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Biosecurity & Bioterrorism: Containing and Preventing Biological Threats

Chapter 10

Legal Aspects of Biosecurity

Learning Objectives

Discuss the definitions of terrorism and weapons of mass destruction and their relation to the illicit use of biological agents.

List all legislative and administrative documents that address the legal aspects of the unlawful use of biological agents.

Discuss the prohibited uses of biological agents under United States law.

Discuss the prohibited uses of biological agents under international law.

List and briefly discuss the homeland security presidential directives that apply to biosecurity and biodefense.

Key Terminology

Biological agent

Biological product

Biological toxin

Delivery system

Diagnostic specimen

Declaration

Etiologic agent

Infectious substance

Isolation

Quarantine

Terrorism

Weapon of Mass Destruction

Introduction

Biodefense programs and initiatives have been with us since World War II.

Biosecurity is a more recent development made up of policies and measures designed to protect the homeland, food supply and agricultural resources from natural and accidental outbreaks and bioterrorism attacks.

Recent initiatives in biodefense and biosecurity came after the fall of the Soviet Union as officials from NATO countries worried about the potential for Soviet biological weapons falling into the wrong hands.

Clinton administration took a fairly proactive stance towards biological threat reduction.

Events of 9-11 and the Amerithrax incident further solidified National resolve against Weapons of Mass Destruction and acts of terrorism

Federalism

Federal system with two levels of government:

federal government, which exercises the powers of the U.S. Constitution

state governments, which exercise the rights that they withheld from the federal government as sovereign states

State governments retained their basic police power.

Federal system allows for parallel tracks of the legal system on the local, state and federal levels

Components

Federal laws – “law of the land”

State laws

Statutes enact the laws that are to be followed by the executive branch and enforced by the courts at the state or federal level

Administrative agencies at both levels of government draft regulations that are legally binding and aim to apply the law to even more specific situations

Local ordinances

Directives

Executive Orders

President (e.g., HSPD, NSPD)

Governor

Cannot change the “law of the land”, as required by the U.S. Constitution or statutes.

Intended to direct officers of the federal government to apply and exercise whatever discretion they may have under the rule of law in a particular fashion

Biosecurity and Public Law

Biological Weapons Anti-Terrorism Act of 1989

United States Code (Title 18; Chapter 113B, Section 2331)

Public Law 107-188, the Public Health Security and Bioterrorism Preparedness and Response Act of 2002

Select Agents - 42 CFR parts 72 & 73

Biological Weapons Anti-Terrorism Act of 1989

Section 175. Prohibitions with Respect to Biological Weapons - specifies that Whoever knowingly develops, produces, stockpiles, transfers, acquires, retains, or possesses any biological agent, toxin, or delivery system for use as a weapon, or knowingly assists a foreign state or any organization to do so, or attempts, threatens, or conspires to do the same, shall be fined under this title or imprisoned for life or any term of years, or both. It goes on to say that Whoever knowingly possesses any biological agent, toxin, or delivery system of a type or in a quantity that, under the circumstances, is not reasonably justified by a prophylactic, protective, bona fide research, or other peaceful purpose, shall be fined under this title, imprisoned not more than 10 years, or both.

Critical Thinking

Consider a young gang member mashing up a small quantity of castor beans to impress his delinquent friends. Armed with a dozen castor beans and a terrorist cookbook, he generates a crude extract of ricin. He places the extract in a vial and tells his friends that he intends to use it against a rival gang. Two days later, he uses the crude extract in an attempt to poison several gang members. Is this an act of terrorism? Is this the use of a WMD? In accordance with local and state laws, what other infractions might he be charged with?

United States Code (Title 18; Chapter 113B, Section 2331)

Any explosive, incendiary, or poison gas, bomb, grenade, rocket having a propellant charge of more than four ounces, or missile having an explosive or incendiary charge of more than one-quarter ounce, or mine or similar device.

Any weapon that is designed or intended to cause death or serious bodily injury through the release, dissemination, or impact of toxic or poisonous chemical or their precursors.

Any weapon that is designed to release radiation or radioactivity at a level dangerous to human life.

Any weapon involving a disease organism.

DEFINES WMD

Public Law 107-188 (HR 3488)

Public Health Security and Bioterrorism Preparedness and Response Act of 2002

directed the Secretary of HHS to establish and maintain a list of biological agents and toxins that have the potential to pose a severe threat to public health and safety ("select agents").

requires all facilities and individuals in possession of those same “select agents” to register with HHS.

created a like program at the USDA, which is being implemented through APHIS

42 CFR parts 72 & 73

Covers the transfer of select agents, including the registration of facilities engaging in transfers and exemptions from such registration

Intent of Public Law 107-188 was to ensure that the federal government would have visibility for all legitimate uses and inventory of biothreat organisms

Has gotten in the way of many research institutions! Administrative ‘red tape’!

Select Agents per 42 CFR part 73

Abrin

Botulinum neurotoxins

Botulinum neurotoxin producing strains of Clostridium

Conotoxins

Coxiella burnetii

Crimean-Congo Hemorrhagic Fever (CCHF) virus

Diacetoxyscirpenol

Eastern Equine Encephalitis virus

Ebola viruses

Lassa fever virus

Lujo virus

Marburg virus

Monkeypox virus

Reconstructed 1918 influenza pandemic virus

Ricin

Rickettsia prowazekii

SARS-associated coronavirus (SARS-CoV)

Saxitoxin

Shiga-like ribosome inactivating proteins

South American Hemorrhagic Fever viruses (Chapare, Junin, Machupo, Sabia, Guanarito)

Staphylococcal enterotoxins A, B, C, D, E subtypes

T-2 toxin

Tetrodotoxin

Tick-borne encephalitis complex (flavi) viruses (Far Eastern and Siberian subtypes, Kyasanur Forest and Omsk hemorrhagic fever viruses)

Variola major virus (Smallpox virus)

Variola minor virus (Alastrim)

Yersinia pestis

Post 9/11 & Amerithrax

Bioterrorism is a real threat to our country. It's a threat to every nation that loves freedom. Terrorist groups seek biological weapons; we know some rogue states already have them....It's important that we confront these real threats to our country and prepare for future emergencies.

President George W. Bush

June 12, 2002

Image courtesy of http:/www.whitehouse.gov

HSPD 4

National Strategy to Combat Weapons of Mass Destruction

three principal pillars

Counter-proliferation to Combat WMD Use

Strengthened Nonproliferation to Combat WMD

Proliferation Consequence Management to Respond to WMD Use

promise to advance new programs to promotion constructive and realistic measures to strengthen the Biological Weapons Convention

promise to strengthen the Australia Group

HSPD 9

Defense of United States Agriculture and Food

establish a national policy to defend agriculture and the food system against terrorist attacks, major disasters, and other emergencies

protect against a successful attack on the United States agriculture and food system

identify and prioritize sector-critical infrastructure and key resources for establishing protection requirements

develop awareness and early warning capabilities to recognize threats

mitigate vulnerabilities at critical production and processing nodes

enhance screening procedures for domestic and imported products

enhance response and recovery procedures

HSPD 10

Biodefense for the 21st Century

cornerstone of modern day biodefense and biosecurity initiatives

comprehensive framework for biodefense

creation of the National Biodefense Analysis and Countermeasure Center

increased funding for:

New vaccines (e.g., Ebola virus)

Intelligence initiatives

Bio-surveillance

Mass casualty care, to include decontamination

HSPD 18

Medical Countermeasures against Weapons of Mass Destruction

recognizes that development and acquisition of effective medical counter­measures to mitigate illness, suffering, and death resulting from CBRN agents is central to consequence management efforts

promotes the development of vaccines and drugs to prevent or mitigate adverse health effects caused by exposure to biological agents

provides for tailoring ongoing research and acquisition efforts to continue to yield new countermeasures against CBRN agents and for incorporating such new discoveries into domestic and international response and recovery planning efforts

HSPD 21

Public Health and Medical Preparedness

Preparedness for all potential catastrophic health events

Coordination across levels of government, jurisdictions, and disciplines

Regional approach to health preparedness

Engagement of the private sector, academia, and other nongovernmental entities in preparedness and response efforts

Delineate the important roles of individuals, families, and communities

Model State Emergency Health Powers Act Article III, § 301

healthcare providers “shall” report illnesses/ diseases “that may be potential cause of public health emergency, including diseases listed by CDC or by Public Health Authority;

pharmacists “shall” report unusual pharmacy visits, prescriptions;

within 24 hours, with detailed info about the patient and illness; and,

veterinarians, livestock owner, vet diagnostic lab director “shall” report animal diseases that may be potential causes of public health emergency.

Declaration of Disaster

Declaring a disaster or emergency is a public announcement – a statement or declaration that the government recognizes that emergency situation exists and, presumably, intends to do something about it.

A declaration is a legal determination made by an authorized official, in accordance with criteria specified by law, which has the particular effect specified in the governing law

A declaration may trigger special emergency powers; allow expenditure of emergency funds; and, waive or modify normal legal requirements

Public Health Emergency

Optional

Officials have strong powers to act without declaring “public health emergency”

“Public Health Emergency” declarations do not normally trigger availability of significant funds

45 CFR § 164.510(b)

Under this law, disclosures and uses for public health activities, a covered entity may disclose protected health information for the public health activities and purposes to:

A public health authority that is authorized by law to collect or receive such information for the purpose of preventing or controlling disease, injury, or disability, including, but not limited to, the reporting of disease, injury, vital events such as birth or death, and the conduct of public health surveillance, public health investigations, and public health interventions;

A person who may have been exposed to a communicable disease or may otherwise be at risk of contracting or spreading a disease or condition and is authorized by law to be notified as necessary in the conduct of a public health intervention or investigation.

Public Health Officials

State and federal PHO may exercise principal health authorities to control communicable disease without “declaring” public health emergency including:

Quarantine/Isolation

Travel Restrictions

Contact tracing

Inoculations/Medical Examinations

“319 Emergency”

A reference to the section of the Public Health Act authorizing a public health emergency declaration.

Section 319 of Public Health Service Act is codified at 42 USC 247d.

Secretary of HHS may declare a public health emergency after one of the following conditions is met:

Determines that disease or disorder presents a public health emergency

Determines that a public health emergency, including significant outbreaks of infectious diseases or bioterrorist attacks otherwise exists

Secretary, HHS

A 319 declaration enables the Secretary to take such action as may be appropriate to respond to the public health emergency including:

Making grants

Providing awards for expenses

Entering into contracts and conducting and supporting investigations into the cause, treatment, or prevention of a disease and disorder.

Mobilizing Pubic Health Service corps

Emergency approvals of medical products

Allow requirement waivers for Medicare, Medicaid, other HHS programs

Allow waiver of any of deadlines for submission of any data or reports required under any law administered by Secretary

Isolation

Isolation: For people who are ill

Separation of persons who have a specific infectious illness from those who are healthy and the restriction of their movement to stop the spread of that illness

Allows for the focused delivery of specialized health care to people who are ill, and it protects healthy people from getting sick

In most cases, isolation is voluntary

Many levels of government (federal, state, and local) have basic authority to compel isolation of sick people to protect the public

Isolation is authorized until the person is no longer contagious.

Image courtesy of CDC PHIL

Quarantine

Quarantine: For people who have been exposed but are not ill

Quarantine refers to the separation and restriction of movement of persons who, while not yet ill, have been exposed to an infectious agent and therefore may become infectious

Quarantine of exposed persons is a public health strategy, like isolation, that is intended to stop the spread of infectious disease

Quarantine is medically very effective in protecting the public from disease

Logistically very challenging

Stigma associated with people being held in this way

Image courtesy of CDC PHIL

Federal Powers

Quarantine of Travel

A person who has a communicable disease in the communicable period ….

Shall not travel from one state or possession to another. . . .

Without a permit from the health officer of the state, possession, or locality of destination, if such permit is required under the law applicable to the place of destination

Critical Thinking.

At early stages of an event, consider whether a declaration is truly needed and whether it may have an adverse impact. For example, during the Amerithrax incident in Washington, D.C., the district did not declare a public health emergency. The federal government did not declare a public health emergency. The federal government did not declare a Stafford Act emergency. However, emergency resources were made available quickly from the CDC and Public Health Service. In addition, the strategic national stockpile was deployed within a few hours.

Transport of Biohazardous Materials

Regulated by the U.S. Department of Transportation (DOT) and the International Air Transport Association (IATA).

Designed to protect the shippers, the carriers, the environment, and the recipients of each package from exposure to the contents

Failure to comply with the regulations can result in substantial fines and/or jail terms

Biohazard Labeling

Individuals who ship hazardous materials are required to comply with these regulatory requirements:

Hazardous material shipments must be properly packaged, marked, documented and labeled

Individuals who offer hazardous materials for shipment must receive training.

Image courtesy of US DOT

Discussion Questions

How may State authorities require persons to undergo medical treatment?

With respect to quarantine and isolation: When are they authorized? Who can authorize them? What procedures need to be followed?

What has become of the initiatives specified in HSPD 10 since it was published?

What is the difference between isolation and quarantine?

Can one make an argument for large scale quarantine? When might this be applicable?

Chapter Summary

Numerous laws, administrative code, statutes and directives related to addressing the threat of bioterrorism

Biological Weapons Anti-Terrorism Act of 1989

United States Code Title 18; Chapter 113B, Section 2331 – defined as WMD

Select Agents Rule – good idea or bad for research initiatives

The powers of Public Health Officials

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