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Assessing Paris Agreement's bottom-up approach in climate regime 1
ASSESSING PARIS AGREEMENT'S BOTTOM-UP APPROACH IN CLIMATE REGIME
By (Name)
ELS 501 - Environmental Life Sciences: Grand Challenge: Global Climate Change
ASU
September 13, 2023
Assessing Paris Agreement's bottom-up approach in climate regime 2
Introduction
The world faces an urgent threat posed by the immediate consequences of climate
change, which calls for planetary collective action. The level of carbon dioxide and methane
emissions has exceeded the 1°C level before the industrial era, which triggered the 1.1°C
elevation of the world temperature.
1
This is what causes the avalanche of events like ice melting,
sea level rising, and the increase in incidence of extreme climate change such as droughts,
floods, and ecosystem destruction, which try to undermine the integrity of biodiversity, food, and
water supplies. Nevertheless, it took years of engagement in the joint struggle against climate
change through initiatives like the United Nations Framework Convention on Climate Change
(UNFCCC) until we were able to gain some progress, and only thanks to the functional
improvements in the Kyoto Protocol was the second commitment period (2008–2012) not a
failure.
2
Apart from the problem of differences in NDC requirements laid upon developed and
developing countries, this is another hurdle for successful climate action, as concerns such as the
equitable distribution of economic power and the need to satisfy industrialization requirements
complicate negotiations. Topping the prejudices of the regulatory systems that are top-down, the
2015 Paris Agreement has opted for a bottom-up approach that is based on national
commitments.
3
This paper is an evaluation of this method to see whether it is a good way to
promote alignment and solve a different point of view in a multilevel climate regime that has the
1
Change, I. P. O. C. "Climate change 2007: The physical science basis." Agenda 6, no. 07
(2007): 333.
2
Iyer, Monica, and Kerilyn Schewel. "Articulating and Claiming the Right to Stay in the Context
of Climate Change." Georgetown Immigration Law Journal, Forthcoming (2024).
3
IBID 333
Assessing Paris Agreement's bottom-up approach in climate regime 3
ability to reduce emissions drastically, facilitate adaptation, and build resilience to climate
change.
Overview of Previous Top-Down Approaches
The international climate change negotiations have seen their models evolve. The start of
the process was built on a top-down approach, centralized decisions, and relied on principles like
“common but differentiated responsibilities” that were put out in the first Conference of Parties
agreement in 1992.
4
This way of looking at the issue involved the understanding that although all
countries must cooperate to deal with the global threat, developed countries has more
responsibilities than others due to their historical role in accumulating most greenhouse gas
emissions as well as their higher costs to pay with more financial resources and well-established
institutional systems. The subsequent pact that became known as the Kyoto Protocol was
ultimately a product of this framework and binded legally most developed countries to
cooperatively reduce 5% emissions from a baseline of 1990 levels between 2008 and 2012.
5
The
targets were discussed and assigned through the protracted levels at the international institution
with the differentiated allocation of the targets listed in the annexes.
6
Compliance mechanisms in
place were the suggested sanctions, like financial penalties for those who did not wish to
participate. Within this context, the Protocols exclusion of key countries like the United States
and China was a key factor in their environmental impact.
While rich countries had already taken steps towards actual carbon emissions reductions
since the 1990s, poor countries were, at that time, exempted from quantitative emissions
4
Putra, Andika. "The Role of International Human Rights Law in Fights Against Climate
Change." Jurnal Media Hukum 28, no. 2 (2021): 153-164.
5
IBID 158
6
IBID 163
Assessing Paris Agreement's bottom-up approach in climate regime 4
reduction commitments, following the rules of "common but differentiated responsibilities and
respective capabilities." The setting up of oversight mechanisms and initiatives such as the
"Clean Development Mechanism" was designed to promote sustainable practices and emissions
mitigation activities in developing countries.
7
In fact, the Kyoto architecture, which insisted on
100% consent from the countries that had been parties to the convention, considerably hindered
the pace of progress. Powered by the Russian refusal to stay in the second phase, Japanese and
New Zealand orphans from the extension of the protocol have emerged.
8
The European Union,
together with some countries, has at least set new goals for the 2013–2020 intervals, but the
overall ambition remains too little to address the intermediate concept temperature goals long-
term of the UNFCCC.
Increasingly, the developed countries with the largest historical contributions got accused
of unfairly building up productive economies in emerging economies, which also didn't solve
their growing emissions problem. By way of example, it is ascertained that developed nations
contributed nearly 73% of cumulative carbon dioxide emissions from the year 1850 to 2019
while only taking 15% of the whole population.
9
On the other hand, developing countries,
especially China and India, are found to have been appreciably contributing to the increment in
emissions, thereby due to fast industrialization and economic expansion. The imposed limits on
sovereignty and the development agendas, which might particularly affect the development of
Third World countries, were also the targets of criticism.
10
When talks on a new deal starting in
7
Johnson, Craig A. "Creating a commons for global climate governance: Possibilities and perils
in the Paris Climate Agreement." In Making commons dynamic, pp. 211-229. Routledge, 2021.
8
IBID 220
9
Putra, Andika. "The Role of International Human Rights Law in Fights Against Climate
Change." Jurnal Media Hukum 28, no. 2 (2021): 153-164.
10
IBID 160
Assessing Paris Agreement's bottom-up approach in climate regime 5
2020 began, it became clear that such an enterprise would require a different approach to drive
various states towards more ambitious and widespread climate action. The conclusion that a
framework grounded in urgent awareness of climate change and justice should be designed more
inclusively and flexible was a shared opinion by all participants.
11
It is imperative that the
framework be based on a multi-level approach while taking into account the different challenges
that each country faces, but at the same time, it must force the participation of all countries in the
fight against climate change.
12
This assertion reinforced the necessity of coming up with
practical solutions through collaboration in order to jumpstart the process of surmounting the
obstacles, hence the speeding up of the journey towards a sustainable and resilient planet we will
all enjoy.
Besides presumptive inadequacies of top-down paradigm, there is a more profound issue
of morality of trade-off between climate justice and economic autonomy. The unilateral
distribution of the adaptation costs of the Soviet regimes supported the regime of injustice,
according to Sovacool, the hardest hit of the calamity were those who did not deserve the
calamity itself.
13
This fact identifies the flaws of technocratic solutions on their individual level
that do not respond to the issues of equity and human rights. Putra advances the same view and
holds the position that the international human rights law offers a constructive normative
framework of equal climate governance, which demands that the countries are expected to
develop mitigation and adaptation policies founded on the principles of dignity, participation,
and responsibility.
14
Using these aspects, both legal and moral, the climate policy stops being an
11
Johnson, Craig A. "Creating a commons for global climate governance: Possibilities and perils
in the Paris Climate Agreement." In Making commons dynamic, pp. 211-229. Routledge, 2021.
12
IBID 221.
13
IBID
14
IBID
Assessing Paris Agreement's bottom-up approach in climate regime 6
economic deal making arena but it is an arena of common ethical duty. Similarly, Rockstrom et
al. reveal that the sole path to remain on a safe and fair course of humanity is to even out
planetary limits and develop the past injustices of the developmental paths. This kind of dialogue
between the environmental science, political economy and human rights must then become a
paradigm shift that attempts to explore a language of reconciliation between the ecological
boundaries and the universal justice with the aim of permitting more holistic and holistic
approaches to global climate regulators.
The shortcomings of the initial top-down strategies were not just institutional but
epistemic by displaying an unequal distribution of climate knowledge and power to make
decisions among countries. Provided that the centralized negotiation frameworks tended to favor
the technical and administrative capabilities of industrialized countries, strategies that did not
align with the contextual realities of developing economies were implemented.
15
This knowledge
asymmetry enhanced a trend of exclusionary and inflexible worldwide environmental
governance that hampered innovativeness on a locally based solution. The institutional
inflexibility of the Kyoto period thus clarified the need to have structures that appreciate the
existence of several centers of power and expertise in the international system. According to
Oberthur and Groen more gradual privitisation of the climate governing mechanisms into the
Paris Agreement was more a pragmatic recognition of such a need, with more participative
instruments being more inclusive without necessarily foregoing accountability.
16
The shift
towards the more binding, more hierarchical commitments to a more voluntary, nationally-
directed commitment was a long-felt adjustment of the logic of global cooperation. Although this
15
IBID
16
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Assessing Paris Agreement's bottom-up approach in climate regime 7
change was imperfect, it allowed states to own more of their undertakings, which reorganized the
climate politics more as a form of mutual accountability and learning through iteration as
opposed to coercion, which is crucial to maintaining the commitment of the long-run and
adaptive governance in the face of unpredictability.
The Paris Agreement's Bottom-Up Framework
The Paris Agreement kicks off a transformational shift from a top-down climate
governance system that has existed to an inclusive one that deeply involves multi-stakeholder
and ambitious initiatives. Different from the common approaches that rely on the bottom-up
idea, the agreement has national-determined contributions (NDCs) as the building blocks for
climate action.
17
The parties to the agreement craft their emission reduction targets depending on
national situations, distinct capacities, and stakeholders, bolstering ownership and responsibility
on the national level. This shift in approach, in contrast to previous processes (where goals were
imposed top-down from the global level), has enabled countries to build their contributions on
foundations that are self-defined, which ultimately leads to a more equitable and inclusive
discussion in one way or another.
18
Moreover, this regime establishes the same obligations for all
countries, regardless of their development stage. All countries should be required to submit
annual plans that include their proposed targets, implementation strategies, and investment plans.
This regime should be built on a common understanding of transparency, differentiation, equity,
17
Tingley, Dustin, and Michael Tomz. "International commitments and domestic opinion: the
effect of the Paris Agreement on public support for policies to address climate
change." Environmental politics 29, no. 7 (2020): 1135-1156.
18
IBID 1139.
Assessing Paris Agreement's bottom-up approach in climate regime 8
and maximum effort.
19
Amazingly, reports in later NDCs are likely to show more powerful
behavior, especially with the intention that their collective endeavors improve over the years.
The implementation of the bottom-up system of the Paris Agreement, which is mainly
driven by the concept of nationally determined contributions (NDCs), is strengthened by a new
transparency framework with a standardized mapping mechanism and technical expert reviews,
which allow for independent evaluation. To clarify, per the UN Climate Change Convention
panel, 194 countries worldwide have sent their NDCs information about their climate action
plans by now.
20
This scaffolding is reinforced by facilitative compliance regulations, e.g., the
UNFCCC's Biennial Transparency Report, which shows the nations' progress on making the
commitments imposed.
21
The essential element of the mechanism is building a solid baseline by
estimating carbon dioxide emissions at the beginning and establishing regional and global review
platforms. Nevertheless, a big portion of the pledged $100 billion yearly in climate finance was
only raised by developed nations in 2019, according to what the World Bank stated, presenting
what appears to be gaps in financial aid for developing countries.
22
Despite this, however, the
developed countries will continue to owe it to themselves to show some sort of moral obligation
by continually mobilizing financial resources to assist the developing countries in mitigation and
adaptation. The hybrid nature of this multifaceted structure is deeply grounded in bottom-up and
top-down methodologies, creating universal conditions for all to join but, at the same time,
19
Oberthür, Sebastian, and Lisanne Groen. "Hardening and softening of multilateral climate
governance towards the Paris Agreement." Journal of Environmental Policy & Planning 22, no.
6 (2020): 801-813.
20
IBID 802.
21
IBID 802
22
Tingley, Dustin, and Michael Tomz. "International commitments and domestic opinion: the
effect of the Paris Agreement on public support for policies to address climate
change." Environmental politics 29, no. 7 (2020): 1135-1156.
Assessing Paris Agreement's bottom-up approach in climate regime 9
allowing countries to custom-fit the engagement package within their national policy goals and
internal constraints.
23
The framework aims to foster more concrete climate action, spurring
higher ambitions among countries at each stage of environmental commitments over the period
of time, as achievements are reflected in subsequent rounds of NDC (National Determined
Contributions) government.
The philosophy of the Paris Agreement, which relies on flexibility, differentiation, and
self-determination, is based on optimistic assumptions that mutual trust and continuous
cooperation will increase the ambitions of countries in climate mitigation, whereas the imminent
danger of climate change will be properly addressed. Critics disagree with the lack of a
mandatory and binding nature of the initially presented NDCs, considering that they are not
strong enough to put the long-term temperature targets of the agreement into real action.
24
In
spite of the deal's goal of promoting solidarity and team coordination, it is still possible to view
the agreement as ineffective for climate change mitigation because of the absence of binding
mechanisms and the lack of rational targets.
25
The fact that rhetoric frequently overruns action in
this realm also clearly shows the need for improved accountability measures, more stringent
enforcement mechanisms, and greater collaboration at the international level to create more
congruency between declarations and accomplishments.
26
As the geological time passes and the
intensity of the climate crisis bears more and more impact, the nations have begun to realize the
23
Tingley, Dustin, and Michael Tomz. "International commitments and domestic opinion: the
effect of the Paris Agreement on public support for policies to address climate
change." Environmental politics 29, no. 7 (2020): 1135-1156.
24
IBID 1149.
25
IBID 1150.
26
IBID 1151.
Assessing Paris Agreement's bottom-up approach in climate regime 10
necessity of moving beyond the rhetoric and start taking concrete steps to reduce greenhouse gas
emissions and protect the Earth for future generations.
The Paris Agreement with its bottom-up orientation has also provided new avenues to
collaboration in the region and transnational learning of policies, which has created a more
network model of climate governance. Keohane and Oppenheimer observe that this decentralized
design also provides states with an opportunity to experiment using various policy innovations
that could subsequently cross-boundaries via institutional imitation, and foster a policy transfer.
27
This process is adaptive making it open to context-sensitive solutions that are able to adjust
better to the local political economies and environmental priorities. This fluidity, although it does
not create even distributions of ambition in a few cases makes the international system as a
whole more resilient because it facilitates sharing of knowledge instead of prescribing it at all
times. As it is noted by Oberthur and Groen these cross-national processes of learning can be
seen as a kind of soft hardening: as more practice is gained, voluntary commitments are
converted to more predictable norms of behavior.
28
This organizational culture of cooperation is
the result of this gradual institutionalization of shared expectations and it is hard to enforce but, it
is critical to legitimacy. The Paris system is not such that it merely decentralizes authority, but
also decentralizes innovation, so that climate governance is an ever-evolving and ongoing arena
of experimentation, and no longer a fixed set of structures of compliance and control.
Besides the systemic innovation it brings to Paris and its Agreement, it is clear that a
paradigm of climate action is shifted within the political economy by the Paris Agreement, which
places development and mitigation as mutually dependent goals. Pauw et al. describe that the
27
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Assessing Paris Agreement's bottom-up approach in climate regime 11
concept of conditional NDCs, or the ones that require an external provision of financial or
technological support, offers a solution to aligning economic development along with growth
paths with global environmental objectives and priorities.
29
This mechanism is complex but it
accepts that developing countries cannot achieve decarbonization without systemic investment in
capacity building and low-carbon infrastructure. The analytical suggestion to this is very deep:
climate governance is no longer just an environmental project but a developmental contract of
mutual responsibility of the global North and the South. Ockwell et al. present evidence in their
analysis of clean energy diffusion in the Global South by arguing that creating an equal
opportunity to access technology increases the validity and sustainability of climate promises.
30
The Paris framework as such, quietly incorporates a redistributive logic, one which incorporates
the concepts of justice, finance and technology transfer into the core of global climate policy.
The fact that the non-state actors have been incorporated into the Paris structure further
increases its dynamism at the bottom, beyond the national governments. Such a multi-actor
setup, according to Sovacool injects a range of epistemologies of governance, which allows
cities, corporations, and civil society organisations to co-produce solutions to climate change
alongside state institutions.
31
The diversification of the network of accountability through this
plurality of actors creates pressure on the transparency, because significant progress is not only
perceived by state reports, but also independent data and citizens. As Keohane and Oppenheimer
emphasize, these mechanisms of distributed responsibility reinforce the effect of ratcheting-up
where actions by societal actors encourage states to increasingly become ambitious with the aim
to be motivated by reputation. The explanatory value of this system is that it has re-
29
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30
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31
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Assessing Paris Agreement's bottom-up approach in climate regime 12
conceptualized climate politics as the participatory commons, not as a diplomatic negotiation,
extending the agency and ownership. Such democratization of climate governance is consistent
with the current trends in the direction of polycentric environmental management, in which
power is decentralized among several levels in order to enhance efficacy and flexibility.
Balancing Mitigation and Adaptation
Mitigation
The Paris Pact, which hopes to contain the increase in global temperature to somewhat
below 2°C in the pre-industrial era and strive for a 1.5°C rise, provides a framework to
progressively meet this mitigation target.
32
After a period of five years, the parties to the
agreement are to forward new NDCs, which should describe a plan for emission reduction and
the projection for the period to come. According to Article 4, the communication and update
mechanisms of the national climate action plans are cyclical, with the ultimate goal being to
gradually increase the mitigation ambition in the medium term.
33
Nevertheless, the bottom-up
method of the agreement is questioned by the critics, who state that it, in fact, leads to lower
ambition, as it allows each country to determine its contributions according to their own interests
instead of applying the top-down, science-based approach that directly links emission cuts with
temperature limits. Worry has grown up as the first circular of NDCs, to be realized by 2025, has
been submitted, and these seem to be just leveling emissions, and around 3°C of warming is
32
Barnett, Jon. "Global environmental change III: Political economies of adaptation to climate
change." Progress in Human Geography 46, no. 4 (2022): 1106-1116.
33
IBID 1110.
Assessing Paris Agreement's bottom-up approach in climate regime 13
therefore likely to be realized by 2100.
34
The result of this acutely goes beyond the treaty's 2°C
allowed threshold and far beyond its 1.5°C targeted goal, which really shows that the importance
of considering the shortcomings and shortages in the current strategies when it comes to climate
change cannot be underestimated.
Some developing economies, e.g., India, have designed their climate initiatives not in
terms of emissions limits per unit of GDP but in terms of the overall emission caps. Take, for
instance, India's targets of reducing its emissions intensity by 33–35% by 2030 from 2005
levels.
35
For example, China and other large emitters like China have extended coal power
expansion in their unconditional NDCs. The goals of China's NDCs consist of reaching peak of
CO2 emissions by 2030, followed by complete carbon neutrality by 2060. Yet, without binding
and harmonized standards for the different individual commitments, it has been argued that this
bottom-up model may foster competitively driven race-to-the-bottom climate ambition levels.
36
In spite of these uncertainties, the bottom-up approach provides avenues through which countries
can tighten their national development plans’s mitigation measures in conjunction with their
industrial growth plans.
37
Through the iterative NDC process and compliance tools like periodic
stocktaking and review, the purpose is to encourage a gradual increase in mitigation
contributions over time. The involvement of China and India, the major producers of greenhouse
gases, is progress compared to the unfair Kyoto model, showing their willingness to participate
34
Eskander, Shaikh, Sam Fankhauser, and Joana Setzer. "Global lessons from climate change
legislation and litigation." Environmental and Energy Policy and the Economy 2, no. 1 (2021):
44-82.
35
Eskander, Shaikh, Sam Fankhauser, and Joana Setzer. "Global lessons from climate change
legislation and litigation." Environmental and Energy Policy and the Economy 2, no. 1 (2021):
44-82.
36
IBID 45.
37
IBID 46.
Assessing Paris Agreement's bottom-up approach in climate regime 14
in global climate initiatives.
38
Nevertheless, there is a need to ensure that these contributions
work in alignment with the overall objective of limiting global temperature rise to well below
2°C above pre-industrial levels, as per the Paris Agreement.
Adaptation
The global aim of strengthening adaptive capacity, resilience, and vulnerability reduction
to climate change is enshrined in Article 7. This entails incorporating adaptation communications
and mitigation policies into national NDCs. All the same, the measurement, reporting, and
compliance processes are not as strong as those of mitigation measures. Instead, we present
adaptation commitments as qualitative adaptation priorities, efforts, needs, and planning
processes.
39
Adaptation has a structural disadvantage. The NDC vehicle sees adaptation as an
afterthought to the core of the agreement, which is a mitigation commitment. Besides, adaptation
components lack a concrete quantitative target or a cyclical review process to boost ambition
over time. The UN Environment Programme's Adaptation Gap Report 2022 estimates the costs
of adaptation will rise to about $160–$340 billion annually by 2030 and $315–$565 billion by
2050 for developing countries only.
40
Nevertheless, the developed countries are lagging behind
their financial commitments, as they provided only $29 billion of adaptation finance in 2020,
leaving an adaptation finance gap.
41
Weakest countries with climate impact characteristics make
adaptation and climate resilience crucial for their existence, but the absence of adequate focus
38
Barnett, Jon. "Global environmental change III: Political economies of adaptation to climate
change." Progress in Human Geography 46, no. 4 (2022): 1106-1116.
39
Eskander, Shaikh, Sam Fankhauser, and Joana Setzer. "Global lessons from climate change
legislation and litigation." Environmental and Energy Policy and the Economy 2, no. 1 (2021):
44-82.
40
IBID 70.
41
IBID 71.
Assessing Paris Agreement's bottom-up approach in climate regime 15
and resources may worsen adaptation deficits and lead to higher humanitarian and developmental
barriers. The IPCC report states that climate change is already contributing to humanitarian
crises, and at least 3.3–3.6 billion people live in places highly vulnerable to climate change.
42
Inadequate adaptation mechanisms can thus result in the aggravation of poverty, food insecurity,
water scarcity, and displacement and, as such, hinder sustainable development efforts.
The treaty attempts to fully recognize adaptation alongside mitigation by offering a
global adaptation goal, which means it is a commitment equally as serious as all mitigation aims.
Through the process of bottom-up, countries will be able to determine the exact areas of
adaptation and needs where their highest risk of climate change is and also specially impacted
sectors.
43
While the focus remains on mitigation, the main contribution cycles (ACTION)
continue to attract more attention with palpable effects. With the lack of cross-linked goals on
finance, quantitative targets, or robust financial requirements for the accounting of adaptation,
the key element can be considered critically unbalanced and underrepresented in the Paris
agreement, almost like a missing puzzle piece. The UNEP Adaptation Gap Report 2022
anticipates that the total cost of adaptation in developing countries by 2030 will be in the range
of $155 to $330 billion, and by 2050, it will be in the range of $285 to $565 billion. However,
global financial funding for adaptation has been far from adequate.
44
In 2020, the global financial
42
Barnett, Jon. "Global environmental change III: Political economies of adaptation to climate
change." Progress in Human Geography 46, no. 4 (2022): 1106-1116.
43
Sovacool, Benjamin K. "Advancing the international political economy of climate change
adaptation: political ecology, political economy and social justice." In Handbook of the
international political economy of energy and natural resources, pp. 33-49. Edward Elgar
Publishing, 2018.
44
IBID 40.
Assessing Paris Agreement's bottom-up approach in climate regime 16
funding for adaptation was only $29 billion, leading to a significant finance gap.
45
This may
affect developing countries and small island states that have the least.
Other Components of the Regime
Climate Finance
The key component of the agreement is an action that would make financial transfers
from developed countries to mitigation and adaptation efforts in developing countries. This
provision reiterates the intention of developed nations to raise at least $100 billion each year
until 2020, with this amount being extended up to 2025, along with the decision to come up with
new qualitative obligations for these future quantitative financial targets, which start at a
minimum of $100 billion annually.
46
Nevertheless, for many years, developing countries have
signed these agreements, but the policies of highly developed countries demonstrate these
countries' inconsistency with the financial commitments they have pledged. Estimates indicate
that the mobilization of only $79.6 billion took place in 2019.
47
Adherence to involuntary rules is
becoming nonexistent and hinders the fund's ability to make enough contributions. The
developing countries have appealed to this funding deficit to fault its ability to meet the
conditional NDC goals, which require aid transfers. They fight for equalization on the spending
side by emphasizing that funds should be equally distributed between mitigation and
investment.
48
The bottom-up model gives the developed countries an option to fund their
commitments on a voluntary basis, which might not be easy to access for every entity,
45
IBID 41
46
Pauw, W. Pieter, Paula Castro, Jonathan Pickering, and Shikha Bhasin. "Conditional nationally
determined contributions in the Paris Agreement: foothold for equity or Achilles heel?." Climate
policy 20, no. 4 (2020): 468-484.
47
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48
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Assessing Paris Agreement's bottom-up approach in climate regime 17
particularly during periods of crisis like these. On the other hand, the approach makes recipients
of countries eligible to determine the allocation of funds in alignment with the gap in the existing
finance models, which gives them a chance to have ownership and prioritization.
Technology Transfer
Achieving the availability of vital technologies like renewable energy, efficient
infrastructure, resilient agriculture, and carbon capture is the key not only to mitigation but to
adaptation as well, with a focus on developing countries. The agreement offers a technology
framework to provide full and rigorous guidelines on the implementation of financial
incentives.
49
Even so, the transfer of technology that has been attempted in the past has been
faced with issues that can be attributed to intellectual property rights, restricted funding, and
inferior organizational capacity. The Paris Agreement does not present any solution to these
challenges; it merely restates the previous commitments without introducing any new binding
rules or fines for not respecting them.
50
Developing countries have considered the agreement to
be too general and without a near-term enforcement mechanism. With no clarity on the
guidelines and consequences for not acting, efforts to maintain the balance of technology
distribution among developing countries are hindered, thus challenging their endeavor to
effectively mitigate and adapt to climate change.
51
Therefore, the urgent need for strengthened
initiatives to deal with the challenges of this process and provide the assistance that is actually
effective in order to guarantee tangible benefits to the most vulnerable communities is clear.
49
Ockwell, David, Robert Byrne, Joanes Atela, Victoria Chengo, Elsie Onsongo, Jacob Fodio
Todd, Victoria Kasprowicz, and Adrian Ely. "Transforming access to clean energy technologies
in the Global South: Learning from lighting Africa in Kenya." Energies 14, no. 14 (2021): 4362.
50
IBID 4362.
51
IBID 4362.
Assessing Paris Agreement's bottom-up approach in climate regime 18
Capacity Building
Despite having the capacity and potential to handle some of these climate change-related
activities in developing nations, they require immediate support in enhancing human skills and
institutional capacity in critical areas like carbon monitoring, climate modeling, policy analysis,
and solar deployment. This demand is manifested in the fact that currently, as of 2021, about
60% of the developing world lacks the technical capacity for climate change mitigation and
adaptation, with the United Nations Framework Convention on Climate Change (UNFCCC)
revealing this in a recent report.
52
One of the key reasons for the need to develop capacity is
highlighted in the Paris Agreement, which stresses the fact that enhancing the capacity to act on
climate change unlocks many solutions across all the climate action processes.
53
The contract
determines the need for all countries to include capacity building in their nationally determined
contributions (NDCs), and developed countries are obliged to improve capacity building
assistance in this regard. Although the above-mentioned measures were taken to avoid these
problems, the critics believe that the decentralized approach used by the agreement may lead to
inequalities in assistance levels.
54
The UN World Bank has conducted a survey on the
effectiveness of capacity building in developing nations, which covers 30 percent of the needs.
55
This was done in the year 2020. Therefore, the demand for enunciating the roles or
responsibilities of capacity building becomes clearer in order to ensure the fairness of the process
and help underdeveloped countries achieve their targets in combating climate change.
52
Ockwell, David, Robert Byrne, Joanes Atela, Victoria Chengo, Elsie Onsongo, Jacob Fodio
Todd, Victoria Kasprowicz, and Adrian Ely. "Transforming access to clean energy technologies
in the Global South: Learning from lighting Africa in Kenya." Energies 14, no. 14 (2021): 4362.
53
IBID 4362.
54
IBID 4362.
55
IBID 4362.
Assessing Paris Agreement's bottom-up approach in climate regime 19
Strengths and Limitations
Potential Advantages
The Paris agreement’s bottom-up approach, which is based on voluntary national targets
that take into account the realities of each context, is considered more inclusive and equitable
than the previous requirements that were condemned by many developing economies as
perpetuating an injustice. This movement has, thus, contributed to improved political viability
and worldwide participation, which have been cited as problems of the previous regimes. Under
this model, countries preserve their national sovereignty and, as a result, are free to align their
climate targets with their own development agenda and policy choices that consider
differentiated responsibilities depending on each country's circumstances.
56
By rejecting the
strict deficit/surplus trading system, the treaty may develop other cooperative potentials. As per
data from the International Energy Agency (IEA), country-led actions structured around their
specific needs, such as investing in resilient infrastructure, renewable deployment, and ecological
conservation, have reached a record high of $303.5 billion as of 2021, which demonstrated the
real potential of countries to take nationally appropriate actions.
57
Such empowerment makes
efforts more ambitious and contributes to the establishment of a cooperative atmosphere for the
accomplishment of a common climate agenda.
In the adaptive renewing mechanism of the NDC cycle layout of the Paris Agreement, the
countries are able to progressively increase their commitments over time, in line with both their
56
Chan, Sander, Harro Van Asselt, Thomas Hale, Kenneth W. Abbott, Marianne Beisheim,
Matthew Hoffmann, Brendan Guy et al. "Reinvigorating international climate policy: A
comprehensive framework for effective nonstate action." Global Policy 6, no. 4 (2015): 466-473.
57
IBID 469.
Assessing Paris Agreement's bottom-up approach in climate regime 20
economic growth and technological improvements. By comparison, this approach completely
differs from the static model of "top-down," which is going to be outmoded by fast-developing
national realities.
58
Through the adoption of periodic flexibility and additionality, the
decentralized approach promotes adaptability to the current circumstances while maintaining
alignment with workers who can adequately meet the tasks at hand.
59
Such adaptability becomes
one of the pillars that support the economy as it goes through rapid technological progress and
economic changes. As per the IEA's statistics for 2020, global renewable energy capacity grew
by 10.3%, which shows how countries must undertake their climate commitments for emerging
clean energy technologies.
60
Also, the bottom-up perspective ensures that adjustments are made
in response to climate change developments, making sure that countries remain ambitious and
relevant in their climate action plans. Incorporating flexibility additionally gives space to new
ideas and research, which can be directly applied to more successful mitigation actions and
adaptations.
61
So, the bottom-up model that implies the use of dynamic, iterative processes can
play a significant role in securing the viability of efforts related to climate action, despite the
changing economic and technological milieu.
The Paris Agreement's transparency and accountability focus, despite being disjointed, is
a governance improvement, but uniform reporting requirements keep the countries aligned.
National data and target verification by technical expert reviews is a significant factor that allows
58
Keohane, Robert O., and Michael Oppenheimer. "Paris: Beyond the climate dead end through
pledge and review?." Politics and governance 4, no. 3 (2016): 142-151.
59
IBID 143.
60
Rockström, Johan, Joyeeta Gupta, Timothy M. Lenton, Dahe Qin, Steven J. Lade, Jesse F.
Abrams, Lisa Jacobson et al. "Identifying a safe and just corridor for people and the
planet." Earth's Future 9, no. 4 (2021): e2020EF001866.
61
Tobin, Paul. "Leaders and laggards: Climate policy ambition in developed states." Global
Environmental Politics 17, no. 4 (2017): 28-47.
Assessing Paris Agreement's bottom-up approach in climate regime 21
the state to improve the credibility of the information provided and makes it more reliable.
62
Additionally, public display provides another layer to hold countries’ accountable, as these
countries would be subject to reputational incentives to pursue the goals that they had pledged,
even in the absence of formal consequences.
63
As defined by the UNFCCC in the published
report for 2020, as of now, 90% of different countries have been submitting updated climate
action plans, thus revealing the influence of transparency procedures on boosting ambition.
64
Furthermore, the treaty's provision of stakeholders beyond the conventional governments
provides room for climate action in cities, businesses, and civil society. When they take a seat at
the table, they can introduce their ideas or aid in implementing their initiative, making them
more likely to see success. As per the Carbon Disclosure Project (CDP) data, non-state actors
contributed exceedingly over 55% to global emissions reduction in 2020, which further
emphasizes the substantial support extended by subnational and non-state bodies for climate
action.
65
Through the channeling of their ingenuity and entrepreneurial vibes, these actors will
supplement the efforts of the government and will likely be the main drivers for the achievement
of the goals set forth in the Paris Agreement.
One of the Paris deal's strengths is its capability to trigger collaboration across various
sectors and integrate climate action which is a part of a broader agenda of sustainable
development. It does this mainly by urging countries to make sure that their NDCs are in line
with their socio-economic priorities, hence the agreement is seen as a promoter of harmony
between environmental protection, economic growth, and social welfare. Through this integrated
62
IBID 29
63
IBID 35
64
Keohane, Robert O., and Michael Oppenheimer. "Paris: Beyond the climate dead end through
pledge and review?." Politics and governance 4, no. 3 (2016): 142-151.
65
IBID 144
Assessing Paris Agreement's bottom-up approach in climate regime 22
approach, one will be able to achieve climate goals without the risk of developmental needs
getting compromised, especially in emerging economies where growth and poverty alleviation
are the most urgent tasks. Also, the bottom-up structure has been a source of regional
partnerships and bilateral cooperation between countries that are sharing knowledge, technology,
66
and financing to move toward sustainability goals that they have in common. These
collaborations bring about an innovation as well as a transfer of knowledge, and at the same
time, they enable the partner countries to tackle the barriers of capacity while at the same time
they have options of different pathways of decarbonization.
67
The existence of such a system
which calls on governmental and non-governmental sectors for their interest and contribution,
hence, creating an environment of collective ownership, is one of the factors that global climate
governance is able to be resilient for a long period of time. In the end, the Paris framework
provides an example of how climate ambition can be sustained together with development if it is
organized around reciprocity, sharing of knowledge, and locally oriented adaptation strategies.
However, some limitations still exist that prevent the complete realization of these
potential benefits. The voluntary nature of the Paris framework, which is a way to keep the doors
open for everyone, usually results in different levels of ambition and a scattered implementation
of the agreement. There are some countries that do not have the technical or financial resources
to make their commitments bring real results, and then there are some countries that give less
progress reports because they have limited data systems. The difference between what is
promised and what is really done in terms of emissions reduction is still a problem that comes up
again and again due to the absence of stronger external verification mechanisms or performance-
66
IBID
67
IBID
Assessing Paris Agreement's bottom-up approach in climate regime 23
based incentives. On top of that, the political will to keep the commitments over the long run
may be influenced by changes in domestic priorities and leadership, thus the consistency of
national efforts may be affected. The framework's reliance on goodwill and moral obligation
instead of enforceable compliance may also weaken collective progress when there is a lack of
global coordination.
68
So, the bottom-up approach is more legitimate and allows for more
participation, but it still needs to be supported continuously by financial stability, technological
fairness, and open monitoring systems in order for the openness to have measurable and lasting
effects.
Potential Limitations
The two most predetermined obstacles within the Paris Agreement, lack of purpose and
lack of enforcement structures, have become the most challenging issues. The global NDCs
together would result in over 3°C warming, which is beyond what is expected to go through the
long-term temperature goals, according to the IPCC, an intergovernmental body.
69
This is a clear
sign of the countries´ joint pitifulness on the issue right at the initial stage. The dependence on
the voluntary principle of national self-determination amplifies the problem of enforcing
countries to follow the science-inspired zero-carbon development necessary for the reduction of
global warming. On the other hand, it is also vital to understand the disincentives that free-riding
and competition may create, as countries can have motives to increasingly weaken their
68
IBID
69
Rockström, Johan, Joyeeta Gupta, Timothy M. Lenton, Dahe Qin, Steven J. Lade, Jesse F.
Abrams, Lisa Jacobson et al. "Identifying a safe and just corridor for people and the
planet." Earth's Future 9, no. 4 (2021): e2020EF001866.
Assessing Paris Agreement's bottom-up approach in climate regime 24
mitigation actions to protect their economic interests.
70
The fact that the collective effort
mechanism is not as well developed in the bottom-up model as in the top-down one and that
there is no real mechanism to penalize freers who do not fulfill their duties based on their ability
compounds that problem.
71
The emphasis by the World Bank on the deficiency of the agreement
in terms of ambition level and enforcement serves to widen the gap between the emissions set
and the actual emissions, which results in ineffective global efforts to reduce greenhouse gas
emissions.
Capacity issues still remain the biggest obstacle in the way of developing countries,
which have so far adopted aggressive commitments to the Paris Agreement. The countries,
which have expressed their commitment to high-level targets, are forced to deal with issues like
insufficient funds, inadequate technology, and a lack of capacity that disallow them from
realizing what they intend without getting external help.
72
In line with the World Bank, it is
estimated that about 75% of the developing countries, at the end of the 2021 year, will recognize
capacity gaps as a key hindrance to NDC implementation.
73
This structural barrier that has long
been standing is the clearest signal that the aid and finance provisions in the deal must be
bolstered. In addition, the new and changing scenario of future revision cycles gives rise to extra
difficulties as the base level of performance is raised, justifying the contribution made by
countries that have already pledged to exceed the original starting point.
74
In 2020, according to
70
Rockström, Johan, Joyeeta Gupta, Timothy M. Lenton, Dahe Qin, Steven J. Lade, Jesse F.
Abrams, Lisa Jacobson et al. "Identifying a safe and just corridor for people and the
planet." Earth's Future 9, no. 4 (2021): e2020EF001866.
71
IBID 23
72
Tobin, Paul. "Leaders and laggards: Climate policy ambition in developed states." Global
Environmental Politics 17, no. 4 (2017): 28-47.
73
IBID 36
74
Tobin, Paul. "Leaders and laggards: Climate policy ambition in developed states." Global
Environmental Politics 17, no. 4 (2017): 28-47.
Assessing Paris Agreement's bottom-up approach in climate regime 25
the International Energy Agency (IEA), only 18% of global energy-related carbon dioxide
emissions were covered by carbon pricing mechanisms, which is evidence enough of the need to
act decisively in this regard.
75
Unless there are rigorous systems that are developed to never stop
the endeavor of said ambition dynamic, there is a chance that ambition may decline over time. It
is crucial to tackle these capacity constraints and establish an enduring process to ensure the
achievement of the ambitions of the Paris Agreement and the diminishment of the climate
change implications on a worldwide scale.
Future Directions and Policy Implications
Paris Agreement has put in place the foundations of the new form of the climate
governance, but something that is no longer strictly hierarchic. However, climate policy should
become more integrative and results-focused in the future to achieve its potential. The first and
the most important direction is the strengthening of accountability.
76
Although voluntary
participation and flexibility has allowed most people to embrace it, lack of binding enforcements
remains a hindrance in enhancing credibility of commitments. A new generation climate regime
must thus seek to form a hybrid framework of accountability that combines national
independence as well as coordinated accountability. This may include regional peer-review
systems, international climate scorecards as well as periodic compliance summits which reward
openness and punishment of intentional underperformance.
77
It should not be aimed at coercion
but at the establishment of reputational and moral incentives so powerful as to be able to create
75
IBID 38
76
IBID
77
Barnett, Jon. "Global environmental change III: Political economies of adaptation to climate
change." Progress in Human Geography 46, no. 4 (2022): 1106-1116
Assessing Paris Agreement's bottom-up approach in climate regime 26
the drive to take actual action. In this way, the world community would be able to close the
distance between the political promises and the quality improvements that can be measured.
The other critical policy implication also touches on how climate finance should be
changed to a more compelling and open system. The existing model has not done well to provide
sufficient and sustainable financing to the developing countries with repeated promises. The
future structures must embrace ways of automatic adjusting financial flows, as per the indices of
vulnerability and as per performance measures and not as per political bargaining.
78
I would
create a climate solidarity fund on a global basis that is operated by multilateral institutions to
make funds available both in mitigation and adaptation activities on predictable basis. More to
the point, the transparency in the use of these resources should be institutionalized in order to
avoid inefficiency and misuse. The context of climate finance needs to be re-positivized to be not
aid, but a mutual investment in planetary stability, failure to recognize the resiliency of other
countries. Whether or not such transfers can reach their legitimate maturity of a viable global
practice will depend on the fairness and reliability of such transfers.
One other pillar of the future climate agenda is the incorporation of technology and
innovation. The use of new technologies like artificial intelligence, satellite surveillance, and
blockchain can transform the process of monitoring waste emissions, verifying them, and
reporting their presence to the authorities. These instruments might enhance the authority of
national information and also foster real-time openness of the global system. The advancement
of technologies is to be accompanied, but equal access is a must. A big number of the developing
countries are yet to achieve the digital base that would enable them to fully engage in such
78
IBID
Assessing Paris Agreement's bottom-up approach in climate regime 27
sophisticated mechanisms. The capacity-building of bridging this gap will need open-technology
alliances and relationships between the global South and the global North. Innovation must be
democratic instead of monopolized and make technology a common good not a competitive
advantage. The fair spread of technological capability will have the effect of ensuring that every
country, irrespective of its level of income earners, will be able to contribute meaningfully to the
war against climate change.
Empowerment of non-state actors is also an indicator of the trends in the future of climate
governance. Several subnational governments, private companies, research organizations,
networks of civil society have become invaluable drivers of innovation and lobbying. Their
efforts to adapt to climate change, whether at city level or lots of corporate carbon-neutral
promises, are taking a deeper impact on climate landscape than national policies. Their
involvement in the future frameworks of climate should be institutionalized by formal
acknowledgement, monetary rewards and joint decision making forums. This way, there is
increased polycentric, resilient and inclusive governance structure. The relationship between
state and non-state actors can make climate action resemble small-scale endeavors to embryonic
movements changes ambition on a greater scale across the multiple spheres of governance. It is
likely that the future of climate diplomacy can be determined by the level to which this
multiverse of actors is connected and enabled to be co-creators of global solutions.
Climate regimes of the future also need to consider the effects of their decisions over a
long period of time and from one generation to another. The Paris Agreement's five-year review
and revision cycles serve as a basis for continuous improvement, but subsequent frameworks
Assessing Paris Agreement's bottom-up approach in climate regime 28
should go beyond 2050 and take into account the unfolding challenges.
79
This implies the need
for combining scientific foresight, demographic projections, and socio-economic changes in far-
reaching planning. Climate governance should no longer be in a reactive mode, but rather it
needs to be one that foresees risks before they get out of control. On the one hand, policies ought
to feature the principles of adaptive management thus giving institutions the possibility to
modify their strategies as they acquire new data and technologies. On the other hand, making
climate policy temporal structure resilient suggests, among other things, that the climate policy
will still be there when political changes or economic crises occur.
80
Having a long-term vision
would change the nature of climate governance from a sequence of negotiations to a continuous,
global, forward-looking enterprise.
The way the world manages climate issues in the future will rely on the trust that is built
among the different nations and also between the governments and their citizens. Unfolding the
facts to the public, learning from each other, and allowing everyone to take part are the qualities
of the society that is built upon the successful cooperation of the different parties.
81
The Paris
79
Chan, Sander, Harro Van Asselt, Thomas Hale, Kenneth W. Abbott, Marianne Beisheim,
Matthew Hoffmann, Brendan Guy et al. "Reinvigorating international climate policy: A
comprehensive framework for effective nonstate action." Global Policy 6, no. 4 (2015):
466-473.
80
IBID
81
Eskander, Shaikh, Sam Fankhauser, and Joana Setzer. "Global lessons from climate change
legislation and litigation." Environmental and Energy Policy and the Economy 2, no. 1
(2021): 44-82.
Assessing Paris Agreement's bottom-up approach in climate regime 29
Agreement was the first step in this process, but continuing it requires a much bigger cultural and
political change. Governments have to stop seeing the fight against climate change as a
competition in which the security of the shared future is at stake. Global cooperation at its next
level will be possible only if national interest is aligned with collective survival. The change
from voluntary commitment to moral obligation will be so obvious and irreversible when
countries take this understanding to heart.
82
It is only then that people can leave negotiation
behind and move to transformation, which is the realization of a global order that protects both
the earth and the generations that are yet to come.
Conclusion
In order to combat climate change and go through emissions mitigation, adaptation, and
resilience development, financial resources and capacities need to be mobilized through
international collaboration. The Paris Agreement of 2015 introduces a new bottom-up model that
delegates countries' emissions reduction and climate actions into Nationally Determined
Contributions (NDCs), based on a national capacity and circumstances assessment. The NDCs
are underpinned by mitigation, adaptation, and support components, taking into account
economic development, energy sources, climate vulnerabilities, and policy priorities. It increases
the level of multilateral participation, promoting sovereign self-determination and, thereby,
giving room for ambition to ratchet over time. Nevertheless, this situation is complicated by a
lack of ambition and the possibility of ‘free-riding’ because of the insufficient monitoring
oversight. Initial NDCs are just the beginning, but they already forecast warming more than the
agreed temperature limit, which, in turn, deepens adaptation resource imbalances. The agreement
82
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Assessing Paris Agreement's bottom-up approach in climate regime 30
signifies the shift in philosophy towards high-level cooperation, which necessitates the buildup
of trust in order to continue peace-making efforts. However, the success of this redesigned
framework rests on its visibility and the political willingness of all parties, an issue that greatly
affects its usefulness. Leastwise, the victory that depends on countries' readiness to achieve
deeper reforms, not just do the bare minimum, is definitely the one that will be recognized as
truly revolutionary.
Assessing Paris Agreement's bottom-up approach in climate regime 31
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