Data Organization Techniques
Data coding consisted of participants’ information from the study data. Data
management involved deciding the most efficient data organization technique to use.
Preserving participants’ data electronically, and non-electronic increased the effectiveness
of the data analysis (Cliggett, 2013). Data organization techniques included creating an
electronic journal, placing responses in the order of interviews, and electronically storing
data in a folder called Participants’ Information (Watkins, 2012). To ensure privacy, each
participant received identifiers of P1, P2, P3, and so on (Damianakis & Woodford, 2012).
I transcribed the data into a Word document and pasted the transcribed information into
Ethnograph v6 software. Protecting the privacy and confidentiality of the research data
will remain for 5-years.
Data Analysis Technique
Transcribing research data is beneficial in member checking (Harvey, 2015).
When member checking was complete, and clarifications made, I began data analysis.
Qualitative data analysis techniques involve reducing data into themes or categories (Yin,
2011). The Ethnograph v6 computer software package used in data analysis proved
beneficial to helping with analyzing raw data collected from the semistructured
interviews by marking the data with specific identifiers assigned to interview participants
(Gullion & Ellis, 2014). Qualitative researchers use data analysis to consider data
concerning particular phenomena (Collingridge, 2013; Oliver, 2011).
A qualitative, case study research was preferred to obtain new information from
government contracting employees and to provide management with a better
understanding of what causes unethical behaviors. Understanding factors associated with
government contract managers lacking knowledge required to stop contracting
employees’ unethical behaviors when administering contracts provided additional
discussion questions.
Interview Questions
The interview questions I used to address the research question were:
1. What are the issues that you face as the manager of government contracting
employees regarding unethical behaviors?
2. What are the fundamentals that you as a manager use to assist government
contracting employees in understanding how to perform their duties ethically?
3. What are the elements of the organization’s philosophy that you as a manager
use to address government contracting employees’ unethical behaviors when
administering contracts?
4. What are the challenges confronting you as a manager in determining ethical
implementation of the organization’s philosophy?
5. What training and development methods do you use better guide employees to
act ethically?
6. How can training and development methods be improved and incorporated as
an integral part of government contract administration?
7. What benefits can result from employees’ ethical administration of
government contracts?
8. What further questions, comments, or information do you have that may be
beneficial to this study?
The recommendations of qualitative methodology provided the basis for this study
because this study did not require hypothesis testing or statistical interpretations. I
focused on obtaining meaningful characterization of real-world events (Yin, 2011). To
start the data analysis process, I asked each participant eight open-ended questions. After
copying the research data into Microsoft Word, Nayelof et al. (2012) assessed that the
researcher may use software in data analysis. Upon loading the data in the Ethnograph v6
software, the search for common themes ensued. This process provided a systematic
manner for coding data into key themes (Housley & Smith, 2011; Kisely & Kendall,
2011; Paulus et al., 2013). Crede and Borrego (2013) used inductive coding to gather
information related to graduate engineering student retention. Mitra, Serriere, and
Stoicovy (2012) used inductive coding to explore the correlation among leaders and
student participation. Likewise, Siwale and Ritchie (2012) used inductive coding to look
at the loan officer’s multifaceted role in developing countries. Key themes emerged when
I used inductive coding in the data analysis process (Crede & Borrego, 2013).
Reliability and Validity
Addressing reliability and validity helped in achieving verification of this research
study. To ensure the reliability and validity of the research, I searched for logical
conclusions based on the analyzed data (Dolnicar, 2013). In this study, I assessed the
validity in relation to the purpose of the research study and participants’ perspectives.
Reliability
Reliability of the qualitative research addresses the ability of other researchers to
replicate the study. Reliability in qualitative research emphasizes the nonexistence of
careless errors and presents the research in raw data(Zachariadis, Scott, & Barrett, 2013).
This process allows other researchers to replicate the research findings with the same
results (Zachariadis et al., 2013). Protecting the integrity, quality, and reliability of the
research data was a key focus of the study (Koro-Ljungberg & Bussing, 2013).
Documentation of all aspects of assessment established reliability and credibility of the
data (Yilmaz, 2013). Reliability of this study was an essential objective. Jorgensen (2012)
maintained that reliability in qualitative research depends on an accurate representation of
research participants’ perspectives and the link to the research question. Campbell,
Quincy, Osserman, and Pedersen (2013) posited that a necessary step in validating a
coding scheme in qualitative research entails the use of intercoders. Intercoder reliability
can be a key component of the qualitative data analysis process (Campbell et al., 2013).
Using a source familiar with the Ethnograph v.6 software did not offer value in this
process.
Validity
Researchers use validity in qualitative research to verify the authenticity of the
study (Koch et al., 2014). The qualitative researcher uses validity to outline the
association with the research design and the data interpretations (Koro-Ljungberg, 2013;
Sirriyeh, Lawton, Gardner, & Armitage, 2012; Wallace, 2011). To understand the role that
validity plays in qualitative research, Newman et al. (2013) conducted a study to assess
the methods for estimating content validity. Validity strengthens the trustworthiness of the
research tools. In this case study, validity occurred through techniques such as member
checking, triangulation, and data saturation (Newman et al., 2013).
As in reliability, using member checking provided grounds for data validation.
Employing member checking to ensure that each participant reviewed a copy of their
interview transcript for accuracy served to validate the data. Harper and Cole (2012)
posited that member checking or respondent validation improves the accuracy and
validation of the study. Using member checking allowed participants to verify findings,
provide feedback, and provide further insights beneficial to this study (Harper & Cole,
2012). Summarizing the data and obtaining participants’ feedbacks, corrections, and
additional insights provided clarity in the final data analysis. Allowing each participant to
review a copy of their transcript offered further validity to this study by promoting
affirmation, feedback, critique, and cooperation (Tracy, 2013).
Embracing triangulation throughout the validation phase of the research process
helped in mitigating bias (Suri, 2011). Methodological triangulation from interviews and
documentation strengthened the validity of this study (Bekhet & Zauszniewski, 2012).
Yin (2013) posited that data triangulation supports the validity of a case study.
Methodological triangulation from interviews and exploration of documents related to the
research subject identified similarities and differences in current responses and past
observances (Bekhet & Zauszniewski, 2012). My objective of this study was to use data
triangulation to promote the completeness of the data collection and classify emerging
findings (Boblin, Ireland, Kirkpatrick, & Robertson, 2013).
Data saturation occurred when no new themes emerged, and coding became
routine (O’Reilly, Paper, & Marx, 2012). Although I reached the saturation point after 16
interviews, I continued to interview participants until I conducted 21 semistructured
interviews. Cliggett (2013) posited that qualitative studies contain limitations. Although I
found themes to support the research question, this study may be limited and presents
opportunities for future research. The inability to study all managers in government
contracting presents further limits on this study. However, information gathered through
the interview process, document inquiry, and data analysis should be transferability to
members of the contracting community.
Transition and Summary
The objective in Section 2 of this research was to assess the purpose of the
research, examine the role of the researcher and analyze the selection of individuals
participating in the research study. I looked at the data collection process and provided an
explanation of reliability and validity methods. I detailed the findings of the research and
explained applications of professional practices, implications for social change, and
recommendations for future research study in Section 3.
Section 3: Application to Professional Practice and Implications for Change
This section contains the results of an analysis of the knowledge required by
government contracting managers to mitigate unethical behaviors of employees when
administering contracts. In addition, Section 3 contains an overview of the study, the
findings of the study, and applications for professional practice. I review (a) implications
for social change, (b) recommendations for action, including dissemination of results, (c)
recommendation for further study on government contracting managers’ perceived level
of understanding of government contracting ethical regulations, (d) reflections of my
experience conducting this research study, as well as (e) the study summary and
conclusions.
Overview of Study
The purpose of this qualitative case study was to provide a clear understanding of
the knowledge required by government contracting managers to mitigate unethical
behaviors of government contracting employees when administering contracts. To
comprehend the government contracting managers’ understanding, I established one
research question and eight supporting interview questions. The research and interview
questions are instrumental to the presentation of the findings presented in this chapter.
Data collection included 21 semistructured interviews and company documents
pertaining to ethical requirements of doing government contracting. Company documents
as well as the interviews provided methodological triangulation of the data. After
transcribing, I uploaded the data to Ethnograph v6 software for coding. I analyzed the
data and discovered four emerging themes. The themes related to organizational strategic
guidelines as described in the company documents. The four themes comprised (a) ethics
requires continued training, (b) trust is vital, (c) adequacy of training, and (d) benefits of
ethical government contracting. The findings from the data analysis revealed evidence
that supported the conclusion that training and communication are central to managing
government contracting employees’ unethical behaviors.
Presentation of the Findings
The findings from data analysis presented pertain to the central research question:
what knowledge do government contracting managers need to mitigate unethical
behaviors of government contracting employees when administering contracts? Framed
by the stakeholder theory, a qualitative case study was designed and purposeful sampling
used which resulted in 21 government contracting managers answering eight open-ended
questions (Appendix A) regarding contracting managers’ understanding of the knowledge
required to diminish unethical behaviors of government contracting employees when
administering contracts. I analyzed participants’ responses from face-to-face interviews
and company documents using Ethnograph v6 software to assist in establishing the
findings.
The sample came from a group of government contracting managers at the
Defense Logistics Agency in the mid-Atlantic area of the United States. Twenty-one
participants responded to the research question. To protect participants’ privacy, I
replaced participants’ names with codes such as P1, P2, P3, through P 21. Based on the
interview questions, participants presented responses that varied in scope, depth, and
consideration. The response rate of individuals willing to participate in the study
represented 100% of participants approached. Based on Dibley’s (2011) assessment of
McCormack’s Lens, I drew on each participant’s experience to develop and present the
research findings in an unbiased manner. Although I used the questions in (see Appendix
A) to direct each interview, an open-ended interview approach guided the interview
process.
The conceptual framework for this research study was stakeholder theory. The
concept of stakeholder theory which encourages business managers to consider the
principles of organizational and public ethics when determining business compliance
(Freeman, 1984) was supported by much of the interview responses and reiterated by the
company documents. Four themes emerged which demonstrated similarities and
differences amongst participants. Gioia, Corley, and Hamilton (2013) posited that themes
in qualitative research emerge from patterns not predetermined. Qualitative researchers
focus on new patterns, themes, or information that provides new insight into a specific
subject (Gioia, et al., 2013). The four emerging themes reflected vital results of this study
and represented more than 80% of the responses in each category.
Emergent Theme 1: Ethics Requires Continued Training.
In regards to training or development methods managers used to guide
government contracting employees to administer contracts ethically, 38% of participants
relied on established policies and guidance while 52% assessed that regular training was
key (see Table 2). As noted by 11 participants, annual training plays a vital role in
ensuring that any changes in organizational policies are clearly outlined. Findings from
this study enforces Witesman and Fernandez’s (2013) assessment that incorporating
government contracting requirements, compliance with the law, and customer satisfaction
related to administering government contracts encourages ethical behaviors.
Participants posited that training government contracting employees on the
fundamentals of the FAR, DFARS, and local ethical guidance presented further
opportunities for employees to understand the requirements of doing their jobs ethically.
Warren, Gasper, and Laufer (2014) posited that formal ethics training encourages ethical
organizational development; therefore, may decrease instances of unethical behaviors. In
addition, five percent of participants stated that open communication presents further
opportunities for presenting ethical training and development to government contracting
employees. Another 5% of participants posited that managers must lead by example.
Table 2
Nodes Related to Theme 1: Frequency of Themes for Ethics Requires Continued Training
% of frequency
of
Theme n occurrence
Clarity is needed in regard to organizational standards 14 66%
FAR, DFARS, local policies
Training/development methods used - regular/continued
13 62%
training 11 52%
No problems with implementing organizational standards 10 48%
Training/development methods used - established policies 8 38%
Improvement in ethical policies 6 29%
Communicating organizational policies proved challenging 5 24%
Problems balancing urgency of need with quality 3 14%
Note: n = frequency
Different managers have different styles, views, and ideas. In fact, participants
noted various fundamentals to address government contracting employees’ understanding
of the ethical requirements needed to administer government contracts. However, the
majority of participants, 62%, relied on policies and guidance such as the FAR, DFARS,
and local policies to guide employees to do their jobs ethically. Participants posited that
communication is vital to clearly presenting fundamentals needed by employees (see
table 2).
Forty-eight percent of participants indicated no problems in implementing the
organization leaders’ policies. These participants maintained that leading by example and
clearly communicating the organization’s philosophies appeared important to employees
understanding and implementation of those policies. However, 24% of participants stated
that communicating the organization’s policies seemed challenging because the policies
were at times unclear (see Table 2). Findings from this study discount Rotter, Airlike, and
Mark-Herbert’s (2014) findings that managers willingly manipulate regulatory policies to
ensure that cases of unethical behaviors dissipate. Waldman and Balven (2014) posited
that responsible leaders can influence their employees ethically. Notwithstanding, P17
posited that the organizational policies are subject to individual interpretation. P8
assessed that the policies constantly changes and that the guidelines offered appear
contradictory or confusing to the employees.
When asked how the participants could overcome the challenges presented, 66%
(see Table 2) posited that being able to understand the organization’s policies and not
offering personal interpretations could be helpful in clearly communicating the
philosophies to their government contracting employees. The managers maintained that
the policies written in legal language makes it challenging to interpret and present to the
government contracting employee. Another issue that 14% of participants presented was
that helping government contracting employees to balance urgency of need with attaining
quality of service made implementing the organization leaders’ policies and philosophies
challenging. Organizations in the public arena are expected to retain desirable traits of
public trust resource administration and good governance (Pomeranz et al., 2014).
The theme associated with ethics requires continued training included the answers
related to understanding the requirements needed to mitigate the government contracting
employees’ unethical behaviors. The patterns found in participants’ responses included
words that referred to (a) maintaining required training, (b) providing relevant training,
(c) ensuring that regulations are clear and concise, and (d) communicating ethical
guidelines to government contracting employees.
Emergent Theme 2: Trust is Vital.
Participants’ views varied based on their experience and beliefs. Fifty-two percent
of participants indicated that they had not faced unethical behaviors with their employees
administering government contracts. Some managers addressed issues encountered. For
example, 14% assessed that unethical vendors caused employees to behave unethically
(see Table 3). The participants maintained that if unethical vendors do not approach
employees and offer money for contracts, employees might not have a reason to
administer contracts unethically.
Table 3
Nodes Related to Theme 2: Frequency of Themes for Trust is Vital
Theme n
% of
frequency of
occurrence
Honesty, integrity is representative of organizational
philosophy 8 38%
Communication 5 24%
Unethical vendors 3 14%
Individual Beliefs 2 10%
Training used in employees' development 2 10%
D1: DLA Director's Guidance - Engage with employees,
customers, and stakeholders 3 100%
Note: n = frequency
Ten percent of participants posited that individual beliefs drive ethical/unethical
behaviors. These managers affirmed Elcock’s (2012) assessment that public servants must
depict accountability, legality, responsiveness, and integrity when doing their jobs. The
managers posited that if an individual has high ethical standards, they would not
cooperate with unethical vendors presenting money for favors. The employees will
administer contracts based on the ethical standards set forth in government contracting
guidance. Twenty-four percent of participants confirmed DLA Director’s guidance (see
Table 3) that communication is vital to ensuring that government contracting employees
understand the ethical guidelines and the ramifications of going outside the scope of the
established policies. Participants’ responses varied based on the type of employees they
managed.
A small minority, 10%, maintained that more than any other factors, using training
to develop government contracting employees might affect employees’ ethical
understanding of government contracting administration. The bulk of participants looked
at the organization’s philosophies and combined them with their personal beliefs when
addressing unethical behaviors in government contracting employees. Tomescu and
Popescu (2013) posited that moral judgments pose substantial challenges to individual
and organizational integrity. Thirty-eight percent of participants posited that honesty and
integrity represented DLA’s primary philosophy.
DLA’s mission is to support the warfighter by offering value-added supplies and
services at a fair and reasonable price while keeping in mind the philosophy of honesty
and integrity, above all else (DLA, 2013). Participants posited that open communications
allowed employees to document and report unethical behaviors encountered. Participants
stated that leading by example was a primary factor for mitigating government
contracting ethical behaviors. If the employee understood the organization’s philosophy
and the manager’s willingness to enforce the policies, the employee might be willing to
follow the required ethical guidelines.
Themes included those questions related to participants’ perceptions of issues
managers may face regarding the knowledge needed to mitigate unethical behaviors of
government contracting employees when administering contracts. The answers belonging
to the theme trust is vital contained patterns based on participants’ responses such as
honesty, integrity, and ethics. The categories of significance in the responses included:
integrity with six responses, honesty with four responses, and ethics with three responses,
thus demonstrating the relevance that the category had on participants. The category
related to trust is vital included participants’ responses reflecting that values, trust, and
morals must guide ethical behaviors.
Emergent Theme 3: Adequacy of Training.
Thirty-eight percent of participants assessed that training offered provided
government contracting employees with adequate discipline needed to do their jobs
ethically (see Table 4). While those managers determined no improvements were needed,
29% of participants posited that training offered must be relevant to the work employees
do. Participants confirmed Warren et al.’s (2014) assessment that formal ethics training
encourages ethical organizational development and decreases instances of unethical
behaviors. P4 assessed that training must be tailored to each government contracting
activity. The managers suggested that sometimes training offered by the organization
differed from the scope of work employees do therefore making the training appear
irrelevant.
Table 4
Nodes Related to Theme 4 - Frequency of Themes for Adequacy of Training
% of frequency of
Theme n occurrence
Current training is sufficient 8 38%
Training must be relevant 6 29%
Note: n=frequency
Ensuring that adequacy of training is presented to government contracting
employees is vital to sustaining an ethical workforce. With only 38% of managers
agreeing that training offer is sufficient, I recommend that relevant, reoccurring training is
offered to current and future government contracting employees. Relevant training can
provide the government contracting workforce with the ability to conduct selfassessments
related to government contracting ethical requirements. Managers also confirmed
Verschoor’s (2014) belief that organizational ethics training is critical to effectively
presenting an ethical culture within the organization. P2 and P4 posited that training must
be relevant and comply with established regulations.
Emergent Theme 4: Benefits of Ethical Government Contracting.
Participants stressed benefits for mitigating government contracting employees’
unethical behaviors. Benefits included (a) improvements to customer service, (b) cost
savings, (c) boosting consumer confidence in government contracting organizations, (d)
self-satisfaction, and (e) improvement in workforce performance. The managers agreed
that it was beneficial for government contracting employees to do their jobs ethically.
Overwhelmingly, as noted in Table 5, 76% of participants assessed cost savings as a
major benefit. P5 noted an effective use of taxpayer dollars, while P11 posited that
knowing that taxpayer’s money is spent ethically may benefit society. Whether cost
savings to the government, customer or the public, participants affirmed DLA Director’s
guidance (see Table 5) that saving money benefits all stakeholders.
Results from this study confirm Ayuso et al. (2012) findings that focusing on the
broader area of stakeholder management and social responsibility enhancements ethical
compliance within government contracting. Thirty-five percent of participants noted other
potential benefits (see table 5) including improvements in customer service, boosting
consumer confidence, improvement to the workforce, and 19% noted selfsatisfaction. As
noted within the conceptual framework of this study, changes to the government
contracting policies can benefit all stakeholders. Freeman (1984) posited that
incorporating ethics with organizational strategies benefits not only the organization but
also all stakeholders. Benefiting stakeholders embraces good customer service.
Table 5 Benefits of Ethical Government Contracting
Theme n
% of frequency
of
occurrence
Current training is sufficient 8 38%
Training must be relevant 6 29%
D2: DLA Director's Guidance -
Achieve price reductions
across DLA’s 1 100%
Note: n=frequency
Participants confirmed SBA (2014) assessment that customer service and
customer satisfaction encompass the administration of government contracts. Lorne and
Dilling (2012) posited that matching organization and customer values can produce a
customer-centric environment. Lorne and Dillings’ assessment confirms DLA’s (2013)
customer service mission.
Particular Situations
The category related to trust is vital addressed ideas regulated by principles or
values that apply to situations requiring contextual judgments. The patterns found in
participants’ responses included words such as (a) document and reported, (b)
communicate, (c) zero tolerance, and (d) encourage positive behaviors, addressing how
particular situations could influence ethical behaviors and decisions. Participants noted
integrity as a behavior that comprises the individuals’ responsibility for his/her actions or
a thought as a whole is part of an ethical behavior. The category related to ethics requires
continued training addressed ideas related to regulations, guidance, or law. Participants’
responses included phrases such as FAR/DFARS is a must, regular training must be
conducted, relevant training is needed, maintain current training, and clarify policies.
Participants posited that making guidelines and regulations clear could assist government
contracting managers to clearly relate ethical guidelines to government contracting
employees.
Application to Professional Practice
The findings from this study indicated a vital need for additional government
contracting managers’ training and guidance in mitigating unethical behaviors by
employees administering government contracts. The threat of increased unethical
behaviors by government contracting employees coupled with the stated need for
simplification and clarification of government contracting regulations support Demessie’s
(2012) conclusion that vagueness in procurement policies can affect all stakeholders. The
findings relate to stakeholder theory because as identified by D1 in the second theme,
government contracting organizations can establish trust through engagement with all
stakeholders.
Freeman (1984) posited that moral principles must drive stakeholder relations.
Government contracting managers must guide their employees in understanding how
unethical behaviors affect not only the organization but also all stakeholders. The ethical
principles of government contracting business as defined in the FAR as well as outlined
in D1 can provide government contracting organizations with better performance
approaches if managers know how to ethically manage employees. The ability of
government contracting managers to mitigate employees’ unethical behaviors will benefit
not only this organization but also all stakeholders.
To some extent, the findings of this study suggested that unethical behaviors by
government contracting employees may be consistent with lack of information provided
by government contracting managers. Lorne and Dilling (2012) posited that managers
require purposeful decision making tools to facilitate dissemination of information. If
government contracting managers do not have clear guidance and training in
understanding government contracting ethical requirements, the managers cannot provide
that information to employees. On the other hand, if policies, regulations, and guidance
are unclear, managers will provide personal interpretations to individual employees.
There must be clarity and consistency through the government contracting arena.
Implementing the views assessed in this study have important implications for
government contracting because, as suggested by P1, P5, P6, P13, P14 and P16, all
stakeholders can benefit from ethical government contracting through improved customer
service and increased cost savings. Improving customer service can show stakeholders
and society improvement in the ethical culture of government contracting. P2 suggested
that mitigating government contracting employees’ unethical behaviors might mitigate
scandals currently plaguing government contracting organizations (Schick, 2011). When
government contracting managers understand the requirements of ethical government
contracting and how to disseminate the information to their employees, employees might
consider the consequences of their actions before making a decision to be unethical. As
government contracting managers understand ethical needs of government contracting,
the result of this study may assist organization leaders in developing strategies for
improved implementation of ethical requirements.
Implications for Social Change
Positive social change is possible within government contracting. Society, policy
administrators, government contracting professionals, and acquisition workforces must
make an effort to clarify and simplify the ethical requirements of the government
contracting process. From the data analysis, I concluded that a dominant association
exists among understanding government contracting regulations, organizational
philosophies, corporate best practices, and government contracting fraud. Furthermore, I
concluded that this association that exists among these entities is vital to the government
contracting community because of insights provided by the training attitudes,
expectations, and transparency needed with government contracting.
Government contracting professionals may benefit from this study by
understanding the potential effect of unethical behaviors on all stakeholders.
Understanding the role that each stakeholder plays in the government contracting process,
and how the potential effects of unethical behaviors can affect each member may assist
stakeholders in mitigating financial losses occurring yearly due to fraud, briberies, and
abuse. In addition, benefits of this study may encourage socially accountable and
transparent federal contracting processes that could reduce fraud that in turn may renew
society’s trust in government contracting organizations.
Findings and conclusions from this study are expected to expand the scholarly
literature that demonstrates the benefits of socially acceptable government contracting
processes. Any reduction in government contracting employees’ unethical behaviors can
benefit society because individual taxpayers represent society. Government contracting
organizations may also benefit from increased ethical behaviors by employees because
the organizations’ stakeholders may see cost savings in reduction of prosecutions and lost
production time. Businesses’ leaders may benefit because the money saved by
government contracting organizations can finance technology and innovations.
Stakeholders can use money saved by government contracting organizations to
incentivize human development thereby benefiting society. Findings and
recommendations from this study may contribute to positive social change by improving
training and ethical standards, which could lead to enhancing society’s trust in
government contracting organizations.
Recommendations for Action
The findings indicated that some government contracting managers had the
knowledge needed to mitigate unethical behaviors by government contracting employees;
however, government contracting organizations still require changes. Findings from this
study revealed dominant perceptions that there is a connection among (a) government
contracting regulations, (b) government contracting manager and employee training, (c)
trust, and (d) best business practices to mitigate the government contracting employees’
unethical behaviors. Because of the findings, I propose three recommendations to both
the government contracting officials/regulators and industry leaders.
First, I recommend that the government contracting officials/regulators seek to
improve dissemination of ethical guidelines on a regular basis, thereby improving
government contracting managers and employees’ understanding of the ethical
guidelines. Stakeholders doing government contracting business require clarity. If the
guidelines and regulations are unclear, government contracting employees may not fully
comprehend the ramifications of continued unethical behaviors. Government contracting
managers must drive ethical and value integration. Leaders have the power to motivate
employees by being role models (Leroy, Palanski, & Simons, 2012).
My second recommendation is that government contracting officials conduct a
more comprehensive review of instances of unethical behaviors by government
contracting employees. Conducting random checks to ensure that employees are doing
the job ethically may benefit all stakeholders. Managers must have the tools needed to
assist their employees. Conducting quarterly management training on the FAR
requirements in relation to ethical conduct can help managers to understand the
requirements for their employees better. Along with FAR training, I recommend that
managers receive quarterly ethical training. The training can include the requirements for
ethical contracting, ethics in business, and the effect of unethical behaviors on the
stakeholders. Government contracting managers must offer and maintain relevant training
that provides government contracting employees with the tools needed to do the job
ethically.
My third and final recommendation is that government contracting officials
impose penalties that will reduce misconduct. The FAR lists penalties for government
contracting employees’ unethical behaviors (Acquisition Central, 2014). However, unless
the individual takes the time to read FAR Part 3 inclusively, understanding the possible
ramifications of their unethical behaviors may not be clear. Mitigating depends on
government contracting employees believing that stakeholders might discover the acts of
unethical behaviors and that the cost of the action is greater than the potential profit. I
recommend that the government contracting administrators enable and empower
managers to publish statistics of employees caught in unethical situations and the
punishments for the employees’ actions. Implementing these findings would support
Sadler-Smith’s (2012) finding that corporate ethics programs educate and inform.
The research findings will benefit government contracting leaders who have a
goal of positive social change within the government contracting system. I will
disseminate the results of this study through correspondence to G.A.O., conferences,
scholarly journals, seminars, and organizational training. After applying suggested
changes, government contracting leaders can meet with government contracting managers
to review both successes and failures regarding implementation. Government contracting
managers must meet with employees to disseminate updated information and review
lessons learned. There must be checks and balances to determine if applied changes made
a difference.
Recommendations for Further Research
Findings from this study determined that government contracting managers have
the desire to manage their employees ethically and assist employees in mitigating
unethical behaviors; however, managers need clear policies, processes, and tools to
accomplish those tasks. I recommend three studies to further the understanding of the
government contracting managers’ need to mitigate unethical employee behavior. First, I
recommend a comparative study to discover if changes to FAR Part 3 have reduced the
number of reported instances of government contracting employees’ unethical behaviors.
The results of such a study might further the understanding of mitigating unethical
behaviors in government contracting.
Next, I recommend further study of a broader base of government contracting
managers to determine the perceived level of understanding of government contracting
ethical regulations. Within this study, researchers could address three issues: (a)
government contracting managers’ knowledge of the FAR, (b) the likelihood of
government contracting managers detecting unethical behaviors in their employees, and
(c) if managers can articulate the aspects of deterrence theory based on Qing,
Zhengchuan, Tamara, and Hong’s (2011) assessment that punishment for violations will
surpass reward.
Finally, I recommend further assessment of government contracting managers’
understanding of the knowledge needed to mitigate government contracting employees’
unethical behaviors using a qualitative descriptive design. Researchers may expand on the
current study by perusing a broader spectrum of government contracting managers based
on multiple organizations and employees managed. Findings from the envisioned
research studies may enhance the understanding of both academia and government
contracting stakeholders on the association of (a) government contracting managers’
understanding, (b) government contracting employees’ ethical conduct, and (c) society’s
need for clarity in government contracting. The expectation is that findings from this
study may lead to enhanced future research focused on clarifications of government
contracting regulations, enhanced training for government contracting employees and
managers, and reductions in unethical behaviors within government contracting arenas.
Reflections
Interviewing participants to gain an understanding of the requirements that the
government contracting managers needed to mitigate unethical behaviors by government
contracting employees was both fascinating and informative. Learning the history of
government contracting, discovering various instances of unethical behaviors by
government contracting employees, and the government contracting leaders’ efforts to
combat unethical behaviors heightened my understanding of the subject. With more than
25 years of experience in government contracting, I had preconceived ideas of what to
expect prior to conducting this study. I initiated this study with the preconceived notion
that all government contracting personnel understood the ethical requirements of
government contracting and that managers had all the tools needed to mitigate the
employees’ unethical behaviors. Over time, I learned to bracket my biases and maintain
an objective, scholarly, and unbiased approach to my research as described by Snelgrove
(2014). The change in attitude proved invaluable in the research process and more
importantly in gaining an understanding of the difficulties that each government
contracting manager faces.
Completing the dissertation process taught me the value of applying structured
and unbiased approaches to problems and challenges. The frustrations experienced during
the dissertation process from re-writes to waiting for approvals taught me that anything
worth doing is worth the time, hard work, and patience that I experienced. I became open
to exploring various literature on topics not previously considered, I learned to master
patience and listen instead of thinking that I knew what the answer would be, and learned
to analyze data objectively. My focus changed from an attitude of knowing, to listening
and understanding. My lived experiences informed my point of view that government
contracting managers are individuals who need the same guidance as their employees.
Overall, completing this study significantly expanded my knowledge concerning
government contracting regulations, ethical requirements, and most importantly, my
awareness of government contracting managers’ needs regarding the need for an ethical
contracting knowledge-base. The knowledge gained, and ideas expressed by government
contracting managers significantly contributed to this study.
Summary and Study Conclusions
Completing this study provided me with an overview of government contracting
managers’ understanding of the requirements needed to mitigate the government
contracting employees’ unethical behaviors. The research methodology followed a
qualitative case study that included a purposeful sampling of 21 government contracting
managers. The data collection process included semistructured interviews and
documentation as research techniques to demonstrate methodological triangulation
(Bekhet & Zauszniewski, 2012). My findings showed that most government contracting
managers had not experienced employee unethical behaviors; however, those managers
who offered an opinion provided specific examples of issues that the government
Data Analysis Technique
Transcribing research data is beneficial in member checking (Harvey, 2015).
When member checking was complete, and clarifications made, I began data analysis.
Qualitative data analysis techniques involve reducing data into themes or categories (Yin,
2011). The Ethnograph v6 computer software package used in data analysis proved
beneficial to helping with analyzing raw data collected from the semistructured
interviews by marking the data with specific identifiers assigned to interview participants
(Gullion & Ellis, 2014). Qualitative researchers use data analysis to consider data
concerning particular phenomena (Collingridge, 2013; Oliver, 2011).
A qualitative, case study research was preferred to obtain new information from
government contracting employees and to provide management with a better
understanding of what causes unethical behaviors. Understanding factors associated with
government contract managers lacking knowledge required to stop contracting
employees’ unethical behaviors when administering contracts provided additional
discussion questions.
Interview Questions
The interview questions I used to address the research question were:
9. What are the issues that you face as the manager of government contracting
employees regarding unethical behaviors?
10. What are the fundamentals that you as a manager use to assist government
contracting employees in understanding how to perform their duties ethically?
11. What are the elements of the organization’s philosophy that you as a manager
use to address government contracting employees’ unethical behaviors when
administering contracts?
12. What are the challenges confronting you as a manager in determining ethical
implementation of the organization’s philosophy?
13. What training and development methods do you use better guide employees to
act ethically?
14. How can training and development methods be improved and incorporated as
an integral part of government contract administration?
15. What benefits can result from employees’ ethical administration of
government contracts?
16. What further questions, comments, or information do you have that may be
beneficial to this study?
The recommendations of qualitative methodology provided the basis for this study
because this study did not require hypothesis testing or statistical interpretations. I
focused on obtaining meaningful characterization of real-world events (Yin, 2011). To
start the data analysis process, I asked each participant eight open-ended questions. After
copying the research data into Microsoft Word, Nayelof et al. (2012) assessed that the
researcher may use software in data analysis. Upon loading the data in the Ethnograph v6
software, the search for common themes ensued. This process provided a systematic
manner for coding data into key themes (Housley & Smith, 2011; Kisely & Kendall,
2011; Paulus et al., 2013). Crede and Borrego (2013) used inductive coding to gather
information related to graduate engineering student retention. Mitra, Serriere, and
Stoicovy (2012) used inductive coding to explore the correlation among leaders and
student participation. Likewise, Siwale and Ritchie (2012) used inductive coding to look
at the loan officer’s multifaceted role in developing countries. Key themes emerged when
I used inductive coding in the data analysis process (Crede & Borrego, 2013).
Reliability and Validity
Addressing reliability and validity helped in achieving verification of this research
study. To ensure the reliability and validity of the research, I searched for logical
conclusions based on the analyzed data (Dolnicar, 2013). In this study, I assessed the
validity in relation to the purpose of the research study and participants’ perspectives.
Reliability
Reliability of the qualitative research addresses the ability of other researchers to
replicate the study. Reliability in qualitative research emphasizes the nonexistence of
careless errors and presents the research in raw data(Zachariadis, Scott, & Barrett, 2013).
This process allows other researchers to replicate the research findings with the same
results (Zachariadis et al., 2013). Protecting the integrity, quality, and reliability of the
research data was a key focus of the study (Koro-Ljungberg & Bussing, 2013).
Documentation of all aspects of assessment established reliability and credibility of the
data (Yilmaz, 2013). Reliability of this study was an essential objective. Jorgensen (2012)
maintained that reliability in qualitative research depends on an accurate representation of
research participants’ perspectives and the link to the research question. Campbell,
Quincy, Osserman, and Pedersen (2013) posited that a necessary step in validating a
coding scheme in qualitative research entails the use of intercoders. Intercoder reliability
can be a key component of the qualitative data analysis process (Campbell et al., 2013).
Using a source familiar with the Ethnograph v.6 software did not offer value in this
process.
Validity
Researchers use validity in qualitative research to verify the authenticity of the
study (Koch et al., 2014). The qualitative researcher uses validity to outline the
association with the research design and the data interpretations (Koro-Ljungberg, 2013;
Sirriyeh, Lawton, Gardner, & Armitage, 2012; Wallace, 2011). To understand the role that
validity plays in qualitative research, Newman et al. (2013) conducted a study to assess
the methods for estimating content validity. Validity strengthens the trustworthiness of the
research tools. In this case study, validity occurred through techniques such as member
checking, triangulation, and data saturation (Newman et al., 2013).
As in reliability, using member checking provided grounds for data validation.
Employing member checking to ensure that each participant reviewed a copy of their
interview transcript for accuracy served to validate the data. Harper and Cole (2012)
posited that member checking or respondent validation improves the accuracy and
validation of the study. Using member checking allowed participants to verify findings,
provide feedback, and provide further insights beneficial to this study (Harper & Cole,
2012). Summarizing the data and obtaining participants’ feedbacks, corrections, and
additional insights provided clarity in the final data analysis. Allowing each participant to
review a copy of their transcript offered further validity to this study by promoting
affirmation, feedback, critique, and cooperation (Tracy, 2013).
Embracing triangulation throughout the validation phase of the research process
helped in mitigating bias (Suri, 2011). Methodological triangulation from interviews and
documentation strengthened the validity of this study (Bekhet & Zauszniewski, 2012).
Yin (2013) posited that data triangulation supports the validity of a case study.
Methodological triangulation from interviews and exploration of documents related to the
research subject identified similarities and differences in current responses and past
observances (Bekhet & Zauszniewski, 2012). My objective of this study was to use data
triangulation to promote the completeness of the data collection and classify emerging
findings (Boblin, Ireland, Kirkpatrick, & Robertson, 2013).
Data saturation occurred when no new themes emerged, and coding became
routine (O’Reilly, Paper, & Marx, 2012). Although I reached the saturation point after 16
interviews, I continued to interview participants until I conducted 21 semistructured
interviews. Cliggett (2013) posited that qualitative studies contain limitations. Although I
found themes to support the research question, this study may be limited and presents
opportunities for future research. The inability to study all managers in government
contracting presents further limits on this study. However, information gathered through
the interview process, document inquiry, and data analysis should be transferability to
members of the contracting community.
Transition and Summary
The objective in Section 2 of this research was to assess the purpose of the
research, examine the role of the researcher and analyze the selection of individuals
participating in the research study. I looked at the data collection process and provided an
explanation of reliability and validity methods. I detailed the findings of the research and
explained applications of professional practices, implications for social change, and
recommendations for future research study in Section 3.
Section 3: Application to Professional Practice and Implications for Change
This section contains the results of an analysis of the knowledge required by
government contracting managers to mitigate unethical behaviors of employees when
administering contracts. In addition, Section 3 contains an overview of the study, the
findings of the study, and applications for professional practice. I review (a) implications
for social change, (b) recommendations for action, including dissemination of results, (c)
recommendation for further study on government contracting managers’ perceived level
of understanding of government contracting ethical regulations, (d) reflections of my
experience conducting this research study, as well as (e) the study summary and
conclusions.
Overview of Study
The purpose of this qualitative case study was to provide a clear understanding of
the knowledge required by government contracting managers to mitigate unethical
behaviors of government contracting employees when administering contracts. To
comprehend the government contracting managers’ understanding, I established one
research question and eight supporting interview questions. The research and interview
questions are instrumental to the presentation of the findings presented in this chapter.
Data collection included 21 semistructured interviews and company documents
pertaining to ethical requirements of doing government contracting. Company documents
as well as the interviews provided methodological triangulation of the data. After
transcribing, I uploaded the data to Ethnograph v6 software for coding. I analyzed the
data and discovered four emerging themes. The themes related to organizational strategic
guidelines as described in the company documents. The four themes comprised (a) ethics
requires continued training, (b) trust is vital, (c) adequacy of training, and (d) benefits of
ethical government contracting. The findings from the data analysis revealed evidence
that supported the conclusion that training and communication are central to managing
government contracting employees’ unethical behaviors.
Presentation of the Findings
The findings from data analysis presented pertain to the central research question:
what knowledge do government contracting managers need to mitigate unethical
behaviors of government contracting employees when administering contracts? Framed
by the stakeholder theory, a qualitative case study was designed and purposeful sampling
used which resulted in 21 government contracting managers answering eight open-ended
questions (Appendix A) regarding contracting managers’ understanding of the knowledge
required to diminish unethical behaviors of government contracting employees when
administering contracts. I analyzed participants’ responses from face-to-face interviews
and company documents using Ethnograph v6 software to assist in establishing the
findings.
The sample came from a group of government contracting managers at the
Defense Logistics Agency in the mid-Atlantic area of the United States. Twenty-one
participants responded to the research question. To protect participants’ privacy, I
replaced participants’ names with codes such as P1, P2, P3, through P 21. Based on the
interview questions, participants presented responses that varied in scope, depth, and
consideration. The response rate of individuals willing to participate in the study
represented 100% of participants approached. Based on Dibley’s (2011) assessment of
McCormack’s Lens, I drew on each participant’s experience to develop and present the
research findings in an unbiased manner. Although I used the questions in (see Appendix
A) to direct each interview, an open-ended interview approach guided the interview
process.
The conceptual framework for this research study was stakeholder theory. The
concept of stakeholder theory which encourages business managers to consider the
principles of organizational and public ethics when determining business compliance
(Freeman, 1984) was supported by much of the interview responses and reiterated by the
company documents. Four themes emerged which demonstrated similarities and
differences amongst participants. Gioia, Corley, and Hamilton (2013) posited that themes
in qualitative research emerge from patterns not predetermined. Qualitative researchers
focus on new patterns, themes, or information that provides new insight into a specific
subject (Gioia, et al., 2013). The four emerging themes reflected vital results of this study
and represented more than 80% of the responses in each category.
Emergent Theme 1: Ethics Requires Continued Training.
In regards to training or development methods managers used to guide
government contracting employees to administer contracts ethically, 38% of participants
relied on established policies and guidance while 52% assessed that regular training was
key (see Table 2). As noted by 11 participants, annual training plays a vital role in
ensuring that any changes in organizational policies are clearly outlined. Findings from
this study enforces Witesman and Fernandez’s (2013) assessment that incorporating
government contracting requirements, compliance with the law, and customer satisfaction
related to administering government contracts encourages ethical behaviors.
Participants posited that training government contracting employees on the
fundamentals of the FAR, DFARS, and local ethical guidance presented further
opportunities for employees to understand the requirements of doing their jobs ethically.
Warren, Gasper, and Laufer (2014) posited that formal ethics training encourages ethical
organizational development; therefore, may decrease instances of unethical behaviors. In
addition, five percent of participants stated that open communication presents further
opportunities for presenting ethical training and development to government contracting
employees. Another 5% of participants posited that managers must lead by example.
Table 2
Nodes Related to Theme 1: Frequency of Themes for Ethics Requires Continued Training
% of frequency
of
Theme n occurrence
Clarity is needed in regard to organizational standards 14 66%
FAR, DFARS, local policies
Training/development methods used - regular/continued
13 62%
training 11 52%
No problems with implementing organizational standards 10 48%
Training/development methods used - established policies 8 38%
Improvement in ethical policies 6 29%
Communicating organizational policies proved challenging 5 24%
Problems balancing urgency of need with quality 3 14%
Note: n = frequency
Different managers have different styles, views, and ideas. In fact, participants
noted various fundamentals to address government contracting employees’ understanding
of the ethical requirements needed to administer government contracts. However, the
majority of participants, 62%, relied on policies and guidance such as the FAR, DFARS,
and local policies to guide employees to do their jobs ethically. Participants posited that
communication is vital to clearly presenting fundamentals needed by employees (see
table 2).
Forty-eight percent of participants indicated no problems in implementing the
organization leaders’ policies. These participants maintained that leading by example and
clearly communicating the organization’s philosophies appeared important to employees
understanding and implementation of those policies. However, 24% of participants stated
that communicating the organization’s policies seemed challenging because the policies
were at times unclear (see Table 2). Findings from this study discount Rotter, Airlike, and
Mark-Herbert’s (2014) findings that managers willingly manipulate regulatory policies to
ensure that cases of unethical behaviors dissipate. Waldman and Balven (2014) posited
that responsible leaders can influence their employees ethically. Notwithstanding, P17
posited that the organizational policies are subject to individual interpretation. P8
assessed that the policies constantly changes and that the guidelines offered appear
contradictory or confusing to the employees.
When asked how the participants could overcome the challenges presented, 66%
(see Table 2) posited that being able to understand the organization’s policies and not
offering personal interpretations could be helpful in clearly communicating the
philosophies to their government contracting employees. The managers maintained that
the policies written in legal language makes it challenging to interpret and present to the
government contracting employee. Another issue that 14% of participants presented was
that helping government contracting employees to balance urgency of need with attaining
quality of service made implementing the organization leaders’ policies and philosophies
challenging. Organizations in the public arena are expected to retain desirable traits of
public trust resource administration and good governance (Pomeranz et al., 2014).
The theme associated with ethics requires continued training included the answers
related to understanding the requirements needed to mitigate the government contracting
employees’ unethical behaviors. The patterns found in participants’ responses included
words that referred to (a) maintaining required training, (b) providing relevant training,
(c) ensuring that regulations are clear and concise, and (d) communicating ethical
guidelines to government contracting employees.
Emergent Theme 2: Trust is Vital.
Participants’ views varied based on their experience and beliefs. Fifty-two percent
of participants indicated that they had not faced unethical behaviors with their employees
administering government contracts. Some managers addressed issues encountered. For
example, 14% assessed that unethical vendors caused employees to behave unethically
(see Table 3). The participants maintained that if unethical vendors do not approach
employees and offer money for contracts, employees might not have a reason to
administer contracts unethically.
Table 3
Nodes Related to Theme 2: Frequency of Themes for Trust is Vital
Theme n
% of
frequency of
occurrence
Honesty, integrity is representative of organizational
philosophy 8 38%
Communication 5 24%
Unethical vendors 3 14%
Individual Beliefs 2 10%
Training used in employees' development 2 10%
D1: DLA Director's Guidance - Engage with employees,
customers, and stakeholders 3 100%
Note: n = frequency
Ten percent of participants posited that individual beliefs drive ethical/unethical
behaviors. These managers affirmed Elcock’s (2012) assessment that public servants must
depict accountability, legality, responsiveness, and integrity when doing their jobs. The
managers posited that if an individual has high ethical standards, they would not
cooperate with unethical vendors presenting money for favors. The employees will
administer contracts based on the ethical standards set forth in government contracting
guidance. Twenty-four percent of participants confirmed DLA Director’s guidance (see
Table 3) that communication is vital to ensuring that government contracting employees
understand the ethical guidelines and the ramifications of going outside the scope of the
established policies. Participants’ responses varied based on the type of employees they
managed.
A small minority, 10%, maintained that more than any other factors, using training
to develop government contracting employees might affect employees’ ethical
understanding of government contracting administration. The bulk of participants looked
at the organization’s philosophies and combined them with their personal beliefs when
addressing unethical behaviors in government contracting employees. Tomescu and
Popescu (2013) posited that moral judgments pose substantial challenges to individual
and organizational integrity. Thirty-eight percent of participants posited that honesty and
integrity represented DLA’s primary philosophy.
DLA’s mission is to support the warfighter by offering value-added supplies and
services at a fair and reasonable price while keeping in mind the philosophy of honesty
and integrity, above all else (DLA, 2013). Participants posited that open communications
allowed employees to document and report unethical behaviors encountered. Participants
stated that leading by example was a primary factor for mitigating government
contracting ethical behaviors. If the employee understood the organization’s philosophy
and the manager’s willingness to enforce the policies, the employee might be willing to
follow the required ethical guidelines.
Themes included those questions related to participants’ perceptions of issues
managers may face regarding the knowledge needed to mitigate unethical behaviors of
government contracting employees when administering contracts. The answers belonging
to the theme trust is vital contained patterns based on participants’ responses such as
honesty, integrity, and ethics. The categories of significance in the responses included:
integrity with six responses, honesty with four responses, and ethics with three responses,
thus demonstrating the relevance that the category had on participants. The category
related to trust is vital included participants’ responses reflecting that values, trust, and
morals must guide ethical behaviors.
Emergent Theme 3: Adequacy of Training.
Thirty-eight percent of participants assessed that training offered provided
government contracting employees with adequate discipline needed to do their jobs
ethically (see Table 4). While those managers determined no improvements were needed,
29% of participants posited that training offered must be relevant to the work employees
do. Participants confirmed Warren et al.’s (2014) assessment that formal ethics training
encourages ethical organizational development and decreases instances of unethical
behaviors. P4 assessed that training must be tailored to each government contracting
activity. The managers suggested that sometimes training offered by the organization
differed from the scope of work employees do therefore making the training appear
irrelevant.
Table 4
Nodes Related to Theme 4 - Frequency of Themes for Adequacy of Training
% of frequency of
Theme n occurrence
Current training is sufficient 8 38%
Training must be relevant 6 29%
Note: n=frequency
Ensuring that adequacy of training is presented to government contracting
employees is vital to sustaining an ethical workforce. With only 38% of managers
agreeing that training offer is sufficient, I recommend that relevant, reoccurring training is
offered to current and future government contracting employees. Relevant training can
provide the government contracting workforce with the ability to conduct selfassessments
related to government contracting ethical requirements. Managers also confirmed
Verschoor’s (2014) belief that organizational ethics training is critical to effectively
presenting an ethical culture within the organization. P2 and P4 posited that training must
be relevant and comply with established regulations.
Emergent Theme 4: Benefits of Ethical Government Contracting.
Participants stressed benefits for mitigating government contracting employees’
unethical behaviors. Benefits included (a) improvements to customer service, (b) cost
savings, (c) boosting consumer confidence in government contracting organizations, (d)
self-satisfaction, and (e) improvement in workforce performance. The managers agreed
that it was beneficial for government contracting employees to do their jobs ethically.
Overwhelmingly, as noted in Table 5, 76% of participants assessed cost savings as a
major benefit. P5 noted an effective use of taxpayer dollars, while P11 posited that
knowing that taxpayer’s money is spent ethically may benefit society. Whether cost
savings to the government, customer or the public, participants affirmed DLA Director’s
guidance (see Table 5) that saving money benefits all stakeholders.
Results from this study confirm Ayuso et al. (2012) findings that focusing on the
broader area of stakeholder management and social responsibility enhancements ethical
compliance within government contracting. Thirty-five percent of participants noted other
potential benefits (see table 5) including improvements in customer service, boosting
consumer confidence, improvement to the workforce, and 19% noted selfsatisfaction. As
noted within the conceptual framework of this study, changes to the government
contracting policies can benefit all stakeholders. Freeman (1984) posited that
incorporating ethics with organizational strategies benefits not only the organization but
also all stakeholders. Benefiting stakeholders embraces good customer service.
Table 5 Benefits of Ethical Government Contracting
Theme n
% of frequency
of
occurrence
Current training is sufficient 8 38%
Training must be relevant 6 29%
D2: DLA Director's Guidance -
Achieve price reductions
across DLA’s 1 100%
Note: n=frequency
Participants confirmed SBA (2014) assessment that customer service and
customer satisfaction encompass the administration of government contracts. Lorne and
Dilling (2012) posited that matching organization and customer values can produce a
customer-centric environment. Lorne and Dillings’ assessment confirms DLA’s (2013)
customer service mission.
Particular Situations
The category related to trust is vital addressed ideas regulated by principles or
values that apply to situations requiring contextual judgments. The patterns found in
participants’ responses included words such as (a) document and reported, (b)
communicate, (c) zero tolerance, and (d) encourage positive behaviors, addressing how
particular situations could influence ethical behaviors and decisions. Participants noted
integrity as a behavior that comprises the individuals’ responsibility for his/her actions or
a thought as a whole is part of an ethical behavior. The category related to ethics requires
continued training addressed ideas related to regulations, guidance, or law. Participants’
responses included phrases such as FAR/DFARS is a must, regular training must be
conducted, relevant training is needed, maintain current training, and clarify policies.
Participants posited that making guidelines and regulations clear could assist government
contracting managers to clearly relate ethical guidelines to government contracting
employees.
Application to Professional Practice
The findings from this study indicated a vital need for additional government
contracting managers’ training and guidance in mitigating unethical behaviors by
employees administering government contracts. The threat of increased unethical
behaviors by government contracting employees coupled with the stated need for
simplification and clarification of government contracting regulations support Demessie’s
(2012) conclusion that vagueness in procurement policies can affect all stakeholders. The
findings relate to stakeholder theory because as identified by D1 in the second theme,
government contracting organizations can establish trust through engagement with all
stakeholders.
Freeman (1984) posited that moral principles must drive stakeholder relations.
Government contracting managers must guide their employees in understanding how
unethical behaviors affect not only the organization but also all stakeholders. The ethical
principles of government contracting business as defined in the FAR as well as outlined
in D1 can provide government contracting organizations with better performance
approaches if managers know how to ethically manage employees. The ability of
government contracting managers to mitigate employees’ unethical behaviors will benefit
not only this organization but also all stakeholders.
To some extent, the findings of this study suggested that unethical behaviors by
government contracting employees may be consistent with lack of information provided
by government contracting managers. Lorne and Dilling (2012) posited that managers
require purposeful decision making tools to facilitate dissemination of information. If
government contracting managers do not have clear guidance and training in
understanding government contracting ethical requirements, the managers cannot provide
that information to employees. On the other hand, if policies, regulations, and guidance
are unclear, managers will provide personal interpretations to individual employees.
There must be clarity and consistency through the government contracting arena.
Implementing the views assessed in this study have important implications for
government contracting because, as suggested by P1, P5, P6, P13, P14 and P16, all
stakeholders can benefit from ethical government contracting through improved customer
service and increased cost savings. Improving customer service can show stakeholders
and society improvement in the ethical culture of government contracting. P2 suggested
that mitigating government contracting employees’ unethical behaviors might mitigate
scandals currently plaguing government contracting organizations (Schick, 2011). When
government contracting managers understand the requirements of ethical government
contracting and how to disseminate the information to their employees, employees might
consider the consequences of their actions before making a decision to be unethical. As
government contracting managers understand ethical needs of government contracting,
the result of this study may assist organization leaders in developing strategies for
improved implementation of ethical requirements.
Implications for Social Change
Positive social change is possible within government contracting. Society, policy
administrators, government contracting professionals, and acquisition workforces must
make an effort to clarify and simplify the ethical requirements of the government
contracting process. From the data analysis, I concluded that a dominant association
exists among understanding government contracting regulations, organizational
philosophies, corporate best practices, and government contracting fraud. Furthermore, I
concluded that this association that exists among these entities is vital to the government
contracting community because of insights provided by the training attitudes,
expectations, and transparency needed with government contracting.
Government contracting professionals may benefit from this study by
understanding the potential effect of unethical behaviors on all stakeholders.
Understanding the role that each stakeholder plays in the government contracting process,
and how the potential effects of unethical behaviors can affect each member may assist
stakeholders in mitigating financial losses occurring yearly due to fraud, briberies, and
abuse. In addition, benefits of this study may encourage socially accountable and
transparent federal contracting processes that could reduce fraud that in turn may renew
society’s trust in government contracting organizations.
Findings and conclusions from this study are expected to expand the scholarly
literature that demonstrates the benefits of socially acceptable government contracting
processes. Any reduction in government contracting employees’ unethical behaviors can
benefit society because individual taxpayers represent society. Government contracting
organizations may also benefit from increased ethical behaviors by employees because
the organizations’ stakeholders may see cost savings in reduction of prosecutions and lost
production time. Businesses’ leaders may benefit because the money saved by
government contracting organizations can finance technology and innovations.
Stakeholders can use money saved by government contracting organizations to
incentivize human development thereby benefiting society. Findings and
recommendations from this study may contribute to positive social change by improving
training and ethical standards, which could lead to enhancing society’s trust in
government contracting organizations.
Recommendations for Action
The findings indicated that some government contracting managers had the
knowledge needed to mitigate unethical behaviors by government contracting employees;
however, government contracting organizations still require changes. Findings from this
study revealed dominant perceptions that there is a connection among (a) government
contracting regulations, (b) government contracting manager and employee training, (c)
trust, and (d) best business practices to mitigate the government contracting employees’
unethical behaviors. Because of the findings, I propose three recommendations to both
the government contracting officials/regulators and industry leaders.
First, I recommend that the government contracting officials/regulators seek to
improve dissemination of ethical guidelines on a regular basis, thereby improving
government contracting managers and employees’ understanding of the ethical
guidelines. Stakeholders doing government contracting business require clarity. If the
guidelines and regulations are unclear, government contracting employees may not fully
comprehend the ramifications of continued unethical behaviors. Government contracting
managers must drive ethical and value integration. Leaders have the power to motivate
employees by being role models (Leroy, Palanski, & Simons, 2012).
My second recommendation is that government contracting officials conduct a
more comprehensive review of instances of unethical behaviors by government
contracting employees. Conducting random checks to ensure that employees are doing
the job ethically may benefit all stakeholders. Managers must have the tools needed to
assist their employees. Conducting quarterly management training on the FAR
requirements in relation to ethical conduct can help managers to understand the
requirements for their employees better. Along with FAR training, I recommend that
managers receive quarterly ethical training. The training can include the requirements for
ethical contracting, ethics in business, and the effect of unethical behaviors on the
stakeholders. Government contracting managers must offer and maintain relevant training
that provides government contracting employees with the tools needed to do the job
ethically.
My third and final recommendation is that government contracting officials
impose penalties that will reduce misconduct. The FAR lists penalties for government
contracting employees’ unethical behaviors (Acquisition Central, 2014). However, unless
the individual takes the time to read FAR Part 3 inclusively, understanding the possible
ramifications of their unethical behaviors may not be clear. Mitigating depends on
government contracting employees believing that stakeholders might discover the acts of
unethical behaviors and that the cost of the action is greater than the potential profit. I
recommend that the government contracting administrators enable and empower
managers to publish statistics of employees caught in unethical situations and the
punishments for the employees’ actions. Implementing these findings would support
Sadler-Smith’s (2012) finding that corporate ethics programs educate and inform.
The research findings will benefit government contracting leaders who have a
goal of positive social change within the government contracting system. I will
disseminate the results of this study through correspondence to G.A.O., conferences,
scholarly journals, seminars, and organizational training. After applying suggested
changes, government contracting leaders can meet with government contracting managers
to review both successes and failures regarding implementation. Government contracting
managers must meet with employees to disseminate updated information and review
lessons learned. There must be checks and balances to determine if applied changes made
a difference.
Recommendations for Further Research
Findings from this study determined that government contracting managers have
the desire to manage their employees ethically and assist employees in mitigating
unethical behaviors; however, managers need clear policies, processes, and tools to
accomplish those tasks. I recommend three studies to further the understanding of the
government contracting managers’ need to mitigate unethical employee behavior. First, I
recommend a comparative study to discover if changes to FAR Part 3 have reduced the
number of reported instances of government contracting employees’ unethical behaviors.
The results of such a study might further the understanding of mitigating unethical
behaviors in government contracting.
Next, I recommend further study of a broader base of government contracting
managers to determine the perceived level of understanding of government contracting
ethical regulations. Within this study, researchers could address three issues: (a)
government contracting managers’ knowledge of the FAR, (b) the likelihood of
government contracting managers detecting unethical behaviors in their employees, and
(c) if managers can articulate the aspects of deterrence theory based on Qing,
Zhengchuan, Tamara, and Hong’s (2011) assessment that punishment for violations will
surpass reward.
Finally, I recommend further assessment of government contracting managers’
understanding of the knowledge needed to mitigate government contracting employees’
unethical behaviors using a qualitative descriptive design. Researchers may expand on the
current study by perusing a broader spectrum of government contracting managers based
on multiple organizations and employees managed. Findings from the envisioned
research studies may enhance the understanding of both academia and government
contracting stakeholders on the association of (a) government contracting managers’
understanding, (b) government contracting employees’ ethical conduct, and (c) society’s
need for clarity in government contracting. The expectation is that findings from this
study may lead to enhanced future research focused on clarifications of government
contracting regulations, enhanced training for government contracting employees and
managers, and reductions in unethical behaviors within government contracting arenas.
Reflections
Interviewing participants to gain an understanding of the requirements that the
government contracting managers needed to mitigate unethical behaviors by government
contracting employees was both fascinating and informative. Learning the history of
government contracting, discovering various instances of unethical behaviors by
government contracting employees, and the government contracting leaders’ efforts to
combat unethical behaviors heightened my understanding of the subject. With more than
25 years of experience in government contracting, I had preconceived ideas of what to
expect prior to conducting this study. I initiated this study with the preconceived notion
that all government contracting personnel understood the ethical requirements of
government contracting and that managers had all the tools needed to mitigate the
employees’ unethical behaviors. Over time, I learned to bracket my biases and maintain
an objective, scholarly, and unbiased approach to my research as described by Snelgrove
(2014). The change in attitude proved invaluable in the research process and more
importantly in gaining an understanding of the difficulties that each government
contracting manager faces.
Completing the dissertation process taught me the value of applying structured
and unbiased approaches to problems and challenges. The frustrations experienced during
the dissertation process from re-writes to waiting for approvals taught me that anything
worth doing is worth the time, hard work, and patience that I experienced. I became open
to exploring various literature on topics not previously considered, I learned to master
patience and listen instead of thinking that I knew what the answer would be, and learned
to analyze data objectively. My focus changed from an attitude of knowing, to listening
and understanding. My lived experiences informed my point of view that government
contracting managers are individuals who need the same guidance as their employees.
Overall, completing this study significantly expanded my knowledge concerning
government contracting regulations, ethical requirements, and most importantly, my
awareness of government contracting managers’ needs regarding the need for an ethical
contracting knowledge-base. The knowledge gained, and ideas expressed by government
contracting managers significantly contributed to this study.
Summary and Study Conclusions
Completing this study provided me with an overview of government contracting
managers’ understanding of the requirements needed to mitigate the government
contracting employees’ unethical behaviors. The research methodology followed a
qualitative case study that included a purposeful sampling of 21 government contracting
managers. The data collection process included semistructured interviews and
documentation as research techniques to demonstrate methodological triangulation
(Bekhet & Zauszniewski, 2012). My findings showed that most government contracting
managers had not experienced employee unethical behaviors; however, those managers
who offered an opinion provided specific examples of issues that the government
Data Analysis Technique
Transcribing research data is beneficial in member checking (Harvey, 2015).
When member checking was complete, and clarifications made, I began data analysis.
Qualitative data analysis techniques involve reducing data into themes or categories (Yin,
2011). The Ethnograph v6 computer software package used in data analysis proved
beneficial to helping with analyzing raw data collected from the semistructured
interviews by marking the data with specific identifiers assigned to interview participants
(Gullion & Ellis, 2014). Qualitative researchers use data analysis to consider data
concerning particular phenomena (Collingridge, 2013; Oliver, 2011).
A qualitative, case study research was preferred to obtain new information from
government contracting employees and to provide management with a better
understanding of what causes unethical behaviors. Understanding factors associated with
government contract managers lacking knowledge required to stop contracting
employees’ unethical behaviors when administering contracts provided additional
discussion questions.
Interview Questions
The interview questions I used to address the research question were:
17. What are the issues that you face as the manager of government contracting
employees regarding unethical behaviors?
18. What are the fundamentals that you as a manager use to assist government
contracting employees in understanding how to perform their duties ethically?
19. What are the elements of the organization’s philosophy that you as a manager
use to address government contracting employees’ unethical behaviors when
administering contracts?
20. What are the challenges confronting you as a manager in determining ethical
implementation of the organization’s philosophy?
21. What training and development methods do you use better guide employees to
act ethically?
22. How can training and development methods be improved and incorporated as
an integral part of government contract administration?
23. What benefits can result from employees’ ethical administration of
government contracts?
24. What further questions, comments, or information do you have that may be
beneficial to this study?
The recommendations of qualitative methodology provided the basis for this study
because this study did not require hypothesis testing or statistical interpretations. I
focused on obtaining meaningful characterization of real-world events (Yin, 2011). To
start the data analysis process, I asked each participant eight open-ended questions. After
copying the research data into Microsoft Word, Nayelof et al. (2012) assessed that the
researcher may use software in data analysis. Upon loading the data in the Ethnograph v6
software, the search for common themes ensued. This process provided a systematic
manner for coding data into key themes (Housley & Smith, 2011; Kisely & Kendall,
2011; Paulus et al., 2013). Crede and Borrego (2013) used inductive coding to gather
information related to graduate engineering student retention. Mitra, Serriere, and
Stoicovy (2012) used inductive coding to explore the correlation among leaders and
student participation. Likewise, Siwale and Ritchie (2012) used inductive coding to look
at the loan officer’s multifaceted role in developing countries. Key themes emerged when
I used inductive coding in the data analysis process (Crede & Borrego, 2013).
Reliability and Validity
Addressing reliability and validity helped in achieving verification of this research
study. To ensure the reliability and validity of the research, I searched for logical
conclusions based on the analyzed data (Dolnicar, 2013). In this study, I assessed the
validity in relation to the purpose of the research study and participants’ perspectives.
Reliability
Reliability of the qualitative research addresses the ability of other researchers to
replicate the study. Reliability in qualitative research emphasizes the nonexistence of
careless errors and presents the research in raw data(Zachariadis, Scott, & Barrett, 2013).
This process allows other researchers to replicate the research findings with the same
results (Zachariadis et al., 2013). Protecting the integrity, quality, and reliability of the
research data was a key focus of the study (Koro-Ljungberg & Bussing, 2013).
Documentation of all aspects of assessment established reliability and credibility of the
data (Yilmaz, 2013). Reliability of this study was an essential objective. Jorgensen (2012)
maintained that reliability in qualitative research depends on an accurate representation of
research participants’ perspectives and the link to the research question. Campbell,
Quincy, Osserman, and Pedersen (2013) posited that a necessary step in validating a
coding scheme in qualitative research entails the use of intercoders. Intercoder reliability
can be a key component of the qualitative data analysis process (Campbell et al., 2013).
Using a source familiar with the Ethnograph v.6 software did not offer value in this
process.
Validity
Researchers use validity in qualitative research to verify the authenticity of the
study (Koch et al., 2014). The qualitative researcher uses validity to outline the
association with the research design and the data interpretations (Koro-Ljungberg, 2013;
Sirriyeh, Lawton, Gardner, & Armitage, 2012; Wallace, 2011). To understand the role that
validity plays in qualitative research, Newman et al. (2013) conducted a study to assess
the methods for estimating content validity. Validity strengthens the trustworthiness of the
research tools. In this case study, validity occurred through techniques such as member
checking, triangulation, and data saturation (Newman et al., 2013).
As in reliability, using member checking provided grounds for data validation.
Employing member checking to ensure that each participant reviewed a copy of their
interview transcript for accuracy served to validate the data. Harper and Cole (2012)
posited that member checking or respondent validation improves the accuracy and
validation of the study. Using member checking allowed participants to verify findings,
provide feedback, and provide further insights beneficial to this study (Harper & Cole,
2012). Summarizing the data and obtaining participants’ feedbacks, corrections, and
additional insights provided clarity in the final data analysis. Allowing each participant to
review a copy of their transcript offered further validity to this study by promoting
affirmation, feedback, critique, and cooperation (Tracy, 2013).
Embracing triangulation throughout the validation phase of the research process
helped in mitigating bias (Suri, 2011). Methodological triangulation from interviews and
documentation strengthened the validity of this study (Bekhet & Zauszniewski, 2012).
Yin (2013) posited that data triangulation supports the validity of a case study.
Methodological triangulation from interviews and exploration of documents related to the
research subject identified similarities and differences in current responses and past
observances (Bekhet & Zauszniewski, 2012). My objective of this study was to use data
triangulation to promote the completeness of the data collection and classify emerging
findings (Boblin, Ireland, Kirkpatrick, & Robertson, 2013).
Data saturation occurred when no new themes emerged, and coding became
routine (O’Reilly, Paper, & Marx, 2012). Although I reached the saturation point after 16
interviews, I continued to interview participants until I conducted 21 semistructured
interviews. Cliggett (2013) posited that qualitative studies contain limitations. Although I
found themes to support the research question, this study may be limited and presents
opportunities for future research. The inability to study all managers in government
contracting presents further limits on this study. However, information gathered through
the interview process, document inquiry, and data analysis should be transferability to
members of the contracting community.
Transition and Summary
The objective in Section 2 of this research was to assess the purpose of the
research, examine the role of the researcher and analyze the selection of individuals
participating in the research study. I looked at the data collection process and provided an
explanation of reliability and validity methods. I detailed the findings of the research and
explained applications of professional practices, implications for social change, and
recommendations for future research study in Section 3.
Section 3: Application to Professional Practice and Implications for Change
This section contains the results of an analysis of the knowledge required by
government contracting managers to mitigate unethical behaviors of employees when
administering contracts. In addition, Section 3 contains an overview of the study, the
findings of the study, and applications for professional practice. I review (a) implications
for social change, (b) recommendations for action, including dissemination of results, (c)
recommendation for further study on government contracting managers’ perceived level
of understanding of government contracting ethical regulations, (d) reflections of my
experience conducting this research study, as well as (e) the study summary and
conclusions.
Overview of Study
The purpose of this qualitative case study was to provide a clear understanding of
the knowledge required by government contracting managers to mitigate unethical
behaviors of government contracting employees when administering contracts. To
comprehend the government contracting managers’ understanding, I established one
research question and eight supporting interview questions. The research and interview
questions are instrumental to the presentation of the findings presented in this chapter.
Data collection included 21 semistructured interviews and company documents
pertaining to ethical requirements of doing government contracting. Company documents
as well as the interviews provided methodological triangulation of the data. After
transcribing, I uploaded the data to Ethnograph v6 software for coding. I analyzed the
data and discovered four emerging themes. The themes related to organizational strategic
guidelines as described in the company documents. The four themes comprised (a) ethics
requires continued training, (b) trust is vital, (c) adequacy of training, and (d) benefits of
ethical government contracting. The findings from the data analysis revealed evidence
that supported the conclusion that training and communication are central to managing
government contracting employees’ unethical behaviors.
Presentation of the Findings
The findings from data analysis presented pertain to the central research question:
what knowledge do government contracting managers need to mitigate unethical
behaviors of government contracting employees when administering contracts? Framed
by the stakeholder theory, a qualitative case study was designed and purposeful sampling
used which resulted in 21 government contracting managers answering eight open-ended
questions (Appendix A) regarding contracting managers’ understanding of the knowledge
required to diminish unethical behaviors of government contracting employees when
administering contracts. I analyzed participants’ responses from face-to-face interviews
and company documents using Ethnograph v6 software to assist in establishing the
findings.
The sample came from a group of government contracting managers at the
Defense Logistics Agency in the mid-Atlantic area of the United States. Twenty-one
participants responded to the research question. To protect participants’ privacy, I
replaced participants’ names with codes such as P1, P2, P3, through P 21. Based on the
interview questions, participants presented responses that varied in scope, depth, and
consideration. The response rate of individuals willing to participate in the study
represented 100% of participants approached. Based on Dibley’s (2011) assessment of
McCormack’s Lens, I drew on each participant’s experience to develop and present the
research findings in an unbiased manner. Although I used the questions in (see Appendix
A) to direct each interview, an open-ended interview approach guided the interview
process.
The conceptual framework for this research study was stakeholder theory. The
concept of stakeholder theory which encourages business managers to consider the
principles of organizational and public ethics when determining business compliance
(Freeman, 1984) was supported by much of the interview responses and reiterated by the
company documents. Four themes emerged which demonstrated similarities and
differences amongst participants. Gioia, Corley, and Hamilton (2013) posited that themes
in qualitative research emerge from patterns not predetermined. Qualitative researchers
focus on new patterns, themes, or information that provides new insight into a specific
subject (Gioia, et al., 2013). The four emerging themes reflected vital results of this study
and represented more than 80% of the responses in each category.
Emergent Theme 1: Ethics Requires Continued Training.
In regards to training or development methods managers used to guide
government contracting employees to administer contracts ethically, 38% of participants
relied on established policies and guidance while 52% assessed that regular training was
key (see Table 2). As noted by 11 participants, annual training plays a vital role in
ensuring that any changes in organizational policies are clearly outlined. Findings from
this study enforces Witesman and Fernandez’s (2013) assessment that incorporating
government contracting requirements, compliance with the law, and customer satisfaction
related to administering government contracts encourages ethical behaviors.
Participants posited that training government contracting employees on the
fundamentals of the FAR, DFARS, and local ethical guidance presented further
opportunities for employees to understand the requirements of doing their jobs ethically.
Warren, Gasper, and Laufer (2014) posited that formal ethics training encourages ethical
organizational development; therefore, may decrease instances of unethical behaviors. In
addition, five percent of participants stated that open communication presents further
opportunities for presenting ethical training and development to government contracting
employees. Another 5% of participants posited that managers must lead by example.
Table 2
Nodes Related to Theme 1: Frequency of Themes for Ethics Requires Continued Training
% of frequency
of
Theme n occurrence
Clarity is needed in regard to organizational standards 14 66%
FAR, DFARS, local policies
Training/development methods used - regular/continued
13 62%
training 11 52%
No problems with implementing organizational standards 10 48%
Training/development methods used - established policies 8 38%
Improvement in ethical policies 6 29%
Communicating organizational policies proved challenging 5 24%
Problems balancing urgency of need with quality 3 14%
Note: n = frequency
Different managers have different styles, views, and ideas. In fact, participants
noted various fundamentals to address government contracting employees’ understanding
of the ethical requirements needed to administer government contracts. However, the
majority of participants, 62%, relied on policies and guidance such as the FAR, DFARS,
and local policies to guide employees to do their jobs ethically. Participants posited that
communication is vital to clearly presenting fundamentals needed by employees (see
table 2).
Forty-eight percent of participants indicated no problems in implementing the
organization leaders’ policies. These participants maintained that leading by example and
clearly communicating the organization’s philosophies appeared important to employees
understanding and implementation of those policies. However, 24% of participants stated
that communicating the organization’s policies seemed challenging because the policies
were at times unclear (see Table 2). Findings from this study discount Rotter, Airlike, and
Mark-Herbert’s (2014) findings that managers willingly manipulate regulatory policies to
ensure that cases of unethical behaviors dissipate. Waldman and Balven (2014) posited
that responsible leaders can influence their employees ethically. Notwithstanding, P17
posited that the organizational policies are subject to individual interpretation. P8
assessed that the policies constantly changes and that the guidelines offered appear
contradictory or confusing to the employees.
When asked how the participants could overcome the challenges presented, 66%
(see Table 2) posited that being able to understand the organization’s policies and not
offering personal interpretations could be helpful in clearly communicating the
philosophies to their government contracting employees. The managers maintained that
the policies written in legal language makes it challenging to interpret and present to the
government contracting employee. Another issue that 14% of participants presented was
that helping government contracting employees to balance urgency of need with attaining
quality of service made implementing the organization leaders’ policies and philosophies
challenging. Organizations in the public arena are expected to retain desirable traits of
public trust resource administration and good governance (Pomeranz et al., 2014).
The theme associated with ethics requires continued training included the answers
related to understanding the requirements needed to mitigate the government contracting
employees’ unethical behaviors. The patterns found in participants’ responses included
words that referred to (a) maintaining required training, (b) providing relevant training,
(c) ensuring that regulations are clear and concise, and (d) communicating ethical
guidelines to government contracting employees.
Emergent Theme 2: Trust is Vital.
Participants’ views varied based on their experience and beliefs. Fifty-two percent
of participants indicated that they had not faced unethical behaviors with their employees
administering government contracts. Some managers addressed issues encountered. For
example, 14% assessed that unethical vendors caused employees to behave unethically
(see Table 3). The participants maintained that if unethical vendors do not approach
employees and offer money for contracts, employees might not have a reason to
administer contracts unethically.
Table 3
Nodes Related to Theme 2: Frequency of Themes for Trust is Vital
Theme n
% of
frequency of
occurrence
Honesty, integrity is representative of organizational
philosophy 8 38%
Communication 5 24%
Unethical vendors 3 14%
Individual Beliefs 2 10%
Training used in employees' development 2 10%
D1: DLA Director's Guidance - Engage with employees,
customers, and stakeholders 3 100%
Note: n = frequency
Ten percent of participants posited that individual beliefs drive ethical/unethical
behaviors. These managers affirmed Elcock’s (2012) assessment that public servants must
depict accountability, legality, responsiveness, and integrity when doing their jobs. The
managers posited that if an individual has high ethical standards, they would not
cooperate with unethical vendors presenting money for favors. The employees will
administer contracts based on the ethical standards set forth in government contracting
guidance. Twenty-four percent of participants confirmed DLA Director’s guidance (see
Table 3) that communication is vital to ensuring that government contracting employees
understand the ethical guidelines and the ramifications of going outside the scope of the
established policies. Participants’ responses varied based on the type of employees they
managed.
A small minority, 10%, maintained that more than any other factors, using training
to develop government contracting employees might affect employees’ ethical
understanding of government contracting administration. The bulk of participants looked
at the organization’s philosophies and combined them with their personal beliefs when
addressing unethical behaviors in government contracting employees. Tomescu and
Popescu (2013) posited that moral judgments pose substantial challenges to individual
and organizational integrity. Thirty-eight percent of participants posited that honesty and
integrity represented DLA’s primary philosophy.
DLA’s mission is to support the warfighter by offering value-added supplies and
services at a fair and reasonable price while keeping in mind the philosophy of honesty
and integrity, above all else (DLA, 2013). Participants posited that open communications
allowed employees to document and report unethical behaviors encountered. Participants
stated that leading by example was a primary factor for mitigating government
contracting ethical behaviors. If the employee understood the organization’s philosophy
and the manager’s willingness to enforce the policies, the employee might be willing to
follow the required ethical guidelines.
Themes included those questions related to participants’ perceptions of issues
managers may face regarding the knowledge needed to mitigate unethical behaviors of
government contracting employees when administering contracts. The answers belonging
to the theme trust is vital contained patterns based on participants’ responses such as
honesty, integrity, and ethics. The categories of significance in the responses included:
integrity with six responses, honesty with four responses, and ethics with three responses,
thus demonstrating the relevance that the category had on participants. The category
related to trust is vital included participants’ responses reflecting that values, trust, and
morals must guide ethical behaviors.
Emergent Theme 3: Adequacy of Training.
Thirty-eight percent of participants assessed that training offered provided
government contracting employees with adequate discipline needed to do their jobs
ethically (see Table 4). While those managers determined no improvements were needed,
29% of participants posited that training offered must be relevant to the work employees
do. Participants confirmed Warren et al.’s (2014) assessment that formal ethics training
encourages ethical organizational development and decreases instances of unethical
behaviors. P4 assessed that training must be tailored to each government contracting
activity. The managers suggested that sometimes training offered by the organization
differed from the scope of work employees do therefore making the training appear
irrelevant.
Table 4
Nodes Related to Theme 4 - Frequency of Themes for Adequacy of Training
% of frequency of
Theme n occurrence
Current training is sufficient 8 38%
Training must be relevant 6 29%
Note: n=frequency
Ensuring that adequacy of training is presented to government contracting
employees is vital to sustaining an ethical workforce. With only 38% of managers
agreeing that training offer is sufficient, I recommend that relevant, reoccurring training is
offered to current and future government contracting employees. Relevant training can
provide the government contracting workforce with the ability to conduct selfassessments
related to government contracting ethical requirements. Managers also confirmed
Verschoor’s (2014) belief that organizational ethics training is critical to effectively
presenting an ethical culture within the organization. P2 and P4 posited that training must
be relevant and comply with established regulations.
Emergent Theme 4: Benefits of Ethical Government Contracting.
Participants stressed benefits for mitigating government contracting employees’
unethical behaviors. Benefits included (a) improvements to customer service, (b) cost
savings, (c) boosting consumer confidence in government contracting organizations, (d)
self-satisfaction, and (e) improvement in workforce performance. The managers agreed
that it was beneficial for government contracting employees to do their jobs ethically.
Overwhelmingly, as noted in Table 5, 76% of participants assessed cost savings as a
major benefit. P5 noted an effective use of taxpayer dollars, while P11 posited that
knowing that taxpayer’s money is spent ethically may benefit society. Whether cost
savings to the government, customer or the public, participants affirmed DLA Director’s
guidance (see Table 5) that saving money benefits all stakeholders.
Results from this study confirm Ayuso et al. (2012) findings that focusing on the
broader area of stakeholder management and social responsibility enhancements ethical
compliance within government contracting. Thirty-five percent of participants noted other
potential benefits (see table 5) including improvements in customer service, boosting
consumer confidence, improvement to the workforce, and 19% noted selfsatisfaction. As
noted within the conceptual framework of this study, changes to the government
contracting policies can benefit all stakeholders. Freeman (1984) posited that
incorporating ethics with organizational strategies benefits not only the organization but
also all stakeholders. Benefiting stakeholders embraces good customer service.
Table 5 Benefits of Ethical Government Contracting
Theme n
% of frequency
of
occurrence
Current training is sufficient 8 38%
Training must be relevant 6 29%
D2: DLA Director's Guidance -
Achieve price reductions
across DLA’s 1 100%
Note: n=frequency
Participants confirmed SBA (2014) assessment that customer service and
customer satisfaction encompass the administration of government contracts. Lorne and
Dilling (2012) posited that matching organization and customer values can produce a
customer-centric environment. Lorne and Dillings’ assessment confirms DLA’s (2013)
customer service mission.
Particular Situations
The category related to trust is vital addressed ideas regulated by principles or
values that apply to situations requiring contextual judgments. The patterns found in
participants’ responses included words such as (a) document and reported, (b)
communicate, (c) zero tolerance, and (d) encourage positive behaviors, addressing how
particular situations could influence ethical behaviors and decisions. Participants noted
integrity as a behavior that comprises the individuals’ responsibility for his/her actions or
a thought as a whole is part of an ethical behavior. The category related to ethics requires
continued training addressed ideas related to regulations, guidance, or law. Participants’
responses included phrases such as FAR/DFARS is a must, regular training must be
conducted, relevant training is needed, maintain current training, and clarify policies.
Participants posited that making guidelines and regulations clear could assist government
contracting managers to clearly relate ethical guidelines to government contracting
employees.
Application to Professional Practice
The findings from this study indicated a vital need for additional government
contracting managers’ training and guidance in mitigating unethical behaviors by
employees administering government contracts. The threat of increased unethical
behaviors by government contracting employees coupled with the stated need for
simplification and clarification of government contracting regulations support Demessie’s
(2012) conclusion that vagueness in procurement policies can affect all stakeholders. The
findings relate to stakeholder theory because as identified by D1 in the second theme,
government contracting organizations can establish trust through engagement with all
stakeholders.
Freeman (1984) posited that moral principles must drive stakeholder relations.
Government contracting managers must guide their employees in understanding how
unethical behaviors affect not only the organization but also all stakeholders. The ethical
principles of government contracting business as defined in the FAR as well as outlined
in D1 can provide government contracting organizations with better performance
approaches if managers know how to ethically manage employees. The ability of
government contracting managers to mitigate employees’ unethical behaviors will benefit
not only this organization but also all stakeholders.
To some extent, the findings of this study suggested that unethical behaviors by
government contracting employees may be consistent with lack of information provided
by government contracting managers. Lorne and Dilling (2012) posited that managers
require purposeful decision making tools to facilitate dissemination of information. If
government contracting managers do not have clear guidance and training in
understanding government contracting ethical requirements, the managers cannot provide
that information to employees. On the other hand, if policies, regulations, and guidance
are unclear, managers will provide personal interpretations to individual employees.
There must be clarity and consistency through the government contracting arena.
Implementing the views assessed in this study have important implications for
government contracting because, as suggested by P1, P5, P6, P13, P14 and P16, all
stakeholders can benefit from ethical government contracting through improved customer
service and increased cost savings. Improving customer service can show stakeholders
and society improvement in the ethical culture of government contracting. P2 suggested
that mitigating government contracting employees’ unethical behaviors might mitigate
scandals currently plaguing government contracting organizations (Schick, 2011). When
government contracting managers understand the requirements of ethical government
contracting and how to disseminate the information to their employees, employees might
consider the consequences of their actions before making a decision to be unethical. As
government contracting managers understand ethical needs of government contracting,
the result of this study may assist organization leaders in developing strategies for
improved implementation of ethical requirements.
Implications for Social Change
Positive social change is possible within government contracting. Society, policy
administrators, government contracting professionals, and acquisition workforces must
make an effort to clarify and simplify the ethical requirements of the government
contracting process. From the data analysis, I concluded that a dominant association
exists among understanding government contracting regulations, organizational
philosophies, corporate best practices, and government contracting fraud. Furthermore, I
concluded that this association that exists among these entities is vital to the government
contracting community because of insights provided by the training attitudes,
expectations, and transparency needed with government contracting.
Government contracting professionals may benefit from this study by
understanding the potential effect of unethical behaviors on all stakeholders.
Understanding the role that each stakeholder plays in the government contracting process,
and how the potential effects of unethical behaviors can affect each member may assist
stakeholders in mitigating financial losses occurring yearly due to fraud, briberies, and
abuse. In addition, benefits of this study may encourage socially accountable and
transparent federal contracting processes that could reduce fraud that in turn may renew
society’s trust in government contracting organizations.
Findings and conclusions from this study are expected to expand the scholarly
literature that demonstrates the benefits of socially acceptable government contracting
processes. Any reduction in government contracting employees’ unethical behaviors can
benefit society because individual taxpayers represent society. Government contracting
organizations may also benefit from increased ethical behaviors by employees because
the organizations’ stakeholders may see cost savings in reduction of prosecutions and lost
production time. Businesses’ leaders may benefit because the money saved by
government contracting organizations can finance technology and innovations.
Stakeholders can use money saved by government contracting organizations to
incentivize human development thereby benefiting society. Findings and
recommendations from this study may contribute to positive social change by improving
training and ethical standards, which could lead to enhancing society’s trust in
government contracting organizations.
Recommendations for Action
The findings indicated that some government contracting managers had the
knowledge needed to mitigate unethical behaviors by government contracting employees;
however, government contracting organizations still require changes. Findings from this
study revealed dominant perceptions that there is a connection among (a) government
contracting regulations, (b) government contracting manager and employee training, (c)
trust, and (d) best business practices to mitigate the government contracting employees’
unethical behaviors. Because of the findings, I propose three recommendations to both
the government contracting officials/regulators and industry leaders.
First, I recommend that the government contracting officials/regulators seek to
improve dissemination of ethical guidelines on a regular basis, thereby improving
government contracting managers and employees’ understanding of the ethical
guidelines. Stakeholders doing government contracting business require clarity. If the
guidelines and regulations are unclear, government contracting employees may not fully
comprehend the ramifications of continued unethical behaviors. Government contracting
managers must drive ethical and value integration. Leaders have the power to motivate
employees by being role models (Leroy, Palanski, & Simons, 2012).
My second recommendation is that government contracting officials conduct a
more comprehensive review of instances of unethical behaviors by government
contracting employees. Conducting random checks to ensure that employees are doing
the job ethically may benefit all stakeholders. Managers must have the tools needed to
assist their employees. Conducting quarterly management training on the FAR
requirements in relation to ethical conduct can help managers to understand the
requirements for their employees better. Along with FAR training, I recommend that
managers receive quarterly ethical training. The training can include the requirements for
ethical contracting, ethics in business, and the effect of unethical behaviors on the
stakeholders. Government contracting managers must offer and maintain relevant training
that provides government contracting employees with the tools needed to do the job
ethically.
My third and final recommendation is that government contracting officials
impose penalties that will reduce misconduct. The FAR lists penalties for government
contracting employees’ unethical behaviors (Acquisition Central, 2014). However, unless
the individual takes the time to read FAR Part 3 inclusively, understanding the possible
ramifications of their unethical behaviors may not be clear. Mitigating depends on
government contracting employees believing that stakeholders might discover the acts of
unethical behaviors and that the cost of the action is greater than the potential profit. I
recommend that the government contracting administrators enable and empower
managers to publish statistics of employees caught in unethical situations and the
punishments for the employees’ actions. Implementing these findings would support
Sadler-Smith’s (2012) finding that corporate ethics programs educate and inform.
The research findings will benefit government contracting leaders who have a
goal of positive social change within the government contracting system. I will
disseminate the results of this study through correspondence to G.A.O., conferences,
scholarly journals, seminars, and organizational training. After applying suggested
changes, government contracting leaders can meet with government contracting managers
to review both successes and failures regarding implementation. Government contracting
managers must meet with employees to disseminate updated information and review
lessons learned. There must be checks and balances to determine if applied changes made
a difference.
Recommendations for Further Research
Findings from this study determined that government contracting managers have
the desire to manage their employees ethically and assist employees in mitigating
unethical behaviors; however, managers need clear policies, processes, and tools to
accomplish those tasks. I recommend three studies to further the understanding of the
government contracting managers’ need to mitigate unethical employee behavior. First, I
recommend a comparative study to discover if changes to FAR Part 3 have reduced the
number of reported instances of government contracting employees’ unethical behaviors.
The results of such a study might further the understanding of mitigating unethical
behaviors in government contracting.
Next, I recommend further study of a broader base of government contracting
managers to determine the perceived level of understanding of government contracting
ethical regulations. Within this study, researchers could address three issues: (a)
government contracting managers’ knowledge of the FAR, (b) the likelihood of
government contracting managers detecting unethical behaviors in their employees, and
(c) if managers can articulate the aspects of deterrence theory based on Qing,
Zhengchuan, Tamara, and Hong’s (2011) assessment that punishment for violations will
surpass reward.
Finally, I recommend further assessment of government contracting managers’
understanding of the knowledge needed to mitigate government contracting employees’
unethical behaviors using a qualitative descriptive design. Researchers may expand on the
current study by perusing a broader spectrum of government contracting managers based
on multiple organizations and employees managed. Findings from the envisioned
research studies may enhance the understanding of both academia and government
contracting stakeholders on the association of (a) government contracting managers’
understanding, (b) government contracting employees’ ethical conduct, and (c) society’s
need for clarity in government contracting. The expectation is that findings from this
study may lead to enhanced future research focused on clarifications of government
contracting regulations, enhanced training for government contracting employees and
managers, and reductions in unethical behaviors within government contracting arenas.
Reflections
Interviewing participants to gain an understanding of the requirements that the
government contracting managers needed to mitigate unethical behaviors by government
contracting employees was both fascinating and informative. Learning the history of
government contracting, discovering various instances of unethical behaviors by
government contracting employees, and the government contracting leaders’ efforts to
combat unethical behaviors heightened my understanding of the subject. With more than
25 years of experience in government contracting, I had preconceived ideas of what to
expect prior to conducting this study. I initiated this study with the preconceived notion
that all government contracting personnel understood the ethical requirements of
government contracting and that managers had all the tools needed to mitigate the
employees’ unethical behaviors. Over time, I learned to bracket my biases and maintain
an objective, scholarly, and unbiased approach to my research as described by Snelgrove
(2014). The change in attitude proved invaluable in the research process and more
importantly in gaining an understanding of the difficulties that each government
contracting manager faces.
Completing the dissertation process taught me the value of applying structured
and unbiased approaches to problems and challenges. The frustrations experienced during
the dissertation process from re-writes to waiting for approvals taught me that anything
worth doing is worth the time, hard work, and patience that I experienced. I became open
to exploring various literature on topics not previously considered, I learned to master
patience and listen instead of thinking that I knew what the answer would be, and learned
to analyze data objectively. My focus changed from an attitude of knowing, to listening
and understanding. My lived experiences informed my point of view that government
contracting managers are individuals who need the same guidance as their employees.
Overall, completing this study significantly expanded my knowledge concerning
government contracting regulations, ethical requirements, and most importantly, my
awareness of government contracting managers’ needs regarding the need for an ethical
contracting knowledge-base. The knowledge gained, and ideas expressed by government
contracting managers significantly contributed to this study.
Summary and Study Conclusions
Completing this study provided me with an overview of government contracting
managers’ understanding of the requirements needed to mitigate the government
contracting employees’ unethical behaviors. The research methodology followed a
qualitative case study that included a purposeful sampling of 21 government contracting
managers. The data collection process included semistructured interviews and
documentation as research techniques to demonstrate methodological triangulation
(Bekhet & Zauszniewski, 2012). My findings showed that most government contracting
managers had not experienced employee unethical behaviors; however, those managers
who offered an opinion provided specific examples of issues that the government