8
Introduction and Research Plan
1.1 Background and Context:
In today's highly globalized world, most developed countries are experiencing a
declining labor force and aging populations. This makes it more important than ever for
policymakers, economists, and social scientists to understand how these trends interact
and impact each other. Several developed countries' productivity is constantly threatened
to decrease due to a downward shift in the labor force (Lal 2023, 17). This decline in the
labor force stems from a dual phenomenon: a reduction in new entrants to the workforce
and the retirement exodus of individuals surpassing the average age of employment. In
addition to this conundrum, age longevity due to improved living conditions and health
services adds demands to increase welfare and post-retirement services – putting an
additional source of fiscal strain (Powell 2024, 18). Many developed nations, prominently
represented by the G7 countries such as Japan, Germany, Italy, France, Canada, and the
United Kingdom, grapple with unprecedented statistics indicative of diminishing fertility
and an aging population (Prskawetz et al. 2008, 306). Therefore, revising and
understanding the policies geared toward accepting and integrating new immigrants from
different nations is important.
Despite these demographic issues pertaining to low fertility and an aging
population, there is a growing consciousness that policies drafted and implemented by
developed countries must be reshaped and adapted, particularly regarding immigration
issues. The new policies, in essence, will aim to create a vision where welcoming labor
9
immigrants and integrating them plays a role in mitigating challenges presented by age
and fertility demographics.
Creating an inclusive view of immigration may be a promising approach that calls
for serious discussion. This shift seeks to not only identify the sociological pressures,
such as the need for labor that push for immigration, but also look at the beneficial
socioeconomic outcomes of a diverse and lively migrant population (Hass et al. 2019). As
a result, policy reform advocacy points out how immigration becomes a strategic means
of addressing the relationship between the growing aged populace and the present
migration trends.
Out of the several nations struggling with low fertility and aging populations,
Japan stands out as an interesting and puzzling case. Japan is grappling with one of the
most pressing issues of our time- an aging population. With over 25 percent of its
population over 65, the country is experiencing a rapid demographic shift (Green and
Kadoya 2015, 63). In just 25 years, the number of adults aged 65 years or more has nearly
doubled, from 14.6 percent to 28.7 percent (Davison and Peng 2021, 2578). This trend
and a declining birth rate have led to a population decrease of 1.7 million lives since
2010. The Statistics Bureau of Japan reports a decrease of 263,000 people in just one year
from 2017 to 2018, or -0.21% per year (Davison and Peng 2021, 2578). These trends are
expected to intensify, with projections indicating a population decrease of 20 million by
2045, with over one-third of its residents over 65 (Davison and Peng 2021).
10
Figure 1: Births/Deaths/Marriages/Divorces Graph in Japan
The graph above was produced by Nippon, an online newspaper that offers a wealth
of information about Japan, covering its politics, economy, culture, and society (Nippon
2015). The combination of problems that Japan faces, including rapid population aging
and a declining birth rate, brings the country to a turning point, raising the possibility of
a fall in the workforce (Haig 2011). To properly analyze the intricacies of Japan's
situation, it will be necessary to explore, among others, the most important factors. These
components include excavating Japan's depiction of history, deconstructing evolving
11
demographic trends, scrutinizing cultural and social dynamics, and analyzing the public
sentiments and discourse that are prevalent nowadays (Lu 2019).
Some of these policy reform advocacies in Japan include the Japan Center for
Economic Research (JCER) and The Japan Institute for Labor Policy and Training
(JILPT). Reports from the JCER have been released, arguing that more immigration is
necessary to mitigate the negative economic effects of an aging population. According to
the assessment, Japan can sustain its declining labor force and preserve its economic
vitality by allowing a limited influx of foreign labor (JCER 2017). On the other hand, the
JILPT is a think tank that studies and offers policy suggestions regarding labor-related
matters, such as immigration's potential to lessen the effects of demographic decline.
Their research frequently highlights the necessity of all-encompassing strategies for
immigrants' social and economic integration (Holbrow and Nagayoshi 2016). This thesis
does not argue in favor or against immigration. Instead, it sheds light on the immigration
policies adopted by several developed countries and the extent to which they mitigate the
reality of an aging population.
There are several types of immigration: labor migration, asylum migration, and
return migration (Wickramasinghe and Wimalaratana 2016, 16). Labor immigration
occurs when individuals move across borders to seek employment, whether highly skilled
or low-skilled (Wickramasinghe and Wimalaratana 2016, 17). There are different types
of labor migration, including temporary, seasonal, and permanent. This thesis is limited
to examining labor immigration as it would be the antidote to reversing the demographic
challenges in Japan.
12
This dissertation aims to investigate the complex links between aging populations
and labor immigration policies in Japan from the point of view of policy analysis and the
political economy of international migration. By examining the political dynamics
through which immigration policies are conceived, formulated, and implemented, this
study seeks to understand and assess the mechanisms driving the politics of migration in
Japan.
1.2 Research Question:
Why is Japan not allowing more labor immigrants despite the demographic and
economic needs?
This question is especially relevant because, throughout this study, the Japanese
government has followed a restrictive migration policy despite its demographic needs.
That said, it is crucial to highlight that any recent relaxation of these stringent migration
policies does not represent the post-Second World War period. Hence, it does not render
the research puzzle irrelevant.
This thesis seeks to reveal the core complex internal political processes that
dictate labor immigration policies in the Japanese immigration policies after the Second
World War. By examining historical and institutional factors alongside the political
ideologies of the present day, this study tries to create a comprehensive understanding of
why labor immigration reforms have not been undertaken in Japan. This dissertation will
tackle the nation-building processes, including nationalism, maintaining cultural
13
homogeneity, and vested interests of the elite political class, the LDP, and the concerns
that affect the country's decision-making processes regarding immigration.
The Japanese political system, ranging from the political cabinet to the National
Diet, labor and business organizations, and political parties, is hesitant to adopt a more
liberal labor immigration policy largely due to nationalistic sentiments. Japan has
traditionally seen itself as a homogenous country, supported by its cultural narratives and
insular history (Lie 2001). Some scholars argue that the notion of Japan’s ethnic
homogeneity is a myth since, ethnically, Japanese South Americans face discrimination
in Japan. Historical evidence proves that ancient Japan included several ethnic groups of
heterogeneous origins. Up to the ninth century, immigration and invasion from China and
Korea persisted. By that time, about one-third of the noble clans in the Chinese-style
capital of Heian (modern-day Kyoto) were Chinese or Korean (Murphy-Shigematsu
1993, 63). As representatives of a higher cultural legacy, immigrants were welcomed as
nobles, priests, craftsmen, and highly educated professionals. A large portion of Japanese
culture was built upon the literary, artistic, and religious traditions they had assimilated
(Murphy-Shigematsu 1993, 63).
However, because of this feeling of cultural distinctiveness, immigration policy
has been a cause for concern that a flood of foreigners may upset social cohesion and
weaken cultural identity (Burgess 2010). Immigration laws in Japan are also heavily
influenced by the dynamics of the political system. Conservative positions on
immigration changes can come from political elites' frequent emphasis on preserving their
position of authority and influence (Tsuda 2006, 161). These political figures might
14
oppose any changes to policy that might annoy their supporters, who might see more
immigration as a danger to social stability and employment security. On top of that,
groups such as labor unions have a vested interest in keeping labor immigration intake
at a record low. This research is expected to ground insights into the policy-making
landscape in Japan, where it dissects hitches and openings in immigration system reforms
toward addressing the demographic and economic needs.
1.3 Relevance and Importance of the Research:
This thesis sets out to untangle a puzzling phenomenon: why does Japan, unlike
most G7 countries, stick to its guns and not open its doors wider to welcome more
immigrants despite facing low fertility rates and an aging population? This question hits
home because it delves into the unique cultural, historical, political, and economic
influences shaping Japan's immigration politics and policies.
The research outlined in the introduction is relevant and important for several
reasons. Firstly, as mentioned in the introductory paragraph, the intersection of
immigration and aging populations poses challenges (Lal 2023; Prskawetz 2008).
Developed countries, represented by the G7 forum, are facing a decline in the
Economically Active Population (EAP) due to retirement and lack of entrants to the labor
market, therefore inviting an investigation of the dynamics that shape and influence
immigration politics (Sanderson and Scherbov 2007, 545).
Secondly, the relevancy of this research stems from the urgency of understanding
and shaping immigration policies to address the demographic and economic challenges
posed by aging populations, with a growing recognition of the need for inclusive
15
immigration policies (Sanderson and Scherbov 2007). Understanding the consequences
surrounding the lack of immigration to Japan serves as a potential tool that could assist
policymakers in developing coherent and more effective strategies to address labor
shortages and promote economic growth. Thirdly, this research is important because it
explores and investigates the internal dynamics that shape Japan’s politics of immigration
(Haig 2011).
Lastly, by grounding insights into Japan's policy-making landscape, the study
seeks to dissect barriers and opportunities for immigration system reforms, contributing
to a comprehensive understanding of Japan's immigration policies and their implications
(Lu 2019). The politics of immigration in Japan are shaped by complex political factors,
ranging from domestic politics to public opinions and historical legacies. Domestic
politics stem from the conservative base of the ruling Liberal Democratic Party (LDP),
which tends to support preserving cultural homogeneity, which has historically made the
party wary of immigration. Another domestic factor is the labor unions. In the past,
Japanese labor unions have either been skeptical of or opposed to labor immigration.
Concerns regarding domestic workers' working conditions and job security are the root of
this criticism. Concerned about greater competition in the labor market, unions fear that an
influx of foreign workers may drive down salaries and result in worse working conditions.
They also worry that immigrant workers, who frequently accept lower pay and
unfavorable working conditions, may be preferred by employers, weakening domestic
workers' negotiating leverage (Tsuda 2003).
16
Last but not least, Japan's approach to immigration is also deeply influenced by
its historical legacies. The nation's isolation (Sakoku) from the 17th to the 19th centuries
created a strong feeling of cultural distinctiveness and a long-standing custom of little
contact with outsiders. Japan's stringent immigration restrictions persisted even after the
end of Sakoku, emphasizing preserving ethnic homogeneity (Morris-Suzuki 2010). While
Japan preserved its cultural distinctiveness, it was a country of emigration after the end
of the Sakoku era.
The post-World War II era's experiences further influenced Japan's immigration
policies. There was less immediate demand for foreign labor because domestic labor
played a major role in the economic miracle of the 1960s and 1970s. However, the
demographic changes and economic stagnation that followed in the 1990s and beyond
exposed the shortcomings of this strategy, leading to small but meaningful policy
adjustments (Tsuda 2006). The exploration of the politics of immigration allows the
analytical consideration of the various historical and political factors that shape the
political processes through which policies are formulated and pursued. Decisions related
to the economy are strongly influenced by the frameworks of institutions and ideologies,
which impact how these decisions are made and what they entail.
In summary, this research sheds light on the complexities of aging populations,
migration policies, and political dynamics in Japan, offering insights that can inform
policy discussions and reforms to address demographic and economic challenges. In
summary, investigating why Japan is not allowing more immigrants despite demographic
and economic needs is not only pertinent to understanding Japan's immigration politics
17
but also offers valuable insights into broader global migration dynamics and political
processes.
1.4 Theoretical Framework in Migration Research:
Migration theories emerged in the mid-twentieth century and include prominent
theories such as neoclassical migration, dependency, world systems, dual labor market, and
critical globalization (Bueno and Prieto-Rosas 2019, 2). Classical migration theories
focus on economic and demographic factors driving migration and often emphasize
individual decision-making processes. On the other hand, critical migration theories offer
a broader and more nuanced understanding of migration by incorporating social, political,
and cultural dimensions. These theories include dependency theory, world systems
theory, dual labor market theory, postcolonial theory, critical race theory, feminist
migration theory, and transnationalism (Vertovec 2001, 573). Critical migration theories
challenge the assumptions and limitations of classical theories by focusing on power
relations, identities, and structural inequalities.
Between very abstract big theories and specific empirical hypotheses are mid-
range theories. Rather than thoroughly explaining every social phenomenon, they aim to
elucidate particular facets of social life, like specific institutions, actions, or occasions.
Mid-range theories are detailed enough to be empirically testable and helpful for
explaining certain social occurrences. Yet, they are also sufficiently generic to be relevant
to various situations, according to Robert K. Merton, who established the idea (Merton
1968, 39). Historical institutionalism and identity politics are considered theoretical
18
paradigms because they are approaches to constructing and understanding sociopolitical
phenomena under study.
This thesis will rely on historical institutionalism and identity politics as
theoretical paradigms because they offer frameworks that bridge the gap between grand
theories and empirical observations, providing specific yet flexible lenses for analyzing
political phenomena. Historical institutionalism and identity politics bridge the gap
between “grand” migration theories and empirical observations by providing middle-
range frameworks to analyze specific migration dynamics. Historical institutionalism
explains how path dependencies and institutional arrangements constrain policy changes,
shaping long-term migration policies based on historical precedents (Pierson 2000).
Identity politics emphasizes the role of cultural and societal narratives in influencing
migration attitudes, accounting for how collective identities affect policy preferences
(Haddad 2007). Together, these frameworks link macro-theoretical insights with detailed
case studies, offering nuanced interpretations of migration phenomena.
1.5 Historical Institutionalism:
Historical institutionalism is a theoretical framework that examines how
institutions—defined as rules, norms, and procedures—shape political behavior and
outcomes over time. It emphasizes the importance of historical context and path
dependency, arguing that past decisions and established institutions constrain and
influence current and future political actions (Thelen 1999, 371). This approach often
focuses on the processes of institutional development, stability, and change, highlighting
how initial policy choices create long-term effects and enduring political patterns
19
(Pierson 2000). Historical institutionalists study how political institutions evolve and
interact with social, economic, and political forces to produce particular outcomes
(Steinmo 2008, 124).
Identity politics is another theoretical framework that examines how political
positions, ideologies, and policies are shaped by aspects of individuals' and group’s
identities, such as race, gender, sexuality, ethnicity, and religion. It emphasizes the role
of identity in understanding political behavior and the importance of recognizing and
addressing the distinct experiences and struggles of various social groups (Crenshaw
1991). Identity politics argues that marginalized groups mobilize around shared aspects
of their identity to achieve political recognition, equality, and justice (Bernstein 2005).
This framework is often used to analyze social movements and the dynamics of power
and representation in political systems (Young 1990).
As a theoretical framework, identity plays a key role in political mobilization
because shared identities can bring people and groups together to pursue shared political
objectives. Activists and politicians use these common identities to mobilize support and
advance legislative changes. For example, the American civil rights movement,
spearheaded by individuals like Martin Luther King Jr., inspired African Americans and
their supporters to struggle for equality and civil rights by focusing on their shared racial
identity (McAdam 1999). Similarly, feminist movements have successfully pushed for
women's rights by using gender identification, leading to important social and legal
changes (Ferree and Mueller 2004).
20
Furthermore, electoral politics can benefit from identity politics. To win votes,
politicians frequently reference their supporters' identities. This identity-based
campaigning strategy focuses on meeting certain identity groups' unique needs and goals.
In the case of Japan and labor immigration, identity politics has garnered political and
social mobilization in terms of the political base and interest groups such as the Japan
Federation of Employers' Associations who have a vested interest in immigration because
they have advocated for the inclusion of highly qualified foreign workers within specific
parameters to address labor shortages and enhance economic competitiveness. They have
emphasized the need for policies that allow the immigration of skilled professionals,
particularly in sectors facing significant labor shortages. In summary, identity politics
provides a critical lens for understanding political mobilization and interest formation. It
highlights how shared identities can serve as a powerful catalyst for collective action and
policy advocacy, shaping political landscapes and advancing social justice (Bernstein
2005; Young 1990; Crenshaw 1991).
1.6 Conceptualizing Migration Policies: Setting the Dependent Variables
When conceptualizing migration policy as the dependent variable, examining a broad
range of institutional areas that shape and influence this policy in Japan is essential. Below
are three variables that this thesis will explore.
1- Immigration Laws and Regulations. Immigration rules and regulations are an
important topic to research because they provide the fundamental framework for deciding
who is permitted to enter and remain in the nation. This covers many visa and residency
permit kinds. Japan has always had tight immigration laws, especially when it comes to
21
unskilled labor. Understanding this policy component requires understanding the
Immigration Control and Refugee Recognition Act, which was most recently changed in
2018 to add additional categories for foreign workers (Tsuda 2006, 45; Weiner 2004,
107).
2- Labor Market Access. Another subsumed factor is labor market access, which
includes regulating employment rights and integrating foreign workers into the workforce,
another crucial institutional area. This includes labor regulations that restrict the kinds of
employment migrants can perform, their ability to change occupations and the protections
that come with them. As an example, the Technical Intern Training Program (TITP) has
come under fire for its poor track record of assisting interns in making the move to full-
time employment, which is indicative of larger issues with labor market integration
(Sugimoto 2014, 213; McCargo 2012, 193).
3- Social Security and Healthcare Access. Healthcare and social security access is
another important aspect of immigration policy. The inclusion of these policies is
reflected in the degree to which immigrants are covered by Japan's social security
programs, which include pensions, unemployment compensation, and disability
insurance. While long-term visa holders and permanent residents may enjoy comparable
rights to Japanese nationals, temporary or informal workers sometimes do not (Calder
1988, 102). Access to healthcare is important because regulations determining whether
immigrants are eligible for Japan's universal healthcare program reveal how inclusive
public health services are (Schoppa 2006, 41).
22
1.7 Combined Application:
A comprehensive understanding of Japan's resistance to labor immigrant
acceptance can be obtained by combining historical institutionalism and theoretical
frameworks of identity politics to explain immigration policies. The persistence of past
trends and institutional legacies in shaping modern behaviors and policies is highlighted
by historical institutionalism. Regarding immigration policy, Japan's experiences with
foreign labor throughout the colonial era and the post-World War II era have had a
significant influence. A cautious and controlled approach to foreign labor in modern
times, for example, has resulted from the exploitation and discrimination Korean and
Chinese laborers endured during Japan's imperial period. Another pivotal point occurred
when Japan chose to rebuild and industrialize using its labor force following World War
II. Due to these historical experiences, institutions now follow norms and practices
prioritizing social stability and cultural homogeneity more than economic
immigration liberalization (Thelen 1999; Pierson 2004). Even though Japan urgently
needs foreign labor due to its aging population and dropping birthrate, its restrictive
immigration policies are nevertheless influenced by the institutional structure built in this
historical setting.
On the other hand, identity politics examines how identification characteristics,
such as nationality, ethnicity, and cultural background, influence political beliefs and
agendas. Public opinion and political debate in Japan are greatly influenced by the
emphasis on upholding a uniform national identity. The perception of cultural purity and
distinctiveness, which underpin this nation's identity, is thought to be endangered by the
23
immigration of foreign labor. In Japan, politicians and political movements frequently
use these identity-based worries to gain support for immigration restrictions. Thus, the
unwillingness to welcome labor immigrants stems from the ongoing dynamics of identity
politics and historical and institutional legacies. Opponents of more open immigration
policies are further entrenched by nationalistic and conservative political groups,
highlighting the possible cultural and social disruptions resulting from increased foreign
workers (Bernstein 2005). One can comprehend how Japan's past experiences and strong
national identity influence its current stance on labor immigration by integrating historical
institutionalism and identity politics.
1.8 Argument:
Through an analysis of the politics of migration, historical institutionalism, and
identity politics, several hypotheses emerge to shed light on the underlying factors that
shape the immigration approaches of Japan and European countries. As will be established
in the following chapter, the case of Japan presents a plethora of factors that affect
immigration policies and politics that could be understood from the lenses of historical
institutionalism and identity politics. During the nation-building process after the Second
World War, Japan relied on the domestic labor force to offset the destruction and
devastation of the war. The case of Japan further proves that the influence of cultural and
historical factors is particularly pronounced. Deeply ingrained narratives of racial and
cultural homogeneity, combined with a tradition of seclusion, significantly shape
attitudes and policies toward immigration (Lu 2019).
24
This dissertation argues that the Japanese government’s hesitance to adopt more
inclusive immigration policies is rooted in a desire to preserve and safeguard its domestic
labor market. The argument against labor immigration by labor unions posits that the
more organized labor, the fewer immigrants allowed in. Also, political conservatism
manifested in the long rule of the LDP and bureaucratic barriers contribute to resistance
against immigration reforms, reflecting concerns about job displacement and backlash
from conservative constituents and vested interests within the bureaucracy (Tsokkinen
2019; Strausz 2019).
On the other hand, what sharpens the puzzle is Europe’s response to labor
immigration after the Second World War. The implicit comparison this thesis will adopt
will examine how Europe’s response radically differed from Japan's. Countries like
Germany and France began adopting immigration policies to welcome labor immigrants,
albeit from former colonies like France. Since 1945, most European countries have
formulated, implemented, and revisited several immigration policies. Japan has recently
eased and relaxed its traditionally strict stance on labor immigration through several
programs, such as the Specified Skilled Worker Visa (SSW) in 2019. The SSW visa
category created a regulated avenue to enter about 345,150 medium-skilled workers over
five years (Rehm 2021, 144). However, despite these changes, the measures fall short of
reversing the country’s demographic challenges. The number of foreign workers admitted
remains modest compared to the scale of Japan’s aging population and declining birth rate.
There were 22,567 foreign nationals with SSW visa status overall as of March 2021, much
fewer than the administration had anticipated (Rehm 2021, 145). As of 2023, the SSW
25
program had attracted fewer workers than projected, raising doubts about its effectiveness
in stabilizing Japan’s labor force.
1.9 Methodology:
This research design analyzes and explains why Japan refuses to accept labor
immigrants. Therefore, to strengthen the argument, this thesis utilizes an implicit
comparison approach with other OECD countries to understand better how migration
politics can affect population demographics and economic stability. The following
chapter will include the theoretical and conceptual framework, laying the foundations for
the hypothesis and argument that historical institutionalism and identity politics serve as
sufficient frameworks through which Japan’s reluctance to welcome labor immigrants
could be understood.
The initial part of the thesis will include a historical background chapter with an
overview of Japan’s and Europe’s response to labor shortages after the Second World War.
Following that is the literature review chapter, which looks into the different laws and
regulations surrounding migration. It will also examine the factors contributing to the lack
of response to the challenges of aging populations, falling fertility rates, and evolving
migration policies in the remaining G7 countries.
However, despite the similarities between Japan and the rest of the G7 nations,
pertaining to low fertility and aging populations, Japan remains inflexible to changing
laws and regulations to accommodate and integrate immigrants. Therefore, this
dissertation will also present cases of G7 countries, such as Germany and France, actively
altering immigration laws and introducing integration programs to facilitate a smoother
26
transition to immigrants. Given the similarities in population aging, G7 countries differ
in immigration regulation, making this research particularly intriguing.
This positivist research design utilizes qualitative data to comprehensively
address the pressing research questions and hypotheses. The initial data sources,
including demographic statistics, migration trends, labor force statistics, and policy
documents, will be retrieved from highly reliable sources such as national statistical
offices, international institutions, and government publications. This dissertation will also
rely on policy documents, governmental announcements, academic literature, and media
reports that will be meticulously analyzed to understand the migration population in
Japan.
While this is a single-case study, in order to theoretically frame the argument and
hypotheses of this research, this thesis will rely on implicit comparisons of other
European countries. Using the response of Germany and France to labor shortages after
the Second World War, the thesis will demonstrate how Japan remained the outlier in
adopting new labor immigration policies despite similar shortages.
This section of the dissertation will utilize the Method of Most Similar Systems
Design (MSSD), which is typically a comparative method, with Germany and France as
case studies demonstrate the similarities between them and Japan yet significant
differences, especially on the implementation of immigration policies to tackle low
fertility and aging population (Anckar 2008, 390). This design is particularly relevant as
it compares identical constant variables to help explain different outcomes. However,
despite its strong theoretical foundation, the MSSD method has one major practical
27
drawback. This drawback is that it is almost impossible to control all variables given the
restricted number of countries in question (Anckar 2008, 390).
Additionally, a conceptual framework will be developed, integrating theoretical
perspectives, and variables such as institutional factors and political ideologies will be
considered to analyze the policy responses of all countries in question (Bermingham
2020; Erumban and van Ark 2016). To ensure the validity and reliability of findings, this
thesis will avoid broad-brushing brushing Japan as an essentialist country. Instead, it will
focus on political and decision-making processes. Through this rigorous research design,
the study aims to contribute valuable insights that can inform evidence-based policy
formulation regarding demographic change and migration governance in Japan.
1.10 Limitations of the Study:
To thoroughly investigate the complex links between aging populations and
migration policies in Japan, several practicalities, potential obstacles, and limitations must
be addressed. Accessing and interpreting reliable data on immigration policies and
demographic trends in Japan can be challenging, especially when government documents
and statistics are often in Japanese, necessitating translation and cultural context
understanding. This process can be time-consuming and prone to misinterpretation (Befu
2001). Furthermore, the intricacies of Japan's immigration policies are influenced by a
mix of historical, cultural, and political factors that require deep contextual analysis
(Green and Kadoya 2015).
28
The sensitive nature of immigration policy discussions in Japan, influenced by
nationalistic sentiments and concerns over cultural homogeneity, could limit the openness
of policymakers and stakeholders to participate in interviews or share detailed
information. This sensitivity presents a significant barrier to gathering comprehensive
and candid insights (Strausz 2019). Additionally, while comparative analysis of
immigration policies in other G7 countries like Germany and France can provide valuable
insights, it must be approached cautiously to avoid oversimplifying complex national
narratives. These countries' unique historical, cultural, and socio-political contexts may
limit the generalizability of findings to Japan (Boswell et al. 2016).
Moreover, the fast-changing nature of global migration trends and demographic
shifts means that data and policies could evolve during the research. This dynamic
environment necessitates continuous updates, potentially altering the research direction
to remain relevant and accurate (Castles et al. 2019). Understanding the consequences
surrounding the lack of immigration to Japan serves as a potential tool that could assist
policymakers in developing coherent and more effective strategies to address labor
shortages and promote economic growth. Thus, this research aims to contribute valuable
insights that can inform evidence-based policy formulation regarding demographic
change and migration governance in Japan.
In summary, investigating why the Japanese government is not allowing more
immigrants despite demographic and economic needs is not only pertinent to understanding
Japan's immigration politics but also offers valuable insights into broader global migration
dynamics and political processes. By grounding insights into Japan's policy-making
landscape and employing mid-range theories, particularly historical institutionalism and
29
identity politics, this study seeks to dissect barriers and opportunities for immigration system
reforms, contributing to a comprehensive understanding of Japan’s immigration policies and
their implications.
30
CHAPTER TWO
Theoretical and Conceptual Framework
31
Theoretical and Conceptual Framework
2.1 Introduction:
Identity politics became central in political practice and analysis in the 1980s. It
discusses the distribution of power and representation in society. It stems from
understanding the complexity of people’s identity and how it affects their lives. Identity
politics disrupts fixed frameworks of thought that do not capture the richness of race,
gender, and other forms of social categorization.
This thesis will discuss identity politics to understand how the identities of
politicians and the decision-making bodies influence immigration regulation. This
chapter delves into the different definitions of identity politics. It critically engages with
the core tenets of identity politics, including the emphasis on representation, recognition,
and the politics of difference (Fraser 1997, 69). In doing so, this thesis will focus on the
emergence and influence of identity politics in the Core Countries. Consequently, the
following discussion will demonstrate how identity politics plays radically different roles
in why some countries, in this case, continental Europe, chose to loosen immigration laws
after the Second World War. In contrast, others, like Japan, did not. It will explore how
identity politics seeks to transform political and social institutions in Japan and
continental Europe by implementing various immigration laws and policies.
The reason for including continental Europe in the comparison is to demonstrate
how identity politics has been capable of influencing the implementation and passage of
immigration laws and policies that either restrict or allow foreign nationals to work and
32
reside in different nations. The result of the comparison is that stringent immigration laws
in Japan could be traced back to identity politics held by the incumbent ruling party.
Whereas in the latter case of continental Europe, the turnover and diversity of the political
spectrum inevitably affect the laws pertaining to immigration. Moreover, the chapter
addresses the critiques of identity politics, such as concerns about fragmentation,
essentialism, and political polarization (Lilla 2018). The chapter will highlight its enduring
relevance and transformative potential in contemporary political analysis by situating
identity politics within broader social and historical contexts. Consequently, this chapter
will analyze how identity politics shape decision-making processes relating to
immigration in Japan and Europe.
2.2 Defining Identity Politics:
The term “identity politics” has been used in scholarly articles since the late
1970s. It proposes a political stance based on an existing social identity; therefore,
identity always precedes politics. The phrase "identity politics" was originally coined by
Anspach in 1979 to describe the activism of disabled persons to change their own and
society's perceptions of them (Bernstein 2005, 47). According to Mary Bernstein (2005),
only three academic journal articles over the following ten years used the term identity
politics in their abstracts. The term was used to discuss three topics. Firstly, it discussed
ethnicity as a modern form of politics. Secondly, it was a critical pedagogy that combined
a Marxist commitment to politics with poststructuralist insights regarding subjectivity.
Finally, it discussed general efforts by status-based movements to foster and explore
33
members' cultural identities (Bernstein 2005, 48). By the middle of the 1990s, identity
politics in general and nationalism in specific had become popular.
According to Bernstein (2005), there are three main ways to define and understand
the concept of identity politics: the neo-Marxist approach, the new social movement
approach, and poststructuralist/postmodern analyses. This debate of the different
definitions highlights the significant differences in opinion on the definition of identity
politics. Still, it also poses a targeted set of research issues tackled in the next section
(Bernstein 2005, 49). The research on identity politics by Bernstein (2005) explores the
relationship between political stance and personal experience. It also looks into the
reasons behind the understanding and portrayal of status identities as essentialist or
socially constructed, as well as the strategic challenges faced by movement organizers
when the identities that center a movement also serve as the foundation for oppression.
In addition, Bernstein (2005) examines the appropriate moments to attribute movement
outcomes to status identities and the ways to connect collective action to particular
conceptions of power to shed light on the cultural and political objectives of identity
politics. The following are the three most prominent definitions of identity politics:
1.The Neo-Marxist Definition:
The neo-Marxist perspectives of identity politics are more about the structural
matters concerning power and domination. These approaches often revolve around two
key theoretical assumptions of Marxist and neo-Marxist theory: the assumption that class
division is the essential form of domination, oppression, and conflict and the perspective
that the emancipatory actors seeking to overcome class differentiation and struggling for
34
economic justice are the major agents of social transformation (Bernstein 2005, 50). In
neo-Marxism, identity is a super-structure and product of economic processes. Therefore,
Japan does not want to alter economic processes to avoid changing the Japanese identity.
Hence, identity politics is not always viewed as a political practice that seeks to
transform relations of power but is interpreted in terms of symbols, culture, or the mind.
This perspective sometimes results in normative political demands that deny the
significance of identity politics. In these analyses, culture is seen as existing outside and
beyond institutions, politics, and economy rather than as formative of, constitutive of, and
as providing the parameters for institutions. Bernstein (2005) states that Polletta (2002),
Swidler (1995), and Williams (2004) also point out that this division results in a view
where the class is not a constantly changing cultural or psychological entity and where
social-based identities are not institutional or economic. As Sewell (1992) pointed out,
there are usually blind spots in the intersections between class and status identities.
2.The Poststructuralist and Postmodern Definitions:
The postmodernist analyses diverge from the neo-Marxist perspective by
conceptualizing power as inherently tied to the existence of status categories. In this view,
identity politics exhibits and strengthens these categories, leading to further regulation
and domination rather than alleviating inequality (Bernstein 2005, 56). Therefore,
organizing based on status identities is considered essentialist and ineffective in
addressing power structures (Bernstein 2005, 56).
There are various critiques of identity politics, beginning with its failure to
acknowledge intersectional identities, question societal constructions of status categories,
35
and refrain from essentializing group identities (Bernstein 2005, 58). It is believed that
identity politics fragments broad issues into small groups, impeding the establishment of
coalitions and constructive political engagement. Other critiques of the NSM theory
include isolating political economy from identity and culture (Bernstein 2005, 55). Critics
see groups supporting minority organizations of identity politics as focusing only on
identity production. Additionally, it ignores conservative social movements that center
on values, culture, and identity, which results in normative political assessments of
identity politics (Bernstein 2005, 55).
Bernstein's neo-Marxist notion of identity politics provides a strong foundation
for critical engagement when addressing Japan's unwillingness to welcome labor
immigrants. This viewpoint highlights the class divide as a primary source of oppression
and conflict and places emphasis on the structural issues of dominance and power. It fits
well with Japan's sociopolitical dynamics, where immigration regulations and political
discourse are strongly rooted in national identity and cultural homogeneity.
Because it focuses on how power structures and class divisions impact policy
decisions, the Marxist notion of identity politics is especially useful for assessing Japan's
position on labor immigration. One way to see Japan's resistance to labor immigration is
as a way to preserve national identity, ingrained economic interests, and social cohesion.
This viewpoint helps us understand why political and economic elites oppose adjustments
that could upset the established power structures (Bernstein 2005, 50).
Throughout modern history, a homogenous elite has dominated Japanese politics,
believing that social stability and economic prosperity depend on cultural uniformity.
36
Policies prioritizing national identity more than hiring foreign workers reflect this
viewpoint (Sellek 2000). The neo-Marxist perspective explains how these elites construct
immigration laws to maintain their power, guaranteeing that identities of class and status
stay fixed and unassailable. The underlying causes for Japan's strict immigration laws and
the opposition to labor immigration as a way to prevent upsetting the country's established
social order are revealed by this structural analysis.
It is also crucial to mention Benedict Anderson’s seminal work, published in
1983, on imagined communities. In his book, Anderson analyzes nationalism and argues
that a country is a socially constructed community imagined by its citizens who identify
as belonging to a particular group (Anderson 1983, 13). According to Anderson,
nationalism emerged in the 18th and 19th centuries, when nations defined themselves in
national terms (Anderson 1983, 15). In the case of the Japanese government, the
emergence of nationalism after the Second World War, coupled with the determination
to rely on the domestic labor force to rebuild the nation, contributes to understanding
identity politics and its role in immigration policy.
2.3 Neo-Marxism, Identity Politics, and Historical Institutionalism:
Examining the intersections between identity politics—as described by Neo-
Marxist theory—and Japan's institutional and historical background is crucial to critically
engaging with this framework. The emphasis on class differences draws attention to how
the political class maintains power by using national identity as a tool. In order to get
support from the public, politicians frequently invoke cultural homogeneity, playing on
nationalistic feelings and concerns about cultural dilution. This tactic serves to both
37
support their political stance and deflect criticism of labor market problems and
economic disparities that could be resolved through immigration (Williams 2004).
Furthermore, the neo-Marxist viewpoint emphasizes how culture and identity are
used symbolically in political discourse. In Neo-Marxism, cultural narratives that depict
immigrants as possible risks to societal harmony and economic stability are used in Japan
to support restricted immigration policy. The political elite's opposition to labor
immigration is legitimated by this cultural framing, which plays a crucial role in
influencing public opinion (Polletta 2002). Japan's unwillingness to admit labor
immigrants can be fully understood by applying the Neo-Marxist approach, which
focuses on constructing and mobilizing these cultural narratives.
The analysis is significantly enhanced when historical institutionalism and
identity politics are combined. Historical institutionalism highlights how historical
legacies and institutional structures influence present-day policies (Thelen 1999). Japan's
current immigration laws result from its historical isolation and cultural preservation
efforts. The post-World War II era, marked by swift economic expansion and
recuperation, strengthened a national identity prioritizing cultural uniformity and
economic self-reliance. Due to the perception that labor immigrants threaten the
socioeconomic structure that has been painstakingly constructed over many years, these
historical trajectories have institutionalized a reluctance to accept them. This reluctance
even extended to the descendants of Korean migrants to Japan and the ethnic- Japanese
in Latin America.
38
It is clear how historical institutional choices and cultural narratives continue to
shape current immigration policies by fusing historical institutionalism with the neo-
Marxist idea of identity politics. This integrated paradigm makes it possible to analyze
Japan's immigration policy nuancedly, emphasizing how institutional structures, identity
politics, and historical legacies interact to shape labor immigration laws.
In conclusion, in conjunction with Bernstein's neo-Marxist definition of identity
politics, historical institutionalism offers an effective lens through which Japan's
unwillingness to welcome labor immigrants can be critically examined. By shedding light
on the structural and cultural elements that support immigration laws, this method
provides a thorough grasp of the political and economic dynamics at work.
To comprehend how identity has become institutionalized in Japan within the post-
war reconstruction framework, it is necessary to discuss the distinct political economy of
Japan’s development and its divergences from the Western European context. These
factors of reconstruction and reestablishment of a new identity shaped Japan’s post-
World War II national identity. This resulted in a national closed insular nationalism that
developed with time.
2.4 From Post-War Reconstruction to Insular Nationalism,
Institutionalization of Identity Politics in Post-War Japan:
Japan's post-war reconstruction was distinct from that of Western Europe. This is
not because it was conducted under the supervision of the Allied Occupation, which
imposed a new constitution emphasizing peace, democracy, and human rights. However,
the U.S.-led reconstruction efforts also sought to revive Japan’s economy as a bulwark
39
against communism, which led to the preservation of many pre-war elites and the
country's rapid industrialization. This process reinforced an economically driven national
identity and was culturally insular, as Japan sought to modernize without significantly
altering its homogeneous societal structure (Dower 1999; Johnson 1982, 12-14). The
national identity then transformed into identity-based interests in the years to follow.
Party politics and insular nationalism have significantly influenced the creation
of labor immigration laws. This insular nationalism was largely institutionalized thanks
to the efforts of the Liberal Democratic Party (LDP), which has dominated Japanese
politics since the 1950s. Since its founding, the LDP has ruled Japan for 64 years. Their
rule was interrupted a couple of times in 1993 and 2009. Prioritizing social stability and
economic expansion over cultural variety, the LDP's policies have long supported the idea
that Japan is a homogeneous nation-state. Policies that focused on maintaining Japanese
cultural standards and limited immigration helped to institutionalize this narrative even
as Japan assimilated into the world economy (Calder 1988, 98; McCargo 2012, 67).
The distributional alliances and economic interests are another element that shows
how identity politics were institutionalized through the interests of legislators and
policymakers. Immigration policy in Japan has been significantly shaped by the corporate
community and labor unions, who frequently share the LDP's nationalist viewpoint.
Large corporations and trade associations have typically favored the restricted and
controlled admission of migrants to safeguard domestic workers and preserve social
cohesion, even though they have occasionally acknowledged the need for foreign labor.
Labor unions have also frequently been cautious about hiring foreign laborers because
they worry about declining salaries and job security. This alliance of interests has
40
influenced laws that prioritize homegrown remedies above more lenient immigration
laws, such as those that promote increased birth rates and female labor force participation
(Schoppa 2006, 35). Businesses are also an important part of the LDP coalition and
believe that they found a way around the problem of labor shortage and the high cost
of production in Japan by investing in automation as well as by outsourcing in South
Asian countries such as Taiwan and Korea (Park 2001, 847).
The manner in which these identities- and interest-based issues are ingrained in the
legislative and regulatory frameworks controlling migration indicates the
institutionalization of identity politics in Japan. Japan has conservative immigration
policies that put national identity and economic stability ahead of multiculturalism. These
policies include the 1990 Immigration Control Act Amendment and the 2018 introduction
of new resident statuses. The institutionalization of nationalist identity inside the political
and economic structures has resulted in these measures, as maintaining Japan's cultural
homogeneity is crucial to the country's interests (Weiner 2004, 104–106; Tsuda 2006,
45). The following chapter, “Historical Background,” lays out the main components and
evolution of immigration policies in Japan.
2.5 Identity Politics as a Theory: Framework and Applicability
As applied to identity politics, middle-range theory can explain Japan's reluctance
to accept more immigrants despite its aging population and declining fertility by focusing
on specific societal, cultural, and institutional dynamics. The theory of identity politics
also explains why continental Europe has, over the decades, accepted and changed
policies to welcome and integrate immigrants into their societies. Therefore, the identity
41
politics approach provides a detailed analysis of how collective identities and social
structures influence policy decisions.
When applied to Japan, there are core elements of identity politics as a middle-
range theory. These elements will be revisited and explored in-depth in the coming
sections of this chapter. However, for background purposes, the components of political
identity in Japan include the historical narratives that play a crucial part in shaping
contemporary policies. Japan’s isolation during the Edo period, followed by the
controlled modernization of the Meiji period, reinforced the country’s hostility and
cautious approach toward foreign influence. The empirical evidence suggests that Japan’s
political identity could be largely attributed to the periods of isolation and cultural
preservation (Lie 2001).
Japan implemented a sakoku (closed country) policy during the Edo period,
essentially cutting itself off from the majority of the outside world. Fears about foreign
influence, especially from Western nations, were perceived as threatening Japan's social
order and political stability, which motivated this approach. During this period, Japan
was dominated by the Tokugawa Shogunate, which imposed stringent regulations on
international trade, social relations, and even the travel of Japanese citizens abroad
(Totman 1995). Tokugawa Ieyasu founded the Tokugawa era, which ruled Japan from
1603 until it was abolished in 1868 during the Meiji Restoration. The Tokugawa era
spanned a whopping 265 years, which earmarked Japan as a nation that enjoyed relative
peace, rigid social order, and isolation (Gordon 2021). A deep-seated aversion to foreign
influence and a desire to preserve cultural and socioeconomic homogeneity were
engendered by this isolationist posture.
42
Japan started down a road of regulated modernization when the country entered
the Meiji period. Though they did it selectively, the Meiji leaders understood that Japan
needed to strengthen itself against Western forces by assimilating certain Western
institutions and technologies. Modernization initiatives were handled carefully to prevent
foreign influence from undermining Japan's sovereignty or destroying its sense of cultural
identity. The idea of kokutai (national essence), which highlighted Japan's distinct cultural
and spiritual character, occurred during this time, strengthening the idea that Japan had to
remain on guard against outside influence (Gordon 2021).
The continuation of these policies is demonstrated by the strict immigration laws
in Japan, which put social stability and cultural integrity ahead of practical economic
considerations (Morris-Suzuki 2010). Instead of being immigration laws per se, the
Sakoku and Kokutai policies were part of a larger national isolationist campaign that
successfully stopped immigration. The main goals of the policies were to safeguard Japan
from perceived external threats and maintain the country's social order and cultural
uniformity.
The other theoretical framing is the political and institutional frameworks through
which political institutions and power structures that reinforce identity-based policies
could be examined. Given the long-term incumbency of the LDP’s rule, there seems to
be no room to loosen the stringent immigration policies (Haddad 2007). Although
demographic challenges in Japan present a need for more open immigration policies,
identity politics encourages higher domestic birth rates and increased female workforce
participation over accepting more immigrants. This highlights the prioritization of
43
cultural identity over economic pragmatism. In this case, identity politics override
economic considerations in policymaking.
The identity politics approach explains Japan's reluctance to accept more
immigrants by highlighting the significant role of cultural homogeneity, historical
context, political frameworks, and public opinion. These elements collectively shape a
national identity that prioritizes cultural preservation, often at the expense of addressing
demographic and economic challenges through immigration.
2.6 Historical Institutionalism: Classical Definitions
When discussing how identity politics impacts immigration policies and
regulations, examining how policies are formed from a historical institutionalist (HI)
perspective becomes crucial. Coined in the early 1990s, historical institutionalism is
neither a particular theory nor a particular approach (Steinmo 2008, 118). It makes the
most sense when viewed as a method for researching politics and social change. This
approach differs from other social science techniques because it focuses on historical
issues, addresses how institutions impact behavior and results, and pays attention to real-
world empirical questions (Steinmo 2008, 118).
According to Steinmo’s classical approach, the easiest method to understand
historical institutionalism (HI) is to place it in a historical and comparative framework,
highlighting its unique features and highlighting its historical and comparative origins.
This is essentially an HI explanation of historical institutionalism. Scholars who focus on
institutions focus on institutions' roles and the rules they set. Within this tradition, some
students concentrate on formal institutions and regulations, while others deal with
44
informal norms and rules (Steinmo 2008, 124). Formal and informal institutions play a
significant role in politics by influencing the strategic behavior of those involved in a
given decision and who participate in it.
In the social sciences field, there are three types of institutional analysis: historical
institutionalism, sociological institutionalism, and rational choice (Steinmo 2008, 125).
The common denominator between all three institutional analyses is the consensus
regarding their shared perception of institutions as laws governing behavior. They
diverge in interpreting the characteristics of the entities whose behavior or actions are
being shaped (Steinmo 2008, 126).
1. Rational Choice School: According to the rational choice school, people are
rational individualists who weigh the advantages and disadvantages of their
options. Institutions are significant, according to rational choice institutionalists,
only because they help shape people's strategic behavior (Steinmo 2008, 126).
They contend that because people are calculating actors looking to maximize their
own or their group's gain, they adhere to norms. Those who belong to the rational
choice school cooperate because doing so benefits more than not cooperating.
They abide by the law because it benefits them (Steinmo 2008, 126).
2. Sociological Institutionalism: On the other hand, sociological institutionalists
believe humans are inherently social creatures. According to this theory, people are
"satisfiers" who behave in predictable ways rather than being as self-interested or
"rational" as rational choice theory would have it (Steinmo 2008, 126).
Sociologists believe that institutions are more than just sets of guidelines that
45
people must follow in order to function; they also shape how people view the
world.
3. Historical Institutionalists: Finally, historical institutionalists believe humans
are self-interested rational actors and norm-abiding rule followers. They argue
that human behavior depends on them, the circumstances, and the regulations
(Steinmo 2008, 126). This claim may seem quite self-evident, but it significantly
impacts how we approach political science. It is also crucial to mention that
economic decisions, such as policy on labor migration, are embedded in
institutions.
A historical institutionalist rejects the notion that people are merely strategic
actors who employ rules to further their agendas or that people are just rule followers.
Even so, a historical institutionalist may not give much thought to these matters (Steinmo
2008, 126). The HI scholar is interested in learning why a series of immigration policy
decisions were made or why a particular result happened. Any major political result is
most likely best understood as the result of both interest maximization and rule-following.
In the case of Japan, historical institutionalism will be utilized as an explanatory
framework to highlight how structural determinants of decision-making, such as party
systems and electoral rules, have shaped the Japanese political context since the adoption
of the 1947 constitution. Consequently, this thesis will establish the connection between
historical aspects and compare recent empirical events that will assist in answering the
research puzzle.
46
2.7 Historical Institutionalism and Applicability to Migration:
Historical institutionalism could be applied to immigration by analyzing how
political structures, institutional legacies, and historical settings impact immigration laws
and practices. Several aspects are examined in recent research on historical
institutionalism and immigration, such as the function of institutional entrepreneurs, the
impact of political and economic environments, and the long-term stability of
institutional frameworks. In order to comprehend immigration policies, historical
institutionalism has been used, looking at how institutional legacies and historical
circumstances influence current policy choices. The ability of institutional frameworks
to endure can help or impede the adjustment of immigration laws to reflect the changing
social and economic landscape.
According to the more recent work by Pierson (2000), path dependence and
institutional legacies—the idea that past decisions and established institutions shape
present and future policy decisions—are emphasized by historical institutionalism. This
idea is essential in explaining why some immigration laws have endured throughout
time and how historical occurrences like significant political shifts or colonial legacies
have influenced present immigration laws. For instance, immigration laws in former
colonial powers are frequently influenced by their past colonial experiences, which has
an impact on the groups most likely to immigrate as well as how they are welcomed.
The theory of Historical Institutionalism is crucial in political science analyses and
for this research for two reasons. Firstly, the “historical” aspect acknowledges that
political evolution must be viewed as a process that takes place across time (Pierson 2000,
47
264). In the case of Japan, this is demonstrated by the lack of historical change in
immigration policy and the reluctance to alter them, resulting in status quo immigration
regulations. Secondly, it is “institutionalist” in that it emphasizes how many political
ramifications of these temporal processes today are ingrained in institutions, be they
norms, policy frameworks, or bad rules (Pierson 2000, 265). For demonstration purposes,
in the case of Japan, early restrictive immigration laws may continue to create more
rigorous measures due to institutional inertia and policy feedback processes, making
significant improvements difficult. As established and will be further elaborated on, Japan
has been ruled by the LDP since the 1947 constitution, making policy reforms seem
impossible.
Another area where historical institutionalism applies to immigration is how
critical junctures and policy shifts affect it. According to historical institutionalism, there
are crucial turning points—moments of profound upheaval that upend established
institutions and pave the way for novel policy approaches (Capoccia and Kelemen 2007,
342). Important turning points in immigration history, including wars, economic
downturns, or significant political upheavals, can result in significant changes to
immigration laws. Institutional entrepreneurs frequently seize this chance to advocate for
changes or fresh perspectives on immigration (Capoccia and Kelemen 2007, 342). The
critical juncture being researched in this thesis is after the Second World War. While
Japan's homogeneous cultural policies stayed largely unchanged due to various historical
and social circumstances, post-World War II reconstruction in Western Europe led to
more permissive immigration policies to meet labor shortages. That said, it is crucial to
state that modern Japan was subject to a homogenization process as part of nation-
48
building under Meiji through suppressing cultural and linguistic variants, as in Okinawa
and Hokkaido.
Moreover, historical institutionalism identifies mechanisms of gradual
institutional change. According to Streeck and Thelen (2005), historical institutionalism
investigates how slow, gradual changes and institutional drift can produce major policy
shifts over time, even as important junctures can result in rapid transformations. This
viewpoint contributes to understanding how immigration laws and policies change
gradually by gradual modifications instead of drastic adjustments (Streeck and Thelen
2005, 3). These dynamics are demonstrated by how nations modify their immigration
laws in reaction to shifting political or socioeconomic demands without altogether
revising their institutional structures.
2.8 Migration Policies and Regulations: Structural Determinants:
Prior to diving into the decision-making and structural determinants in Japan, it
is crucial to provide a brief background on the Japanese political structure. Japan’s
political fabric is complex. Being a constitutional monarchy, Japan has been dominated
by the Liberal Democratic Party (LDP) since 1955. The LDP was formed by merging
two conservative parties: the Liberal Party and the Japan Democratic Party. This
consolidation aimed to counter the influence of socialist and communist parties in the
post-war political environment (Curtis 1999). The LDP is a nationalist and conservative
political party that has ruled continuously since 1955, with several defections in 1993 and
2009. From 1955 until 1993, the LDP enjoyed almost four decades of incumbent power.
The other digression was from 2009 until 2012, when the Democratic Party of Japan won
49
the election. In total, the LDP has ruled Japan for five decades. Before the introduction
of the 1955 system, Japan was a nation-state that existed since the Meiji Restoration in
1868, and it remained so until the adoption of the constitution in 1947.
The LDP has a significant membership base, including politicians, local assembly
members, and grassroots supporters. According to the latest available data, the party
claims to have around 1 million members. However, the exact number can fluctuate based
on various factors, including political climate and other factors influencing membership
motives (Curtis 1999). The LDP also holds majority seats in the National Diet, including
the House of Representatives and the House of Councillors. In the 2021 general election,
the LDP won 261 out of 465 seats (Pugliese and Wallace 2021, 75). The LDP and its
coalition partner, Komeito, maintain a significant presence in the House of Councilors.
As of the 2022 election, the LDP holds 119 out of 248 seats (NHK 2022).
2.9 Conclusion:
The theoretical framework presented concludes by emphasizing the value of
historical institutionalism in explaining the continuity and slow development of Japan's
immigration policies. This approach provides a thorough lens through which to examine
the structural factors that influence political decision-making in Japan by looking at the
interaction of route dependence, institutional legacies, and crucial junctures. The
following chapter, which moves on to the literature review, will expand on this
framework by discussing previous research on migration policy, examining how
theoretical ideas have been used in empirical investigations, and placing this study in the
context of a larger body of scholarly work.
50
CHAPTER THREE
Literature Review
51
Literature Review
3.1 Introduction:
Japan's migration policy is a complex and multifaceted issue deeply intertwined
with the country's historical, cultural, and modern political evolution. To fully understand
the current state of Japan's migration policy, it is essential to examine it through identity
politics and historical institutionalism, as these frameworks provide valuable insights into
the underlying factors that shape policy decisions and their outcomes. This literature
review section is organized into several key sections. First, it examines the evolution of
immigration policies in Japan and other countries of emigration in the global north. Next,
the literature review tackles the demographic and economic pressures and examines how
an aging population ultimately strains the social welfare system and overall economic
well-being. The focus then shifts to Japan’s policy landscape and institutional factors that
govern immigration. This section examines how a complex set of political, economic,
and social aspects shapes Japan’s policies. Finally, a section will be dedicated to
exploring how cultural and social dynamics influence Japan’s approach to immigration.
3.2 Classical Migration Theories and Japan:
This thesis must state that the intermediate theories suggested do not invalidate the
classical migration theories that explain the labor movement. While classical migration
theories also offer valuable foundations for comprehending migratory trends in Japan, they
must be modified to consider the nation's historical, institutional, and cultural unique
characteristics. Japan's selective and restrictive migration policies emphasize supplementing
52
these theories with viewpoints such as identity politics and historical institutionalism to fully
reflect the intricate interactions between various elements impacting migration policy.
For example, neoclassical migration theory focuses on how labor market dynamics
and wage disparities influence migration (Bueno and Prieto-Rosas 2019, 2). Although there
is a theoretical need for migrant workers due to Japan's economic expansion and labor
shortages, the nation's immigration laws frequently favor short-term employment over long-
term migration, making it challenging for workers to secure permanent residence. This
selected method demonstrates how Japan's institutional and political frameworks alter
neoclassical forecasts by prioritizing immediate economic demands over more extensive
labor market integration.
The phenomenon mentioned earlier does not discredit neoclassical migration theory.
The case of Japan proves that even though there are a few streams of temporary
migration paths to Japan, foreign nationals, driven by several push factors, still took
advantage of numerous visa programs upon their introduction. The number of foreign
workers in Japan is unknown, although they are becoming increasingly significant. An annual
study on the number of foreign workers reported by employers is published by the Ministry
of Health, Labour, and Welfare (MHLW); however, the data is not complete or trustworthy
since it leaves out significant worker categories and excludes unreported employees because
of the data collection procedure (Hennings and Mintz 2017, 103). Although foreign workers
are important overall, how many there are is still unknown, and only a few academics have
provided estimates (Hennings and Mintz 2017, 103). Despite that, it is reported that in 2009,
the number of foreign nationals reached 562,818 (Yamada 2010, 10). The number increased
in the 2015 census, which estimated the number of nationals to be 2,232,189 (Hennings and
53
Mintz 2017, 108). This increase, therefore, does not discredit neoclassical migration theories.
However, despite the rise, the low numbers of working foreign nationals from 2009 to 2016
demonstrate a decrease in intake given the demographic challenges.
Therefore, according to Douglass and Roberts (2003), Japan is no longer immune
from the globalization of labor migration. While the numbers and figures for labor
immigration to Japan remain marginal compared to other OECD countries, the numbers are
slowly and steadily increasing.
3.3 Historical Institutionalism, Identity Politics, and Japan's Immigration Response:
Japan's post-war immigration policies significantly differed due to its unique
historical and institutional context. After WWII, Japan also faced severe economic
challenges and labor shortages. However, Japan's historical experiences and institutional
frameworks favored a more insular approach. The country's homogeneity and cultural
emphasis on social harmony and ethnic purity influenced its reluctance to accept large
numbers of foreign workers (Thränhardt 1999, 214).
Historical institutionalism helps explain Japan's restrictive immigration policies
through the concept of path dependency. Unlike Europe, Japan had the labor force and
drive to revive the economy without the desperate need for foreign labor. Also, Japan's
pre-war and wartime experiences, which included forced labor and colonization, created
a cautious approach to foreign labor (Lie 2001). Post-war policies focused on rebuilding
the nation, emphasizing self-sufficiency and internal social cohesion. The Immigration
Control and Refugee Recognition Act of 1951 set stringent controls on immigration,
reflecting these historical and institutional influences (Dugar 2023, 94).
54
Therefore, from a historical institutionalist and identity politics perspective,
Japan, the only country in history to be atomically bombed, was able not only to recover
but to do so miraculously and efficiently. Essentially, Japan has acclimatized to the worst
crises without outside assistance, making incumbent politicians believe they can shoulder
the current demographic crisis using the same approach. A strong emphasis on ethnic
homogeneity and national identity has characterized identity politics in Japan. This
cultural ideology has reinforced the notion that Japan should remain ethnically
homogeneous, further justifying restrictive immigration policies. Even though Japan’s
ethnic homogeneity is a myth, incumbent politicians and many Japanese citizens see that
foreign laborers bring in more harm than good (Befu 2002).
The reluctance to accept foreign labor is also linked to fears of social disruption
and cultural dilution. The Japanese government has prioritized policies that preserve
social harmony and minimize potential conflicts arising from ethnic diversity. This
approach is evident in the strict regulations and oversight of programs like the Technical
Intern Training Program (TIPT), which has been criticized for not providing adequate
protection and support for foreign workers (Human Rights Watch, 2019).
The divergence in post-war immigration policies between Europe and Japan can
thus be attributed to differences in historical institutional contexts and identity politics.
Europe's embrace of immigration was driven by economic necessity, institutional
frameworks promoting integration, and inclusive identity politics that valued human
rights and multiculturalism. In contrast, Japan's restrictive approach was shaped by its
55
historical experiences, institutional emphasis on homogeneity and self-sufficiency, and
identity politics prioritizing ethnic purity and social cohesion.
Japan's policy landscape and institutional factors in migration have been
influenced by historical beliefs and institutional factors, beginning with the early nation-
building efforts in the Edo period. Until 1868, Japan established a national identity built
around ethnic purity and social cohesion. Following that, the Meiji Restoration period
from 1868 to 1912 saw Japan rapidly modernize and centralize its government while
maintaining cultural continuity. This period reinforced the notion that Japan’s success
depended on its unique cultural and social fabric. This belief continues to influence
immigration policies (Jansen 1995 This review examines the important institutional
aspects that impact Japan's migration policy, such as immigration legislation, labor
market entry, social welfare, healthcare, education, cultural assimilation, and political
involvement, within the overall framework of Japan's identity and institutional growth
since World War II.
3.4 Japan’s Migration Policy: Identity Politics and Historical Institutionalism:
Historical institutionalism provides a strong structure for examining the
continuity and evolution of Japan's migration policy. This method highlights how the
historical past and institutional patterns influence current policy choices. Japan's
migration policy after World War II is heavily influenced by its historical background
from the Edo period's isolation, Meiji-era modernization, and post-war reconstruction
during Allied occupation (Schoppa 2006, 41). These past events have instilled a careful
attitude towards outside influence and the movement of people from other countries,
56
resulting in enduring strict regulations on immigration that are still in place today (Calder
1988, 102).
As stated by Tsuda (2006), Japan's immigration policies have been greatly
influenced by its historical past, particularly the negative effects of World War II. The
loss resulted in a rearrangement of Japan's sense of self and a focus on ethnic uniformity,
impacting the nation's resistance to welcoming foreign workers. Understanding Japan's
migration policy requires knowledge of its historical context, as past decisions influence
current choices. Another factor is Japan's ample supply of domestic labor, making
employing them more convenient than foreign workers.
Furthermore, Schoppa (2006) maintains that Japan's institutional structures have
developed in a manner that hinders the incorporation of migrants, particularly those with
low skills. The post-war economic growth in the country solidified a favoritism towards
employing local workers, backed by powerful unions and businesses that were cautious
of foreign rivals. This resulted in policies that supported the short-term entry of foreign
workers without offering routes to permanent residency or citizenship, a pattern that
persists in contemporary migration policy (Schoppa 2006, 41). As mentioned in the Japan
immigration policy timeline, few changes have been made, leading to a rarely revisited
policy. Alternatively, examining Japan's migration policy through the lens of identity
politics, which considers how social identities influence political behavior and policy
results, offers a valuable perspective. In Japan, identity politics has been strongly linked
to ethnic uniformity and national identity, influencing the creation of strict immigration
policies.
57
According to Sugimoto (2014), Japan's strict immigration policies are largely
influenced by its self-image as a country with a mostly homogenous population. The
focus on Japanese culture is unique and pure and has resulted in the marginalization of non-
Japanese, particularly individuals from other Asian nations, in Japanese society. The
discrimination experienced by Korean and Chinese residents in Japan, based on their
identity, is seen in both legal and social contexts. Even though they have lived in Japan
for many generations, they are frequently denied citizenship and equal rights (Sugimoto
2014, 119).
Weiner (2004) notes that identity politics in Japan has been influenced by the
economic and social policies of the post-war era, which focused on fast industrialization
and economic expansion. These measures contributed to developing a national identity
strongly linked to economic prosperity and social unity, pushing aside individuals who
did not conform to the Japanese ethnic and cultural norms. This has led to a migration
policy that is both stringent and choosy, giving preference to migrants who can smoothly
integrate into Japanese culture or have sought-after skills (Weiner 2004, 107).
3.5 Immigration Laws and Regulations:
Japan's migration policy is based on its immigration laws and regulations, which
have historically been stringent, especially towards unskilled labor. Historical
institutionalism, focusing on path dependency and institutional continuity, elucidates
why Japan has upheld strict immigration controls. The Immigration Control and Refugee
Recognition Act, first created in 1951 and revised several times, demonstrates the
institutional resistance to major changes in immigration policy (Weiner 2004, 107; Tsuda
58
2006, 45). The 2018 changes to this law, which added new groups for overseas
employees, reflect a careful change instead of a drastic change from previous methods,
highlighting the gradual progression of immigration policy in Japan's system.
Identity politics is also a key factor in influencing Japan's immigration policies,
starting from the period of isolation before World War II. The Japanese national identity
developed after the war has focused on homogeneity and cultural purity due to the impact
of defeat and occupation (Sugimoto 2014, 119). This isolationist nationalist attitude,
characterized by identity politics, has led to resistance to welcoming foreign workers,
especially those seen as culturally or ethnically different from the majority population in
Japan. Focusing on preserving a uniform society has resulted in policies that prefer skilled
workers as more capable of fitting into Japanese society (McCargo 2012, 78).
3.6 Labor Market Access:
Labor market access is another critical dimension of Japan's migration policy.
Historical institutionalism provides a framework for understanding how Japan's labor
market has been structured to limit the integration of foreign workers. Japan's
immigration regulations, especially the revisions made in recent times, have mostly been
unable to deal with the country's persistent lack of labor effectively. Even with new visa
categories to entice foreign workers, the root problem remains unsolved due to
various factors.
The 2018 amendment to the Immigration Control and Refugee Recognition Act
introduced new visa categories, including the Specified Skilled Worker (SSW) visas.
These visas were created to attract international employees and address gaps in the
59
workforce within sectors like building, farming, and caregiving. Nevertheless, the strict
criteria, such as language proficiency assessments and technical competency evaluations,
have greatly constrained the number of qualified candidates. Furthermore, the policy's
favoritism towards skilled labor instead of unskilled labor does not match the current
requirements of Japan's economy, which has a greater need for unskilled or semi-skilled
workers (Oishi 2012, 1081).
Additionally, the cultural and institutional obstacles present in Japan have
discouraged numerous prospective migrants from viewing Japan as a viable option for
employment. Japan's strict employment norms, such as prolonged work hours and a focus
on uniformity, create challenges for foreign workers trying to assimilate into the
workforce. Furthermore, minimal focus has been on offering sufficient social support,
including language learning and cultural orientation, which are crucial for successfully
assimilating migrant workers (Liu-Farrer 2020, 112).
The Technical Intern Training Program (TITP), introduced in 1993, was
ostensibly designed to provide skills training for foreign workers from developing
countries, but in practice, it has been criticized for exploiting migrant labor without
offering a clear path to long-term employment or integration (Calder 1988, 102; Schoppa
2006, 41). This program reflects the institutionalized barriers to full labor market
participation for migrants, which have been reinforced by powerful distributional
coalitions, including business interests that prefer a flexible, low-cost labor force and
labor unions that resist the inclusion of foreign workers to protect domestic jobs.
60
From an identity politics perspective, excluding migrants from the broader labor
market is tied to Japan's post-war identity, prioritizing social harmony and economic
stability. The M- shaped curve phenomenon, where women leave the workforce after
childbirth and return later in life, often in lower-paying, part-time roles, parallels the
limited opportunities available to migrants, reflecting broader societal norms that
prioritize certain forms of labor participation over others (Sugimoto 2014, 124; McCargo
2012, 80). These norms are deeply rooted in Japan's post-war economic model,
characterized by a paternalistic approach to labor relations and a preference for stability
over diversity.
To sum up, Japan's current immigration strategies have not successfully addressed
the labor shortages because of strict qualifications, inadequate support for assimilation,
and abusive practices within the TITP. Japan has been unable to attract and keep the
required foreign workforce to support its economy due to these problems arising from a
diminishing domestic labor force.
3.7 Access to Healthcare and Social Security Benefits:
Access to social security and healthcare is an essential factor in migration policies
that directly affect the welfare and assimilation of migrants. Japan's social security
system, which covers pensions, unemployment benefits, and disability insurance, was
created for a workforce expected to be the same throughout their lives, posing challenges
for migrants in fully utilizing these benefits (Weiner 2004, 109). The reason migrants are
not included in these systems can be explained by historical institutionalism, which
61
emphasizes how inflexible Japan's welfare institutions are and the difficulties in making
them suitable for a more varied population.
Identity politics makes this matter more complex by reinforcing the perception of
migrants as outsiders, thus excluding them from social security and healthcare systems.
Japan's focus on cultural and ethnic uniformity has resulted in prioritizing the well-being
of native Japanese people over foreign residents. This can be seen in the restricted
availability of healthcare for temporary and undocumented workers, who frequently
encounter obstacles in obtaining medical treatment (Sugimoto 2014, 119; McCargo 2012,
78). The hesitation to incorporate migrants into these systems shows a larger societal
inclination to uphold a distinct separation between "insiders" and "outsiders," a crucial
element of Japan's post-war national identity.
3.8 Political Participation and Legal Rights:
Political participation and legal rights play a key role in migration policy,
influencing migrants' ability to integrate fully into Japanese society. Japan has been
hesitant to grant political rights to migrants due to historical institutionalism, which
highlights the persistence of political institutions that have historically kept foreign
residents out of the political sphere. The restricted chances for migrants to participate in
politics, such as being unable to vote in local elections or become members of political
parties, demonstrate the overall institutional obstacles to complete integration.
Identity politics has a notable impact on shaping migrants' political participation
and legal rights. Prioritizing the political rights of native Japanese citizens over those of
foreign residents is a result of the focus on creating a uniform national identity. This is
62
apparent in the restricted options for migrants to obtain permanent residency or
citizenship, which mirror the wider societal hesitation to fully embrace migrants as
integral to the Japanese nation (Calder 1988, 102; Schoppa 2006, 41). The continuation of
these measures underscores the difficulties of reconciling Japan's post-World War II
national identity with the growing diversity of its population.
An intricate combination of identity politics and historical institutionalism
influences Japan's migration policy, ultimately shaping the overall approach. Japan's
strong focus on preserving a unified national identity, along with the entrenched
resistance of its political and social structures, has led to the implementing of policies that
hinder the assimilation of migrants into Japanese society. This literature review
thoroughly explores the factors shaping Japan's migration policy and the challenges it
faces in meeting the needs of a diverse population through analyzing key areas like
immigration laws, labor market access, social security, education, cultural integration,
and political participation. The significance of evaluating identity and institutional factors
in the research of migration policy, especially in a nuanced and deeply rooted setting like
Japan, is emphasized by the findings of this analysis.
Since the end of World War II, the Liberal Democratic Party (LDP) has
dominated institutional forces that support Japan's immigration policy. In the past, the
LDP supported measures emphasizing economic expansion while preserving social
stability. Due to this, immigration policy has become more cautious, focusing on short-
term rather than long-term solutions. One such program is the Technical Intern Training
Program (TIPT), which attempts to fill labor shortages but does not provide a road to
63
permanent residency (Shipper 2008). Furthermore, immigration policy is significantly
shaped by Japan's bureaucratic institutions. These highly autonomous and influential
organizations have a history of prioritizing policies that support social stability and
cultural preservation (Shinoda 2013). These institutions' conservative bent and important
influence over the creation of public policy have solidified Japan's stringent immigration
policies.
In conclusion, historical institutionalism and identity politics play a major role in
Japan's unwillingness to accept labor immigrants. The historical legacy of post-war
economic growth, the focus on cultural homogeneity, the LDP's domination, and the
significant influence of bureaucratic institutions combine to create a framework for
immigration policy that is conservative and restrictive. These elements highlight the
intricate interactions that have shaped Japan's immigration laws between institutional
dynamics, identity politics, and historical legacies (Yamamoto 2012; Takenoshita 2016;
Kodama 2015; Shipper 2008; Shinoda 2013).
The post-World War II era presented Europe and Japan with significant
challenges and opportunities in rebuilding their war-torn societies. While Europe
embraced immigration to address labor shortages and foster economic recovery, Japan
maintained a more restrictive approach to immigration. This divergence can be
understood through historical institutionalism and identity politics lenses. This section
will further elaborate on the reasons for the divergent responses. As previously
established, historical institutionalism emphasizes the role of historical contexts,
institutional structures, and path dependency in shaping policy decisions. After WWII,
64
Europe faced extensive infrastructure damage and significant labor shortages. The
Marshall Plan and other reconstruction efforts necessitated a large workforce that was not
readily available domestically due to war casualties and demographic shifts (Hansen
2003). In response, many European countries, such as Germany and France, implemented
guest worker programs to recruit labor from countries like Turkey, Italy, and former
colonies (Castles 1986; Herbert 1990). The thrust of the argument is the immediate
willingness of countries like Germany and France to realize the need for foreign laborers
to build and sustain their economies. Below is a table that puts the labor force size in
Japan, Germany, and France before and after the Second World War in perspective.
Figure 2: Labor numbers before and after WWII
Country
Labor Force Size in
1939 (millions)
Labor Force Size in
1950 (millions)
Source
Japan
34.5
33.4
(Mitchell 1975)
Germany
25
21.8
(Overy. 1995)
France
19.5
18.7
(Mitchell 1975)
Japan, Germany, and France had large labor forces before World War II,
indicating their industrial and agricultural success. While researchers found it difficult to
estimate exact labor numbers, these figures underscore the differential impact of World
War II on the labor forces of these nations, with Japan emerging from the war with a
growing workforce, while Germany and France faced declines. Japan had about 34.5
million laborers in 1939, Germany 25 million, and France 19.5 million (Mitchell 1975).
65
These nations' labor force compositions underwent substantial changes following
the war. Japan's post-war reconstruction efforts and population growth propelled the
country's labor force to reach about 33.4 million by 1950 (Mitchell 1975). In contrast,
Germany experienced a decline in its labor force to 21.8 million due to the split of the
nation, territorial losses, and the high cost of the war (Müller 2004, 253). Due to a slower
recovery and changes in its population, France likewise had a minor fall in its labor force,
reaching 18.7 million. Fifteen years after the Second World War, in 1965, Japan’s labor
force stood at 64.4 million (Sorrentino 1983, 25). Germany’s labor force was 58.7
million, and France’s was 57.7 million (Sorrentino 1983, 25).
Common economic, demographic, and structural factors pushed the number of
workers in Japan to increase by 5 million from 1939 to 1950. Thus, Japan began a long
reconstruction process during and after World War II, leading to a rapidly growing
economy. Economic expansion created employment opportunities across various sectors
during the late 1940s and early 1950s, especially in manufacturing, construction, and
services (Gordon 2021, 236).
The change in population status also brought about this increase in the workforce.
After the war, Japan experienced a baby boom that helped boost the size of the potential
workforce. The reduced mortality level due to better health care and living standards also
helped increase the population and workforce size (Dower 2000, 215). Moreover, Japan
saw a significant structural shift from an agriculturally based economy to an industrial
and urban one. They migrated from the countryside to urban areas and joined the industrial
sector, thus expanding the workforce (Maddison 2007, 97).
66
In the reconstruction process after the war, the Japanese government also
implemented several measures to organize and mobilize labor. This period witnessed an
increase in the labor force because of policies that included infrastructure reconstruction,
industrialization, and the reabsorption of soldiers and citizens displaced during the war
(Maddison 2007, 134).
Looking at the historical context of the decades following the Second World War
and the different responses of nations that suffered grave human and financial losses
explains Japan’s reluctance to loosen immigration laws. Furthermore, coupling identity
politics with historical institutionalism and path dependency is a stronger case to describe
the events that make Japan a research puzzle. The institutional frameworks established in
the post-war period laid the foundation for subsequent immigration policies. For example,
Germany's recruitment agreements with Turkey and other countries were
institutionalized through bilateral treaties that facilitated the flow of migrant labor
(Martin 1994). These arrangements created a path dependency, where initial policies
shaped subsequent decisions, leading to the establishment of immigrant communities and
the eventual need for family reunification policies.
For example, after the Second World War, Germany introduced the
“Gastarbeiter,” or the guest worker policy. It aimed to employ labor migration to revive
the nation’s severely impacted economy. This program started during the 1950s and the
1960s, during the “Wirtschaftswunder,” meaning the ‘economic miracle,’ a time of rapid
economic growth, aiming to eliminate continuing staff shortages through foreign workers.
The German government signed bilateral labor recruiting agreements with many
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countries on December 20, 1955, starting with Italy (Herbert 1990). This enormous
program of induction of the labor force occurred when nearly 100,000 Italians moved to
Germany by the end of the 1950s.
In 1960, recruitment from West Germany was escalated with the signing of
agreements with Greece and Spain. An approximate of 400,000 Greek and Spanish
laborers had migrated to Germany by 1964, boosting the labor power in Germany
(Martin 1994). With Turkey, the most important union was reached on the 30th of
October in 1961. The Turkish workers were further boosted through this arrangement,
and while the figure was estimated at 453,000 in 1961, it shot to 851,000 in 1977,
according to Castles (1986). Additional understandings were made to broaden the door
to absorb different types of workforce: Morocco in 1963, Portugal in 1964, Tunisia in
1965, and Yugoslavia in 1968.
The Gastarbeiter program was designed to be a short-term migration with
expectations of the workers returning to the country of origin after some stipulated period.
However, many of those temporary workers decided to stay in Germany for a long time
or made Germany their permanent home, which changed the country's demography and
the growth of multiculturalism in the soy. This measure challenged the society’s
togetherness and assimilation into sociable communities even as it gave critical
workforce personnel (Herbert 1990).
Over 2.6 million foreign workers had settled in West Germany by the early 1970s,
dramatically altering the demographic and cultural makeup of the nation. The legacy of
the "Gastarbeiter" program is still visible in the diverse German society, especially in the
sizable Turkish minority. This program demonstrated the difficulties of immigration and
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integration policies while also playing a significant part in post-war reconstruction and
economic prosperity (Martin 1994). Identity politics also played a crucial role in shaping
Europe's post-war immigration policies. The devastation of WWII fostered a sense of
European solidarity and a commitment to human rights and economic cooperation. The
founding of the European Coal and Steel Community (ECSC) and the subsequent
formation of the European Economic Community (EEC) were driven by ideals of
integration and collective growth, which extended to the labor market (Geddes and
Scholten 2016).
The inclusivity of identity politics in Europe can be seen in policies that granted
citizenship and social rights to immigrants from former colonies, as in the case of France,
which integrated immigrants from North Africa and West Africa (Hansen 2003). This
inclusive approach was driven by economic necessity and a commitment to uphold human
rights, as enshrined in documents like the Universal Declaration of Human Rights of
1948. Make no mistake, though. This is not to say that Europe is a continent that is free
from human rights abuses based on culture, race, and ethnicity. However, through identity
politics, one can understand that several European nations have acclimatized to foreign
labor, especially the highly skilled ones, to advance.
3.9 Conclusion:
Understanding the post-war immigration policies of Europe and Japan through
the lenses of historical institutionalism and identity politics reveals the complex interplay
of historical contexts, institutional frameworks, and cultural ideologies. While Europe
leveraged immigration to fuel economic recovery and foster integration, Japan's insular
69
approach was driven by historical experiences and a cultural emphasis on ethnic
homogeneity. These differing responses highlight the importance of considering
historical and cultural factors in formulating immigration policies.
The following chapter, “Historical Background,” dives into a summary of the
modern Japanese political system and provides an overview of historical Japan. The chapter
will also examine the different immigration programs drafted and implemented in Japan,
Germany, and France.
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CHAPTER FOUR
Historical Background
71
Historical Background
4.1 Historical Context Pre-1945:
One of modern history's most amazing success stories is Japan's prominence as a
worldwide economic and political force. Although there are well over 6000 islands in
Japan, many are deserted. Most of the nation's land comprises the four largest islands:
Honshu, Hokkaido, Kyushu, and Shikoku (Paxton 1990, 758). Despite its modest size,
the archipelago is home to 128 million people, making it the tenth most populous country
in the world. Montana's equivalent of its land is home to these people. Despite having
essentially little natural resources, based on the International Monetary Fund’s 2024 data,
Japan’s nominal GDP ranks third in the world, behind the United States and China.
Although Japan has a high per capita income, its labor force and long-term economic
prospects are negatively impacted by low birth rates and an aging population. Japan is the
world's second most prosperous and productive nation, after only the much bigger United
States. Still, both Japan’s high-tech society and rich cultural legacy are thriving.
Japan's rich history dates back 30,000 years to when people first arrived from the
Asian continent. This is known as the Paleolithic period. The Jōmon and Yayoi were two
of the first cultures. With the arrival of Chinese and Korean, the Japanese culture evolved
and transformed through many phases (Asia 2019). Japan was united into a powerful state
headed by an emperor in the eighth century. Emperor Kammu relocated the nation's
capital from Nara to Kyoto in 794 (Asia 2019). With the beginning of the Heian period,
Japan's unique culture began to take shape, resulting in the development of art, poetry,
72
music, and literature throughout the following millennium. The Imperial Court ruled
over Japan for around 300 years, and then a feudal age began to last for the next 700 years
(Asia 2019). The samurai, a warrior governing class, emerged during this period. The
shogun was the head of the most powerful samurai clan—a civil conflict known as the
Onin conflict began in 1467 and lasted for roughly ten years. The Sengoku period, often
known as the time of warring states, is said to have begun at this point. It involved the
feudal warlords known as daimyo and the shogun (Asia 2019). In Japanese history, the
Sengoku era was marked by societal unrest, political scheming, and almost continual
warfare. Under Toyotomi Hideyoshi, Japan was reunited in 1590. Japan, renowned for its
literature and art, experienced times of military rule and imperialism. It is still a
parliamentary constitutional monarchy with certain ancient Japanese cultural remnants
(Asia 2019).
Japan's historical context, particularly its nation-building processes and periods
of isolation, significantly influences its current immigration policies (Lu 2019).
Understanding this historical background provides essential insights into why Japan
remains reluctant to accept immigrants despite demographic and economic pressures.
Firstly, Japan's immigration policies have been shaped significantly by its historical
context, which includes its period of isolation during the Edo era and its subsequent
modernization in the Meiji era. During the Edo period (1603-1868), Japan was under the
rule of the Tokugawa shogunate, which established a policy of Sakoku, the notion of
national isolation. This policy restricted foreign influence and trade, limiting interactions
with the outside world to a few select partners, such as the Dutch and Chinese, through
73
the port of Nagasaki. The isolationist policies aimed to maintain political stability and
protect Japanese culture against external influences (Totman 2014). The phases of early
isolation and feudal Japan instilled a sense of cultural homogeneity and national identity
that persists today.
Following the Edo period, the Meiji Restoration in 1868 marked the end of the
Tokugawa shogunate, the beginning of rapid modernization in Japan, and the end of the
isolation policies. This period saw the country open its borders and adopt Western
technologies and institutional structures to avoid colonization and enhance national
strength. The Meiji government pursued policies of industrialization and centralization,
fostering a strong sense of national identity and unity (Jansen 1995). After that, Japan's
modernization during the Meiji era eventually led to its imperialist ambitions in the early
20th century. Japan sought to expand its influence in Asia through military conquest,
leading to the colonization of Korea, Taiwan, and parts of China.
However, the defeat in World War II ended Japan's imperial expansion and forced
it to rebuild as a pacifist state under American occupation. The post-war period saw Japan
adopt a new constitution, renouncing war and focusing on economic recovery (Dower
2000). World War II's aftermath saw Japan retreat from its imperial ambitions and adopt
a more insular approach (Green and Kadoya 2015). Therefore, this period is crucial for
understanding how historical experiences shape Japan’s contemporary immigration
policies and attitudes. Post-war Japan and the economic miracle from the 1950s to the
1980s transformed it into a global economic power. This period reinforced a strong sense
of national pride and cultural homogeneity. The notion of a homogenous Japanese society
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became a core of national identity, further entrenching resistance to foreign influences
(Weiner 2004).
It is crucial to highlight that Japan was a significant emigration state in the late
19th and early 20th centuries, with millions of Japanese peasants leaving the country to
settle in the New World, particularly in the United States, Peru, Ecuador, and Brazil. This
mass migration aligned Japan with European nations that experienced similar outflows
during that period, driven by economic hardship and the search for better opportunities
abroad (Munck et al. 2013, 65; Iguchi 2002).
4.2 Demographic and Economic Pressures:
Japan's demographic crisis and economic pressures are central to the debate on its
immigration policies. It has become imperative to understand how the meeting of
demographic and economic pressures has translated into the current immigration policies.
As previously established, Japan is facing one of the most severe aging crises in the world.
The aging population presents several challenges, including increased healthcare and
pension costs and a shrinking labor force (Fukawa, 2022). Japan's Total Fertility Rate
(TFR) has been below the replacement level of 2.1 children per woman for decades. 2020,
the TFR was 1.34, significantly contributing to the population decline, according to the
Statistics Bureau of Japan. This demographic trend results in a shrinking workforce and
increased dependency ratios, where fewer workers support more retirees.
Japan's declining population directly impacts its labor market. Key industries like
construction, agriculture, and care services face severe labor shortages. The shortage is
exacerbated by the reluctance to accept foreign workers in significant numbers, which
75
limits the economy's ability to sustain growth and competitiveness (Yoshino et al. 2019,
21). Consequently, Japan has experienced prolonged economic stagnation since the early
1990s, often called the “lost decades.” The shrinking workforce and increased social
security costs due to the aging population strain public finances and hamper economic
dynamism (Funabashi 2015).
Japan has, in fact, the highest public external debt, and now it is the most indebted
country in the entire world. A recent analysis indicated that Japan’s debt-to-GDP ratio
stood slightly over 250 percent, higher than other developed countries. This extremely
high level of debt has led to increased concerns regarding the long-term viability of the
fiscal policies in Japan and the potential future volatility. The increased debt is, in a way,
attributable mainly to times of slow growth, price deflation, and the comprehensive
attempts by the government to promote development through fiscally expansive policies.
Also, as the population of Japan has grown older, the burden on public funds has
increased as social security and healthcare expenses have surged, which has put the
country’s debt on the rise (Sugimoto 2014, 134; McCargo 2012, 85). Economic pressures
create a need for policies that can revitalize growth, including potentially liberalizing
immigration.
Several political dynamics and actors shape immigration policies, especially in
the face of severe demographic and economic challenges. The Japanese government,
particularly the Ministry of Justice, oversees immigration policy and plays a central role
in shaping and enforcing immigration laws. The government's conservative stance on
immigration reflects broader societal attitudes and historical preferences for cultural
76
homogeneity (Sugimoto 2014, 120). In addition, political parties, especially the ruling
Liberal Democratic Party (LDP), significantly influence immigration policy. The LDP,
traditionally conservative, often aligns with public sentiment favoring restrictive
immigration policies. However, there have been recent indications of gradual shifts
within the party towards more pragmatic approaches to immigration driven by economic
necessity (Sakanaka 2020). Besides the political landscape, Japan's business sector,
particularly industries facing acute labor shortages, advocates for more flexible
immigration policies. Organizations such as the Keidanren (Japan Business Federation)
have called for increased acceptance of foreign workers to sustain economic growth and
competitiveness (Haig 2011, 225).
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Figure 3: Key pieces of legislation and policy decisions regarding migration in Japan, organized chronologically:
Year
Legislation/Policy
Description
1868
Meiji Restoration
At the beginning of Japan's modernization efforts, policies were introduced to encourage the emigration of Japanese
to other countries, especially to the Americas and Southeast Asia (Weiner 2004, 58).
1910
Annexation of Korea
Koreans became subjects of the Japanese Empire: migration to Japan increased under imperial rule (Chapman 2008,
437).
1924
Immigration Act of
1924 (USA)
Though not a Japanese law, it significantly impacted Japanese migration, as it restricted Japanese immigration to the
United States, leading to shifts in migration patterns (Weiner 2004, 66).
1947
Alien Registration Act
All foreigners in Japan were required to register with the government, which marked the beginning of the legal
framework for managing foreign residents in post-war Japan (Lie 2001, 35).
1952
San Francisco Peace
Treaty
Koreans and Taiwanese living in Japan lost Japanese nationality, setting the stage for post-war migration policies
focusing on maintaining a homogeneous Japanese society (Chapman 2008, 440).
1981
Immigration Control
and Refugee
Recognition Act
Established the legal framework for modern immigration control, including provisions for refugee recognition, an
effort to formalize immigration laws in line with international standards (Weiner 2004, 72).
1990
Immigration Control
Act Amendment
Allowed entry of foreign workers temporarily under trainee and technical intern programs (Weiner 2004, 7).
2008
Basic Plan for
Immigration Control
Updated policy framework aimed at addressing labor shortages while maintaining strict control over long-term
immigration; focused on temporary and skilled labor (Chapman 2008, 453).
2012
Revised Immigration
Control Act
Introduced the “Points-based Preferential Immigration Treatment for Highly Skilled Foreign Professionals” (Lie
2001, 52).
2018
New Residency
Statuses
Introduced two new residency statuses to attract foreign workers, especially in sectors facing severe labor
shortages, such as construction and agriculture (Weiner 2004, 80).
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4.3 Political Structure of Immigration Decision-Making in Japan:
In Japan, governmental organizations and players at all levels participate in a
systematic process determining political decisions. The general process of decision-
making in Japan consists of several steps, ranging from policy formulation drafting and
consultation to passing the legislation and implementation and monitoring. This thesis
examines the timeframe after the Second World War, when all regulations, including
immigration policy, were set by the General Headquarters Supreme Commander for the
Allied Powers (GHQ SCAP). The Alien Registration Imperial Ordinance, declared in May
1947, redefined Japanese citizenship, making Koreans and Chinese nationals who had
previously held Japanese citizenship foreigners. This was the emperor's last ordinance
before the new constitution was enacted. At the same time, strict immigration controls
were implemented due to many illegal immigrants entering Japan.
Immigration-related political decisions in Japan are made through a complicated
procedure marked by institutional complexity and centralized decision-making authority
involving several parties. The Prime Minister, the Cabinet, the Ministry of Justice, the
Immigration Services Agency, the National Diet, and several advisory committees are
the main players in this process. The agenda-setting for immigration policy is largely the
responsibility of the Prime Minister and the Cabinet. As the leader of the government,
the prime minister can suggest policy changes and shape the legislative agenda (Roberts
2018). The Prime Minister and other ministers make up the Cabinet, which is in charge
of approving important immigration-related policy decisions and crafting legislation.
The Immigration Services Agency of Japan, a division of the Ministry of Justice, is
79
responsible for managing foreign resident registration, supervising immigration control,
and enforcing immigration laws and policies (Kondo 1995, 2).
Japan's legislative body, the National Diet, is heavily involved in the legislative
process. The House of Representatives and the House of Councillors are the two houses
that make up the Diet. Both chambers must approve laws and modifications pertaining to
immigration. Before a bill is signed into law, it usually goes through several readings and
committee reviews. Committees frequently handle immigration-related issues, including
the Committee on Foreign Affairs and the Judicial Affairs Committee (Kashiwazaki and
Akaha 2008). Expert committees and advisory councils have an impact on immigration
policy as well. These groups, which could include researchers, business executives, and
civil society representatives, offer suggestions and carry out analyses to support public
policy formulation. For instance, the Ministry of Justice receives policy guidance on
immigration matters from the Immigration Control Council.
Decisions about immigration policy can also be influenced by public opinion and
the media. Politicians frequently consider public opinion and media coverage when
developing and enforcing immigration laws. For example, debates about immigration
reform may be sparked by concerns about international relations, labor market demands,
and demographic issues (Kashiwazaki and Akaha 2008).
4.4 Historical Institutionalism and Identity Politics in Japan:
Japan saw the drafting and passing of the 1947 constitution during political and
economic unrest. The emergence of the LDP to power in 1955 and its continued
80
incumbency further strengthened the grasp of immigration laws and regulations. The LDP
is also known for its internal factionalism, where several factions compete for influence
and leadership within the party. These factions are crucial to the party's internal politics
and decision-making processes. There are five major factions: the Hosoda faction, the
Motegi faction, the Nikai faction, the Kōchikai faction, and the Kishida faction. The
Hosoda faction is one of the largest and most influential factions. It is historically linked
to former Prime Ministers like Shinzō Abe (Park 2001, 455). These factions influence
leadership elections, policy decisions, and the distribution of key party and government
positions.
The LDP's policy platform includes economic growth, strong national defense,
conservative social values, and incremental reforms. This appeals to a broad spectrum of
the Japanese electorate, from business leaders to rural voters (Curtis 1999). The LDP has
a sophisticated electoral strategy, leveraging its extensive grassroots network. This
includes strong ties with local politicians, business groups, agricultural cooperatives, and
other influential organizations (Pempel 1998, 172). The party effectively uses its
extensive organizational infrastructure to mobilize voters, particularly in rural areas
where they have a stronghold (Scheiner 2006). Through coalition building, the LDP has
maintained an alliance with Komeito, a smaller party with a significant support base
among members of the Soka Gakkai, a Buddhist organization. This coalition helped the
LDP secure a stable majority in the Diet (Curtis 1999). The LDP also possesses a strong
leadership and adaptability model. Its ability to adapt to changing political landscapes
has been crucial. The party often undergoes internal reforms and leadership changes to
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stay relevant. For instance, former Prime Minister Shinzō Abe's economic policies,
known as "Abenomics," were a significant shift aimed at revitalizing the Japanese
economy (Maruoka and Rose 2023, 28). The aforementioned internal factions also
provide a mechanism for leadership renewal and policy innovation and prevent
stagnation (Scheiner 2006).
Last but not least, the LDP benefits from a generally favorable portrayal in major
media outlets. The party's historical role in Japan's post-war economic miracle and its
image as a stabilizing force contribute to its enduring support (Pempel 1998, 185). The
LDP's emphasis on stability and continuity appeals to many voters, especially in
uncertain times.
The LDP's dominance in Japanese politics results from its comprehensive strategy
that includes a strong policy platform, effective electoral strategies, coalition building,
adaptability, and favorable public perception. The party's internal factions, while
sometimes a source of conflict, also ensure dynamic leadership and policymaking,
contributing to its long-term strength. This long-standing political dominance has
significantly influenced Japan's policy decisions, including those related to immigration,
through the lens of identity politics. This conservatism extends to its approach to
immigration, where the party advocates for maintaining Japan's cultural and ethnic
homogeneity to preserve social harmony and national unity (Shinoda 2013).
The LDP's long tenure has provided a remarkable degree of policy continuity and
stability. This has allowed the party to implement and sustain long-term policies
reinforcing traditional Japanese cultural values and national identity (Pempel 1998). The
82
continuity and stability would maintain status quo policies and prevent the introducing
and passing of new bills to address demographic challenges. The impact of the LDP also
goes beyond policy continuity. The LDP has consistently emphasized policies that
promote cultural homogeneity and preserve national identity. This focus is thus reflected
in Japan's stringent immigration policies and the prioritization of policies that encourage
higher domestic birth rates and workforce participation among women over accepting
foreign workers (Strausz 2010, 250).
Japan has aimed to raise birth rates and female employment in the past few
decades by using policy, and unfortunately, it failed miserably. The ‘Angel Plan’ and all
the other attempts at improving the working conditions of the female workforce and
childcare have not stabilized the birth rate. The birth rate decreased from 1.57 in 1989 to
1.36 in 2022, which is still well below the replacement rate of 2.1 (NIPSSR 2023). Despite
women joining the workforce in higher numbers in 2021 than in 1980 – from 57% to 70%
– there remain significant barriers, such as wage disparities and a lack of flexibility for
childcare. These measures are moderate because most female employees are still forced
to decide between family and work (OECD 2023).
The so-called “Angel Plan,” implemented in 1994, enhanced employment
protection for parents on leave and child-care services to address these issues.
Nevertheless, it is important to note that these initiatives only proved inadequate in
halting the downtrend in birth rates. In 2002, the Plus One Policy and the New Angel
Plan in 2004 continued similar lines by focusing on extending family aid; however, both
have led to extremely few results. Nevertheless, Japan’s population is aging rapidly
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within a short time frame. It thus faces challenges in sustaining its human labor and social
welfare bodies without relying heavily on foreign labor (NIPSSR 2023).
Culture and tradition concerning gender roles and responsibilities significantly
influence society, making it difficult for the programs to succeed. A lot of pressure is still
placed on the shoulders of women in Japanese culture for them to prioritize family
responsibilities over career-oriented achievements, thus discouraging most of them from
pursuing childbirth or employment. The situation makes it more difficult for women to
successfully manage work and family life because of the absence of accessible and
reasonably priced childcare options and the extended work weeks customary in Japanese
enterprises (OECD 2023).
The "M-shaped curve" phenomenon, in which women frequently leave the
workforce after having children and return later in life, usually in lower-paying, part-time
employment, has also made it difficult for Japan to focus on boosting the participation of
women in the workforce. This trend emphasizes how difficult it is to achieve workplace
gender equality and how little effect initiatives meant to keep women in the job
throughout their peak childbearing years have (OECD 2023). This is not to say that Japan
has not implemented immigration programs in the past. The following chapters will
demonstrate that Japan has, over the years, accepted labor immigrants, which is also
evidenced by the acceptance and naturalization of ethnic Chinese and Korean immigrants.
That said, the government, led by the LDP, remains extremely conservative regarding
expanding immigration and integration programs.
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In conclusion, rather than allowing more foreign workers, Japan has attempted to
raise domestic birth rates and female labor force participation; nevertheless, these
initiatives have not always been successful. In order to overcome its demographic and
economic concerns, Japan may need to reevaluate its strategy and maybe rely more on
immigration, given the ongoing drop in birth rates and the difficulties experienced by
women in the workforce (NIPSSR 2023; OECD 2023).
Identity politics also plays a crucial role in shaping the LDP's policy decisions.
The emphasis on preserving a unique Japanese identity and cultural homogeneity is a
central theme in the party's approach to governance, influencing a wide range of policies
beyond immigration. The LDP's stance on immigration is also shaped by public opinion.
Many Japanese citizens share concerns about the impact of immigration on cultural
identity and social stability. The LDP maintains its political support base by aligning its
policies with these concerns. A deep-seated belief influences these policies' importance
of a homogenous national identity. This belief translates into resistance to large-scale
immigration, which is seen as a potential threat to Japan's social cohesion and cultural
integrity (Burgess 2010).
The long-standing dominance of the Liberal Democratic Party in Japan's political
fabric since 1955 has significantly influenced the country's policy decisions, particularly
regarding immigration. By emphasizing cultural homogeneity and national identity, the
LDP has reinforced identity politics as a central factor in its decision-making process.
This seemed to have a path-dependency effect by imposing constraints on the ability to
shift immigration policies afterward. This has led to policies prioritizing preserving
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Japan's unique cultural and social fabric over addressing demographic and economic
challenges through increased immigration. While the ruling party in Japan has held anti-
immigration sentiments, the apple has not fallen too far with the Japanese public, the
constituents, and the voters.
The notion of national identity and nationalism is widely prevalent in the Japanese
society. Although several political scientists have drawn a line distinguishing national
identity of one’s belonging to a nation and the ethnic identity that is often characterized
by a shared sense of history, language, culture, and ancestry, this thesis does not
necessarily make the same distinction (Kyselova and Kironska 2024, 217). According to
very few surveys held by the Japanese public, the general sentiment and perception of
foreigners and immigrants is not very open. The results among the voting population are
that nationalist sentiments and political conservatism have had a negative impact on the
potential future of immigrants and refugees in Japan (Kyselova and Kironska 2024, 216).
This is not to say Japan is completely free from foreign residents and immigrants.
According to the most recent statistics, foreign nationals comprised over 2.5
percent of Japan's population in 2022, up from 1.62 percent in 2013. In that particular
year, there were about 3.1 million foreign inhabitants overall. However, despite the
depleting numbers of foreign nationals in Japan, the government has continuously refused
business requests to admit large numbers of foreign laborers, and the dominant elite
conception of Japanese national identity suggests that large numbers of immigrants would
undermine and fundamentally alter what it means to be Japanese. This is why Japan has
few foreign residents (Strausz 2019, 31). On the other side of the coin, potential
immigrants do not see Japan as an attractive destination. Even when Japan did allow
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South Americans of Japanese descent (known as "nikkeijin") to enter the country, they
were mostly admitted as workers rather than as prospective citizens going back to their
native country (Strausz 2019, 30).
The aforementioned historical factors play a role in influencing Japan's
immigration policies. Despite facing demographic challenges such as a rapidly aging
population and declining birth rates, Japan has maintained restrictive immigration
policies. The Immigration Control and Refugee Recognition Act of 1951 and subsequent
amendments have focused on controlling the entry and stay of foreigners, with limited
provisions for permanent settlement (Tsuda 2006). Moreover, the notion of the
nihonjirun, meaning the theory of Japanese uniqueness, has long favored the idea of a
racially and culturally homogenous nation (Lu 2019). This narrative of previous history
has nurtured a profound identification and togetherness among Japanese people, making
large-scale immigration less appealing to many Japanese citizens and policymakers. This
perspective fosters a sense of exclusivity and resistance to integrating foreigners into
Japanese society (Befu 2001).
Japan's reluctance to accept immigrants is deeply rooted in its historical
experiences and nation-building processes. This historical emphasis on cultural
homogeneity has shaped Japan's approach to immigration, with policymakers often
prioritizing social cohesion and cultural preservation over demographic rejuvenation
through immigration (Sugimoto 2020). From the isolationist policies of the Edo period to
the emphasis on cultural homogeneity during the post-war economic miracle, Japan
has
developed
a
strong
sense
of
national
identity
that
resists
foreign
influences.
Understanding this historical context is crucial for analyzing contemporary immigration
87
policies and their implications for Japan's demographic and economic challenges. The
following table provides an overview of the major immigration programs and policies
introduced in Germany and their respective timelines.
88
Figure 4: Key labor immigration programs in Germany since the 1950s
Year
Program/Policy
Description
1950
Gastarbeiter Program
Recruitment of foreign workers to rebuild Germany's economy (Rudolph 1996).
1955
Recruitment Agreement with Italy
Germany signed the first formal guest worker agreement to bring Italian workers (Steinert 2014).
1960
Recruitment Agreement with
Greece and Spain
Extended the guest worker program to include workers from Greece and Spain (Hansen 2003).
1961
Recruitment Agreement with Turkey
One of the most significant agreements, bringing large numbers of Turkish workers to Germany
(Chin 2007, 137).
1973
Anwerbestopp (Recruitment Stop)
The recruitment of foreign workers was officially halted due to the economic downturn, but many
stayed (Triadafilopoulos 2013, 79).
1990
Foreigners Act (Ausländergesetz)
Comprehensive regulation of foreign entry, stay, and employment (Joppke 1999, 89).
1993
Asylum Compromise
Constitutional amendment restricting asylum rights (Hailbronner 1994, 17).
2000
Green Card Initiative
Program to attract IT specialists (Kvist 2004, 241).
2000
Citizenship Reform
Allowed for the acquisition of German citizenship through birth in Germany, easing the integration of
immigrant children (Schönwälder and Triadafilopoulos 2012).
2005
Immigration Act
(Zuwanderungsgesetz)
Comprehensive immigration reform focuses on integration (Boswell and Hough 2013).
2016
Integration Act (Integrationsgesetz)
Legislation aimed at improving migrant integration (Triadafilopoulos 2012, 133).
2020
Skilled Immigration Act
(Fachkräfteeinwanderungsgesetz)
Law to attract skilled non-EU workers (Joppke 2024).
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4.5 The Evolution of Identity and Immigration in Germany:
Germany's approach to immigration has evolved gradually from a guest worker
policy to a more inclusive immigration framework that acknowledges the lasting presence
of immigrant communities. This change has been shaped by historical institutionalism and
identity politics. Over time, it was noticed that many guest workers stayed in Germany
instead of returning to their home countries, resulting in policy changes to help them
integrate into German society. The 2000 Citizenship Reform and the 2005 Immigration
Act show Germany's efforts to establish more inclusive methods for defining identity
and citizenship (Triadafilopoulos 2013, 83). Nevertheless, the impact of the first guest
worker initiatives on temporary stays and exclusivity still influences current discussions
about immigration in Germany. The central issue in German politics is integrating large
immigrant populations while preserving a cohesive national identity. Identity politics,
shaped by immigrant communities and the wider German society, has been influential in
molding these discussions and resulting policies (Chin 2007, 138; Triadafilopoulos 2013,
81).
When considering the components of immigration policies, employment
opportunities, and healthcare and social security access in Germany, it is evident how
these factors have influenced the country's approach to labor migration, especially after
World War II. Germany's post-war labor demand and the changing identity politics
towards immigrant communities present an interesting example of how these factors
influence each other within the context of historical institutionalism. France’s
immigration policies after the Second World War emerged under the same conditions as
90
Germany. Both countries shared stark similarities between war devastation and casualties
to a dwindling labor force.
Figure 5: Major Immigration Programs and Policies in France Since WWII
Year
Program/Policy
Description
1945
Ordinance of 2
November 1945
Established the legal framework for immigration and integration, emphasizing
the need for immigrant workers in post-war reconstruction (DeLey 1983).
1974
Suspension of Labor
Immigration
Ended labor immigration due to economic downturns and rising
unemployment, shifting focus to family reunification (Haus 1999).
1981
Mitterrand's
Regularization
Program
Granted legal status to approximately 130,000 undocumented immigrants,
reflecting a more inclusive approach under the Socialist government (Collett
2005).
1993
Pasqua Laws
Introduced stricter immigration controls, making it harder for immigrants to
acquire French nationality (Mung 2003).
1997
Chevènement Laws
It aimed to integrate immigrants while maintaining strict controls on new
arrivals, balancing inclusion and restriction (Wenden 2004).
2003
Sarkozy's
Immigration Law
Focused on attracting skilled labor while tightening controls on family
reunification and asylum seekers (Marthaler 2013).
2007
Law on Immigration
Control, Integration,
and Asylum
Further tightened immigration controls, including the introduction of DNA
testing for family reunification applicants and a language test as a prerequisite
for long-term residence permits (Dove 2013).
2011
Law on Immigration,
Integration, and
Nationality
Introduced measures to encourage highly skilled immigration while imposing
stricter controls on illegal immigration and making it harder for immigrants to
obtain French nationality (Cabon and Lacaze 2012).
2018
Asylum and Immigration
Law
Aimed at reducing the time for processing asylum applications and increasing
deportations of those whose applications were rejected. It also introduced
measures to attract more highly skilled workers to France (Geddes and Scholten
2016).
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4.6 Historical Institutionalism and Identity Politics in Europe:
European identity politics is equally complex, particularly because it has changed
significantly compared to Japan since the Second World War. In many respects, the post-
Second World War era significantly impacted modern European identity politics and
nationalism. Deep psychological wounds from the Holocaust's horrific atrocities and
enormous human and material losses resulted in a strong distaste for nationalism and
violence, as well as a yearning for peace and unification throughout all of Europe (Judt
2005).
The destruction caused by the war spurred attempts to avert similar disasters in the
future, leading to the foundation of the European Union (EU) with the founding of the
European Coal and Steel Community (ECSC) and the European Economic Community
(EEC) in 1957. By fostering economic unity and collaboration, the EU hoped to reduce
the likelihood of war among its member states (Dinan 2004). Prominent efforts like the
Marshall Plan aimed to foster economic cooperation and prevent future conflicts (Judt
2005, 90). This initial phase focused more on economic recovery and less on identity
politics, as the primary goal was to rebuild and ensure stability.
These fierce nationalistic beliefs that sparked the conflict were widely rejected
throughout Europe. With an emphasis on human rights and common principles, national
identities in post-war Europe became more inclusive and cooperative (Kershaw 2015).
National identities were further defined during the Cold War by separating Europe into
Eastern and Western blocs, each influenced by the US or the USSR. Eastern European
nations adhered to socialism and communist ideas, whereas Western European nations
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supported democratic and capitalist ideals. The dissolution of the Soviet Union and the
end of the Cold War reshaped national boundaries and identities (Gaddis 2005; Cox
2018). German reunification followed. Europeans now feel more united than ever thanks
to the EU's development. National identities coexist with European identity, defined by
common ideals of democracy, human rights, and the rule of law. This influences how
individuals view their role in a broader European framework (Risse 2015, 38; Fligstein
2008, 124). Post-World War II, international organizations like the UN, NATO, and EU
have shaped national policies and identities around the values of multilateralism and
internationalism by offering frameworks for collaboration and conflict resolution
(Ikenberry 2019, 165).
In continental Europe, identity politics can be defined as a political strategy where
people of a certain religion, race, and social status create their socio-political associations
and abandon the idea of large political coalitions to fight for the rights of their community.
The context in which identity politics has risen in Europe is post-World War II, which
forced the continent to reconstruct and reconsider national identity. This European
approach, which covered everything from childcare to interstate legal norms, represented
more than just the bureaucratic practices of the EU and its member states at the start of the
twenty-first century. It also posed a global challenge to the US and the alluring "American
way of life," serving as a beacon and model for future EU members (Judt 2005, 8).
However, identity politics was not dominant during the Cold War because the world was
divided between the Western capitalist camp and the Eastern communist bloc.
Nonetheless, with the end of the Cold War, the Soviet Union collapsed, and Germany was
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reunified and, in the process of establishing new national identities, became a matter of
concern (Garton Ash 1993).
The European empires were rapidly decolonized throughout the post-war era as
well. As they lost their colonies and had to assimilate returning colonial inhabitants and
immigrants from previous colonies, former colonial powers like the UK, France, and
Belgium saw profound changes in national identity (Shipway 2007). Due to the need for
post-war rebuilding work, many people from former colonies and other areas immigrated
to Western Europe. Many European nations became more multicultural due to this
movement, which sparked discussions about integration, multiculturalism, and national
identity by upending established national identities (Hansen 2000, 225; Lucassen 2005,
115).
On the other hand, Japan adopted strong assimilation programs during its imperial
era to assimilate Chinese and Korean immigrants into the Japanese empire. In keeping
with the idea of "imperial subjecthood" (kokumin), these policies included initiatives to
promote Japanese cultural traditions and mandate the use of the Japanese language among
colonial subjects (Weiner 2004, 58–61).
However, this absorption strategy was drastically changed once Japan lost World
War II. Japan's new constitution, drafted during the Allied occupation, signaled a
dramatic break from imperial policy in the post-war era. As a result of the constitution's
emphasis on democracy, human rights, and giving up militarism, opinions on Japan's
identity and how it treats its former colonial subjects have changed. As a result,
assimilation efforts were discontinued, and Chinese and Korean immigrants who had
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lived in Japan for many generations were stripped of their Japanese citizenship. Rather,
due to Japan's transition from an expanding empire to a more exclusive nation-state, these
populations experienced legal and social discrimination (Lie 2001, 29– 35).
This policy reversal starkly contrasts the assimilation attempts before and throughout the
war. It highlights the shift in Japan's national identity, as these minority groups were
marginalized despite having longstanding ties to the nation due to the post-war emphasis
on a homogeneous and ethnically Japanese society. Knowledge of Japan's current
immigration and diversity difficulties, where the legacy of post-war policy continues to
impact perceptions toward foreigners and ethnic minorities in Japan, requires a
knowledge of this change (Chapman 2007, 436).
The post-war economic requirements and decolonization were the main factors
that affected the cultural and ethnic diversity in Europe by promoting massive
immigration from the colonies to create diverse communities in Europe, especially from
Africa, Turkey, and, more recently, the Middle East (Castles et al. 2019). This
immigration spree has been credited for having played a significant role in the formation
of the current identity politics, sometimes leading to religious and ethnic conflict, as noted
by Fetzer and Soper (2005, 157). The 1970s were marked by economic crises, including
the oil shocks of 1973 and 1979, which led to economic downturns and high
unemployment in many European countries. These crises exacerbated tensions between
native populations and immigrant communities as competition for jobs and resources
intensified (Judt, 2005, 337). While research has shown that there is no competition
between migrant and native workers in Europe, the economic difficulties contributed to
95
the rise of far-right and nationalist movements, which began to exploit identity politics
to gain support. Consequently, right-wing populism as a response to the growing
immigration and perceived threats to national culture has been evident in several
European countries with the National Rally in France, Alternative for Germany (AfD),
and the League (La Lega) in Italy, among others, adopting cultural protectionism and anti-
immigrant policies (Wodak 2015). On the other hand, liberal and progressive movements
have supported multiculturalism, human rights, and immigration policies, resulting in the
liberalization of immigration policies in some parts of the world (Banting and Kymlicka
2006).
The politicians themselves have contributed to the transformation of immigration
policies as well. There is a new political elite in the EU member states that is younger,
and those politicians are more globalized and have a multicultural education, which
makes them more accepting of diversity and immigration (Mudde 2019). Today, many
European leaders have an economic, legal, or international relations background, which
results in a rational approach to immigration as a tool to solve the problems of shortage of
labor and demographic crisis (Kriesi et al. 2008). This change has also been propelled by
economic factors that have influenced the need for the same. The aging population and
low birth rates in many European countries have created a demand for a workforce. Thus,
immigration is now an economic imperative for Europe to ensure continued economic
growth and to support social welfare programs (Zimmermann 2005, 2). As a result of the
need to boost their economies in the face of global competition, European countries have
96
come to appreciate the value of skilled migrants and, hence, the policies that encourage
economic migration (Triandafyllidou 2016, 75).
It has also been important to consider the international factors shaping society.
The European Union has played a crucial role in influencing immigration policies through
regulations and directives on human rights and freedom of movement of persons.
Moreover, international organizations such as the United Nations and various non-
governmental organizations act on behalf of migrants and refugees, changing national
policies to reflect global norms and standards (Betts 2011, 109). These policies are also
shaped by public opinion and the desire to win the electorate's vote. As for the opinions
regarding immigration, the population is generally polarized, but the younger and
urbanized population is becoming more accepting of multiculturalism (Ceobanu and
Escandell 2010, 316). Electioneering forces seek votes from immigrant groups and liberal
citizens and thus shift their language and policies to be more liberal (Boswell and Hough
2008, 331). Therefore, the patterns of immigration policies in continental Europe are a
multifaceted process influenced by identity politics, economic demands, changes in
political generations, and global trends. Identity politics as a result of ethnicity tends to
polarize between the preservation of cultural identity and multiculturalism; however, the
changes in demography and economic globalization have made immigration policies less
rigid and more realistic.
After World War II, there was a universal distaste for extreme nationalism. Still,
in the last few decades, far-right nationalism has come back in response to immigration,
economic hardships, and perceived threats to national identity. What is different from the
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state nationalism that dominated Japan after WWII is the recent surge in right-wing
populism from outside the ruling classes in most European countries. This surge emerged
with a strong anti-EU and not just anti-migrant attitudes and policies. In several European
nations, parties and movements calling for tighter immigration laws and national
sovereignty have become popular (Mudde 2007, 281). European countries have different
commemorations and memories of World War II, shaping national identities. For
instance, a cautious approach to nationalism results from the great emphasis on
Vergangenheitsbewältigung (coming to terms with the past) in Germany. On the other
hand, nations in Eastern Europe might highlight the hardships they endured under both the
Nazi and Soviet occupations, influencing their current national narratives (Herf 1997,
24). This can be seen in countries like Hungary with Viktor Orban's populist government
and the emergence of populist parties across the European political structure, including
Italy, Poland, and Austria.
4.7 Conclusion:
Identity politics has become crucial in political science by addressing how race,
gender, and social factors influence power and representation (Fraser 1995, 70). This
chapter explores the theory's principles—representation, recognition, and politics of
difference—along with challenges like fragmentation. Emerging from 20th-century
social movements, identity politics questions rigid identity definitions and emphasizes
social structures (Bernstein 2005). Japan's post-war national identity and cultural
homogeneity reflect this theory, shaping restrictive immigration policies amid economic
needs (Lu 2019; Haddad 2007). Comparatively, Europe's post-WWII focus on unity has
98
fostered multicultural policies through the EU and evolving social attitudes (Judt 2005;
Kershaw 2015).
99
CHAPTER FIVE
Findings
100
Findings and Analysis
5.1 Introduction:
As previously established in Chapter 1, developed countries face unprecedented
demographic challenges, evidenced by an aging population and declining birth rates.
These challenges result in significant socio-economic challenges as the workforce
sharply declines with no clear signs of replacement (Prskawetz et al. 2008, 306). These
developed countries, particularly represented by the G7 summit, but not limited to them,
are often characterized by high levels of development, advanced economies, and aging
populations. With the aging populations leading to a shrinking labor force, increased
dependency ratios and greater pressure on the social welfare systems are now in effect.
In 2019, the United Nations predicted that by 2050, one in six people worldwide would
be over 65, with the proportion being even higher in developed regions (Yoshino et al.
2019, 21). Consequently, several G7 nations have already begun addressing these
challenges by encouraging higher birth rates and implementing immigration policies to
replenish the workforce with younger, economically active individuals.
However, out of the several nations that began formulating and passing bills
allowing more labor immigrants, Japan remains an outlier case, with laws that have not
been altered much over its rich history. This section of the thesis presents the findings and
analysis of the Japanese case while also including an implicit comparison with Germany
and France, which are cases that took different paths despite facing the same
circumstances following the Second World War.
101
5.2 Findings: Japan's Reluctance to Accept Labor Immigrants After World War II
Based on the previously established argument, it becomes clear that Japan's reluctance to
accept labor immigrants after the Second World War can be analyzed effectively through
historical institutionalism and identity politics frameworks. These theoretical lenses
reveal how Japan's immigration laws, labor market access, and healthcare policies are
deeply intertwined with the country's historical trajectory and political identity and show
the decisions taken by politicians and other key stakeholders.
Historical institutionalism offers a framework for understanding the persistence
of these identity-driven policies. It argues that institutional structures and policies are path-
dependent, meaning they evolve from and are constrained by historical legacies. Japan's
current immigration policies can be traced back to its post-war period when established
institutions prioritized economic growth and social stability over diversity and inclusion.
The bureaucratic and political institutions solidified during this time have continued
influencing decision-making processes, reinforcing the exclusionary aspects of identity
politics in migration policy (Thelen 1999, 396). After World War II, Japan faced severe
labor shortages similar to those in Germany and France. However, unlike these countries,
Japan chose not to recruit foreign workers on a large scale. Instead, Japan relied on its
labor force, supported by technological advancements and efforts to increase domestic
birth rates (Sellek 2000, 96). This decision can be traced back to Japan's Meiji-era policies
and the post-war emphasis on rebuilding a homogeneous nation-state, which was
institutionalized through legal and social frameworks that prioritized national unity over
including foreign labor (Schoppa 2006, 50).
102
5.3 Identity Politics and Immigration Policy in Japan:
Identity politics in Japan, deeply rooted in a historical and cultural context,
significantly influences how the nation perceives and manages immigration. Japan's sense
of national identity, characterized by a homogeneous and ethnically cohesive society,
has historically resisted incorporating foreign elements. This resistance is not merely a
contemporary phenomenon but is rooted in Japan's post-war national reconstruction.
After World War II, Japan's efforts were directed toward rebuilding its economy and
national identity, emphasizing a clear distinction between the Japanese and "others." This
exclusionary identity is reflected in its stringent immigration policies, which have
traditionally favored the preservation of cultural and ethnic homogeneity (Burgess 2004).
This discourse has been institutionalized within Japan's immigration laws and regulations,
which usually favor short-term, controlled migration through programs like the Technical
Intern Training Program (TITP) rather than permanent settlement (Yamanaka 1993).
The intersection of identity politics and historical institutionalism is evident in the
policy choices of Japanese politicians. Political actors operating within the established
institutional framework are influenced by the historical legacy of Japan's post-war
reconstruction and the ongoing cultural narrative of ethnic homogeneity. This dynamic
has led to the formulation of immigration policies that are restrictive and exclusionary,
particularly towards low-skilled labor immigrants. Politicians and policymakers, guided
by the prevailing identity politics, have used historical institutionalism to justify and
maintain these policies, arguing that Japan's social stability and cultural cohesion depend
on limiting foreign influence (Morris-Suzuki 2006, 124).
103
Out of the variables influencing immigration policies in Japan, immigration laws
and regulations in Japan have historically reflected a cautious approach to labor
immigration. The Immigration Control and Refugee Recognition Act, the cornerstone of
Japan's immigration policy, has been amended over time to allow certain categories of
foreign workers. Still, it remains highly restrictive, particularly towards unskilled labor
(Weiner 1997, 125). This legal framework manifests historical institutionalism and
identity politics, institutionalizing the nation's post-war preference for ethnic
homogeneity and protecting domestic labor markets from external competition.
Labor market access has similarly been shaped by Japan's desire to maintain
control over the composition of its workforce. Despite recent amendments to immigration
laws that introduced new visa categories for skilled workers, these changes have been
incremental and insufficient to address the country's labor shortages, particularly in
sectors such as healthcare and construction. The barriers to labor market access for foreign
workers, including strict job mobility and employment rights regulations, reflect the
underlying identity-based concerns about integrating non-Japanese individuals into the
workforce (Mori 1996, 113).
Last but not least, access to healthcare is another critical area where Japan's
reluctance to accept labor immigrants is evident. While Japan's healthcare system is
comprehensive for its citizens, foreign workers, especially those on short-term visas, face
significant challenges in accessing the same level of care. This disparity is partly due to
the bureaucratic complexities of the system and partly due to the political decision to
prioritize resources for Japanese nationals, reinforcing the notion of a homogeneous
national identity (Kingston 2011, 210).
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The previously mentioned factors address pull and push actors shaping labor
immigration policies. It's crucial to recognize that while identity politics shapes the
preferences and motivations of political actors, historical institutionalism provides the
framework through which these preferences are translated into policy. The reluctance to
accept labor immigrants is not merely a reflection of Japan's identity but also a product
of institutional constraints and legacies that have developed over time. This dual approach
highlights how policies result from current identity politics and are deeply embedded in
Japan's historical institutional context. In conclusion, Japan's reluctance to accept labor
immigrants after the Second World War is deeply rooted in its historical institutional
framework and identity politics. The country's immigration laws, labor market
regulations, and healthcare access policies are not merely administrative decisions but
reflect a broader political and cultural identity that historical legacies and institutional
path dependencies have shaped. These factors have collectively influenced the interests
of politicians and policymakers, resulting in a highly controlled and restrictive approach
to labor immigration, even in the face of significant demographic challenges.
By integrating identity politics with historical institutionalism, it becomes clear
that Japan's migration policies result from a complex interplay between deeply rooted
cultural identities and longstanding institutional structures. These frameworks help
explain why, despite labor shortages, Japan has maintained restrictive immigration
policies. The decisions of politicians are thus shaped by both the need to align with
Japan's national identity and the constraints imposed by historical institutional legacies.
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5.4 Between Germany and France:
Following the Second World War, immigration laws have changed dramatically
in many nations, mirroring broader social, political, and economic shifts. Japan's
immigration laws are still more stringent than Germany's and France's. This chapter will
examine the different approaches these nations have taken in developing their immigration
policy, using the frameworks of historical institutionalism and identity politics and the
variables of immigration laws and regulations, labor market access, and social security
and healthcare access.
Historical institutionalism emphasizes how path dependency and established
institutions shape policy results (Steinmo, Thelen, & Longstreth 1992); identity politics,
on the other hand, highlights how national identity and public perceptions shape policy
(Calhoun 1994). These conceptual frameworks facilitate an understanding of how
historical events, institutional structures, and identity concerns have contributed to
differing levels of immigration system openness in these nations. After the Second World
War, Germany suffered grave human loss, resulting in the implementation of several
immigration programs to import foreign labor from several countries, starting with the
former colonies.
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5.5 Germany's Post-War Workforce Needs and Immigration Policies:
Following World War II, Germany encountered the massive task of reconstructing its
economy and infrastructure, both of which had been destroyed during the war. To tackle the
significant labor shortages that arose during this time, Germany started to seek labor solutions
from outside its borders. The nation started various guest worker initiatives to hire foreign
workers, mainly from Southern Europe and later from Turkey, to address the shortages in its
labor force. Initially, these workers were viewed as temporary visitors who would go back to
their home countries after a couple of years. Nevertheless, over time, many of these workers
established roots in Germany, resulting in considerable shifts in the country's demographic
makeup and politics related to identity (Hansen 2003, 48; Bade 1993).
5.6 Historical Institutionalism and Identity Politics in Germany:
Examining Germany's immigration policy and immigrant identities can be
approached by considering historical institutionalism and identity politics. Historical
institutionalism emphasizes that institutional structures and policies created in the past
still influence the present and future. Regarding Germany, the guest worker initiatives
implemented in the 1950s and 1960s are responsible for shaping the nation's present
immigration practices. Originally, these programs were created with a distinct separation
between "us" (Germans) and "them" (foreign workers), which emphasized a German
national identity that was exclusive and ethnocentric (Triadafilopoulos 2013, 79).
Immigrant populations have had a major impact on forming identity politics in
Germany. The original belief that migrant workers would return home led to a lack of
integration policies. Consequently, immigrant groups, especially the Turkish community,
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formed robust identities that were separate yet interconnected with the larger German
society. This dualism has sparked continuous discussions in Germany regarding the
definition of being German and who is entitled to it.
5.7 Immigration Laws and Regulations:
Germany's immigration policies after the war were greatly shaped by the
requirement to reconstruct the country and refill its workforce. The most important
initiative was the Gastarbeiter (guest worker) program, which started in the 1950s. This
program enabled millions of foreign laborers from Turkey, Italy, Greece, and Yugoslavia
to come to Germany with temporary work visas. It was assumed that these workers would
return to their countries after a few years, but many stayed for good.
The original intention of the Gastarbeiter program was not to assimilate these
workers into German society but to solely address economic requirements. The absence
of integration strategies caused these immigrant communities to mostly stay on the
outskirts of German culture, resulting in intricate identity politics that continue to impact
today. As the number of immigrants increased, Germany's laws gradually started to lean
towards acknowledging the necessity of implementing more thorough immigration and
integration policies (Triadafilopoulo 2012, 87).
Both legal regulations and economic demands have influenced immigrants' entry
into the German labor market. The Gastarbeiter program was the initial significant effort
that allowed foreign workers into the German labor market. Yet, due to the program's
temporal nature, numerous workers experienced restricted rights and encountered
substantial obstacles to advancement. In the past, the structure of the German labor market
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has typically been hierarchical, resulting in immigrants frequently being confined to low-
paying, low-skilled positions despite having more advanced credentials (Martin 2004).
That said, Germany's reunification in 1990 presented new challenges and
opportunities. Germany had to reconsider its labor policies due to the arrival of
immigrants from former Eastern Bloc countries and the necessity of helping them
integrate into the workforce. During this time, there were more organized ways for
immigrants to enter the workforce, yet there were still notable differences, especially
regarding job stability and opportunities for career growth (Faist 2000, 145). Another
crucial aspect affecting the acceptance of labor immigration in Germany is the integration
of immigrants into the country's social security and healthcare systems. In the beginning,
Gastarbeiter had restricted access to social security benefits, as their stay was meant to be
temporary. As more of these workers established permanent residence in Germany over
the years, labor laws protected their rights, along with the rights of native workers
(Brubaker 2009). Since applying the law to migrants is the best protection for native
workers, migrants' lower labor costs would threaten the natives' employment.
The argument around immigrants' healthcare access became more heated with
Germany's aging population and growing demands on the welfare system. Immigrants,
especially those who came through the Gastarbeiter program, often faced challenges in
accessing healthcare, with restricted services due to legal barriers or lack of knowledge
(Bommes 2000, 83). Recent changes have been made to tackle these problems, but
difficulties persist, especially for illegal immigrants and individuals with temporary
residency permits.
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5.8 Conclusion:
In conclusion, the labor immigration strategy in Germany has been greatly
influenced by the interplay of immigration policies, labor market entry, and access to
social security and healthcare. The Gastarbeiter program effectively filled short-term
labor needs but posed lasting integration and social inclusion issues. Germany is
experiencing a gradual change in its immigration policies as it tries to balance economic
demands, identity politics, and social welfare issues. These interactions show how the
past influences institutional practices and political identities, which still play a crucial
role in shaping Germany's immigration policies, especially concerning labor migration.
Like Germany, France had to reconstruct its economy post-World War II,
requiring foreign workers. Still, the development of France's immigration policies was
heavily impacted by identity politics and the institutional framework that defined the
country's political and social environment after World War II. Following World War II,
France had to reconstruct its destroyed infrastructure and stimulate its economy. In order
to address this need, France implemented different immigration schemes to bring in
workers from its previous territories, specifically from North Africa. In contrast to
Germany's Gastarbeiter program, France's immigration was originally associated with its
colonial past, attracting many immigrants from Algeria, Morocco, and Tunisia
(Hargreaves 1995, 32).
The idea of Francité (Frenchness) was essential in molding immigration policies.
The French national identity has traditionally been based on cultural assimilation,
requiring immigrants to embrace the French language, culture, and values to integrate
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into society fully. The idea of immigrants blending in was challenged by their desire to
maintain their cultural identities, particularly for those from former colonies (Hall 2009,
5). French immigration policy became stricter during economic hardships during the
1970s.
The increase in unemployment caused by economic crises raised worries among
the public about the influence of immigration on the labor market. This was then used by
political parties, specifically those on the right, to gather backing by portraying
immigration as a danger to social unity and national identity (Ersanilli and Koopmans
2010, 779). French immigration policy was made stricter in response to economic
challenges in the 1970s. Concerns among the general population regarding the influence
of immigration on the job market have been exacerbated by increased unemployment
stemming from economic declines. Political parties, especially those on the right, utilized
this strategy to garner support by framing immigration as a danger to social unity and the
identity of the nation (Guiraudon 2008, 370). The suspension of labor migration in 1974,
prompted by the oil crisis, marked a significant turning point in French immigration
strategy.
This policy change signaled the start of a stricter strategy that prioritized managing
immigration and assimilating existing residents in France. The policy shift was motivated
by economic considerations and the need to uphold social unity amidst growing diversity
(Schain 2008, 91). The National Front (now National Rally) took advantage of concerns
about immigration to gain popularity in France during the 1980s and 1990s, leading to
far-right political movements (Fysh and Wolfreys 2003, 50). The party's language
portrayed immigrants, specifically from Muslim-majority nations, as not fitting in with
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French culture and values. This form of identity-based politics had a notable impact on
immigration regulations, resulting in more stringent measures and the advocacy for
policies that strengthen the integration of immigrants (Bowen 2007, 214). The Pasqua
Laws of 1993 and the Chevènement Laws of 1997 exemplify legislation that
demonstrated the conflict between the requirement for labor and the political priorities of
preserving national identity. The Pasqua Laws, which were introduced to make it harder
for immigrants to gain French nationality, demonstrate the increasing impact of identity
politics on policy decisions (Coste 2008, 91).
The influence of political parties and politicians has significantly determined
France's immigration policies. The Socialist Party, for instance, has historically pushed
for more inclusive policies, aligning with its backing from immigrants and urban
populations. On the other hand, center-right parties like the Republicans have frequently
advocated for stricter guidelines, supporting voters worried about national identity and
safeguarding French culture (Escafré- Dublet 2007, 2). France's immigration policy
development shows the complicated relationship among economic requirements, identity
politics, and the objectives of political figures. These factors still influence the current
discussion on immigration in France, as recent policies demonstrate the conflict between
inclusiveness and preserving a unified national identity.
Like the case of Germany, the evolution of France's immigration policies cannot
be fully understood without considering the impact of identity politics and the interests
of political actors. French national identity, deeply rooted in Republicanism and laïcité
(secularism), has played a central role in shaping the country's approach to immigration
(Adam-Troian, Arciszewski, and Apostolidis 2019, 924).
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The French state has historically promoted an assimilation model where
immigrants are expected to adopt French culture, language, and values. This expectation
has been a cornerstone of French identity politics and has influenced immigration policies
that emphasize cultural integration over multiculturalism. As a result, immigration
policies have often been designed to ensure newcomers conform to French cultural
norms, sometimes leading to tension between the state's assimilationist expectations and
the diverse cultural identities of immigrant populations (Hargreaves 1995, 78). The
nationalities of labor immigrants prove the expectations of integration and assimilation
into the French culture after the Second World War. As mentioned in the previous section,
the first newcomers were of Algerian, Moroccan, and Tunisian descent.
Political interests have also played a significant role in shaping immigration
policies in France. The rise of the far-right National Front in the 1980s, with its strong
anti-immigration stance, pressured mainstream political parties to adopt more restrictive
immigration policies to counter the growing influence of the far-right. For example, the
Pasqua Laws of 1993 were a direct response to the increasing popularity of the National
Front. They were designed to tighten immigration controls and reduce the number of
immigrants who could acquire French nationality (Bowen 2007, 95). The Socialist Party,
on the other hand, has traditionally been more supportive of inclusive immigration
policies, reflecting its base of support among immigrant communities and working-class
voters. The Mitterrand government's regularization program in 1981, which granted legal
status to many undocumented immigrants, was motivated by humanitarian concerns
and the need to maintain political support among immigrant communities (Freeman 2015,
96).
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In recent years, the debate over immigration in France has become increasingly
polarized, with identity politics playing a central role. The tension between the need for
labor immigration and concerns about national identity has led to a complex and often
contradictory set of policies. On the one hand, there have been efforts to attract highly
skilled workers to support the French economy, as seen in the 2018 Asylum and
Immigration Law. On the other hand, there has been a continued emphasis on strict
controls over immigration and the promotion of cultural assimilation, reflecting the
enduring influence of identity politics on French immigration policy (Geddes and
Scholten 2016, 102).
In conclusion, France's immigration policies since World War II have been
shaped by a combination of historical institutional factors, identity politics, and the
interests of political actors. The tension between the need for labor to support economic
growth and concerns about maintaining a cohesive national identity has led to a complex
and often contentious immigration policy landscape in France.
This thesis has examined Japan's reluctance to accept labor immigrants in the
post-World War II era, utilizing the theoretical frameworks of historical institutionalism
and identity politics. Japan's immigration policies, labor market regulations, and social
security systems have been deeply influenced by its historical trajectory and the engrained
notion of ethnic homogeneity. The study's findings suggest that Japan's post-war national
identity and institutional structures have created a restrictive and limited approach to
labor immigration, significantly different from the more inclusive policies seen in
Germany and France.
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The Japanese state's identity politics, which emphasize cultural and ethnic
homogeneity, have shaped its immigration policies. This national identity, rooted in the
historical context of Japan's post-war reconstruction, has resulted in policies prioritizing
preserving a unified national culture over integrating foreign labor. Unlike Germany and
France, where post-war labor shortages led to more open immigration policies, Japan has
remained hesitant to adopt similar measures, reflecting its unique sociocultural context.
Historical institutionalism further explains the persistence of these restrictive
policies. Japan's post-war institutions, designed to maintain social stability and cohesion,
have resisted change. The guidelines established during this period have continued to
influence Japan's approach to labor immigration, reinforcing the state's preference for
internal workforce solutions over foreign labor. For instance, Japan's policies have favored
initiatives to increase domestic birth rates and female workforce participation rather than
opening the labor market to immigrants (Sugimoto 2014, 119; McCargo, 2012, 78).
In contrast, Germany and France, which faced significant labor shortages after
World War II, developed immigration policies that were more inclusive of foreign
workers. These countries recognized the need to integrate immigrant populations into their
labor markets and social systems, which led to the development of comprehensive
immigration laws and welfare policies that facilitated the entry and integration of foreign
labor. Germany's Guest Worker Program and France's post-war immigration policies
illustrate how identity politics and institutional arrangements can evolve to accommodate
labor needs while managing the social integration of immigrants (Weiner 1997; Calder
1988, 102).
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In both European cases, identity politics played a role in shaping immigration
policy, but the outcomes were different due to the countries' distinct historical
experiences and institutional contexts. While Germany and France eventually embraced
multiculturalism to some extent, Japan's institutional and cultural frameworks have
continued to promote a more homogeneous society, limiting the acceptance and
integration of labor immigrants.