Research Skills Essay

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lecture_2_research_philosophies.pptx

LECTURE 2: UNDERSTANDING PHILOSOPHIES AND APPROACHES By: Dr. Tao Zhang Email: [email protected]

RESEARCH SKILLS (SINGAPORE PROGRAMME)

Learning Outcomes

At the end of the lecture you will be able to:

Understand the nature of the relationship between theory and research;

Distinguish between ontological and epistemological issues;

Understand how these issues relate to the widely used types of research strategy, quantitative and qualitative research;

Figure 1.2 The research process

Source: © Mark Saunders, Philip Lewis and Adrian Thornhill 2011

Business research does not exist in isolation

Link between social reality and research

Link between business research methods and practice connect with wider social relations

Understanding the link between theory and research

There are two key issues here:

What form of theory is being referred to?

Is data collected to test theories or build them?

Theory and Research

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Theories come at two levels

Grand theories:

e.g.

Structural‑functionalism

Symbolic Interactionism

Critical theory

Poststructuralism

Structuration theory

Middle-range theories:

e.g.

Strategic choice

Trait theory

Contingency theory

Innovation adoption theory

Middle-range theories typically guide business research.

How would structuration theory inform management/business research?

Ontology and Epistemology in Research

The way in which business researchers build theory and carry out research is dependent on their ontological and epistemological positions

Ontological considerations

Ontology – concerned with the nature of ‘reality’

Social ontology - the nature of social entities

What kind of objects exist in the social world?

Do social entities exist independently of our perceptions of them?

Is social reality external to social actors or constructed by them?

Objectivism

Objectivism is an ontological position that asserts that social phenomena and their meanings have an existence that is independent of social actors.

It implies that social phenomena and the categories that we use in everyday discourse have an existence that is independent or separate from actors.

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Constructionism

An ontological position which asserts that social phenomena and their meanings are continually being accomplished by social actors.

It implies that:

social phenomena and categories are produced through social interaction

social phenomena and categories are in a constant state of revision

Researchers' own accounts of the social world are constructions

Also referred to as constructivism

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Example

https://youtu.be/ xT6wjgssVK4

Other examples may include:

Objects like technology

Concepts like ‘taste’

Categories like ‘race’

Exercise (Source: Saunders et al. 2012)

Critique John’s assumptions and ontological position using the social constructionist stance

Task

Epistemological considerations

What is (or should be) considered acceptable knowledge in a field of study?

How do we come to understand ‘reality’?

Can the social world be studied ‘scientifically’?

Is it appropriate to apply the methods of the natural sciences to social science research?

Positivism and interpretivism are the main contrasting approaches

Figure 4.1 The research ‘onion’

Source: © Mark Saunders, Philip Lewis and Adrian Thornhill 2011

PHILOSOPHIES

Positivism

Only phenomena (or knowledge confirmed) by the senses can genuinely be warranted as knowledge (phenomenalism).

The purpose of theory is to generate hypotheses that can be tested and that will allow explanations of laws to be assessed (deductivism).

Knowledge is arrived at by gathering facts that provide the basis for laws (inductivism).

Science must (and can) be conducted in a way that is value free (i.e. objective).

Interpretivism

Interpretivism is taken to denote an alternative to positivism.

Holds that a strategy is required that respects the differences between people and the objects of the natural sciences and therefore requires the social scientist to grasp the subjective meaning of social action.

About understanding rather than explaining human behaviour

Is about how people make sense of the world around them (Phenomenology)

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Realism shares two features with positivism:

a belief that the natural and the social sciences can and should apply the same approach to data collection and explanation;

a commitment to the view that there is an external reality to which scientists direct their attention (in other words, there is a reality that is separate from our descriptions of it).

One form of realism is ‘critical realism’.

Realism

Philosophies Cont’d

Critical realism - a specific form of realism which recognizes the reality of the natural order and the events and discourses of the social world

Argues that in order to understand and change the social world, need to identify the structures at work that generate those events and discourses.

These structures can only be identified through the practical and theoretical work of social sciences (Bhaskar, 1989)

Positivism vs Interpretivism

Exercise

Reflection on personal stance

APPROACHES

Approaches to Theory and Data

Research is guided by theoretical ideas and the aim is to make a contribution to theory

Researchers come to an investigation with particular intellectual preferences

Some view theory as something that guides and influences data collection, while others view it as something that develops after collection and analysis of data

This relates to deductive and inductive theory

Deductive Theory

Researcher deduces hypotheses based on what is known about a domain and the theoretical considerations within it

Embedded within the hypotheses are concepts that need to be translated into researchable entities (operationalizing)

Theory and hypotheses hence drive data collection

Explicit hypothesis to be confirmed or rejected

The process of deduction

Inductive Theory

The opposite of deduction, from data to theory

Here theory is the outcome of the research

Induction is hence more about drawing generalizable inferences from observations

More common with qualitative research /grounded theory

Example – Hawthorne Effect

Initially deductive, testing how change in variables (e.g. lighting, temperature etc) affected productivity

Productivity increased either way, inexplicable

From interviews and observation apparent that the improved productivity had to do with attention (human relations) rather than variables (Inductive method)

Neither inductive or deductive: abductive as a third way

Starts with a puzzle or surprise (not explained by existing theory) and then seeks to explain it

Involves the researcher selecting the ‘best’ explanation (through cognitive reasoning) from competing explanations or interpretations of the data (Mantere and Ketokivi 2013)

Understanding seen as a continuous dialogue between data and the researcher’s preunderstandings

Abduction

Research strategy: quantitative research

A research strategy that emphasizes quantification in the collection and analysis of data and that:

entails a deductive approach to the relationship between theory and research, in which the emphasis is on the testing of theories;

has incorporated the practices and norms of the natural scientific model and of positivism in particular; and

takes a view of social reality as an external, objective reality

Quantitative Research Cont’d

A measurement of social variables

Common research designs: surveys and experiments

Numerical and statistical data

Research strategy: qualitative research

Is a research strategy that emphasises words rather than quantification in the collection and analysis of data and that:

predominantly emphasizes an inductive approach to the relationship between theory and research, in which the emphasis is placed on the generation of theories;

has rejected the practices and norms of the natural scientific model and of positivism in particular in preference for an emphasis on the ways in which individuals interpret their social world; and

takes a view of social reality as a constantly shifting emergent property of individuals’ creation.

Features of Qualitative Research

Understanding the subjective meanings held by actors (interpretivist epistemology)

Common methods: interviews, focus groups, ethnography

Data are words, texts, and stories

Social constructionist ontology

Mixed methods research

It is possible to combine quantitative and qualitative strategies within a research project.

Holmberg et al’s (2008) study of leadership shows how combining quantitative and qualitative research provided a more rounded and complete picture.

See:

Holmberg, R., Fridell, M., Arnesson, P., & Bäckvall, M. (2008). Leadership and implementation of evidence-based practices. Leadership in Health Services, 21(3), 168-184.

Exercise – 20 min

Read the document on Canvas: Lecture 2 Ontology Epistemology case on Napster

In your groups discuss the following questions:

Why is it important to consider epistemology and ontology when undertaking research?

How should Esmée respond to or challenge her tutor’s assertion that

she adopt a quantitative methodology?

Figure 4.2 Four paradigms for the analysis of social theory

Source: Developed from Burrell and Morgan (1982) Sociological Paradigms and Organisational Analysis. Reproduced with permission of Ashgate Publishing Company

Mapping Different Paradigms and Methods in studying Organizations

Competing Paradigms – Assumptions

Objectivist – there is an external viewpoint from which it is possible to view the world/reality (e.g. an organization)

Subjectivist – Reality (organization) is socially constructed; individuals’ experiences important.

Each paradigm makes assumptions about the function of research in investigating the world as either:

Paradigms Cont’d

Regulatory – that the purpose of business research is to describe what goes on (e.g. in organizations) and suggest minor changes

No judgments are made; suggestions work within existing frameworks

Radical – the purpose of business research is to make judgments about the way reality (e.g. organizations) ought to be and suggest how to achieve that; e.g. how orgs should be run. Usually radical changes suggested.

Paradigmatic Positions

Radical humanist Orgs are social arrangements from which Individuals need emancipation. Research should be guided by the need for change e.g. of status quo Radical structuralist Orgs. viewed as products of structural power relationships which result in conflict. E.g. hierarchies, reporting relationships etc
Interpretative Organizations do not exist apart from the perceptions of people working in them – research should be about studying their experiences; e.g. of communication strategies Functionalist Assumes a problem-solving orientation E.g. how prevailing communication strategies in an org. may be improved

Radical

Regulatory

Subjectivist

Objectivist

Organizational

Historical

Political

Ethical

Evidential

Personal

Factors influencing researchers’ choice of methods

Practical considerations

May influence or determine choices on:

research strategy

design

method

resources and costs

May be influenced or determined by:

nature of the topic

people being investigated

political acceptability

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Key Points

Relevance to practitioners and the fundamental purpose of business research.

Quantitative and qualitative research constitute different approaches to social investigation.

Theory can be depicted as something that precedes research or as something that emerges out of it.

Epistemological considerations influence research strategy.

QUESTIONS?