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EARLY CHINESE CIVILIZATIONS
As in Mesopotamia, Egypt, and the Indus Valley, China’s early civilizations
followed the spread of agriculture along the river valleys. Most of the rivers in China
flow east to the Pacific Ocean, which meant China’s civilizations developed near the
east coast. The mountains to the west and the deserts to the north further isolated
China from outside influences.
The Impact of Geography
Dating back more than six thousand years, China has one of the world’s oldest
cultures. China also has the largest population of any nation and is made up of more
than 50 ethnic groups, speaking several languages and many dialects. The diversity
of its people reflects the diversity of its land and climate.
Rivers and Mountains
The Huang He (HWAHNG•HUH), or Yellow River, stretches across China for
more than 2,900 miles (4,666 km), carrying its rich yellow silt all the way from Mongolia
to the Pacific Ocean. The Chang Jiang (CHAHNG•JYAHNG), or Yangtze River, is even
longer, flowing for about 3,400 miles (5,470 km) across central China before emptying
into the Yellow Sea. The densely cultivated valleys of these two rivers began to emerge
as one of the great food-producing areas of the ancient world. China, however, is not
just a land of fertile fields. In fact, only 10 percent of the total land area is suitable for
farming, compared with 19 percent of the United States. Much of the rest of the land
in China consists of mountains and deserts that ring the country on its northern and
western frontiers. This forbidding landscape is a dominant feature of Chinese life and
has played an important role in Chinese history. Geographical barriers—mountains
and deserts—isolated the Chinese people from peoples in other parts of Asia. In the
frontier regions created by these barriers lived peoples of Mongolian, Indo-European,
and Turkish backgrounds. The contacts of these groups with the Chinese were often
marked by conflict. The northern frontier of China became one of the areas of conflict
in Asia as Chinese armies tried to protect their precious farmlands.
Climate
China’s climates vary from region to region based on the elevation and the
monsoons. In winter, monsoons blowing from the mountainous regions are cold and
dry. In summer, the monsoons blow from the south across the seas, bringing rain. The
dry season alternating with wet monsoons creates significant temperature differences
in winter and summer. The Chang Jiang serves as a dividing line between the northern
region and the southern region of the country. In the north, winters are long and cold,
but the short summers are sunny and hot. In the center of the country, along the Chang
Jiang, there are four seasons, including hot summers and cold winters. The warmest
temperatures year-round are in the south, which has a subtropical climate with hot
summers and mild winters.
Historians of China have traditionally dated the beginning of Chinese civilization
to the founding of the Xia (SHYAH) dynasty over four thousand years ago. Little is
known about this dynasty, which was replaced by a second dynasty, the Shang. China
under the Shang dynasty (about 1750 to 1045 b.c.) was primarily a farming society
ruled by an aristocracy whose major concern was war. An aristocracy is an upper class
whose wealth is based on land and whose power is passed from one generation to
another. Archaeologists have found evidence of impressive cities in Shang China.
Shang kings may have had five different capital cities before settling Anyang
(AHN•YAHNG), just north of the Huang He in north-central China. Excavations reveal
huge city walls, royal palaces, and large royal tombs.
Political and Social Structure
The Shang king ruled from the capital city Anyang. His realm was divided into
territories governed by aristocratic military leaders, called warlords, but the king had
the power to choose these leaders and could also remove them. The king was also
responsible for defending the realm and controlled large armies, which often fought on
the fringes of the kingdom. The king’s importance is evident in the ritual sacrifices
undertaken at his death. Like rulers in Mesopotamia and Egypt, early Chinese kings
were buried in royal tombs accompanied by the corpses of their faithful servants.
The royal family occupied the top of Shang society; the aristocracy came next.
The aristocrats not only waged war and served as officials but also were the chief
landowners. The majority of people were peasants who farmed the aristocracy’s land.
In addition to the aristocrats and peasants, Shang society also included a small
number of merchants and artisans, as well as slaves.
Religion and Culture
The Chinese believed in supernatural forces from which the rulers could obtain
help in worldly affairs. To communicate with the gods, the priest made use of oracle
bones. These were bones on which priests scratched questions asked by the rulers,
such as: Will the king be victorious in battle? Will the king recover from his illness?
Heated metal rods were then stuck into the bones, causing them to crack. The priests
interpreted the shapes of the cracks as answers from the gods. The priests recorded
the answers and stored the bones. The inscriptions on the bones are a valuable source
of information about the Shang period. Remains of human sacrifices found in royal
tombs are evidence of human efforts to win the favor of the gods. The early Chinese
believed in life after death. From this belief came the veneration of ancestors
commonly known in the West as “ancestor worship.” The practice of burning replicas
exact copies—of physical objects to accompany the dead on their journey to the next
world continues to this day in many Chinese communities. The early Chinese believed
it was important to treat the spirits of their ancestors well because the spirits could
bring good or bad fortune to the living family members.
The Shang are perhaps best remembered for the mastery of bronze casting.
Bronze vessels, used in ceremonies, have been found in tombs throughout the Shang
kingdom. More than ten thousand bronze objects survive and are among the most
admired creations of Chinese art. Reading Check Identifying How did the Shang
rulers communicate with the gods? The Zhou Dynasty The concept of the Mandate of
Heaven began with the Zhou dynasty. HISTORY & YOU What are your governments
responsibilities? Read about the Chinese theory of effective government. According to
legend, the last of the Shang rulers was a wicked tyrant who swam in “ponds of wine”
and ordered the writing of music that “ruined the morale of the nation.” This led the
ruler of the state of Zhou (JOH) to revolt against the Shang and establish a new
dynasty. The Zhou dynasty, the longest-lasting dynasty in Chinese history, ruled for
almost eight hundred years (1045 to 256 b.c.).
Political Structure
The Zhou dynasty continued the political system of the rulers it had overthrown.
At the head of the government was the Zhou king, who was served by an increasingly
large and complex bureaucracy. The Zhou dynasty continued the Shang practice of
dividing the kingdom into territories governed by officials. The officials of these
territories were members of the aristocracy. They were appointed by the king and were
subject to his authority. Like the Shang rulers, the Zhou king was in charge of defense
and commanded armies throughout the country. The Zhou dynasty claimed that it ruled
China because it possessed the Mandate of Heaven. It was believed that Heaven
which was an impersonal law of nature—kept order in the universe through the Zhou
king. The king was the link between Heaven and Earth. Thus, the king ruled by a
mandate, or authority to command, from Heaven. The concept of the heavenly
mandate became a basic principle of Chinese government.
The Mandate of Heaven, however, was double-edged. The king, who was
chosen to rule because of his talent and virtue, was then responsible for ruling the
people with goodness and efficiency. The king was expected to rule according to the
proper “Way,” called the Dao (DOW). It was his duty to keep the gods pleased. This
would protect the people from natural disaster or a bad harvest. If the king failed to
rule effectively, he could be overthrown and replaced by a new ruler. This theory has
political side effects. It sets forth a “right of revolution” to overthrow a corrupt ruler. It
also makes clear that the king, though serving as a representative of Heaven, is not a
divine being himself. In practice, each founder of a new dynasty would say he had
earned the Mandate of Heaven. Who could disprove it except by overthrowing the
king? The saying, “He who wins is the king; he who loses is the rebel,” sums up this
view. The Mandate of Heaven was closely tied to the pattern of dynastic cycles. From
the beginning of Chinese history to a.d. 1912, China was ruled by a series of dynasties,
which all went through a cycle of change. A new dynasty established its power, ruled
successfully for many years, and then began to decline. The government lost power,
giving rise to rebellions or invasion. When a new dynasty took over, the cycle began
again.
The Fall of the Zhou Dynasty
After almost eight hundred years, the Zhou dynasty collapsed. For centuries, the
dynasty ruled wisely and efficiently, but later Zhou rule declined intellectually and
morally. The Zhou kingdom had been divided into several small territories, some of
which evolved into powerful states that challenged the Zhou ruler. In 403 b.c., civil war
broke out, beginning an age known in Chinese history as the Period of the Warring
States. By this time, warfare had also changed in China. Iron weapons, more powerful
than bronze weapons, came into use. Foot soldiers, or infantry, and soldiers on
horseback, or cavalry, made their appearance. The cavalry was armed with the
powerful crossbow, a Chinese invention of the seventh century b.c. Eventually, one of
the warring states—the Qin (CHIHN)—took control. The Qin created a new dynasty in
221 b.c.
Social Structure
During the Zhou dynasty, the basic features of Chinese economic and social life
began to take shape. The Zhou continued the pattern of land ownership that had
existed under the Shang. The peasants worked on lands owned by their lord. Each
peasant family farmed an outer plot for its own use and then joined with other families
to work the inner one for their lord. A class of artisans and merchants lived in walled
towns under the direct control of the local lord. Merchants did not operate freely but
were considered the property of the local lord. There was also a slave class. Trade in
this period involved the exchange of local products that were used on an everyday
basis. Eventually, trade increased to include goods brought in from distant regions.
Among these goods were salt, iron, cloth, and various luxury items
Few social institutions have been as closely identified with China as the family.
As in most agricultural societies, in ancient China the family served as the basic
economic and social unit. However, the family there took on an almost sacred quality
as a symbol of the entire social order. What explains the importance of the family in
ancient China? Certainly, the need to work together on the land was a significant factor.
The Zhou continued the pattern of land ownership that had existed under the Shang.
The peasants worked on lands owned by their lord, but they also had land of their own,
which they farmed for their own use. In ancient times, farming required the work of
many people. Children were essential to the family because they worked in the fields.
Later, sons were expected to take over the physical labor on the family plots and
provide for their parents. At the heart of the concept of family in China was the idea of
filial piety. Filial refers to a son or daughter. Filial piety, then, refers to the duty of
members of the family to subordinate their needs and desires to those of the male
head of the family. More broadly, the term describes a system in which every family
member had his or her place. This concept is important in Confucianism, as you will
see later in this section. Male supremacy was a key element in the social system of
China, as it was in the other civilizations of the time. The male was responsible for
providing food for his family. In ancient China, men worked the fields and were the
warriors, scholars, and government ministers. Women raised the children and worked
in the home. Although women did not hold positions of authority, some did influence
politics. This was especially true at the royal court, where female members of the royal
family played a part in court affairs.
Zhou Accomplishments
The period from the sixth to the third centuries b.c. was an age of significant
economic growth and technological change, especially in farming. For thousands of
years, farmers had depended on rainfall to water crops such as rice and millet. By the
sixth century b.c., irrigation was in wide use. Large-scale water projects were set in
motion to control the flow of rivers and spread water evenly to the fields.
Changes in farming methods also increased food production. By the mid-sixth
century b.c., the use of iron led to the development of iron plowshares to plow land
that had not been farmed previously. This increased the land available for growing
crops. Because of advances in farming tools and practices, China’s population rose
as high as fifty million people during the late Zhou period. Improved farming methods
were also a major factor in encouraging the growth of trade and manufacturing. One
of the most important items of trade in ancient China was silk. Chinese silk fragments
from the period have been found throughout central Asia and as far away as Athens,
Greece—clear indications of a far-reaching trade network.
Perhaps the most important cultural contribution of ancient China to later
Chinese society was the creation and development of the Chinese written language.
By Shang times, the Chinese had developed a simple script that is the ancestor of the
highly complex written language of today. Like many other ancient languages, it was
primarily pictographic and ideographic in form. Pictographs are picture symbols, or
characters, which represent an object. For example, the Chinese characters for
mountain, sun, and moon were meant to represent the objects themselves.
Ideographs are characters that combine two or more pictographs to represent an idea.
For example, the word east symbolizes the sun coming up behind the trees.
There was a sound associated with each Chinese character when a speaker
read it aloud. In other cultures, people eventually stopped using pictographs and
ideographs and adopted phonetic symbols representing speech sounds, such as the
Roman alphabet. The Chinese, too, eventually began to attach phonetic meaning to
some of their symbols. However, although the Chinese language has evolved
continuously over a period of four thousand years, it has never entirely abandoned its
original format.
Confucianism
Confucius was known to the Chinese as the First Teacher. Confucius is the
westernized form of Kongfuzi [KUNG•FOO•DZUH], meaning “Master Kung,” as he
was called by his followers. Confucius was born in 551 b.c. He hoped to get a job as
a political adviser, but he had little success in finding a patron. Upset by the violence
and moral decay of his era, Confucius traveled around China in an attempt to persuade
political leaders to follow his ideas. Few listened at the time, but a faithful band of
followers revered him as a great teacher, recorded his sayings in the Analects, and
spread his message. Until the twentieth century, almost every Chinese pupil studied
his sayings, making Confucianism, or the system of Confucian ideas, an important part
of Chinese culture. Confucius lived in a chaotic time characterized by unceasing
warfare and mass executions of men, women, and children by beheading. China was
faced with restoring order. Confucius provided a set of ideas that eventually became
widely accepted. Confucius’s interest in philosophy was political and ethical, not
spiritual. He believed that it was useless to speculate on spiritual questions. It was
better to assume that there was an order in the universe. If humans would act in
harmony with the universe, their own affairs would prosper. Two elements stand out in
the Confucian view of the Dao (Way): duty and humanity. The concept of duty meant
that people had to subordinate their own interests to the broader needs of the family
and the community. Everyone should be governed by the Five Constant Relationships:
parent and child, husband and wife, older sibling and younger sibling, older friend and
younger friend, and ruler and subject. Each person had a duty to the other. Parents
should be loving, and children should revere their parents. Husbands should fulfill their
duties, and wives should be obedient. The elder sibling should be kind, and the
younger sibling respectful. The older friend should be considerate, and the younger
friend deferential. Rulers should be benevolent, and subjects loyal. Showing the
importance of family, Confucius said: “The duty of children to their parents is the
foundation from which all virtues spring.” The Confucian concept of duty is often
expressed in the form of a “work ethic.” If each individual worked hard to fulfill his or
her duties, then the affairs of society as a whole would prosper as well.
As Confucius stated, “If there is righteousness in the heart, there will be beauty
in the character. If there is beauty in the character, there will be harmony in the home.
If there be harmony in the home, there will be order in the nation. If there be order in
the nation, there will be peace in the world.” Above all, the ruler must set a good
example. If the king followed the path of goodness, then subjects would respect him,
and society would prosper. Confucius said, “Let the ruler be filial and kind to all people;
then they will be faithful to him. Let him advance the good and teach the incompetent;
then they will eagerly seek to be virtuous.” The second key element in the Confucian
view of the Dao is humanity—compassion and empathy for others. Confucius said,
“Do not do unto others what you would not wish done to yourself.” Confucius urged
people to “measure the feelings of others by one’s own,” for “within the four seas all
men are brothers.” After his death in 479 b.c., his message spread widely throughout
China. Confucius was a harsh critic of his own times. He stressed a return to the values
of the Golden Age of the early Zhou dynasty. Confucius saw it as an age of perfection.
“When the Great Way was practiced, the world was shared by all alike.” Confucius,
however, was not just living in the past. Many of his key ideas looked forward. Perhaps
his most significant political idea was that the government service should not be limited
to those of noble birth but should be open to all men of superior talent. This concept
of rule by merit was not popular with the aristocrats who held political offices based on
their noble birth. Although Confucius’s ideas did not have much effect in his lifetime,
they opened the door to a new idea of statecraft that would later be put into widespread
use.
Daoism
Daoism was a system of ideas based on the teachings of Laozi (LOW•DZUH).
According to tradition, Laozi, or the Old Master, lived around the same time period as
Confucius.
Scholars do not know if Laozi actually existed. Nevertheless, the ideas people
associate with him became popular in the fifth and fourth centuries b.c. The chief ideas
of Daoism are discussed in a short work known as Tao Te Ching, or The Way of the
Dao. Scholars have argued for centuries over its meaning. Nevertheless, the basic
ideas of Daoism, as interpreted by its followers, are straightforward. Daoism, like
Confucianism, does not concern itself with the meaning of the universe. Rather, it sets
forth proper forms of human behavior. Daoism is also quite different from
Confucianism. Followers of Confucius believe that it is the duty of human beings to
work hard to improve life here on Earth.
Legalism
A third philosophy that became popular was Legalism. Unlike Confucianism or
Daoism, Legalism proposed that human beings were evil by nature. Legalists were
referred to as the “School of Law” because they rejected the Confucian view that
government by “superior men” could solve society’s problems. Instead, they argued
for a system of impersonal laws. The Legalists believed that a strong ruler was
required to create an orderly society. Confucius had said, “Lead the people by virtue
and restrain them by the rules of good taste, and the people will have a sense of
shame, and moreover will become good.” The Legalists believed that only harsh laws
and stiff punishments would cause the common people to serve the interests of the
ruler. To them, people were not capable of being good. The ruler did not have to show
compassion for the people.
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