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Effective Project Management Strategies For
Identifying And Addressing Projects' Complexities and
Improving Projects' Success Rates
Section 1: Foundation of the Study
In the intricate landscape of industrial chemical plant projects, effective project
management strategies are pivotal for identifying and addressing project complexities,
thereby enhancing the success rates of these projects. In an industry characterized by high
stakes and substantial risks, project managers must navigate myriad threats to ensure
project objectives are met within the constraints of time, cost, and quality (AlNoaimi &
Mazzuchi, 2021). In this study, I explored the strategies employed by project managers in
the industrial chemical plant sector. In this single case study, I focused on exploring the
strategies that these professionals use during the early phases of execution to identify
project complexities and mitigate potential failures. This section includes the background
of the problem, the problem statement, the purpose of the study, research and interview
questions, the significance of the study, and a comprehensive review of academic
literature. The objective was to identify the best practices in project management within
the context of industrial chemical plant projects, thereby contributing to the body of
knowledge and improving project outcomes in this critical industry.
Background of the Problem
Various elements, including investment costs, environmental effects,
stakeholders, accessible technology, and community participation, can expose projects to
numerous hazards (Anggraeni et al., 2019; Bahamid et al., 2019; Khahro et al., 2021). In
contemporary project environments characterized by increasing levels of uncertainty and
complexity, effective risk management by project managers is critical to mitigate
deviations from established goals and handle uncertainties (Farahani et al., 2021).
Effective management of project complexity is imperative, and it is not without its
difficulties (Kermanshachi et al., 2020). Ensuring a comprehensive assessment process is
necessary for successful management. Chenger and Woiceshyn (2021) suggested that due
to the emphasis on officially reviewing and choosing projects and managing the current
portfolio, more is needed to know how new project possibilities are recognized at the
front end before formal selection. The findings from this study may give project
managers a unique knowledge of project complexity methods, which they might employ
to prevent failures in detailed project execution.
Problem and Purpose
Front-end engineering design (FEED) is a crucial phase of problem and solution
development of industrial projects that can lack a consistent agreed-upon definition
assessment of the FEED maturity (Yussef et al., 2019) and complexity (Fabic et al.,
2019). EY-US assessed 500 oil and gas capital projects with a total installed cost (TIC)
executed 5 years before 2019 and discovered that 60% experienced delays in schedule,
with 38% having cost overruns (Fane, 2020). The general business problem is that FEED
can lack the appropriate definition and planning to deliver successful projects. The
specific business problem is that some industrial chemical plant project managers lack
strategies to mitigate project failures in detailed project execution. The purpose of this
qualitative case study was to explore effective strategies used by industrial chemical plant
project managers to mitigate project failures in detailed project execution.
Population and Sampling
I focused on industrial chemical plant project managers within an industrial
chemical company that has led the execution of capital projects from FEED through
project completion. The study's geographic location was the southern United States,
where the industrial chemical company operates. The sampling method was purposive,
with the sample size determined by the number of eligible project managers within the
company. Participants must have experience leading capital project improvements from
initiation through completion to be considered for inclusion in the study. Participant
recruitment was facilitated through the company, who provided contact information for
eligible project managers. Data sources included interviews with project managers and
company project management documents.
Nature of the Study
Research methodologies can be categorized generally as qualitative, quantitative,
and mixed methods. Unlike quantitative methods, which prioritize numerical data and
statistical analysis, qualitative approaches lend themselves to exploring the subjective
experiences, social phenomena, and human behaviors at hand (Braun & Clarke, 2019).
Researchers can employ qualitative methods to understand complex social issues indepth,
build hypotheses, or investigate the lived experiences of individuals and communities
(Roblek et al., 2019). Observation, interviews, and textual or visual data analysis enable a
nuanced exploration of the live experiences of individuals and communities, which would
not be possible with a purely quantitative approach.
Qualitative methodology was used in this study.
I considered two research designs: (a) phenomenology and (b) case study. A
single case study design was used in this study rather than phenomenology because
phenomenology focuses on examining the essence of an experience and the lived
experiences of several participants (see Creswell & Creswell, 2018). Phenomenology,
while effective for examining the essence of an experience across multiple participants,
did not align with the objectives of this study. The focus was not on shared lived
experiences but instead on the specific risk analysis strategies employed during front-end
engineering design from the perspective of project managers.
A case study design using interview-based data collection was better suited for
investigating risk analysis strategies used during FEED from the perspective of project
managers. I chose the case study design to examine a phenomenon within the boundaries
of an industrial chemical business. The intention is to analyze a phenomenon within the
specific context of an industrial chemical business. The single-case study design offers a
detailed evaluation of the effectiveness of various project management strategies in
addressing the complexities and challenges faced by the organization under study.
Consequently, other research designs would provide a different level of contextual
understanding in this particular scenario.
Research Question
What effective strategies do industrial chemical plant project managers use to
mitigate project failures in detailed execution?
Interview Questions
1. As a project manager of industrial chemical plant projects, could you describe
your role and responsibilities?
2. How do you identify the potential complexities in the early stages of a project,
and can you provide specific examples of how you have done so in the past?
3. What strategies do you use during the Front-End Engineering Design (FEED)
phase to mitigate any identified complexities?
4. Can you provide an example of a project where early identification of
complexities significantly impacted the outcome of the project?
5. In your approach to managing project complexities, can you explain your
decision-making process?
6. How do you manage risks during the execution of a project, and can you
provide an example of a project where risk management significantly
influenced the project's success?
7. Have you ever encountered a situation where project scope creep occurred,
and if so, how did you manage it?
8. How do you foster collaboration among different stakeholders during a
project, and can you share an example of a project where collaboration
significantly influenced the project's success?
9. Given each project's unique context and complexities, how do you adapt your
project management strategies accordingly?
10. Can you provide an example of a project that did not go as planned, and what
lessons did you learn from that experience regarding identifying and
managing project complexities?
Conceptual Framework
I used contingency theory for improving project success rates in industrial
chemical plant projects to ground my study. The effectiveness of project management in
industrial chemical plant projects is crucial for ensuring their successful completion. One
way to enhance the success rate of these projects is by identifying and addressing
complexities during the FEED phase. Contingency theory emerged in the 1960s as a
response to the limitations of the suggested best way approach to management and
leadership (Fiedler, 1964; Lawrence & Lorsch, 1967). Key figures who contributed to the
development of contingency theory include Lawrence and Lorsch (1967), Fiedler (1964),
Perrow (1967), and Burns and Stalker (1994).
The logical connections between the framework presented and the nature of my
study include the contingency theory that there is no one-size-fits-all approach to
organizational design and behavior but rather that structure and behavior are contingent
on situational factors (see Donaldson, 2001 p. 1). Comparably, the success of a project is
contingent on the project's elements, including the project's complexity, available
resources, and the project environment. Therefore, to mitigate project delays, cost
overruns, and failure, project managers must be willing and able to identify the
situational factors relevant to the project and develop strategies appropriate to the specific
context. According to contingency theory in project management, various situational
circumstances call for various project types and project management approaches
(Boonstra & Reezigt, 2023 p. 2).
Operational Definitions
The following key terms are operationally represented in the study:
Capital Expenditure (CAPEX): CAPEX refers to capital expenditure, which is the
money a company spends to acquire or upgrade physical assets such as property,
buildings, or equipment (Brunekreeft & Rammerstorfer, 2021).
Front-end engineering design: FEED is a phase of project execution where a
business idea is studied before the project's design process to assess a project's technical
and economic viability (Bhown et al., 2021; Yussef et al., 2020).
Project contingency theory: Project contingency theory is an approach that
emphasizes the importance of adapting project management practices to the specific
context and conditions of a project. It posits that there is no one-size-fits-all solution for
managing projects. The most effective strategies depend on the unique internal, external,
and environmental factors affecting the project (Leeman et al., 2022).
Assumptions, Limitations, and Delimitations
Assumptions
Assumptions are views, limits are flaws in the study design, and delimitations in
academic research are the bounds specified by the researcher (Ross & Zaidi, 2019). There
were three assumptions in this study. My first assumption was that the participants in this
study would comprehend and understand the interview questions. The second assumption
was that the interview questions were answered truthfully, accurately, and objectively by
the participants. My third assumption was that the organization's leadership would grant
full access to the documentation and data required for this study.
Limitations
The limitations of academic research refer to elements that may impact the study's
validity and potential flaws (Adu & Van Der Walt, 2022; Ding et al., 2020). There are
three limitations in this study. The first limitation was the sample size of participants,
which may limit the research breadth and the ability to acquire meaningful responses.
Second, participants’ varying degrees of project management experience could have
limited the study. The third limitation was that the projects executed by industrial
chemical plant managers are more technical than other industries; therefore, the findings
of this study may not be fully applicable to other industries.
Delimitations
Delimitations refer to the study's bounds, scope, or parameters (Jäckel et al., 2021;
Racionero-Plaza et al., 2021). There are three delimitations in this study. The first
delimitation of the study was that only project managers for the industrial chemical
business were eligible to participate. The second delimitation was that the research
population included only a specific number of participants from the large pool of project
managers. The third delimitation was that the study was focused on specific strategies,
limiting the scope to certain aspects of project management.
Significance of the Study
Contribution to Business Practice
The front-end development phase of a project is a crucial step of project
management that entails identifying essential success elements that influence project
results through conception, planning, and initiation (Williams et al., 2019). Effective
front-end planning and design may prove project outcomes, including better cost and
schedule performance. Capital investments for industrial chemical plants are executed in
project phases where risk reduction efforts include stakeholder design to execution to
desired levels of value, risk, and opportunity (Browning, 2018). Project leaders create
value for stakeholders in the FEED phase through risk analysis strategies to deliver a
project for optimal return on investment. The results of this study may contribute to
businesses through better use of resources, improved efficiency, and higher profitability.
Implications for Social Change
Implications for social change include improving the communities the industrial
chemical plant operates in, helping companies increase their profitability, and retaining
top talent. Identifying essential success factors in the early phases of industrial chemical
plant projects that influence benefits realization enhances results that promote the value
and growth of communities and institutions (Serugga et al., 2020; Williams et al., 2019).
By exploiting a community's economics through new projects, project leaders for
industrial chemical plant construction may affect beneficial social change. All local
industry enterprises may benefit from the projects' additional services and support
opportunities, which could enhance demand for workers and lead to the creation of
several new hires. The results of this study may implicate positive social change by
attracting people to the local businesses in the community.
A Review of the Professional and Academic Literature The purpose of
this qualitative single case study was to explore the existing scholarly work related to
industrial chemical plant project managers' strategies to mitigate project failures. The
goal is to identify gaps in the current knowledge, understand the various strategies project
managers employ in different contexts, and explore how these strategies can be applied or
adapted to the specific context of industrial chemical plant projects. The insights gleaned
from this review informed the subsequent stages of this study and may contribute to the
broader academic discourse on project management in the context of industrial chemical
plants. In synthesizing the existing literature, I sought to understand the underlying
causes of project failures and the factors contributing to project complexity.
To conduct the literature review, I retrieved articles from sources published in the
Walden University database and Google Scholar as my primary research sources. The
databases used included Business Source Complete, Emerald Insight, SAGE Journals,
Science Direct, EBSCOhost, and ProQuest. The academic literature review began with a
search of specific keywords such as project management, contingency theory, capital
project, industrial project, risk management, risk analysis, front-end design, front-end
engineering design, and complexity strategy. I reviewed and analyzed a total of 121
sources in the literature review, which included both peer-reviewed and non-
peerreviewed articles. Among these, 121 articles were peer-reviewed, and 121 had
publication dates within the last 5 years (i.e., between 2019 and 2023). Table 1 presents a
summary of the citations used in this literature review.
Table 1
Literature Review Matrix
Number Percentage (%)
References 121
Peer-reviewed 107 88
Published within the last 5 years 121 100
Common themes and disagreements among researchers are found and linked
through examining peer-reviewed literature, including qualitative and quantitative
studies. Studying and synthesizing literature is essential to comprehensively
understanding previous and current research on a topic (Snyder, 2019). This process
enables the identification of crucial themes integral to the subject matter. The objective is
to comprehend project managers' varied approaches in various situations, identify
knowledge gaps, and investigate how these strategies might be applied or modified to the
specific case of industrial chemical plant projects. The literature review is organized with
the following main topics: (a) contingency theory, (b) project contingency theory, (c)
front-end engineering design, (c) project complexity, (d) risk management, and (e)
project success.
Contingency Theory
The perspective of contingency theory is widely recognized and holds significant
influence in organizational management. Contingency theory is a management theory
that suggests there is no one best way to organize and manage an organization; rather, the
most effective approach depends on the specific circumstances or contingencies the
organization faces (Islam et al., 2020; Mahmud et al., 2021). Moreover, Islam et al. and
Mahmud et al. emphasized the importance of considering an organization's specific
context and contingencies when determining the most effective management and
leadership approaches.
One business area where contingency theory has been applied is the study of
supply chain sustainability trajectories. Silvestre et al. (2020) argued that implementing
sustainability initiatives in supply chains is comparable to implementing innovation, as
both require significant mindset changes. Silvestre et al. proposed a theoretical
framework combining evolutionary and contingency theories to examine how supply
chains learn and evolve in their sustainability trajectories. Adding to the supply chain and
contingency theory theme, Kros et al. (2019) highlighted the role of contingency theory
in recognizing the relationship between the external business environment, firm
performance, and internal structures. Additionally, Kros et al. suggested that quality
management approaches may effectively reduce the risk of counterfeits entering the
supply chain. The authors emphasized the importance of considering the context and
contingencies within supply chains when implementing sustainability initiatives.
Organizational change is a complex process that requires careful consideration of
various factors and theories. Contingency theory is often used to understand and guide
organizational change. The contingency theory suggests that the effectiveness of an
organization is contingent upon the fit between its structures and the external
environment (Chong & Duan, 2022). Chong and Duan (2022) were, furthermore,
signifying that organizations must adapt and change their structures in response to
changing contingencies. In the context of organizational change, Islam et al. (2020)
developed a paradigm for comprehending employee championing behavior in
Bangladeshi commercial companies. The authors argued that contingency theory is
highly relevant in this setting, suggesting there is no one optimal model for managing
change that applies to all organizations in the same industry. Islam et al. underlined the
importance of aligning organizational change strategies with the organization's specific
contingencies and challenges. These authors provided insights into applying contingency
theory in organizational change, highlighting the importance of considering contingencies
and aligning organizational structures with the external environment to ensure
organizational effectiveness and success.
Quality management plays a crucial role in improving strategic alignment within
organizations. Contingency theory provides a perspective for understanding this role and
its impact on organizational performance. McAdam et al. (2019) explored the role of
quality management theory and practice using a contingency theory perspective in
strategic alignment. The authors focused on small and medium-sized enterprises and
emphasized the importance of strategic alignment within the organizations. Based on
their findings, they suggested that when aligned with organizational strategies, quality
management practices can improve strategic alignment and enhance administrative
performance (McAdam et al., 2019). Building on McAdam et al. (2019), Parast et al.
(2022) compared quality management practices in manufacturing firms and services
using a repeated cross-sectional analysis. The study applied contingency theory to
examine the similarities and differences in quality management practices between the two
sectors. Parast et al. revealed significant differences in quality management practices,
particularly in human resource development, management, customer focus, and
satisfaction. This suggests that quality management practices vary based on the context
and industry sector. These authors provide valuable insights into the relationship between
quality management and contingency theory. They highlighted the importance of
alignment of quality management practices with organizational strategies and external
contingencies to improve performance and competitive advantage. Organizations can
effectively manage quality and enhance their strategic alignment for long-term success by
understanding and applying contingency theory.
Overall, contingency theory offers an indispensable blueprint for comprehending
and scrutinizing organizational phenomena across myriad sectors. The theory underscores
the criticality of context, contingencies, and the dynamism inherent to organizations
(McAdam et al., 2019; Parast et al., 2022), thereby equipping scholars and practitioners
with the ability to make astute, context-specific decisions that effectively navigate the
complexities and challenges unique to their situations. This perspective fosters an
environment of flexibility and adaptability, encouraging a more nuanced understanding
of organizational strategy and management. Hence, the contingency theory serves not
merely as an academic concept but as a practical tool that underscores the
interconnectedness of organizational structures, the external environment, and strategic
implementation, ultimately optimizing organizational effectiveness in various situational
contexts.
Project Contingency Theory
In project management, contingency theory guides practice and improves
organizational performance by considering the unique factors and uncertainties that may
impact a project. Nachbagauer and Schirl-Boeck (2019) acknowledged that projects are
subject to inherent uncertainty and risk, and project managers must be flexible and
adaptable. The authors used an approach grounded on constructionism and system theory
with selected methods from organization theory. Project managers can identify project
complexities by building resilience through risk management and contingency planning,
developing a culture of learning and adaptation, encouraging collaboration and
communication among project stakeholders, and flexible project management
approaches. Contingency management in project management involves identifying and
addressing potential risks and uncertainties through effective project planning, risk
assessment, and allocating management services (Tiwari & Suresha, 2021; Urbański et
al., 2019). By taking a contingency approach, project managers may respond better to
unexpected events, mitigate risks, and ensure project success.
Project contingency theory probes into how uncertainties and unforeseen
circumstances can affect the success and results of a project. It recognizes that projects
operate in dynamic and uncertain environments and that adapting and responding to these
uncertainties is crucial for project success (Jia et al., 2023). Furthering these dimensions
of project contingency, Boonstra and Reezigt (2023) suggested that the effectiveness of
project management practices and strategies depends on the fit between the project's
characteristics and the management approach employed. Additionally, this highlights the
importance of flexibility and adaptation in project management, as different projects may
require other methods based on their unique circumstances and contingencies (Jia et al.,
2023).
Shash et al. (2021) posited that the identification and management of risks and
uncertainties in projects are complex tasks underscored by contingency theory. Their
study was conducted using a case study analysis of a construction project in Malaysia.
Shash et al. compared the analytical hierarchy process and multicriteria decision making
for cost contingency prediction and evaluated their effectiveness. The theoretical basis for
the research was the need for accurate cost contingency prediction, which is crucial for
project success and profitability. Their study considered other factors affecting cost
contingency prediction, such as project complexity or uncertainty. Fernandes and
O’Sullivan (2023) highlighted the importance of considering a range of factors and
perspectives when determining the appropriate level of contingency for a project.
In comparison, Patil et al. (2023) determined that in contingency theory, the
effectiveness of project management practices and strategies can be influenced by
organizational context. Factors such as the sector of activity, organization size,
geographic area, and project types can impact the applicability and effectiveness of
project management improvement initiatives and embedding factors. Therefore, it is
essential to consider these contextual factors when implementing project management
practices and strategies.
The project contingency theory offers a theoretical point of view to comprehend
and handle project uncertainties and contingencies (Boonstra & Reezigt, 2019).
Additionally, project contingency theory considers internal, external, and environmental
factors when managing a project (Sing et al., 2022). It accentuates the need for flexibility,
adaptation, and proactive risk management to enhance project success. Incorporating the
unique characteristics of a project and its organizational context is essential for project
managers to make sound decisions and execute successful strategies that mitigate risks
and uncertainties.
Internal Factors
Internal factors are elements within an organization or project team that can
influence the success of a project (Mohajeri et al., 2023). Ajibike et al. (2022)
quantitatively analyzed survey data collected from oil and gas employees. The authors'
primary conclusion was that internal factors play a significant role in project management
and can affect the application of project contingency theory. Moreover, Ajibike et al.
found that these factors include elements within an organization or project team that can
influence the success of a project, such as the skills and competencies of project team
members, the organizational culture, communication and collaboration among team
members, and the availability of resources. A project team with strong technical skills
and a culture that promotes open communication will likely complete a project on time
and within budget (Oh & Choi, 2020; Swart et al., 2022).
External Factors
External factors are elements outside of an organization or project team that can
impact the success of a project (Oh & Choi, 2020). External factors play a significant role
in project contingency theory, as they can impact the success of a project and require
project managers to adapt their strategies accordingly (Leeman et al., 2022). Maqbool et
al. (2022) discussed the influence of internal and external stakeholders on the success of
renewable energy projects. Using stakeholder management theory to ground their study,
the authors surveyed renewable energy professionals in Pakistan to examine the impact of
stakeholder satisfaction and five critical success factors on the industry. Maqbool et al.
noted the role of effective practices, including communication, team, organizational, and
environmental factors, in improving project performance. A project's success and
efficiency rely on internal and external factors that can provide valuable insights for
project management and decision-making.
Kassem et al. (2020) discussed external risk factors contributing to project failure
in developing countries' oil and gas construction projects. These factors include political
instability, lack of skilled labor, and the hazardous nature of the industry. The authors
postulated that external risk factors significantly impact project success and are
influenced by project characteristics. Expanding upon external factors, Nevstad et al.
(2021) investigated how project managers could improve partnering strategies to achieve
better project success. The survey conducted by the author involved 124 engineering
consultancies that had a stake in ongoing multipartner projects. The survey aimed to
measure individual-level perceptions of collaborative behaviors. Nevstad et al. discussed
the significance of early planning, continuing monitoring, and assessment to ensure the
effectiveness of partnership methods. While Nevstad et al. did not account for external
factors such as market conditions or regulatory environments, they found that the level of
success in partnering is positively correlated with project performance, including cost,
schedule, and quality outcomes. The authors concluded that a range of factors, including
trust, communication, commitment, and compatibility, influence the success of partnering
in project management. Prioritizing trust and communication between partners is crucial
for productive partnership and project performance, making it a key responsibility for
project managers.
External factors to the organization or project, such as the political and economic
environment, may bear significant implications for the eventual outcomes of a project,
offering a refined viewpoint that insinuates that the interaction between these external
elements and the performance of the task might exhibit variation based on the particular
context (Kaufmann & Kock, 2022). Project management, therefore, necessitates an acute
sensitivity to these external factors and a readiness to adapt strategies in response to
evolving circumstances. As these factors intersect with project characteristics, they
amplify the complexity of the management task, underscoring the importance of robust
practices such as effective communication, trust building, and strategic planning (Lubis,
2021; Montenegro et al., 2021). Understanding this relationship between external factors
and project performance can equip project managers with critical insights for decision
making, facilitating more effective and context-responsive project management
strategies.
Environmental Factors
Environmental factors, such as political, economic, and social, refer to external
factors influencing project success (Hussain et al., 2021). These factors can impact the
project in various ways, such as affecting the availability of resources, changing
regulations, or altering stakeholder expectations. Qazi (2022) posited that project
complexity significantly impacts project performance, and the impact is
multidimensional. Through statistical analysis of survey data gathered from 102
construction projects in Pakistan, Qazi identified the factors that lead to project
complexity and their effects on project performance. They highlighted the number of
external stakeholders, the variety of external stakeholders’ perspectives, internal strategic
pressure, and project environment instability as some elements of environmental
complexity.
A notable observation by Qazi (2022) is the size of the CAPEX and the size of the
project team. Expanding upon cost and team, Mohd Roshdi et al. (2022) found that
managing money and maximizing all resources are the most crucial aspects of resource
allocation, building upon the previous considerations of cost and team. Their study
consisted of a literature review of cost issues, questionnaires, and semistructured
interviews with engineering, procurement, and construction professionals. There needs to
be more resource management and consistent allocation by construction management,
which were the main reasons for the increase in costs. The authors recommended that
management create a framework based on available resources to enhance project cost
control performance. Project managers should consider environmental factors and their
complexity when assessing and developing strategies to mitigate the negative impact on
project performance (Li et al., 2019).
Front-End Engineering Design
The FEED phase of projects, particularly in the context of industrial chemical
plants, plays a crucial role in planning and design. It involves various activities and
considerations where stakeholders define the project's objectives, scope, and feasibility
that are essential for the successful execution of the project. Several studies have focused
on different aspects of the FEED phase of the project in the industrial chemical plant
sector. Takahashi and Takahashi (2022) analyzed the dynamic of front-end development
in the co-creation process with multiple stakeholders. Williams et al. (2019) explored the
concept of front-end projects, determining it is a critical phase of project management.
Siriram (2022) focused on integrating and transitioning the project front-end and project
phases in South African electrical engineering industrial projects.
Gibson et al. (2023) posited that the maturity of FEED has proven to impact cost
growth, change orders, and other key project performance metrics. The authors' objective
was to measure the accuracy of FEED and its impact on various aspects of project
performance, including cost, schedule, change performance, financial performance, and
customer satisfaction. The authors identified 27 factors to objectively and scalable
measure FEED accuracy. Projects with high FEED accuracy outperformed those with
low accuracy by 20% in approved budgets. Those with low accuracy by 20% in terms of
their approved budgets.
A critical aspect of the project FEED is risk assessment. Marković et al. (2021)
developed a risk assessment model for wastewater treatment plants' planning and design
processes. This model is particularly relevant in the initial phases of the project when the
investor starts the project and during the design phases. By incorporating risk assessment
into the front end of engineering design projects, potential risks and uncertainties can be
identified and mitigated, leading to more successful project outcomes.
Effective planning and scheduling are other critical factors in the project FEED.
Seddeeq et al. (2019) studied time and cost overrun in the Saudi Arabian oil and gas
construction industry. The results highlighted the importance of adequate planning and
scheduling of the project by contractors to avoid delays and cost overruns. The study
identified poor site management and supervision, problems with subcontractors, and
inadequate planning and scheduling as significant causes of delays. To ensure project
success, stakeholders must prioritize proper planning and scheduling during the FEED
phase.
Another concept highlighted in the initial stages of engineering design projects is
constructability. Al Hamadani et al. (2022) discussed applying constructability practices
in the construction industry. Constructability involves integrating new construction
methodologies into project phases, including planning, design, and engineering. By
implementing constructability practices during the front-end phase, projects can achieve
cost savings of 10-20% and improve overall project efficiency.
In addition to risk assessment, planning and scheduling, and constructability, the
project FEED in the industrial chemical plant sector also involves safety and disaster
management considerations. Rebeeh et al. (2019) conducted a literature review on
disaster management in industrial areas. The study highlighted the importance of
incorporating disaster management practices into all project phases, including the
frontend phase. By considering potential hazards and implementing appropriate safety
measures during the front-end phase, the sustainability of operations and the safety of
facilities and the surrounding population can be ensured.
Managing information flow and design processes is another critical aspect of the
FEED phase, particularly in offsite construction projects. Sutrisna and Goulding (2019)
researched offsite construction projects and identified the information requirements and
associated risks in the design process. The study highlighted the importance of
information flow from various project stages, including design, offsite manufacturing,
handling and transporting, site works, and installation. By understanding and managing
these information flows, design risks can be reduced, improving project outcomes.
The project FEED is a critical phase that requires careful consideration of various
factors. These factors include risk assessment, effective planning and scheduling,
constructability, and safety and disaster management. By addressing these aspects during
the front-end phase, project stakeholders can enhance project outcomes, minimize delays,
and cost overruns, and ensure the safety and sustainability of the project.
Project Management: Project Complexity
Boonstra and Reezigt (2019) postulated that complexity theory can be used to
understand project complexity and predictability. They not only theorized the connection
but went further to develop a well-defined model. This model can be a reliable and valid
instrument for project managers, enabling them to accurately diagnose project complexity
and predictability. The utility of such a model lies in its ability to assist managers in
making well-informed decisions and strategically taking appropriate actions to mitigate
project failures, a common obstacle in complex projects.
Building on their insightful work, Boonstra and Reezigt (2023) introduced a
comprehensive complexity framework specifically designed for project management.
This innovative framework considers various integral elements, such as the project's
content, the internal context within which the project operates, and the influencing
external environment. Doing so affords crucial personnel the ability to devise a more
robust and improved project management strategy, complete with associated protocols,
thereby offering a tailored approach that addresses the unique demands of individual
projects. This work resonates with other researchers who have made noteworthy strides
in proposing different project complexity frameworks.
Kermanshachi et al. (2020) took a methodical approach in presenting the Project
Complexity Assessment and Management Framework (PCAMF). This framework
distinguishes itself by including 10 well-defined dimensions of project complexity, such
as technical aspects, organizational structures, and stakeholder relations. They provide
compelling arguments that if project managers effectively utilize the PCAMF, they will
gain an intricate and comprehensive understanding of the various facets of complexity.
This, in turn, equips them to craft specific strategies and solutions tailored to address
these multifaceted complexities.
According to Bathallath et al. (2022), project complexity encompasses other
dimensions, such as technical complexity, stakeholder complexity, and information
complexity, which is not explicitly addressed in the PCAMF. There is also a lack of
guidance on effectively managing project complexity. While the framework classified
project complexity, it may not offer specific strategies or approaches for dealing with the
identified complexities. Bathallath et al. hypothesized that projects are dynamic and
evolve, and the complexity they face may change throughout the project lifecycle. This
suggests that focusing on structural and dynamic complexity may not capture the
changing nature of complexity in projects, which can limit its applicability in dynamic
project environments.
Sing et al. (2022) introduced another contribution with their framework, focusing
on four dimensions to classify project complexity. They articulated that their more
concentrated framework has the potential to be applied in crafting tailored project
management strategies designed to address the complexity identified through
classification. The benefit of this approach is its ability to provide a targeted and specific
response to the complexity at hand. However, some researchers argue that these
dimensions may only partially capture the multifaceted nature of project complexity.
Dawande et al. (2019) suggested that other dimensions of complexity, such as
organizational and information complexity, may need to be explicitly addressed in the
framework.
Another area for improvement is the need for practical guidance on managing and
mitigating project complexity. While the framework classifies project complexity, it may
not provide specific strategies or methods for addressing the identified complexities.
Knickel et al. (2019) argued that the framework should be complemented with practical
tools and techniques to help project managers navigate and address the identified
complexities. Additionally, the framework may need to consider the temporal aspect of
project complexity adequately. Projects are dynamic and evolve, and the complexity they
face may change throughout the project lifecycle. Shi et al. (2020) suggested that the
framework should incorporate a temporal dimension to account for the changing nature
of complexity in projects. Addressing these weaknesses can enhance the framework's
applicability and effectiveness in managing project complexity.
Vaz-Serra et al. (2021) furthered the discourse by presenting an early-stage
project complexity assessment tool grounded in four key complexity dimensions:
technical, organizational, stakeholder, and external factors. They emphasized the
practicality of their tool, highlighting its efficacy in pinpointing potential risks and
challenges early in a project's life cycle, informing decision-making processes, and
allowing for proactive measures.
Along the same line of thought, A. Nachbagauer (2021) designed a nuanced
framework for managing complexity in a project, comprising contextual understanding,
shared understanding, and adaptive approaches. Their work adds layers to the ongoing
discussions on complexity by introducing a system emphasizing collaboration and
adaptability. However, one area for improvement of the framework is that it may not
fully capture the multifaceted nature of project complexity. Projects often involve various
other dimensions of complexity, such as technical, organizational, and stakeholder
complexity, which must be explicitly addressed in the framework (Adel & Cleveland,
2021). Furthermore, the nuanced framework may need a comprehensive assessment of
the interdependencies and interactions among different dimensions of complexity. This
limitation may hinder the comprehensive understanding and management of complexity
in projects. Nachbagauer's nuanced framework for managing complexity in a project
provides a valuable starting point for understanding project complexity, but it has specific
weaknesses. Addressing these weaknesses can enhance the framework's applicability and
effectiveness in managing project complexity.
Peñaloza et al. (2020) proposed a framework tool to monitor project complexity
and resilience continuously. Their framework uses the Cynefin framework in
categorizing projects as simple, complicated, and complex domains within repetitive and
nonrepetitive projects. The innovation of their approach lies in a proactive monitoring
capacity, enabling project managers to identify potential issues at early stages and take
corrective action promptly, which is vital in improving project outcomes. However, Di
Luozzo et al. (2023) suggested that the Cynefin framework may not fully capture the
nuances and interdependencies of real-work situations.
Another area for improvement of the Cynefin framework in this use case is its
limited focus on crisis management. The framework is primarily designed to guide
decision-making during crises but may not provide comprehensive guidance for longterm
resilience and sustainability planning (Sawyerr & Harrison, 2019). Additionally, the
Cynefin framework may not fully consider the unique characteristics and challenges of
specific industries or sectors. In the case of the construction sector, for example, the
framework may not account for the temporary nature of projects and the complex
working arrangements that can impact the implementation of crisis measures (Stiles et al.,
2021). The framework's generalizability across different industries and sectors may be
limited, and industry-specific considerations may need to be incorporated for more
effective decision-making.
These contributions shed light on the intricate nature of project complexity,
offering an array of methodologies and tools that have progressively shaped the field's
understanding. The emphasis on a comprehensive understanding and distinct approaches,
though varying in their specifics, aligns with a unified task of providing effective
strategies for project managers through the unpredictable terrains of project management.
Transitioning from these frameworks, it becomes paramount to delve deeper into the
domains and dimensions that constitute project complexity, providing a finer granularity
of the challenges and strategies at hand.
Domains of Project Complexity
In the context of project complexity, domains refer to areas of influence or
knowledge that contribute to the overall intricacy and difficulty of managing a project.
While structural and dynamic complexity are dimensions of project complexity, some
domains include technological, organizational, stakeholder, and environmental factors
(Luo et al., 2020; Ma & Fu, 2020; Peñaloza et al., 2020; Wickert et al., 2021).
Understanding the domains of project complexity is crucial for project managers and
stakeholders to plan, execute, and control projects effectively. To ensure successful
project outcomes, the team should analyze the factors within each domain and design
effective strategies to minimize risks and promote clear communication. Awareness of
technological complexity can help project teams allocate resources and expertise
appropriately. At the same time, an understanding of stakeholder factors can aid in
determining the effectiveness of project management processes and communication
within the organization. By thoroughly evaluating and addressing the domains of project
complexity, project managers may increase their ability to negotiate the challenges and
uncertainties inherent to complex projects.
Technological. Technological complexity is a critical factor that significantly
contributes to the overall complexity of a project. Luo et al. (2020) defined technical
complexity as the challenges and intricacies associated with the technology utilized in a
project, including the level of innovation, integration with existing systems, and the
specialized knowledge or skills required for implementation. The project’s scale further
influences this complexity, the number of stakeholders involved, and the degree of
interdependence between different technological components.
Additional research by Ma and Fu (2020) corroborates the impact of technological
complexity on project outcomes, revealing a strong correlation between high levels of
technical complexity and adverse effects on cost, schedule, and quality in mega-
construction projects. Sing et al. (2022) further elaborated on the interconnectedness of
technological complexity with other dimensions, such as organizational and
environmental complexity, emphasizing the need for tailored management strategies.
Consequently, technological complexity is not an isolated factor but is often
intertwined with other dimensions like organizational and environmental complexities,
requiring a multifaceted approach for effective management (Hafseld et al., 2021).
Therefore, adept understanding and strategic management of technological complexity
are not optional but imperative for project managers, as they not only influence the
selection of appropriate project management strategies but also have a demonstrable
impact on the project’s success in an increasingly complex and technologically advanced
environment.
Organizational. The organizational domain is a crucial facet that encompasses
elements such as the structure, culture, and governance of the organization undertaking
the project. Kaufmann and Kock (2022) conducted an extensive study involving 917
project status reports to explore the causal impact of project management efforts on
project profitability. Their research revealed that organizational factors, particularly size
and complexity, significantly influence project success. Micán et al. (2020) further
elaborated that large and more complex organizational structures often face heightened
challenges in project management, requiring increased allocation of both human and
financial resources.
Additional insight by Orlandi et al. (2020) emphasized the challenge of aligning
project management with organizational strategy in complex structures. They argued that
misalignment can lead to the wasteful allocation of essential resources. Blomfield and
Vakili (2023) also highlighted the complexity of resource allocation, especially in
organizations managing multiple projects, stating that effective resource allocation is
vital for the efficient use of resources and successful project implementation.
Therefore, the organizational domain of project complexity is not a standalone
element but is deeply interconnected with other facets like resource allocation and
strategic alignment, necessitating a comprehensive approach for effective management
(Fernandes & Araújo, 2022; Turner & Miterev, 2019). Consequently, a nuanced
understanding and strategic management of organizational factors are not merely
beneficial but essential, as they directly impact the allocation of resources, alignment
with organizational strategy, and, ultimately, the success or failure of projects in complex
organizational settings.
Stakeholder. The stakeholder domain is a pivotal area that includes the diverse
stakeholders involved in a project and their varying interests, expectations, and power
dynamics. Mwesigwa et al. (2019) asserted that stakeholder factors significantly
contribute to project complexity. They emphasized the need for effective communication,
negotiation, and stakeholder management skills to navigate the often-conflicting interests
and achieve project objectives. This domain encompasses the various stakeholders
involved in a project, including their interests, expectations, and power dynamics. Irfan et
al. (2019) posited stakeholder conflicts in the construction industry are positively
correlated with project constraints like cost, time, and resources, and they can be
triggered by various factors such as poor contractor management, delayed payments, and
lack of communication. To mitigate these conflicts and their detrimental effects on
project outcomes, effective communication, realistic time and cost estimates, and proper
resource allocation are essential for the project management team.
Rankinen et al. (2022) highlighted that complex projects, such as positive energy
district projects, are fraught with uncertainties due to emerging technologies and the
involvement of multiple stakeholders with diverse positions and requirements. This
complexity necessitates a heightened focus on stakeholder analysis and management. T.
S. Nguyen et al. (2021) added another layer to this discussion by emphasizing the
importance of stakeholder engagement in complex projects. They pointed out that
stakeholder interrelationships can be a specific source of complexity, and inadequate
mutual understanding among stakeholders can harm project success.
The stakeholder domain is not an isolated factor but is intricately linked with
other dimensions of project complexity, requiring a multifaceted approach for effective
collaboration with stakeholders (Malik et al., 2020). Consequently, mastering the
complexities of stakeholder engagement, communication, and management is not merely
an optimal skill for project managers but an essential competency, as it directly impacts
the project’s success, particularly in complex and multi-stakeholder environments.
Environmental. Environmental factors contribute significantly to project
complexity by introducing uncertainties and risks that must be managed and mitigated.
These environmental factors encompass various physical and social aspects of the project
location, including topography, climate, natural, political, economic, and regulatory
factors (Maqbool & Akubo, 2022; Onubi et al., 2019). The complexity of the project
environment, such as economic, social, and political factors, can directly impact the
overall complexity of the project. External environmental factors affect the project
externally and are beyond the direct control of the project management team and have
been found to have a noteworthy impact on project success (Hussain et al., 2021). These
factors include political, economic, and social factors at the macro level.
The influence of environmental factors on project complexity can be further
understood by examining the relationship between project complexity and other
dimensions. Environmental complexity is often considered one of the main factors of
project complexity. It is part of a broader spectrum of project complexities, including
organizational complexity, uncertainty, dynamic complexity, intra-organizational
complexity, marketing complexity, temporary complexity, development complexity, and
structural complexity (Andringa et al., 2022a; Zhao et al., 2021). These complexities
interact with each other and contribute to the overall complexity of the project.
The impact of environmental factors on project complexity can also be seen in the
context of risk management (Maqbool & Akubo, 2022). In complex and significant civil
engineering projects, the risk exposure environment constantly changes due to external
factors and objectives. Such projects' risk and uncertainty management must be
continuous, holistic, and real-time throughout the life cycle. This highlights the need for
managers to constantly assess and manage the environmental risks and uncertainties that
can arise during the project.
Furthermore, external environmental factors influence the relationship between
project complexity and the project (Hafseld et al., 2021). Project managers' personality
traits, such as extraversion and openness, are positive predictors of success, and external
factors, such as political, economic, and social factors, moderate the relationship between
personality traits and project success. This suggests that external environmental factors
can either enhance or hinder the impact of project managers' personality traits on project
success. Understanding and managing environmental factors are necessary for project
success, as they directly influence risk profiles and interact with other complexities, even
moderating the effectiveness of project management competencies.
Dimensions of Project Complexity
Project management is replete with complexities that manifest in various
dimensions, each with unique characteristics and implications for project outcomes.
Project complexity can be measured and analyzed in multiple dimensions. A dimension
represents a single aspect or characteristic of a domain that can be measured or analyzed.
This section aims to dissect the intricate layers of project complexity, focusing on key
dimensions such as structural, dynamic, uncertainty, emergent, and socio-political
complexities drawing upon seminal works in the field, including those by (Boonstra &
Reezigt, 2023; Gautam & Kiridena, 2019; Rezende & Blackwell, 2019).
Structural Complexity: The Bedrock of Project Outcomes. Structural
complexity serves as a cornerstone in the landscape of project management, profoundly
influencing the trajectory of project outcomes. As delineated by Boonstra and Reezigt
(2023), structural complexity is quantified by the size, variety, and interdependence of
the components within a project, making it a subset of project complexity and dynamic
complexity. The complexity escalates as the number of elements and their
interdependencies increase, encompassing various factors such as system hierarchies,
system integration, and team interactions. These factors necessitate specialized
management strategies to effectively navigate the intricate web of relationships and
dependencies, directly impacting the project's success or failure (Andreev et al., 2022).
There is a significant distinction between structural and dynamic complexity in
project management, each having unique implications for project execution. According to
Andreev et al. (2022), structural complexity pertains to the intricacy of project elements,
encompassing their degree, number, heterogeneity, and interrelatedness. This complexity
often manifests in a project's organizational and technological aspects, requiring a focus
on system hierarchies and integration. On the other hand, dynamic complexity is
characterized by the uncertainty surrounding project methods and goals, influenced by
the level of dependable and accessible knowledge about future outcomes. Understanding
these forms of complexity is essential for project managers, as it informs the selection of
appropriate management strategies and risk mitigation approaches, thereby impacting the
project's overall success (Boonstra & Reezigt, 2023).
Managing structural complexity in projects is crucial for successful project
delivery (Luo et al., 2020). Understanding and addressing structural complexity can help
project managers select appropriate project management strategies (Boonstra & Reezigt,
2023). Boonstra and Reezigt proposed a complexity framework for project management
strategies that aids in determining project management strategies based on the level of
structural complexity and dynamic complexity. This framework categorizes projects into
four generic types based on complexity and identifies corresponding project management
strategies. In project management, skillful comprehension and handling of structural
intricacies are imperative. These factors shape the choice of appropriate project
management tactics and significantly impact the project's overall success. Therefore, it is
crucial to cultivate the necessary abilities for effective management.
To effectively manage structural complexity, project managers must possess the
necessary competencies (Khattak & Mustafa, 2019). Competencies such as leadership,
management skills, communication skills, effectiveness, and result orientation are
required to manage the complexities of a project. Khattak and Mustafa's research on the
management competencies, complexities, and project performance of engineering
infrastructure projects has revealed a significant correlation between management
competencies and complexities and project performance. Developing the appropriate
management skills can assist project managers in dealing with complex structures and
enhancing project outcomes.
Dynamic Complexity: Navigating Uncertainty and Ambiguity. Dynamic
complexity is distinguished by its focus on the uncertainties and ambiguities surrounding
project objectives and methodologies. This complexity often manifests in the project's
organizational and technological aspects, requiring a focus on system hierarchies and
integration (Andreev et al., 2022; Boonstra & Reezigt, 2023). The dynamic nature of
projects introduces an element of unpredictability, thereby necessitating the adoption of
risk mitigation strategies and agile management approaches to ensure project success.
Dynamic complexity in projects is a multi-faceted concept that encapsulates the
unpredictable, nonlinear characteristics involving change, adaptation, and evolution.
(Rezende & Blackwell, 2019) examined the complexity of Information System
Development Projects (ISDP) from different perspectives. Task complexity considers the
details and variables involved in the project's tasks. Organizational complexity looked at
the frequency and pattern of changes in the project's organizational environment. These
changes can affect user information needs, business processes, and organizational
structures. Notably, traditional managerial processes, like risk management and change
control, often need help to effectively handle the fluid nature of dynamic complexity
because the scale and frequency of changes in various project elements can prove
challenging to manage. Therefore, understanding and addressing dynamic complexity is
crucial for achieving project success, warranting more agile and adaptive management
strategies (Butler et al., 2020; Hoerl et al., 2021; Onubi et al., 2019).
Emergence, or the spontaneous creation of new patterns or behaviors resulting
from the interactions of different components within a system, is another aspect of
dynamic complexity. Emergence can be observed in various biological systems and
complex networks (Wang et al., 2019). The complex interactions during the coevolving
dynamics of these systems lead to rich phase transition phenomena and novel physics.
The multiscale structure of networks also plays a significant role in determining the
behavior of emergent phenomena.
Chaos is another manifestation of dynamic complexity, characterized by
sensitivity to initial conditions and unpredictable behavior. Chaotic systems exhibit
complex and irregular dynamics, making long-term predictions challenging (Schmickl,
2022). The inability to predict emergent phenomena in a micro-to-macro way is often
attributed to the pattern formation process, which is usually classified as weak
emergence. Predictions of emergent phenomena can fail when made by microscopic
models, highlighting the need for macroscopic mean-field models to capture these
properties. In complex systems, understanding and adapting to elements like uncertainty,
emergence, and chaos are not just academic exercises but practical necessities for
organizations and researchers. This equips them to navigate better the inherent
unpredictability and ever-changing nature of complex systems.
Uncertainty: The X-Factor in Project Complexity. Uncertainty in project
complexity stems from many factors, such as fluctuating market conditions, stakeholder
expectations, and changing requirements (Morgan & Nyonje, 2022; Vaz-Serra et al.,
2021). Effectively managing uncertainty is not merely a recommendation but a
prerequisite for project success. This involves resilient scheduling, leveraging advanced
technologies like Building Information Modeling (BIM), and a comprehensive
understanding of the different dimensions of project complexity.
Project uncertainty is closely related to project uncertainty about project inputs,
such as requirements, and can affect project modeling, evaluation, and control (Fossum et
al., 2022). Uncertainty can also arise from unknown variables in the project output,
particularly in large-scale or research projects. A project's complexity can be affected by
organizational complexity, technical complexity, and unpredictability (Joseph &
Marnewick, 2021). The presence of uncertainty can make a project more complex.
Therefore, it is crucial to have effective communication and perceive uncertainty to
manage project complexity, according to (Vaz-Serra et al., 2021).
Managing uncertainty in projects is crucial for project success. Uncertainty can
introduce risks that may influence the outcome of a project (Milat et al., 2021). Resilient
scheduling is one approach to managing uncertainty in construction projects, aiming to
improve the probability of reaching project goals despite uncertainty. Leveraging stateof-
the-art technologies, such as building information modeling (BIM), can also help manage
complex construction projects.
Project managers play a crucial role in managing project uncertainty. Insufficient
project management standards can lead to project uncertainties, and the responsibility for
managing project uncertainty lies with the project manager. Identifying and assessing
project uncertainty factors is essential for project managers to effectively cope with
uncertainty (Rankinen et al., 2022). Project managers should also consider the different
dimensions of project complexity, such as technical and organizational complexity, in
their management strategies (Joseph & Marnewick, 2021).
Understanding the relationship between uncertainty and complexity is essential in
engineering management. Uncertainty can compound over time and hamper uncertainty
resolution, increasing uncertainty during later project states (Kreye et al., 2022).
Correctly identifying uncertainty types can reduce the adverse effects of uncertainty in
later project stages. Misidentifying or masking types of uncertainty can lead to an
increase in uncertainty in complicated engineering projects. In project management,
especially in engineering situations, it is crucial to identify and manage uncertainties to
reduce risks and tackle the challenges that may arise during a project. This is not just a
suggestion but a requirement for success.
Emergent Complexity: The Unpredictable Nature of Project Interactions.
Emergent complexity is characterized by the spontaneous and often unpredictable
outcomes that arise from the interactions among various project components (Artime &
De Domenico, 2022; Markolf et al., 2021). In infrastructure management and
megaprojects, the ability to manage emergent complexity is not merely an optional skill
but a critical necessity. Mastery of various leadership competencies, such as adaptive and
ambidextrous leadership skills, is imperative for navigating the complexities inherent in
these projects.
Complex systems and emergent complexity are relevant in the field of
infrastructure management. Infrastructure systems, which form networks and span across
cities, exhibit complex interactions with other aspects of society and the environment,
leading to unpredictable failures and cascading effects (Bondank & Chester, 2020). The
complexity of infrastructure interdependencies and the emergence of failures underscore
the need to understand and manage the interactions within these systems.
In megaprojects, (Damayanti et al., 2021) argued that emergent complexity is a
crucial aspect that needs to be managed by project managers. The authors proposed that
the leadership competency required to handle emergent complexity includes adaptive,
flexible, and ambidextrous leadership skills. These skills enable project managers to
accommodate changes and uncertainties during megaprojects. Additionally, the authors
suggested that the theories of adaptive leadership, complexity leadership (entrepreneurial
or innovation), emotional and social intelligence leadership, ambidextrous leadership, and
agile leadership are all identified as relevant to managing emergent complexity in
megaprojects. Therefore, in the context of megaprojects and infrastructure management,
the mastery of various leadership competencies aimed at addressing emergent complexity
is not an optional skill set but a critical necessity for project managers, as it equips them
to anticipate better, adapt to, and manage the unpredictable and nonlinear behaviors that
inherently arise in complex systems.
Social-Political Complexity: The Human Element in Project Management.
Sociopolitical complexity introduces another layer of intricacy, encapsulating stakeholder
interests, power dynamics, and organizational politics (Fossum et al., 2022). Effective
project management in this dimension involves a nuanced understanding of stakeholder
analysis, power dynamics, and organizational politics. The project manager must
skillfully navigate these complexities to ensure equitable stakeholder engagement and,
consequently, the successful completion of the project.
Stakeholder analysis is an essential tool for understanding social-political
complexity in projects. The process entails identifying and assessing the pertinent
stakeholders and considering their influence and interest in the project (Onasanya et al.,
2020). The power-interest matrix is commonly used to map stakeholders and determine
their level of impact and engagement in the project. Stakeholders can be categorized as
players, context setters, crowds, and subjects based on their power and interests.
Power dynamics play a significant role in social-political complexity. Dominant
stakeholders with legitimate power and privilege can shape projects' trajectory to serve
their interests (Eidt et al., 2020). This can lead to the marginalization of less powerful
stakeholders, reinforcing existing power hierarchies. When making decisions regarding a
project, it is vital to acknowledge power imbalances and ensure that all relevant
stakeholder groups can participate equitably in the decision-making process.
Organizational politics also contribute to social-political complexity in projects.
Stakeholders within the project context can have static and dynamic roles, interactions,
flows, and interdependencies (Onasanya et al., 2020). Understanding the political
landscape within an organization is essential for effective project management. Project
managers must navigate organizational politics and build relationships with key
stakeholders to ensure project success (Boutilier & Bahr, 2020). The success of projects
is influenced by external environmental factors, including political, economic, and social
factors (Hussain et al., 2021). These factors can moderate the relationship between
project managers' personality traits and project success. Project managers must develop
specific skills, including political and social skills, to navigate project complex social and
political landscape (Sawadogo et al., 2022). In project management, it is essential to
recognize and effectively handle the intricacies of social and political dynamics. This
involves analyzing stakeholders, understanding power dynamics, and having a keen sense
of organizational politics. By doing so, equitable stakeholder engagement can be ensured,
leading to successful project completion in an ever-changing and complex environment.
Risk Management
Early risk identification is not merely a procedural step but a critical juncture that
can determine the trajectory of a project. By identifying risks at the outset, project
managers can formulate strategies to mitigate potential threats, thereby increasing the
likelihood of project success. Zaman et al. (2019) underscored the importance of early
risk identification by examining two key strategies: project flexibility and visibility.
Flexibility allows project teams to adapt to changes and uncertainties, thereby enabling
the identification of emerging risks. Conversely, visibility ensures transparency and
accessibility of project information, facilitating effective communication and
collaboration among team members. These strategies are particularly crucial in
highstakes, complex environments like industrial chemical plants, where multiple
variables interact unpredictably. Jalali Sohi et al. (2019) and Son (2022) further supported
this by emphasizing the strategic integration of flexibility and visibility as indispensable
for successful risk management in such settings.
The relationship between project complexity and risk is often intricate, especially
in industrial contexts. Complex projects inherently possess numerous variables that can
interact unpredictably, elevating the project's risk profile. For example, technological
complexity could introduce equipment failure risks, while organizational complexity
could lead to team coordination and communication risks. Maqsoom et al. (2020)
explored this further by investigating the moderating role of complexity risk on project
performance. The research by Maqsoom et al. indicated that the level of complexity in a
project affects how outcome control and behavior control impact project performance.
Specifically, complexity risk strengthens the positive relationship between outcome
control and project performance but weakens the negative relationship between behavior
control and project performance. This emphasizes the importance of accounting for
complexity risk to improve project outcomes.
Andringa et al. (2022) and Tshering (2023) extend the discourse by emphasizing
risk management's dynamic and continuous nature in complex projects. Tshering focused
on major civil engineering projects where the risk environment is in constant flux due to
external factors and evolving objectives. Andringa et al. examined the complexities in
construction projects notably, technical, organizational, and external aspects, as
significant sources of risks. Both studies advocate for continuous risk and uncertainty
management throughout the project lifecycle. These findings suggest that understanding
and managing complexity risk is not optional but a critical requirement for achieving
successful project outcomes.
The identification and management of risks in the early stages of any project must
be considered (Sarvari et al., 2019). It is necessary to identify and allocate risks in the
early stages of the project to minimize their consequences on the outcome. Effective
control measures must be implemented, and a constant risk assessment must be done to
ensure the successful completion of complex projects. A thorough understanding of the
complexities involved is also necessary for the smooth execution of the project.
Therefore, it is imperative to prioritize risk management and take the steps needed to
mitigate any potential risks.
Complexities and risks are often inevitable in large industrial projects, particularly
those within the oil and gas sector. These challenges necessitate implementing effective
management strategies to mitigate risks and improve project outcomes (Barghi & Sikari,
2020). One such strategy that has gained prominence is the integration of lean
construction principles into the Front-End Loading (FEL) methodology. Lean
construction aims to streamline processes by eliminating waste and unnecessary
activities, improving overall project outcomes (Pandithawatta et al., 2019). Implementing
lean construction within the FEL framework is a proactive approach to complexity
management in large industrial projects, making them safer, easier to manage, and
quicker to complete. Therefore, adopting lean construction within the FEL framework is
a critical step in enhancing the effectiveness and efficiency of large industrial projects.
The successful implementation of lean construction is more than merely a
theoretical concept. It requires the practical application of specialized tools and
techniques. Various tools such as Value Stream Mapping (VSM), Process Activity
Mapping (PAM), and techniques like Failure Mode Effect Analysis (FMEA) and Pareto
Analysis (PA) have been identified as instrumental in implementing lean construction
effectively (Badreddine et al., 2022). These tools and techniques identify bottlenecks,
prioritize areas for improvement, and facilitate the seamless integration of lean principles
into construction projects. Hence, the strategic use of these tools is vital for the successful
implementation and sustainability of Lean Construction practices.
While lean construction's theoretical and practical aspects are important, empirical
evidence further strengthens the case for its implementation. There is a broad scholarly
consensus that lean construction, often in conjunction with Integrated Project Delivery
(IPD), significantly improves project outcomes and reduces risks (Alizadehsalehi et al.,
2019; Aslam et al., 2020; Evans et al., 2023; Evans & Farrell, 2022; P. Nguyen &
Akhavian, 2019). Nguyen and Akhavian (2019) demonstrated that integrating lean
construction and project delivery leads to enhanced quality, reduced waste, lower costs,
and improved schedule performance. Given the empirical support, it is prudent for project
managers to consider the integration of lean construction and integrated project delivery
as a standard practice in large industrial projects.
Adopting and implementing lean construction and integrated project delivery is
challenging despite the proven benefits and empirical support. Barriers to adoption
include a lack of awareness, resistance to change, and lack of top management support
(Aslam et al., 2020; Evans et al., 2023). These challenges necessitate targeted strategies
for successful implementation. For instance, Aslam et al. (2020) recommended selecting
and implementing lean construction tools and techniques by focusing on meeting
immediate needs and adding practical elements. Evans and Farrell (2022) proposed a
framework for implementing lean construction, integrated project delivery, and global
integrated delivery on megaprojects, including key performance indicators and strategies
for global initiatives. Therefore, addressing these challenges through strategic planning
and execution is essential for reaping the full benefits of lean construction and integrated
project delivery.
Project Success
Stakeholder engagement is a critical factor in the success of a project. Effective
stakeholder engagement involves identifying key stakeholders, maintaining open
communication, and ensuring stakeholder satisfaction. Ebekozien et al. (2023)
highlighted the significance of efficient stakeholder engagement in construction projects,
as it enhances team collaboration and integrated project delivery. Similarly, Shaukat et al.
(2022) emphasized stakeholder engagement and suggested firms should scrutinize project
decisions from a sustainability perspective to enhance success. Stakeholder satisfaction is
a crucial success factor in projects, as it has a greater impact on strategic value than
information on project or corporate performance (Barbalho et al., 2019). Investing in the
emotional intelligence of project managers may be used as a strategic lever to increase
project success rates.
Project success depends heavily on emotional intelligence, especially when
managing teams and stakeholders effectively. Project managers with high emotional
intelligence levels are better equipped to handle the complexities and interpersonal
challenges that often arise in complex projects, leading to higher success rates (Doan et
al., 2020; Jamshed & Majeed, 2019; Montenegro et al., 2021). Emotional intelligence is
important for individual team members but also for the collective emotional intelligence
of the working team, which ultimately impacts performance (Jamshed & Majeed, 2019).
Emotional intelligence has been found to affect trust, collaboration, and project success
positively (Zheng et al., 2021). It is also considered crucial in effectively managing
complex projects and delivering construction projects (Montenegro et al., 2021; Zhang &
Hao, 2022). Emotional intelligence is a crucial factor in project management, impacting
multiple aspects of the process rather than being solely an individual trait.
According to Mindeguia et al. (2021), emotional intelligence can enhance team
effectiveness by mediating the relationship between management’s transformational
behaviors and employees’ responses. Moreover, it mediates the relationship between
project commitment and performance (Zhu et al., 2021). Emotional intelligence has also
been identified as a preventive strategy for mitigating the detrimental effects of conflict
in large-scale projects (Khosravi et al., 2020). Additionally, emotional intelligence has
been linked to positive team emotional climate, passion, and positive affective events for
team members (J. Yin et al., 2022).
Metrics and Key Performance Indicators (KPIs) are indispensable tools for
evaluating and enhancing project success, particularly in the specialized context of
industrial chemical plants. These quantitative measures offer an objective lens through
which project performance can be assessed, areas of improvement identified, and
datadriven decisions made to optimize outcomes (Kissi et al., 2019). Given the inherent
complexities and unique characteristics of projects within industrial chemical plants, the
judicious selection of metrics and KPIs becomes a critical success factor.
Project Monitoring and Evaluation (M&E) constitutes another pivotal aspect of
project success evaluation, acting as a linchpin for effective project management. M&E
practices facilitate tracking project progress, identifying deviations from planned
objectives, and implementing corrective measures to ensure project success (Kissi et al.,
2019). Moreover, M&E provides granular insights into project components such as cost,
schedule, quality, and stakeholder satisfaction, enabling proactive risk mitigation
(Gadekar et al., 2022). Integrating M&E practices, underpinned by appropriate metrics
and KPIs, is essential for preempting potential pitfalls and ensuring project success.
In industrial chemical plants, real-time metrics and KPIs have revolutionized
project management. Real-time monitoring empowers project managers with current
data, enabling timely decision-making to address emerging challenges (Akpan et al.,
2020). Technologies such as 3D visualization and virtual reality further augment the
utility of real-time metrics by offering immersive and interactive experiences that
enhance stakeholder understanding and evaluation of project outcomes. Deploying
realtime metrics and KPIs is particularly salient in complex projects, where timely
interventions can differentiate success and failure.
The selection of metrics and KPIs should be multifaceted, encompassing various
dimensions of project performance, including technical, functional, financial, and
sustainability aspects (Kourtzanidis et al., 2021; Su & Cao, 2022). Each of these
dimensions requires a tailored set of metrics and KPIs that can effectively measure the
corresponding aspects of project performance. A comprehensive approach to metric
selection is imperative for capturing the full spectrum of project performance and
aligning it with broader organizational and sustainability goals.
Establishing a comprehensive framework or index system is advisable to
maximize the utility of metrics and KPIs. This framework should be tailored to the
specific characteristics and objectives of the project, as well as the needs and expectations
of stakeholders (Kourtzanidis et al., 2021). It should encompass a well-defined set of
metrics and KPIs aligned with project goals and subject to regular monitoring and
evaluation throughout the project lifecycle. A robust framework ensures that the metrics
and KPIs serve not merely as isolated data points but as integral components of a
cohesive strategy for project success evaluation.
Project success is a multi-dimensional endeavor that relies on effective
stakeholder engagement, the role of emotional intelligence, and the strategic use of
Metrics and KPIs. Stakeholder engagement is crucial for fostering collaboration and
ensuring project sustainability. Emotional intelligence is not just an individual trait but a
systemic factor that impacts team dynamics and overall project outcomes. It also
mediates organizational aspects like conflict resolution. Metrics and KPIs offer an
objective framework for evaluating project performance, and their effectiveness is
amplified by real-time monitoring and a comprehensive evaluation framework. These
elements collectively form a robust strategy, enabling project managers to tackle
complexities and achieve optimal results.
Transition
In Section 1, I discussed how industrial chemical plant project managers mitigate
project failure for project success. Throughout the literature review, complex strategies to
mitigate project failure is verified. Section 1 is the foundation and includes several
subsections. These subsections cover the background of the problem, the problem
statement, the nature of the study, the research question, and the interview questions.
Additionally, Section 1 contains the conceptual framework, operational definitions, the
significance of the study, and a review of professional and academic literature. In Section
2, the purpose statement, the role of the researcher, participants, research method and
design, population and sampling, data collection instruments and techniques,
organizational techniques, data analysis, and reliability and validity are presented. The
findings of the study and recommendation are included in Section 3.
Section 2: The Project
Section 2 contains the purpose of the case study, the project outline, the protocol
as well as the role of the researcher. I provide a description of the participants and the
selection process, as well as the population and sampling method used. I offer a
comprehensive explanation and justification for the research method, design, and
techniques used to gather and organize the data. Additionally, I address ethical
considerations and develop a plan to ensure the research's credibility, confirmability,
dependability, and data saturation. Following the guidelines in Section 2 is crucial for
ensuring the reliability and validity of the study and the resulting findings.
Purpose Statement
The purpose of this qualitative case study was to explore effective strategies used
by industrial chemical plant project managers to mitigate project failures in detailed
project execution.
Role of the Researcher
In this qualitative case study, I acted as the primary instrument for data collection,
a role that is well-established in qualitative research (see Morse et al., 2002; R. K. Yin,
2018). The responsibilities of the researcher extend beyond mere data collection to
include the design of the research framework, the formulation of research questions, and
the assurance of the study's ethical integrity (Draper & Swift, 2011; Roberts, 2015). Data
was primarily collected through semistructured interviews, which were designed to
include 10 open-ended questions (see Flynn et al., 2018). This approach is consistent with
recommendations for achieving reliability and consistency in qualitative research. The
interviews strictly adhered to a protocol outlined in Appendix A to ensure methodological
rigor.
My specialization in business administration with a focus on project management
brought a unique lens to this study. It is important to acknowledge that my academic and
professional background may influence the research process with biases, whether overt or
covert. Participants were selected from a pool of project managers with a history of
successfully executing projects for over 4 years throughout each phase of execution for
the organization. This selection process was conducted within the researcher's
professional network. Ethical standards were maintained by adhering to guidelines set
forth by R. K. Yin (2018) and the ethical principles outlined in the Belmont Report
(National Commission for the Protection of Human Subjects of Biomedical and
Behavioral Research, 1979). Compliance with all institutional review board (IRB)
protocols will also be ensured. Research ethics planning worksheets served as an
additional guide to identify and mitigate potential biases. During the data collection
phase, an interview protocol was employed to minimize personal biases and ensure the
reliability and validity of the data (see Flynn et al., 2018; Roberts, 2015).
Given the potential biases that may arise from my role, several strategies were
employed to mitigate their influence (see Noble & Smith, 2015). These strategies
included member checking, transcript validation and review, and striving for data
saturation. Additionally, I refrained from presenting any conclusions during the
interviews to allow participants to bracket their own experiences and preconceptions
throughout the research process. This was designed to ensure that the data collected
reflects the participants' perspectives rather than the researcher's interpretations.
I was the primary instrument for data collection in this qualitative study (see
Morse et al., 2002). My responsibilities extended beyond data gathering to include the
design of the research framework, formulation of research questions, and assurance of
ethical integrity (see Draper & Swift, 2011; Roberts, 2015). Data was collected through
semistructured interviews, following a protocol to ensure methodological rigor as
recommended by Flynn et al. (2018). To address potential biases, participant selection
was based on specific criteria (see Morse et al., 2002). Ethical standards were maintained
through adherence to guidelines and protocols. Strategies such as member checking and
epoché were employed to mitigate biases and ensure the validity and reliability of the
data (see Noble & Smith, 2015).
Participants
In order to be eligible for my study, participants needed to be project managers
who execute projects within an industrial chemical company. The project managers must
be actively employed in the organization and lead the execution of capital projects
through all phases of execution (i.e., study, FEED, detail execution, closeout). I
conducted the study in the southern United States, where the industrial chemical
company has operating facilities. Conducting semistructured interviews in an embedded
case study involves selecting participants relevant to the case (Ampofo et al., 2019). The
sampling method was purposive, with the sample size determined by the number of
eligible project managers within the company.
Participant recruitment was facilitated through an internal organization group for
project managers. The group organizers have a mailing list and host regular meetings to
present new information to subscribers. According to Gode et al. (2019), one way to
conduct employee interviews is by engaging them through internal social media. Each
potential participant was sent a letter outlining the research's purpose, participant
selection criteria, data collection procedures, and questions (see R. K. Yin, 2018). Study
participants were sent an electronic form to give informed consent before data-gathering
interviews. Data sources included interviews with project managers and company project
management documents. I followed the strategies R. K. Yin (2018) recommended that
accommodate the schedules and availability of prospective interview participants. During
in-depth interviews, I listened without interfering with participants' experiences or cases.
Research Method and Design
Research Method
Qualitative research methodologies are beneficial for exploring complex social
phenomena and human behavior as they allow for a nuanced understanding of subjective
experiences, social contexts, and intricate human interactions (Braun & Clarke, 2019;
Denzin & Lincoln, 2018). Qualitative approaches are often employed to build theories,
develop hypotheses, or delve into the lived experiences of individuals and communities
(Roblek et al., 2019; Smith & Osborn, 2004). These methodologies are especially
relevant for studies that aim to understand social issues in-depth, offering a rich,
contextualized understanding that often needs more quantitative approaches (Flick,
2018).
Quantitative methodologies, on the other hand, focus on numerical data and
statistical analysis. These approaches are often employed in studies that seek to test
hypotheses, measure variables, and generalize findings to larger populations (Creswell &
Creswell, 2018). While quantitative methods offer the advantage of scalability and
generalizability, however, they may fall short of capturing the full complexity of social
phenomena (Bryman, 2016). Mixed methods research combines qualitative and
quantitative approaches to provide a more comprehensive understanding of the research
problem (Johnson & Onwuegbuzie, 2004). This methodology is beneficial when either
method needs to fully address the research questions or objectives (Tashakkori et al.,
2021).
In this study, I employed a qualitative methodology, explicitly utilizing a
singlecase study design. This decision is grounded in the work of R. K. Yin, 2018, who
argued that case studies are particularly effective for investigating contemporary
phenomena within real-world contexts. I considered two research designs:
phenomenology and case study. Phenomenology focuses on understanding the essence of
an experience from the perspective of those who have lived it (Creswell & Creswell,
2018; Moustakas, 1994). While phenomenology offers deep insights into human
experiences, it may not be the most suitable for investigating specific strategies or
practices within an organizational context. On the other hand, a case study design was
more aligned with my objective of examining risk analysis strategies employed during
FEED from the perspective of project managers. Case studies allow for an in-depth
exploration of a phenomenon within its real-world context, mainly when the boundaries
between the phenomenon and context are unclear (Stake, 1995; R. K. Yin, 2018).
My choice to focus on an industrial chemical business as the single case in this
study was strategic. It allowed me to explore project management strategies within a
specific yet complex organizational setting. This focus enabled me to provide deep and
contextually relevant insights, thereby contributing to the field of project management in
industrial environments (see Turner, 2014). The qualitative methodology, specifically a
single-case study design, was most appropriate for this study. It facilitated an in-depth
understanding of risk analysis strategies in FEED within the specific context of an
industrial chemical business. This approach aligned with my aim to explore the
effectiveness of various project management strategies in addressing the complexities and
challenges that project organizations face.
Research Design
Utilizing open-ended semistructured interviews in embedded case studies offers a
robust methodological approach for the in-depth exploration of complex research topics
(Darlow et al., 2022; Fusch & Ness, 2015). The open-ended nature of the questions
allows participants to offer detailed, nuanced responses, thereby enabling researchers to
delve into the intricacies of the subject matter ( Smith, 2015). Semistructured questions
serve as a guiding framework, ensuring that the conversation remains aligned with the
research objectives while still allowing for emergent themes (Burleigh, 2020; Dworkin,
2012).
In an embedded case study, the focus is often on a specific unit or aspect within a
broader context, making semi-structured interviews particularly advantageous (Yazan,
2015). This approach facilitates the collection of rich, contextual data that illuminates the
relationships, facts, and dynamics integral to the research framework (Ampofo et al.,
2019; Baxter & Jack, 2015). The flexibility in conducting these in—person or remote
interviews also accommodates various logistical constraints and participant preferences
(Janghorban et al., 2014; MacKinnon et al., 2022).
Data saturation is a pivotal concept in qualitative research, referring to the point at
which no new information or themes are observed in the data (Fusch & Ness, 2015). Data
saturation ensures the comprehensiveness and validity of the study's findings (Guest et
al., 2006). Researchers should be vigilant about reaching this point by conducting
multiple rounds of interviews or incorporating additional participants until saturation is
achieved (Saunders et al., 2018).
The design of the interview questions should elicit comprehensive and insightful
responses. Researchers must avoid leading or biased questions that could skew the data
(King, 2004). Follow-up questions can probe deeper into specific topics or clarify
ambiguous responses (DiCicco-Bloom & Crabtree, 2006). Once collected, the data can be
subjected to qualitative analysis techniques such as thematic analysis (Braun & Clarke,
2006; Salameh & Bass, 2022). This involves identifying patterns and themes within the
data, which can provide valuable insights into the complexities of the case under
investigation (Nowell et al., 2017).
When conducting an analysis, it is essential to maintain a rigorous approach. To
achieve this, multiple sources of information, such as documents and observational data,
in addition to interview data, must be utilized. Employing this methodological
triangulation approach is crucial as it enhances the study's credibility, as Denzin and
Lincoln (2018) and Carter et al. (2014) noted. Therefore, it is vital to ensure that all
sources of information are thoroughly examined to provide an accurate and
comprehensive analysis.
Population and Sampling
The study investigated the project management strategies employed in industrial
chemical plants, explicitly focusing on project managers overseeing the execution of
capital projects from initiation or FEED through project completion. The geographic
scope of this study is confined to the southern United States, where the industrial
chemical company under investigation operates (Creswell & Creswell, 2018; Palinkas et
al., 2015). The sampling method employed in this study is purposive sampling, a
nonprobability sampling technique where participants are selected based on specific
characteristics that serve the research objectives (Etikan, 2016; Patton, 2015). In this
case, the sample size was determined by the number of project managers within the
company who meet the eligibility criteria. Purposive sampling is beneficial for
specialized populations where specific expertise or experience is required (Robinson,
2014).
To be considered for inclusion in the study, participants had demonstrable
experience in leading capital projects from initiation to completion. This criterion ensures
that the participants have the requisite knowledge and expertise to provide insights that
are both deep and contextually relevant (Coyne, 1997; Morse, 2015). The recruitment of
participants was facilitated through the industrial chemical company, which provided
access to project managers who met the study's criteria. This approach ensures a more
streamlined and efficient recruitment process (Lavrakas, 2008).
Data saturation was closely monitored to ensure the validity and reliability of the
study's findings. Data saturation in qualitative research is reached when no new
information or themes emerge from the data (Fusch & Ness, 2015; Saunders et al., 2018).
The study recruited participants until the data saturation was reached, ensuring the
comprehensiveness of the data collected (Guest et al., 2006). The primary data sources
for this study included semi-structured interviews with the selected project managers and
a review of relevant company project management documents. Using multiple data
sources enhances the study's credibility through methodological triangulation (Carter et
al., 2014; Denzin, 2017). The interviews were held in person and one remotely due to
logistical considerations. The setting chosen ensured confidentiality and comfort for the
participants, thereby encouraging open and honest responses (Opdenakker, 2006).
Ethical Research
Informed consent serves as the cornerstone of ethical research involving human
participants. It is incumbent upon the researcher to secure informed consent from all
participants before their involvement in the study (Emanuel et al., 2000; Manti & Licari,
2018; World Medical Association, 2013). In this study, participants received a
comprehensive consent form detailing the study's objectives, procedures, potential risks,
and benefits. This form also included a clause allowing participants to withdraw from the
study without penalty.
Participants were informed that they reserve the right to withdraw from the study
at any stage without facing any repercussions. Should they have opted to withdraw, all
their data would be immediately expunged from the study records (Fisher, 2023; Patton,
2015). While the primary incentive for participation is contributing to a body of
knowledge that could benefit society, participants were also offered a summary report of
the study findings as a token of appreciation for their time and insights (Grady, 2005;
Resnik, 2020). To safeguard the ethical protection of participants, this study adhered to
the principles of confidentiality and anonymity (Saunders et al., 2019; R. K. Yin, 2018).
Each participant was assigned a unique identifier without personal or easily traceable
information. This measure was implemented to prevent the traceability of participants by
external parties (Saunders et al., 2019).
All collected electronic and hard copy data was securely stored. Electronic data
was password-protected, and hard copy data was placed into a combination safe, as
Stewart and Shamdasani (2015) recommended. This data will be retained for 5 years
post-study, after which it will be securely destroyed. To further ensure confidentiality,
neither the identities of the participants nor the organization involved in the study will be
disclosed. Approval number 12-12-23-1175957 was issued after Walden University's IRB
reviewed and approved the research objectives and design. For this study, the
organization will be referred to as Company X (Saunders et al., 2019).
Data Collection Instruments
In qualitative research, the researcher often serves as the primary instrument for
data collection, acting as a conduit through which data is gathered, interpreted, and
analyzed (see Creswell & Creswell, 2018; R. K. Yin, 2018). In this single-case qualitative
study, I assumed the role of the primary data collection instrument, responsible for
conducting semi-structured interviews and ensuring the reliability and validity of the
collected data.
The primary method of data collection in this study was semi-structured
interviews. This technique allows for collecting rich, context-specific data by enabling
participants to express their views, experiences, and perceptions in a flexible yet focused
manner (Feuerstein et al., 2010; Kallio et al., 2016). The interviews were conducted
following a pre-established interview protocol, which is available in Appendix A. The
protocol began with an opening question exploring the participant’s role and
responsibilities. It was followed by a series of questions related to the central research
question designed to explore the topic in depth (DiCicco-Bloom & Crabtree, 2006).
The semi-structured interview protocol facilitates a comprehensive exploration of
the research topic. This approach ensures the discussion remains focused while enabling
participants to share their unique perspectives (Galletta, 2013).
Several strategies were employed to enhance the reliability and validity of the data
collection process. One such strategy was member checking, which involved sharing the
transcribed interviews with the participants for verification (Birt et al., 2016; B. Smith &
McGannon, 2018). This process allows the participants to confirm the accuracy of the
data, thereby enhancing its credibility and trustworthiness. Additionally, a well-defined
interview protocol contributes to the study's reliability by ensuring consistency across
interviews (R. K. Yin, 2018). The interview protocol can be found in Appendix A.
Data Collection Technique
This study's primary data collection method is semi-structured interviews
supplemented by audio recordings and a review of organizational documents.
Semistructured interviews are characterized by a blend of predetermined questions and
the flexibility to explore topics in greater depth through follow-up questions
(DeJonckheere & Vaughn, 2019; Jamshed, 2014). This approach allows for a nuanced
understanding of the subject matter, allowing participants to elaborate on their
experiences and perspectives (Rubin & Rubin, 2005). The interviews were conducted
using a detailed interview protocol, which is available in Appendix A. This protocol
outlines the step-bystep process during the interview, including the questions to be asked
and the provision for audio recording (DiCicco-Bloom & Crabtree, 2006).
Some advantages of the chosen data collection technique are that it allows for
indepth exploration of the topic (Jamshed, 2014), provides flexibility to adapt to the flow
of the conversation (DeJonckheere & Vaughn, 2019), and enables triangulation when
supplemented with organizational documents, enhancing the study’s validity (Flick,
2018). Disadvantages are the data collection and analysis can be time-consuming (Guest
et al., 2013), and there is potential for interviewer bias (Kvale & Brinkmann, 2015).
To ensure the reliability and validity of the collected data, member checking was
employed as a post-interview validation technique. After each interview, the audio was
transcribed and cross-referenced with the notes taken during the interview. These
transcriptions were then sent to the respective participants for review. Participants had the
opportunity to confirm, augment, add to, or correct the transcriptions, thereby verifying
the accuracy, completeness, and consistency of the gathered (Birt et al., 2016; Marshall et
al., 2022).
Data Organization Technique
Effective data organization is crucial for the integrity and reliability of any
research study. This study employed a multi-faceted approach to ensure meticulous data
organization and management. This approach included using research logs, reflective
journals, and coding software. Research logs were maintained to keep track of each
participant's interview and the date it was conducted (Saldaña, 2021). This served as a
chronological record of the data collection process. Reflexivity is an essential aspect of
qualitative research, enabling the researcher to critically examine their biases,
assumptions, and interests in the study (Finlay, 2002; Gabriel, 2015). A reflective journal
was maintained to document these self-examinations throughout the research process.
After transcribing each interview, the data was coded using the specialized qualitative
data analysis software NVivo. This software allows for categorizing data into themes and
sub-themes, facilitating a more structured analysis (R.Gibbs, 2007; Sutton & Austin,
2015).
Research logs ensure that each step of the data collection process is documented,
enhancing the study's transparency and traceability (Miles et al., 2020). The reflective
journal allows for ongoing self-assessment, strengthening the study's credibility (Gabriel,
2015). Coding software streamlines the data analysis process, making it easier to identify
patterns and themes (Sutton & Austin, 2015). All research-related documents, including
transcriptions, research logs, and reflective journals, will be securely stored in cloud
storage with multiple layers of encryption. Consistent with ethical guidelines, these
documents will be permanently deleted after a retention period of 5 years (Corti et al.,
2000).
Data Analysis
I employed methodological triangulation as the primary data analysis process in
line with the case study research design. This approach involves using multiple data
sources and methods, such as interviews and document analysis, to comprehensively
understand the research topic (Abdalla et al., 2018; P. Fusch et al., 2018). Methodological
triangulation enhances the validity and reliability of the study by cross-verifying
information and providing multiple perspectives on the subject matter (see Flick, 2022).
A sequence process for data analysis:
Gather raw data from semi-structured interviews and organizational
documents.
Transcribe the audio recordings of the interviews.
Employ open coding to identify preliminary themes and patterns (Corbin &
Strauss, 2015).
Conduct multiple iterations to refine themes and identify any missing
information (Saldaña, 2021).
Cross-verify the themes identified from interviews with the information
gathered from organizational documents (Abdalla et al., 2018).
Correlate the key themes with the existing literature and the study’s
conceptual framework.
I used NVivo, a qualitative data analysis software, for coding. NVivo allows for
efficient categorization and tagging of data, facilitating the identification of themes and
patterns (Kuckartz, 2014; Paulus et al., 2014). The software's capabilities extend to
handling large datasets, making it suitable for complex analyses. Once the key themes
were identified, I correlated these with the existing literature and the study's conceptual
framework. This step is crucial for situating the research findings within the broader
academic discourse and validating the study's contributions to project management
(Tracy, 2020). After performing coding using NVivo, I exported the data into Microsoft
Excel for further analysis.
Reliability and Validity
Reliability
Dependability in qualitative research refers to the stability and consistency of the
research findings over time (Denzin & Lincoln, 2018; Lincoln & Guba, 1985). This study
employed member checking of data interpretation and transcript review to address
dependability. After transcribing the interviews, participants were allowed to review and
validate the transcriptions and preliminary interpretations to ensure their viewpoints were
accurately represented (Birt et al., 2016). This iterative process enhances the
dependability of the research by ensuring that the data and interpretations are consistent
and stable over time (Morse, 2015).
Credibility
Credibility is a cornerstone of trustworthiness in qualitative research, emphasizing
the congruence between the participants’ experiences and the researcher’s representation
of them (Shenton, 2004). Several strategies were employed to ensure credibility in this
study. First, member checking was utilized, where participants could review the
transcribed data and the researcher’s interpretation to confirm the accuracy (Harper &
Cole, 2015). This iterative process allows for the validation of the data and enhances the
study’s credibility. Second, methodological triangulation was applied, incorporating
interview and organizational document data sources to cross-verify the findings (Carter et
al., 2014; Denzin, 2017). This multi-faceted approach strengthened the credibility by
providing a more comprehensive view of the phenomena under study.
Transferability
Transferability refers to the applicability of research findings to other contexts or
settings (Polit & Beck, 2010). To enhance the transferability of this study, a thorough and
detailed description of the research context, methodology, and participant demographics
is provided. This “thick description” allows future researchers and readers to make
informed judgments about the extent to which the findings are transferable to other
settings (see Amankwaa, 2016). Additionally, the use of purposive sampling is explicitly
justified to aid in the assessment of transferability (Palinkas et al., 2015).
Confirmability
Confirmability in qualitative research refers to the degree to which others could
corroborate the findings (Lincoln & Guba, 1985). To ensure confirmability, an audit trail
documenting each stage of the research process was maintained (Belotto, 2018). This
includes the rationale for methodological choices, data collection procedures, and
decisions made during the data analysis (Busetto et al., 2020). The audit trail allowed for
external verification of the research process, thereby enhancing its confirmability (Moser
& Korstjens, 2018).
Data Saturation
Data saturation is a pivotal concept in qualitative research, indicating that no new
information or themes are observed in the data (Fusch & Ness, 2015). To ensure data
saturation, this study continued data collection until no new themes or insights emerged.
If new themes had arisen, additional interviews would have been conducted until
saturation was reached (Guest et al., 2006). The attainment of data saturation enhances
the depth and breadth of the study, contributing to its overall rigor and quality (Saunders
et al., 2018).
Transition and Summary
In the preceding Section 2, the focus was on delineating the research framework
for the case study under investigation. This included a reiteration of the study's objectives
and a comprehensive description of my role as the principal investigator. The section also
elaborated on the participant selection criteria, the population under study, and the
sampling methodology employed. Furthermore, I provided a rigorous justification for the
research method and design selected, outlined the sample size, and detailed the
procedures for data organization and collection. Ethical considerations were integrated
into the data collection framework, and I elaborated on the methodologies planned for
data analysis. Additionally, strategies to ensure the credibility, confirmability,
dependability, and saturation of the data were discussed.
Moving forward to Section 3, the emphasis will shift to the presentation and
interpretation of the research findings. This section will offer multiple applications
relevant to professional practices and will explore the broader implications these findings
have for societal change. Moreover, Section 3 will feature actionable recommendations
derived from the study's outcomes, suggestions for future research endeavors, reflections
on the research process, and a conclusive statement to encapsulate the overall study.
Section 3: Application to Professional Practice and Implications for Change
The purpose of this qualitative single case study was to explore what effective
strategies industrial chemical plant project managers use to mitigate project failures. I
focused on the various project management strategies in addressing the complexities and
challenges in the early stages of project execution. I conducted four in-person interviews
and one video conference interview with five project managers from the partner
organization located in the southern region of the United States to collect data. The data
collection included transcribed recorded audio from interviews, company documents, and
guidelines, and was analyzed, and coded for emerging themes using NVivo 14 and
Microsoft Excel. The thematic analysis revealed patterns and insights into the strategies
used by project managers to prevent failures and support organizational viability.
The findings of this study suggest that proactive risk management, team
involvement in decision making, careful scope management, and clear communication
with stakeholders can enhance project success. These strategies promote a culture of
preparedness, learning, and collaboration. The study's findings on project managers
overseeing chemical plant projects could foster positive social change by influencing the
economy of a community.
Presentation of Findings
The research question was the following: What strategies do industrial chemical
plant project managers use to mitigate project failures in detailed execution? The
analysis, grounded in the overarching research question, identified four salient themes
from the interview responses. These themes were (a) proactive complexity and risk
management, (b) knowledge and expertise utilization, (c) project planning and scope
management, and (d) stakeholder engagement and communication. Each theme emerged
as a significant factor in addressing the research question, providing a comprehensive
understanding of the subject matter under investigation. This thematic identification
marks a pivotal step in the progression of the research, laying the foundation for further
exploration and discussion within the academic paper.
Table 2 classifies themes from the study within the context of project contingency
theory and domains and dimensions of project complexity. The table elements of project
complexity are organized into themes, factors, domains, and dimensions, providing a
structured overview that can assist in understanding and addressing the intricacies
involved in managing complex projects. During the interviews and document review, a
word cloud was generated to display the most frequently used words. Figure 1 displays
this word cloud.
Table 2
Themes Classifications
Factors of project Domains of project Dimensions of
Themes contingency theory complexity project complexity
Proactive
External, Technological, Dynamic, complexity and
environmental organizational uncertainty risk
management
Knowledge and
expertise
utilization
Internal, external Technological,
organizational
Structural,
emergent
Project planning
and scope
management
Stakeholder
Internal Technological,
organizational
Structural,
emergent
engagement and
communication
External Stakeholder Social-political
Figure 1
Word Cloud of Common Terms
Theme 1: Proactive Complexity and Risk Management
The first theme that emerged was proactive complexity and risk management.
Each project manager identified the early stages of a project as crucial for spotting
potential complexities and emphasized the importance of in-depth research and
understanding of the project's scope. P1, P2, and P4 discussed the importance of
collaboration and involving various stakeholders or experts to help identify potential
complexities early on. P5 also recognized the importance of early identification but
focused more on defining the project's objectives and developing the scope to mitigate
complexities. P5 shared an example of a schedule-driven project,
We were tasked to implement a new feedstock to run trials in a limited timeframe.
We organized field walks with a cross-functional team to identify the most
suitable location for a skid, considering various factors such as the flammable
nature of the material, maintenance footprints, existing firefighting infrastructure,
and existing electrical hazard classifications. Ultimately, the chosen location did
not require additional fire project scope, demonstrating the significant impact of
early identification of complexities on the project's outcome.
P5's early involvement in the studies identified and their proactive approach to
identifying potential complexities were crucial in successfully executing the project. P3
provided a detailed example of how early identification of material and structural
complexities can significantly influence the project's outcome. P3 shared a past project
experience,
In the initial stages of the cooling tower project, the initial construction was
performed with wood, which prompted a thorough inspection of the material's
condition. Due to durability concerns, this early evaluation helped us decide
against using wood for the replacement. We requested bids for both timber and
fiberglass reinforced plastic (FRP). The comparison led to the selection of FRP,
which was more robust and long-lasting. Another complexity identified early on
was whether to replace the structure from the first splice above the water up to the
deck. We determined that the contractor might face potential issues due to the
weight of the new structure on the weaker wooden pieces at the bottom. We first
decided to replace all the tower's exterior columns to mitigate this. This
strengthened the tower, allowing the contractor to proceed with the interior
replacement. The early identification of these complexities significantly
influenced the project's outcome, underlining the importance of thorough initial
assessment in project management.
Two other factors of the theme are risk management during execution and
adapting project management strategies. Participants P1, P3, and P4 emphasized the
importance of a proactive approach to risk management. P1 achieves this through
maintaining strong relationships and effective communication with the team, while P3
leverages “previous experiences” and the company's risk management process to
anticipate and mitigate risks. P2 monitors costs weekly and compares the percentage of
the budget spent to the percentage of the project completed, while P5 develops a risk
register and uses a change log to “keep track of any changes affecting the project's
contingency fund.” P5 shared an example of adaptability to management risk during the
execution phase of a past project,
The project required significant pre-turnaround work to be completed within a
tight schedule. When it became apparent that the pre-turnaround work was falling
behind schedule due to supply chain issues and late material deliveries, we
negotiated with the turnaround director for an additional two months of
preturnaround construction time. To ensure this extension would not interfere
with the turnaround group’s preparation work, we provided a plot plan showing
the remaining work fronts overlaid with the turnaround group’s plot plan. The
project was completed within the scheduled duration and budget, demonstrating
effective risk management.
P1, P3, and P4 described adjusting their strategies based on technical aspects and
the project's size. P3 described a “fit-for-purpose strategy that scales management
processes” based on the project's needs. P4 adjusts strategies based on the project's
complexity, explaining that "with more complex projects, a larger team requires more
extensive communication." P1 leaves the technical decisions to the experts, focusing on
how these decisions impact cost and schedule. P1 asserted, "I do not get emotionally
attached to the technical aspects of how the project is executed, leaving those decisions to
the technical experts.”
I noted that Theme 1, centered on the importance of proactive complexity and risk
management, aligned with the findings of Andringa et al. (2022), which delineated the
intricate relationship between risk and complexity within construction projects,
advocating for an integrated approach to managing these elements. All project managers
interviewed in the industrial chemical plant domain agree that early risk detection,
strategic mitigation efforts, and customized strategies tailored to specific project nuances
are essential for success. This aligns with the findings of Maqsoom et al. (2020), who
suggested that structured control mechanisms are strongly correlated with improved
project performance. Additionally, the emphasis by Tshering (2023) on the dynamic
essence of risk management further corroborates the necessity of a forward-looking
approach to complexity and risk management, underscoring its indispensable role in
achieving project success.
The insights derived from Theme 1, focusing on proactive management of project
complexities and risks, resonate strongly with the adaptive and responsive strategies
advocated by contingency theory. Sawyerr and Harrison (2019) underscored the necessity
of adaptability and forward-looking risk management, a perspective that is echoed by the
participants who highlighted the critical role of engaging effectively with stakeholders,
aligning with the theory's principles of situational adaptability. Moreover, the emphasis
on the need for flexibility in managing projects and customizing approaches to meet
evolving circumstances and stakeholder expectations, as discussed by Jalali Sohi et al.
(2019), underscores the applicability of contingency theory's core tenets to real-world
project management scenarios. This synthesis demonstrates the theory's relevance and
practical utility in navigating the complexities and uncertainties inherent in project
environments, validating the experiences and strategies of the participants.
Theme 2: Knowledge and Expertise Utilization
The second theme that emerged from the interviews was knowledge and expertise
utilization for the project's accomplishment. This theme pertains to acquiring
projectspecific knowledge, learning from experienced colleagues, leveraging subject
matter experts (SMEs), and using expertise for complex problem solving. The skills and
knowledge required can be acquired from various sources and from the lessons learned
from unexpected project outcomes.
The project managers stressed the significance of comprehending the project's
range, goals, and potential complications in managing them. P1's approach involves
understanding “stakeholders' objectives and risk appetite,” providing a framework to
manage complexities. Similarly, P5 starts by “defining the project's objectives and
identifying potential complexities.” P2, on the other hand, prioritizes early alignment
with stakeholders and “breaking down the project into manageable chunks.” They rely on
subject matter experts, akin to P3 and P4, who “build competent teams” and gather input
from the project team and stakeholders. P4 also “documents the decision-making process
for future reference”. All participants affirmed the importance of clearly defining the
project's scope and objectives, engaging with stakeholders, and seeking expert advice
when managing project complexities.
Without using expertise in project management, it's difficult to achieve successful
outcomes. All the participants unanimously agreed on the significance of project
management expertise and its crucial role in achieving project objectives. P1, P3, and P4
indicated the significance of “technical specialists” in identifying potential complexities
early on a project and making informed decisions. P3 explained, “pulling the right people
together at the beginning of the project… look at the scope and technology to determine
special needs.” Collaboration with internal and external experts regarding project scoping
and planning is also emphasized in P3 and P4. P4 shared a project experience about
including stakeholders not typically considered.
We sought to add a structure to a compressor deck. The project faced unexpected
interruption due to budget cuts and design reevaluation. The initial design had to
be scrapped because, after a discussion that included stakeholders from the
turnaround group, we learned disassembly during future turnarounds or outages
would be difficult. The project would require a complete redesign with a more
complex structure, but it offers a better solution than the initial design. The
primary lesson learned from this experience is ensuring that all the right
stakeholders are in place in the initial phases to provide their input and
perspective. Even those not typically considered.
Conversely, P2 and P5 underscored the significance of conducting comprehensive
preliminary evaluations and modifying project management approaches to suit the
distinct conditions of each undertaking. Additionally, they emphasized the importance of
engaging team members during suitable project phases. However, gaining knowledge is a
complex process as sometimes the knowledge is too complex to acquire. Sometimes,
there is a wide gap between the problems and perceived solutions. To deal with such
complexity, the knowledge should be comprehensive. In this regard, P4 described their
approach as “beginning with gathering input from the project team, various stakeholders,
and discipline experts to determine the best course of action.” P2 stated, "At the end of
the day, you get a holistic look at the project when you put all those smaller pieces back
together… Many disciplines are involved in that project."
The insights from Theme 2, juxtaposed with the scholarly landscape, underscore a
unanimous recognition of the pivotal role of knowledge and expertise in navigating the
intricacies of project management. The emphasis by study participants on the importance
of thorough due diligence, robust preparedness, meticulous organization, and early,
proactive engagement within project teams mirrors the scholarly assertions posited by
Silvestre et al. (2020), regarding the instrumental role of knowledge and expertise in
overcoming project challenges and optimizing outcomes. This concurrence is further
supported by Fernandes and O’Sullivan (2023), who highlighted the indispensable
contribution of knowledge and expertise to effective project management and complexity
reduction. Moreover, the literature, as evidenced by Tiwari and Suresha (2021),
suggested that the innovative application of knowledge can significantly mitigate project
risks and enhance flexibility, thereby improving project performance. Expertise and early
engagement are critical for successful project management.
The exploration of Theme 2, which focuses on the utilization of knowledge and
expertise, distinctly echoes the principles outlined in the conceptual framework of
contingency theory. Participants prioritize adaptability, proactive responses, early risk
identification, quality control, safety measures, and stakeholder communication. These
align with contingency theory's situational-responsive ethos, as noted by Boonstra and
Reezigt (2023). This alignment is further affirmed by research from Jalali Sohi et al.
(2019), which underscored the value of flexibility in project management and its positive
impact on project outcomes, mirroring the participants' advocacy for adaptable and
situation-specific strategy formulation. Hence, the congruence between the project
managers’ insights and the foundational tenet of contingency theory underscores a robust
validation of knowledge and expertise as critical levers in enhancing project management
effectiveness. Therefore, the interviewees' responses strongly support the principles of
contingency theory and the theme of knowledge and expertise utilization in project
management.
Theme 3: Project Planning and Scope Management
The third theme from the interviews was project planning and scope management.
All project managers accentuated the importance of fostering stakeholder collaboration
for successful project management. Though their methods varied, they all agreed on the
necessity of regular, clear communication. P2 summarized scope development as
“building or defining the scope to bridge that gap between the problem and the solution.”
P1 focused on the project manager's role as a communicator, “emphasizing the project's
importance to various stakeholders”. Additionally, P1 explained how all his projects start
with a “team field walk of process and instrumentation diagrams.” P2, P3, and P5
highlighted the effectiveness of regular meetings and the early involvement of all
stakeholders. P4 and P5 discussed the necessity of coordinating with various team
members and keeping track of action items to ensure successful project execution.
Participants P1, P2, and P5 each stressed the importance of thoroughness in the
early stages of a project to prevent scope creep; agreeing early communication of project
objectives to all stakeholders is crucial. Furthermore, P2 and P5 underscored the
importance of detailed documentation in managing scope creep. P4 shared experience
from a past project,
I had a project to replace PLCs [programmable logic controllers] throughout the
plant. Due to unforeseen circumstances, such as postponements and unexpected
outages, the project was extended beyond its original timeline. One notable
occurrence was when the hardware meant for the project was used for another
project due to delays caused by the COVID-19 pandemic. This led to more work
as parts had to be removed and reinstalled, and factory acceptance tests had to be
run again. To manage this scope creep, we maintained constant communication
with the vendor to ensure we were aware of potential delays and could address
them promptly. We closely monitored charged and documented arising costs from
the extended scope.
P3, on the other hand, focused more on the role of experience and risk
management in anticipating and mitigating potential risks. They emphasized that each
project is unique, and thus, it is important to focus on the specific details of each project.
P3 shared experience from a past project,
This project initially seemed simple; it involved installing some platforms.
However, the project’s complexity escalated due to challenging spaces where the
platforms needed to be installed, leading to the tripling of the engineering estimates.
The difficulties could have been encountered earlier and managed if an in-depth
examination had been conducted in the FEED phase. We decided not to proceed with
certain parts of the project scope due to the concerns and mounting costs.
The participants' insights suggest that a comprehensive approach to managing scope
creep should include careful planning and scoping at the outset, clear communication
with stakeholders, detailed documentation, and past experiences and risk management
processes.
Theme 3, project planning and scope management, was consistent with the
findings of Andringa et al. (2022) and Ma and Fu (2020), which underlined the criticality
of early planning and meticulous scope management as pillars for project success. This
thematic alignment extends to the broader discourse within the literature, highlighting the
pivotal role of project planning and management in mitigating prevalent challenges such
as scope creep, stakeholder conflicts, and unforeseen project contingencies. Furthermore.
Kissi et al. (2019) underscored the significance of rigorous project monitoring and
evaluation practices as key determinants of success in construction projects. Collectively,
these scholarly insights bolster the argument for the indispensable nature of proactive
planning, dynamic leadership, engaged stakeholder participation, and flexible
management approaches in steering projects toward their successful completion.
Theme 3 corroborates and underscores a profound correlation with the conceptual
framework grounded in contingency theory, particularly within the factors of project
planning and scope management. The emphasis on adaptability and the capacity to
respond effectively to evolving project dynamics, as highlighted by the participants, is in
direct alignment with the core tenets of contingency theory, as illustrated by Wickert et
al. (2021). This alignment is further evidenced through the prioritization of effective
communication and active stakeholder engagement, reinforcing the theory’s advocacy for
situational awareness and adaptability, a viewpoint supported by the research findings of
Ebekozien et al. (2023) and Mwesigwa et al. (2019).
The significance attributed to early planning phases and a comprehensive
understanding of the project scope as strategies to mitigate risks effectively dovetails with
the principles of contingency theory. This perspective is supported by Boonstra and
Reezigt (2023) and Zhao et al. (2021), who highlighted the critical nature of early and
informed planning in ensuring project success, reinforcing the theoretical assertion that
adaptability and thorough preparation are indispensable in managing project
complexities. These findings collectively not only validate the relevance of contingency
theory in the context of project management but also enrich the discourse on the strategic
implementation of project planning and scope management techniques to enhance project
outcomes.
Theme 4: Stakeholder Engagement and Communication
The fourth theme that unfolded from the interviews is a culmination of
stakeholder engagement and communication presented within the previous themes. All
the project managers emphasized the importance of fostering collaboration among
stakeholders for successful project management. Though their methods varied, all
participants agreed on the necessity of regular, clear communication. P1 focused on the
project manager's role as a communicator, emphasizing the project's importance to
various stakeholders, comparing the role as a “salesman, sharing ideas with
stakeholders.” P2, P3, and P5 highlighted the effectiveness of regular meetings and the
early involvement of all stakeholders. P2 found using PowerPoint presentations useful in
meetings for alignment, stating, “PowerPoint slides are great for collaboration”, given
that participants may interpret spoken information differently. P4 and P5 discussed the
necessity of coordinating with various team members and keeping track of action items to
ensure successful project execution. P5 highlighted a project that used a model review in
FEED and progress reviews throughout detail execution,
The project involved 30, 60, and 90 percent model reviews with representatives
from all disciplines, operations, and construction present. Our engineering partner
catered lunch to get 100% participation. These reviews were used to identify all
scope items, in detail, where all the interferences for the demo of existing and
installation of new exchangers. Through these early model reviews and field
walks, we identified a significant scope of structural changes needed to create the
lift window to support the heavier exchanger. The engineering partner kept a log
of the items discovered during the reviews and ensured they would be addressed
in their packages for demo and installation. The process was successful because it
prevented much discovery in the field. We did not have any scope changes to the
project.
Theme 4 correlates to the literature on stakeholder engagement and
communication, particularly concerning the dynamics of stakeholder engagement and its
pivotal role in facilitating successful project outcomes. The research conducted by
Ebekozien et al. (2023) underscored the value of efficient stakeholder engagement in not
only enhancing team collaboration but also in promoting the integration of project
delivery mechanisms. This finding resonates with the broader consensus in the literature,
as illustrated by Zaman et al. (2019), who asserted the critical importance of stakeholder
engagement and effective communication as foundational elements of project success.
Moreover, the dimension of leadership, specifically transformational leadership,
emerges as a significant factor in this discourse, with Shaukat et al. (2022) identifying its
contribution to project success through the lenses of enhanced communication and
collaboration. This form of leadership, characterized by its ability to inspire and motivate,
is a crucial role in navigating the complexities of project management by fostering an
environment conducive to success from multiple perspectives.
The findings from the interviews reveal a significant alignment with the
conceptual underpinnings of contingency theory, as McAdam et al. (2019) highlighted,
which posits situational adaptability and responsiveness as key factors in effective project
management. The emphasis placed by interviewees on adaptability, consistent
communication, and proactive stakeholder engagement not only echoes the principles of
contingency theory but also underscores the necessity of tailoring communication
strategies to meet the unique demands of each project and the preferences of its
stakeholders. This correlation suggests that the principles of contingency theory are not
merely theoretical constructs but are actively reflected in the practices and perspectives of
project management professionals, underscoring the theory's relevance in guiding project
management strategies toward addressing complexities effectively.
Furthermore, the integration of learning for sustainability initiatives, as discussed
by Silvestre et al. (2020), and the focus on stakeholder satisfaction mechanisms identified
by Maqbool et al. (2022) resonate with the themes of adaptability and stakeholder
involvement emphasized by the interviewees. These scholarly insights, together with the
observations on the importance of creativity and innovation in organizational success
from Chong and Duan (2022) and the conceptual framework for employee championing
behavior in organizational change by Islam et al. (2020), reinforce the practical
applications of contingency theory in project management. These findings collectively
highlight the importance of adaptability, effective communication, and stakeholder
engagement as fundamental to managing project complexities, providing a robust
foundation for future research directions and practical applications in project
management.
Application to Professional Practice
The study findings may provide business leaders and project managers with
strategies to address projects’ complexities and improve projects’ success rates. This
qualitative analysis revealed four themes central to the research question: a) proactive
complexity and risk management, b) knowledge and expertise utilization, c) project
planning and scope management, and d) stakeholder engagement and communication.
Business leaders and project managers may apply these strategies to create effective
processes and practices to improve project execution.
Leaders can implement early risk identification and mitigation protocols for
proactive complexity and risk management. This may be established by creating a culture
of preparedness that encourages looking ahead and anticipating potential issues through
open collaboration with supporting groups' internal and external core executing teams.
Regarding knowledge and expertise utilization, leaders can involve the team in
decisionmaking processes from the onset. Fostering an environment that values learning
from past project challenges and encourages early and thorough analysis during planning
phases. Sawyer and Harrison's (2019) findings underscore the importance of strong
managerial commitment, which can be translated into involving the team in
decisionmaking processes. In project planning and scope management, careful
management, and documentation of changes to the project’s scope, cost, or schedule can
prevent misunderstandings and set clear expectations. The influences of the power-
interest matrix and the critical success factors are pertinent to effective planning and
scope management (Maqbool et al., 2022). In stakeholder engagement and
communication, leaders can establish clear and regular communication with all
stakeholders to foster collaboration, emphasizing the importance of the project’s goals
and objectives. The moderating role of stakeholder engagement and team building
emphasizes the importance of stakeholder engagement in project success (Shaukat et al.,
2022).
Implications for Social Change
The results of this study have implications for positive social change by providing
the inclusion of project strategies among project managers and internal business units
(Montenegro et al., 2021). The identified strategies, such as preparedness, adaptability,
learning from failures, and effective communication, that can contribute to improved
project management practices. This, in turn, can lead to more successful projects,
positively impacting organizations and the individuals they serve. Moreover, the
emphasis on collaboration and peer reviews fosters a culture of knowledge sharing and
mutual learning (Siriram, 2022). This not only enhances individual competencies but also
strengthens the collective intelligence of the organization.
Furthermore, improved project outcomes can have far-reaching effects, including
increased customer satisfaction, job creation, and even societal advancements if the
projects are geared towards social good. Essentially, the study's findings can catalyze
beneficial change at individual, organizational, and societal levels. Additionally, the
inclusion of project strategies among project managers and internal business units
promotes a more inclusive and collaborative work environment, which is a key driver for
positive social change. The research and interview findings have significant implications
for social change, chiefly through improved project management practices, enhanced
collaboration, and the potential for far-reaching positive impacts from successful project
outcomes.
Recommendation for Action
The study findings support strategies used by project managers to proactively
identify complexities, utilize subject matter experts, and engage with stakeholders
throughout early planning. The study identified seven strategies for improving project
success rates. These strategies include: a) being prepared and organized, b) adapting
strategies based on complexity, c) learning from failures, d) engaging early and managing
risks, e) fostering effective communication and collaboration, f) mitigating scope creep,
and g) communicating with vendors to aid in integration. Business leaders and project
managers are recommended to apply these strategies to create effective processes and
practices to improve project execution.
A second recommendation is that organizations consider implementing a peer
review system among project managers. This will foster a culture of knowledge sharing,
enhance decision-making processes, and mitigate potential risks. This is particularly
relevant for business leaders, project management office (PMO) leaders, and project
managers. For example, before scheduling a meeting with business stakeholders for
phase 1 review, a peer review with another peer project manager. The review would be
an informal review of documents and a discussion of steps taken, objectives, apparent
complexity, and uncertainties. The informal discussion aims to facilitate conversation on
strategy, share past examples, and identify communication and collaboration
opportunities. The first initial benefit is to enhance decision-making by discussing
strategies, uncertainties, and complexities, potentially providing a fresh perspective and
ideas. The second benefit is knowledge sharing from the peer review, providing a
platform for sharing past experiences and learning for each other, leading to the adoption
of best practices across the organization. The long-term benefits are improved
communication and collaboration to foster better relationships among project managers
and increased quality.
The results of this study support the recommendations that project managers and
project management office leaders may find beneficial for their organizations. These
findings will be published in the literature so that employers, project managers, and
business leaders can benefit from them. Additionally, the findings may be available as a
resource at professional conferences or company training where project management
strategies are discussed. Finally, the study will be published in the ProQuest dissertation
database.
Recommendations for Further Research
Future research may reveal different results and findings if a different method or
design is used. Future researchers may use a larger sample size of participants. This could
provide a broader perspective and allow for more generalizable findings. Further studies
could try to include project managers with a diverse range of experiences, to gain insights
into how project management strategies differ based on experience levels. Given that the
projects executed by industrial chemical plant managers are more technical than other
industries, future research could explore the applicability of the findings in other less
technical industries. Research could be broadened to include other roles within the
industry that contribute to the project implementation process. For example,
representatives from supporting roles in the operations and reliability groups are involved
from the outset in developing project objectives by providing initial input. These
representatives are integral stakeholders throughout the project’s scope development and
execution phases. Exploring their roles in more detail could lead to significant
improvements in project success rates.
Reflections
This doctoral study in the field of business administration has significantly
enhanced my understanding of research methods, program and portfolio project
management, and the application of contingency theory to business issues. By completing
this DBA doctoral study, I gained a deeper understanding of my personal preconceptions
and reactions to participants. Additionally, I obtained new knowledge during the research
process. Before I began the DBA journey, I understood there was a gap in my current
knowledge of project management, but I was unsure how I could fill the void to be a
better project manager. After enrolling in the DBA program at Walden University and
engaging with the course work, in the second course, I began to see paths to closing my
knowledge gaps. I also began to understand the business environment and strategic
decision-making, justification for change, and the need for transparency throughout the
organization.
Fifteen years ago, a long-term goal was discussed with the intention of fulfilling a
personal aspiration and to acquire knowledge that would enable me to better support
others. On a personal level, I am hopeful that my story, with all its challenges and
triumphs, will serve as an inspiration to my children, family, friends, and colleagues. As a
professional, I take pride in my academic accomplishments and unwavering
determination to achieve my objectives.
Conclusion
In conclusion, the findings of this study highlight important strategies that project
managers can use to prevent project failures in detailed project execution, particularly in
the industrial chemical plant context. The findings emphasize the significance of
proactive complexity and risk management, utilization of knowledge and expertise,
comprehensive project planning and scope management, and effective stakeholder
engagement and communication. These strategies not only have a significant impact on
enhancing project success rates and individual and organizational competencies but also
help drive positive social change. The research reinforces the principles of contingency
theory, emphasizing the importance of being proactive, adaptable, and responsive to the
unique demands and intricacies of each project. Ultimately, the study gives project
managers a roadmap to navigate project complexities and improve project execution
effectively, contributing to the broader goal of organizational success and positive
societal impact.
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