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Trends of School Effects on Student

Achievement: Evidence from NLS:72,

HSB:82, and NELS:92

SPYROS KONSTANTOPOULOS

Northwestern University

The impact of schools on student achievement has been of great interest in school effects research the last four decades. This study examines trends of school effects on student achievement, employing three national probability samples of high school seniors: NLS:72, HSB:82, and NELS:92. Hierarchical linear models are used to investigate school effects. The findings reveal that the substantial proportion of the variation in student achievement lies within schools, not between schools. There is also considerable between-school variation in achievement, which becomes larger over time. Schools are more diverse and more segregated in the 1990s than in the 1970s. In addition, school characteristics such as school region, school socioeconomic status, and certain characteristics of the student body of the school, such as students’ daily attendance, students in college preparatory classes, and high school graduates en- rolled in colleges are important predictors of average student achievement. The school predictors explained consistently more than 50% of the variation in average student achievement across surveys. We also find considerable teacher heterogeneity in achievement within schools, which suggests important teacher effects on student achievement. Teacher heterogeneity in student achievement was larger than school heterogeneity, which may indicate that teacher effects have a relatively larger impact on mathematics and science student achievement than do school effects.

A major goal of American education is to provide high-quality educational experiences and adequate educational preparation for all the groups that compose the national population. Many of the policies devised to meet this goal attempt to ensure that school materials and human resources are al- located equitably across schools. As a result, research about the impact of school characteristics on students’ academic performance is of great interest.

The question of whether schools differ significantly in impacting stu- dents’ academic achievement is essential in education. Hence, identifying school factors that make schools more effective is crucial. Coleman and his colleagues (1966) were the first to study the association between school

Teachers College Record Volume 108, Number 12, December 2006, pp. 2550–2581 Copyright r by Teachers College, Columbia University 0161-4681

inputs and student achievement using national probability samples of elementary and secondary students. In their pioneering work, Coleman et al. estimated education production functions in order to quantify the as- sociation between students’ academic performance in standardized tests and school and family input measures. One of the key findings of the Coleman report was that when the socioeconomic background of the stu- dents was held fixed, the differences among schools accounted ‘‘for only a small fraction of differences in pupil achievement’’ (Coleman et al., p. 21). In other words, variations in school characteristics were not closely asso- ciated with, and had hardly any effect on, variations in student achievement.

The Coleman report generated a series of studies that were conducted to further assess the effects of school resources on academic achievement. It is noteworthy that for the last three decades, there have been disagreements among educational researchers, practitioners, and policymakers about the relative impact-importance of school characteristics on students’ academic achievement. The findings of numerous studies are mixed and inconclu- sive. Some researchers have concluded that there is little or no evidence of a relationship between school factors and student achievement (Hanushek, 1986; 1989), whereas others reported that the impact of school factors on test scores may be substantial (Greenwald, Hedges, & Laine, 1996).

THE PRESENT STUDY

This study examines the impact of schools on student achievement (math- ematics, reading, and science) over time using national probability samples of high school seniors. Our objective is to determine whether schools ‘‘make a difference.’’ There are at least two ways to gauge school effects. The first approach, which is typical in the school effects literature, is to identify the efficacy of certain school characteristics in predicting academic achievement via education production functions (Hanushek, 1986; Hedges, Laine, & Greenwald, 1994). The second approach of identifying school effects is to compute the variation of academic achievement between schools. This ap- proach involves the creation of the distribution of school-level achievement by computing the average achievement for each school. The variance of this distribution indicates how much average achievement differs from school to school. A significant between-school variation in achievement is therefore an index of the impact of schools on student achievement. The advantage of this approach is that it does not need to identify and measure school char- acteristics. On the other hand, it does not single out specific school char- acteristics that make schools more or less effective. In this study, we employed both approaches.

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Because individuals are nested within schools, school effects models are more appropriately described by multilevel models (Raudenbush & Bryk, 2002). Consider the case in which students are nested within schools. This includes two levels of hierarchy: a within-school level and a between-school level. Conceptually, the first level involves a series of within-school regres- sions. The second level equation is a school-level regression. The variance of the error term at the first level indicates the between-student, with- in-school variation in achievement. The variance of the random school intercepts at the second level indicates the between-school variation in achievement. This study employed two-level hierarchical linear models (HLMs) to investigate school effects. Whenever teacher identifiers were available, we used three-level HLMs to examine teacher effects as well. Specif- ically, the three-level model decomposes the total variation in achievement into a between-student, within-teacher, within-school variance; a between-teacher, within-school variance; and a between-school variance. The between-teacher variation in this case suggests teacher effects separate from school effects.

We investigated school effects on student academic achievement and de- termined how these effects changed over time from 1972 to 1992. We used data from three rich surveys spanning 20 years that queried nationally representative samples of high school seniors: the National Longitudinal Study of the High School Class of 1972 (NLS:72), High School and Beyond first follow-up from 1982 (HSB:82), and the 1992 second follow-up of the National Educational Longitudinal Study of the Eighth Grade Class of 1988 (NELS:92). A unique characteristic of the NELS:92 sample was that the students were not only linked to schools but to teachers as well (in math- ematics and science). Hence, we were able to determine teacher effects and whether teachers or schools matter most.

DEFINITION OF SCHOOL EFFECTS

We use the term school effects to indicate the associations between school structural features (e.g., school sector) and resources (e.g., pupil-teacher ratio) and student achievement, while controlling for important student background characteristics (e.g., student socioeconomic status [SES]). The conceptual framework that guides the present study is based on the eco- nomic perspective of school effects research (Rumberger & Palardy, 2005). This framework’s empirical evidence has originated from education pro- duction function studies (Hanushek, 1986). We consider the associations between school factors and achievement as being strictly correlational, not causal. Given the observational nature of our data and the type of school effects we examine, it would be difficult to infer causality (Raudenbush & Wilms, 1995). In school effects research, academic achievement is modeled

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as a function of school characteristics, controlling appropriately for student background. The school effects are estimated at the school level, where the adjusted for student background average school achievement is modeled as a function of school characteristics (Lee, 2000).

This study examines what Raudenbush and Wilms (1995) called Type A school effects. The Type A effects incorporate a variety of school charac- teristics that are not necessarily restricted to the practice of the school staff. For example, school SES and school composition are attributes of a school. In contrast, pupil-teacher ratio or college prep classes may be viewed as school-specific treatment effects (Raudenbush & Wilms). Hence, Type A effects include different measures of school effects, so school-specific treat- ment effects are not easily detected.

Some of the school characteristics we used indicated school context/ composition or structure. For example, school region, urbanization, and sector may be categorized as school structure, whereas school SES, minority concentration, daily attendance, dropout rates, and college attendance rates of high school graduates may be categorized as school context/composition. Other school factors indicated school resources (e.g., pupil teacher ratio), school organization/curriculum (e.g., college-prep classes, advanced place- ment courses), and length of academic year. School resources and school organization/curriculum characteristics are typically more likely to be viewed as school-specific treatment effects. All the school characteristics used in this study have been previously used in school effects research and in education production function studies as important correlates of school outputs such as student achievement (see Bryk, Lee, & Holland, 1993; Card & Krueger, 1992; Coleman et al., 1966; D’Agostino, 2000; Lee, 2000).

Finally, we also defined school effects as the between-school variation in achievement. By using HLMs, we were able to compute what proportion of the total variation in achievement is between schools. This between-school variation provides a broad estimate of the importance of schools on student achievement. The use of school-level random effects has been previously advocated by some researchers to represent school effects (see Constant & Konstantopoulos, 2003; Raudenbush & Wilms, 1995). The variance of these school-specific random effects (typically intercepts) indicates school differ- ences in average achievement and shows that schools matter.

RELATED LITERATURE

In the very early stage of school effects research, studies examined the association between school inputs and outputs such as student achievement (Coleman et al., 1966). The main findings of these studies were the im- portance of family background characteristics, such as SES of the family, in

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explaining variation in student achievement, and the relatively small impact of school characteristics on student achievement (see Mosteller & Moyni- han, 1972). The Coleman report in particular encouraged a considerable body of research that examined the usefulness of school factors in pre- dicting student achievement over the last 30 years.

In the 1980s, methodological advances in the school effects research helped to more accurately assess the importance of school factors in pre- dicting student achievement. During this period, multilevel statistical mod- els were introduced and allowed the use of student characteristics and school factors at the appropriate level of analysis (Raudenbush & Bryk, 1986). Specifically, the flexibility of multilevel models allowed for the use of student characteristics at the student level and the school factors at the school level.

STUDENT BACKGROUND AND ACHIEVEMENT

Previous research has demonstrated the relation between student charac- teristics and student outcomes such as academic achievement. There is little disagreement over the existence of a positive association between family background and student achievement (Jencks et al., 1979). For example, the relationship between test scores and family SES characteristics is well replicated in the social sciences (Neff, 1938; White, 1982; White, Reynolds, Thomas, & Gitzlaff, 1993). The strength of the relationship between SES variables and achievement varies from study to study in part because re- searchers operationally define socioeconomic status in different ways, and this can affect the magnitude or strength of the association (White). Trad- itional measures of socioeconomic status include parental educational level and family economic resources (see Coleman, 1969; Konstantopoulos, Modi, & Hedges, 2001). In addition, other factors, such as parent’s occu- pation, family size, family structure, quality of housing, and household possessions, have been considered SES measures (White; White et al.). The importance of gender and race effects on student achievement has also been demonstrated (Hedges & Nowell, 1995, 1999). The student back- ground variables used in this study were student gender, race, and family SES. Family SES is a composite measure that was created by using infor- mation about parental educational attainment, occupation, and family in- come.

SCHOOL VARIABLES AND ACHIEVEMENT

The social composition of students in a school has also been found to in- fluence achievement. For example, school composition measured as per- cent of minority or disadvantaged students in the school is negatively

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associated with achievement and accounts for a substantial amount of vari- ability in achievement (Bryk & Raudenbush, 1988). In particular, schools with higher proportions of minority and disadvantaged students have lower average achievement than other schools. Other school composition vari- ables such as school SES are also significantly associated with student achievement (Lee & Bryk, 1989). Higher SES schools have typically higher average achievement than lower SES schools. In addition, the effect of an- other potential compositional variable, such as the length of the school year, on achievement has also been studied. Specifically, the length of school year has been shown to have positive effects on learning (D’Agostino, 2000) and to provide positive returns in education (Card & Krueger, 1992).

The usefulness of school structure has also been demonstrated. School structure variables, such as school location or urbanization and school sec- tor, are significantly related to student achievement. For example, Coleman and Hoffer (1987) found that, on average, students’ verbal and mathematics achievement growth in Catholic schools was higher than that in public schools. This sector effect holds even when student characteristics such as academic background, minority status, and SES were held constant (Bryk et al., 1993; Raudenbush & Bryk, 1989).

There is a debate in the school effects literature about whether school resources are consistently important predictors of achievement. There is some evidence, however, that class size has a significant effect on student achievement and student dropout rates (Nye, Hedges, & Konstantopoulos, 2000; Rumberger & Thomas, 2000). For example, a recent study on allo- cation of education resources such as class size demonstrated a positive relationship between small classes and academic achievement (Nye et al.). In addition, pupil-teacher ratio, a proxy of class size, has been an important factor of successful preschool and school programs (Zigler & Styfco, 1994). In the present study, we measured class size as the average pupil-teacher ratio in a school.

METHOD

DATA

Data from three major surveys conducted over the last 30 years were used in this study. All surveys tested nationally representative samples of high school students; that is, each survey used a stratified national probability sample of high school students. In all data sets, we used the 12th-grade samples, and thus we investigated the academic performance of high school seniors who participated in each survey. All variables used were comparable across data sets. Sampling weights, which permitted inferences about

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specifically defined national populations (e.g., high school seniors), were provided.

The National Longitudinal Study of the High School Class of 1972 (NLS:72) is a national probability sample of high school seniors designed to represent all 12th-graders enrolled in public or private American high schools in the spring of 1972. Of the 16,860 seniors, a sample of 15,800 students who completed a 69-minute six-part battery measuring both verbal and nonverbal skills was used in the analyses. We used the NLS reading and mathematics test scores in this study.

In the spring of 1980, two cohorts of 10th- and 12th-grade students enrolled in public and private schools were surveyed for the High School and Beyond study (HSB:80). The sophomores were resurveyed in 1982, when they were seniors (HSB:82). To maintain comparability with the other samples, we limited the 1982 sample to students still enrolled in school. We used data from the 1982 follow-up national probability sample of 26,216 seniors. Students completed a 68-minute test battery similar in format to the battery used in NLS:72, but with slightly different content. We used the HSB reading, mathematics, and science test scores in this study.

The National Educational Longitudinal Study of the Eighth Grade Class of 1988 (NELS:88) used a two-stage national probability sample of 24,599 eighth graders enrolled in public and private schools in 1988. These stu- dents were followed for four years and were resurveyed in 1992, when they were high school seniors. Our sample consisted of 12,921 seniors of the second follow-up (1992). Students completed an 85-minute battery of four cognitive tests with a similar format as in HSB and NLS, with a slightly different content. Nonetheless, in all three surveys, there was some content comparability. We used the NELS reading, mathematics, and science test scores in this study.

VARIABLES OF INTEREST

The outcome variables we used were mathematics, reading, and science test scores. We standardized all achievement measures to assure that all scores are in the same metric. This also allowed us to interpret the between-school variances as the percentage of variation in student achievement accounted for by schools.

The set of explanatory variables included both student- and school-level characteristics. At the student level, we included student gender, race/eth- nicity, and a composite measure of student SES (a composite of parental education, occupation, and income). The school-level variables included indexes of school structure such as school region, school urbanization, and school sector; indexes of school composition such as school SES, minority concentration, daily attendance, dropout rates, college attendance rates of

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high school graduates, and length of school year (in weeks); indexes of school resources such as pupil-teacher ratio; and indexes of school organ- ization/curriculum such as students in college preparation courses and ad- vanced placement courses. The coding for some of the predictors is summarized in the appendix.

ANALYSIS

Most educational data have a hierarchical structure in which students are grouped/nested within organizational units such as schools. These kinds of data provide information that describes both students and schools. None- theless, until recently, classical statistical methods, such as linear regression, were used extensively in school effects research. In multiple linear regres- sion, typically school and student-level predictors are introduced simultan- eously at the student level, and hence the analysis is conducted at the individual level. Such regression models fail to take into account the clus- tering nature of the data and its consequences. In addition, the typical regression models do not allow the estimation of the between-school vari- ation. In contrast, HLMs take the clustering of students within schools into account, allow the use of student and school variables at different levels, and permit the computation of between-school variances (see Raudenbush & Bryk, 2002). Each of the levels in this structure is represented by its own submodel. Each submodel reveals associations between the set of explana- tory variables and the outcome at that level.

The proposed analysis employs two-level HLMs to explore the between- school variability and the effects of school characteristics on average student achievement. The first level (or student level) was specified by a linear regression additive model, with which we control for student background. The second level (or school level) renders the associations between school characteristics and student achievement net of the effects of student back- ground. In our specifications, all school specific intercepts were treated as random variables at the school level. The residual terms at the second level are random effects, and the variance components of these random effects represent the between-school variation, which indicates the variability of the impact of schools on student achievement or school effects. Important stu- dent characteristics such as gender, race/ethnicity and SES were included in the student-level model. At the school level, the school-specific intercepts are regressed on a set of school characteristics described in the previous section. In addition, the gender, race, and SES achievement gap were al- lowed to vary across schools. In all HLM analyses, individual weights were employed at the first level to make projections to the national population of high school seniors.

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A three-level model was also employed to gain some insight into the role of teachers and schools in student achievement. Specifically, we initially ran the simplest possible three-level model (unconditional) in which only the constant terms were included in the level-specific equations. Such a model decomposes the variance into three parts: the within-teacher, between- student variation; the within-school, between-teacher variation (or teacher effects); and the between-school variation (or school effects). Significant variation in student achievement at the teacher and school levels indicates important teacher and school effects, or that teachers and schools matter. We also ran a three-level model including level 1 predictors and computed the variation of the achievement gap between teachers and schools.

CENTERING STUDENT PREDICTORS

The major objective of the study is to estimate school effects, adjusting for student characteristics. In other words, our objective is to examine the association between school characteristics and average school achievement net of the effects of the student-level covariates such as gender, race, and SES. In an HLM setting, this means that the school-specific intercepts (or average school achievement), which are treated as random at the school level, should be adjusted for the effects of gender, race, and SES. As Rau- denbush and Bryk (2002) argued, when the main interest is to ‘‘estimate the association between a level 2 predictor and the mean of Y, adjusting for one or more level-1 covariates’’ (p. 142), then grand mean centering is more appropriate. Hence, we used grand-mean centering for the student-level predictors to examine school-level effects net of the effects of student char- acteristics. That is, in grand-mean centering, the coefficients of the school characteristics are adjusted by gender, race, and SES effects. In addition, in grand-mean centering, level 1 predictors can explain between-school vari- ation as well.

However, another objective of the study is to estimate school effects as between-school variation in achievement. As Raundenbush and Bryk (2002) showed, the choice of centering affects the estimation of the variance com- ponents of the student-level coefficients (including the intercept). That is, different types of centering provide different estimates of the variances of the random effects at the school level. Specifically, the use of grand-mean centering may underestimate the variance of the school-level random ef- fects (see Raudenbush & Bryk). In this case, the level 1 predictors may explain between-school variation, and hence the estimates of the variance components are smaller than in group mean centering. We followed Rau- denbush and Bryk’s recommendation and used group mean centering to estimate the between-school variance components. In group mean center- ing, the level 1 predictors explain variation only at the student level (not at

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the school level), and the student-level predictors are orthogonal to the school-level predictors (i.e., the regression estimates are not adjusted). Hence, we conducted all analyses twice: use of group mean centering to obtain ‘‘correct’’ estimates of the between-school variances, and use of grand-mean centering to estimate the association between school predictors and achievement, controlling for student characteristics.

MODEL BUILDING

Overall, three different two-level HLMs were examined. The first model was an unconditional model. This model is used to describe how much of the variation in achievement is between schools and how much is within schools. The second model introduced important student-level predictors such as family SES (the effect of high levels of social class), gender (the effect of being female), and race (the effect of being minority). All student-level coefficients, including the intercept, were treated as random at the school level. However, school predictors were not used in the second model. The third model added school characteristics as school-level predictors. Hence, the school-specific intercepts were regressed on the set of school predictors at the school level. We also ran two 3-level models: one unconditional model, and one with all level 1 predictors.

COMPARABILITY OF MEASURES ACROSS SURVEYS

All data sets that were used in this study were acquired from three major studies (NLS, HSB, and NELS) that are part of the National Education Longitudinal Studies program instituted by the National Center of Edu- cation Statistics (NCES). One objective of this longitudinal program was to represent the educational experiences of our students in the 1970s, 1980s, and 1990s. NCES reports contend that cross-sectional time-lag comparisons for high school seniors in 1972, 1982, and 1992 are possible and that these data can be regarded as a series of repeated cross-sections of high school seniors (see Green, Dugoni, & Ingels, 1995). Even though the sample de- signs of all three studies are similar, the achievement tests are not identical and may not be directly comparable. However, all achievement tests in- tended to capture the same domains of academic achievement (e.g., math- ematics, reading) and tap parallel abilities (see Glick & White, 2003; Hedges & Nowel, 1995, 1999). Some NCES reports indicate that there were com- mon items in NLS and HSB, and HSB and NELS for mathematics and reading; hence, there is some content comparability of the achievement measures across the different surveys (see Green et al.; Rock, Hilton, Pol- lack, Ekstrom, & Goertz, 1985).

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The use of equating methods that put mathematics and reading scores for high school seniors in 1972 and 1982 on a common scale has been previously demonstrated (see Rock et al., 1985). Rock et al. concluded that comparisons of test scores in NLS and HSB can reasonably indicate change along the same dimension over time. In this study, we used linear equating methods (e.g., creating z scores) to put mathematics, reading, and science scores on a common scale (see Glick & White, 2003; Hedges & Nowel, 1995, 1999). The standardization creates comparable indexes of achievement across surveys under the assumption that the tests are linearly equitable (see Holland & Rubin, 1982; Kolen & Brennan, 1995). Previous research has documented that, even though typically three-parameter item response theory (IRT) equating methods lead to greater stability of equating results, linear equating also performs well, when tests are comparable, in large-scale testing settings and is a good practical alternative to more complex methods (see Petersen, Cook, & Stocking, 1983; Petersen, Kolen, & Hoover, 1989; Petersen, Marco, & Stewart, 1982). Because previous work has indicated some content comparability in NLS and HSB, and HSB and NELS for achievement measures such as mathematics and reading (see Green et al., 1995; Rock et al.) under the assumption of reasonable comparability, linear equating should work reasonably well. In addition, when samples of dif- ferent surveys are large and representative of a well-defined national population such as high school seniors, the scores would be comparable for that population, notwithstanding content differences (see Holland & Rubin, 1982). Linear equating is also widely used by commercial test publishers and is known to provide reasonably good results. Further, linear equating methods have also been routinely used in social science research. None- theless, even though NLS, HSB, and NELS were designed to be as similar as possible, as Green et al. argued, caution should ‘‘be exercised in com- paring NLS-72, HS&B, and NELS:88 data’’ (p. 125). We acknowledge the difficulty involved in making comparisons of tests that are not identical and that this may be a potential limitation of the study.

In addition, the items used to construct the independent variables are very similar across all three datasets. We coded all independent variables similarly to achieve comparability for all predictors.

RESULTS AND DISCUSSION

NLS:72

The results of model II for mathematics and reading are presented in the first and third columns of Table 1, respectively. On average, male students performed better than female students in math achievement by 1/4 of a

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standard deviation (SD), but female students outperformed male students in reading achievement by 1/17 of an SD. Minority students had signifi- cantly lower achievement than White students in mathematics and reading achievement (about 2/3 of an SD). As expected, there was a positive and significant relationship between high levels of family SES (top quartile) and student achievement, indicating that students from affluent families have higher achievement than other students, net of gender and race effects. The social class gap was about 1/2 of an SD. The average school math- ematics and reading achievement varied significantly between schools. Similarly, the race and social class achievement gap varied significantly be- tween schools. Overall, group and grand mean centering of the level 1 predictors produced similar estimates.

In the third specification (or Model III), both student- and school-level predictors were introduced in the level-specific linear equations, with school characteristics predicting the school-specific intercepts. The predictive ef- ficacy of the school characteristics is summarized in columns 2 and 4. On

Table 1. Two-Level HLM Fixed Effects Estimates: NLS:72 Mathematics and

Reading: Grade 12

Mathematics Achievement

Reading Achievement

Model II Model III Model II Model III

Female �0.233 n �0.236 n 0.059 n 0.056 n Minority �0.669 n �0.618 n �0.661 n �0.632 n SES 0.500 n 0.435 n 0.451 n 0.370 n

Northeast 0.172 n 0.138 n

North Central 0.117 n 0.038 West �0.070 n 0.001 Rural School 0.013 0.013 Suburban School �0.049 �0.003 Private School 0.043 0.122 Pupil-Teacher Ratio �0.006 �0.003 Advanced Placement Courses 0.050 0.032 Students in College-Prep Classes 0.0004 �0.0002 Length of School Year �0.006 0.002 Percent of High School

Graduates in College 0.005 n 0.004 n

Students Daily Attendance 0.008 n 0.006 n

High Minority School �0.039 �0.007 Dropout Rates 0.001 0.003 School SES 0.268 n 0.370 n

npo0.05 Note: Model II: Student-Level Predictors Included; Model III: Student- and School- Level Predictors Included

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average, schools in the Northeast and North Central region of the country had higher achievement in mathematics than schools in the South. In reading, schools in the Northeast region of the country also outperformed schools in the South. Schools with high daily attendance and high propor- tions of high school graduates in college had higher mathematics and reading achievement than other schools. Affluent schools had higher math- ematics and reading achievement than less affluent schools. The gender, race, and SES gap was somewhat smaller in Model III. Overall, group mean centering produced similar results.

HSB:82

The results for the second model are presented in the first, third, and fifth columns of Table 2. On average, White and high-SES students performed

Table 2. Two-Level HLM Fixed Effects Estimates: HSB:82 Mathematics, Reading,

and Science: Grade 12

Mathematics Achievement

Reading Achievement

Science Achievement

Model II

Model III

Model II

Model III

Model II

Model III

Female �0.156 n�0.155 n�0.031 �0.029 �0.268 n�0.263 n Minority �0.573 n�0.525 n�0.589 n�0.543 n�0.690 n�0.641 n SES 0.531 n 0.473 n 0.460 n 0.406 n 0.432 n 0.386 n

North East 0.226 n 0.133 n 0.179 n

North Central 0.203 n 0.097 n 0.193 n

West 0.139 n 0.093 n 0.217 n

Rural School 0.016 0.006 0.048 Suburban School 0.001 �0.042 0.008 Private School 0.081 0.121 n �0.036 Pupil-Teacher Ratio �0.0002 0.001 �0.002 Advanced Placement

Courses 0.045 �0.014 �0.014

Students in College-Prep Classes

0.001 0.001 0.0002

Length of School Year �0.001 �0.003 �0.012 Percent of High School Graduates in College

0.003 n 0.002 n 0.002 n

Students Daily Attendance 0.008 n 0.007 n 0.010 n

High Minority School �0.009 �0.045 �0.139 n Dropout Rates �0.005 n �0.004 n �0.005 n School SES 0.342 n 0.208 n 0.170 n

npo0.05 Note: Model II: Student-Level Predictors Included; Model III: Student- and School- Level Predictors Included

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better in mathematics, reading, and science than other students. The race gap was more than 1/2 of an SD, and the social class gap somewhat smaller than 1/2 of an SD. Male students performed better than female students in mathematics and science. The gender gap was insignificant in reading, however. The average school mathematics, reading, and science achieve- ment varied significantly across schools. The gender, race, and SES gap also varied significantly between schools. As in NLS, the results using group mean centering were comparable.

The predictive efficacy of the school characteristics is summarized in columns 2, 4, and 6. On average, high-SES schools and schools in the Northeast, North Central, and West regions of the country had higher mathematics, reading, and science achievement than other schools. Schools with high daily attendance, low dropout rates, and high proportions of high school graduates in colleges also had higher mathematics, reading, and science achievement than other schools. School sector (private school) had a positive effect on reading achievement, and high-minority schools had a negative effect on science achievement. The gender, race, and SES gap was somewhat smaller in Model III. The results using group mean centering were similar.

NELS:92

The results for Model II are presented in columns 1, 3, and 5 of Table 3. As in NLS:72 and HSB:82, on average, White and high-SES students per- formed better in mathematics, reading, and science than other students. The race gap ranged from about 0.4 SD in mathematics and reading to more than 1/2 of an SD in science. The SES gap was consistently larger than 1/2 of an SD. As in NLS:72 and HSB:82, male students performed better than female students in mathematics (1/12 of an SD) and science (1/4 of an SD), but contrary to HSB:82, female students achieved significantly higher scores than their male counterparts in reading (1/4 of an SD). As in NLS:72 and HSB:82, the variance component estimates revealed that the average school mathematics, reading, and science achievement varied significantly across schools. In addition, the gender, race, and SES gap varied signifi- cantly between schools. Again, the results from the group mean centering analyses were similar.

The predictive efficacy of the school characteristics is summarized in columns 2, 4, and 6. On average, affluent schools and schools in the Northeast, North Central, and West regions of the country had higher mathematics, reading, and science achievement than other schools. In ad- dition, schools with high proportions of students in college preparatory courses had higher mathematics and reading achievement than other schools. Schools with low pupil-teacher ratios and high proportions of high

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school graduates in colleges had higher mathematics achievement than other schools. High-minority schools had lower average science achieve- ment than other schools. The gender, race, and SES gap was somewhat smaller in Model III. Group mean centering provided comparable esti- mates.

BETWEEN-SCHOOL VARIATION

NLS:72

The variance components estimates of the random school intercepts are reported in the right panel of Table 4. The unconditional model, which included only level 1 and level 2 intercepts, suggested that the school- specific mathematics and reading achievement varied significantly across

Table 3. Two-Level HLM Fixed Effects Estimates: NELS:92 Mathematics,

Reading, and Science: Grade 12

Mathematics Achievement

Reading Achievement

Science Achievement

Model II

Model III

Model II

Model III

Model II

Model III

Female �0.086 n�0.082 n 0.246 n 0.246 n�0.270 n�0.267 n Minority �0.393 n�0.346 n�0.418 n�0.383 n�0.550 n�0.488 n SES 0.620 n 0.527 n 0.536 n 0.446 n 0.511 n 0.440 n

Northeast 0.178 n 0.144 n 0.180 n

North Central 0.140 n 0.106 n 0.125 n

West 0.255 n 0.214 n 0.246 n

Rural School 0.015 �0.073 0.070 Suburban School �0.014 �0.082 0.021 Private School 0.012 �0.011 �0.052 Pupil-Teacher Ratio �0.007 n �0.001 �0.004 Advanced Placement

Courses 0.049 0.030 0.053

Students in College-Prep Classes

0.002 n 0.002 n 0.001

Length of School Year �0.001 �0.004 �0.002 Percent of High School Graduates in College

0.003 n 0.0007 0.001

Students Daily Attendance 0.004 0.005 0.005 High Minority School �0.023 �0.043 �0.095 n Dropout Rates �0.002 �0.0001 0.0005 School SES 0.485 n 0.442 n 0.442 n

npo0.05 Note: Model II: Student-Level Predictors Included; Model III: Student- and School- Level Predictors Included

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school units. The between-school variance for both mathematics and read- ing was nearly 10% of the total variation in achievement. Notice that be- cause we standardized student achievement, these variance components estimates also reflect the intraclass correlation (or the clustering effect of

Table 4. Trends of Two-Level HLM Fixed Effects Estimates and Variance

Components Estimates: Grade 12 NLS:72 to NELS:92

Survey

Mathematics

Coefficient (Model III)

VC (Model III)

VC of School Intercept

Female Minority SES Female Minority SES

Uncondi- tional Model

Model III

NLS:72 �0.236 n �0.618 n 0.435 n 0.013 0.106 n 0.021 n 0.125 n 0.031 n HSB:82 �0.155 n �0.525 n 0.473 n 0.039 n 0.030 n 0.088 n 0.191 n 0.049 n NELS:92 �0.082 n �0.346 n 0.527 n 0.132 n 0.158 n 0.108 n 0.220 n 0.074 n Trend 0.008 n 0.014 n 0.005 n 0.006 0.004 0.004 0.005 0.002

Survey

Reading

Coefficient (Model III)

VC (Model III)

VC of School Intercept

Female Minority SES Female Minority SES

Uncondi- tional Model

Model III

NLS:72 0.056 n �0.632 n 0.370 n 0.008 0.137 n 0.039 n 0.105 n 0.029 n HSB:82 �0.029 �0.543 n 0.406 n 0.028 n 0.019 0.059 n 0.133 n 0.035 n NELS:92 0.246 n �0.383 n 0.446 n 0.139 n 0.207 n 0.092 n 0.192 n 0.081 n Trend 0.009 0.012 n 0.004 0.007 0.004 0.003 0.004 0.003

Survey

Science

Coefficient (Model III)

VC (Model III)

VC of School Intercept

Female Minority SES Female Minority SES

Uncondi- tional Model

Model III

HSB:82 �0.263 n �0.641 n 0.386 n 0.046 n 0.105 n 0.051 n 0.188 n 0.055 n NELS:92 �0.267 n �0.488 n 0.440 n 0.145 n 0.163 n 0.122 n 0.234 n 0.099 n

npo0.05 Note: VC: Variance Component; Unconditional Model: No Predictors Included; Model III: Student and School Level Predictors Included

Trends of School Effects on Student Achievement 2565

schools). The significant variation in average achievement among schools in- dicates that schools are heterogeneous in student achievement. The majority of variation in achievement is within, not between, schools in 1972 (about 90% of the total variation). Besides student effects, this type of variation may in- dicate the importance of school resources (including teachers). The school predictors explained 75% of the between-school variation in average math- ematics achievement, and approximately 60% of the between-school variation in reading. Still, the between-school variation was statistically significant. In addition, the race and social class achievement gap varied significantly across schools in mathematics and reading.

We employed likelihood ratio tests to examine whether the school pre- dictors produced a significant reduction in the between-school variation in achievement. All likelihood ratio tests were significant at the 0.001 level, indicating the importance of school predictors.

HSB:82

As in NLS:72, in the unconditional model, the school mathematics, reading, and science achievement varied significantly among schools (see Table 4). The between-school variation was somewhat less than 20% of the total variation in mathematics and science, and a little more than 10% in reading. The between-school variation in mathematics is 35% larger in 1982. As in NLS:72, it appears that in 1982, the majority of the variation in achieve- ment is within schools. The average mathematics, reading, and science achievement varied significantly among schools even when school charac- teristics were taken into account. Nonetheless, the school-level predictors reduced the between-school variation in student achievement by more than about 75% in mathematics and reading and about 70% in science. In ad- dition, the gender, race, and SES achievement gap varied significantly be- tween schools for all test scores.

We employed likelihood ratio tests to examine whether the school pre- dictors produced a significant reduction in the between-school variation in achievement. All likelihood ratio tests were significant at the 0.001 level, indicating the importance of school predictors.

NELS:92

As in NLS:72 and HSB:82, in the unconditional model, the average school mathematics, reading, and science achievement varied significantly across schools (see Table 4). The between-school variation in mathematics, read- ing, and science was approximately 20%. Consistently, over time, the ma- jority of the variation in achievement is within schools, which may partly

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indicate the important effects of school resources (including teacher effects). The average mathematics, reading, and science achievement varied signifi- cantly among schools even when school characteristics were taken into ac- count. Nonetheless, the school-level predictors reduced the between-school variation in student achievement by nearly 60% in reading and science, and 65% in mathematics. It is remarkable that across all surveys, the school predictors explained consistently more than 50% of the between-school variation in achievement. As in HSB, the gender, race, and SES achieve- ment gap varied significantly between schools for all test scores.

We employed likelihood ratio tests to examine whether the school pre- dictors produced a significant reduction in the between-school variation in achievement. All likelihood ratio tests were significant at the 0.001 level, indicating the importance of school predictors.

Overall, the estimates of the variance components in the unconditional models of HSB and NELS are comparable to variance components esti- mates reported in previous studies. For example, in HSB mathematics, the between-school variance estimate is 0.19, whereas Raudenbush and Bryk (2002) reported an intraclass correlation of 0.18, and Lee and Bryk (1989) reported an intraclass correlation of 0.19. Similarly, in NELS, the between- school variance estimate for reading is 0.19, whereas Lee and Croninger (1994) reported an intraclass correlation of 0.19. Lee and Smith (1996) provided an estimate of the intraclass correlation for science gain scores of about 0.20 for NELS, whereas our variance component estimate of science achievement status is 0.23. Finally, our variance components estimates are comparable with those reported in a recent study that used all data sets that are included in the present study (see Hedges & Hedberg, 2004). These estimates are also qualitatively comparable with estimates obtained from analyses using NAEP trend data.

ANALYSES USING DATA FROM ALL SURVEYS

We also conducted analyses using data from all three surveys. Specifically, because all three surveys provide comparable data, we decided to pool all data across surveys and use hierarchical linear models to analyze them. Pooling data from comparable studies has been used in previous work (see Wong & Rosenbaum, 2004). Although the sample size for each of the sur- veys is large, analyses using data from all three surveys should, in principle, produce tests—for the coefficients of the school characteristics in particu- lar—that have higher statistical power. This indicates a higher probability of detecting school effects, assuming that these effects exist. The between- school regression model remained the same as in the cross-sectional analyses by survey. The within-school model changed slightly because we

Trends of School Effects on Student Achievement 2567

included dummies to control for the effects of the year of the survey. We constructed two dummies for the year of the survey for reading and math- ematics: one for 1992 and one for 1982, with 1972 being the comparison group. Only one dummy was constructed for science (e.g., 1992) because science data in 1972 were not available. To conduct these analyses, we as- sumed that the data from these different surveys are comparable (see Green et al., 1995). We also assumed that the student and school characteristics used in our models have the same effects across all surveys.

RESULTS

The results from the pooled analyses are summarized in Table 5 (left panel). In mathematics, males outperformed females by 1/6 of an SD. The race gap was larger and hovered around 1/2 of an SD, favoring White students. The social-class gap was somewhat smaller than the race gap. High-SES students outperformed their peers by about 1/2 of an SD. Students in 1982 scored, on average, higher than students in 1972 in mathematics, but the gap was small (1/20 of an SD). On average, schools in the Northeast, North Central, and West regions of the country had higher achievement in mathematics than schools in the South. Private schools performed higher in mathemat- ics, on average, than public schools. Schools that offered advanced place- ment courses also had higher mathematics achievement, on average, than other schools. As expected, schools with high daily attendance and high proportions of high school graduates in college had higher mathematics achievement than other schools. Finally, schools with lower proportions of dropouts and affluent schools had higher mathematics achievement than other schools. The between-school variation in mathematics achievement (unconditional model) was 17% of the total variation. The school predictors explained nearly 70% of the between-school variation in student achieve- ment, and this variance reduction is statistically significant.

In reading, females outperformed their male peers by 1/13 of an SD. The race gap was the same as in mathematics, and the social class gap was slightly smaller (about 4/10 of an SD). The HSB82 effect was the same as in mathematics. The results for reading regarding the school characteristics were identical to those reported in mathematics, with the exception that proportion of dropouts was not statistically significant. The between-school variation in reading achievement (unconditional model) was 13% of the total variation. The school predictors explained nearly 65% of the between- school variation in student achievement, and this variance reduction is statistically significant.

In science, males outperformed their female peers by 1/4 of an SD. The race and social-class gap was the same as in reading and mathematics. The

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results for school characteristics were identical to those reported for math- ematics. In addition, in science, rural schools and schools with low propor- tions of minority students had higher achievement, on average, than other schools. The between-school variation in science achievement (uncondi- tional model) was 21% of the total variation. The school predictors ex- plained nearly 65% of the between-school variation in student achievement, and this variance reduction is statistically significant.

We also conducted analyses in which we centered the predictors in the within-school regression about their school means, and the results were comparable overall. In the latter analyses, rural schools in mathematics, rural and low-minority schools in reading, and suburban schools in science

Table 5. Pooled Two-Level HLM Fixed Effects Estimates of Grade 12 Samples for

HSB and NELS

Variable

Pooled Estimates

Achievement Status Achievement Gains

Mathematics Reading Science Mathematics Reading Science

Female �0.160 n 0.075 n�0.263 n �0.067 n 0.042 n�0.106 n Minority �0.509 n �0.520 n�0.573 n �0.076 n �0.125 n�0.195 n SES 0.485 n 0.413 n 0.411 n 0.122 n 0.115 n 0.121 n

Northeast 0.193 n 0.142 n 0.174 n 0.052 n 0.062 n 0.073 n

North Central 0.162 n 0.085 n 0.163 n 0.008 0.033 n 0.049 n

West 0.090 n 0.100 n 0.228 n 0.007 0.066 n 0.103 n

Rural School �0.002 �0.008 0.065 n �0.011 0.009 0.024 Suburban School �0.024 �0.032 0.025 �0.003 0.009 0.033 Private School 0.088 n 0.124 n�0.017 0.028 0.066 n 0.019 Pupil-Teacher Ratio �0.003 �0.0004�0.002 �0.001 0.001 0.0003 Advanced

Placement Courses

0.056 n 0.020 0.004 0.032 n 0.016 0.023

Students in College- Prep Classes

0.001 0.0005 0.0004 0.0001 0.0006 0.00005

Length of School Year

�0.001 �0.002 �0.002 0.00006 �0.002 0.001

Percent of High School Graduates in College

0.003 n 0.002 n 0.001 n 0.001 n �0.0003 0.0004

Students Daily Attendance

0.006 n 0.005 n 0.007 n 0.001 0.002 0.002

High Minority School

�0.009 �0.020 �0.099 n 0.040 n �0.008 �0.017

Dropout Rates �0.002 n �0.001 �0.004 n �0.0006 0.0002�0.0007 School SES 0.373 n 0.318 n 0.330 n 0.072 n 0.096 0.020

npo 0.05

Trends of School Effects on Student Achievement 2569

also outperformed other schools. Overall, the results using group mean centering of the level 1 predictors overestimated the coefficients of the school characteristics, which is expected because the estimates are not adjusted for student characteristics (see Raudenbush & Bryk, 2002). These results are consistent overall with the results obtained for each survey.

Overall, school effects measured as between-school variation were more pronounced in science and mathematics than in reading. This may indicate that science and mathematics are mostly learned in school and thus may be more directly influenced by school resources (such as teachers) or that there is more variation in how (or how well or how much) science and math- ematics are taught in schools.

SENSITIVITY ANALYSES

DROPOUTS

Because the samples include high school seniors, individuals who are not in school at grade 12 are excluded from the analyses. Hence, it is possible that the 12th grade, samples are selected, and the estimates may be biased (positively or negatively) or different from their ‘‘true’’ population param- eters. On the other hand, if the students who drop out are not systematically different from those who stayed in school, one would expect the potential bias to be close to zero. Alternatively, this suggests that the estimates would be similar for samples without dropouts and samples including dropouts. Fortunately, some of the samples provided such data. Specifically, HSB and NELS provide data that include dropouts. Hence, we conducted sensitivity analyses using the samples that included dropouts in order to examine whether the estimates from the samples that excluded dropouts are similar to those that included dropouts. Unfortunately, such samples were not available for NLS.

RESULTS

In both HSB and NELS and for all subjects, the samples, which included dropouts and had complete student and school data, were very similar to the samples that excluded dropouts and had complete data. As a result, the estimates of the analyses that included dropouts were almost identical to those reported in the analyses that excluded dropouts. In other words, we were not able to detect selection bias, but this may be due to the fact that the complete data in the two samples were very similar.

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GRADE 10 ANALYSES

Another way to examine the effects of possible selection bias is to conduct analyses using samples of high school students in previous grades. Such samples of students are available for HSB and NELS, but not NLS. Our assumption is that these samples should not have experienced the same selection effects because of dropping out, as in the 12th-grade sam- ples. In other words, selection effects should be smaller at earlier grades than Grade 12. Hence, if the results of the Grade 10 analyses are compar- able with those from the Grade 12 analyses, this would indicate that drop- out effects at Grade 12 are minimal or that the dropout effects are similar in Grades 10 and 12. HSB provided samples of 10th-grade students, and NELS provided samples of 8th- and 10th-grade students. For com- parability purposes, we decided to use the 10th-grade samples for HSB and NELS.

RESULTS

The results of these analyses are reported in Table 6 (right panel). Overall, the results obtained from analyses on the 10th-grade samples are compar- able with those reported for 12th graders. Hence, it appears that either the selection effects were similar for 10th and 12th graders, or that the selection effects for 12th graders are minimal. Even though we did not find strong evidence for selection bias in HSB and NELS, it is difficult to generalize these results to NLS.

ACHIEVEMENT GAINS ANALYSES

Because information on previous achievement was available for HSB and NELS, we also conducted analyses using 10th-grade achievement as a co- variate at the first (within-school) level. We decided to use grade 10 achievement in NELS to achieve comparability with HSB. These analyses examine school effects on achievement gains. Notice that the use of sophomore achievement as an adjustment of prior student ability is hardly the most appropriate pre-school measure in a school ef- fects study because it can be contaminated with school effects, and its inclusion as a covariate would most likely underestimate the cumulative nature of school effects. We report these results from the pooled data across both surveys in the right panel of Table 5, because the results from the cross-sectional analyses and those obtained from the pooled analyses were similar.

Trends of School Effects on Student Achievement 2571

Table 6. Two-Level HLM Fixed Effects Estimates of Grade 10 and 12 samples for

HSB and NELS

Variable

HSB:82

Grade 12 Grade 10

Mathematics Reading Science Mathematics Reading Science

Female �0.155 n �0.029 �0.263 n �0.098 n �0.011 �0.233 n Minority �0.525 n �0.543 n�0.641 n �0.452 n �0.425 n �0.543 n SES 0.473 n 0.406 n 0.386 n 0.406 n 0.415 n 0.353 n

Northeast 0.226 n 0.133 n 0.179 n 0.218 n 0.134 n 0.133 n

North Central 0.203 n 0.097 n 0.193 n 0.235 n 0.136 n 0.185 n

West 0.139 n 0.093 n 0.217 n 0.162 n 0.127 n 0.170 n

Rural School 0.016 0.006 0.048 �0.011 �0.032 0.040 Suburban School 0.001 �0.042 0.008 �0.064 �0.084 n �0.032 Private School 0.081 0.121 n�0.036 �0.005 �0.005 �0.141 n Pupil-Teacher Ratio �0.0002 0.001 �0.002 �0.001 �0.0003 �0.005 n Advanced Placement

Courses 0.045 �0.014 �0.014 0.026 �0.011 �0.021

Students in College- Prep Classes

0.001 0.001 0.0002 0.001 0.0007 0.0004

Length of School Year

�0.001 �0.003 �0.012 �0.008 0.005 �0.001

Percent of High School Graduates in College

0.003 n 0.002 n 0.002 n 0.003 n 0.002 n 0.003 n

Students Daily Attendance

0.008 n 0.007 n 0.010 n 0.005 0.008 n 0.010 n

High Minority School

�0.009 �0.045 �0.139 n �0.102 n �0.087 n �0.214 n

Dropout Rates �0.005 n �0.004 n�0.005 n �0.006 n �0.007 n �0.006 n School SES 0.342 n 0.208 n 0.170 n 0.550 n 0.361 n 0.379 n

Variable

NELS:92

Grade 12 Grade 10

Mathematics Reading Science Mathematics Reading Science

Female �0.082 n 0.246 n �0.267 n �0.014 0.183 n �0.266 n Minority �0.346 n �0.383 n �0.488 n �0.358 n �0.362 n �0.439 n SES 0.527 n 0.446 n 0.440 n 0.450 n 0.436 n 0.416 n

Northeast 0.178 n 0.144 n 0.180 n 0.140 n 0.145 n 0.159 n

North Central 0.140 n 0.106 n 0.125 n 0.152 n 0.061 0.149 n

West 0.255 n 0.214 n 0.246 n 0.200 n 0.181 n 0.207 n

Rural School 0.015 �0.073 0.070 0.004 �0.042 0.001 Suburban School �0.014 �0.082 0.021 �0.011 �0.076 n �0.053 Private School 0.012 �0.011 �0.052 �0.022 0.066 �0.070 Pupil-Teacher Ratio �0.007 n �0.001 �0.004 �0.003 �0.005 �0.008 n

0.049 0.030 0.053 �0.014 �0.002 �0.012

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RESULTS

As expected, controlling for previous achievement at grade 10 changed dramatically most of the level 1 and level 2 coefficients. The gender, race, and social class achievement gaps were still significant but were reduced by more than 50%. The coefficients of the school predictors were insignificant except for region; proportion of high school graduates going to college and schools offering advanced placement courses in mathematics; and school sector in reading. Hence, once previous achievement is controlled for, the predictive power of student and school characteristics was decreased. How- ever, it is plausible that grade 10 achievement entails school effects, and hence its presence in the equation influences the school effects considerably. In sum, in the achievement gains model, the effects of school characteristics are most likely underestimated.

TRENDS IN THE ACHIEVEMENT GAP AND THE BETWEEN-SCHOOL VARIATION

We also used meta-analytic methods to determine linear trends in the achievement gap and the between-school variation over time (see

Advanced Placement Courses

Students in College- Prep Classes

0.002 n 0.002 n 0.001 0.002 n 0.001 0.0007

Length of School Year

�0.001 �0.004 �0.002 0.002 �0.0007 �0.001

Percent of High School Graduates in College

0.003 n 0.0007 0.001 0.003 n 0.004 n 0.003 n

Students Daily Attendance

0.004 0.005 0.005 0.004 0.007 n 0.008 n

High Minority School

�0.023 �0.043 �0.095 n �0.072 �0.071 �0.155 n

Dropout Rates �0.002 �0.0001 0.0005 �0.021 �0.011 �0.014 School SES 0.485 n 0.442 n 0.442 n 0.422 n 0.276 n 0.480 n

npo0.05

Table 6. (Continued)

Variable

NELS:92

Grade 12 Grade 10

Mathematics Reading Science Mathematics Reading Science

Trends of School Effects on Student Achievement 2573

Konstantopoulos & Hedges, 2004). Specifically, we regressed the female, race, and social class regression coefficients and their variance components estimates (because the achievement gaps were treated as random at the between-school model) on year of survey. We also regressed the variances of the school-specific random intercepts on year of survey for Models I and III. The regressions included weights so that more precise survey estimates would have a larger influence on the average estimate.

RESULTS

The results from the trend analyses are summarized in Table 4. In math- ematics, the female gap became smaller over time by about 2/3. Still, it was significant, favoring males in 1992. The race gap decreased by somewhat less than 50%, but it was still 1/3 of an SD in 1992. The SES gap became slightly larger over time. All trends were significant and positive. In reading, the gender gap favoring females increased by more than 4 times. The race gap, as in mathematics, decreased significantly over time by 40%, but it still was nearly 1/3 of an SD in 1992. The SES gap increased over time, as in mathematics. In science, the gender gap remained the same, the race gap decreased, and the SES gap increased.

The variance components estimates of the random school-specific intercepts obtained from the unconditional model indicate that the be- tween-school variation in achievement increased over time. Specifically, in mathematics and in reading, the between-school variation in achieve- ment increased about 1.8 times. In science, the increase was nearly 1.2 times. Hence, it appears that schools become more heterogeneous in achievement over time. Similar patterns were observed in the residual between-school variation in achievement (controlling for school predictors). Specifically, the residual between-school variation in achievement more than doubled in mathematics and in reading over time. In science, the residual between-school variation was twice as large in 1992 than in 1972. In addition, the variation of the average school gender, race, and SES gap also increased over time in mathematics, reading, and science. Notice that all trend estimates are positive, indicating that the between- school variation increased over time. Overall, these results indicate that schools have become more heterogeneous, and hence more segregated, with respect to student achievement. In other words, the distance between low-achieving and high-achieving schools has increased over time. Similarly, the distance between schools with smaller and larger average achievement gaps also increased. This indicates that the gender, race, and SES gap is treated with much more variability in different schools in the 1990s.

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THREE-LEVEL HLM

The NELS:92 data permitted analyses that examined teacher effects be- cause the students were linked to teachers and schools. Specifically, students enrolled in math or science courses were linked to math or science teachers. Each student was assigned to one teacher, so there is no dependency be- tween groups. To determine teacher and school effects simultaneously, we used a three-level HLM. The results of the three-level HLM analyses for mathematics and science are presented in Table 7. The unconditional model in mathematics indicated that 34% of the total variation in achieve- ment is between teachers within schools, and 18% of the variation is be- tween schools. In science, 23% of the variation in achievement was between teachers within schools and 18% between schools. It is striking that the teachers’ heterogeneity is nearly twice as large as the schools’ heterogeneity in mathematics. In science, the between-teacher variation is nearly 25% larger than the between-school variation. However, the between-teacher

Table 7. Three-Level HLM Variance Components Estimates: NELS:92

Mathematics and Science (Grade 12)

Mathematics Achievement Science Achievement

Unconditional Model I

Model II

Unconditional Model I

Model III

Intercept Level 2 Variance

Component 0.342 n 0.375 n 0.230 n 0.270 n

Level 3 Variance Component

0.185 n 0.185 n 0.182 n 0.184 n

Female Level 2 Variance

Component 0.021 n 0.058 n

Level 3 Variance Component

0.040 0.026

Minority Level 2 Variance

Component 0.101 n 0.102 n

Level 3 Variance Component

0.059 0.028 n

SES Level 2 Variance Component

0.055 n 0.064 n

Level 3 Variance Component

0.007 0.012

npo0.05 Note: Unconditional Model: No Predictors Included; Model II: Student-Level Pre- dictors Included

Trends of School Effects on Student Achievement 2575

variation was consistently larger than the between-school variation, which indicates that naturally occurring teacher effects are larger than naturally occurring school effects. This finding is consistent with findings reported in previous work using elementary school data from a large-scale experiment (see Nye, Konstantopoulos, & Hedges, 2004). Nonetheless, it should be noted that because in this study, students and teachers were not randomly assigned to classrooms, the teacher effects may be overestimated or under- estimated. In addition, it is noteworthy that the estimates of the between- school variation in the three-level model were comparable with those obtained from the unconditional two-level model. This may suggest that only a small part of the between-school variation is due to teacher effects. In contrast, our data indicate that a considerable part of the within-school variation is due to teacher variation or teacher effects.

In addition, the female, race, and SES achievement gap varied signifi- cantly between teachers within schools, but not between schools both in mathematics and in science (except for the minority gap). This indicates that teachers may play a more significant role in the mathematics and sci- ence achievement gap than schools do. Nonetheless, the statistical signif- icance of these estimates should be treated with caution because the tests were computed using only part of the data.

CONCLUSION

The present study used three major national surveys conducted in the early 1970s, 1980s, and 1990s that provided information about student achieve- ment, student background, and school characteristics. We examined the between-school variation in achievement and the importance of school characteristics in predicting student achievement and explaining variation in achievement over time.

Our analyses provided conclusive evidence about the importance of school factors in predicting student academic achievement over time (net of the effects of student background). Across all surveys, school region, school SES, and certain characteristics of the student body in the school had a considerable effect on student achievement. Students attending schools in the South had lower average achievement than students attending schools in other regions. In contrast, students in high-SES schools had higher average achievement than students in lower SES schools. In addition, schools with high levels of student attendance, high proportions of grad- uates in colleges, and low dropout rates had higher average achievement than other schools. The school predictors explained consistently more than 50% of the between-school variation in achievement across test scores and surveys, and this variance reduction was significant.

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We also examined school effects as between-school variation in achieve- ment. The variance decomposition suggested that most of the variation in student achievement is within schools. The within-school disper- sion in achievement was nearly 5 times larger than the between-school variation across test scores and data sets. Nonetheless, the between-school variation in achievement was significant and indicated the importance of schools. Over time, the between-school variation in achievement or school effects increased significantly. Schools in the 1990s were more heteroge- neous in student achievement than in the 1970s. This also indicates that schools in the 1990s are more segregated because there is a larger gap between low- and high-achieving schools. Overall, the predictive efficacy of the school predictors and the significant between-school variation provided convincing evidence that schools matter.

The results from the three-level HLM provided additional interesting findings. Specifically, these results suggested that teachers matter as well. The between-teacher, within-school variation was consistently larger than the between-school variation in mathematics and science. It seems that dif- ferences in achievement between teachers in the same school are much larger than differences in achievement between schools. This may suggest that there are large differences in how (or how well) teachers teach math- ematics and science within schools. It appears that the teachers whom stu- dents are assigned to may be more important than the schools they attend. Policy initiatives will have to take into consideration this teacher hete- rogeneity and the school heterogeneity. It is also noteworthy that the between-teacher variation or teacher effects was a considerable part of the within-school variation, not the between-school variation. Hence, an im- portant part of achievement differences within schools is due to teachers.

The gender gap in mathematics favoring male students decreased over time significantly. In reading, however, the gender gap favored females in 1972, was reversed in 1982 favoring males, and was reversed again in 1992 favoring females. The trend was not significant. The gender difference in science achievement favored male students consistently. The race achieve- ment gap favoring White students decreased significantly over time for mathematics and reading. The race gap in science also decreased. In con- trast, the positive effect of family SES increased over time. The trend was significant for mathematics and reading.

The gender, race, and SES gap varied significantly across schools. This indicates that schools treat the gender, race, and SES gap differently. This further indicates the importance of schools in reducing the achievement gap. The results from the three-level model, however, showed that differ- ences in the achievement gap were mainly due to differences in teachers within schools. This finding supports the significance of teachers in treating the achievement gap. The between-school variation in the achievement gap

Trends of School Effects on Student Achievement 2577

became larger over time, suggesting that in the 1990s, there was a larger gap between schools with smaller and larger achievement gaps, or that gender, race, and SES were treated differently in the 1990s.

Across all data sets and specifications, the between-school variation in mathematics and science is much larger than that in reading. This may be because mathematics and science are mostly learned in school or because there is more variation in how mathematics and science are taught in schools. Reading, on the other hand, is more likely to be learned (in part) outside of school, and thus the influence of schools on reading may be smaller, or there is less variation in how (or how well or how much) reading is taught in school. This finding is also consistent with previous work using experimental elementary school data (see Nye et al., 2004).

In sum, our findings indicated important school and teacher effects and that school factors are important predictors of student achievement, net of the effects of student background. Nonetheless, future studies should fur- ther examine how the allocation of school resources affects students in different ages using representative samples of students.

Table A1. Coding of Independent Categorical Variables

Student Characteristics Gender Female Equals 1 if individual is female, 0 otherwise Race/Ethnicity Minority Equals 1 if individual is Black, Hispanic, American Indian

Asian, or Other Race, and 0 otherwise Family SES High SES Equals 1 if student lives in a high SES family (top quartile), 0

otherwise School Characteristics School Region Northeast Equals 1 if school is in the Northeast region of the country, 0

otherwise North Central

Equals 1 if school is in the North Central region of the country, 0 otherwise

West Equals 1 if school is in the West region of the country, 0 otherwise School Urbanization Rural Equals 1 if student attends school in a rural community, 0 otherwise Suburban Equals 1 if student attends school in a suburban community, 0

otherwise School Sector Private School

Equals 1 if high school is private, 0 otherwise

High- Minority

School

Equals 1 if school is in the top quartile of percent of minority students, 0 otherwise

Advanced Placement Courses

Equals 1 if school offers advanced placement courses, 0 otherwise

2578 Teachers College Record

This study was supported by a grant funded jointly by the National Science Foundation and Educational System Reform, Grant No. REC-9987943.

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SPYROS KONSTANTOPOULOS is an assistant professor of Human De- velopment and Social Policy, and Learning Sciences at the School of Edu- cation and Social Policy at Northwestern University. His current research interests include power analysis in three-level designs, and school and teacher effects. He is coauthor, with B. Nye and L.V. Hedges, of ‘‘How Large Are Teacher Effects?’’ in Educational Evaluation and Policy Analysis (2004).

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