed.
Personal Ethical Issue
This study met stringent requirements and approval by the IRB of Walden
University. Although my career status is a parole/probation officer with the MDOC,
personal ethical issues were minimal. Incapacitated women in the study were from a city
and county different from where I work and live, were unknown to me prior to contact
for the interviews, and none of the community partners involved in arranging access were
known to me. As a result, no conflict of interest or concerns existed with participants,
MDOC officials, or community partners. Possible personal bias based on experience was
addressed and kept in check through bracketing.
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Summary
In Chapter 3, I introduced the method by which recruitment, selection, and
engagement of participants in the study occurred as established by Walden University
and IRB standards. Gendered pathways consisting of trauma-related history unique to
women's experiences were the theoretical lens by which qualitative inquiry was explored
(Bloom et al. 2004; Salisbury &VanVoorhis, 2009; Wright et al., 2010). RQs sought to
understand the experiences of justice-involved women who also are mothers, as seen
through their eyes, as well as the influence that prosocial networks have on justice-
involved women in of regaining or retaining custody of their minor children. After
examining several research approaches, I determined that structured open-ended question
interviews with approximately 10 participants would provide rich, descriptive data to
draw from.
Precautions were taken to do no harm to participants, and informed consent
established and clarified my role as researcher and parole/probation officer. The role of
researcher was not in conflict as the intent was to seek justice-involved women regaining
or retaining custody of their minor children during a period of incapacitation. A
convenience sampling was utilized at two supervised residential programs that house
justice-involved. Incentives for participation were $25gift cards. Issues related to
credibility and trust worthiness was addressed through bracketing, journaling, and the
used of an audit trail. To minimize bias, a reflexive approach was incorporated.
Confidentiality was addressed from an ethical standpoint with adherence to Walden
University and IRB and for the National Institute of Health certification. Finally, storage
85
and disposal of data within a 5 year timeframe as stipulated by Walden University and
IRB was addressed. In Chapter 4, I reviewed the results of the study, including the
setting, the data collection process, and the subsequent emergent themes that evolved and
the use of prosocial networks by participants in the study.
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Chapter 4: Results
Introduction
The purpose of this qualitative phenomenological study was to document the
experiences of justice-involved women who also are mothers in retaining or regaining
custody of their minor children during a period of incapacitation. Using a gendered
pathways theoretical perspective and mothers as a method of inquiry, my focus in this
study was on the role prosocial networks played in nonviolent women offenders' lives as
mothers and the extent to which prosocial networks were important in regaining or
retaining custody of their minor children was explored. This chapter includes a brief
summary of the setting where data were collected, demographic information on
participants, data collection process, a description of the data analysis process, results
from raw data, and the resulting themes. I will conclude Chapter 4 with the evidence of
quality and a summary of the chapter.
Settings
In this study of incapacitated women who are mothers, I drew participants from
two Michigan community-based supervised residential programs, external to jails or
prison, where incapacitated women are allowed to have their children on site. One
program was federally funded and generated six participants, and the other program was
funded by a Roman Catholic diocese and generated four participants. Respective onsite
face-to-face structured interviews took place during December 2015.
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Demographics
I sought women participants who were mothers of children aged from infancy to
17 years old. Demographic data I collected also included self-reported name (I assigned a
pseudonym after collecting this data), age, color/ethnicity, number and ages of minor
children, criminal history (Y/N), substance abuse (Y/N), and length of time away from
children relative to current incapacitation (see Appendix D). Due to restrictions and
protocol regarding protected class status, no information from court records or formal
documents were used. Additional information shown on Table 4 emerged within
narratives and was voluntarily disclosed by participants as they responded to interview
questions about separation, mothering, and their social networks.
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Table 1
Demographic Profile of Women Offenders Who Also Are Mothers
PARTICIPANT
IDENTITY AGE COLOR/ETHNICITY
MINOR CHILDREN
JUSTICE-
INVOLVEMENT
# of
DAYS CUSTODY
R1-Ashia 30 African-American 4 months, 4, 8, 10,
14
Economically
Motivated 60
biological
father /
on-site
R2-Rebecca 36 White 6 mo, 2 Substance
Abuse 7
maternal
grandmother/
on-site
R3-Celia 22 Biracial
Black/Latina
10 months, 3, 4, 5,
7
Substance
Abuse 120
biological
father & both
families/
on-site
R4-Sherry 30 African-American 2 months, 7 Substance
Abuse 180
maternal
grandmother/
maternal aunt/
infant on-site
R5-Trina 43 African-American 4 Substance
Abuse 270
CPS/
maternal
cousin/
phone visits
R6-Lakesha 41 African-American 13
Substance
Abuse
90 on-site
R7-Morgan 23 White 4 Substance
Abuse 24
CPS/
maternal
grandmother/
CPS/
on-site
R8-Tonya 22 White 15 months Substance
Abuse 180
CPS/
maternal
great-
grandparents/
visitation/
appeal for on-site
R9-Lori 27 White 3 months, 3, 5, 7 Substance
Abuse 160
CPS/
maternal
grandmother/
visitation
R10-Breanna 26 White 2 Substance
Abuse 320
CPS/
maternal
grandmother/
visitation
Note. “Participant Identity” is the alpha-numeric pseudonym assigned to each participant and is not the individual’s real name. “Minor
Children” shows the number of minor children by age (in years except where indicated as months old) who are immediate custody
concerns of participants. “Justice-Involvement” is the area of criminality for which the participant is currently incapacitated. “# of
Days” is the number of days of incapacitation, rounded up to the nearest tenth, at the time of the interview. “Custody” shows the
chronological progression of minor child custody from point of separation to placement at the time of the interview.
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Participant ages ranged from 22 to 43 years where seven of the 10 participants
were age 30 or younger. This was consistent with the literature and official reports
showing that the majority of incapacitated women who also are mothers are age 30 and
under (Greene et al. 2000). Color/ethnicity distributed across three self-reported
identifications: Caucasian = 5, African American = 4, Biracial African American/Latina
= 1. Five women were mothers of one or more minor children who were within their
custody concerns, and five were mothers of only one minor child. Two women also were
mothers of one or more adult children for whom custody was no longer a concern. Six
women were mothers of infants ranging in age from 2 to 15 months, two women were
mothers of teens ages 13 and 14.
Nine women currently were incapacitated for substance abuse, and one woman
was incapacitated for conviction on economic motivation charges. All participants were
incapacitated in supervised residential programs external to formal jail or prison
environments. At the time of the interviews, incapacitation ranged from 7 to 320 days
with no program completion or release anticipated within the next 90 days. Six mothers
had their minor children with them on-site, and four mothers’ minor children were in the
care of maternal relatives under the auspices of CPS. Five situations of initial arrest and
resulting incapacitation involved CPS prior to placement of minor children and five did
not. Table 4 shows the progression of custody from the time of initial separation to the
status current with the date of the interview.
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Data Collection Process
The directors of both programs received 10 flyers in confidential envelopes for
distribution from me. I conducted the face-to-face interviews with participants between
December 3, 2015 and December 15, 2015 at both sites. Data collection for this research
consisted of 10 women participants who met the criteria for inclusion. Participants
completed demographic questionnaires followed by separate interviews which were
recorded and transcribed verbatim using a digital recording device and the Naturally
Speaking software program that recorded voice-to-text in real-time. Immediately after
each interview, I made reflexive notations.
Description of the Data Analysis Process
I drew my data analysis process from phenomenological methods outlined by
Moustakas (1994) who suggested that a researcher should understand the meaning of an
experience through the lens of those who experience the phenomenon. Further,
Moustakas referred to Colaizzi’s (1978) provided steps for analyzing this type of data:
reviewing the transcript, identifying significant statements, formulating meaning to
significant statements, and placing themes in clusters or thematic maps. Using
Moustakas' detailed methodology descriptions and Colaizzi's explicit strategies, I
extracted and organized datasets , isolated meaningful statements, placed statements into
categories, reorganized statements again as categories, and reduced those categories into
emergent themes. As I described in greater detail in Chapter 3, data were transcribed
verbatim, transcripts were reviewed several times, and color coding facilitated identifying
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themes as they emerged. As a result, participant statements were deconstructed several
times on many levels to ensure accuracy of meaning and interpretation.
Research Questions Reponses and Emergent Themes
I designed the three RQs guiding this study and 10 structured open-ended
interview questions (see Appendix D) to elicit women's stories about themselves as
mothers relative to separation due to incapacitation, regaining and retaining custody, and
the role that prosocial networks played in the process. Participants’ responses to the
interview questions produced five categories: role conflict and confusion, panic and
uncertainty about present conditions for children, coping strategies, clarity and panic and
uncertainty about the future wellbeing of children, and CPS involvement. Within those
five categories, three basic themes emerged: (a) loss of control as mother, (b) image as a
mother, and (c) moment of clarity/wake-up call.
In the following subsections, I will present data that responds to and answers each
RQ through participants’ responses to interview questions that emerged as common
themes. Themes that emerged are identified here to demonstrate their relevance but will
be discussed at length in Chapter 5.
RQ1: What are the social implications for women offenders who also are mothers
and experience separation from their minor children as a result of incapacitation?
Social implications for justice-involved women can be subtle or significant
(Brown & Bloom, 2009); nevertheless, the implications are far reaching. Many women
have to address immediate needs of their children in terms of their safety and well-being.
Interview Questions 1, 2, 3, and 7 provided data to answer the first RQ. The first three
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interview questions were with regard to the participant's arrest and whereabouts of their
children during the process of separation of participants and children. Interview Question
7 addressed barriers preventing regaining or retaining custody of minor children. The
participants’ common concerns were the effects that separation would have on their
children and on responsible family members (if available) who would provide care for
minor children within uncertain timeframes. This concern emerged as a theme identified
as loss of control as mother. R1-Ashia stated the following:
I felt like I had no control and it was devastating to be away from your children
even for a day. I never got to speak with them while I was in jail. I never seen
them the whole 60 days I was gone. While I was incarcerated I would sit and rock
and think, you know, like where are they? What are they doing? Even though
they're with their father...are they eating things they like?
Three participants indicated that their children were with them when they were
arrested. Other participants expressed embarrassment and failure as a parent indicating
they were by themselves when the arrest occurred. R10-Breanna revealed the following:
My first pregnancy I was in jail and I had nothing. I felt like I needed a change. I
felt like I was failing already [Note Participant began crying]. Whatever I could
do to pretty much help us survive, but when CPS got involved, I went to treatment
and stayed clean 3 1/2 months and my daughter stayed with my aunt the first
couple of months.
RQ2: What are some of the strategies that women offenders who also are mothers
use in regaining or retaining custody of their minor children?
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In order to answer RQ2, I used data collected from Interview Questions 4, 7, and
9 that asked when participants received jail time if the minor children were aware, what
barriers were in place to prevent resuming parental authority of their children, and what
recommendations they would make to policymakers regarding justice-involved mothers
with minor children. The theme that emerged from the responses to these interview
questions was moments of clarity as a mother. For example, R9-Lori stated:
I wish my daughter was never in the guardianship with my mother and I would've
liked my relationship to have gone differently, and not turn into a toxic situation
to where I'm charged with child neglect because her dad put his hands on me in
from of her and she could have gotten hurt.
Although many participants were concerned and angry over CPS involvement,
overall, participants indicated that CPS was more helpful than hurtful in their specific
cases. For example, half of the participants are allowed to have their children with them
in their respective programs as a result of support given by CPS. When initial separation
occurred, participants' minor children, in many instances, were too young to understand
what had taken place during this separation.R3-Celia, however, indicated that her older
daughter knew she was in jail and was angry with her. This participant indicated that the
other children were eventually told by their father and his mother. As mentioned in prior
research, letter writing, calls, and visits were effective in communicating with children
during periods of separation from minor children. Of the three methods of
communications used, letter writing was deemed the least stressful for both mother and
child (Brown & Bloom, 2009).
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RQ3: How do women offenders who also are mothers use prosocial networks during
incapacitation for determining interaction with their minor children?
Participants indicated that their mothers were responsible for helping them by
caring for their children during their absence as well as keeping them connected to their
children. R1-Ashia and R3-Celia also credited their children's father, his family, and
extended family members in achieving a level of continuity in the caring of their minor
children. The majority of participants agreed that the programs they were involved in
provided counselors and support people, including other program residents whom that
they considered part of their prosocial networks. Although deemed helpful in some
instances, overall, participants did not consider CPS as being a prosocial network.
In order to answer the last research question, interview questions 6, 8, and 10
asked participants to identify what helped in maintaining contact with their minor
children, if there were challenges with reuniting with children, and what prosocial
networks are in place and how their prosocial networks assisted them.. These questions
elicited responses that developed into the last theme identity as a mother. R9-Lori stated
her feelings about being a mother this way:
“I love my children very much, not just emotionally, I am here for them
emotionally, physically, and financially, and although I am not a perfect person, I
have good intentions and I can made safe decisions for my children.”
Trustworthiness of Study
As outlined in detail in Chapter 3, trustworthiness of the research study was
solidified through the initial process of identifying and confirming sites for the study.
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Hence, I put forth considerable effort to secure two sites to increase the likelihood of
finding participants who would meet the criteria for inclusion. Trustworthiness was
achieved through immersion in the setting. An authentic representation of data collected
ensures that fairness and impartiality was achieved (Patton, 2011).
I engaged gatekeepers of both sites to ensure appropriate participant selection. I
ensured credibility by advising participants that they would have the opportunity to
review transcripts, which they declined to do as they had the opportunity to view their
own responses in real-time via a program that recorded voice-to-text which eliminated
the need for member-checking; however, this method of recording ensured credibility of
responses made by participants. Participants expressed hope that what they said would
make a difference. Transferability was established through the demographic
questionnaire.
Participant sample size of 10 women was not large enough to represent the broad
justice-involved population, in the state. However, the demographic questionnaire
provided and equal number of self-identified Black, White, and Bi-Racial women to
reflect a segment of the population in Michigan. It should not be construed however, that
this study can be generalized. Confirmability was established with each participant by
offering them the opportunity to review their respective transcripts in its entirety, which
they declined. My contact information was provided just if they changed their minds.
Dependability was established through data collection process and an established audit
trail. Each participant received a copy of the consent form.
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Lincoln and Guba (1985) asserted that to effectively evaluate the rigor of a study
one must ensure that credibility, transferability, dependability, and confirmability have
been established through objective presentation of data collected and maintaining an
audit trail. Lastly, I used bracketing as a method to separate any bias I might have in
relationship to data collection, specifically in relationship to participants' perceptions of
the events surrounding their arrests, subsequent separation from their children, and efforts
in reunification.
Results
RQs were based on how justice-involved women come to terms with their
experiences of being the custodial parent of one or more minor children and separation
that occurs as a result of an arrest. Many issues arise for women as they begin the process
of dealing with multiple systems including criminal justice, protective services and in
some instances, foster care. Previous research studies have emphasized early childhood
trauma with similar emergent themes on justice-involved women (Cobbina & Bender,
2012). My goal was to provide an understanding of the experiences of women who have
experienced the additional trauma by the loss of their minor children, and to present their
perspectives on the effects as well as what stands as possible barriers for them with
respect to regaining or retaining custody of their minor children during this process.
Contextually, direct quotes were used as derived from the actual interview of participants.
Research Questions
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RQ1: What are the social implications for women offenders who also are mothers
and experience separation from their children as a result of incapacitation? The primary
research question for this study sought to understand the social implications for women
offenders who experience separation from their children as a result of incapacitation.
Many of the responses from the participants involved CPS complaints lodged against
them based on participants' arrests and or substance abuse histories. Some participants
expressed anger, resentment, and fear because of the control CPS has over their lives and
the lives of their children. In contrast, participants shared appreciation for having their
mothers, fathers' of their children, and extended family members on both sides for
stepping up and assisting them during a difficult time in their lives.
RQ2: What are some strategies that women offenders use in regaining and
retaining custody of their minor children? And RQ3: How do women offenders who also
are mothers use prosocial networks during incapacitation for determining interaction with
their children? The remaining two research questions sought to capture the strategies
employed by participants engaging family and friends in the reunification process.
Supportive people including other program residents were considered a part of their
prosocial network. Although deemed helpful in some instances, CPS was not considered
part of a prosocial network by participants.
Summation of Results
The findings will be discussed in detail in Chapter 5 however, it is noted that
participants presented their perspectives as seen through their eyes on the criminal justice
system, CPS, and foster care system. The majority of participants had substance abuse
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issues that they were currently addressing. Some of the findings suggested that
participants were deeply remorseful for placing their children at risk, particularly
regarding possible permanent separation from them. Justice-involved women were deeply
remorseful for placing their children at risk, particularly with regard to possible
permanent separation from them. Because of the support they were receiving from pro-
social networks, most participants believed that they would not get into further trouble
with the law. My experience and bias working with a gender-specific caseload was
surfaced internally at that time. While many women offenders have good intentions,
without consistent supportive prosocial networks, they are likely to reoffend.
Theme I: Loss of Control as a Mother
Women offenders who also are mothers suffer stigmatization and obstacles not only as
women but, more harshly, as women who are mothers. The literature identified several
social implications that result from justice-involvement specific to women offender who
also are mothers as they strive to establish or reestablish stable environments for their
families. Social implications (Bloom et al. 2004) can include but are not limited to denial
of housing, vocational licensing, social services, student loans, reduction of job
opportunities; and ongoing mentoring, reporting and court ordered surveillance.
Participants in the study described some of the social implications they
encountered as mothers.
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Table 2
Representative Statements Theme I: Loss of Control as a Mother
________________________________________________________________________
Participant InQ-1 & InQ-2 InQ Responses
________________________________________________________________________
R1-Ashia
the
arrest
They [children] were with at home. The police came and
arrested me on the warrant.
It was embarrassing and it was hurtful. I felt helpless.
R2- Rebecca
the
arrest
My daughter was with me, but she was too young to know
what was going on. I remember feeling very scared and
feeling a lot of regret.
R4-Sherry
the
arrest
My daughter was at school and I was pregnant with my
son. When I told my daughter [over the phone] I was in jail
she started to cry and that made me cry.
R7-Morgan
the
arrest
My son was with my mom. I was arrested when my bond
was revoked for dropping dirty. I was scared. I wondered
what would happen to my son.
R8-Tonya
the
arrest
CPS was at my house and took my son when I arrived. I
ran, and then turned myself in later. It broke my heart.
Guilt overwhelmed me.
R9-Lori
the
arrest
My children were with my mom. She had guardianship of
one of them. I felt I had failed my children. I was really
disappointed with myself.
R10-Breanna
the
arrest
I was pregnant at the time of the arrest. I felt I was failing
already
Note. "InQ" refers to Interview Question.
Column two's notation "[the arrest]" refers to
the topic of InQ -1 & InQ-2.
Although loss of control is understood as a natural response to incapacitation
(Celinska& Siegel, 2010), loss of control experienced by women who also are mothers
carries a different weight because forced separation of mother a child changes the
dynamic of personal agency. Incapacitation of justice involved women like R2-Rebecca
whose statement provided credence to the notion that self-blame was one aspect of many
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difficulties associated with separation for justice-involved mothers and their children.
Loper and Tuerk (2010) noted that separation underscored how women offenders who
also are mothers adjusted and remained motivated to continue their mothering roles
despite their circumstances. R9-Lori, much like R10-Breanna addressed concerns over
losing control of their ability to parent, as they struggled with self-perceptions, while
addressing their substance abuse issues. R10-Breanna also described what she believed to
be a lack of professionalism demonstrated by CPS and foster care workers. R10-Breanna
stated what she perceived as their view of her "as a drug addict that should not have her
kid."
Theme II: Image as a Mother
When mothers have been separated from their minor children the criminal justice
system oversees the direction of care and wellbeing of their minor children. Justice-
involved women are expected to demonstrate active and ongoing interest and interaction
with their children. As mothers, women use various strategies and means available
(Brown & Bloom, 2009) not only to be nurturing mothers but also to show that they are
putting forth the effort. Some strategies include but are not limited to letters, phone calls,
scheduled visitation, off site activities, and family-centered activities when housed in
residential programs. Participants in this study identified some of the ways that they
established meaningful relationships while incapacitated.
Images and identity as a mother was a prominent theme throughout. Beginning
with participants' recounting of their initial arrest, what their children witnessed and the
degree to which their children were aware of what was going on was a major concern.
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Those women with children too young to understand expressed relief similar to R1-Ashia
who said, "my daughter was three months old, so she really did not know what was going
on." Women with older children like R5-Trina, disclosed that her four-year old daughter
was in the car when the arresting officer took R5-Trina into custody, who was
immediately more concerned about her daughter witnessing the arrest. Daly (1992)
identified the devastating effects that justice-involved women who also are mothers
experience when at the moment of arrest they are torn between self-preservation and who
they are as mothers.
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Table 3
Representative Statements Theme II: Image as a Mother
ParticipantInQ-1& InQ-2InQResponses
________________________________________________________________________
R1-
Ashia
mothering They looked clueless, like you know what was going on. It's always hard to look
at them knowing that you got to go away for a while.
R2-
Rebecca
mothering I was relieved that the officer allowed someone to come get my child before they
called CPS.
R3-Celia mothering I talked to my kids [by phone] told them I'll be home soon. I had faith I would be
coming home and I wanted to comfort them.
R4-
Sherry
mothering I just wanted to be truthful because I know some people lie to their kids and tell
them they are working or something. So often we don't take our kids into
consideration.
R5-Trina mothering We had this saying; you know how much I love you. She would say more than the
whole world. She [her daughter] would not say it when it was time to say bye, you
know. If I tried to hug her she would turn away. I could not understand how in
such little time my little girl became so disconnected from her mother's love and
touch, and affection was gone.
R6 -
Lakesha
mothering When I got here, at the time I wanted my daughter with me. But when I got her up
in the room it was like, I felt kind of guilty to where it wasn't her fault. So why
does she have to come to treatment with me?
R7-
Morgan
mothering He [son would say come get me and I said soon. I seen all the other kids with their
moms and it would make me sad. But I was not sure if I could have him here
because of CPS.
R8-
Tonya
mothering
That really affected me emotionally that he forgotten who I was. I started
visitation and he [son] comes right to me.
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R9-Lori
R10-
Breanna
mothering
mothering
I was a very lost person and I did not want to drag my daughters through that. I
wish I would have not made the mistakes I made that I could be with them today.
I wasn't being the mother I should have been, so it's easy for me to get upset and
angry but in the end the she [CPS Worker] was just trying to protect my child and
so I have a lot of respect for her in the final analysis.
_____________________________________________________________________________________
Note. Representative statements from 10 participants responding to interview questions 1 and 2 regarding Image as Mother
Wake-Up Call/Moment of Clarity
Women offenders who also are mothers quickly discover that when it comes to
taking care of their children they cannot do things alone. When arrest occurs, there must
be a legal authorized entity to care for their children. When no such person exists or is
immediately available, CPS intervenes and moves the child or children from the home.
This separation creates trauma for mother and child. The ideal situation is one or more
available and legally capable family members who agree to custodial care until the
justice-involved mother either is released or is able to be reunited with her children in a
residential program. Those who are directly involved in helping the justice-involved
mother maintain a positive relationship with her children composed her prosocial
network.
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Table 4
Representative Statements Theme III: Wake-Up Call/Moment of Clarity as a Mother
________________________________________________________________________
Participant
InQ2 InQ-7, InQ-8, In-Q9, InQ-10InQ Response
________________________________________________________________________
R1-
Ashia
InQ-9 mothering
response to decisions
about child's wellbeing
It just was not worth it. There is nothing worth being taken away from your
kids. I was constantly worrying.
R2-
Rebecca
InQ-2 mothering
response at point of
arrest
Being away from her at this point in her life. I have never been away from her
overnight.
R3-Celia InQ-8 mothering
response to separation
and reunification
process
If I did four years in prison my kids would not know me. My probation officer
told me like you know if you mess up for four years you cannot be in your kids
life. You got the risk of that.
R4-
Sherry
InQ-9 mothering
response to decisions
about child's wellbeing
Any situation that keeps me from my kids is not a good idea. So often we don't
take our kids into consideration, which is true we should have thought about
our kids before we did the crime.
R7-
Morgan
InQ-7 mothering
response to custody
barriers
I was scared because it is my first time in jail. I didn't know what was
happening with my son because the judge did say he was calling CPS and I
was scared that they would take him and I would have nothing. I had to make
some changes. I am stronger today. I don't want to go back to a place of almost
losing my son.
R8-
Tonya
InQ-8 mothering
response about
separation and
reunification process
It takes losing anything and everything I care about to what figure out what
was wrong with the situation. I definitely hit my bottom and I don't plan on
returning.
R9-Lori InQ-10 mothering
response to network of
helpful people
You can't be a good parent if you are not good to yourself, you're worth it and
most importantly, your child deserves a good parent.
R10-
Breanna
InQ-7 mothering
response to custody
barriers
I felt like she saved my life and it was kind of like a moment of...I was in
Miami, so her dad was in jail and I was in jail. Like I'm pregnant and on drugs
and I don't know what to do. I don't know how to live. Let alone how I would
raise a kid. I had to come home to Michigan so I can make a life for her.
Note. Representative Statements responding to InQ
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Participants who expressed moments of clarity regarding what mothering really
meant to them as individuals recalled challenging moments in great detail. When R3-
Celia stated "I got the picture," she recounted her interaction with her probation officer
who "broke it down" by pointing out that Celia would be separated from her five children
for 4 years minimum unless Celia shifted her perspective and began to make changes in
her life beginning immediately. Celia's demeanor changed as she told her part of her
story; she began to cry and stated that she realizing what long term separation would
mean had been the turning point in obtaining housing, a car, and job. Having her three
youngest children in her care on site to maintain focus and resolve appeared important to
Celia.
When R4-Sherry stated her wake-up call came when she disclosed to her daughter
that she was in jail and her daughter began to cry. She stated that "it made me realize
what the situation was, you know." Justice-involved women in the study expressed
concern for the well-being of their children and that CPS could make decisions that could
have long standing consequences for parents and children. For example, R5-Trina
expressed concern that her daughter was placed in foster care away from family for 2
months before her daughter was eventually placed with a family member. Prior to her
daughter's placement with a family member Trina recounted participating in visitation
off-site with her daughter and foster care worker. Trina described her daughter as distant
and "cool" toward her, which hurt her deeply. Trina stated that "perhaps it was her
[daughter’s] way of coping."
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Prosocial Networks
Participants communicated with their children through supportive family and
friends. These prosocial networks increased the likelihood that participant would
maintain involvement in either programs involved in the study. Further, many women
indicated that their own mothers were instrumental in keeping children from going into
foster care. In some instances, maternal grandmothers took on the responsibility of
temporary custody and or guardianship to prevent participants from permanently loosing
custody of their children.
Prosocial networks were compelling influences in decision making several for
participants and confirmed in prior research (Bui & Morash, 2010). Many women viewed
their relationships with their own mother as a solid influence for regaining or retaining
custody of their children. Throughout the interview process maternal grandmothers and
family members were cited as being central in maintaining communication and care for
participants' children. Therapists, counselors, and probation officers were not specifically
identified except in one instance; however, those influences were important to
participants as well.
Summary
In Chapter 4, I presented the purpose of the study and provided answers to the
research questions. Participants were drawn from two Michigan supervised residential
programs, one federally funded program generated four participants and one privately
funded program generated four participants. Participants filled informed consent forma
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out demographic questionnaires. Responses to 10 structured open-ended interview
questions formed the basis of analysis. Color coding a verbatim transcript revealed
emergent themes: Loss of control as mother, Image as mother, and Moment of
clarity/wake-up call.
Participants detailed accounts of their contact with the criminal justice system
including, CPS involvement, and their interactions with prosocial relationships to help
mitigate their entanglement in various the systems Emergent themes were codified and
presented, highlighting actual quotes from participants. Once engaged in the interview
process, no participant chose to discontinue. Each participant received a $25.00 gift cards
for taking part in the study. Significant findings included:(a) the importance of the
relationships with their own mothers in regaining and retaining custody of minor
children, recognized as a primary component in their prosocial network and (b) CPS
involvement as necessary or helpful in the reunification process but not considered part
of the prosocial network.
In Chapter 5, I will cover social implications as well as prior research studies
involving various forms of trauma experienced by women that were contextually relevant
to the participants in this study, especially as it relates to their role as mothers of young
children. Limitations to this study as well the social change component will be outlined.
Finally, the call for additional research on female offenders and prosocial networks will
be presented in the conclusions.
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Chapter 5: Discussion, Conclusions, and Recommendations
Introduction
The purpose of this qualitative phenomenological study was to understand the
complex challenges those women offenders who also are mothers with minor children
experience as a result of incapacitation. My experience as a parole/probation officer
whose charges are gender-specific–women only–coupled with research on justice-
involved women who used prosocial networks (Bui &Morash, 2010) to regain or retain
custody of minor children provided the catalyst for this study. Additionally, given the gap
in the literature that provides the voice of these women, not simply studies about
incapacitated mothers, fueled my desire to contribute to the limited research in this area.
Incapacitation, in the context of this study, was specific to justice-involved mothers in
supervised residential programs where they are allowed to have their children with them
on site.
Self-esteem issues that emerged as the theme, image as a mother, were prevalent
among justice-involved women who were involved in nonassaultive drug or property
offenses which were exacerbated by substance abuse and mental health issues.
Substance abuse and mental health issues are two conditions that Hunter and Greer
(2011) documented as common to nonviolent women offenders. Prior research
established that three quarters of the female prison population were custodial parents
before confinement (BJS, 2015). As a result, mothers and children have been and
continue to be negatively impacted by separation. To illustrate this point, I recruited 10
participants from two supervised residential programs in Michigan that housed justice-
109
involved women to participate in this study. Each participant was the mother of at least
one minor child at the time of the interview.
This chapter will include my findings from the face-to-face structured interviews
conducted with participants on site. I asked 10 interview questions of the participants in
order to capture their experiences as viewed by them. These questions formed the basis
for responses to the three RQs I had developed to guide the study. In this chapter, I will
discuss these findings in relation to the literature review along with the implications for
social change. Lastly, I will present my recommendations for further study along with my
experience and a conclusion to the study.
Interpretation of the Findings
My findings from this study presented detailed perspectives from justice-involved
women who were in various stages of regaining or retaining custody of their minor
children to better understand their experiences. I developed RQs noting the limited
literature related to women as mothers that substantiated the significant toll incapacitation
exacts on mothers who wish to remain in their children's lives. I designed this study to
answer the following RQs.
RQ1: What are the social implications for women offenders who also are mothers
and experience separation from their children as a result of incapacitation?
Based on the data I gathered, the answer to this RQ was mothers who were
incapacitated expressed immediate concern about the safety and welfare of their children
in their absence. Themes emerged regarding the loss of control as mothers who had to
deal with legal issues including who would care for the children while they were away.
110
Participants described remorse, embarrassment, helplessness, and a sense of failure with
respect to providing adequate care for their children during periods of incapacitation.
Salient responses to Interview Questions 1, 2, 3, and 7 were provided by participants as
follows: 1.Where were your children at the moment of your arrest? 2. Describe what you
said to your children or how you felt, if you can recall? 3. Beginning with the court
proceedings, were you aware of your children's whereabouts? 7. Describe the barrier(s) if
any that prevented you from regaining custody of your children. R1-Ashia, a mother of
five children, indicated that she was arrested at home on a warrant for an economically
motivated crime in front of her children who ranged in ages of 4 months, 4 years, 8 years,
10 years, and 14 years.
My findings confirmed the gendered pathways theory (Daly, 1992), which
identified economic motivation as one of five pathways to criminal involvement. R1-
Ashia indicated that she enlisted her established prosocial network, including the father
of her children and both maternal and paternal grandparents, to provide a continuum of
support and care for the children in her absence. In determining a level of interaction with
her children, she was provided with updates on their well-being including pictures and
letters from the children that she would read "100 times a day." With regard to regaining
or retaining custody of her children, upon release from jail, R1-Ashia stated that she
secured transportation from her children's father and resumed parental responsibility of
her children without CPS involvement.
Six of the 10 participants had active CPS cases. Most participants found CPS to
be intrusive in their interaction with them; however, contrary to the intrusiveness of CPS,
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participants readily accepted CPS support in securing temporary or permanency planning
for their children. Although both supervised residential program encouraged mothers and
children to be housed together as justice-involved women distance themselves from illicit
substance usage, how cases are adjudicated depends on the type of court that is hearing
and determining the case, charges and offender history.
In participants' cases involving the criminal court where active matters were
pending or where participants were on probation, judges took no position regarding
program involvement by participants with respect to programming for justice-involved
women that allowed their children to be with them. The focus was on women offenders
only and, according to R3-Celia, R4-Sherry, and R7-Morgan, minor children,
motherhood, and custody were not considered. Although, R7-Morgan stated the
following during criminal proceeding against her:
I was scared because it was my first time in jail. I didn't know what was to happen
with my son because at the time the judge did say he was calling CPS on me and I
was scared that they were going to take him away, and I had nothing.
In another instance, according to R1-Ashia, the judge considered her position as mother
and allowed her to be bonded out pending sentencing. R1-Ashia stated, "You know my
lawyer said, you know she does have children at home. So the judge said 'yes, she needs
to take care of these children,' and was very lenient on me, very lenient."
On the other hand, where cases were heard in family court, participants R3-Celia,
R-5 Trina, R7- Morgan, R8-Tonya, R9- Lori, and R10-Breanna indicated judges readily
supported their ability to have their children with them in a supervised residential
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program. In these cases, CPS primarily was responsible for orchestrating those
arrangements. R7-Morgan stated, "Being here has been very helpful. Yep, being here has
really helped me a lot like through the court cases, through CPS, and I am just glad I get
to have him here with me." Even in those circumstances, however, where CPS support
was necessary, participants did not view CPS as a prosocial component to their success.
RQ2: What are some strategies that women offenders use in regaining or retaining
custody of their minor children?
The answer to this RQ and my focus on strategies is specific to this study. The
state of Michigan has a few supervised residential programs for justice-involved mothers
to have their children with them on site. Additionally, the courts, judges, parole/probation
officers, CPS, and the women themselves were aware of options to usual and customary
prolonged separation. In this study, seven participants had regained custody of their
minor children by agreeing to participate in programs that accommodated them and their
minor children in supervised residential housing. These justice-involved mothers were
allowed to keep their families together. These types of supervised residential programs
allowed mothers to nurture and bond with their children without interruption or further
separation.
Strategies that these participants used came primarily from responses to Interview
Question7: Describe the barriers, if any that prevented you from regaining custody of
your child/children? Because these justice-involved mothers had their children with them,
the strategies they identified were regarding retaining rather than regaining custody.
Strategies included self-awareness in their roles in their immediate situations. For
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example, R10-Breanna stated awareness of needing to "stay clean or lose my kid." R7-
Morgan stated awareness of needing to maintain and build a strong bond, saying, "as long
as I have him here with me, I don't have to sign over my rights."
In most cases, however, strategies for regaining or retaining custody of minor
children depend entirely on availability of a family-centered facility, the parole/probation
officer's knowledge, and the justice-involved mother herself. When a criminal court
presides over a case, for example, if supervised residential program are unknown or do
not exist, then women offenders who also are mothers have little opportunity to keep
their families together while fulfilling sentence obligations. In these cases, where justice-
involved women have no choice but to be separated from their children during
incapacitation as researchers indicated, letters were easier than phone calls, but phone
calls provided stronger interim bonds than weekly visits (Huebner et al. 2009).
For the participants who did not have their children with them, strategies in
maintaining contact with minor children were more consistent with the literature on
incapacitated mothers who continued to be separated from their minor children. For
example, R5-Tina, R8-Tonya, and R9-Lori had regular visits with their children set up
through CPS and coordinated them through family members who were responsible for
the care of their minor children. I identified the themes of loss of control as a mother and
identity as a mother through statements made by participants. The theme of loss of
control as a mother was best reflected in R1-Ashia's response to Interview Question 1:
Where were your children at the moment of your arrest? She responded by saying:
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I actually never got to speak with them in jail. I never seen them the whole 60
days I was gone. While I was incarcerated I would sit up and rock and think, you
know, like where are they? What are they doing? Even though they're with their
father...are they eating things they like?
The best reflection of the theme of identity as a mother was illustrated by R2-
Rebecca, R3-Celia, and R7-Morgan who indicated the mother/child bond was significant
and the literature confirmed and expressed concern over maintaining that bond. In
response to the first two interview questions (Interview Question 1: Where were your
children at the moment of your arrest? and Interview Question 2: Describe what you said
to your child/children or how you felt, if you can recall?), R2-Rebecca stated:
When I was arrested and I knew I would be bonded out, and while they were
processing me I remember thinking how can I ever be away from her at this point
in her life. I never was away from her overnight. I know the night I came home
though, I was pregnant with my son, and my daughter came and slept in the bed
with me. I just thought never again can I ever do anything, you know that will put
me in this kind of position again. When I think about that I want to cry. I
remember holding my baby that night. She don't have nobody but me, you know,
she has family, but she really only has me. Her dad is not really around.
RQ3: How do women offenders who also are mothers use prosocial networks during
incapacitation for determining interaction with their children?
The last RQ dovetails off the second RQ, which lends credence to how important
prosocial relationships are in assisting mothers of minor children. A theme that emerged
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in response to this RQ was wake-up call/moment of clarity where justice-involved
women appeared to look at their own behavior in relationship to the affect their behavior
was having on their children (Brown & Bloom, 2009). To illustrate, R3-Celia, the mother
of five children, indicated she was away from her children for two and a half months. She
stated that her case was drug related and that she was facing 4 years in prison. At that
time R3-Celia's PO had her placed in residential treatment where incapacitation occurred
followed by placement in the privately-funded program that offered opportunities to
obtain housing, a car, and job.
She stated that her children's father, his parents, and her family, who did not get
along with each other, worked in tandem to provide for the children until her release. In
this instance, prosocial networks were an integral part of R3-Celia's determination to
examine her own behavior and received the benefit of prosocial networks to prevent
further disruption to her family. In two cases, the father of the children and his family
were involved with ensuring visitation and other forms of communication, either by
phone calls, letters, or pictures, especially during the period of incapacitation. At one
program, mothers were given the opportunity to seek employment and secure housing for
themselves and their children. In those cases, the program itself was viewed by
participants as a prosocial network because of the opportunities afforded them to become
responsible contributing members of society. Based on responses from participants, this
was significant in reducing their propensity to reengage in criminal behavior or substance
usage.
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Frequently, mothers indicated substance abuse histories or economically-
motivated crimes which align with Daly's (1992) pathway's research. .Participants
identified prosocial networks primarily centered on maternal family connections which,
in essence, facilitated continuity with regard to visitation and a stable environment for
their children. The findings with this research confirm by this study, prosocial
relationships were instrumental in justice-involved women, especially in their ability to
desist from reoffending behavior and resuming responsibility for their minor children
(Reisig et al. 2002; Bui &Morash, 2010).
The primary prosocial networks were the family of the participants. In only one
case, a participant specifically mentioned her probation officer as being a catalyst for
change in criminal behavior. According to the participant, a good rapport was established
between the participant and her PO who compelled the participant to listen. Of
significance, was the officer's ability to present reality of the impact that long term
incapacitation would have on the participant's relationship with her children.
The findings of this study support the notion that women offenders experience
multiple stressors in their lives, especially, when they are the custodial parents of minor
children at the time of their confinement (Tuerk& Booker, 2006). Stress is reduced
significantly when mothers remain involved in their children's lives. Many participants
expressed this in terms of being allowed to have continued communication with their
children while away from them. Participants generally recognized that they needed
assistance in decision making in order to break the cycle of criminality. The findings also
suggests that without supportive prosocial networks in place to facilitate a smooth
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transition to community life, along with the necessary financial and emotional support to
sustain them and their children, the likelihood of reoffending is high (Greene et al. 2000).
Support of Theoretical Framework
Gendered pathways as a theoretical foundation confirmed the consequences of
stressors associated with women who are unable to obtain the necessary resources to take
care of themselves or the children (Bloom et al. 2004). This framework also takes into
account the trauma experienced by female offenders who enter the criminal justice
system (Salisbury &VanVoorhis, 2009). Responses from participants supported this
theoretical concept. Some participants indicated they had been in abusive relationships
with their children's father. One participant stated that her boyfriend encouraged her to
make "drug runs" for them, meaning she would leave home for the expressed purpose of
bringing back drugs for them to use, at any cost. At least three participants indicated they
were being treated for mental health problems which is prevalent among justice-involved
women (Celinska& Siegel, 2010).
Research on justice-involved women has been scant until recent years. Notably,
Adler (1975) and Chesney-Lind (1979) provided historical research on adolescent and
adult females in the criminal justice system. More contemporary scholarship sought to
explore the trauma associated with women engaging in crime. Most notably, Bloomet al.
(2004) established that most justice-involved women engage in nonviolent offenses.
While the questionnaire did not seek responses on the specifics of the offenses
participants engaged in, most spoke freely about their offenses during their respective
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interviews. Participants disclosed drugs or economic crimes which usually precipitated
their arrest.
Limitations of the Study
There were several limitations identified regarding the scope of this study. In
obtaining participants to be interviewed there were numerous gatekeepers throughout the
process. IRB mandated disclosure of my position as a PO, agent of the state and
mandatory reporter with respect to observing suspected abuse of participants' children or
participants themselves. It is well within the criminal justice system that each of these
trust issues are beyond the scope of any single person's control regarding offenders'
perceptions and feelings. However, this also acts as strength in this study to-wit because
those women who are also mothers volunteered to be a part of the study.
There are other limitations in this research regarding scope. One limitation was
the lack of participants at the initial site willing to participate. Another limitation is
related to the sample to population transferability. The inability to interview female
offenders in another region or state to examine the utilization of prosocial networks may
be considered a limitation. If time and resources were available, a larger population of
justice-involved women throughout the state of Michigan may have been recruited for
participation. The second limitation of this research is the number of programs in the
study. With two programs involved, the sample programs were insufficient in terms of
identifying programs specifically engaged in assisting women in the reunification
process.