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Earth Systems Engineering and Management

CEE 400

Week 3:

Earth Systems Engineering and Management

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Earth Systems Engineering and Management

  • Earth Systems Engineering and Management is the capability to design, engineer, and manage, through dialog and continual feedback, integrated built/human/natural systems that achieve the multivariate and sometimes mutually exclusive goals and desires of humanity, including at the least personal, social, economic, technological, and environmental dimensions, within the constraints imposed by the states and dynamics of existing complex adaptive systems.

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Earth Systems Engineering and Management
Dialog, not Problem Solution

Earth Systems

Engineering

and Management

Fundamental systems in temporal or spatial scale, displaying complex, unpredictable and discontinuous behavior and characterized by emergent characteristics.

Two (coupled) categories:

Primarily non-human

Primarily human

Planning

Designing

Construction

Management

What is current state?

Can it be rationally and morally improved, and, if so, how?

Conscious activity

Moral responsibility for outcome

Of all or part of relevant system; itself an activity subject to moral and rational critique

Managing complex systems a poorly understood and nascent art (“The Learning Organization”)

A process and dialog, not a control exercise

“Adaptive Management” of complex resource systems (the Baltic, the Everglades) an example

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Hydrologic/agriculture ESEM system model schematic

Large-Scale Data Systems and Models (National Weather Service forecasts, global analysis data, general circulation models)

Mesoscale Atmospheric Simulation Models (Regional atmospheric and land-surface information)

Land Analysis System (Hydrological characteristics of each watershed using digital elevation data)

Watershed Hydrology Models (Surface and subsurface hydrology at individual watersheds)

Local Atmospheric and Hydrological Models (Riverflow, local weather, land-surface information)

Source: Based on Science and Technology Review Industrial Ecology Collection, 1996, p.34, Allenby, in press, C.

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Runoff

Soil water

River flow

Temperature

Humidity

Rain

Pressure

Rain and Snow

Radiation

Temperature

Humidity

Wind

Pressure

Subsystems

Response Evaluations

Agriculture and crop system models

Infrastructure models

Economic models

Population models

Land use models

Water infrastructure modifications

Intra-and interspecific crop modifications

Food storage/delivery infrastructure upgrades

.

.

.

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Six Major Phases of Systems Analysis

  • Determine goals of system (requires dialog with client, stakeholders, and system)
  • Establish criteria for ranking alternatives
  • Develop alternative solutions (including technological, functional, social and long-term structural alternatives)

Based on J. E. Gibson, How To Do a Systems Analysis, University of Virginia, 2000.

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Six Major Phases of Systems Analysis

  • Rank alternative solutions. Here, you must include nonperformance considerations such as:
  • What are effects on non-users or minor stakeholders?
  • What are the effects of piecemeal or incremental implementation?
  • Impact on/coupling to existing systems
  • Sensitivity to parameter variations (look for robust solutions)
  • Ratification procedures (systems solutions almost always require political acceptability in real world)

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Six Major Phases of Systems Analysis

  • Iterate on both implementation and system response (learning process)
  • Action (should be tied back to goals, and may be continuing process rather than end of analysis)

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ADAPTIVE MANAGEMENT

Derived from the experience of natural resource economists, managers, and ecologists, adaptive management attempts to develop “ways for active adaptation and learning in dealing with uncertainty in the management of complex regional ecosystems.” The approach must be “seen as a strategic one of adaptive policy management, of science in the appropriate scales, and of understanding human behavior, not a procedural one of institutional controls.” Specifically, it requires:

  • Integrated policies, not piecemeal ones.
  • Flexible, adaptive policies, not rigid, locked-in ones.

Adapted from L.H. Guncerson, C.S. Holling, and S.S. Light, eds. 1995. Barriers and bridges to the renewal of ecosystems and institutions. New York: Columbia University Press.

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ADAPTIVE MANAGEMENT

3. Management and planning for learning, not simply for economic or social product.

4. Monitoring designed as a part of active interventions to achieve understanding and to identify remedial response, not monitoring for monitoring’s sake.

5. Investment in eclectic science, not just in controlled science.

6. Citizen involvement and partnership to build “civic science”, not public information programs to inform passively.

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Earth Systems Engineering and Management Principles: Theory

  • Only intervene when required and to the extent required (humility in the face of complexity).
  • At the level of earth systems engineering and management (ESEM), projects and programs are not just technical and scientific in nature, but unavoidably have powerful cultural, ethical, and religious dimensions.
  • Unnecessary conflict surrounding ESEM projects and programs can be reduced by separating social engineering from technical engineering dimensions.
  • ESEM requires a focus on systems as systems, rather than as just constituent artifacts; a dynamic, rather than static, mental model of underlying phenomenon.
  • Boundaries around ESEM projects and programs should reflect real world couplings and linkages through time, rather than disciplinary or ideological simplicity.
  • Major shifts in technologies and technological systems should be evaluated before, rather than after, implementation.

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Earth Systems Engineering and Management Principles:
Design and Engineering

  • ESEM initiatives should be characterized by explicit and transparent objectives or desired performance criteria, with quantitative metrics which permit continuous evaluation of system evolution (and signal when problematic system states may be increasingly likely).
  • Design, engineering, and implementation of ESEM initiatives must not be based on implicit or explicit models of centralized control in the traditional rigid sense. Rather than attempting to completely define or dominate a system, the ESEM professional will have to see themselves as an integral component of the system, coupled with its evolution and subject to many of its dynamics. This will require a completely different psychology of engineering.
  • ESEM projects should be incremental and reversible to the extent possible.
  • ESEM should aim for resiliency, not just redundancy, in systems design. A resilient system resists degradation and, when it must, degrades gracefully even under unanticipated assaults; a redundant system may have a backup mechanism for a particular subsystem, but still may be subject to unpredicted catastrophic failures.
  • ESEM should aim for inherently safe design, so that the system fails, when it must, in a noncatastrophic way.

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Earth Systems Engineering and Management Principles: Governance

  • ESEM projects and programs by definition raise important scientific, technical, economic, political, ethical, theological and cultural issues, so you need a governance model which is democratic, transparent, and accountable.
  • ESEM governance mechanisms should foster inclusive, multicultural dialog.
  • ESEM governance models, which deal with complex, unpredictable systems, must accept high levels of unpredictability and uncertainty. Thus, ESEM policy development and implementation is a dialog with the relevant systems, rather than finding a “solution” to a “problem”.

  • ESEM governance systems should accordingly place a premium on flexibility and the ability to evolve in response to changes in system state.
  • The earth systems engineers and the policymakers need to understand themselves, and be seen by the public, as part of an evolving ESEM system, rather than as agents outside the system guiding it.
  • The ESEM environment and the complexity of the systems at issue require explicit mechanisms for assuring continual learning, including ways in which assimilation of the learning by stakeholders can be facilitated.
  • There must be adequate resources available to support both the immediate ESEM project and the science and technology research and development necessary to ensure that the responses of the relevant systems are understood.

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Model: Carbon Cycle Management

  • Step 1: Reduce emissions
  • Step 2: Capture emissions (carbon sequestration)
  • Step 3: Design atmosphere (ambient carbon dioxide management)
  • Step 4: Integrated earth systems engineering and management – carbon cycle management as human condition, not “problem” to be “solved”

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Kyoto Process and Earth System Engineering

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Kyoto Process

Earth System Engineering

End-of-Pipe mentality

Management of co-evolving human and natural systems

Reduce human impact

(control CO2 emissions)

Manage carbon cycle – in light of other systems

Morality play

(“no pain, no gain”)

Social, economic and environmental objectives important

Nation state process

Integrated firm, NGO, nation state, and community process

Ad hoc

(e.g., biomass as silver bullet)

Systematic

(e.g., what does biomass do to N cycle?)

Social engineering/ethical issues disguised as S&T discourse

Integrated set of ethical, cultural and S&T issues

Ideological and static

(“privilege the present”)

On-going non-teleological evolutionary process

Carbon Cycle Governance System

Biomass

Fossil Fuel

Municipal Waste

CO2 Emitted

CO2 Sequestered

Fossil Fuel Power Plant

Fossil Fuel Power Plant

Fossil Fuel Power Plant

Control Functions

Input: B +

Fossil Fuel

Output: CO2 Emitted

CO2 Sequestered

Target CO2 Concentration Metric: in Atmosphere

Electricity

H2

Fixed Uses

Buildings

Mobile Uses (e.g., transportation)

Fossil Fuel Energy Production System

MW

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Earth Systems Engineering and Management: Climate Change- Carbon Cycle Schematic

Carbon cycle

Geoengineering options

Energy system

Ocean fertilization

Biomass agriculture

Fossil fuel industry, etc.

Fish farming, etc

Organic chemical industry, etc.

Implementation at firm, facility, technology and process level

Engineering/ Management of Earth system relationships

Engineering/ Management of carbon cycle

Scope of traditional engineering disciplines

Earth System Engineering

Genetic engineering and biotechnology

Information technology and services (e.g., telework)

Other Technology systems

Other options

Hydrologic cycle

Nitrogen, phosphorus, sulfur cycles

Other cycles

Atmosphere and Oceanic Systems

Biosphere

Human systems: economic, cultural, religious, etc

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Life cycle carbon and nitrogen fluxes for bio-based products

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Current status of bioproducts

● Currently in production ▲ Active research area ■ Potential exists for further development

Corn Soybean Sugarcane, Sugarbeets Cellulosic Material trees, grasses, crop residue Starchy crops Seeds sunflower, rape, safflower New Crops Kenaf, cuphea, milkweed, sorghum Algae Food wastes Animal byproducts manure, tallow, cheese whey
Energy                    
Ethanol        
Biodiesel              
Other (gaseous, H2, direct combustion) ▲ ●   ▲ ●
               
Materials                    
Aggregates for construction              
solvents/inks/paints                
plastics/polymers              
lubricants            
specialty chemicals        

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Generalized LCA Results

  • Bio-based products have…
  • Reduced fossil energy consumption
  • Reduced CO2 emissions
  • Significant NO3- emissions (not found in fossil fuel counterparts)
  • Greater disruptions of N cycle
  • Highly variable, difficult to measure, highly complex models
  • Generally not included

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Disruptions in C and N Cycles

  • CO2 concentrations increased 31 ± 4% 1750 to 2010
  • N2O concentrations increased ~15% over same period

  • Flux of atmospheric N2 to reactive nitrogen compounds has increased over 1100%

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~370ppm CO2, ~300ppb

Nitrogen-related Impacts

  • Excess reactive nitrogen responsible for many environmental problems

NH3

N2O

NOx

NO3-

Acidification

Smog Formation

Human Health

Eutrophication/Hypoxia

Global Warming

Ozone Depletion

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Disruptions in C and N Cycles

  • Fossil fuel combustion responsible for majority of carbon cycle disruption
  • Agricultural activities are responsible for ~75% of nitrogen cycle disruption
  • Haber-Bosch process
  • Increased cultivation of rice, soybeans (biological nitrogen fixation)
  • C & N cycles in agriculture are highly linked

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Kyoto Process

Earth System Engineering

End-of-Pipe mentality

Management of co-evolving human and

natural systems

Reduce human impact

(control CO

2

emissions)

Manage carbon cycle – in light of other

systems

Morality play

(“no pain, no gain”)

Social, economic and environmental

objectives important

Nation state process

Integrated firm, NGO, nation state, and

community process

Ad hoc

(e.g.,

biomass as silver bullet)

Systematic

(

e.g., what does

biomass do to N cycle?)

Social engineering/ethical issues

disguised as S&T discourse

Integrated set of ethical, cultural and

S&T issues

Ideological and static

(“privilege the present”)

On-going non-teleological evolutionary

process