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Introduction
This project is an experiment in molecular anthropological data collection and
analysis from a human post cranial skeleton. The ultimate goal is to develop a targeted,
minimally destructive skeletal sampling method to aid forensic and biological
anthropologists, as well as DNA analysts in the decision of where to obtain bone tissue
samples for optimal DNA extraction. This will be important when dental and cranial
elements are not available in order to guide researchers toward the optimal sampling
site(s) on any given skeletal element from which to attempt extraction. Uniquely, this
project will: 1) utilize knowledge of the cellular components and processes as well as the
biochemical properties specific to the growth and maintenance of human bones in order
to target specific sites on specific skeletal elements for optimal DNA extraction, 2)
incorporate knowledge of cell types to investigate the specific type of bone (cortical or
trabecular) best for sampling at that site, 3) design and construct a visual “heat map” of
the human post-cranial skeleton for use in both forensic DNA and ancient DNA (aDNA)
laboratories.
Unlike previous studies, this project begins from a targeted cellular and
microstructure-based approach. Utilizing knowledge of the cell and tissue types,
ontogeny, and chemical properties of bone, this project seeks a new explanation for
differential DNA preservation in intra-and inter-elemental extraction sites. The project
includes traditional chemical DNA extraction, amplification, and quantitation methods, as
well as Attenuated Total Reflectance Fourier Transform Infrared spectroscopy (ATR-
FTIR) to aid in the development of a precisely targeted, minimally destructive, approach
to DNA extraction from human or hominin bone. Finally, the results will be used to
create a sampling method that is more accurate, significantly less destructive, and thus
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more cost and time efficient than methods used previously. The method can be used by
forensic practitioners as well as biological anthropologists involved with genetic and
genomic research of ancient humans and hominins. By starting from a cellular and
biochemical launching point, this project seeks to bridge the knowledge gap between
forensic anthropology, forensic DNA analysis, and biomedical understanding of human
skeletal biology and to make that knowledge accessible and applicable to those
professionals on the front lines of the real-world problem of identifying unknown human
skeletal remains.
Historically, forensic anthropological studies investigating optimal DNA
extraction sites have focused solely on the osteological element, assuming that external
taphonomic factors are behind the relative qualities and quantities of genetic material
obtained (1–8). In studies such as these, failure of an element to yield adequate DNA for
a full STR profile was blamed on environmental variables such as time since death, soil
type or pH levels, or exposure to water or sunlight, rather than the potential lack of
appropriate cellular contribution at the extraction site. Some studies discuss the potential
primacy of cellular contribution to the surviving genetic material and lament the lack of
current documentation as to how different cell types contribute their endogenous DNA to
the hydroxyapatite or dental tissue under investigation (1,2,9,10).
For example, in 2015, Higgins, et al. reported differential results between nuclear
and mitochondrial DNA (mtDNA) in extractions from different dental tissues. Dentine
yielded consistently higher amounts of mtDNA, whereas cementum was better for
nuclear DNA. This very possibly could be due to different cellular populations operative
during life and the authors state as much, adding that individual age is known to play a
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role in both tissue consistency and cellular populations. Similarly, in 2019, Antinick and
Foran reported greatest success in DNA extraction results with samples taken from the
epiphyseal regions of long bones with somewhat less success in the metaphyseal regions,
and least success in the diaphyseal sites. They, too, reported intra-element differences in
DNA type success rates, further suggesting that mere osteocyte populations are not
necessarily responsible for the genetic contribution. In one of the few documented
attempts to reconcile DNA and bone cell type in 2017, Andronowski, et al. were
unsuccessful in correlating osteocyte population to nuclear DNA yield. To date, no
studies have been found that address the potential DNA contribution from either
osteoblasts (including bone-lining cells) and/or osteoclasts.
Indeed the technology behind today’s genetic analyses has advanced sufficiently
that many post-mortem influences, which in the past seemed insurmountable, can be
much more easily navigated with better sampling methods. Problems that are frequently
encountered in DNA analysis such as chemical inhibitors that are extracted with the bone
tissue and low DNA copy number can often be somewhat counteracted with enhanced
chemistry at the extraction/purification phase and with the use of better primers at the
amplification phase. Of course, some samples will be so degraded, either biochemically
or at the molecular level, that nothing can be salvaged. But by starting from a more
educated vantage point and utilizing technology that can identify the untenable samples
prior to catastrophic tissue destruction, it is possible to optimize sampling such that
taphonomic and diagenetic factors are more easily circumnavigated
This study provides a rare opportunity to investigate the role of the different
osteological cell types: osteoblasts (including their differentiation into bone lining cells),
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multinucleated osteoclasts in the process of bone matrix resorption at the time of death,
and fully encapsulated osteocytes, as a potential reason for differential DNA preservation
and extraction quantity and quality in modern forensic cases (1,10–23). The use of ATR-
FTIR will help gauge which types of chemicals remain in each sample prior to traditional
chemical extraction methods (24–30). This will give a strong indication of how much
DNA remains in the sample by the presence or absence of the bond between the
hydroxyapatite and the DNA molecules. Comparing different bone tissue types, the ATR-
FTIR test will help pinpoint the cells that are responsible for observed differences in
DNA preservation. To this point, no studies have employed ATR-FTIR on human
skeletal remains processed in this way (24–26). From this launching point, detailed
analysis will be completed of the variance in DNA preservation and accessibility across a
single, recent individuals’ skeletal remains. This analysis into the number of starting
molecules for mitochondrial, autosomal, and Y chromosomal DNA, as well as the ability
to obtain a complete CODIS profile, will allow for understanding how differential DNA
presence, and therefore accessibility, can be measured across the post-crania.
This research also opens an opportunity to expand the toolkits utilized in both
forensic and aDNA studies by examining the riddle of differential DNA preservation
across bony elements and tissue types. This is a question which has lingered in the
background of many studies across forensic and biological anthropology. Perhaps most
important of all, it affords the opportunity to assist forensic DNA analysts in the pursuit
of identification of unknown human skeletal remains. Unfortunately, complete sets of
human skeletal remains are rarely recovered. Usually, all that is recovered are
disarticulated elements or sets of elements; or worse yet, mere fragments. In order to
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obtain identification, investigators have to rely on forensic anthropologists and DNA
extractions from whatever skeletal material is available. Without thorough understanding
of DNA preservation across elements, identification of the deceased can be elusive. This
is not a hypothetical problem. According to the National Missing and Unidentified
Persons (NAMUS) database and the National Crime Information Center (NCIC), there
are approximately 90,000 cases of missing persons in the U.S. at any given time and
approximately 4,000 new cases of skeletal remains from unknown individuals were
located by law enforcement in 2018 (31,32). With those alarming numbers in mind,
creation of a more accurate and reliable sampling method, focusing on post-cranial
elements, allows forensic anthropologists and DNA analysts to quickly identify which
elements are the best for DNA extraction; specifically, where on a particular element is
the optimal extraction site and, if applicable, whether the dense cortical or the inner
cancellous bone tissue is optimal. Biological anthropologists will also benefit greatly
from a more precisely targeted and minimally destructive sampling ability.
Hypothesis 1 (H1): Due to the presence of multinucleated osteoclasts and the
concomitant proliferation of active osteoblasts involved in the repair and maintenance
(homeostasis) of living bone, there will be higher concentration of both nuclear and
mtDNA present in samples taken from sites on long bones and flat bones where
homeostatic bone activity (resorption) is most prevalent. These sites will occur near
articular points and any place where ante-mortem trauma has occurred.
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Null hypothesis: Due to cellular apoptosis and/or the enzymatic actions involved in
autolysis after organismal death, there will be no increase in the nuclear DNA found in
sites involving in vivo homeostatic bone activity.
Test Expectations: If this hypothesis is supported, then the extractions sites on, or
adjacent to, articular surfaces will yield more complete genetic profiles of all DNA types
than mid-diaphyseal extraction sites or those sites away from articular points on flat
bones.
Hypothesis 2 (H2): In the long bones, trabecular bone tissue is directly involved with the
formation of blood cells and osteoclastogenesis. Across all element groups, trabecular
bone has a higher surface area (43,45) and thus has the potential to trap more genetic
material in the charged hydroxyapatite crystals than does the dense, outer, cortical layer.
Null hypothesis: Due to the porosity of trabecular bone, there will be no noticeable
increase, and there may even be a marked decrease, in the amount of genetic material
found in bone tissue closer to the medullary cavity.
Test Expectations: Because both H2 and H3 are so closely related in both theory and
practice, test expectations for the two hypotheses are combined and elucidated below.
Hypothesis 3 (H3): During differentiation from mature osteoblasts, both bone lining
cells and osteocytes lose most of their mitochondria and experience a marked reduction
in their nuclei (62). Due to these cellular processes, samples taken from osteonal, or
lamellar, tissue in the large, load-bearing elements will not yield as much genetic
material.
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Null hypothesis: There will be no difference in the amount or quality of the genetic
material extracted from osteonal tissue sites of the large, load-bearing bones versus the
cortical and trabecular surfaces.
Test Expectations for H2 and H3: If these hypotheses are supported, then extraction
sites involving trabecular bone will consistently yield more complete genetic profiles of
both nuclear and mtDNA, than will extractions from either the cortical or osteonal layers.
Additionally, very little genetic material will be obtained at all from samples taken from
the osteonal layer of the large long bones.
Hypothesis 4 (H4): Mundorff and Davoren (2014) and Obal (2019) indicate significant
success obtaining genetic material from the bones of the hands and feet. Therefore, it is
hypothesized that due to increased osteoclastic activity, bone groups which are subjected
to a significant degree of lifetime rates of remodeling, will consistently yield more
complete genetic profiles than skeletal elements whose primary functions are more
structural than load- bearing.
Null hypothesis: According to a 2004 study by Pearson and Lieberman, Wolff’s Law
(the premise that bone experiences remodeling as a function of its role in life) is not
always true (33) . Therefore, there will be no noticeable difference in the number of
complete profiles generated from the DNA extracted from load-bearing bone groups
versus that which is extracted from structural or non-load bearing groups.
Test Expectations: If this hypothesis is supported, then extractions from load-bearing
bones and bone groups such as the vertebrae, tarsals/metatarsals, etc., will yield more
complete genetic profiles of both nuclear and mtDNA than will structural elements or
groups such as the ribs and scapulae.
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This project is designed to make a significant contribution to the process of
forensic victim identification, the ethical concerns that arise from destructive analysis of
human bone tissue, and to the preservation of ancient specimens. This can be done by
designing a sampling method that begins with mindful recognition of cell populations and
bone biochemistry, and proceeds through the creation of a “heat map” that clearly shows
the best sampling sites for mitochondrial, autosomal, and Y- chromosomal DNA, if any
can be found. The results of this study will be beneficial across numerous professions and
may well retain its rigor into forthcoming technologies such as forensic genetic
genealogy (FGG).
The following chapters will delve into the history and current theories and
methods of forensic DNA analysis including a focused account of the literature of DNA
extractions from human bone. Following that is a detailed reexamination of what we
know about bone biology and biochemistry. Then comes a thorough look into the
processes of molecular taphonomy and diagenesis. All of these topics weave in and
through one another as a way to address the knowledge that was necessary for the project
as a whole. Once the background has been covered, the methods used in this project will
be covered in detail and that is followed by the results of the experiment, in- depth
discussion of those results, and finally, some thoughts on where to go from here.
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CHAPTER 1: BONE CELLULAR BIOLOGY
HISTORY
A basic understanding of the history of bone biology is foundational because it
illuminates the research leading up to current trends and practices. It also shows where
there are potential gaps that invite contemporary research, such as this project. This brief
section mirrors much of the history of the biological sciences, in that a new discovery
appears, followed by a period of relative quiet until sufficient technology is developed
that allows for further advancement.
In 1691 Clopton Havers published the first known work on the microstructure of
bone (Havers 1691). The canals that carry blood, nutrients, and biochemical messages
through bones are named after him. Due to technological limitations, however, he was
unable to see the cells themselves. For the purposes of this project, the story truly begins
with a publication by Goodsir and Goodsir in 1845, in which the authors reported the
ability to see osteoblasts. The authors believed that they may be responsible for bone
formation. This was supported by the works of Tomes and DeMorgan in 1853 and Muller
in 1858. In 1864 the term “osteoblast” was officially coined and was grounded in the
hypothesis that these cells were of mesenchymal origin (34). In 1873 a German anatomist
named Albert Kölliker discovered a previously unknown type of cell, the osteoclast (nee:
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osteoklast), that seemed to be responsible for the destruction of old or damaged bone
(35). As of 1916, what would eventually be known as the osteon was observed and noted
(36), yet it didn’t appear in the literature as anything other than the literal translation of
the Latin word for bone. Fourteen years later, in 1930, Weidenreich observed that the
bone tissue surrounding what we now know as osteocytes, being shot through with
Haversion canals, was different than the bone on either the periosteal or endosteal
surfaces and the trabecular bone in the medullary cavity. He could see the concentric
rings and distinct lines of demarcation between them and used the term “osteon” to
describe them, but he could not yet ascertain their significance. With the advent of
scanning electron microscopy (SEM), osteocytes were finally observed as distinct cells.
Little was known about osteonal modeling or remodeling until the 1980’s (37,38). And
according to Bonewald, it has only been since about the year 2000 that we’ve known
much about what these cells really are, what they do, and how they are formed.
For the almost 300 years between Clopton Havers’ observation and the
technological explosion of the late 20th century, new information about the structure or
function of the different bone cell types came in small bursts, a decade or two apart.
There was debate, which primed the intellectual pump, but the histochemical technology
to detect the hormones, enzymes, and other chemical factors that play an integral role in
bone growth and re- growth simply were not available. Experiments such as using
Plutonium as a stain that showed that osteoclasts do absorb the bone matrix, or Cartier’s
1951 study that confirmed osteoblastic role in bone matrix production (which had been
originally posited by Goodsir and Goodsir 100 years prior and then discounted) were the
hallmarks of progress for much of the 20th century (39,40). That is, of course, until
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technology advanced enough to show that osteoblastic communication with
hematopoietic cells is necessary to induce osteclastogenesis (41) and allowed
investigators to detect the presence of biochemical factors such as Parathyroid hormone
(PTH), tumor necrosis factor (TNF), and osteoprtegrin (OPG) in the late 1990’s, and the
discovery of receptor activator of nuclear factor ƙB ligand (RANKL) in the early 2000’s
(37).
The discovery of the osteoclast revolutionized scientific understanding of bone
growth and re- growth. The echoes of Herr Kölliker’s discovery, coupled with modern
histochemical analytical methods, and an emerging picture of the communicative role
played by osteocytes, have led to the realization that bone cell types and functions are not
independent of one another. In fact, we now know that bones play vital roles in the
endocrine, immune, and the circulatory systems and are far from being static pieces of
biological lumber(38,42–44). For most of the 20th century, biological and forensic
anthropologists primarily used cellular knowledge of bone structure in qualitative
paleopathological studies until DNA was discovered and extracted from bone in the
1980’s (45,46).
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Image 1- From Sims and Gooi 2008-Included here to show the complex biochemical interactions between cell types
during resorption. Osteoclasts (red) pave the way for bone lining cells (flatter blue rectangles) which derive from
osteoblasts (tall blue cells). Osteocytes are the black dots in white, stellate, lacunae. If one of the osteoblasts is
programmed for differentiation into an osteocyte, it would be the middle of the three in order to allow the
surrounding cells to encase it within the unmineralized osteoid.
For most of the history of bone biology, it was assumed that because osteoclasts
operate on bone, they must derive from the same lineage. Today, we know that
osteoblasts derive from mesenchymal stem cells, which are also responsible for the
development of chondrocytes and other tissue progenitor cells. Osteocytes are
differentiated osteoblasts that have shed their mitochondria, become completely
ensconced within the bone matrix, and taken on a new role (14,15,38,47). Additionally,
we know that osteoclasts derive from hematopoietic progenitor cells of the monocyte-
macrophage lineage rather than those of mesenchymal lineage (11,37,43). This is
relatively new information that only became available when technology was sufficiently
advanced to detect the biochemical pathways involved with macrophage differentiation
into other immunological and hematopoietic cells.
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Now that science has a solid foundational knowledge, and the technological
capacity to detect, measure, and experiment with bony tissues outside of the human body
(in vitro), much of the recent research being performed in this field deals with pathology
and trauma. Conditions such as osteoarthritis (OA), osteoporosis (OP) and osteopetrosis
are being investigated further. With the discovery of tumor necrosis factor (TNF) related
to osteoclastic activity, there is much research focused on how various tumors influence,
and are influenced by, osteoblastic and osteoclastic activity. These tumors and cancers
are not only limited to the bones; since osteoclasts derive from hematopoietic cells, their
biochemical signals and pathways are systemically pervasive and can be found in
disorders involving smooth muscle cells, lung cancers, and kidney diseases, just to name
a few.
Despite the current state of our understanding of bony tissue, most forensic
anthropological research is not concerned with which cell types are yielding DNA and
the question of why their results emerge as they do are addressed simply in terms of
taphonomy. In the majority of studies there is no cellular examination to help elucidate
why the sample did not produce any viable DNA or, perhaps, produced only limited
amounts. Those studies that do involve cellular components or processes (outside of
genetic analyses) primarily involve human/non-human comparisons, the differentiation of
osseous or dental material from wood or non- biological material (48,49) or are looking
at biochemical signatures of burned remains such as the Ubelaker (2009) study (50).
Most of the introductory level textbooks in forensic anthropology do address the different
cell types and their respective roles, but little is said beyond a brief introduction (51–55).
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Ever more targeted approaches to forensic analyses, especially those involved in
the identification of unknown remains, characterize the state of the research today. Even
as costs decrease somewhat from the earlier years of DNA analyses, financial concerns
still dictate a good portion of workflow in law enforcement (LE) offices, crime labs, and
so on. The ability, therefore, to target a small bone or portion of a bone for optimal DNA
analysis is a worthwhile goal. And the dissemination of this knowledge to current and
forthcoming generations of forensic anthropologists is an important aspect in our
cooperative efforts with LE officials, Medical Examiners (ME’s), coroners, and crime
labs. Increasingly stringent rules of admissibility of scientific evidence and expertise in
courts also demand more accurate and targeted scientific understandings.
BONE TISSUE TYPES
It is well understood that bone is both composed of, and responsible for, the
storage and homeostasis of molecular nutrient essentials such as calcium and phosphate.
Current characterization of bone tissue types varies between two or three categories,
depending on the goal of the material, whether investigative or descriptive; and the names
of each type may also vary. For example, some authors prefer the term “cancellous” or
even “spongy” rather than “trabecular”. For the purposes of this study, it useful to break
up bone tissues into three types and the following terms, listed in order from exterior to
interior will be used: the term Cortical here refers to the very outer layer that is just below
the periosteum; Osteonal refers to the layer (found exclusively in major long bones) that
is developed in concentric rings with Haversian and Volkmann’s canals; and Trabecular
which refers to the inner- most layer of most elements, contains hematopoietic cells, and
is outside of the endosteum. A fourth type of bone, diploic, is found only in the cranium,
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and because this project does not involve DNA extraction sites from the cranium or
mandible, this bone type is not thoroughly discussed. Furthermore, since this project
focuses on adult skeletal tissue, immature or woven bone is addressed only as a reference
in the section on skeletal ontogeny.
Cortical Bone
For the purposes of this study, “cortical bone” is used to refer to the
circumferential layer just below the periosteum. Often lumped together with lamellar
bone, it is created in layers of opposing direction to make it the hardest, outer layer of the
bones. It is what offers the greatest protection from most types of trauma and it is the site
of anchorage for the muscles, tendons, ligaments, cartilage, and periosteum. Structural
failure of the cortical layer results in a wide array of pathological conditions, most of
which are characterized by element deformation (19,56,57) and/or fragility. Damage to
the cortical layer often results in damage to the periosteum. This can result in various
infections such as periostitis, osteomyelitis, and so on. Not surprisingly, then, the cortical
layer is the first layer to be repaired in traumatic injury. Evidence of healing can be seen
in as little as 2-3 days after the traumatic event (17,19,43,58–63). Even in cases of
trauma, osteoclastic activity is stimulated to remodel the bone surface around the area to
prepare it for the osteoblasts to deposit new osteoid and allow for fresh hydroxyapatite
mineralization. A more detailed examination of the healing process of bone is included in
a later section that deals with the specific trauma and pathology found on the skeletal
material used in this study. Specific cellular activity is also detailed more thoroughly in
the sections below.
Osteonal Bone
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For this project, the thick layer of bone between the cortical layer and the
medullary cavity/ trabecular layer is referred to as osteonal bone. As noted above, this
tissue is often called lamellar and is not always conceptually separated from the outer,
cortical layer. This tissue is laid down in concentric rings delineated by cement lines and
shot through longitudinally with Haversian canals, and latitudinally with Volkmann’s
canals. Osteons are sometimes referred to as “Haversian systems.” Also characteristic of
osteons are the presence of osteocytes in their lacunae and the dendritic process
extending from them through canaliculi. Trauma to the osteonal bone is the last tissue to
be healed once both outer and inner tables have regained structural integrity. Osteoclastic
activity in the osteons is much slower, both in initial response time and in progression
due to the energy involved in reaching the resorption site(s). See the sections on
osteoclasts and osteocytes for further specifics on cellular anatomy, processes, and
pathology.
Trabecular Bone
Trabecular bone tissue is found in the medullary cavities and is the primary bone
tissue type at the proximal and distal ends of the long bones. It also makes up the
majority of all the bony tissue in the hands and feet. Often referred to as “spongy” bone
because of its porous appearance, trabecular bone is the site of blood cell formation in the
medullary cavities and is thus the site of osteoclastogenesis (the formation, or birth, of
osteoclasts). Starting as rapidly and chaotically formed woven bone during ontogeny,
trabecular bone goes through extensive and continual remodeling during youth and
adolescence, becoming more organized and structurally functional (64). The epiphyses
and metaphyses of the long bones are primarily trabecular bone covered in a cortical shell
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which allows for dramatic growth of the element(s) from birth until full skeletal maturity
when the cartilaginous growth plate that joins the epiphysis to the metaphysis is
completely ossified (40,65,66).
BONE CELL TYPES
Traditionally, bone is described in the forensic anthropological literature in terms
of three (or even four) distinct cell types. It is actually somewhat misleading, and nearly
incorrect, to separate bone cell types so much since two of the three (osteoblasts and bone
lining cells) are nearly identical and osteoclasts are more akin to immunological cells
than bone cells. Mostly, this taxonomic segregation is carried out by describing the
primary function of each cell type. However, the interdependence of the cell types cannot
be overstated. Indeed, understanding of this interdependence led researchers to coin the
term “Basic Multicellular Unit” or BMU. Still, it may be argued that, 1) due to their
hematopoietic origin (meaning that they are actually derived from the same stem cells
that produce blood cells), osteoclasts are not truly bone cells at all, 2) that because both
bone lining cells and osteocytes are actually transformed osteoblasts, that 3) there is
really only one type of bone- specific cell (osteoblasts) which performs multiple inter-
related functions. However, for the purposes of this project, the traditional distinction
between the bone cell types will be utilized, with the exception that bone lining cells are
herein classified with osteoblasts. Each individual cell type will be discussed in relevant
detail from genesis through apoptosis. The biochemical pathways involved in the
communication between the cell types will be only generally addressed, as the detailed
specifics of them are outside the scope of this project.
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OSTEOBLASTS
Osteoblasts originate from mesenchymal stem cells (MSC’s) found in the
periosteum and the endosteum. MSC’s also give rise to fibroblasts, chondroblasts, and
other cells responsible for the production of tendons, ligaments, and cartilage (15,16,20).
Osteoblasts are principally responsible for the deposition of bone matrix, making them
essential for bone formation, growth, and remodeling. This also means that they are of
primary interest in pathologies of hyper- or hypo- trophic bone development, such as
osteopetrosis and osteoporosis, Paget’s disease, hyperparathyroidism, etc.
Beginning as preosteoblasts, these cells are irregularly shaped and produce
collagen types I, II, and III precursor molecules. Working with other biochemicals such
as alkaline phosphatase and osteonectin, the preosteoblast then differentiates into a
mature osteoblast and begins producing the bone matrix, or osteoid (67). Mature
osteoblasts are cuboidal in shape, contain a distinct nucleus, mitochondria, rough
endoplasmic reticulum, well- defined Golgi apparatus, and secretory vesicles. Normal
osteoblasts typically produce about 0.5 µm of bone matrix per day and persist for up to
100 days, depending on the need. After this period osteoblasts may undergo one of four
possible changes. They may differentiate into bone lining cells, differentiate into
osteocytes, they may succumb to programmed apoptosis, or undergo metaplasia and
transdifferentiate into chondroblasts (16,20,22,67,68). According to the 2006 study by
Franz-Odendaal, et al., there are multiple factors (including: species, sex, overall
organismal health, bone type, and many others) which play a role in determining what
proportion of osteoblasts follow each of the above trajectories. Estimates vary widely and
range from 50- 80% that undergo apoptosis. Parfitt’s 1990 study suggests that only about
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30% of osteoblasts differentiate into osteocytes. These numbers are hard to pin down in
living organisms and are not conserved among taxa or bone types. (16,67,69).
If differentiation into bone lining cells occurs, the cells flatten and lose much of
their cytoplasm, mitochondria, and other organelles. If they come into contact with
sufficient parathyroid hormone (PTH), bone lining cells shrink even further, excreting
enzymes that remove a thin layer of osteoid from the surface of the mineralized bone
matrix and prepare it for resorption by osteoclasts (11,15,42,56,70). This shrinkage, loss
of cytoplasm and organelles, and bone surface preparation also act as a biochemical
“runway” for the osteoclasts which were activated by biochemical signaling from
osteocytes or other factors (37,43). Under normal conditions, apoptosis of osteoblasts on
bone surfaces acts as an inhibitory signal to osteoclasts when bone remodeling and
osteoid apposition need to stop, slow down, or change direction. This is different than the
inhibitory signals which modulate bone remodeling and apposition in osteonal units.
Those signals come from neighboring osteocytes (71,72). The reason for this is simply
that most osteocytic dendrites run through canaliculi that are parallel to the bone shaft
and thus intersect more with other osteonal BMU’s than with those on the surfaces of the
bones. There are dendrites that do reach the bone surfaces via canaliculi that run
transversely, or perpendicular to the long axis of the bone, and osteocyte communication
with the bone lining cells occurs at those syncytia or gap junctions. The biochemical
signals are then passed from bone lining cell to bone lining cell. Data varies regarding the
number of osteoblasts that differentiate into bone lining cells but most studies seem to
agree that it is the least common outcome, once primary osteoblastic functions have been
fulfilled.
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If an osteoblast is signaled to differentiate into an osteocyte, it will cease
production of bone matrix while the neighboring cells continue to do so, effectively
burying it (38,67,73). The rates at which this occur vary depending on the location of the
cells (intramembranous, or osteonal, vs peri- or endosteal), the type of bone being
constructed or reconstructed (woven vs lamellar), and the bony element in question.
Construction and repair of the inferospinous portion of the scapula, for example, will
occur differently and at a different rate than that of diaphyseal femur tissue or cranial
bones. After the initial deposition of osteoid is in place, other osteoblasts literally line up
along the bone spicule and deposit more osteoid which encapsulates the differentiating
cell (74). This process effectively means that osteoblasts of different developmental
stages are nearly always present along the surface of bones (67,75,76). Polarization of the
osteoblasts, which influences the directionality of osteoid secretion/ matrix production,
along with the sex, age, and other organismal factors, as well as bone type, element type,
and element specific location, all influence which osteoblasts will differentiate and the
rates at which the process occurs. This has the potential for drastic implications in
forensic and ancient DNA extraction. Because of this cellular behavior, sites immediately
adjacent to peri mortem trauma should be the primary target of forensic DNA extraction
since multiple cell types would be active there. Often, these injury sites are conserved for
descriptive or educational purposes and their forensic importance is limited to
photographs. The same premise holds for sites of in vivo remodeling such as the pubic
symphysis and the auricular surface.
OSTEOCYTES
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The transition from osteoblast to osteocyte is not yet fully understood. Several
studies have uncovered multiple genetic factors that play a major role systemically, but
the actual process of differentiation is still difficult to visualize, especially in vivo
(22,38,71,73). What is known is that significant alterations to the cell begin to occur very
early in differentiation. Development of dendritic processes are one of the first
observable changes to the cell as it becomes encased in osteoid. Other changes that occur
are reduction in the amount of cytoplasm and the quantity and activity of other
organelles; most notably the mitochondria. These changes are apt, given the immobile
nature and communicatory function of osteocytes. From the main lacunae, osteocytic
dendrites extend in all directions from the cell through tunnels known as canaliculi. These
tunnels and tentacles are the lines through which the cells draw nutrients and exchange
biochemical signals.
Image 2- Osteocytes in their lacunae. Image sourced from google.
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Osteocytes are the longest lived of the bone cells, surviving for many decades
before programmed apoptosis. Primarily, they serve as mechanosensors for the bones but
also perform some endocrine functions such as phosphate regulation and systemic
calcium availability. During pregnancy and lactation, osteocytes in mice and rats have
been observed to remodel their own lacunae and canaliculi. Using the same methods as
osteoclasts, they dissolve bone matrix to release Ca+ into the blood (15,20,38). Most of
the time, however, osteocytes serve as coordinators of skeletal homeostasis. In his 2008
article, Skerry disputed the mechanosensory model of osteocyte involvement, noting that
normal strain and loading on bones does not show a direct response from osteocytes to
indicate that they are responsible for bone formation. However, it has been shown that
growth, remodeling, and healing are more akin to a complex, biochemical, conversation
between all cell types in the BMU rather than a single set of instructions given by one
cell type with no feedback from the others (37,38,44,60,67,73).
Trauma to the bone can cause osteocytes to initiate remodeling in different ways.
If traumatic apoptosis occurs, RANKL (receptor activator of nuclear factor kappa- β
ligand) is released which stimulates the development and proliferation of osteoclasts as
well as signaling mesenchymal stem cells to differentiate into osteoblasts. Microtrauma,
or trauma that does not result in osteocytic apoptosis, will still stimulate the above
biochemicals, but in smaller, timed, dispersals to allow for more targeted direction of
osteoclast and osteoblast proliferation. In cases of programmed apoptosis, depending on
multiple organismal factors (age, overall health, etc.), the lacuna may or may not
remodel. In healthy individuals, often empty lacuna are refilled with osteoid during the
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healing process, which is the construction of a secondary osteon. Much the way a brick
wall is built, the building of secondary osteons, which often overlap the primary osteons
that were constructed in juvenile osteogenesis, allows for maintenance of full element
stability (22,66,71). However, in older individuals, or those who suffer from certain
pathologies, the empty lacuna left after osteocytic apoptosis may not be refilled. This
leads, in time, to fragility in the element and contributes to OP as well as OA.
Conversely, filling an empty lacuna without the construction of a secondary osteon can
contribute to osteopetrosis, even in an organism that does not exhibit this condition
overall; this is known as micro osteopetrosis.
Several older studies indicate that osteocytes make up approximately 90% of all
cells in any given element (14,15,20,71,73). This may lead to the assumption that they
would account for any nuclear DNA that may be extractable from bone and the possible
reason for a lack of mtDNA in certain elements such as the femur and the humerus,
especially if the sample is taken from the osteonal layer between the periosteum and the
endosteum, as most mid- diaphyseal extractions of long bones are. However, Parfitt in
1990 stated that osteoblast population in a BMU is greater than the sum of osteocytes +
bone lining cells. This would indicate that genetic material extracted from bone would
most likely be of osteoblastic origin and might account for any success in mtDNA
extractions. It is not well characterized, however, whether Parfitt’s model of cellular
populational ratio holds true in elements that are not experiencing any major remodeling
at the time of, or immediately prior to, DNA extraction. In either case, as mentioned
previously, osteocytes do undergo programmed apoptosis as well as traumatic apoptosis
in life and enzymatic apoptosis at organismal death, and thus it is not a foregone
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conclusion that these cells are responsible for yielding any genetic material. This could be
especially true in cases of elderly individuals or extractions from sites of OA or OP.
Notably, according to the 2000 study by Martin, trabecular bone tissue BMU’s exhibit a
weaker inhibitory signal from osteocytes, indicating that in these specific sites, genetic
material may be osteoblastic, or even osteoclastic, in origin (71,77). This is consistent
with some aDNA studies that have favored the otic region of the petrous portion of the
temporal bone for their extractions (78,79).
OSTEOCLASTS
Osteoclasts are terminally differentiated, multinucleated, cells that derive from the
monocyte/ macrophage lineage of hematopoietic stem cells. This means that, unlike
osteoblasts, they will not differentiate into any other cell type. Additionally, despite
earlier suspicions to the contrary, it has been shown that they are derived from the same
lineage of stem cells that are responsible for blood cells. While the exact number of
nuclei in any given osteoclast may vary depending on a multiplicity of factors, they are
generally characterized by having at least 2 nuclei and as many as 20 have been recorded
in in vitro experiments (11,12,23,39,80–83). Osteoclasts are generally oblong or rounded
in shape, especially during resorption activity, and contain multiple mitochondria. Once
resorptive activity begins, the osteoclast changes shape even further. Polarization occurs
and three distinct regions become apparent: a functional secretory domain (FSD) appears
at the rounded apex of the cell opposite the surface of the bone being resorbed, a sealing
zone (SZ) appears circumferentially that creates a tight seal and a ruffled border (RB)
extends into the resorptive pit, known as a Howship’s lacuna. Actual resorption occurs by
secretion of hydrochloric acid (HCL) which dissolves the inorganic HA+ crystals and
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then the enzymes tartrate- resistant acid phosphatase (TRAP), cathepsin- K, and matrix
metalloproteinase- 9 (MMP-9) degrade the organic collagen materials (16,23,80). The
metabolites are then endocytosed into the osteoclast and transcytosed to the FSD where
they are excreted into the extracellular matrix.
Image 3- From Florencio- Silva, et al 2015- Osteoclasts (Oc & Oc1) in Howship's lacunae. Note the apoptotic cell (Ap) in
a vacuole of Oc1. B = bone tissue. Ot = Osteocyte.
Osteoclast recruitment, that is, the biochemical signals which induce
osteoclastogenesis, is not of primary relevance to this project. What is relevant, however,
is the strong evidence indicating that not all populations of osteoclasts are identical. The
2011 study by de Souza Faloni, et al., showed that osteoclast populations differed in
small, yet notable ways between mouse mandibular bone versus tibial bone tissue;
“…osteoclasts at different bone sites appear to differ and the existence of bone site-
specific osteoclast heterogeneity has been proposed” (80). These cell populations differed
in nuclear number, time between osteocytic RANKL secretion resulting in
osteoclastogenesis, and the specific biochemical recipe used in resorption. This
heterogeneity extends to other skeletal elements, as well, including the calvarium and the
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femur. Primary ossification in different skeletal groups occurs in different ways; that is,
they do not all ossify in identical directions at identical rates. In fact, the blueprint for
long bone ossification, for example, is quite different than that of cranial or facial bones.
Biochemically, this means that the matrices are inherently different between the
calvarium and the humerus, for example, or the sphenoid and the clavicle. Therefore, the
osteoclasts populations responsible for maintaining those elements must be able to adapt
to the specific matrix of the element they are working on. This is not only true of
different bony elements, but it applies to cortical versus trabecular bone tissues, as well.
This heterogeneity in osteoclast populations indicates another potential reason for
differential degrees of success in DNA extraction. Skeletal elements which exhibit
osteoclastic populations with fewer nuclei or mitochondria or those elements/sites where
osteoclastogenesis occurs more slowly may not yield the same amount or quality of
DNA. Multiple studies have shown that the frontal bone, for example, does not perform
well in DNA analysis (3,4,6,84,85). Assuming that osteocyte populations vary only in
number between skeletal elements, and that osteoblastic involvement in quiescent, or
non-resorbing, tissue will be minimal, then the failure to yield adequate genetic material
may very well be due to the specific population of osteoclasts that operate on or within
that element.
The application of the idea of osteoclast populational heterogeneity and elemental
site specificity may be shown in another example. Mostly, osteoclastogenesis in the long
bones occurs in the periosteum, the endosteum, or in the marrow itself, depending on the
location of the section of bone that needs remodeling. Peri- and endosteal osteoblast
populations morphologically differ somewhat from marrow- derived populations. In the
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femoral head, however, osteoclastogenesis occurs from stem cells residing in the
connective tissues that surround and penetrate the joint. It is logical then, to consider that
perhaps DNA extractions involving the femoral head will be more productive in samples
taken from the inner trabeculae, rather than the external cortical matrix. The same
processes and reasoning also extend to the humerus and humeral head. Since all
osteoclasts are hematopoietic in origin, it also stands to reason that populations in closer
proximity to marrow or the endosteum, may potentially provide better, more complete,
results in genetic tests. This application of osteoclastic heterogeneity is surely operative
in all other post- cranial elements and may account for the recent popularity of various
tarsal bones in forensic analysis (1,3–5). The function and primary ossification of the
element to be tested must be taken into consideration in forensic DNA analysis.
OSSIFICATION & ONTOGENY
Human skeletal ossification is well characterized, but a brief review is warranted
because of the site- specific nature of this project. Not all elements develop and ossify
through identical pathways and the specifics of the process may mirror osteoclastic
population heterogeneity, and osteoblastic and osteocytic proliferation. Additionally, any
structural differences in ontogenetic construction may play a role in the way in which,
and the extent to which, DNA survives in specific sites on specific skeletal elements. In
order to address the pattern of post- mortem DNA survival in skeletal tissues, then as
many factors as possible should be probed, which means understanding whether
intramembranous versus endochondral ossification allows for better DNA preservation.
The following section is divided into the two primary methods of ossification in the
human skeleton. Most elements follow either one or the other design, but some elements
29
exhibit both and those constitute a third group. Since this project does not test samples
from the cranium, mandible, or teeth, those elements are mentioned only as reference
points.
ENDOCHONDRAL OSSIFICATION
Primarily occurring in the long bones (including the phalanges) endochondral
ossification occurs as the cartilaginous blueprint for the element is replaced with osteoid
and hydroxyapatite crystals. MSC’s proliferate in the perichondrium (the cartilaginous
equivalent of the periosteum) and usually, just before birth, chondroblasts yield as the
MSC’s begin to differentiate into osteoblasts at the primary ossification centers located in
the mid- diaphyseal regions (86,19,56,51,66). Secondary sites at the proximal and distal
ends of the elements follow the same process, as do the metaphyses and epiphyses which
ossify from the cartilaginous growth plate.
Since ossification begins at the outer table of the element, penetrative
vascularization of the ossifying element commences and a bony ring is formed (66).
Through this vascularization, the ring is thickened and becomes dense from the
periosteum through the cortical tissue to the inside where the endosteum will eventually
reside, once the marrow and inner trabecular bone is adequately formed. This inner
tissue, and all trabecular bone, begins as unorganized, woven bone to give preliminary
strength to the element and as a platform for remodeling to occur. Similarly, primary
osteons laid down in the early stages of ontogeny will be resorbed and rebuilt into
secondary osteons in the mature bones. The marrow itself begins as “red marrow”,
primarily involved with production of blood and immunological cells, including the
macrophages and monocytes involved in osteoclastogenesis. Remodeling occurs on or
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within all bony tables even during ontogeny, to allow for growth in length while still
maintaining structural integrity. This occurs at the flared ends of these elements as well,
so they can grow in thickness and length.
INTRAMEMBRANOUS OSSIFICATION
Flat bones and diploic bones primarily ossify from two membranes that build
bone between them. This occurs appositionally as the bone is laid down from the
periosteum, much the way remodeling occurs on the cortical surfaces of all elements.
Skeletal structures that develop intramembranously begin as a sandwich with two
perichondrial membranes and cartilaginous material between them. The change from
perichondrium to periosteum occurs in the same way as in endochondral ossification,
with centers that begin the process. As the perichondrium differentiates into a periosteum,
MSC’s differentiate into osteoblasts. In the cranium, ossification begins in the base of the
occipital to build structural support for the cranial vault as well as for protection for the
brain stem and the spinal cord. The sphenoid is the primary center of ossification for the
bones of the face, and also serves to build structural integrity for the sensory nerves and
the developing brain. Other elements that ossify from an intramembranous blueprint
include the sternum and manubrium and the patella.
INTRAMEMBRANOUS + ENDOCHONDRAL OSSIFICATION
Some elements ossify by utilizing a combination of the above schemes. Denser
aspects of these elements, mostly those involved in articulation with elements whose
functions require a high degree of mobility in life, ossify from a cartilaginous model
(endochondral), while the more gracile aspects ossify intramembranously. The anterior
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and lateral aspects of the mandible for example, ossify intramembranously to allow for
the development of the bony crypts which hold the developing dentition, but the rami and
coronoid processes develop endochondrally. The clavicle ossifies intramembranously in
the diaphysis, and endochondrally at the medial and lateral ends. It is one of the first
bones to begin ossification and is usually the last to complete the process (87). This
combination occurs in the scapula and the ilium, as well.
HYDROXYAPATITE
Hydroxyapatite (HA+) is the inorganic, mineral, aspect of bone tissue. While the
chemical formula, Ca10(PO4)6(OH)2, has been known for decades, hydroxyapatite
formation and deposition is not definitively characterized (15,16,56,64,77). However,
recent research has indicated that osteoblasts, during osteoid production, also produce
matrix vesicles containing high concentrations of calcium (Ca2+) and phosphate (PO4-)
ions that are the constituent components of HA+ that are not found in high enough
concentrations in the extracellular matrix to satisfy the mineral requirement for bone
mineralization. After filling, these vesicles separate from the osteoblasts and rupture,
thereby “dumping” their mineral components onto the newly deposited osteoid. The OH
constituent of HA+ is found in high enough concentrations in the extracellular matrix so
that the cells need not produce it themselves. The addition of this part of the molecule
completes the formation of the hydroxyapatite crystals, which mineralizes and spreads by
accretion, joining together from the foci of deposition from other osteoblasts (64). The
resulting hydroxyapatite has a positive charge.
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It is thought that HA+ crystals maintain their charge long after organismal death
and it may be this charge that attracts, binds, and preserves negatively charged DNA
molecules (88–90). Like the process of bone mineralization, this charge retention is not
definitively characterized, but may contribute to the explanation of why some bony
elements perform better in forensic (and ancient) DNA extractions than others. Elements
or bone types with higher cell populations may potentially contribute more genetic
material to the HA+ upon apoptosis or lysis after organismal death. Additionally, this
charge retention may combine with higher surface area to account for better DNA
preservation in trabecular than cortical bone tissue. However, the density of the outer
cortical layer may prove more resilient in charge retention, if cortical samples are shown
to outperform trabecular samples in forensic DNA analysis. There is also the possibility
that while the cortical layer may be stronger in original charge retention, due to exposure
to environmental conditions, it may lose its hold on DNA earlier than the protected,
trabecular, tissues, thus accounting for differences in older samples or those exposed to
certain taphonomic factors
CHAPTER 2: FORENSIC DNA ANALYSIS
In Chapter 1, human skeletal cellular biology was explored in depth with
references made to forensic DNA analysis. This section flips the lens and examines the
field of forensic DNA analysis, drawing pertinent lines of connection to human skeletal
biology. Different approaches to the forensic application of DNA analysis are examined
through time leading up to contemporary practices and briefly discussing potential future
research. While the construction of the “heat map” is primarily focused on autosomal
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DNA, forensic casework often employs mitochondrial DNA (mtDNA) for its unique
properties and information, so there is discussion of such in this section. Likewise, both
X and Y chromosomal analysis is pertinent to forensic applications and will be addressed.
To a limited extent, ancient DNA (aDNA) studies are discussed as some of the
limitations encountered, methods employed, and reasons for differential DNA
preservation, extraction, and quantitation are relevant to modern forensic contexts.
Additionally, because this project is focused on the cellular components of bone as
potential reasons underlying the differential preservation of DNA, what happens to the
cells and the genetic material they hold after death needs to be understood. Therefore, the
taphonomic forces which influence the differential preservation and extractability of
DNA across the human skeleton are discussed in this section, focusing on the cellular,
biochemical and biomineral characters at play during and after decomposition.
HISTORY & THEORY
The idea that biological traits can be examined to identify an individual, whether
deceased or alive, has been explored, discussed, written about, and published on, for
centuries. Much like Clopton Havers’ early observations of bone cells, the very first cases
of forensic victim identification come from Europe during the Enlightenment Period of
the 17th and 18th centuries. During this time, there was a growing belief in Biological
Determinism. That is, that perpetrators of crime (whether actual or only potential) could
be identified by various morphological traits and victims of said crimes could be
similarly identified. Despite a resurgence in popularity during the eugenics movement in
the early 20th century, Biological Determinism, as a paradigm, has slowly lost favor over
the years. The influence of environment on behavior has become better understood and
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more widely accepted, supported by acknowledgement from the scientific community
that genetics cannot always explain why an individual acted in a certain way or whether
genetics played a role in victimization. In forensics, this coalesced to an extent in the
Supreme Court ruling that forensic evidence must meet an objective, peer-reviewed,
scientific standard (Daubert v. Merrell Dow Pharmaceuticals, Inc. 1993). As time,
science, and culture have advanced, the methods used have come under greater and
greater scrutiny by the criminal justice community, and indeed, by society at large. In the
waning decades of the 20th century, the use of DNA to establish identity of both victims
and perpetrators was invented and has become the standard against which all other
methods are compared.
In forensic science, most evidence has both class characteristics and individual
characteristics, and human genetic material is no exception. Class characteristics are
those which are similar across typologies and allow for generalized identifications (for
example a projectile may exhibit class characteristics that identify it as a bullet fired from
a rifle, but not the specific make or model of rifle). In forensic genetics, mtDNA and both
X- and Y- chromosomal DNA are informative on a genealogical or phylogenetic level,
but they lack the discriminating characteristics required to identify a specific individual.
The data gathered from mtDNA can be, and is, used to make familial matches in cases
where the decedent is unknown. And Y- chromosomal analysis is similarly effective in
cases where paternity or paternal lineage is needed. For example, if an unknown decedent
is profiled as male and the nearest potential relative is the father, then the Y-
chromosomal analysis is necessary since the two males would have different mtDNA. If
the nearest potential relative is a brother, then mtDNA would be useful (assuming they
35
have the same mother) and the Y-chromosome would be useful as a confirmation of
relation (assuming the siblings had the same father).
Non- sex-linked autosomal DNA is what can identify individuals or maintains the
individual characteristic. Returning to the illustration of the bullet and the gun, the barrel
of a particular rifle, the firing pin, and the ejection port will all leave unique indicators on
bullets and shell casings as they are fired and allow that specific projectile to be linked
back to that specific weapon. Regardless of manufacture, no two firearms are exactly the
same and (except in cases of identical twins) no two humans have exactly the same
autosomal DNA, regardless of parentage. Therefore, in cases where a victim must be
identified to an extremely high degree of probability, or a specific perpetrator must be
linked to a specific location or piece of evidence, it is that individual’s unique autosomal
genetic profile that must be obtained.
In the United States, a rigorous benchmark has been set for the identification of a
perpetrator of crime using DNA, and victim identification investigations strive to live up
to the same standards. Using short tandem repeats (STR’s) which will be discussed in
more detail below, the genetic profile of a suspect must match at least 20 points, known
as loci, to the DNA left behind at a crime scene in order to be considered a “positive
match.” This is discussed in more detail below. The greatest goal would be to match a
complete genome from crime scene to suspect and from victim to reference sample. But,
for a multiplicity of reasons, that goal is very rarely achieved. The benchmark for
criminal prosecution is rightly very high and victim identification efforts should be no
less rigorous.
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So, the question at hand is how do we obtain the greatest accuracy in our attempts
at victim identification? If there is a presumptive identification (a driver’s license, for
example, is considered a presumptive ID), then it is far easier to obtain familial reference
samples for DNA comparison, medical and dental records, and so on to try and match the
remains to an individual identity. If there are no other overt indicators of identification,
however, then investigators must rely on forensic anthropologists, odontologists, and
hope that DNA analysis results match up to records in a national database such as the
violent criminal apprehension program (VICAP) or the Armed Services database.
ACRONYM SOUP
The field has evolved over the last 30 years, becoming more accurate, less
expensive, and faster. In the beginning, long, repeating, fragments called Variable
Nucleotide Tandem Repeats (VNTR’s) were used in both victim ID and in prosecutorial
endeavors (91). VNTR testing was expensive and not nearly as reliable as modern
methods, given that genome-wide frequencies of the nucleotides being examined did not
exist at the time. The very name itself also gives a clue to this method’s greatest
shortcoming: variable. The repeat units being employed in this method vary too widely
across populations and there was no effective way to reduce allele drop-out which is a
common source of error in genetic data analysis, even today (46).
The next method that was developed involved the use of Restriction Fragment
Length Polymorphisms (RFLP’s). RFLP analysis requires the use of restriction enzymes
and probes, and typically focuses on a specific gene. This method, while effective at
discriminating variation between individuals, is laborious, time-consuming, subject to a
significant degree of human error, and is prone to other issues that are specific to
37
polymerase chain reaction (PCR) amplification methods, known as inhibitors (46,92–94).
While RFLP’s are more consistent across populations, and thus more reliable than
VNTR’s, today’s amplification and sequencing technology is sufficiently advanced that
this technique is no longer necessary. Additionally, RFLP analysis is not ideal in cases or
situations where the DNA is already, or is assumed to be, highly fragmented.
Single Nucleotide Polymorphisms (SNP’s) are, as the name implies, very small
polymorphisms that occur due, primarily, to mutations. The primary drawback to using
SNPs in a forensic setting is the number of specific SNPs which are needed to identify an
individual. In the last ten years, several studies have been published about the possibility
of using SNPs in forensic settings and while there are SNPs that can be individualizing
(iiSNPs), most are still in the realm of ancestry-informative, or aiSNPs (95–99). While
SNPs and Indels (insertions or deletions of small chunks of base pairs) have a lower rate
of mutation than STRs, all studies have still found that a large number, between 40 and
150, are required to even approach the same genetic information gleaned from 13- 20
STRs. The consensus is that SNPs are extremely useful in confirmatory roles, but still
lack the individualizing power of discrimination required in forensic contexts. The final
consideration that keeps SNPs and Indels from overtaking STRs in forensic settings (for
the moment, anyway) is that there are already large databases of reference STRs from
victims, perpetrators, and average citizens against which investigators can compare their
samples. However, research into the forensic utility of SNPs and Indels is gaining
considerable momentum and offers a wealth of future research potential.
The discovery of Short Tandem Repeats (STRs) in the early 1980’s greatly
increased the reliability of forensic DNA analysis and replaced VNTR’s in the 1990’s.
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Multiple STRs occur throughout the human genome and knowledge of these allowed for
the creation of standards, as well as the ability to generate identification with degraded or
fragmented DNA. While a SNP could occur anywhere in the genome or get lost in either
populational redundancy during analysis or in taphonomic degradation, the ability to
predict, and thus amplify STRs was one of the defining features that led to the rise of this
method at that time. STR analysis quickly replaced all previous methods and have been
adopted by both the FBI and European forensic and law enforcement agencies. In 2017,
the FBI, aided by investigatory task forces from multiple scientific endeavors, expanded
the minimum number of STR loci to be used in criminal cases from 13 to 20. The nature
and utility of STRs is well characterized in the literature (46,84,92,100–103) and this has
become the standard method for forensic DNA analysis globally. Shewale and Liu’s 2014
textbook lays out the structure, history, and contemporary use of STR’s in detail and is an
invaluable reference for anyone interested in the topic.
FORENSIC STR ANALYSIS
STRs occur on every chromosome in the human autosomal genome. While some
of the repeating motifs in STRs are as short as 2 bp’s and some are hundreds of bp’s long,
those most useful in forensic casework, and thus the ones employed in CODIS, mostly
consist of 4 non-coding bp’s that repeat a certain number of times at a given locus. Some
CODIS STR’s are only 3 bp’s long and some are 5, but most are 4 bp’s long and are
commonly referred to as tetranucleotides. The number of repetitions vary from just over
a dozen to several dozen. Some of those that only involve a few repeats, known as
MiniSTR’s, are extremely useful in cases of degraded DNA (94,104). Commercially
available kits have been, and continue to be, developed that reduced the number of
39
necessary PCR cycles, increased the number of samples that can be tested simultaneously
(multiplexing), and incorporate the newer loci which include sex- discriminating STR’s
(93,102,105). Capillary electrophoresis (CE), the method used in this project and
discussed in greater detail in the methods section, is still a highly effective, and
decreasingly expensive, method of STR profile construction.
Against a backdrop of human genomes, STR “matches” are calculated simply by
multiplying the populational percentages of each STR in the sample. For example, an
individual’s STR profile is obtained from a buccal swab and the percentage of people
exhibiting the same allele at the CSF1PO locus are multiplied by the percentage of people
also exhibiting the same allele at the remaining 19 loci. The probability of multiple
people within a given population exhibiting the identical STR profile is a magnitude of
1:1x10-n. where n is the number STR loci employed. The more loci that match, obviously,
the lower the probability of a duplicate. With the addition of the 7 new loci by the FBI,
those probabilities are in the trillions to quadrillions (93). Image 1 lists the STR loci used
in the Combined DNA Index System (CODIS).
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Image 4 - STR loci used in forensic DNA analysis. Reproduced from the CODIS website: fbi.gov.
Y- AND X- CHROMOSOME STR’S
The STR’s listed above, those typically used in both perpetrator and victim ID
cases, are located on the 22 autosomal chromosomes of nuclear DNA. For the most part,
sex-linked STRs, found on the X and Y chromosomes respectively, do not have the
individuation power that the others have and are better used for general kinship,
evolutionary, and haplotype/ haplogroup studies. Forensically speaking, these markers
are used almost exclusively in paternity testing and in cases of sexual assault.
New studies of STRs found on both of the sex chromosomes, however, are
beginning to show promise of the ability to confirm individuation made by other means.
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Rapidly mutating Y- STRs have been found which will, no doubt, enhance the utility of
these markers in forensic casework (106,107). Newer studies of STRs on the X
chromosome are showing similar potential. Although the studies are still primarily
populationally specific, their ability to confirm or refute identity has the definite potential
for future expansion into other avenues of forensic casework (108,109).
This project does involve extraction and amplification of the Y-chromosomal
DNA in tandem with the major focus of differential DNA preservation across the human
post-cranial skeleton. In keeping with the overall goal of the project and the relative
utility of the male chromosome in forensics, Y-STR analysis in this study is primarily
research oriented with a secondary goal of haplogroup analysis and potential kinship
refence material. Sex confirmation in this case is a tertiary concern since visual analysis
of the individual at autopsy and subsequent forensic anthropological analysis both
concluded the individual was male.
MITOCHONDRIAL DNA (MTDNA)
Albert von Kölliker, the same German microbiologist who first described
osteoclasts, was also the first to describe the mitochondria in 1857. Originally coined
“bioblasts” by Kölliker, they were renamed some 40 years later by Carl Benda. It wasn’t
until the 1950’s, however, that their role as energy producers was uncovered and the term
“powerhouse of the cell” applied by Philip Siekevitz. As research progressed, it was
discovered that mitochondria were once part of a bacterium that was endocytosed by
another prokaryotic cell and developed a symbiotic relationship trading energy (in the
form of ATP) for protection. That relationship, possibly the longest standing one in
Earth’s history, survived through the development of eukaryotes and into today. Medical
42
and microbiologists had also learned, by the mid- 20th century, that during fertilization of
a human egg by a sperm cell, the mitochondria (located solely in the tail of the
spermatozoa) were excluded from entering the egg. This dovetailed nicely with the
discovery that mtDNA moved only along the maternal lineage. Utilizing this information,
plus the discovery that mtDNA has a much higher mutation rate than nuclear DNA,
scientists found they were able to trace human maternal lineages a long way back into the
past. In 1987 groundbreaking works were published about the utility of mtDNA in human
evolutionary studies with concepts about the molecular clock and mitochondrial Eve,
respectively (110,111).
In the 30+ years since those articles, biological anthropologists have successfully
extracted and typed whole mitochondrial genomes of modern humans, Neanderthals, and
Denisovans. As our technology continues to improve, phylogenetic studies continue to
become more detailed and our understanding of the human diaspora across the Earth has
come into sharper focus. Unlike nuclear DNA, mtDNA occurs in much greater numbers
within the mitochondria of a cell. This high copy number in the cells, its somewhat
protected location within the mitochondria, and its circular shape, often allows mtDNA to
survive in bone tissue better than does nuclear DNA (112–114). All of the factors
contribute to its utility in studies dealing with extremely old or degraded samples. In
forensics, we often analyze mtDNA when the autosomal material is too fragmented, or in
cases where limited skeletal elements prevent nuclear STR profiling. While it does not
have the power to identify an individual, mtDNA is useful in forensics as a means of
excluding a potential suspect or victim, and it is useful as an aid to forensic
anthropological assessments of ancestry. In cases of unknown remains, often times
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mtDNA can lead to a familial match with a mother or sister or even a daughter. At that
point, other means of individuation are utilized to confirm the identity of the deceased.
ANCIENT DNA
Ancient DNA (aDNA) was originally a term indicating a general age of the origin
of a given sample. It has become, however, an umbrella term in genetic casework
referring to DNA extractions and analyses where the long, double-stranded autosomal
DNA is broken, or fragmented. This is usually because the biological tissues or fluids the
samples are taken from are less than perfectly preserved. A more detailed discussion of
the specifics of DNA fragmentation and degradation is provided in the following chapter.
Since most of the skeletal remains that are surrendered to ME’s or Coroners offices have
been subjected to unknown (and presumably less than ideal) taphonomic influences for
an unknown amount of time, the de facto assumption is that any genetic material
recovered from the samples will be degraded, or fragmented, to some extent. Working
under this assumption compels investigators to follow more stringent protocols and
allows us to be happily surprised if the results are better than expected. Further discussion
of such taphonomic processes is provided subsequently.
Ancient DNA (aDNA) studies are relevant to forensic casework because of what
has been, and continues to be, learned about genetic fragment analysis and DNA
survivability through time, across different skeletal elements, and in spite of (or perhaps,
because of) various taphonomic environments and processes. The ability to extract DNA
from megafaunal skeletal remains as old as 400,000 years (115,116) and fossil hominin
DNA as old as 45,000 years (117,118). have helped propel modern forensic DNA
extraction techniques and technologies. Finding consistently reliable results from aDNA
44
extractions from teeth as well as the otic portion of the tympanic region of the temporal
bone (9,79,119,120) has informed forensic investigators on the where to look for reliable
sources of genetic material, as well as how to chemically extract the DNA from bone
tissue in order to facilitate amplification. Indeed, the protocol documented by the
Dabney, et al study from 2013 is one of the methods used in this project and is discussed
further in the methods section.
The otic region of the tympanic portion of the temporal bone is made up of
trabecular bone surrounded by a layer of cortical bone that lies within the cranial vault. It
houses and protects the delicate bones of the inner ear and plays a vital in hearing. As
such, the otic region undergoes a high degree of lifetime remodeling. The cellular
processes and the general location of the region most probably account for the high level
of DNA survivability written about by biological anthropologists, specifically
documented in the Pinhasi, et al (2015) study. The teeth are the other primary sources of
aDNA due to the well documented protection afforded by layers of dentin and enamel.
Teeth survive for an extremely long time post-mortem and protect DNA from
taphonomic process that normally degrade genetic material (119,121–123).
Proteomics are becoming more and more popular in studies of ancient organisms.
This is a kind of reverse- engineering whereby, the proteins that remain in bone samples,
or even fossilized bones, are used to reconstruct the genes that coded for them. Once the
organism’s proteome has been established, some further reverse- engineering leads to a
tentative genome. In this way, investigators have been able to learn a surprising amount
from bones well over 100,000 years old (124,125). These methods, though not widely
45
used in forensics as of yet, have the potential to make a huge contribution to the science
in general, not just in cases of DNA degradation.
Chapter 3:MOLECULAR TAPHONOMY
Taphonomy of osseous tissues has been, and continues to be, a topic of paramount
importance in forensic anthropology. This is both a process- based understanding of how
and at what time intervals these changes occur, as well as an appreciation for what
implications these changes and processes have on the macroscopic morphology, the
microstructural composition, and the condition of endogenous DNA within the bones.
Studies of taphonomic process are abundant in the forensic anthropological literature;
historically focusing on macroscopic changes that may alter traditional forensic
anthropological construction of the biological profile. More recent studies have focused
on whether and how certain taphonomic processes and maceration techniques affect
DNA in bones. The newer taphonomic studies focus on the soil around the body at the
time of deposition or burial. Mostly, the factors examined in such studies include soil
composition, moisture and pH levels, as well as microbial constituents or other
environmental degradative agents. Maceration studies have focused on the chemicals
involved and the temperature of the solution in which the bones are processed; as both of
these certainly have some effect on the quality (strand length) of endogenous DNA when
forensic analytical methods (such as STR and SNP panels) are to be employed.
For this project, the taphonomic factor most at play is the maceration technique
employed to separate the soft tissue from the osseous. Recently, some studies have hinted
46
at an internal taphonomic players such as the individual’s age and relative bone density at
the time of death. Though this project does not delve into this factor, there is a great deal
of potential future research in such a proposition. While the impact of maceration
techniques on endogenous DNA in bone tissue is documented to a greater extent than the
internal factors, in neither case is there adequate understanding of the how or why. For
example, the popular opinion for some time was that, because they are embedded within
the bone tissue, osteocyte populations are responsible for the DNA that is recovered from
bone tissue. However, this is unproven and does not fit with the results obtained in
studies of differential DNA preservation patterns across the skeleton (1,2,12,113,126–
128) and also does not take into account attrition of osteocyte populations as the
individual advances in age (9,12,22,43,129). And while it was originally assumed that
chemicals such as bleach would have a negative impact on endogenous DNA levels,
studies such Steadman et al 2006 indicate that temperature has a greater effect than
detergents or chemicals. Nearly all studies today, including but not limited to those listed
above, acknowledge a lack of understanding about which cellular components of bone
are responsible for contributing to the genetic material recovered bone, as well as what
biochemical/biophysical properties of bone tissue are involved with the preservation of
DNA in spite of the various degradative processes. It is therefore crucial to understand
the types, processes, and patterns of DNA degradation.
TYPES OF DAMAGE
Base Degradation
Hydrolysis, defined as the breakdown of a compound due to interaction with
water, is the most common degradative process to which DNA is subjected. Hydrolytic
47
damage causes deamination, whereby a cytosine is changed to a uracil, adenine is
converted into hypoxanthine, or guanine is converted to xanthine. These switches are
known as “transitions.” Hydrolytic deamination lesions are usually repaired in life,
though such post- mortem changes can be misdiagnosed as in vivo mutations, rather than
taphonomic alterations. However, hydrolytic deamination of 5-methylcytosine to thymine
at the 5’ end CpG site converts the G to T and cannot be repaired in vivo, resulting in a
lasting mutation.
Hydrolysis also causes depurination which manifests as the elimination of either
an A or a G resulting in an abasic, or apurinic, site. Depurination also occurs at T and C
sites, although at a much slower rate. Even though the pyrimidines (Cytosine and
Thymine) are subject to this type of damage, it is known as “depurination” simply
because it occurs more quickly and easily at the purine (Adenine and Guanine) sites.
Post-mortem depurination is easier to recognize as being taphonomic than are the
deamination transitions noted above.
Most maceration methods involve the use of water, often with added solvents.
Thus, hydrolysis is the primary degradative agent encountered in studies where the bones
have been artificially defleshed. However, it is not solely the water itself that raises
concerns, but also the temperature of the water used. Increased heat has the positive
effect of increasing efficiency when removing soft tissue but the negative effect of also
increasing depurination/deamination of the DNA inside the bones. For illumination of the
damage inflicted by high temperature and high humidity, one need only look at a globe. It
is well documented that bones recovered from latitudes between the tropics of Cancer
48
and Capricorn rarely yield the same quantity or quality of DNA as those recovered from
cooler climates at higher latitudes (130).
Another agent of base pair degradation is oxidative damage. Similar to
deamination/ depurination by hydrolysis, oxidation causes transversions from G:C →
T:A. Oxidation is caused mostly by exposure to radiation or chemical ions, known as
radicals, such as OH-, a hydroxyl radical (131), or CO3-, a carbonate radical (132). While
an in-depth discussion of the specific chemical reactions that cause these radicals to occur
are outside the scope of this project, it is pertinent to understand that they occur in much
higher frequency in living tissue and the damage to living DNA is usually repaired,
though oxidative damage can be carcinogenic. This is the primary form of base pair
damage encountered in bone tissue recovered in drier climates. Which, while
understudied, could be due to persistent exposure to solar and cosmic radiation,
differential microbial activity, and/or chemical reactions in the soil and the immediately
adjacent atmosphere (133). This also accounts for the slower pace of oxidative damage
compared to hydrolysis. Studies such as those by Antinick and Foran (2019) and Misner,
et al (2009) seek to correlate remaining endogenous DNA to weathering patterns found in
skeletal material from various depositional environments. Yet nearly all studies indicate
that skeletal weathering is rarely a valid indicator of the conservation of DNA quality
(strand length) or quantity (copy number). Buried bone exhibited greater damage levels
than did those deposited on the surface, further indicating the possibility that oxidative
damage is a greater threat to living bone than it is taphonomically important (134).
Therefore, it is important to realize that the visual appearance of weathering, be it
49
bleached from subaerial exposure or stained by soil and water, may lead to erroneous
assumptions about the preservation of DNA within the elements.
Structural Degradation
Structural damage to DNA may be a more serious detriment even than oxidative
or hydrolytic degradation. Cross-linking is a form of damage that occurs when DNA is
subjected to UV radiation. It causes the double- helix strand to twist and “kink up” on
itself, like an old strand of Christmas lights. The sugar-phosphate backbone of the DNA
strand will bind in places where it normally would not. Strands that have undergone this
type of damage will not amplify in laboratory settings, and thus UV light is an effective
method for preventing contamination in aDNA labs. Cross-linked DNA is the primary
reason for low copy number data in genetic profiling. Essentially, if the sample has
undergone an extensive degree of this type of damage, no DNA will be analyzable
because once the strand is knotted up, it can’t be untangled.
Probably the easiest form of post- mortem damage to work around is strand
breakage, at least with more recent analysis methods. Strand breakage occurs by
hydrolysis or oxidation and is, quite simply, breaks in the DNA strand. Modern primers
are designed to adhere to the broken ends of the strands in the sample DNA and allow
researchers to amplify the remaining genetic material for analysis. This was not always
the case and in the early days of gel slab electrophoresis, it was seen as a dire limitation,
even though researchers could see that some DNA remained in their samples. Today, in
samples where the taphonomic damage to DNA is unknown, or is thought to be severe,
the assumption of widespread strand-breakage simply prompts researchers to design
primers that will bind to the smaller, broken, fragments in the sample. This allows for
50
greater success in PCR amplification whether the ensuing steps are geared toward
complete genomic assembly or, in projects such as this, STR profile generation.
Each of these different types of DNA degradation, depurination by hydrolysis,
oxidation, cross-linking, and strand breakage, require mitigation measures in the lab
when attempting extractions. Ergo, the a priori assumption for this project is that all
types of extractable DNA have undergone a level of degradation such that the methods
employed in aDNA studies are necessary to establish a baseline of the quantity (physical
amount, or copy number) and quality (strand length, number of lesions, etc.) of whatever
genetic material may remain in the bones. The Pääbo, et al (1989) article outlines the
issues and difficulties encountered in very old specimens and these are the same
conditions that are assumed to be operative when dealing with samples of unknown
provenience. By treating the specimens as though they had undergone more extensive
damage than may be the case allows for a more thorough investigation of all DNA types
across all skeletal elements and thus affords the opportunity to ascertain the cellular
components that are contributing their genetic material and the biochemical factors that
are protecting the DNA from degradation.
Rate and Patterns of Decay
Much of what is known regarding the rates and specific steps in the degradation
of DNA, whether mitochondrial or nuclear, comes from in vitro studies, or studies
involving DNA extractions taken from soft tissue. Since soft tissue decomposition
progresses through several distinct and well-documented phases, it is known that the
DNA recovered from soft tissue is subjected to damage that is not identical to the
processes that damage the DNA recovered from osseous tissue. Studies that do
51
investigate the patterns and rates of DNA degradation from bone often encounter issues
(especially in terms of establishing correlation, causation, and/or statistical significance)
directly related to a number of factors such as: small sample size, varied depositional
environments, extreme (and often widely ranging) post-mortem intervals (PMI’s), and
extinct and/or non- human species (2,88,135–137).
While some of these studies do offer some insight into the rates (kinetics) of DNA
degradation, there are still more variables that prevent accurate model building. For
example, there are kinetic differences between mtDNA and nuclear DNA degradation
(135), and differences in decay have also been shown in mtDNA extractions between
different dental substances (9). Brundin et al published a study in 2013 which showed in
vitro DNA molecules that are bound to hydroxyapatite crystals survive significantly
longer than those DNA molecules which are not bound to hydroxyapatite in 3 substrates
(water, sera, and DNase I). All these studies do hint at unknown cellular and biochemical
factors and the common thread is that what is still unknown makes it virtually impossible
to predict the quantity (how many chunks of base pairs) or quality (strand length, number
of lesions) of endogenous DNA that will be conserved in any given skeletal element
outside of a laboratory. Due to widely ranging depositional environments, this also means
that it is extremely difficult to ascertain a constant rate of genetic decay in specimens
outside of a laboratory setting.
Furthermore, from Pääbo’s early work in the late 1980’s through today, attempts
to obtain genetic material from ancient specimens has advanced our understanding of not
just the types or even the rates of genetic degradation, but also the patterns of how these
processes typically play out in the natural world. Modern biomedical studies of both in
52
vivo and in vitro samples and aDNA studies from long dead samples have provided us
with the beginnings of an understanding that, while subject to a wide array of factors and
a significant degree of stochasticity, there may be more of a pattern to DNA damage than
originally feared. It has been shown that in vivo DNA strands more commonly break at
certain locations and some base pair transitions, or misincorporations, occur more
commonly at 3’ ends and others at 5’ ends, that an overabundance of cytosines in certain
locations is indicative of post- mortem transition, and so on (9,88,130,131,135,138–140).
To that end, a computer program called mapDamage was designed that scans genetic data
for these patterns and help researchers to distinguish between what is endogenous to the
sample and what is most likely a contaminant contribution from outside sources, and to a
lesser extent, post- mortem versus ante- mortem change (141). A thorough investigation
of bioinformatic methods such as this is beyond the scope of this project. However, even
the best chemical primers, computer programs, and bioinformatic pipelines cannot repair
taphonomic damage or perfectly distinguish between post-mortem changes and in vivo
mutations.
Because it is impossible to predict the extent and nature of post-mortem damage
to DNA contained in every specific bone sample, there is need for methods that will
allow researchers an insight prior to the destructive processes of DNA extraction. Modern
extraction methods are far less destructive than in years past, due in large part to
improvements in primers, dNTP’s, and other chemical components of the extraction,
PCR, and library preparation steps. However, even more insight would be useful. If only
a tiny amount of bone powder could give researchers an indication of whether the
element (or fragment) was to be useful or should be preserved as is, more fragments or
53
elements could be preserved and efficiency would increase. It is for this reason that this
project uses Attenuated Total Reflectance Fourier Transform Infrared (ATR-FTIR) tests
to measure the chemical bonds within each element. Samples that indicate chemical
bonds consistent with those found in DNA can then be confidently used for extraction
purposes (24–26). While this test is still yet to be widely employed, preliminary results
are encouraging.
Because of the assumption of the primacy of depositional environment and,
secondarily, whatever decomposition or maceration may have occurred on the condition
of endogenous DNA in skeletal tissue, combined with the understanding that the physical
tools, chemicals, and temperatures used to remove any lingering soft tissue, there is
growing appreciation of aDNA extraction and amplification methods. Indeed, the term
“aDNA” itself no longer refers merely to the age of the sample, but the condition of the
DNA within. Some of the methods are being used even in modern forensic settings when
the endogenous genetic material has experienced unknown degrees of degradation due to
strand breakage, depurination, etc. And while analytical tools such as mapDamage
continue to improve the interpretation of genetic material by scanning read sequences for
signatures of specific damage types, it is no longer sufficient to understand merely that
some bones persist better than others through time, that different soil types have different
macrostructural effects, or merely that DNA degrades in certain ways. Contemporary
studies must be deeply involved with answering questions of why these phenomena occur
the way they do and what, exactly, is involved on a cellular and microstructural level.
Methods
54
The methods used in this study were chosen for their ability to effectively test the
underlying hypotheses that extractable and amplifiable DNA from the human post-
cranial skeleton will be highly dependent on cellular populations and activity and the
biochemical properties of that bone tissue. These methods were also chosen for their
applicability, as the project is keenly interested in reducing the amount of destruction to
human bone tissue necessary for STR profile construction.
Sample Selection
One of the primary goals of the project has been to develop and test a more targeted
approach to sample collection for the purposes of DNA extraction and analysis. This
involved applying the knowledge of bone cell types, their position on the elements as
indicated by both knowledge and visual assessment, and an understanding of the
biochemical properties of the different bone tissue types. Thus, samples were taken in a
very strategic manner (table 1). Flowing from the overarching hypotheses of the study,
the samples used in this analysis were selected based on the following criteria:
1) Visible bony changes to the cortical layer indicative of ante- or perimortem
cellular activity
2) Bone tissue type
3) Notable sites or elements in the known literature on forensic DNA extraction
Since the project focuses on the post-cranial skeleton, multiple samples were taken
from every element wherever possible. Due to their small size, samples taken from the
carpals, tarsals, sesamoids, 1st metacarpals, 1st metatarsals, and phalanges were collected
55
irrespective of tissue type. The 3rd metacarpals/ metatarsals were robust enough to
provide distinction between cortical and trabecular tissue. Additionally, since the
mechanical action of drilling into bone tissue occasionally leads to some amount of bone
powder being propelled away from the collection boats, in an effort to reduce waste, any
dispelled powder was collected and created an extra sample that is a combination of
tissue types.
Additionally, because it is well established that the petrous portion of the temporal
bone and the teeth are excellent repositories of endogenous DNA, samples were also
taken from both of the petrous regions and the right maxillary 1st molar (RM1) for
comparative purposes. Furthermore, ancient samples were obtained from elements that
had not yielded good results in DNA quantitation efforts in another study. These allowed
a baseline for biochemical analyses and will be discussed further in the ATR/FTIR
section below.
Element
Site I
Site II
Site III
Manubrium
Clavicular notch (C)
Ventral surface (C,T)
N/A
Sternum
1st costal notch (C)
5th costal notch (C)
Ventral surface (C,T)
Xiphoid
Entire (C)
N/A
N/A
Clavicle
Sternal end (C,T)
Lateral end (C,T)
N/A
Scapula
Coracoid process
Acromion process
Glenoid fossa (C,T)
56
(C,T)
(C,T)
Humerus
Intertubercular sulcus
(C,T)
Deltoid tuberosity
(C,O,T)
Trochlea (C,T)
Ulna
Olecranon process
(C,T)
Brachial tuberosity
(C,O,T)
Extensor carpi ulnaris
groove (C,T)
Radius
Head (C,T)
Radial tuberosity
(C,O,T)
Ulnar notch (C,T)
Carpals
Radial/Ulnar articular
surfaces (C)
Entire Pisiform (T)
Metacarpal articular
surfaces (C)
Metacarpals
Prox. articular
Surfaces (C)
Mid-diaphyseal (C,T)
Distal articular Surfaces
(C,T)
Phalanges
Prox. Articular
surfaces (C,T)
Distal articular
surfaces (C)
Entire distal phalanges
(C)
Ribs
Head (C)
Tubercle (C)
Sternal end, where
applicable (C)
Vertebrae
Inferior aspect of
vertebral body (T)
Anterior aspect of
vertebral body (T)
Posterior aspect of
vertebral body (T)
Sacrum
Sacral promontory (T)
Auricular surface (C)
Transverse lines (C,T)
57
Ilium
Auricular surface (C)
Posterior inferior iliac
spine (C)
Iliac crest (C)
Ischium
Ischial spine (C)
Ischial tuberosity
(C,T)
Inferior ischial ramus
(C,T)
Pubis
Pubic symphysis
(C,T)
Dorsal surface (C)
Ventral surface of the
pubic face (C)
Femur
Fovea capitis (C,T)
Linea aspera (C,O,T)
Intercondylar fossa (C,T)
Patella
Medial articular facet
(C,T)
Lateral articular facet
(C,T)
N/A
Tibia
Tibial plateau (C,T)
Interosseus surface
(C,O,T)
Malleolar groove (C,T)
Fibula
Styloid process (C,T)
Interosseus crest
(C,O,T)
Fibular groove (C,T)
Tarsals
Sustentaculum tali &
calcaneal tuberosity of
the calcaneus (C,T)
Talar dome & head of
talus (C,T)
Anterior & posterior
articular surfaces of
other tarsals (C,T)
Metatarsals
Proximal (Tarsal)
articular surfaces
(C,T)
Distal articular
surfaces (C,T)
N/A
58
Phalanges
Prox. Articular
surfaces (C,T)
Distal articular
surfaces (C,T)
Entire distal phalanges
(C)
Element
Site I
Site II
Site III
Manubrium
Clavicular notch (C)
Ventral surface (C,T)
N/A
Sternum
1st costal notch (C)
5th costal notch (C)
Ventral surface (C,T)
Xiphoid
Entire (C)
N/A
N/A
Clavicle
Sternal end (C,T)
Lateral end (C,T)
N/A
Scapula
Coracoid process
(C,T)
Acromion process
(C,T)
Glenoid fossa (C,T)
Humerus
Intertubercular sulcus
(C,T)
Deltoid tuberosity
(C,O,T)
Trochlea (C,T)
Ulna
Olecranon process
(C,T)
Brachial tuberosity
(C,O,T)
Extensor carpi ulnaris
groove (C,T)
Radius
Head (C,T)
Radial tuberosity
(C,O,T)
Ulnar notch (C,T)
Carpals
Radial/Ulnar articular
surfaces (C)
Entire Pisiform (T)
Metacarpal articular
surfaces (C)
Metacarpals
Prox. articular
Surfaces (C)
Mid-diaphyseal (C,T)
Distal articular Surfaces
(C,T)
Phalanges
Prox. Articular
surfaces (C,T)
Distal articular
surfaces (C)
Entire distal phalanges
(C)
Ribs
Head (C)
Tubercle (C)
Sternal end, where
59
applicable (C)
Vertebrae
Inferior aspect of
vertebral body (T)
Anterior aspect of
vertebral body (T)
Posterior aspect of
vertebral body (T)
Sacrum
Sacral promontory (T)
Auricular surface (C)
Transverse lines (C,T)
Ilium
Auricular surface (C)
Posterior inferior iliac
spine (C)
Iliac crest (C)
Ischium
Ischial spine (C)
Ischial tuberosity
(C,T)
Inferior ischial ramus
(C,T)
Pubis
Pubic symphysis
(C,T)
Dorsal surface (C)
Ventral surface of the
pubic face (C)
Femur
Fovea capitis (C,T)
Linea aspera (C,O,T)
Intercondylar fossa (C,T)
Patella
Medial articular facet
(C,T)
Lateral articular facet
(C,T)
N/A
Tibia
Tibial plateau (C,T)
Interosseus surface
(C,O,T)
Malleolar groove (C,T)
Fibula
Styloid process (C,T)
Interosseus crest
(C,O,T)
Fibular groove (C,T)
Tarsals
Sustentaculum tali &
calcaneal tuberosity of
the calcaneus (C,T)
Talar dome & head of
talus (C,T)
Anterior & posterior
articular surfaces of
other tarsals (C,T)
Metatarsals
Proximal articular
surfaces (C,T)
Distal articular
surfaces (C,T)
N/A
Phalanges
Prox. Articular
Distal articular
Entire distal phalanges
60
surfaces (C,T)
surfaces (C,T)
(C)
Table 1- List of drilling sites. Applies to both LEFT and RIGHT sides. Bone tissue type from each site is listed as: C =
cortical, T = trabecular, and O = osteonal.
Sample Preparation
In an effort to reduce the risk of DNA contamination, a semi-sterile room devoted
exclusively to the purpose of bone sample collection was established (142,143). The
room is as environmentally isolated as possible and rules for the use of the room
incorporate many of the published recommendations for facilities designed for aDNA
studies (CITE). Prior to sampling, the drilling area itself was wiped down with either a
3.75% enzyme-based bleach solution or DNAway®. All tools were likewise
decontaminated. Investigators wore masks, eye protection, and nitrile gloves (also
decontaminated with bleach or DNAway®). The bones were cleaned with 3.75%
enzyme-based bleach (sodium hypochlorite) and allowed to soak for 15 minutes. They
were then rinsed 2-3x with distilled water and allowed to air dry overnight in a drawer
lined with UV sterilized paper towels.
Between each drilling session, all tools were wiped with DNAway® or bleach
solution and metal components were then autoclaved at 250°F for 25 minutes. Plastic
components such as microcentrifuge tubes and weigh boats were placed in a crosslinker
and subjected to UV-C light for 5 minutes. The room itself was decontaminated with UV-
C light for 30 minutes. Because the room is not fully climactically independent from the
rest of the Social Sciences building on the University of Montana campus, precise control
of the temperature of the room was not possible. However, relative humidity levels were
61
adjusted by the use of evaporators or humidifiers, depending on the need. It was
discovered that the optimal climactic environment for drilling was approximately 60-
65°F and approximately 45% relative humidity. In these conditions, there was enough
humidity to prevent static electricity from causing the bone powder to “float” inside of
the plastic collection tubes while also being dry enough to exclude excess environmental
moisture from the samples. Either extreme caused mismeasurement of sample weights
and added extra effort and time to the work of sample collection.
Sample Collection
All bone tissue samples were taken using either a rechargeable, handheld, Dremel®
7760 or an air-powered BienAir® Station S001 dental drill with a 1mm dental burr.
Power settings with both machines were deliberately kept as low as possible to avoid any
potential damage to the endogenous DNA that might occur as a result of heat generated
by the machines or their action on the bones (144). The Dremel was set to the second
power setting and the dental drill, through the use of an air pressure regulator, was kept at
or below 40psi.
Collection of cortical bone tissue samples was performed by running the drill over the
surface of the targeted region. All attempts were made to minimize the area of necessary
sampling, while still maintaining accuracy of cortical bone. In other words, since the
actual cortical layer of bone is very thin on most elements, only very light manual
pressure was applied in collection of these samples, and they are generally no larger than
1 cm2. For the osteonal samples (limited only to mid- diaphyseal drilling sites on the
humerus, radius, ulna, femur, and tibia), more pressure was applied at the same location
62
of the cortical sampling in order to ensure that only the osteonal tissue was being
collected. On bony elements or drilling sites where osteonal tissue was not available,
cortical sampling penetrated just deep enough to allow access to the trabecular tissue
within. At all sites, extreme care was taken to limit the size of the holes that were drilled.
In nearly all cases, the holes were no larger than 3 mm in diameter and in many cases,
cortical surface collection sites are nearly unrecognizable to the untrained eye.
The result of these drilling techniques is a powder, the particles of which are
generally uniform in size and quite small. This method precludes the need for any
additional homogenization; a step that is included in some DNA extraction protocols
where the samples are collected by scalpel or other methods. Theoretically, particle size
homogeneity is recommended by Promega and other manufacturers as it allows for less
stochasticity in actual DNA extraction across samples. The small particle size provided
by the drilling method allowed for maximization of surface area with which the
chemicals can interface during the extraction phase (145)
All bone powder was collected into UV sterilized plastic weigh boats and transferred
to 2ml microcentrifuge tubes which had also been subjected to UV light in a crosslinker.
The samples were then weighed on an electronic scale adjusted for the weight of the tube
itself, and labeled with the side of the body, the element, and drilling location. A colored
sticker indicated the tissue type. Red stickers were for cortical samples, green for
trabecular, yellow for osteonal tissue, blue for the dental sample and those samples which
were an amalgamation, received no color delineation. Because ATR/FTIR testing
requires so little powder, those samples were collected concurrently and placed in 0.2 ml
PCR tubes. All samples were then stored at 13°C in the refrigerator in the drilling room.
63
ATR/FTIR
Attenuated Total Reflectance Fourier Transform Infra-Red (ATR/FTIR) analysis is a
method used in biochemistry to visualize chemical components of a substance. The
technology is not new but is gaining in popularity due to its simplicity, the small amount
of sample required, the speed of the analysis, and low cost. It is sometimes used in triage
medicine to determine chemical components of blood samples and has applications in
other disciplines where such characterizations are instructive. Either liquids or solids may
be analyzed, and no fixation of solid samples is required. The equipment and software are
easy to learn, and most university chemistry departments, hospital pathology labs, and
forensic toxicology labs already have the equipment. Total testing time varies by the
number of scans per sample, but it is possible to run many samples in a very short amount
of time (approximately 5-10 minutes).
The technology fires a laser through a sample and measures the amount of IR light
that is either absorbed or reflected by the component chemicals in the sample, depending
on what analysis is desired. In this experiment, a ThermoScientific Nicolet iS5 with an
id7 ATR attachment was used. OMNIC 9.3.3.2 software was used, and the machine was
set to absorbance, with 64 scans and 4 wave resolution.
The test required approximately 1mg of bone powder and, as mentioned, no further
treatment or fixation was necessary. A background collection was run prior to adding
bone powder as a control for any background chemicals that may be on the surface of the
plate or diamond. This test followed the protocol as set forth in studies published by
64
Leskovar et al in 2020. Because a total of 64 scans were performed on each sample, each
sample took approximately two minutes to test.
Since the purpose of this test was to characterize both the chemical constituents of the
sample, as well confirm or refute DNA quantitation methods, an aqueous DNA sample,
that is, synthetic DNA in water, was run prior to testing bone powder. This was
informative as to where on the IR spectrum (wavelength), DNA would be found, since
the water is easily identified and subtracted from the results of the scan. The ancient
samples mentioned in the sample collection section above were tested with ATR/FTIR to
obtain a baseline indication of what DNA negative bone sample would look like on the
IR spectrum. This was also informative regarding the diagenetic changes that occur to
bone over a long (800+ years) post-mortem interval which may impede or preclude DNA
extraction. The results of all the tests were then compared to the results of DNA
quantitation methods as well as STR analysis which implicitly involves DNA
amplification by polymerase chain reaction (PCR) and is instructive of chemical
impediments thereto. The phosphate and carbonate groups shown in Figure 1 are
anticipated, as they are major chemical constituents of bone tissue. However, their
relative concentrations and ratios to one another can be indicative of diagenetic changes
that may inhibit or preclude DNA extraction and amplification. This is discussed in
greater detail in the Results section. Fatty acids, which are often found in bone tissue,
may be problematic for DNA extraction and PCR amplification. In small amounts, the
purification phase of DNA extraction can wash fatty acids out of the sample, but in too
large a concentration, they can effectively block the lysis buffer used in DNA extraction
65
and/or overwhelm chemical wash steps in the purification phase and be detrimental to
downstream analyses.
0.00
0.05
0.10
0.15
0.20
0.25
0.30
0.35
0.40
0.45
Absorbance
500 1000 1500 2000 2500 3000 3500 4000
Wavenumbers (cm-1)
Image 5- Example of ATR/FTIR scan results. This was one of the ancient samples. The PURPLE arrow indicates where
DNA should be. The YELLOW arow indicates phosphate group and the RED arrow indicates a sulfate group. Fatty
tissue, which could inhibit PCR amplification of DNA, is absent from this sample but would be found at the BLACK
arrow. Water, also absent from this sample, is marked by the BLUE arrow.
DNA Extraction
This project used customized extraction kits provided by Promega® for preprocessing
and the Promega DNA IQ® system for purification. Chemical extraction methods use
demineralization buffers to dissolve the hydroxyapatite and release the DNA into
solution. This also releases unwanted contaminants into the solution and those must be
“washed” away in the purification phase to allow for a cleaner DNA free of chemicals
that will inhibit downstream quantitation and amplification. However, because this
66
project is interested in the optimization of methods for forensic DNA extraction from
human bone tissue, especially that which is potentially contaminated or of unknown
quality, several modifications were made to the published protocol.
Whereas the protocol calls for 100 mg of bone powder, this project used significantly
less than that. Sample weights varied between 55-75mg. Additionally, the protocol called
for the use of a vortexing incubator which both heats and agitates the samples by shaking.
Since such a device was not available, a Benchmark RotoTherm mini® was used instead.
This machine both inverts and agitates the samples within a closed, heated, chamber.
Each sample tube was closed and sealed with Parafilm immediately prior to
heating/agitation to further prevent any loss of sample. The time of incubation/agitation
was also decreased significantly as the RotoTherm mini uses more agitation than a
regular incubating vortexer. All other steps in the manufacturer’s protocol were followed
as published.
The first step in the extraction/purification phase was the creation of a lysis cocktail
which was made up of 400µL demineralization buffer, 40µL Proteinase K, and 10µL 1-
Thioglycerol. The amounts listed are for 1 sample, so the actual amounts were multiplied
by the number of samples being run +2 to accommodate for pipetting error or spillage.
Next, 400µL of the cocktail was added to each tube of bone powder and vortexed for 10
seconds. The tubes were then sealed with parafilm and added to the incubator that was set
to 56°C. Samples were incubated and agitated for 30-45 minutes. The samples were then
vortexed again for 10 seconds and added to a centrifuge set to 13,000 x g for 5 minutes to
pellet any remaining powder.
67
Upon removal from the centrifuge, the supernatant was carefully transferred by
pipette to new sterile 1.5mL tubes. The tubes containing the remnants of the extracted
bone powder were discarded. Next, a second lysis cocktail was prepared which consisted
of 990µL Lysis buffer and 10µL 1-Thioglycerol. 800µL of this cocktail was added to the
supernatant from the prior step and vortexed for 10 seconds.
The purification phase began with the addition of 15µL of DNA IQ® Resin magnetic
beads to each tube. Tubes were vortexed for 5 seconds and allowed to rest at room
temperature for 5 minutes, vortexing every 2 minutes. The tubes were then placed in a
magnetic rack which attracted the beads to one side. The supernatant was removed and
discarded. A final step of lysis was performed by adding 100µL of the second lysis buffer
and vortexing for 5 seconds. The tubes were placed back on the magnetic rack and the
supernatant was once again pipetted off and discarded. The beads holding the DNA were
then cleaned with a buffer solution that was a cocktail of 30µL 2xWash Buffer, 15mL
isopropyl alcohol and 15 mL 95% ethanol. The wash step, adding 100µL of the wash
buffer to the beads was repeated three times, with the supernatant being discarded after
each cleanse. Once all three washes were complete, 50 µL of Elution buffer was added to
the tubes with the beads, vortexed for 5 seconds, and incubated with no agitation at 65°C
for 5 minutes. The tubes were again vortexed for 5 seconds and placed back in the
magnetic stand. The eluted DNA solution was pipetted into new sterile 1.5 mL tubes and
stored at 4°C.
DNA Quantitation
68
Immediately following extraction and purification, each sample was subjected to
initial quantitation using an Invitrogen 1x dsDNA HS Assay Qubit Fluorometric
Quantification® system following manufacturer’s published protocols. This method
provides a tentative assessment of the initial molecular weight, or quantity, of DNA
contained in each sample down to the ng/µL level. However, since samples may contain
amplifiable amounts of DNA that Qubit fluorometry cannot measure, or non- target
specific DNA such as microbial or bacterial, additional quantitation of target DNA is
desired.
Therefore, real-time, or quantitative, polymerase chain reaction, or qPCR, testing was
also performed. This analysis allows for amplification of the target DNA within each
sample and is a truer measure of the staring amount of DNA that may be further
analyzed. Quantitative PCR also allows for a degree of quantification of the degree or
amount of degradation that has occurred to the DNA; usually based on varying sizes of
DNA fragments that are amplifiable and detectable with the individual kits or protocols.
Autosomal & Y- Chromosomal DNA
This project utilized the Plexor HY System® by Promega for qPCR analysis. This
product was selected for its ability to quantify as little as 6.4pg of DNA. The kit also
utilizes internal positive and negative controls, as well as employing melt curve analysis
which allows for visualization of the change in fluorescence at a given temperature range.
Failure of a sample to provide melt curve data indicates that the DNA in that sample did
not amplify with the fluorescent primers or that a contaminant prevented quenching of
the fluorescent dye at that temperature range.
69
This kit was also selected for its ability to discriminate between starting molecular
weights of autosomal and Y- chromosomal DNA. Forensically, this is important in cases
of potentially mixed samples, paternity testing, or biological sex determination. In cases
where the pelvis is not present for forensic anthropological analysis, or the sex
determination of the pelvis is not definitive, the ability to extract and quantify Y-
chromosomal DNA from other elements may be an invaluable asset. Even though the
presence of Y- chromosomal DNA does not necessarily definitively characterize the
biological sex or gender of the individual, it may exclude certain individuals in the set of
missing persons reports against which the DNA data is compared. Additionally, since
qPCR testing is followed by more complete genomic analysis, the presence of Y-
chromosomal DNA in qPCR results with an STR profile which does not indicate the
presence of such, may be a sign of sample contamination. However, if downstream STR
analysis does indicate the presence of a Y-chromosome in conjunction with 2 X
chromosomes, then the list of missing persons against which the results are compared is
narrowed that much more.
All qPCR analysis requires running several standards along with the experimental
samples. The Plexor HY® kit requires 7 standards of known DNA concentrations
ranging from 50 ng/µL at the most concentrated to 0.0032 ng/µL at the most diluted.
These are duplicated for a total of 14 standards for every experiment. To enable
visualization of potential contamination, two negative controls are also run on every
experiment. During the analysis phase, these known concentrations of DNA provide a
standard curve against which sample results are compared.
70
Setup for qPCR amplification and quantitation began with the creation of the
standards against which the samples would be compared. Using undiluted concentrate,
dilutions were made using 40 µL of Promega TE-4Buffer and 10µL of the next most
concentrated solution. For example, for the 10ng/µL dilution, 10µL of undiluted
concentration was added to 40µL of TE-4 buffer. For the next dilution, 10µL of the
10ng/µL dilution was added to 40µL of TE-4 buffer, and so on to arrive at concentrations
of 50, 10, 2, 0.4, 0.08, 0.016, and 0.0032 ng/µL respectively. A negative control was also
created using the TE-4 buffer and amplification grade water in order to attempt to detect
potential contamination to the reagents.
The reaction mix for the analysis began with the formulation of a cocktail containing
10µL Plexor® HY 2x Master Mix, 7µL amplification grade water, and 1µL Plexor® HY
20X Primer/IPC Mix. As in the extraction and purification stage, the actual amounts of
chemicals were multiplied by the number of samples to be run +2 to account for pipetting
error or loss. The cocktail was vortexed for 10 seconds and then 18µL of the cocktail was
added to each well along with 2µL of sample DNA or TE-4 buffer which created an NTC,
or No- Template Control. Two NTC wells were run with every plate.
The plate was then taken to the UM Genomics Core for analysis on the Stratagene
Mx3000P® Quantitative PCR System. The experimental design was input into the
software following manufacturer's recommendations. For full details, see Promega
TM294.
Mitochondrial DNA
71
Because mtDNA is carried within the mitochondria of the cell, is circular in shape,
and is generally more plentiful in the cells than nuclear DNA, quantitative analysis of
mtDNA differs from nuclear DNA quantitation in a few practical ways. The theoretical
underpinnings and the processes of activation, denaturation, annealing and extension are
the same, but the molecules themselves are different enough that different primers and
dyes are employed. Quantitative analysis of mtDNA is important to this project as it
helps determines the nature of cell types present at the sampling sites at the time of death.
For this project, PowerUp®SYBR Green system from Applied Biosystems was used
as it is amenable for visualization on the MX3000P Genetic Analyzer at the UM
Genomics Core, because the kit allows for the use of customized standards for sample
comparison, and finally, because The PowerUp® SYBER® Green kit also allows
investigators the option of integrating a dissociation curve into the qPCR, just as there is
with the Plexor®HY nuclear DNA kit from Promega. This is helpful for the current
project because it aids in determining the degree of degradation sustained by the DNA
molecules. In this experiment, GBlocks® from Integrated DNA Technologies were
created for use as standards against which the experimental samples were compared. A
GBlock®, just like the standards used in autosomal and Y-chromosomal quantitation, is
an artificially created sequence of DNA with a one base pair difference from normal
human mtDNA found in the hypervariable region 1 (HVR1) of the mitochondrial DNA
molecule. The GBlock® standards in this experiment ranged from 3.35nM at the most
concentrated to 0.000000335nM at the most diluted.
Mitochondrial DNA quantitation followed the manufacturer’s published protocol for
10µL volumes and began with creation of a loading cocktail. The cocktail called for 5µL
72
PowerUp®SYBR® Green Master Mix, 1µL each of forward and reverse primers and
2µL of amplification grade water. Actual amounts were multiplied by the number of
reaction wells in each run plus 2 to account for pipetting error or environmental loss. The
cocktail mix was vortexed for 10 seconds and spun in a microcentrifuge to eliminate air
bubbles. Nine (9) µL of the cocktail were added to each of the reaction wells followed by
1µL of either sample DNA or GBlock® artificial DNA as standards. Every plate was
accompanied by a no template control (NTC) well which substituted an additional 1µL of
amplification grade water for either the sample or control DNA. The NTC was used to
visualize any potential contamination. Both the thermal cycling and dissociation set-ups
followed the manufacturer’s published protocols for standard cycling mode (primer Tm <
60°).
DNA Analysis
Since the primary goal of this study has been to develop a sampling method that will
aid forensic DNA analysts and other investigators involved in the identification of
unknown human post-cranial skeletal remains, the primary method of analysis lies in the
establishment of an STR profile which can be uploaded into CODIS and NaMUS and
compared to other known profiles. To that end, the eluted and purified DNA samples
were taken to the Montana State Crime Lab for STR analysis. The Qiagen Investigator
24Plex QS kit was used with the following specifications (PCR was performed prior to
CE injection following the manufacturer’s protocol):
Injection on the Applied Biosystems 3500 CE with run specs:
Application Type: HID
73
Capillary Length: 36cm
Polymer: POP4
Dye Set: Qiagen BT6
Run Module: HID36_POP4
Protocol Name: Qiagen 24 Plex_1.2kV30sec_DEFAULT
Oven Temp (°C): 60
Run Voltage (kVolts): 13.0
PreRun Voltage (kVolts): 15
Injection Voltage (kVolts): 1.2
Run Time (sec): 1550
PreRun Time (sec): 180
Injection Time (sec): 30
Data Delay (sec): 1
Statistical Analysis
74
PAST 4.03 was utilized as the analysis software for this project. This software
was chosen due to experience with it as well as the general ease of use. One- way
analysis of variance, or ANOVA, was employed when comparing the results of the three
types of DNA, as well as the three tissue types, in both inter- and intra- element
comparisons. ANOVA testing in PAST 4.03 automatically incorporates several tests
concurrently, including Levene’s test of homogeneity of variance and Welch’s F. One of
the known limitations of ANOVA is its assumption of homogeneity of variance within
the sample population (146–151). In this project, that was often not applicable as the
numbers themselves could have anywhere from two decimal places to 11 depending on
the sample types. For example, ATR/FTIR analyses involved IR wavelength
measurements which were in the hundreds, if not thousands. Results of mtDNA
quantitation, on the other hand, were several decimal places in the opposite direction.
Thus, since Welch’s F does not make the assumption of data normality, it was often the
more accurate and dependable of the tests. The Kruskall- Wallis test of medians is also
included in the PAST software ANOVA analysis, as is Turkey’s Pairwise and Dunn’s
post- hoc. While the former is not instructive for data of the type used in this study, the
latter two tests were often useful to determine where the variance actually was when
ANOVA or Welch’s F indicated significance (152–155).
During comparisons of ATR/FTIR results to either tissue type or DNA type,
correlation tests were performed. This was carried out in an effort to determine if it was
possible to ascertain if/whether the biochemical components of bone tissue types
influenced DNA extractability. PAST 4.03 allows for several types of correlation tests to
75
be run depending on what kind of data is being analyzed. Because this project deals
exclusively with interval/ratio data, Pearson’s R and Spearman’s Rho were compared. It
was quickly evident that, in most cases, Pearson’s R was less desirable as it is a test of
linear correlation and the data simply did not fit that assumption. However, because
Spearman’s Rho is designed more for ordinal data than interval data, it was decided that
Pearson’s R was the more logical choice (156–160).
In order to determine which sites on which elements are best to use for DNA
analysis, both inter- and intra- element comparisons were performed. Inter- element
group testing provided a picture of whether there is a significant difference between the
DNA quantities obtained from, for example, the legs versus the arms, or the ribs versus
the vertebrae. Intra- element testing, then, allowed for determination of where on each
bone is the optimal site. This proceeded along each side, where applicable, and then the
elements or groups from each side were combined.
Statistical analysis proceeded from the broad to the more specific. Initially, all
tissue type data and element group data were combined and only the DNA type was
specified. For example, all data from the bones of the right arm were compared by DNA
type to all the bones from right leg. Then, all cortical tissue samples from each side were
compared to all trabecular tissue samples and all osteonal tissue samples for each DNA
type. Then, where applicable, proximal sites were compared to mid- diaphyseal and distal
sites on each element and compared by both tissue and DNA type.
76
Using starting molecular weight data obtained from qPCR testing, inter- group
variability testing was performed to assess the significance, if any, between the different
bone groups. Both sides of the body were tested in this way. Groups were assigned based
on anatomical position of the bones. In other words, the bones of the arm, starting with
the humerus and then proceeding inferiorly to the ulna and radius were compared to the
legs from femur through tibia and fibula. Similarly, the clavicles and the scapulae were
compared to the sternum and manubrium. The vertebrae were compared to the sacrum,
the wrists and hands compared to the ankles and feet, and the patellas were compared to
the other sesamoid bones. Due to their unique anatomical positions, the os coxae were
compared to each other and the sacrum.
In order to further enhance understanding of the actual cellular contributions to
endogenous DNA preservation, it was necessary to compare data taken from at least 2
sampling sites on each element to each other. For example, cortical bone tissue samples
from the proximal ends of all of the long bones were compared to mid- diaphyseal sites
as well as to distal sampling sites. This was repeated for trabecular and osteonal (where
possible) tissues. Furthermore, this was done for all 3 types of qPCR data as well as the
percentage of complete STR profiles. This was repeated in intra- element testing.
Meaning that all cortical and trabecular samples from a single bone were compared to
themselves and then to each other for all DNA types. In this way, we can begin to see if,
and to what extent, cellular populations differ within each sampling point and across
element groups as well as each individual bone. Since only 1 sample of osteonal bone
tissue was taken from each relevant bone, those samples were compared by element by
77
side (right humeral osteonal samples compared to each other) and then to those from
other elements as well as the mid- diaphyseal cortical and trabecular sample data.
Results
The tables included in this section show which tests indicated significant
differences or variation. Because the study is focused on finding the optimal sites for
DNA extraction and not generalizations of DNA preservation, ANOVA read- outs
showing no significant differences are omitted. However, results of all testing can be
found in Appendix 1. As indicated in the Methods section, the alpha level for all testing
was set at p < 0.05.
While all samples were tested with ATR/FTIR spectroscopy, and statistically
analyzed for significant variance within or between samples those samples that exhibited
low starting molecular weight of any or all DNA types, and/or failed to produce at least
75% of the STR loci of a full forensic profile, were further scrutinized for potential
biochemical reasons for the low performance. As discussed in the background section,
lack of amino acid presence, overabundance of either phosphate or carbonate ions, or the
presence of PCR inhibitors such as fats or humic acids, are all possible reasons for a
sample’s failure to provide adequate DNA in qPCR or fragment analysis (161,162).
At the end of this section is a table showing the highest DNA yielding location for
each bone by 1) tissue type and 2) DNA type. The specific drilling site for each bone is
included. In this way, those interested in real-world questions of where to sample for
DNA analysis can find the data quickly.
78
Inter- Group Variability
All Tissue Types
First, only autosomal DNA data was compared between drilling locations. Then the Y-
chromosome data only, and then the mtDNA data only. Following this, each DNA
analysis type was compared to each other type. This was repeated for both sides of the
body. Lastly, the percentage of full STR profile construction was compared to the starting
mtDNA molecular weight.
APPENDICULAR SKELETON
LEFT SIDE
Left Side Element Group Comparisons
First, averages were taken of the qPCR raw scores from sampling sites on each
element for each DNA type alone. In this way, all of the autosomal, Y chromosome, and
mtDNA data from each element could be compared to other elements irrespective of the
tissue type. Then, each DNA type average was taken for each particular tissue type.
Comparison between the element groups involved raw qPCR data, rather than
averages of such. No significance was noted on the starting DNA quantification values of
the left side between any element groups other than the hands and feet. In other words,
there was no statistically significant difference between the arm and the leg, but ANOVA
testing did show significant difference between the means of the left hand (the carpals,
metacarpals and phalanges) and the left foot (tarsals, metatarsals and phalanges) in raw
79
qPCR values for autosomal and Y-chromosomal DNA. No significant difference was
found in mtDNA data. In the outputs from PAST 4.03 which follow, relevant p values are
highlighted in yellow.
Autosomal DNA:
LEFT hand versus LEFT foot:
Sum of sqrs df Mean square F p (same)
Between groups: 0.246507 1 0.246507 6.398 0.01873
Within groups: 0.8861 23 0.0385261 Permutation p
(n=99999)
Total: 1.13261 24 0.01514
Components of variance (only for random effects):
Var(group): 0.0168816 Var(error): 0.0385261 ICC: 0.304679
omega2: 0.1776
Levene´s test for homogeneity of variance, from means p (same): 0.106
Levene´s test, from medians p (same): 0.1208
Welch F test in the case of unequal variances: F=7.315, df=20.91, p=0.0133
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Y- Chromosome
Sum of sqrs df Mean square F p (same)
Between groups: 0.0224674 1 0.0224674 7.418 0.01211
Within groups: 0.0696592 23 0.00302866 Permutation p
(n=99999)
Total: 0.0921265 24 0.00255
Components of variance (only for random effects):
Var(group): 0.00157782 Var(error): 0.00302866 ICC: 0.342521
omega2: 0.2043
Levene´s test for homogeneity of variance, from means p (same): 0.006095
Levene´s test, from medians p (same): 0.02025
Welch F test in the case of unequal variances: F=9.483, df=13.32, p=0.008572
In these cases, the Bonferroni corrected p values were identical to the raw p
values. Despite homogeneity of variance in the autosomal DNA tests, there is significant
difference between the hand and foot samples at p < 0.05. The averages of raw data from
the groups are shown in the table below. Note that the tarsals outperformed the carpals in
all three analyses, while the metacarpals outperformed the metatarsals in autosomal and
mtDNA, but not in Y-chromosome analysis. The phalanges of the foot outperformed
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those of the hand in both autosomal and Y- chromosome analysis, but not in
mitochondrial DNA. STR results
Y- Chromosome
Mitochondrial
Carpals
0.01650
5.95E-05
Metacarpals
0.00988
8.52E-04*
Phalanges
0.00699
3.24E-05
Tarsals
0.09376*
2.50E-04
Metatarsals
0.01799
5.13E-07
Phalanges
0.08249
1.393E-07
Table 2- Raw qPCR data scores for the left hands and feet. Asterisks indicate highest performing element groups.
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Tissue Type Comparisons
When combining all the data from each tissue type and then comparing each to
the others, no statistically significant difference was found between the averages of
autosomal or Y- chromosomal DNA.
Mitochondrial DNA comparisons across tissue types on the left side, however, did
indicate some statistical significance in Dunn’s post-hoc testing, (shown below) which
can be useful in tests of small sample size like this one. Especially since it makes no
assumption of normality and because ANOVA is known to be prone to error in tests of
small sample populations. In this case, the greatest variance was seen between starting
DNA molecular weights of mtDNA between cortical and osteonal tissue across the whole
of the left side of the skeleton.
Cort Mito
Trab Mito
Osteo Mito
Cort Mito
0.116
0.0152
Trab Mito
0.116
0.236
Osteo Mito
0.0152
0.236
Table 3- Post hoc testing results. Significant variance is highlighted in yellow.
It is when the three DNA types were compared within the tissue types that the
greatest amount of difference is seen statistically. This testing is the most important for
this project because it is the most indicative of differential cellular populations at the time
of death in the post-cranial skeleton.
83
ALL left side Cortical Tissue: Autosomal vs Y- Chromosome vs
mtDNA
Test for equal means
Sum of sqrs df Mean square F p (same)
Between groups: 1.1279 2 0.56395 5.417 0.009805
Within groups: 3.12315 30 0.104105 Permutation p
(n=99999)
Total: 4.25105 32 1E-05
Components of variance (only for random effects):
Var(group): 0.0418041 Var(error): 0.104105 ICC: 0.286507
omega2: 0.2112
Levene´s test for homogeneity of variance, from means p (same): 0.01556
Levene´s test, from medians p (same): 0.1201
Welch F test in the case of unequal variances: F=8.445, df=13.33, p=0.004271
Given the lack of homogeneity of variance seen in Levene’s test, Welch’s F is more
likely the truer test since it makes no assumption of normality. Welch’s F detected a
significant difference at p < 0.05.
84
Cortical A
Cortical Y
Cortical Mito
Cortical A
0.03427
4.179E-07
Cortical Y
0.03427
0.003243
Cortical Mito
4.179E-07
0.003243
Table 4- Post hoc testing. Significant variance, in yellow, was most pronounced between cortical autosomal and
cortical mtDNA scores.
Post- hoc testing shows that the variance is most pronounced between autosomal and
mtDNA in the cortical tissue. The next most pronounced degree of variation occurred
between the Y- chromosome and mtDNA. The least, though still significant, was between
autosomal and Y- chromosome data.
ALL left side Trabecular Tissue: Autosomal vs Y- Chromosome vs
mtDNA
Test for equal means:
Sum of sqrs df Mean square F p (same)
Between groups: 0.150962 2 0.0754811 14.23 4.948E-05
Within groups: 0.15385 29 0.00530516 Permutation p
(n=99999)
Total: 0.304812 31 0.00018
Components of variance (only for random effects):
85
Var(group): 0.00658543 Var(error): 0.00530516 ICC: 0.553835
omega2: 0.4526
Levene´s test for homogeneity of variance, from means p (same): 0.000337
Levene´s test, from medians p (same): 0.004344
Welch F test in the case of unequal variances: F=15.74, df=12.63, p=0.0003716
Again, since there was no homogeneity of variance, Welch’s F test is more reliable than
ANOVA. It detected significant difference at p < 0.05.
Trabec A
Trab Y
Trab Mito
Trabec A
0.05322
8.808E-07
Trab Y
0.05322
0.002235
Trab Mito
8.808E-07
0.002235
Table 5- Post- hoc testing. As with cortical bone tissue, trabecular tissue varied most between autosomal and mtDNA
scores.
Post- hoc testing showed the highest variance, again between autosomal and mtDNA in
the trabecular tissue, followed by Y- chromosome versus mtDNA. The difference
between the variance of Y- chromosome and autosomal DNA was nearly significant.
LEFT side tissue types by location
Cortical Tissue
86
Statistically significant difference was noted in autosomal DNA levels between cortical
samples from the proximal versus distal ends as well as between the mid-shaft versus
distal ends of long bones.
L Prox Cort
Auto
L Mid Cort
Auto
L Dist Cort
Auto
L Prox Cort
Auto
0.6653
0.004926
L Mid Cort
Auto
0.6653
0.01735
L Dist Cort
Auto
0.004926
0.01735
Table 6- Post- hoc testing showed the variance was most pronounced between proximal and distal sampling sites
among cortical tissue samples.
Post- hoc testing shows that the most significant variance in qPCR data scores lies
between cortical tissue samples from the proximal and the distal ends of the long bones.
The next most significant degree of variance was between mid-diaphyseal and distal
cortical samples. It's not that the scores themselves were variable, per se, but that there
was significant difference (or, variance) between 1-scores from the proximal and distal
sites and 2- between the mid- diaphyseal and distal sites. Essentially meaning that the
distal sites were either statistically better or worse (ANOVA doesn't distinguish between
higher and lower) than the proximal sites and the mid- diaphyseal sites, but there wasn't
much difference between proximal and mid- diaphyseal.
87
Comparison between cortical levels of Y- Chromosomal DNA also showed significant
difference between proximal and distal samples.
L Prox Cort Y
L Mid Cort Y
L Dist Cort Y
L Prox Cort Y
0.3042
0.01735
L Mid Cort Y
0.3042
0.1764
L Dist Cort Y
0.01735
0.1764
Table 7- Post- hoc testing showed significant variance between proximal and distal sampling sites.
There was no significant difference detected in mtDNA levels between cortical samples
from proximal, mid- shaft, and distal samples of the long bones.
Trabecular Tissue
No significant difference was detected in autosomal, Y-chromosomal, or
mitochondrial DNA results from trabecular tissue samples of the proximal ends versus
midshaft versus distal ends of the long bones from the left side of the body.
Osteonal Tissue
Because there was only one osteonal sample taken from the mid-diaphyseal
regions of each long bone, the results of such are included here, rather than in the intra-
element testing section.
Sum of sqrs df Mean square F p (same)
Between groups: 0.244599 2 0.1223 3.844 0.05126
88
Within groups: 0.381764 12 0.0318136 Permutation p
(n=99999)
Total: 0.626363 14 0.00527
Components of variance (only for random effects):
Var(group): 0.0180972 Var(error): 0.0318136 ICC: 0.362591
omega2: 0.275
Levene´s test for homogeneity of variance, from means p (same): 0.03314
Levene´s test, from medians p (same): 0.06082
Welch F test in the case of unequal variances: F=3.707, df=5.333, p=0.09794
Given the small sample size and heterogeneity of variance, the lack of significance shown
by Welch’s F and the near significance of ANOVA may be the result of a type II error.
Osteo Auto
Osteo Y
Osteo Mito
Osteo Auto
0.1791
0.0008893
Osteo Y
0.1791
0.04771
Osteo Mito
0.0008893
0.04771
Table 8- Post- hoc testing shows significant the most variance occurred between autosomal and mtDNA scores.
Post- hoc testing shows the greatest variance occurs between autosomal and mtDNA in
the osteonal tissue and lends credibility to the idea that a false negative may have
89
occurred. However, given the nature of the data, it is not surprising that a significance
may have been detected between autosomal DNA and mtDNA. Whether or not this is the
case, further study with larger sample population is warranted.
Figure 1- Averages of the three DNA types across the tissue types on the left side of the body. Y- axis is DNA levels in
ng/uL.
RIGHT SIDE
Element group comparisons
Right Arm versus Right Leg
No significance was detected between the elements of the right arm (humerus,
ulna and radius) and the right leg (femur, tibia, and fibula) in autosomal DNA. However,
significant difference was found between the right arm and leg in Y chromosome
analysis.
90
R Hum Y
R Rad Y
R Ulna Y
R Fem Y
R Tib Y
R Fib Y
R Hum Y
0.6244
0.7312
0.01763
0.1799
0.89
R Rad Y
0.6244
0.8712
0.0596
0.3945
0.5301
R Ulna Y
0.7312
0.8712
0.03506
0.2977
0.6267
R Fem Y
0.01763
0.0596
0.03506
0.3019
0.01202
R Tib Y
0.1799
0.3945
0.2977
0.3019
0.1391
R Fib Y
0.89
0.5301
0.6267
0.01202
0.1391
Table 9- Post- hoc testing indicated that significant variance occurred between the right femur and fibula, the right
ulna, and the right humerus.
Dunn’s post- hoc shows the difference between the means from the humerus & femur,
the femur & ulna, and the femur & the fibula.
Additionally, a significant difference was detected between mitochondrial DNA means of
the elements of the right arm and the right leg.
R Hum
mtDNA
R Rad
mtDNA
R Ulna
mtDNA
R Fem
mtDNA
R Tib
mtDNA
R Fib
mtDNA
R Hum
mtDNA
0.2464
0.1928
0.5622
0.6368
0.1566
R Rad
mtDNA
0.2464
0.9161
0.08211
0.1028
0.01001
R Ulna
0.1928
0.9161
0.05732
0.07345
0.005685
91
mtDNA
R Fem
mtDNA
0.5622
0.08211
0.05732
0.9145
0.4025
R Tib
mtDNA
0.6368
0.1028
0.07345
0.9145
0.345
R Fib
mtDNA
0.1566
0.01001
0.005685
0.4025
0.345
Table 10- Post- hoc testing indicating the majority of variance occurred between the right fibula and ulna for mtDNA
scores.
Dunn’s post- hoc shows the variance is mostly between the radius and fibula and between
the ulna and the fibula.
Right Hand vs Right Foot
ANOVA and post-hoc testing show the greatest variance is between the carpals
and the metatarsals. As with the same elements on the left side, raw data indicates that the
bones of the foot outperformed those of the hand in both autosomal and Y- chromosomal
DNA and mtDNA generally, although the metatarsals underperformed in this DNA type.
Autosomal DNA
Y-Chromosome
mtDNA
Carpals
0.01777
0.00768
9.39E-05
Metacarpals
0.08750
0.01006
1.02E-05
Hand Phalanges
0.23162
0.03139
1.39E-05
Tarsals
0.42073
0.05237
6.08E-04*
Metatarsals
0.04518
0.01330
1.98E-06
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Foot Phalanges
1.24256*
0.12397*
4.62E-04
Table 11- Raw qPCR score averages from the right hands and feet. Asterisks indicate the highest performing groups.
Right Shoulder (Clavicle vs Scapula)
Comparisons of the upper elements of the right arm (the scapula, clavicle,
humerus, radius, and ulna) yielded no statistically significant differences across DNA
types.
Right Side Tissue Type Comparisons
Cortical versus Trabecular versus Osteonal- Autosomal DNA
ANOVA detected significant difference in DNA starting molecular weight
variance between tissue types. However, in spite of heterogeneity of variance, Welch’s F
did not. Dunn’s post- hoc, below, shows that the variance is primarily between the
cortical and the trabecular and the cortical and the osteonal samples. Raw data seems to
indicate that it is more likely a type II error in Welch’s F, rather than a type I error in
ANVOA.
Cortical Auto.
Trabecular Auto.
Osteonal Auto.
Cortical Auto.
0.009264
0.004876
Trabecular Auto.
0.009264
0.2888
Osteonal Auto.
0.004876
0.2888
Table 12- Post- hoc testing showing greatest variance between cortical vs trabecular and cortical vs osteonal tissue.
This is most likely a type II error in Welch's F test.
93
Cortical versus Trabecular versus Osteonal- Y- Chromosome
As with autosomal DNA scores, ANOVA detected significant difference between the
variance in Y- Chromosome data.
Cortical Y
Trabecular Y
Osteonal Y
Cortical Y
0.002045
0.00375
Trabecular Y
0.002045
0.4125
Osteonal Y
0.00375
0.4125
Table 13- Post- hoc testing showing greatest variance between cortical vs trabecular and cortical vs osteonal tissue.
Post- hoc testing shows that the variance is greatest between the cortical and trabecular,
followed by the cortical versus osteonal tissues.
No significant difference was detected between the tissue types by mtDNA data.
94
Figure 2- Averages of the three DNA types in each of the three tissue types across the right side of the body. DNA
amounts are in ng/uL.
Right side tissue type by location
No statistically significant difference was detected in comparative analyses of the
proximal, mid- diaphyseal, and distal ends of the long bones across all tissue and DNA
types.
THE AXIAL SKELETON
One-way ANOVA testing did not detect any significant difference between the
ribs of either side and the sternum and manubrium. Note that there is no trabecular
sample from the clavicular notch, nor a cortical sample from the inferior articular margin.
95
The reason is that the bone tissue at these locations was not conducive to sampling in that
manner.
Sample
Autosomal DNA
Y- Chromosome
mtDNA
Clavicular Notch Cort.
0.84411*
0.22409*
0.00E+00
Inferior Articular Margin Trab.
0.53527
0.12502
7.01E-04*
Prox. Corpus Sterni Cort.
0.13609
0.03377
1.33E-04
Prox. Corpus Sterni Trab.
0.01181
0.00105
9.77E-06
Dist. Corpus Sterni Cort.
0.00292
0.00266
0.00E+00
Dist. Corpus Sterni Trab.
0.45001
0.05253
3.17E-03
Table 14- Raw qPCR averages from the sternum and manubrium. Asterisks indicate highest perform sites.
It should also be noted that there were significant outliers in the data in autosomal
and Y-chromosomal DNA in cortical samples taken from the 8th ribs bilaterally, but most
especially on the right side. Additionally, five of the samples taken from the right ribs
failed to yield any mtDNA, whereas only one sample from the left failed.
Sample
L Ribs
Auto.
L Ribs Y
Chromo.
L Ribs
mtDNA
R Ribs
Auto.
R Ribs Y
Chromo.
R Ribs
mtDNA
Rib 1
Cort.
0.04506
0.03737
2.92E-04
0.11375
0.03888
0.00+E00
96
Rib 1
Trab.
0.00961
0.00387
2.11E-05
0.01686
0.00870
2.41E-05*
Rib 4
Cort.
6.06043
0.60374
0.00+E00
0.26937
0.09781
0.00E+00
Rib 4
Trab.
0.01070
0.00254
6.58E-05
0.00734
0.00171
5.25E-06
Rib 4
Frag. Cort.
0.30980
0.06586
2.41E-04
0.07765
0.01092
0.00E+00
Rib 4
Frag.
Trab.
0.01180
0.00122
7.67E-07
0.05148
0.01220
6.38E-09
L Rib 8
Cort.
1.73860*
0.78290*
6.10E-04*
6.28993*
1.9013*
0.00E+00
L Rib 8
Trab.
0.19730
0.03754
3.46E-06
1.29446
0.07055
0.00E+00
Table 15- Raw qPCR averages for the ribs. Asterisks indicate highest performing elements.
Vertebrae vs Sacrum vs Os Coxae
Statistical comparison of the three vertebral types indicated no statistical
differences in autosomal or Y- chromosomal DNA. However, because the lumbar
97
vertebrae failed to yield any mtDNA whatsoever, ANOVA analysis of all three tissue
types failed. ANOVA analysis is inherently a measure of variance and if all samples from
one group = 0, then there is no variance to compare. Comparison of the cervical and
thoracic vertebrae by mtDNA indicated no statistically significant difference. Nor was
there any significant difference found in comparisons of the cervical and thoracic
vertebrae to the sacrum, and either/both Os Coxae.
Intra- Group Variability
Intra-group variability testing was performed by combining left and right-side
data for each for each sampling location (proximal, mis-diaphyseal, and distal) on each
element and comparing the data for each DNA type. In other words, all of the data from
the sampling sites at the proximal ends of the long bones were combined and compared
against all of the data from the mid-diaphyseal, and distal sampling sites on each element
individually. Since there were very few actual data points to compare (four each), and
because the osteonal data was included in the inter-element comparisons, raw data scores
may be more instructive. In fact, some ANOVA calculators require at least five data
points and in tissue type comparisons, there were only two for each sampling location.
Shapiro-Wilk tests of normality were run along with ANOVA, simply as a measure of
certainty and visualization of the data.
98
Image 6- Fun picture illustrating some of the relevant anatomical directions used in the study.
Humeri:
Autosomal DNA:
Prox.
Hum Cort.
Prox. Hum
Trab.
Mid Hum
Cort.
Mid Hum
Trab.
Dist. Hum
Cort.
Dist. Hum
Trab.
Right
0.0231
0.2662
0.0297
0.0415
4.6646*
0.1145
Left
0.0267
0.0340
0.1507
0.0457
1.0905*
0.1637
Table 16- Raw autosomal qPCR averages of the humeri by sampling site and tissue type. Asterisks indicate highest
performing sites.
99
Most likely due to small sample size, one-way ANOVA and Welch’s F both
failed to detect any statistical significance in the variance of the humeri. However, the
table above clearly shows a marked difference between the raw autosomal DNA qPCR
data scores of the cortical samples taken from the distal humeri versus all of the others.
Not surprisingly, this pattern repeated for the Y- chromosome.
Y- Chromosome:
Prox. Hum.
Cort.
Prox. Hum.
Trab.
Mid. Hum.
Cort.
Mid. Hum.
Trab.
Dist. Hum.
Cort.
Dist. Hum.
Trab.
Right
0.00898
0.05601
0.08978
0.00832
0.15056*
0.01086
Left
0.00411
0.01474
0.06603
0.00483
0.14296*
0.02493
Table 17- Raw Y- Chromosome averages for the humeri by sampling site and tissue type. Asterisks indicate highest
performing sites/tissues.
mtDNA:
Prox. Hum.
Cort.
Prox. Hum.
Trab.
Mid. Hum.
Cort.
Mid. Hum.
Trab.
Dist. Hum.
Cort.
Dist. Hum.
Trab.
Right
2.68E-05
5.21E-08
1.98E-05
2.70E-05*
0.00E+00
2.11E-05
Left
7.29E-05
4.07E-07
3.49E-04*
7.84E-05
1.74E-04
3.82E-05
Table 18- Raw mtDNA qPCR averages for the humeri by sampling site and tissue type. Asterisks indicate highest
performing sites.
Generally, the left humerus outperformed the right in mtDNA scores, and
interestingly, the sampling site which the best for autosomal and Y-chromosome, was the
worst for mtDNA. Cortical samples from the distal humerus were the highest in
100
autosomal DNA and Y- chromosome, while the mid- diaphyseal cortical and trabecular
were the highest in mtDNA.
Ulnae:
Sum of sqrs df Mean square F p (same)
Between groups: 0.603911 2 0.301955 4.971 0.02898
Within groups: 0.668179 11 0.0607436 Permutation p
(n=99999)
Total: 1.27209 13 0.02745
Components of variance (only for random effects):
Var(group): 0.0527651 Var(error): 0.0607436 ICC: 0.464855
omega2: 0.362
Levene´s test for homogeneity of variance, from means p (same): 0.01221
Levene´s test, from medians p (same): 0.01651
Welch F test in the case of unequal variances: F=6.663, df=4.551, p=0.04446
Both ANOVA and Welch’s F detected significance at p < 0.05.
101
Post-hoc testing showed the greatest variation occurred between the mid- diaphyseal and
distal sampling sites. The outliers in this case were the proximal trabecular sample from
the right ulna at the high end and the mid- diaphyseal trabecular samples from both sides
at the low end.
L Ulna Prox Auto
L Ulna Mid Auto
L Ulna Dist Auto
L Ulna Prox Auto
0.05187
0.5541
L Ulna Mid Auto
0.05187
0.009534
L Ulna Dist Auto
0.5541
0.009534
Table 19- Post- hoc testing shows greatest variance between distal and mid- diaphyseal sites.
No significant difference was detected between sampling sites for either the Y-
chromosome or mtDNA.
Radii:
Autosomal DNA
Sum of sqrs df Mean square F p (same)
Between groups: 0.629961 2 0.31498 5.156 0.02632
Within groups: 0.672 11 0.0610909 Permutation p
(n=99999)
Total: 1.30196 13 0.02984
102
Components of variance (only for random effects):
Var(group): 0.0555383 Var(error): 0.0610909 ICC: 0.476196
omega2: 0.3725
Levene´s test for homogeneity of variance, from means p (same): 0.1594
Levene´s test, from medians p (same): 0.2369
Welch F test in the case of unequal variances: F=3.446, df=5.892, p=0.1021
ANOVA detected significance, whereas Welch’s F did not.
Post- hoc testing indicates that the greatest variance, as with the ulnae, occurs between
the mid- diaphyseal and distal sampling sites. However, given the results of Levene’s and
Welch’s F, the ANOVA results may well be a type I error. Outliers in this case occurred
on the right side with highest scores being the distal sites and nearly equally low scores
from the mid- diaphyseal sites.
Prox Rad Auto
Mid Rad Auto
Dist Rad Auto
Prox Rad Auto
0.8774
0.09097
Mid Rad Auto
0.8774
0.04486
Dist Rad Auto
0.09097
0.04486
Table 20- Post- hoc testing shows greatest variance between distal and mid- diaphyseal sites of the radius.
103
No significant difference was detected between either Y- chromosomal or mtDNA
among sampling sites of the radii.
Femora
Despite the lack of any mtDNA from several sites in the femora, no significant
difference was detected between sampling sites across the three DNA types. The raw data
from the femora is more instructive.
Sampling Site
Left
Autosomal
Left Y-
Chromosome
Left
MtDNA
Right
Autosomal
Right Y-
Chromosome
Right
mtDNA
Fovea Capitis Cort. 0.15387 0.04409 4.21E-05 1.31470 0.53454 0.00E+00
Fovea Capitis Trab. 0.24068 0.03996 7.09E-05 1.98432 0.52505 0.00E+00
Nutrient Foramen Cort. 0.16600 0.08380 4.83E-05 0.60443 0.34736 0.00E+00
Nutrient Foramen Ost. 0.28897 0.02743 4.66E-10 0.56923 0.20587 1.97E-03
Nutrient Foramen Trab. 0.03646 0.00441 9.37E-06 0.12636 0.09317 0.00E+00
Inter Condylar Fossa Cort. 0.47736 0.16870 4.98E-06 1.53072 0.63708 1.69E-03
Inter Condylar Fossa Trab. 0.04574 0.01794 5.47E-06 0.00337 0.00000 3.95E-06
Table 21- Raw qPCR averages from the femora. Note the lack mtDNA and Y- chromosome data from the right side.
Also of note is the discrepancy between the mtDNA values from the osteonal sampling sites between sides.
Tibias
No statistically significant difference was detected in the tibias across DNA type
and sampling site. However, raw qPCR data for these elements looks very similar to that
of the femora with several sites from both sides failing to produce any mtDNA data.
104
Sampling Site
Left
Autosomal
Left Y-
Chromosome
Left Mito
Right
Autosomal
Right Y-
Chromosome
Right
Mito
Tibial Plateau Cort. 0.06259 0.02534 1.31E-05 1.41029 0.37741 2.56E-06
Tibial Plateau Trab. 0.00380 0.00147 0.00E+00 0.09577 0.02189 3.90E-06
Mid-diaph. Cort. 0.05063 0.00880 7.85E-06 0.98559 0.44617 2.42E-03
Mid-diaph. Ost. 0.07628 0.01914 0.00E+00 0.05901 0.02012 4.84E-06
Mid-diaphy Trab. 0.04214 0.02384 0.00E+00 0.01769 0.01161 0.00E+00
Malleolar Groove Cort. 0.66057 0.07306 8.25E-09 0.29396 0.12147 6.15E-06
Malleolar Groove Trab. 0.05711 0.01195 0.00E+00 0.21526 0.05322 0.00E+00
Table 22- Raw qPCR averages from the tibias. Note the lack of mtDNA data from trabecular samples on both sides and
the osteonal sample on the left.
Fibulas
ANOVA detected significance between the scores of sampling sites on the
fibulas. However, this may be another type I error due to small population size. Welsch’s
F is nearly significant, but this also indicates support for the above statement. Post- hoc
testing shows the greatest variance was between proximal and distal sites. This is
consistent with the raw data which shows higher performance of distal samples than
proximal with intermediate performance of mid- diaphyseal samples.
Prox Fib Auto
Mid Fib Auto
Dist Fib Auto
Prox Fib Auto
0.2807
0.01423
Mid Fib Auto
0.2807
0.1698
Dist Fib Auto
0.01423
0.1698
Table 23- Post- hoc testing shows greatest variance between proximal and distal sampling sites of the fibulae.
No significant difference was detected in Y- Chromosome or mtDNA between the
proximal, mid- diaphyseal, and distal fibula samples.
105
Irregular Bones
No statistically significant differences were noted within in the clavicles or
scapulae or the os coxae. The qPCR data from the clavicles indicates that the medial end
performed better than the lateral end on both sides. Data from the scapulae were mixed
and showed no clear pattern.
Sampling Site
Left
Autosomal
Left Y-
Chromosome
Left
MtDNA
Right
Autosomal
Right Y-
Chromosome
Right
mtDNA
Clavicles
Medial End Cort. 0.52210 0.15167 6.36E-03 1.60835 0.55749 2.05E-04
Medial End Trab. 0.34800 0.01471 0.00E+00 0.06831 0.00492 5.59E-09
Lateral End Cort. 0.13830 0.06363 0.00E+00 0.64781 0.24278 2.62E-05
Lateral End Trab. 0.08975 0.01548 8.88E-09 0.03534 0.00466 4.39E-05
Scapulae
Glenoid Fossa Cort. 0.27374 0.14407 1.64E-04 0.73983 0.19428 0.00E+00
Glenoid Fossa Trab. 0.01384 0.00474 2.60E-05 0.03607 0.06603 0.00E+00
Acromion Process Cort. 0.01805 0.18988 4.05E-10 0.71162 0.15759 4.83E-08
Acromion Process Trab. 0.56170 0.05292 1.37E-04 0.18870 0.03741 2.65E-05
Table 24- Raw qPCR averages for the clavicles and scapulae
While no statistically significant difference was detected between the right and
left Os Coxae, examining the raw data may be more instructive as to which sampling
sites are optimal for DNA extraction. The auricular surface and the cortical tissue of the
pubic symphysis yielded the highest amounts of autosomal DNA, and the pubic
symphysis was among the best for mtDNA, as well. Results from trabecular samples
from the os coxae were mixed across DNA types.
106
Sampling Site
Left
Autosomal
Left Y-
Chromosome
Left mtDNA
Right
Autosomal
Right Y-
Chromosome
Right
mtDNA
Iliac Crest 0.11510 0.02488 4.81E-04 0.17752 0.02880 1.72E-05
Auricular Surface 2.12180 0.06066 0.00E+00 0.25182 0.06008 0.00E+00
Posterior Inferior Spine 1.44270 0.00092 0.00E+00 0.01534 0.00142 8.08E-07
Ischial Spine 0.02870 0.00091 2.97E-05 0.01074 0.00111 8.92E-06
Ischial Tuberosity Cort. 0.04316 0.01206 4.06E-05 0.03402 0.00868 5.24E-08
Ischial Tuberosity Trab. 0.05825 0.00547 5.55E-06 0.04727 0.00732 3.74E-08
Ischio-Pubic Ramus Cort. 0.05030 0.00552 8.58E-05 0.03751 0.00456 1.15E-05
Ischio-Pubic Ramus Trab. 0.61590 0.00244 0.00E+00 0.01148 0.00086 2.55E-08
Pubic Symphysis Cort. 0.61088 0.09139 7.49E-05 0.75087 0.08042 3.59E-05
Pubic Symphysis Trab. 0.01283 0.00278 1.61E-05 0.00756 0.00086 5.26E-06
Dorsal Surface 0.43939 0.00548 1.48E-09 0.09917 0.00682 5.97E-07
Ventral Surface 0.35614 0.02571 0.00E+00 0.23351 0.05299 0.00E+00
Table 25- Raw qPCR averages for the os coxae.
ATR/FTIR
ANOVA testing of ATR/FTIR results were first run by the absorbance levels of
amino acids, phosphates and carbonates by tissue type, irrespective of DNA type. No
statistically significant differences were noted. Then, ANOVA was run by tissue type and
showed no statistically significant difference in amino acid absorbance across tissue type.
The tissue types did, however, exhibit some significant differences in phosphate and
carbonate absorption. With these results in mind, correlation tests were conducted first in
aggregate, then across tissue type, for all DNA types.
Phosphate Absorbance by tissue type
Sum of sqrs df Mean square F p (same)
Between groups: 0.0716473 2 0.0358237 4.676 0.01357
107
Within groups: 0.398369 52 0.00766094 Permutation p
(n=99999)
Total: 0.470016 54 0.01307
Components of variance (only for random effects):
Var(group): 0.00170027 Var(error): 0.00766094 ICC: 0.18163
omega2: 0.1179
Levene´s test for homogeneity of variance, from means p (same): 0.1731
Levene´s test, from medians p (same): 0.252
Welch F test in the case of unequal variances: F=4.343, df=15.1, p=0.03237
ANOVA and Welch’s F both detected significance at p < 0.05.
Dunn’s post- hoc indicates the greatest variance is between the phosphate absorbance
levels in the trabecular and the osteonal tissues.
Ph Abs (Cort)
Ph Abs (Trab)
Ph Abs (Ost)
Ph. Abs. Cort.
0.01195
0.6593
Ph. Abs. Trab.
0.01195
0.03407
Ph. Abs.Ost.
0.6593
0.03407
Table 26- Post- hoc testing shows greatest variance between phosphate absorbance levels of the trabecular vs cortical
samples with somewhat less between trabecular and osteonal samples.
108
Carbonate absorbance by tissue type
Sum of sqrs df Mean square F p (same)
Between groups: 0.0787873 2 0.0393936 6.413 0.003239
Within groups: 0.319402 52 0.00614234 Permutation p
(n=99999)
Total: 0.398189 54 0.00318
Components of variance (only for random effects):
Var(group): 0.00200749 Var(error): 0.00614234 ICC: 0.246323
omega2: 0.1645
Levene´s test for homogeneity of variance, from means p (same): 0.2217
Levene´s test, from medians p (same): 0.284
Welch F test in the case of unequal variances: F=6.353, df=15.13, p=0.009933
Both ANOVA and Welch’s F detected significance at p < 0.05.
109
Post- hoc testing in this case shows that the greatest variation in Carbonate absorbance is
between the cortical and the trabecular tissue with only somewhat less variance between
trabecular and osteonal tissue.
Car. Abs. Cort.
Car. Abs. Trab.
Car. Abs. Ost.
Car. Abs. Cort.
0.003059
0.6693
Car. Abs. Trab.
0.003059
0.01615
Car. Abs. Ost.
0.6693
0.01615
Table 27- Post- hoc testing shows greatest variance between carbonate absorption in the trabecular vs cortical tissue
with somewhat less between trabecular and osteonal tissue.
Correlation Testing
In an effort to ascertain more details about the nature of the variance seen in
ANOVA testing, correlation testing was performed between DNA concentration values
and the ATR results. First, phosphate absorption was run against carbonate absorption
and the results indicate a strong, linear, correlation with a p = 4.087E-40 where α = 0.05.
Then, aggregate correlation testing, that is, comparing all phosphate and
carbonate absorption scores to all scores from each DNA type suggested a weak,
negative, monotonic, correlation between phosphate absorption and autosomal DNA.
Both Y-chromosome and mtDNA were weakly, positively correlated. Pearson’s R,
shown in the table below, indicated that none of the p values were statistically significant.
As with the ANOVA data, relevant p values are highlighted in yellow and relevant
correlation coefficients are in blue.
110
Phosphate
Autosomal
Phosphate
Y Chromo
Phosphate
Mito
Phosphate
0.19305
Phosphate
0.80702
Phosphate
0.71717
Autosomal
-0.17819
Y Chromo
0.033702
Mito
-0.049962
Table 28- Pearson's R Correlation test results of phosphate absorption by DNA type. None of the p values (yellow)
showed significant correlation. Correlation coefficients (blue) indicated negative relationships.
Figure 3- Example of an output from PAST 4.03 showing correlation strength/weakness between Phosphate
absorbance levels and mtDNA Arrows point to the small, pink, circles indicating a very weak, negative, correlation.
Cortical Bone Tissue
Pearson’s R detected a weak, negative, monotonic, correlation between amino
acid absorption and autosomal DNA (p = 0.13701). A weak, positive correlation was
111
detected between amino acid absorbance and both Y-chromosome data (p = 0.69626) and
mtDNA (p = 0.24743).
Both phosphate (p = 0.15592) and carbonate (p = 0.14663) were weakly,
negatively, correlated with autosomal DNA and Y-chromosome data. A weak, positive
correlation was detected between both phosphate (p = 0.47651) and carbonate (p =
0.47651) absorbance and mtDNA.
Ph Abs
Y Chromo
Car Abs
Y Chromo
Ph Abs
0.51472
Car Abs
0.49512
Y Chromo
-0.13668
Y Chromo
-0.14306
Table 29- Correlation testing results between phosphate and Y chromosome and carbonate and Y chromosome DNA.
Trabecular Bone Tissue
Amino
Acid
Auto
Amino
Acid
Y
Chromo
Amino
Acid
mtDNA
Amino
Acid
0.79112
Amino
Acid
0.77478
Amino
Acid
0.93026
Auto.
-0.058437
Y
Chromo
-0.063123
mtDNA
-0.019325
Table 30- Correlation testing results comparing amino acid absorption levels by DNA type in trabecular tissue.
112
Phos.
Auto
Phos.
Y
Chromo
Phos.
mtDNA
Phos.
0.34747
Phos.
0.31151
Phos.
0.88409
Auto.
-0.20525
Y
Chromo
0.22072
mtDNA
-0.032186
Table 31- Correlation testing results comparing phosphate absorption levels by DNA type in trabecular tissue.
Car.
Auto.
Car.
Y
Chromo
Car.
mtDNA
Car.
0.29079
Car.
0.30894
Car.
0.77917
Auto.
-0.23013
Y
Chromo
0.22186
mtDNA
-0.06186
Table 32- Correlation testing results comparing carbonate absorption levels by DNA type in trabecular tissue.
While none of the p values met the requirements for significance, there was a
more consistently negative relationship between biochemical properties of trabecular
tissue and DNA.
Osteonal Bone Tissue
Amino
Acid
Auto.
Amino
Acid
Y
Chromo
Amino
Acid
mtDNA
113
Amino
Acid
0.2423
Amino
Acid
0.94658
Amino
Acid
0.68898
Auto.
0.50996
Y
Chromo
-0.03148
mtDNA
0.18643
Table 33- Correlation testing results comparing amino acid absorption by DNA type in osteonal tissue.
Phos.
Auto.
Phos.
Y
Chrom
o
Phos.
mtDNA
Phos.
0.73005
Phos.
0.8289
9
Phos.
0.42004
Auto.
0.16109
Y
Chromo
-0.10125
mtDNA
0.35714
Table 34- Correlation testing between phosphate absorption by DNA type in osteonal tissue.
Carb.
Auto.
Carb.
Y
Chromo
Carb.
mtDNA
Carb.
0.47619
Carb.
0.88054
Carb.
0.51452
Auto.
0.14168
Y
Chromo
-0.07054
mtDNA
0.29918
Table 35- Correlation testing between carbonate absorbance by DNA type in osteonal tissue.
114
With the exception of Y-chromosome data, which was negative in all three
correlation tests, osteonal tissue was more positively correlated with amino acid,
phosphate, and carbonate levels.
To elaborate on the relationship between carbonate and phosphate levels and
DNA, those samples which displayed the lowest levels of mtDNA were combined in a
table with the ancient samples that were run through ATR/FTIR analysis as a baseline.
Since there were only four ancient samples, with only mtDNA results in an unrelated
study, no correlation or other statistical analysis could be run on those samples. Raw data
does not appear to support, or be supported by, the findings from the correlation tests.
This could well be due to smaller sample size, but whatever the reason, the raw data table
are provided below.
115
Sample
Tissue
Type
Amino Acid
Absorbance
Phosphate
Absorbance
Carbonate
Absorbance
Mito
LTIB 6 1
0.098 0.331 0.300 0.00E+00
LTIB 2 2
0.093 0.370 0.329 0.00E+00
R2A 1 0.088 0.310 0.266 0.00E+00
MAN 1 1 0.084 0.330 0.340 0.00E+00
C2A 1 0.083 0.207 0.193 0.00E+00
C2B 2 0.068 0.120 0.107 0.00E+00
LRib 2A 1 0.066 0.191 0.181 0.00E+00
R3A 1 0.062 0.148 0.129 0.00E+00
L2B 2
0.062 0.135 0.110 0.00E+00
C4A 1 0.060 0.351 0.340 0.00E+00
C1A 1 0.059 0.235 0.241 0.00E+00
LFP 4 1
0.043 0.160 0.162 0.00E+00
L2A 1
0.042 0.138 0.136 0.00E+00
LTIB 5 2 0.039 0.145 0.150 0.00E+00
LTAR 1 1
0.029 0.156 0.134 0.00E+00
LSC 3 1 0.143 0.409 0.354 4.05E-10
LFEM 4 3
0.064 0.237 0.225 4.66E-10
LRad 5 2
0.045 0.153 0.152 6.81E-10
T10B 2
0.060 0.700 0.510 0.00E+00
Ancient A 2 0.03 0.5 0.39 0.00E+00
Ancient B 2 0.05 0.75 0.5 0.00E+00
Ancient C 2 0.05 0.85 0.64 0.00E+00
Ancient D 2 0.05 0.8 0.56 0.00E+00
Table 36- Samples with zero, or E-10 mtDNA results are listed alongside Amino Acid, Phosphate, and carbonate levels
as measured by ATR/FTIR spectroscopy. The bottom 4 samples are the ancient samples which were run as a baseline
for the ATR/FTIR analyses.
116
Figure 4- Graph of mtDNA in relation to Amino Acid, Phosphate, and Carbonate absorbance.
117
Figure 5- Graph showing the correlation between amino acid, phosphate, and carbonate absorbance from ATR/FTIR
testing and autosomal DNA.
STR Results
Due to budgetary restraints, only 62 of the samples were run through CE for
fragment analysis and STR profile construction. While this may seem to be a serious
limit to the study, it is illustrative of real- world issues facing forensic DNA analysts. The
samples that were chosen for fragment analysis were selected to be a truly representative
118
subset of the overall sample population. The criteria used were 1) tissue type, 2) skeletal
element grouping, and 3) the highest, middle, and lowest performing samples by qPCR
data. The samples were taken to the Montana State Crime Lab and testing was performed
by Joe Pasternak. Ten of the eluted DNA samples had evaporated beyond the point that
re- hydration with deionized water was possible. Results from the remaining 51 are as
follows:
Sample
# Loci
% Profile
Sample
# Loci
% Profile
LOS1
23.0
100%
MAN2
23.0
100%
LOS7
11.0
48%
MC3B
9.0
39%
LP
23.0
100%
MC3A
8.5
37%
LMC3A
14.0
61%
MC1B
3.5
15%
LMC1B
16.0
70%
MC1A
5.0
22%
LMC1A
0.0
0%
RAD6
3.0
13%
LH4
0.0
0%
RAD1
23.0
100%
LH1
23.0
100%
U6
23.0
100%
R4B
23.0
100%
U1
23.0
100%
R4A
0.0
0%
HUM4
11.5
50%
R1B
7.0
30%
HUM2
22.0
96%
119
R1A
23.0
100%
HUM1
11.0
48%
L1B
0.0
0%
FEM2
14.0
61%
L1A
0.0
0%
FEM1
23.0
100%
T1B
5.0
22%
OS9
21.0
91%
T1A
3.0
13%
OS7
12.0
52%
C1B
10.5
45%
OS2
17.0
74%
C1A
23.0
100%
OS1
23.0
100%
MT1B
19.0
83%
STE2
6.5
28%
MT1A
14.0
61%
STE1
23.0
100%
TAR4
0.0
0%
TIB3
22.0
96%
TAR3
23.0
100%
TIB1
19.0
83%
TAR2
23.0
100%
FEM6
23.0
100%
TAR1
22.0
96%
FEM5
23.0
100%
TIB7
22.0
96%
FEM4
23.0
100%
TIB6
23.0
100%
TIB4
22.0
96%
Table 37- Fragment analysis indicating the # of STR loci for each sample and the % of complete profile represented. A
profile is considered complete that contains all 23 of the CODIS loci. Red = cortical tissuesamples, green =
trabecular, and yellow = osteonal.
120
Figure 6- Average percentage of complete STR profiles by tissue type.
121
Sample
# Loci
Sample
# Loci
Sample
# Loci
LOS1
23.0
FEM1
23.0
TAR3
23.0
LOS7
11.0
OS9
21.0
TAR2
23.0
LMC3A
14.0
OS7
12.0
TAR1
22.0
LMC1A
0.0
OS2
17.0
TIB6
23.0
LH1
23.0
OS1
23.0
FEM6
23.0
R4A
0.0
STE1
23.0
HUM1
11.0
R1A
23.0
MC3A
8.5
FEM1
23.0
L1A
0.0
MC1A
5.0
OS9
21.0
T1A
3.0
RAD6
3.0
OS7
12.0
C1A
23.0
RAD1
23.0
OS2
17.0
MT1A
14.0
U6
23.0
OS1
23.0
TAR4
0.0
U1
23.0
Table 38- # STR loci by cortical samples.
Figure 7- STR loci by cortical tissue.23 loci is the maximum that can be amplified by the Qiagen Investigator kit and
constitutes a 100% profile. The chart goes to 25 to aid in legibility.
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Sample
# Loci
LP
23.0
LMC1B
16.0
R4B
23.0
R1B
7.0
L1B
0.0
T1B
5.0
C1B
10.5
MT1B
19.0
TIB2
19.0
FEM5
23.0
FEM2
14.0
STE2
6.5
MAN2
23.0
MC3B
9.0
MC1B
3.5
HUM2
22.0
Table 39- # Loci by trabecular tissue samples. # of loci is out of 23 total.
Figure 8- # STR Loci by trabecular tissue samples.
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Sample
# Loci
LH4
0.0
FEM4
23.0
HUM4
11.5
TIB4
22.0
Table 40- # STR loci by osteonal tissue sample.
Figure 9- # STR loci by osteonal tissue sample.
124
Figure 10- Graph showing how starting molecular weight from qPCR quantitation compares to samples that produced
100% STR profiles.
Nineteen of the 51 samples (37%) generated 23 STR loci which constitutes a full
profile. Conversely, sixteen of the samples (31%) generated 0 STR loci. The breakdown
for the remainder of the samples is as follows: three (3) samples generated 10% - 20%
STR profile, nine (9) generated 21% - 49% profile, seven (7) generated from 50% - 75%
profile, and eight (8) generated between 76% - 96% of a full profile. Because the STR kit
used in the study indicates the presence of both/either the X and Y chromosomes, if only
one appeared, it was counted as ½ of a locus.
In forensics, those samples which generate at least 21 loci (91% profile) are
considered usable and in this study, 24 samples (47%) met that criterion. For
bioarchaeologists and paleoanthropologists, however, even partial profiles may be
instructive depending on the genetic locus or loci under study.
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CONCLUSIONS & DISCUSSION
Examining the raw data, and especially cross-referencing said data to the actual
skeletal material under investigation, can be instructive. Frequently, in forensic
anthropology, investigators are forced to observe morphological features and make
assessments that are difficult, if not impossible, to reliably quantify statistically. Some of
the data from this project illustrates the underlying biology and biochemistry that directly
pertains to those un-quantifiable features and indicates that statistical analyses are not
absolutely essential for scientific understanding.
For example, the degree to which taphonomic factors may be influencing low
starting DNA molecular weight are almost impossible to quantify, yet when comparing
the left os coxa of the individual to the right os coxa, or some of the vertebral elements, it
is easy to see that some elements are more heavily processed than others. And the raw
data from qPCR analysis bears this out, even though statistical analysis does not.
Statistical analytical methods are often times too large a brush for the detailed work that
is needed. In this project specifically, where maceration of the body has rendered the
skeletal tissue extremely pale and brittle, starting molecular weight DNA is not as good,
yet moving from the iliac crest to the auricular surface yielded noticeably better DNA
yield. Drawing this reasoning out, if DNA analysis is to be performed, obviously the first
choice would be to obtain a sample from a fresh skeleton. However, since the underlying
assumption of this study is that, in the real world, the nature and extent of taphonomic
126
influence is often unknown. Thus, relying on the traditional forensic anthropological
features for sample procurement is wise.
The reason for this is that the features which forensic anthropologists examine are
the results of lifelong cellular and biochemical activity on, or within, the bone tissue.
Even if the individual is relatively young at the time of death, thorough understanding of
the ontogeny, development, and decline of bone tissue allows a sound basis for sample
selection. In some situations, for example when only fragments of bone are available,
advanced knowledge of the processes of bone growth and remodeling may be necessary.
Since not all who are engaged in the pursuit of DNA from human skeletal tissue may be
so trained, attempting to address as many potential scenarios as possible, and thus
provide a clear portrayal of the optimal sampling sites across the post-crania is the main
objective of the project.
Furthermore, the project was successful in creating an effective sampling method
that is far less destructive to human or hominin bone tissue than had been attempted in
the past. By employing a deep understanding of skeletal cellular biology and
biochemistry, this study shows that it is indeed possible to reduce the amount of tissue
destruction to only that which is absolutely essential for scientific accuracy. In this case,
that success comes in the form of a decrease of 30-50% of the requisite tissue from what
has been used in past studies (3–5,134) and even from what was published in the
protocols from the manufacturer of the DNA extraction kits (163). In fact, any deviation
from the published protocols came in the form of less. Less bone tissue was used, and
less time was spent incubating and agitating the samples. This speaks to effective
127
products used on samples that were strategically obtained from a human source that was
ethically treated.
CORRELATING CELL TYPE POPULATIONS WITH DNA TYPE AND QUANTITY
In both hands, trabecular samples from the distal ends of the 3rd metacarpals were
the highest scoring sites with 1.13E-05 from the left and 2.21E-05 from the right,
respectively. Examining the skeletal material, there were five sesamoid bones present in
the hands and seven in the feet. These small accessory ossicles develop over the course of
an individual’s life due primarily to heavy use of the appendages and function as support
for them (164–167). Development of bone tissue like this is conclusive evidence of
osteoblastic activity. And, if present for a long enough period of time, the
metatarsal/metacarpals and phalanges adjacent to the sesamoids will often develop
articular facets; a process which requires resorption of the existing bone tissue by
osteoclast activity.
The pubic symphysis and the auricular surface of the os coxa are two regions that
forensic anthropologists routinely examine during age-at-death estimations. These two
regions undergo significant homeostatic alterations over the course of life. While the
interpretations of these changes are debated in their accuracy of age-at-death estimations,
the cellular populations involved with these changes are well-documented. In this study,
raw qPCR data from cortical tissue of the pubic symphyses were some of the highest
across the entire sample population and across all DNA types. Given that osteoclasts are
multi-nucleated and highly active (requiring mitochondria for energy production), the
high scores from both nuclear (autosomal and Y-chromosome) and mtDNA scores
128
indicate that there almost certainly was some in vivo osteoclast activity present at the time
of death. The auricular surface, very similar in its utility to forensic anthropologists,
differed in autosomal raw qPCR scores, but were still quite high. The auricular surface is
where the os coxa articulates with the sacrum at the sacro-iliac joint. In this individual,
the trabecular sample from sacro-iliac joint on the right side performed quite well in
mtDNA quantification (1.07E-03), even though the surface cortical did not. While
seemingly contradictory, remember that osteoclasts derive from hematopoietic stem cells
that are found in trabeculae and bone marrow. Furthermore, bone creation cannot be
carried out while bone destruction is occurring at the same place. From a functional
morphological standpoint, if the bone on one side of the joint is being resorbed, the other
side will most likely not also be undergoing resorption so as to limit the degree of
destabilization.
Similarly, the sample taken from trabecular tissue at the distal end of the sternum
was one of the highest overall performing sites for mtDNA at 3.17E-03. Examination of
the element shows a significant degree of remodeling occurring both on the sternal body
itself, as well as at costal articulation sites. Trabecular tissue samples taken from C7 and
T3 also performed well in mtDNA analysis, as did nearly all of the samples from the ribs
and the mid-diaphyseal sites of the long bones from the right side.
It was not only trabecular tissue that performed well in mtDNA quantification.
Cortical samples from the 1st proximal phalanx of the foot, the talus, calcaneus, and
patella on the right side and the medial clavicle and the olecranon process of the ulna
from the left side all scored well. Osteonal tissue samples, generally, did not perform well
in mtDNA analysis, with the exception of the right femur.
129
Osteonal samples across the entirety of the right side performed better than did
those of the left side. On the right femur, both the mid-diaphyseal cortical and trabecular
samples failed to produce any mtDNA while the osteonal sample performed quite well.
The opposite was true on the left side, with the osteonal sample failing to produce any
mtDNA at all. Samples from the other long bones follow the pattern of being higher on
the right side than the left. The left humerus performed well in nuclear DNA quantitation
and poorly in mtDNA levels. If osteocyte populations predominate in this tissue, then this
is the pattern that would be expected. Because this is the case with most sampling sites, it
is difficult to say with any confidence whether osteonal tissue is a reliable source of
mtDNA. Due to the very low starting molecular weight of mtDNA that was recovered,
however, it can be suggested with some confidence, that there are more reliable sites
throughout the post-cranial skeleton, if those elements are available for sampling. And if
the femur is all that is available, this data does suggest that either proximal or distal sites
are preferable.
Given that the mid-diaphyseal sites were located at the nutrient foramina, the
major site of vascularization and innervation to and from the long bones, the low mtDNA
scores may be easily explained in light of the processes of autolysis, decomposition,
and/or maceration. These factors are important considerations in and of themselves in
deciding where to sample for DNA. The enzymes involved with autolysis, the chemicals
used in maceration, and bacterial agents in the case of natural decomposition, may have
more access to the bone tissue through this point. The relative success of the right femur
in mtDNA extraction from the osteonal tissue may be the result of increased osteoclastic
activity in general on that side and may actually support the hypothesis of right-side
130
dominance in the individual. Whether this is the case or not is difficult to say, but mid-
diaphyseal sampling on or around the nutrient foramina of long bones does not appear to
be optimal if any other choices are available.
Another important consideration in attempting to correlate DNA levels with
cellular populations is the activity of osteoblasts in proximity to the proposed sampling
site. While not directly addressed in the hypotheses of this study, results of DNA analysis
are consistent with the biochemical communication between, and activation/deactivation
of, osteoclasts and osteoblasts (37,41,43,44). The lower thoracic and all of the lumbar
vertebrae failed to produce any mtDNA whatsoever. Examination of these elements
shows noticeable osteophytic development. Samples from the ribs bilaterally are
consistent with this, as well. Where there is pronounced osteophytic growth, there is
higher autosomal and Y-chromosome data, and lower mtDNA.
The data from this study also indicates that bone tissue quiescence may be an
integral factor in DNA extractability. The seemingly poor performance of the petrous
portions of the temporal bones (5.85E-06 from the left and 0.00 from the right), may
indicate the predominance of terminally differentiated osteocytes or bone-lining cells
over the more active osteoblasts or osteoclasts, at least on the right side. Post-
developmentally, there may not be active cell populations sufficient to obtain adequate
DNA in these tissues, barring injury or pathology. This may be the reason for poor
mtDNA data in studies which have attempted extraction from other bones of the cranium,
as well (85). While outside the scope of this project, the individual in this study did
exhibit an anomaly attributed to a surgical procedure to the left frontal bone immediately
inferior to the sagittal suture. It would be interesting to see how the bone tissue, both
131
cortical and diploic, surrounding the injury to the frontal bone would perform in DNA
analysis. The complete lack of mtDNA data from samples of the dental tissue from the
right 1st molar (the only one available for sampling in this individual) is most likely an
artifact of extremely poor dental health overall in the individual. Data from other studies
have routinely reported high mtDNA extraction and amplification from dental tissue.
This individual, however, had several serious dental caries, an abscess, and exhibited a
high degree of alveolar resorption from other missing teeth. As stated, the tooth selected
for analysis was the only remaining molar. Usually, DNA extractions from teeth highly
prioritize the molars due to their large size and robusticity in comparison to the other
tooth types.
ATR/FTIR SPECTROSCOPIC ANALYSIS AND DNA EXTRACTION
Results of the correlation testing between amino acid, phosphate, and carbonate
absorbance and the three DNA types in the different bone tissues was inconclusive. In the
autosomal data, it appears that as phosphate and carbonate levels increase, DNA levels
decrease. However, it is not clear from the data whether these mineral groups are actually
excluding or entombing the DNA or if there are hidden variables influencing the data.
More samples from a wider variety of taphonomic conditions and ages would need to be
performed. The data certainly indicates that it is worth studying because if we can discern
what the actual process is that drives the negative correlation between the minerals
(especially phosphate) and DNA, then we can adapt DNA extraction protocols. For
example, if the research indicates that the phosphate is really “entombing” the DNA, then
we can increase the amount of EDTA and/or Proteinase K to account for their entrapment
within the mineral matrix. Conversely, if the negatively charged carbonate increase is
132
shown to repel the also negatively charged DNA, then we can either alter the
amplification protocols by adapting the primers and/or thermal cycling parameters
accordingly.
The negative monotonic correlation between amino acid absorbance and DNA
levels in the osteonal bone tissue was, at first, confusing. As analyses proceeded,
however, it seems that this is most likely an artifact of taphonomy, especially in the case
of Y-chromosome levels. The Y-chromosome is known to be smaller than the other
chromosomes and more prone to molecular taphonomic damage (106,168,169).
Regardless of the DNA type, the negative correlation can be easily explained in terms of
the chemical bonds. DNA has a sugar phosphate “backbone” to which the nucleotides are
attached. If the DNA strand is in small, un-amplifiable fragments, then ATR/FTIR
spectroscopy will still “see” them, even if they are too small to be amplified either during
qPCR or the amplification phase of fragment analysis. This is supported by much of the
results of Qubit fluoroscopic analysis at the earliest stage of quantification immediately
following the DNA extraction/purification phase.
The hypothesis that ATR/FTIR spectroscopy will aid in determining suitability
for DNA extraction can neither be supported nor wholly rejected. It seems that
ATR/FTIR analysis is valuable in identifying which samples are absolutely NOT suitable
for extraction, and thus, maybe more useful in paleoanthropological studies than in
forensic cases where there is the assumption of DNA survival. And it certainly aids with
visualizing taphonomic and diagenetic processes that influence DNA extraction and
amplification. With more research, this type of spectroscopy may prove useful in
developing better extraction and purification methods and understanding the relationship
133
between phosphate/carbonate and DNA from bone tissue is certainly worth continued
study. Utilizing ATR/FTIR spectroscopy on bone tissue from a wide range of taphonomic
conditions-such as prolonged exposure to different soil pH levels and chemical types-
may help elucidate the diagenetic process that seem to inhibit or prevent DNA
extraction/amplification. It may also be useful in studies of grave soil to determine if
there may be amplifiable DNA prior to attempting more expensive methods. Other
studies of biochemical aspects of bone functional morphology in paleoanthropology,
bioarchaeology, and zooarchaeology may also benefit from the use of ATR/FTIR
spectroscopy.
OPTIMAL SAMPLING SITES
THE APPENDICULAR SKELETON
Overall results of DNA testing and comparisons between and within elements
indicate that the optimal sampling sites are those associated with the heaviest life-long
use and, thus, cellular remodeling. These regions almost ubiquitously involve proximity
to articulation sites. While the specific bone tissues involved tend to indicate that the
dense cortical bone is better, trabecular tissue did perform well at some sites, such as the
left acromion process of the scapula, the ulnar notch of the radius, the olecranon process
of the ulna, and others. Therefore, at least in the appendicular skeleton, tissue type seems
to be less important than location.
Upper Body Elements
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Results of DNA testing of the skeletal elements of the upper body (shoulder, arm, and
hand) indicate that the indicate that the 5 most optimal sampling sites for autosomal DNA
were:
1. The medial epicondyle of the distal humerus
2. The bicipital groove of the humerus
3. The ulnar notch or head of the radius
4. The extensor carpi of the distal ulna
5. The olecranon process of the proximal ulna
In the upper appendicular skeleton, the limbs of the right side of the upper body
outperformed their left side counterparts. Forensic anthropological analysis also
estimated the individual to most likely be right-handed. The DNA results are consistent
with that assessment. Estimation of handedness in forensic anthropological analysis may
inform sampling decisions for forensic DNA analysis as to which of the sides should be
prioritized in cases where there is an option.
Figure 11- Averages of all qPCR results from the right side.
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Figure 12- Averages of all qPCR results from the left side.
Lower Body Elements
As with the elements of the upper body, the right side performed better than the left
side. Cortical tissue generally outperformed trabecular and osteonal tissue, but the top
two sites from the lower body were the trabecular and cortical samples from the femoral
head. The top five sampling sites for autosomal DNA from the lower limbs of the body
were:
1. The fovea capitis of the femur (both trabecular and cortical performed well)
2. The intercondylar fossa of the distal femur
3. Cortical tissue from the tibial plateau
4. The nutrient foramen of the femur
5. The sustentaculum tali or calcaneal tuberosity of the calcaneus
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While it is usually more difficult, if impossible, to empirically glean lower limb
dominance than handedness, attention should still be paid to evidence of cellular activity.
In this individual, due to the observation of increasing porosity in the femoral neck, that
area was avoided for DNA sampling purposes. To some extent, the loss of bone mineral
density (BMD) occurs as a natural process of age in humans. As age advances, osteocyte
lacunae are no longer re-filled and new secondary osteons are not constructed once the
cell has succumbed to apoptosis or programmed cell death. The transition from natural to
pathological can be difficult to ascertain, but often takes the form of transition from
microporosity to macroporosity as the minerals from bone tissue in the empty lacunae is
“looted” to maintain homeostatic levels elsewhere. This is seen especially in or near the
hips, knees, shoulders, and elbows. This process of homeostatic mineral reallocation and
ensuing macroporosity can be accelerated and/or exacerbated by numerous factors
(19,56,83,170–174). While the effect this may have on DNA extraction is not well
characterized, since optimal DNA extractability was the main goal of the study, areas of
visible macroporosity associated with BMD loss were avoided.
THE AXIAL SKELETON
Many of the elements of the axial skeleton in this individual were undergoing
considerable remodeling. There was extensive visible evidence of cellular activity on the
sternal rib ends, the manubrium, the sternum, and several vertebral elements.
Additionally, the right 6th, 7th, and 8th ribs exhibited a bony callous consistent with a
poorly healed fracture. The halves of the ribs had separated at the callous during
maceration.
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Image 7- Three ribs with photographic scale showing breakage at the site of ante- mortem callous growth.
This provided a perfect sampling site for this experiment. Additionally, upon
attempting to obtain a trabecular tissue sample from the manubrium, it was discovered
that the inside of the element was completely dominated by thick, brown, cartilaginous
material. A sample of the material was taken for DNA analysis, but upon examination of
the sample at extraction time, a significant bloom of mold had developed. The sample
was retained, but no attempt was made at extraction due to the high probability of
contamination. Full sequencing of the human and mold DNA would be an interesting
project.
In the ribs, multiple elements from both sides performed well in DNA analysis. From
the left side, the top sites for autosomal DNA were:
1. Cortical sample of the 4th rib
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2. Cortical tissue from the 8th rib
Interestingly, the cortical tissue from the 4th rib yielded 0.00 mtDNA, despite a very
high score in autosomal and Y-chromosome DNA. The 8th rib cortical sample, on the
other hand, yielded high scores across all DNA types. On the right side, the top sampling
sites for autosomal DNA were:
1. Cortical tissue of the 8th rib
2. Trabecular tissue of the 8th rib
In an interesting juxtaposition to its left-side counterparts, the right 8th rib yielded no
mtDNA at all. The 4th rib, though it was third highest in autosomal and Y-chromosome
DNA, was the top site for mtDNA. Again, sampling from the ribs was aimed directly at
the visible areas of cellular activity. On the ribs that did not exhibit trauma, such as the
first ribs, there was still visible evidence of cellular activity on the inferior surface near or
on the sub-clavian groove and sampling was aimed there for the cortical tissue.
Trabecular tissue was taken from the sternal ends, many of which exhibited the “crab
claw” feature, which is known to be evidence of ossification of the costal cartilage (175–
177), and thus, obvious sites of osteoblastic activity.
The sternum and the manubrium, despite having significant evidence of cellular
activity, did not perform especially well in DNA extraction. The cortical sample taken
from the clavicular notch of the manubrium was the highest performing site in both
nuclear DNA, while the distal end of the sternal body yielded the highest amount of
mtDNA. Because of these results, it recommended that these elements be avoided, if
there are other options for sampling.
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The vertebrae of this individual provided some very interesting results; although
because of those results, it does not seem practical to attempt to effectively rank the best
sampling sites. While the lumbar vertebrae failed to yield any mtDNA at all, they scored
significantly higher than the other regions in nuclear DNA. Examination of the elements
shows osteophytic activity on both the pedicles and at the anterior margins of the
vertebral bodies. This development is not due to trauma, but more likely to osteoarthritis
(OA), and thus, is not indicative of osteoclastic resorptive activity(19,56,174,178–180).
All of the highest nuclear DNA scores came from cortical samples obtained from
locations on the vertebral bodies or articular facets immediately adjacent to the areas of
visible osteophytic growth. Trabecular samples taken from the 4th thoracic and the 7th
cervical vertebrae scored highest in mtDNA. Both of these elements also show some
signs of cellular activity and these results may indicate that the surfaces of the bones were
undergoing osteoclastic resorption in preparation for osteoblastic matrix deposition. Or
they be indicative of the early stages of osteoblastic activity when the cells are still
actively depositing new tissue.
In either case, the results of this study indicate that vertebral elements may be useful
targets of DNA extraction if there is visible evidence of cellular activity. In the spine, this
usually presents as osteophytic development of some kind but will be highly dependent
on the individual person. Since most spinal conditions associated with osteophytic
development (OA, diffuse idiopathic skeletal hyperostosis, ankylosing spondylitis, etc.)
begin in the lumbar region, if mtDNA is sought, it may be wise to target elements in the
thoracic or even cervical spines at the earliest stages of whichever condition is diagnosed
or suspected. Further investigation involving definite diagnosis of degenerative spinal
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conditions such as those mentioned above, as well as cases of spinal stenosis, scoliosis
and kyphosis, is definitely warranted and may provide valuable insight into the effects of
interactions between osteoblasts and osteoclasts on a macroscopic scale.
The os coxa of the individual was the only group that yielded generally higher DNA
results on the left side than on the right. Cortical tissue also generally outperformed
trabecular, although the sample taken from the ischio-pubic ramus did quite well. This
study received the highest nuclear DNA from:
1. Cortical tissue from the left auricular surface
2. Cortical tissue from the left posterior inferior spine
3. Cortical tissue from the right pubic symphysis
4. Trabecular tissue from the ischio-pubic ramus
5. Cortical tissue from the left pubic symphysis
Bilaterally, the iliac crest yielded the highest levels of mtDNA. Given that the iliac
crest is a site of a major muscle attachment, it is not surprising that there might be higher
levels of osteoclast activity than at other regions. Cortical tissue from the pubic
symphysis on both sides was the second highest site of mtDNA.
Since the auricular surface scored highest in nuclear DNA and yielded 0.00 in
mtDNA (bilaterally), it may be surmised that osteoblastic populations, very possibly in
the form of bone-lining cells, are the predominant cell type, at least, in this individual at
the time of death. Correlating this data with known in vivo remodeling that contributes to
forensic age-at-death estimations, it may be assumed that the auricular surface is a
reliable source of DNA, regardless of whether the predominant cell type is osteoblastic or
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osteoclastic in nature. Bone tissue from the adjacent sacro-iliac joint of the sacrum
yielded significantly lower nuclear DNA and higher mtDNA. In fact, the right sacro-iliac
joint surface yielded the highest mtDNA across the entire sacrum. In this individual, the
transverse line between S1 and S2 was clearly visible and so was targeted as another
sampling site. Interestingly, that sample produced 0.00 mtDNA but performed adequately
in nuclear DNA extraction. With the proximity to the auricular surface, and the data it
provided, it is possible that the trabecular tissue which performed well was the site of
osteoclastogenesis at the time of death.
Sesamoid Bones
The largest of the sesamoid bones-the patellas-were mirror images of each other
in terms of DNA results, although in both cases, the trabecular samples outperformed the
cortical tissue. The right patella yielded decent nuclear DNA and very little mtDNA. The
left side was the opposite. While it is not uncommon to recover at least one patella in a
forensic archaeological recovery, if there are other sampling options, they should be
given priority.
The smaller sesamoids are classified as accessory ossicles of the hands and feet
and are not found in all individuals. Additionally, for a variety of reasons, they are rarely
recovered in archaeological contexts. While they actually performed reasonably well in
DNA extraction, one of the three that was used failed to yield any mtDNA. Another
yielded levels that was among the higher levels found the post-crania. The cell types
involved with sesamoid bones are predominantly osteoblastic since the bones themselves
derive from the ligamentous tissue of the hands and feet in order to increase stability. For
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this reason, they are usually found in people of advancing age and those who engage in
strenuous physical activity. Osteoclasts may be present if the bone has been present long
enough to necessitate an articulation point with an adjoining element; and this is almost
certainly the reason for the higher mtDNA results. However, whether osteoclasts will be
present in sesamoids is difficult to determine. Therefore, if mtDNA is sought, it would be
advisable to sample elsewhere. Another consideration for the exclusion of sesamoids as a
source of DNA is that, due to their very small size, the entire bone usually has to be
destroyed in order to procure enough sample for extraction. They are also too small to
hold while attempting to drill the way the other elements were. Sampling for the present
study required placing each sesamoid in a UV-sterilized plastic bag, placing a thick layer
of paper towel around the bag and smashing the bone with a hammer. For these reasons,
sesamoids should be a last resort.
DNA SURVIVABILITY
While it is difficult to conclusively say which tissue type preserves nuclear
(autosomal and Y chromosomal) DNA or mtDNA more effectively, the results of this
study do indicate concurrence with other studies which have suggested that cementum in
teeth and denser cortical layer of bone protect DNA molecules more effectively than
softer tissues (CITE Antinick & Foran, Higgins, Edson, et al). Additionally, the overall
results of the study indicate strong support for the hypothesis that knowledge of cellular
morphology and activity do inform choices of where to sample for the different types of
DNA that may be needed or desired in forensic investigations.
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In their 2015 study, Higgins, et al. state that higher mtDNA rates were found from
softer dentine material in the roots of teeth. But they fail to adequately address the reason.
Is it truly because of the tissue itself? Or is it because there were more mitochondria in
the nerve-rich dentine, than in the cementum, to begin with? Similarly, in 2014, Antinick
and Foran published a study of differential mtDNA and nuclear DNA from an inter-and
intra-element study of bovine and porcine bone. The main issues with this are that 1-rates
of skeletal maturation and degeneration in quadrupeds are known to vary from obligate
bipeds due to differential rates of hormonal changes, overall lifetime homeostatic levels
of hormones involved with various developmental and reproductive strategies, and 2-
obvious differences in functional morphology. Indeed, the construction of lamellae, as
well as primary and secondary osteons, are not the same between humans and non-human
mammals. Furthermore, their methods of maceration and environmental exposure do not
serve as adequate proxies for true forensic, or even archaeological, conditions that surely
affect DNA of all types in human skeletal tissue.
A 2009 study by Edson, et al. compared mtDNA extraction success rates between
the various commonly attempted elements of the cranium. Unsurprisingly, they found
statistically significantly higher success rates from the petrous portion of the temporal
bone than any other. This is consistent with the hypothesis that the hard cortical layers of,
in that case, the tympanic region and internal auditory canal, will often protect the
internal trabecular tissue and the endogenous DNA therein. In the current study, this can
be seen most clearly in the results from the sampling site at the proximal end of the
femur, for in the trabecular tissue of the femoral head (accessed via the fovea capitis), as
well as in the petrous, vascularization occurs primarily through limited number of
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canaliculi only. Whereas, in trabecular tissue taken from the mid-diaphyseal regions of
the long bones, vascularization occurs through the much larger nutrient foramen,
haversian canals, and canaliculi, the endogenous DNA is therefore more susceptible to
autolytic destruction by nucleases or other enzymes or bacteria. Therefore, it is not
merely a question of which tissue type is best for DNA sampling? Establishing the
optimal sites for DNA extractive sampling requires a thorough understanding that DNA
survivability depends on a myriad of intrinsic factors, such as starting cellular
populations, functional morphology, and homeostatic processes.
Extrinsic, or taphonomic, factors certainly play a role in DNA survivability.
While typical environmental factors (such as soil type and pH, exposure to sunlight, etc.)
played a less prominent role in the current study, the effects of maceration techniques
were prevalent. Maceration was carried out using mechanical removal of the flesh,
followed by submersion in a sub-boiling solution of water and enzyme-based bleach. One
benefit of using Y-chromosomal analysis in this study is its small size and relative
fragility, and thus, it is somewhat illustrative of damage patterns, since the qPCR kit used
in this project only amplifies one fragment size from the Y- chromosome. Unsurprisingly,
where there was low autosomal data, there was also low Y-chromosome data and vice
versa. Though it is not possible to assert with confidence that maceration was the true
cause of low DNA scores in some elements (the lack of mtDNA in the lumbar vertebrae,
for example), there is little doubt that it had some effect. Several elements of the
vertebrae (C3-5, T1, 5, 7, 8, 10, and 12 and sacral vertebrae S2) all scored very low or
0.00 in Y-chromosomal data. Visual inspection of some of these elements, though not all,
shows extreme bleaching and tissue damage.
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Image 8- The thoracic vertebrae. Note the damage to T7, T9, and T10.
And some elements, like the os coxae, that were quite fragile to the touch and
appeared to be heavily damaged, performed surprisingly well. The bottom line, from the
results of this study, are that 1-the maceration techniques employed on the remains from
the individual in this study most likely did have some effect 2-that DNA extraction
sampling should either occur prior to maceration or 3-avoid sites that are obviously over-
processed. Further study using the sampling method detailed in this study on remains
with different taphonomic histories is needed.
Extraction Method as an Influence on Low Copy Number
The DNA extraction and purification kits that were used in this project were
selected for their specificity in extracting DNA from bone. Bone is known as a very
challenging substance from which to get DNA due to a number of factors. These include
146
the presence of PCR inhibitors such as fat, as well as factors that are difficult to identify,
much less quantify, such as mineralization of the tissue itself. The latter can complicate
extraction if the mineralization of the bone is too high, thus a main reason for ATR/FTIR
testing in this study. But it can also complicate matters if the mineralization of the bone is
abnormally low by allowing the demineralization chemicals, like EDTA or even water,
too much direct access to the DNA molecule itself. Any of these factors can have a
negative impact of the starting copy number of the DNA and can thus impact the starting
molecular weight data in qPCR analyses and the ability of the primers used in fragment
analysis to anneal to the DNA. Usually, damage patterns in DNA can be seen in which of
the fragment sizes amplify preferentially. Lack of amplification of small fragments (i.e.,
those with small base pair length like the Y- chromosome fragment targeted in this study)
in the data is typically a good indication of damage to the endogenous DNA.
Additionally, there is significant debate regarding the exact process and extent of small
fragment size loss during extraction (162,181). Researchers do agree, however, that some
DNA will inevitably be lost during extraction regardless of the method used.
FRAGMENT ANALYSIS/ STR PROFILE DEVELOPMENT
Of the top performing samples (those that generated at least 21 out of 23 STR
loci), 67% were cortical tissue samples, 25% were trabecular tissue samples, and the
remaining were osteonal tissue samples. They represent articulation areas including the
ankle (the sustentaculum tali and the calcaneal tuberosity of the calcaneus and the sulcus
tali of the talus), the knee, the elbow, and the hip as well as sites of major muscle
attachment (the bicipital groove and the iliac crest), known homeostatic processes such as
147
the pubic symphysis, and sites of direct vascularization (the nutrient foramen of the
femur). Midline samples that performed well were the sternum which was undergoing
visible changes and the ribs where ante- mortem trauma had occurred. It is interesting to
note that the left petrous portion of the temporal bone produced a full STR profile while
the right side produced 0 loci. Also of note, is that the cortical sample taken from the
superior articular facets of the atlas (C1) produced a full STR profile. This element is
often recovered and may prove useful in cases when the cranium is too fragmented to use
for sampling from the petrous portion of the temporal bone(s). As the name implies, the
samples were taken from the sites where the element articulates with the occipital bone of
the cranium.
Analysis of the results shows that the three highest- scoring sites in starting
molecular weight of autosomal DNA in qPCR quantitation were among those that failed
to generate any STR loci. This is representative of the stochasticity of DNA analysis in
general and can be especially confounding when attempting to generate a usable profile
from bone tissue with an unknown degree of taphonomic damage. Equitable examination,
however, will also reveal that some of the lower qPCR scores still yielded full or nearly
full DTR profiles. Despite this, the general trend remains that higher starting molecular
weight will generally indicate better chances of full STR profile production. And most of
the top performing samples in STR profile production were among the top performing
sites in qPCR quantitation, as well and vice versa.
THE “HEAT MAP”
148
The concept of designing a “heat map” that can be used by anyone interested in
building a genetic profile from bone tissue has changed somewhat over the course of the
study. The data that has been produced has helped solidify how this may be done and
how it might be best approached. This study has demonstrated that there are optimal and
sub- optimal sampling sites on the human post- cranial skeleton and it has given some
ideas on how to go about finding these sites. Developing a way to make it easier for DNA
analysts to locate the sites and how best to source the bone tissue once the sites have been
located is a very real possibility.
Using the both the qPCR data for autosomal, Y chromosome, and mtDNA as well
as the STR profile construction data, a website may be built that allows analysts to see
what sampling and DNA analysis methods have been the most successful for the
elements they have to work with. Color coding the sampling site names (using red for the
highest data, and sliding through orange, yellow, green and blue for the lowest data) and
then embedding specific information within each site that can be accessed with the click
of a mouse will allow investigators to quickly and reliably determine where and how they
should sample. This will lead to a marked increase in efficiency since analysts will no
longer have to guess or do extensive research prior to sampling and it will also decrease
costs associated with excessive sampling due to uncertainty or even failures arising from
sub- optimal sampling site decisions.
This information will be useful from an ethical standpoint too, as it will help
decrease the amount of destruction required for DNA analysis. Whether the remains are
forensic, historic, or archaeological, no one wants to damage them any more than is
absolutely essential. The sampling method used in this study, plus the results that indicate
149
the locations of cellular populations in bone tissue, will allow investigators from across
biological anthropology and criminalistics to target and utilize minimal amounts of
irreplaceable bone tissue to maximum effect.
Since science must maintain replicability, and since this study could only begin
the process, the ‘heat map” webpage can be open- source, or partially open- source. This
will allow other investigators (with a subscription and login information) to add their
methods, data, and even notes. This will also lend a real aspect of transparency to the
endeavor. Certain security checks will have to be in place, but those issues will be
addressed in their time. For now, this study has shown that a deep understanding and
appreciation for the cellular contributions to bone growth and homeostatic maintenance
can and does offer a much more precise and accurate way to begin sampling for DNA
from the human post- cranial skeleton.
150
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