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COLONIALISM IN NORTH AMERICA
ARIZONA STATE UNIVERSITY
HST 306 - STUDIES IN UNITED STATES HISTORY
WEEK 2
BASIC COMPETENCIES:
Students understand the driving factors of colonization in North America
INDICATOR:
1. Students are able to understand the driving factors of colonization in North America.
2. Students can understand about the life of the North American colonists
A. Factors driving colonization in North America:
Since the end of the Middle Ages (XI-XII centuries) in Europe, an important
phenomenon in the course of history has emerged, namely the appearance of new citizens,
namely urban citizens (Paura) in Medieval European society. They played an important role
in bringing Europe from the Middle Ages to modern Europe. The townspeople (merchants)
have changed the condition of the closed household economic system as a result of the
disintegration period (The Dark Ages) to a trade system with the outside world, namely the
Far East, Asia and Africa.
Since the 19th century Constantinople has been a strategic crossroads for trade. Since
the eleventh century the Mediterranean Sea began to function again as an international trade
route. At that time there were also bustling trading cities such as: Venetia, Pisa, Genoa,
Marseille, Barcelona. Merchants from Europe traded with the eastern world by bringing
merchandise such as textiles, gold and silver handicrafts in exchange for spices or other
eastern goods such as silk fabrics through the spice trade route (sea route) or land route (Silk
route).
After the Crusades, in the XIII century, the demand in Europe for trade goods from
eastern countries increased. Among the goods traded were: silk from China, spices from the
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Moluccas, frankincense and wine from Persia. While trade goods from Europe such as woven
wool from England, wood, leather, fish from Germany and Scandinavia, while trade goods
from Genoa such as flax, honey, animal fur and leaviar eggs.
The growth of a merchant class was supported by the governments of European
countries. The kings (16th-XVIIth centuries) in Europe supported commercial activities and
provided capital support for exploration (colonization). The support of European countries for
commercial activities in the 16th-XVII centuries became known as the mercantilist system.
The mercantilist system is a national economic activity that is able to meet its own needs
(self-sufficiency) for the following purposes:
(1) for the greatness of the nation known as glory;
(2) to collect gold and silver;
(3) for gospel purposes, i.e. for the purpose of spreading religion in the colonies;
(4) to obtain more commodities in the form of products or crops from the colonies for
further sale in the European market rather than just buying these commodities;
(5) to turn the colonies into a dumping ground for the mother country's products or for
capital investment.
The mercantilist economic system in Western Europe lasted from 1500 until the birth
of the industrial revolution. Mercantilist countries such as Spain, England, Portugal or the
Netherlands equated money with wealth and sought to acquire gold for currency by increasing
exports, imposing import duties and extorting colonies.
For example, Spain in implementing mercantilism by making a regulation that 20% of
the results, namely gold and silver in the colony must be provided to the king (mother
country). Spanish colonists were obliged to bring all the goods needed by the mother country
and all goods entered into the mother country were burdened with 10% import duties (excise).
In the XVII century the development of the wool industry in England increased rapidly. The
demand for English woolen cloth from foreign traders such as Spain, Portugal, the
Netherlands and France increased.
To meet this demand, the British government introduced what is known as the
Enclosure Movement, a movement from farmland to pasture land for sheep farming in
England. The impact of the Enclosure Movement policy was that many British people lost
their land because it was sold or leased on a long-term basis to sheep farmers.
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In England, many people went to the city to look for work, but because there was no balance
between jobs and job seekers, many of them became homeless as proletarians and lived in
poverty. So that in the end many of them became coolies and entered into contracts with
trading companies which then took them to a new continent, namely from England to North
America (Krisnadi, 2012: 61-62).
Experiencing a lack of raw materials for the woolen fabric industry, namely in the
form of fur from the Pope's cane in the Vatican, Rome. The problem was that King Henry
VIII considered the Catholic Church in Rome to interfere deeply with the internal (political)
affairs of the English government, for example, every appointment of the king of England,
must be spent by the Pope or his deputy. But the real problem was Henry VIII who had
received the Sacrament of Marriage with his niece's daughter, the princess of Spain and had
received dispensation from the Pope. However, the basket-eyed King Henry VIII wanted to
divorce his wife to remarry and sought approval from the Pope.
This was rejected by the Pope because it violated the teachings of the Roman Catholic
Church which forbids all its members to divorce, because in the Sacrament of Marriage it
adheres to the principle of Jesus' teaching "what God has joined together, let no man put
asunder." because "Whoever divorces his wife and marries another woman, lives in adultery
with his wife."When the Roman Catholic Church was attacked by Protestantism under the
leadership of Martin Luther about the abolition of the 7 Sacraments that the Roman Catholic
Church believed in, King Henry VIII defended the Roman Catholic Church by ordering his
friend Thomas More to write a book against Martin Luther by defending the 7 Sacraments.
For this service, King Henry VIII received a title from the Pope as Defensor Fidei (Defender
of Religion). As a result of this dispute, King Henry VIII did not recognize the leadership of
the Pope and the teachings of the Roman Catholic Church and founded the Anglican Church
and he appointed himself as the Head of the Church in England as well as the head of the
English government which later became known as the Anglican Church.
In the 1630s the arbitrary government of King Charles I was cruel or persistent in its
pursuit of its political opponents, so that enlarged the drive to the new world for his political
opponents. Likewise, Oliver Cromwell held the reins of government also suppressed the
followers of Charles I as his political opponents, thus encouraging them to leave their
homeland for the new world (America). They were all usually sent to the colony of Georgia,
even England when ruled by King James Edward Oglethorpe, the colony of Georgia was used
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as a fortress against the Spaniards in Florida which is south of Georgia.
In addition to these various reasons, there is another reason for Europeans to go to the
Americas is to avoid military obligations that are being promoted by countries in Europe in an
effort to fulfill the needs of war in Europe. The existence of wars between countries in Europe
had forced the population to become voluntary soldiers. Thus the migrating Europeans settled
in America in the XVII and XVIII centuries.
Most settlers who came to America in the 17th century were English, but there were
also Dutch, Swedes, and Germans in the central region, a small number of French Huguenots
(protestants) in South Carolina and in the South, and Spaniards, Italians, and Portuguese
scattered in the colonies.
After 1680, England was no longer a source of dispersed immigration. Thousands of
refugees flocked to mainland Europe to escape the scourge of war. Many were also forced to
leave their homelands to escape the poverty caused by government oppression and the cruelty
of landlords.
B. Life of the Colonists in North America
The United States before successfully proclaiming itself on July 4, 1776, had been a
colony of various countries in Western Europe, for example France which had colonies in
Canada, Quebec, Great Lake, Lousiana, Ohio Valley, Spain had colonies in Florida, Mexico,
and England had colonies along the east coast of the Atlantic Ocean.
In 1578, Humphrey Gilbert, author of a treatise on the exploration of the North-West
canal, secured a patent from Queen Elizabeth to colonize the lands still inhabited by
barbarians and savages in the new world that had yet to be settled controlled by other
European countries. It was only five years later that his efforts could begin. When he was lost
at sea, his half-brother Walter Raleigt took over the mission.
In 1585, Raleigt established the first British colony in North America, on the island of
Roanoke off the coast of North Carolina.The place was abandoned and a second attempt years
later also failed.It took 20 years before the British tried again.This time it was Jamestown in
1607.The colony was a success and North America began to enter a new era.
In the early 1600s there was the beginning of a large influx of emigration of
Europeans to the Americas, especially in the North. They came to the Americas, especially
the North, because they were compelled by several diverse reasons and in a new place they
built a new civilization on a continent that was all wild. The reason is that many emigrants
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from Europe left their homeland because they were fleeing political oppression, in search of
freedom to worship, to avoid military obligations that were being promoted by countries in
Europe in an effort to fulfill the needs of war in Europe. The wars between European
countries forced the population to become voluntary soldiers.
for adventure and to seek better fortunes than in their own countries, and were bound
by labor agreements between the immigrants and the trading partners. This process of
migration lasted for more than three centuries (16th-XVIII centuries).
The first English colony to be established in North America was Jamestown.The first
group of immigrants from England crossed the Atlantic to what is now the United States long
after Spain had established its colonies in Mexico, West India, and South America.Like all
early travelers to the new world, they arrived in small, crowded ships.During the voyage of
between 6 and 12 weeks, they lived on limited food rations. Many died of disease, while the
small ships were also often battered by storms, and some were lost at sea.
Their condition in the American colonies was poor because they lived as laborers and
were bound by contracts with trading partners as slaves and domestic servants. The workers
signed agreements that The content of the agreement was to allow the ship captains to sell
their labor for a number of years (between 3-5 years) and the money from this labor was used
to repay the cost of travel in Europe.
Not only that, their conditions were also bound by official laws that did not pay
attention to human values.For years they had to be status as indentured coolies who received a
small amount of money, clothing, work tools.But they in the colonies gained the freedom to
own about 50 hectares of land. Their journey across the Atlantic Ocean was a frightening one,
either they would be able to return or repay the loan for the journey to America or else they
would be enslaved.
Although the Americas were naturally rich in natural resources, trade with Europe was
essential to import goods that the colonies had not yet produced. In order to support these
needs, coastal areas were very useful for immigrants, especially areas that had bays as a place
to dock trading ships. Among the Thirteen Colonies in America, only North Carolina and
southern New Jersey did not have trading ports.
However, these two colonies can utilize the nearest trading port. For example, North
Carolina can utilize the trading ports in Virginia and South Carolina, while New Jersey can
utilize the trading ports of Massachusetts and Delaware. Meanwhile, existing rivers such as
the Kennebec, Hudson, Delaware, Susquehanna, Potomac and others can be used as
transportation routes to connect between colonies.
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Meanwhile, the dense jungles and giant obstacles of the Appalachian Mountains were
an obstacle to expanding the colony into the interior of the west. Only hunters, farmers and
ranchers were willing to enter the jungle. The Appalachian Mountains prevented settlement
far from the coast, so for more than a century the colonists built their settlement centers along
the Atlantic Ocean coast.
In the XVII century immigrants came to the Americas with careful planning and at
considerable cost and risk immigrants came to America was not organized by the government,
but by private parties/trade unions.
They were transported by ship almost 5000 kilometers by sea. The trading companies
came to America with tools, clothing, seeds, agricultural equipment, livestock, guns and
gunpowder as well as building materials. But for the colony of New Haven (later to become
part of the colony of Connecticut), it was the economically well-off immigrants who paid for
the transportation as well as the equipment of their families and servants.
Whereas the colonies of New Hampshire, Maine, Maryland, Carolina, New Jersey
and Pennsylvania originally belonged to English tycoons or nobles who as landlords gave
advances to residents and workers who settled on land designated for them by the king. For
example, the King of England, Charles I appointed Cecil Calvert (Lord Baltimore) and his
heirs to manage 2,800,000 acres of land which later became the state of Maryland.
Meanwhile, Charles II parceled out the lands that later became the states of Carolina
and Pennsylvania. Thus technically, landholders and leasehold companies were tenants of the
king, but the land payments they made were merely token. This was demonstrated by Lord
Baltimore who annually presented the king of England with a quiver of arrows, while William
Penn annually paid the king's rent with two beaver skins.
British colonies in the Americas were mostly corporations or joint stock colonies in
trading companies. These companies paid rent to the King of England. The British
government managed the colonies in the Americas by appointing a Viceroy who was assigned
to the colonies with the task of organizing the government of the British colonies in the
colonies, organizing a mercantilist economic system between the colonies and the mother
country, collecting taxes in the colonies maintaining security in the colonies, combating illicit
trade and so on. The viceroy was given the title of governor-general of the colony. Other
forms of colonies are immigrants who came to the colonies established the colonies
independently and self-sufficiently, but had to obey the British administration in the colonies.
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Since the end of the Middle Ages (XI-XII centuries) in Europe, there has been an
important phenomenon in the course of history, namely the emergence of new citizens,
namely the citizens of the city (Paura) in Medieval European society. they have an important
role in delivering Europe from the Middle Ages to modern Europe. The townspeople
(merchants) have changed the condition of the closed household economic system as a result
of disintegration (The Dark Ages) to a trade system with the outside world, namely the Far
East, Asia and Africa.
The form of British colonies in the Americas was partly in the form of corporations or
joint stock colonies in trading companies (merchant partnerships). These companies paid rent
to the King of England. The British government managed the colonies in the Americas by
appointing a viceroy who was assigned to the colonies with the task of organizing the
government of the British colonies in the colonies, organizing a mercantilist economic system
between the colonies and the mother country, collecting taxes in the colonies maintaining
security in the colonies, combating illicit trade and so on. A viceroy was granted the title of
governor-general in the colonies to establish colonies on a self-sufficient and self-governing
basis, but had to obey the administration of the British government in the colonies.
About
1. What factors influenced Europeans to colonize North America?
2. How did Europeans migrate to North America in the XVII century?
3. Describe what life was like for the colonists in North America?
THE AMERICAN REVOLUTION:
BASIC COMPETENCIES:
Students understand about the American Revolution
INDICATOR:
1. Students are able to understand the meaning of the American Revolution
2. Students are able to understand the background of the American Revolution
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A. Definition of the American Revolution
A revolution is a rapid and fundamental change that affects society at large in all
sectors of life. The American Revolution was the result of a victorious war between the
colonists (the 13 colonies) against the British colonial government. The American Revolution
was an event whose effects are still being felt not only among this nation, but also throughout
the world. It characterized the beginning of an age of world revolutions, but it was not like the
revolutions that followed it. It was not a French Revolution, nor was it different from the
failed revolutionary movements of the 19th century, nor was it different from the Russian and
Chinese revolutions.
The American Revolution was more of a political revolution than the overthrow of a
social order. The far-reaching economic and social consequences that followed were
essentially the by-products of a struggle for political independence and for the establishment
of American nationalism. The American Revolution was not a revolt of the proletariat, but it
was led by Whig aristocrats seeking freedom from the political and economic pressures
imposed by the British Crown. The American revolution was closer in nature to the 1688
revolution in England that established the rule of Parliament, but more so than the earlier
English revolution, and it sparked more ideological and social forces whose influence we still
feel today. The American ideals of liberty, human rights, equality and government by consent
are rooted in a revolutionary tradition.
If a pattern can be seen in the revolutionary movements of modern times, then the
American War of Independence does not fit that pattern. It did not result from severe
economic discontent. On the contrary, the depression that followed the French war with the
Indians was followed within a few years by a period of prosperity and by a period of
expanding trade. The British government's retaliatory actions related to the closure of Boston
harbor did cause some local unemployment. But very few people in the colonies experienced
hunger in 1775.
The American Revolution did not confront class with class and refused to conform to
the pattern of Marxism, but it mobilized the patriotic energies of all classes and economic
classes from the landowning aristocracy, the merchants engaged in inter-oceanic trade and
with the Carib Islands, the local shopkeepers, the mechanics, the professions (vak) and the
workers, but members of the same class were among the Loyalists who in addition considered
themselves supported by the peasants who rented land. The fact that the American Revolution
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was not a class war and that its leadership consisted of superiors and moderates who
discouraged the masses from committing acts of terror, meant that not a single royal governor
lost his life in the revolution.
In this regard, there is a stark difference between the French Revolution and the
American Revolution. In the American Revolution, there was no seizure of power by
extremists, no resort to dictatorship and no violent reaction known as Thermidor as had
happened in England.
B. Background to the American Revolution
The second president of the United States, John Adams (1735-1826), claimed that the
American Revolution began before the war.The revolution was in the minds and people of
America.The principles and spirit that led the American people to revolt must therefore be
traced back 200 years or searched in the history of this country since the establishment of the
first plantation in America.Thus to know the background The backdrop of the American
Revolution must be traced back to the London Company's successful establishment of the first
trading post in Jamestown in 1607.
The London Company, armed with the royal charter obtained from the King of
England, traveled to the Americas and arrived at this continent and established the first
trading post in Jamestown in 1607.In this place, the trading company then ran a full self-
government, which could not be dictated by the governor of the colony as an extension of the
king of England in the colony.The trading company could even control the performance of the
governor of the colony through the placement of representatives of the colonists in the
legislative council.
The Plymouth Company, armed with a royal charter from the King of England,
established and organized full self-government in New England.The colonists' representatives
in the legislative council exercised control over finances, stipulating that no tax could be
levied without representation, and that no collective revenue could be issued without the
consent of the elected representatives.This was something the colonists were accustomed to,
so they felt they had a tradition of being free.
Armed with this tradition as the basic capital for the colonists to fight against British
colonial rule, so it is true what President John Adam said that the American Revolution began
before the war broke out, because in fact the revolution was already in the minds and people
of America.
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By the time the American Revolution erupted, all colonists already had years of self-
government experience, and demographically there was a significant increase in the
population of the colonies between 1688-1750, reaching 1,600,000 people. This aspect
certainly had an impact on the motivation of the colonists to fight in order to fight for their
rights. The existence of a large number of people means that it has the potential to maximize
mass mobilization.
In the 18th century there was a regular expansion of the wave of migration from
Europe, and since the good land for settlement near the coast was already occupied, the new
settlers had to go further inland behind the rapids of the rivers. Traders ventured into the
backwaters bringing back tales of rich valleys, and persuaded farmers to bring their own their
families through the wilderness. Despite the hardships of nature, the new settlers eventually
arrived and in the 1730s pioneers began to pour into the Shennandoah Valley. The British
government did not formulate a firm political line for its colonies until 1763 because it held to
the mercantilist view that colonies should provide raw materials to the mother country and not
compete with it in the manufacture of goods.
But this line of policy was poorly implemented, and the colonies never regarded
themselves as more of a state or a member of the commonwealth as did the British who had
only a loose relationship with officials in London. The geographical distance between the
mother country and the colonists, bounded by vast oceans, minimized the danger of the
colonists' fear of reprisals that would have been felt by the colonists had the distance between
the mother country and the colonists been closer.
The colonists, inheritors of the English tradition of a long struggle for political
independence, incorporated the concept of independence into the first Virginia Charter which
stated that English colonists should enjoy all the same liberties, rights and immunities as if
they had been born and resided within England. This meant that they should also enjoy the
wisdom of Magna Charta and the common law.
At first the colonies were able to hold on to their inherited rights thanks to the King of
England's assumption that they were not under parliamentary control.After all, for many
years, the English monarchs had been so preoccupied with the struggles taking place in
England that culminated in the Puritan Revolution, that the English monarchs had not had
time to impose their will on the colonies.Before the English Parliament could turn its attention
to the task of shaping the American colonies under the framework of an empire-wide political
system, the colonies had grown strong and prosperous on their own.
In the early days of the colonists' presence on the new continent, the colonists lived
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according to British laws and constitutions with legislatures, a system of representative
government, and recognized guarantees of personal liberty under customary law.
Nevertheless, the colonies' freedom from apparent British control was not achieved without
conflict, and the history of the colonies is replete with disputes between representative bodies
elected by the people and colonial governors appointed by the king.
But the colonists were able to render the governors powerless because, by law, the
governors received no income other than from the representative body.Sometimes the
governors were told to grant lucrative posts or land licenses to influential colonists in order to
secure their support for royal plans.
But it was also often the case that once the colonists had received their gifts, they
continued to vigorously fight for the will of the colonists. Frequent disputes between the
governor and the representative body further sharpened the colonists' awareness of the
different interests between Britain and America. The representative body gradually took over
the duties of the governor and his advisory council, so that the center of colonial government
shifted from London to the provincial capitals in the colonies.
England had thirteen colonies along the Atlantic Ocean coastline, investing them with
land, plantations, and settlements, while France invested in the St. Lawrence Valley in eastern
Canada, sending fewer settlers and more explorers, missionaries, and establishing a series of
forts and trading posts that stretched from Quebec in the north-east to New Orleans in the
south.
The dispute had been going on since 1613 between French and English colonists
which led to the war for colonies between France and England which was actually a rifality
between the two countries in the struggle for dominance as the most powerful country in
Europe. Between 1689 and 1697, King William's War was a war for colonies between the two
countries in America, which was actually part of the Palatinate War between England and
France in Europe. In addition, the two countries fought each other as seen in Anne's War
(1702-1713) as a companion war to the War of Spanish Succession.
The two countries were also involved in King George's War (1744-1748)
accompanying the War of the Austrian Succession.Although Britain gained certain
advantages in these wars, in general there was no clear winner in these battles, and the
position of the French colonies in the Americas remained strong. However, in war the
principle of losing to ashes, winning to charcoal applies, meaning that both the losers and the
winners will suffer great losses both materially and spiritually and of course the losers suffer
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greater losses than the winners.
The dispute between Britain and France entered its final stage in the 1750s. After the
Aix-la-Chappelle Peace Agreement of 1748, France tightened its grip on the Mississippi
Valley. At the same time, the influx of British colonists across the Alleghenies increased,
stimulating a struggle for equal ownership of the area.
Not only did France threaten the British government, but it also threatened the
American colonists, because by controlling the Mississippi Valley France could block Britain
from expanding its colonies westward. In 1754, an armed clash between some members of the
Virginia militia under the leadership of 22-year-old George Washington and a group of
French soldiers ignited a French-Indian war and the British seized this opportunity to help the
Indians. It was this war that would determine whether Britain or France would prevail in
North America.
The position of the British colonies in North America was less favorable, because the
British colonies along the east coast of the Atlantic Ocean were sandwiched by the French and
Spanish colonies.England if it wanted to expand its colonies to the north, it was blocked by
the French colony that controlled Canada.Likewise, if England wanted to expand its colonies
to the south, it was blocked by Spain which controlled the colonies in Florida and in New
Mexico.
Meanwhile, if Britain wanted to expand its colonies to the west, it would be blocked
by France, which had controlled the Louisiana and Ohio Valley areas and the Quebec
area.After weighing the advantages and disadvantages, then Britain made its choice by
expanding its colonies to the west by crossing the Rochy Mountains and having to face
France. Consider Another reason for the British to expand their colony to western Arabia was
that in the western region there was a vast expanse of land that had natural wealth in the form
of mines, mineral resources and various abundant forest products. While the challenges it had
to face in addition to breaking through the Rochy Mountains and the wilderness were
difficult, Britain also had to face France, so there was a war for colonies with France that
could not be avoided. The war in the pages of history is known as the Seven Years War
(1756-1763).
The British victory in the Seven Years' War (1756-1763) led France to cede most of
its colonies to Britain such as: Canada, east of the Mississippi River. After the post-Seven
Years' War, Britain exchanged its colony in Cuba to Spain, and Britain got in exchange from
Spain the colony of Florida. The exchange of colonies was agreed upon by both Britain and
Spain, because it made it easier for both parties to manage their colonies in the Americas.
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As a result of Britain's victory over France in the war for colonies in the Americas
(1756-1763), the British colonies grew wider, so many new problems arose such as: the
problem of guarding border areas, managing colonies, dealing with Indian rebellions, for
example the Otawa rebellion in 1763. All of these problems had to be addressed immediately,
and at great cost. Britain's victory over France in the Seven Years' War (1756-1763) led to a
large British debt of 130,000,000 pounstraling with annual interest of 4,000,000
pounstarling.106 Britain tried to cover its debts by implementing trade laws imposed on
colonists in America. For example, the Sugar Act of 1764, the Stamp Act of 1765. The Sugar
Act of 1764 stipulated a ban on the importation of liquor from abroad (outside the UK),
prohibited the importation of sugar, syrup from abroad, imposed import duties on wine, silk,
coffee, and a number of other luxury goods. The Stamp Act of 1765 provided for the
imposition of duties on newspapers, alamanaks, pamphlets, licenses, dice, and gambling cards
on the colonists in America.
Between 1700-1703 the poor balance of trade increased to over 20,000,000
pounstarling.The British colonists in America then opposed the policies of the mother country
(Britain), and they under the leadership of George Washington successfully proclaimed on
July 4, 1776.
The background of the American Revolution includes:
(1) The American colonists inherited the tradition of being free since the King of England
granted royal charters to the London Company and the Plymouth Company with the
freedom to govern themselves;
(2) The development of the colony's population increased significantly between 1688-1750,
reaching 1,600,000 people. This aspect certainly had an impact on the motivation of the
colonists to fight for their rights. The existence of a large number of people means that
it has the potential to maximize mass mobilization;
(3) The British government's policy towards the colonies in the Americas was not clear-cut,
and only made the colonies in North America devoted to the mercantilist economic
system through the provision of commodities to Britain for sale in European markets;
(4) The supervision of the colonies by the governors of the colonies as an extension of the
King of England was ineffective, as the colonists were able to render the governors
powerless, as according to the regulations, the governors received no income other than
from the representative body;
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(5) Britain's victory over France in the Seven Years' War (1756-1763) led to a large British
debt, attempted to be covered by implementing trade laws (Sugar Act of 1764, Stamp
Act of 1765), but was rejected by the colonists on the grounds that the taxation was not
through representation (not taxe without representative).
About:
1.
What was the American Revolution?
2.
How was the American Revolution different from other revolutions?
3.
What triggered the outbreak of the War of Independence?
FORMATION OF THE NATIONAL GOVERNMENT
BASIC COMPETENCIES:
Students understand the formation of the national government
INDICATOR:
1. Students are able to understand Article of Confederation
2. Students are able to understand the Federal Convention of 1787
3. Students are able to understand the Tradition of the Alexander Hamilton-Thomas
Jefferson relationship
A. Articles of Confederation:
The local councils rejected the Albany Plan of Union of 1754, nor were they willing to
surrender even the slightest of their autonomous rights to another body, even if it was their
own.But during the revolutionary period, mutual aid proved effective, and concerns about
self-reliance were greatly reduced.
John Dickinson produced the Articles of Confederation and Perpetual Union in
1776.The Continental Congress adopted these writings in November 1777, and enacted them
in 1781, after ratification by all the states.The plan of government established under these
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articles had many flaws.
The national government lacked the authority to set tariffs when necessary, which was
needed to regulate trade and collect taxes.The central government also lacked control over
international relations.A number of states had begun their own negotiations with foreign
countries.Nine states had organized their armies and some states had their own navies.There
was great confusion because of the many varieties of coins as well as the national paper
money of the states, all of which were rapidly declining in value.
It was the peasants who probably suffered the most from the economic hardships of
the revolution. The courts were filled with debt suits.Throughout the summer of 1786, popular
conventions and informal meetings in several states demanded reform of state governments.
After the American colonies proclaimed their independence on July 4, 1776, their
people needed a permanent law/constitution to guide their lives in society, nation and state.
The Second Continental Congress on May 10, 1775 had passed a resolution advising the
colonies to form a new government that would bring happiness and security to its citizens.
The founding fathers such as Benjamin Franklin, Thomas Jefferson, George
Washington, John Adams attempted to draft the United States Constitution which included the
protection of human rights, freedom of speech, assembly, freedom of the press. The
Constitution supports a three-pronged structure of government, namely the executive,
legislative and judicial branches whose powers limit and balance each other.
After the War of Independence, the United States had to face again the old unsolved
western problem of "empire" with all its complexities of land, fur trade, Indians, settlements
and subsidiary governments. Before the War of Independence, several colonies had laid claim
to large, overlapping tracts of land across (west of) the Appalachian Mountains. For those
who had not yet paired such claims, the rich territory seemed unfairly divided.
The state of Maryland proposed a resolution that the lands to the west should be
considered a commons to be divided by Congress into free and independent governmental
territories. This idea did not receive a favorable response from the other colonies.
Nonetheless, in 1780 New York spearheaded the surrender of the lands it had claimed to the
United States Congress. This was soon followed by other states, so that Congress could own
all the land north of the Ohio River and possibly west of the Allegheny Mountains. The joint
ownership of millions of acres of land was the most visible evidence of the sense of
nationality and unity that emerged during these difficult years, and gave a certain
reinforcement to the idea of national sovereignty. But at the same time it was also a problem
that desperately needed solving.
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The Articles of Confederation, a formal agreement that had loosely united the colonies
since 1781, presented a path of disunity. Under the articles, a system of limited self-government
determined the organization of the Northwest Territory, which had been a single district, and
was now governed by a governor and judges appointed by Congress.
When the territory has a voting-age male population of 5,000, it shall be entitled to a
legislature consisting of two tiers, the lower of which shall be elected by the territory itself;
and it may also send decisions to Congress without a vote. No more than five or fewer states
shall be formed from this territory, and when each of these states has 6,000 free citizens, it
shall be admitted to the Union on an equal footing in all respects with the other states. The
"six articles" of agreement between the original states and the people and with the other states
in the territory guarantee civil rights and liberties, encourage education and guarantee that
neither slavery nor forced labor will be allowed in the territory.
The new political policy discarded the old concept that the colonies existed to serve
the interests of the mother country.122 This doctrine was replaced by the principle that the
colonies were an extension of the state and entitled to all the benefits of equal status, not as a
privilege but as an absolute right. The provisions of the ordinance laid the foundation for a
common land policy in America and enabled the United States to expand westward to the
Pacific Ocean, and to expand with little difficulty from 13 to 50 states.
The Articles of Confederation, approved by 13 states on March 1, 1781, made the 13
states form a union of countries known as the United States of America (USA). This article
was a very loose bond, because each state still holds its own sovereignty, while the central
government (federal government) is weak, because the federal government has no right to
levy taxes, deploy troops or make laws that are binding on each state, except with the consent
of each state for each event.so the article is in principle a cooperation between the states if
there is some kind of agreement. And actually sovereignty is still held by each state. But if
there is a disturbance (threat) we together protect each other.
Each state did not give a chance to a strong federal government and preferred
autonomy to each strong state.This was due to fear of tyranny, because of anxiety.In England,
writings against tyranny were disseminated by the Whig party as an opposition party.
The first writings attacking tyranny were delivered by John Lock who assumed that
there was collusion between the king and parliament.The king of England had been bound by
the finance minister, Robin Haug who was corrupt.The Whig Party assumed that the collusion
was corrupt and had a tendency to come to power, and after coming to power had a tendency
to be corrupt and a tendency to commit crimes in the form of exploitation of the people.Then
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further said that in order for humans or rulers not to commit crimes (corrupt), the need for
laws.
But the Articles of Confederation were disappointing in terms of solving other
problems. A glaring weakness was its failure to create a truly national government for the 13
states that had been aiming for unification since their representatives met for the first time in
1774 to oppose the oppressive British rule.
The Articles of Confederation had many weaknesses. For example, in disputes over
frontiers, courts in each state often issued conflicting decisions. Legislatures in
Massachusetts, New York, and Pennsylvania installed tariff regulations that disadvantaged
smaller neighboring states such as Rhode Island, New Jersey. The trade borders between the
states caused heartache.e.g. the people of New Jersey could not crossing the Hudson River to
sell vegetables to markets in the state of New Work without paying the expensive entrance fee
and inspection fee.
The Federal Government (national government) should have the power to impose
tariffs where necessary, regulate trade and tax for national purposes. The Federal Government
should have sole control over international relations, but the states have begun to negotiate
with foreign countries.
Some states have even formed their own armies. There was also a jumble of coins and
a confusing assortment of state and national banknotes, all of which were rapidly declining in
value. The economic hardships resulting from the war also created discontent, especially
among the peasantry.
Agricultural produce tended to be hoarded in the markets, and anxiety prevailed
among indebted farmers who were threatened with confiscation of their property and fear of
imprisonment for non-payment of their debts, as agricultural produce was not immediately
sold. The courts were full of debt collection suits. During the summer of 1786, public
meetings and private gatherings in many states demanded an overhaul of state government.
Many small farmers were threatened with imprisonment and loss of inherited farms due to the
threat of confiscation, so they resorted to violence.
In the fall of 1786, farmers in Massachusetts under the leadership of Daniel Shays
rallied to forcefully prevent the county court from holding hearings and to prevent other
rulings in debt cases pending the next election in the state. The Massachusetts state
government insisted on holding the debt trial, so the angry peasants wanted to storm the
statehouse in Boston.
The delegates also realized that the central government must have real power, so the
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central government must be given powers such as issuing currency, regulating trade, declaring
war and making peace. With regard to the existence of weak federal government powers,
which caused many complex problems in the life of society, nation and state, President
Geogre Washington He described that the states were only held together with a rope made of
sand, and even the dignity of the congress had declined to the lowest point. The Article of
Confederation for 7 years (1781-1787) turned out to have many weaknesses because it was
unable to solve the problems between the states, so the American people were dissatisfied.
B. Federal Convention of 1787:
Geogre Washinton wrote that the period between the Treaty of Paris and the writing of
the states' constitutions was united only by a "rope of sand". A dispute between Maryland and
Virginia over shipping on the Potomac River led to a conference of representatives of the five
states in Annapolis, Maryland in 1786.
One of the delegates, Alexander Hamilton, convinced his colleagues that trade was
inseparable from economic and political matters and that the situation was too serious to be
handled by an unrepresentative body. Alexander recommended that all states appoint
representatives to the meeting to be held the following spring in Philadelphia.
The federal convention held at the Philadelphia statehouse in May 1787 was a
prominent gathering of leaders from each state gathered at the Federal convention at the
Philadelphia statehouse, chaired by George Washinton. George Washinton was made
chairman because he was considered an outstanding state color because of his integrity and
military leadership during the revolution, so he was chosen as the leader of the meeting. The
representatives present were for example from Pennsylvania: governors Morris and James
Wilson, from Virginia (James Madison), Massachusett (Rufus King, Elbrdge Gerry),
Connecticut (Judge Roger Sherman), New York (Alexander Hamilton).
Among those present were two Pennsylvanians who were active and prominent,
Governor Morris, who clearly saw the need for a national government, and James Wilson,
who was a tireless advocate of nationalism.Also chosen by Pennsylvania was Benjamin
Franklin, near the end of a distinguished career in public service and science.
At the conference the delegates sought to establish an entirely new form of
government. The delegates realized that the most urgent need was to reconcile the two
different powers of :
a) Local oversight powers already implemented by 13 states, and
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b) Powers of a central government
Delegates wanted or adhered to the principle that the functions and powers of the new
national government should be general and comprehensive, should be limited and carefully
stated.Delegates also realized that the central government should have real powers, so it
should be given powers such as issuing currency, regulating trade, declaring war and making
peace.
The convention was originally convened to draft amendments to the articles of
confederation, but then as Madison wrote the delegates "with full confidence in their
country", simply set aside the articles and moved towards forming an entirely new governing
body.
The convention convened from May 1787 to September 1787 and succeeded in
producing the Constitution of the United States as the foundation of the Republic of the
United States. The delegates present at the convention wanted a government structure that
fulfilled the concept of separation and balance of powers between the executive, legislative
and judicial powers.
The convention gave the federal government full power to tax, borrow money, impose
uniform customs and tax rates, issue currency, determine measurements of weight and length,
grant patents and copyrights, establish post offices, and build post roads. The federal
government is also empowered to establish and maintain an army and navy, regulate interstate
commerce, manage Indian relations, international relations and manage war. The federal
government can also pass laws to regulate the naturalization of foreigners, supervise public
lands, recognize new states on the basis of full equality with old states.
In 1787 there was a peasant rebellion in Massaachusett under the leadership of Daniel
Shays from the interior. Daniel Zay at that time wanted to pay debts but had difficulty finding
money. The condition of the farmers at that time before the creation of the United States
Constitution was not represented in the continental Congress. At that time in the Continental
Congress one state was represented by one vote.
Virginia, which has a population of 7,00,000, is only represented by one vote, which is
equal to the population of the state of 60,000. At the National Conference in Philadelphia that
took place between May-September 1787, Thomas Jefferson proposed that there should be a
separation of powers in the executive, legislative and judicial branches. He also emphasized at
the conference that Congress should consist of two bodies, the Senate and the House of
Representatives.
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The success of the Revolution presented Americans with an opportunity to give
official form to their ideals as expressed in the Declaration of Independence and to address
grievances and discontent through state constitutions. On May 10, 1776, Congress passed a
resolution "recommending that the colonies form new governments that would best serve the
happiness and safety of their constituents".
Some states were even able to do so, and within a year of the Declaration of
Independence.Only 3 states had not yet drafted constitutions.The new constitutions showed
the influence of democratic ideals.None of them strayed far from the past as they were all
drafted on the solid foundation of colonial experience and British government practices.
But every constitution was animated by the spirit of the republic, an ideal long praised
by Enlightenment philosophers. Indeed, the first goal of the framers of the state constitutions
was to protect the "inherent rights" whose violation caused the former colonies to sever their
ties with England. Thus, every constitution begins with a declaration or statement of human
rights.
The Constitution of Virginia, which served as a model for all other states, included a
declaration containing basic principles, such as popular sovereignty, alternation in
government offices, freedom of choice, and a number of fundamental freedoms such as small
bail and humane punishment, the conduct of speedy trials by jury, freedom of the press and
conscience, and the right of the majority to reform or replace the government.
Other states expand this list of freedoms to cover freedom of speech, assembly and
petition, and often include provisions for the right to bear arms, the right to be heard before a
magistrate, the right not to have one's residence questioned, and the equal protection of
convictions.
In addition, all constitutions were faithful to a three-branch government structure of
executive, legislative, and judicial branches, each of which was counterbalanced by the
other.The Pennsylvania state constitution was the most radical. In the state, Philadelphia
artisans, Scots-Irish borderlanders, and German-speaking farmers were in control. The
provincial congress enacted a constitution that allowed every taxpayer a vote, required
rotation in government offices (no one could serve more than four years out of every seven),
and established a single-chamber legislature.
State constitutions have glaring limitations, especially when viewed by today's
standards. Constitutions established to guarantee people their basic rights did not protect the
most fundamental right of all - equality. The colonies south of Pennsylvania excluded their
slaves from this inherent right of every human being.Women had no right to politics. The
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farthest the states went was to grant suffrage to all men, and even in states that allowed all
taxpayers to vote (Delaware, North Carolina, Georgia, and Pennsyvania), those allowed to sit
in government had to have a certain amount of wealth.
However, there was heated debate at the convention about how many delegates should
sit in the Senate and House of Representatives. Delegates from small states such as Delaware,
Rhode Island, which had a small population demanded that they be represented in the same
number as the large and populous charters.
The need was finally solved when a representative from the state of Connecticut,
namely a A famous judge named Roger Sherman proposed a balanced representation in which
each state was represented by two senators in the Senate, while in the House of
Representatives each state was represented by a number of representatives whose number was
determined by the population of each state.The proposal was approved by the delegates to the
convention and became known as The Great Compromise.
The House of Representatives in each state sends at least one representative, while
every 350,000 inhabitants in each state is represented by one person.The House of
Representatives in Congress first consisted of 65 seats.Since 1910 the House of
Representatives in Congress has been set at 432 seats from the 50 states in America.The
President of the United States is obliged to notify.
Congress is then given two months to think about whether to agree or disagree.If they
disagree, they are asked to give reasons for their objection along with an explanation, which is
then submitted to the President of the United States for further discussion. Congress is then
given two months to think about whether to agree or disagree.If it disagrees, the congress is
asked to provide reasons for objections accompanied by an explanation and then submitted to
the President of the United States for further discussion.Next, after going through discussions
in the executive, the results are submitted again to the congress which is then approved by the
congress.
C. Alexander Hamilton - Thomas Jefferson's Tradition of Infighting
At the birth of the United States Constitution in September 1787, there was also a
dispute regarding the formation of the national government, namely, a political dispute
between Secretary of the Treasury Alexander Hamilton and Secretary of State Thomas
Jefferson.This dispute took place at the end of the presidential administration of George
Washinton (1789-1797).
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Alexander Hamilton was a United States secretary of the treasury during the
administration of George Washington (1789-1797) known as the Federalist camp.This group
was supported by industrialists in the northern United States against the secretary of state
Thomas Jefferson known as the democrat camp with its supporters in the south.
The 1790 showdown between the Federalists and the Antifederalists was a powerful
one in American history. The federalists
led by Alexander Hamilton, who married a member of the wealthy Schuyler family,
represented the interests of urban merchant families in the harbor. Antifederalists, led by
Thomas Jefferson.
In the dispute Alexander Hamilton wanted the following policy:
1) Trying to protect domestic industries by suggesting that the United States government
implement protectionist politics by setting import duties as high as possible. This is
intended to stimulate the growth of US industry
2) Hamilton also wanted to expand central power by establishing a National Bank system
that assumed the debts of the Union as well as those of the states, as well as establishing
various federal taxes.
3) Hamilton believed that the wealth and welfare of the United States nation depended on
the good growth of manufactured goods so Hamilton emphasized that the United States
must gain confidence in the development of industry and trade activities. Therefore, it is
necessary to implement protection politics.
4) Hamilton wanted to abolish the system of slavery as practiced by plantation owners in the
southern United States because it was against human rights.
Meanwhile, secretary of state Thomas Jefferson criticized the policies of finance
minister Alexander Hamilton as follows:
a) The idea of an economic development program introduced by Alexander Hamilton was
considered a conspiracy in the form of monopoly or evil collusion because Hamilton's
economic development system policy would only harm economic development in the
Southern United States,
b) Thomas Jefferson opposed the policy of establishing a federal state that tended to curb
individual freedom, and Thomas favored the establishment of a confederate state that
provided broader guarantees of individual freedom,
c) Jefferson wanted an agricultural system in the United States that maintained a system of
slavery that could be utilized as the core labor of the plantation.
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d) Jefferson also suggested that the United States government implement a policy of free
trade politics with no interference from the central government regarding trade. In addition,
Thomas Jefferson did not approve of the existence of a federal policy and wanted the
creation of security stability in the United States to have a positive impact on the
implementation of free trade.
According to Degler, the tradition of the clash between Alexander Hamilton and
Thomas Jefferson symbolizes personal rivalry on the political stage in the United States at the
time that never found a way to end the dispute.
Thomas Jefferson rejected Alexander Hamilton's protectionist policy because the high
import tariffs would make it difficult to realize the free trade desired by the southern
landowners. Abraham Lincoln was assassinated by an actor, John Wilkes Booth while
watching a theater performance at the Ford building on April 15, 1865.
SUMMARY:
Key issues discussed at the National Convention (May 1787) included:
(1) refers to two distinct powers: the local oversight powers already exercised by 13 states and
the powers of the central government.
(2) The delegates wanted or adhered to the principle that the functions and powers of the new
national government should be general and comprehensive, should be limited and carefully
stated. In this regard, the participants in the convention agreed to give the federal
government full power to impose taxes, borrow money, set uniform customs and tax rates,
issue currency, determine measures of weight and length, grant patents and copyrights,
establish post offices, and build postal roads. The federal government was also given the
power to establish and maintain an army and navy, regulate interstate commerce, manage
relations with the Indians, administer international relations and manage wars, pass laws to
regulate the naturalization of aliens, supervise public lands, recognize new states on the
basis of full equality with old states;
(3) The delegates wanted a government structure that fulfilled the concept of separation and
balance of powers between the executive, legislative and judicial powers.
(4) There was a heated debate about the number of delegates in both the Senate and the House
of Representatives. Delegates from small states such as Delaware, Rhode Island, which
had a small population demanded that they be given the same number of delegates as the
large and populous states. There was a deadlock at the convention. The deadlock was
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resolved when Roger Sherman proposed balanced representation in which each state was
represented by two Senators in the Senate, while in the House of Representatives each state
was represented by a number of representatives whose number was determined by the
population of each state. The proposal was approved by the delegates at the convention and
became known as The Great Compromise.
About:
1. What is the Article of Confederation?
2. What weaknesses Article of Confederation as constitution in the organization of the
government of the United States?
3. What was the federalist (Alexander Hamilton) view of a good system of national government
of the United States, explain?
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