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ed_cole_-_ip_presentation.pptx

Know Your Intellectual Property Rights

Dr Ed Cole

IP Commercialisation Executive

Enterprise & Innovation

IP Awareness

How important is IP in today’s world? What makes these 3 so valuable ?

Stock Market cap $547B

Founder: 2 Stanford Uni PhD Students

Larry Page Sergey Brin

Developed Android 2007 – free user

bought Motorola for $12.5B, sold it for $2.9B, and called the deal ‘a success

Stock Market cap $320B

Founder: 4 Havard University Students

Mark Zuckerberg

Eduardo Saverine

Andrew McCollum

Chris Hughes

Developed to network friends at Havard, then Stanford

MKT Cap $529B (Rev $233B 2016 )

Founder: 3 computer entrepreneurial geeks

Ronald Wayne

Steve Woznaik

Steve Jobs

Bought Nortel’s patent for $4B

Total Cap value = Physical Assets + Financial + Intangible Assets

2

What is Intellectual Property?

A result of creativity and innovation

An intangible asset

A protector of income streams

A bargaining chip and negotiating tool

A provider of competitive advantage

According to the World Intellectual Property Organization (WIPO), intellectual property refers to "creations of the mind: inventions, literary, and artistic works, and symbols, names, images, and designs used in commerce

Making smart and early decisions about intellectual

property increases our competitive advantages

Types of Intellectual Property?

Intellectual Property

Patents

Trade

marks

Registered designs

Copyright

Know How

Trade Secrets

Plant Varieties

What Intellectual Property Protects

Patents

Patents protect the technical and functional aspects of products and processes

Copyright ©

Copyright protects material, such as literature, art, music, sound recordings, films and broadcasts

Trade Marks ®

Trade Marks protect signs that can distinguish the goods and services of one trader from those of another

Design Right

Designs protect the visual appearance or eye appeal of products

www.ipo.gov.uk

Patents

Protect inventions

Monopoly right

Granted by a national patent office when the requirements met

Copying irrelevant

Can prevent others using the invention even if developed later independently!

Patent applications should be filed before the public disclosure of an invention

Be very careful if disclosing innovations to outside parties (e.g., suppliers, designers, consultants, consumer testing firms, etc.)

Confidentiality agreements often are needed

But – it gives no positive right to use the invention - you might need to licence technology from a third party to manufacture and sell your invention

Patents have offensive and defensive value

Patents are for “technological innovation”, though the

Patents Act 1977 fails to define the word “invention”

How do you get a patent?

Meet Criteria for patentability

Patents are for “technological innovation”, though the

Patents Act 1977 fails to define the word “invention”

Inventions must be NEW - not known

anywhere in the world prior to the filing date

Inventions must have an ‘inventive step’ - NOT

OBVIOUS, a simple adaptation or combination

Inventions must be INDUSTRIALLY APPLICABLE

and have a TECHNICAL EFFECT’

File at national patent office (UKIPO)/ PCT/European Patent Office

20 YEARS – annual renewal

Non Patentable Subject Matter

a scientific or mathematical discovery, theory or method

a literary, dramatic, musical or artistic work

a way of performing a mental act, playing a game or doing business

the presentation of information, or some computer programs

an animal or plant variety

a method of medical treatment or diagnosis

anything immoral or contrary to public policy

Patent Claim1

A separable fastener of the class having two flexible tapes each

carrying an interlocking socket and head member characterised

by the fact that the sockets on one side of each member and

the heads on the opposite side are transversely elongated and

the exterior surfaces of the heads constitute inclined guiding

surfaces for the co-operating socket member with which it is to

engage.

Patent Attorney 3 to 5 yrs Post Grad to Write Patent Spec

Apply first in the UK

May be extended to other countries within 1 year

Global Options

Some countries may allow you to extend your UK patent

Application to individual national patent offices

Application under the European Patent Convention (EPC) to countries in Europe

Application under the Patent Co-operation Treaty (PCT) to countries worldwide

Coventry University Patent filing Strategy

10

Finally, you must aapply first in the UK, it may be extended to other countries within 1 year and it can last up to 20 years - but must be renewed every year at a cost

Cost between 5 – 20k

Patent Costs to Grant

£15K to £20K 1st 5 yrs

At What Stage Do You File a Patent

What’s the potential of your idea?

Patent an idea All you need to know

From visual prototype to design to manufacture

Business Advice: launch a product & raising funds

Smart Search Single word, multi-word searches Quick Search Keyword, inventor, applicant Advanced Search Combination of search terms Number Search Application, publication, priority Classification Search ECLA technical areas

Espacenet – European Patent Office Data Base

To avoid re-inventing the wheel – would stop about 25% of EU funded duplicated research

Because 80 % of all technical data is published in some Over 70 million patents

Establish a freedom to operate position, providing knowledge of any possible licences required

Identification of collaborators and competitors working in the same research and development arena

A patent gives the public access to information regarding new technologies in order to stimulate innovation and contribute to economic growth

Designs

Registered/ unregistered rights

Protects the outward appearance of the goods

Shape, contour, pattern or ornamentation

£60 for your first design

Does not protect materials, function or production method

Unregistered Design Rights

Akin to copyright only protects against copying need to prove ownership/date of creation etc.

Arises automatically

Only for 3D objects

Lasts for up to 10 years (UK) or 3 years (EU)

Registered Design Rights

Protects the outward shape or configuration (2D and 3D)

Registered design protects the appearance if the product is novel and has it’s own character

Physical shape, appearance, configuration, decoration)

Lasts 5 years initially, can be extended up to 25 years

Cannot register a design that is purely functional

17

In July 2012 a judge ruled that Samsung’s Galaxy tablet computers did not infringe Apples CRD [Community Registered Design]. “They do not have the same understated and extreme simplicity which is possessed by the Apple Design......They are not as cool”

OHIM have handed down 5 recent decisions, 2 in Samsung’s and 3 in Apple’s favour.

Apple CRD was found invalid due to prior disclosure by fans speculating on the appearance, this occurred prior to the 12 month grace period and the fact that Apple didn’t approve was irrelevant. No “obscure disclosures exception”.

Apple v Samsung

Mannie Garcia (2006) Shephard Fairey (2008)

Associated Press demanded compensation for its use in Fairey’s work

Fairey claimed fair use (his work didn’t reduce the value of the original photograph)

Private settlement in January 2011 - included a split in the profits for the work.

http://99designs.com/designer-blog/2013/04/19/5-famous-copyright-infringement-cases/

Case

Famous street artist Shephard Fairey created the Hope poster during President Obama’s first run for presidential election in 2008. The design rapidly became a symbol for Obama’s campaign, technically independent of the campaign but with its approval. In January 2009, the photograph on which Fairey allegedly based the design was revealed by the Associated Press as one shot by AP freelancer Mannie Garcia — with the AP demanding compensation for its use in Fairey’s work. Fairey responded with the defense of fair use, claiming his work didn’t reduce the value of the original photograph.

Outcome

The artist and the AP press came to a private settlement in January 2011, part of which included a split in the profits for the work.

Significance

Though there wasn’t a court case and an actual verdict, this case created a lot of discourse around the value of work in these copyright battles. It’s unlikely that Garcia’s work could have ever reached the level of fame it did, if not for Fairey’s poster. Garcia himself stated he was ”so proud of the photograph and that Fairey did what he did artistically with it, and the effect it has had,” but still had a problem with the fact that Fairey took the image without permission and without credit for it’s originator.

Credit, credit, credit! On 99designs you cannot use licensed work — but in the right circumstances you can use stock imagery. When doing so, make sure everyone knows the source.

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Copyright

Protection for expression rather than ideas

Arises automatically

Protects only against actual copying this must be proved

Duration for literary, musical, artistic & dramatic works: author’s lifetime plus 70 years

Duration for films: 70 years after the death of the last of the director, composer of the score, the author of the screenplay and the scriptwriter

Duration for sound recordings, TV & radio broadcasts & cable programmes: 50 years from first broadcast

Types of Copyright

Books, technical reports, manuals, databases

Engineering, technical or architectural plans

Paintings, sculptures, photographs

Music, songs, plays, dramatic works

Promotional literature, advertising

Films, videos, cable or radio broadcasts

Computer software

A piece of music found on iTunes will be

copyright protected for the lyrics, sound

recording, music and artwork

How long does Copyright last?

Literary, musical, artistic & dramatic works:

author’s lifetime plus 70 years

TV & radio broadcasts: 50 years from first broadcast

Sound recordings: 70 years from first publication

Published editions(typographical layout):

25 years from first publication

Films: 70 years after the death of the last of:

director, composer of any music specifically created

for the film, the author of the screenplay and the scriptwriter

Uploading a work which is out of copyright to the internet may create new copyright so don't assume it is copyright-free if you want to use it.

Who owns Copyright?

The employer will own the copyright of a work

if an employee produces it in the

ordinary course of their employment

However, a contractor, a consultant or other

third parties will retain ownership

unless their contract is explicit to the contrary

Ownership of copyright

Important that author "leaves his mark"

"only human creations are protected, which can also include those for which the person employs a technical aid, such as a camera."

ECJ: Advocate General

Who owns copyright?

Taken by the prince’s executive chef, Carolyn Robb wearing their ‘new set of tweeds’.

Settlement later reached with Robb involving a four figure fee for the use of the photograph and use by the Royal Mail.

Infringement of Copyright or Passing off?

T-Shirt sold by Topshop

Rihanna unhappy with image being used as deal with River Island

Photo is licensed from photographer

No image rights in UK

Judge ruled that the T shirt was infringing via passing off.

True or False

If it doesn’t have a copyright notice, it’s not protected

I can copy 10% without it being an infringement

If I acknowledge the original work, I can use it

I have bought the book/painting/photograph so I can use it as I wish

False

False

False

False

Top Dead Earners 2013

2. Elvis Presley- $55m

3. Charles Shultz - $37m

4. Elizabeth Taylor - $25m

5. Bob Marley - $18m

6. Marilyn Monroe - $15m

7. John Lennon- $12m

8. Albert Einstein - $10m

8. Bettie Page - $10m

10. Theodor Geisel - $9m

Source Forbes.com

1. Michael Jackson – $160m

Top Grossing iOS Games

Source Thinkgaming.com

Values are estimated daily revenue

1. Clash of Clans $ 1.415m

2. Candy Crush Saga $ 989k

3. Game of War – Fire Age $ 844k

4. Farm Heroes Saga $ 343k

5. Hay Day $ 270k

6. Boom Beach $ 227k

7. Kim K: Hollywood $ 190k

8. Pet Rescue Saga $ 160k

8. Double Down $ 137k

10. Cookie Jam $ 121k

Trade marks

Any sign which distinguishes your goods or services from that of another

Name, logo, colour, shape or combination

£170 for an application, lasts initially for 10 years

Should not describe the goods or services

Trademarks

KODAK

WINDOWS

HARRY POTTER

BA

501

No 5

XXXX

The future’s bright the future’s orange

31

1979: Dyson’s first UK patent application filed

1993: Dyson DC01 launched

1998: Dyson sold 1.4m units generating revenues of £190m

1999: Hoover launched the “Triple Vortex” vacuum cleaner

1999: Dyson instigated patent infringement proceedings

2000: High Court orders Hoover to stop supplying the Triple Vortex and awards Dyson £4m damages

Dyson v Hoover

DC01 also protected by registered design

Dyson trademark is registered

To date Dyson has filed:

>3600 patent applications

>380 European Community design applications

>80 European Community Trademark applications

IP Issues and use for on Online Business

TAKING STOCK OF YOUR IP ASSETS RELEVANT TO E-COMMERCE

Design

Patent

Copyright

Trademark

IP ISSUES WHEN YOU DESIGN AND BUILD YOUR WEB SITE

Do you own website presentation, content and all aspects

Check license terms on database, ecommerce trading platforms, search engine and other technical internet tools

Get permission to photos, music, video, artwork, software etc

Do not distribute or download contents on your website that do not belong to you without permission

IP ISSUES RELATED TO INTERNET DOMAIN NAMES

Check domain name

Distinctive names can be trademarked

Harder to build reputation on generic name – “good-software.com”

Do not one’s trademark as domain name. registration of a trademark as domain name is trademark infringement “Cyber squatting” you may have to transfer or cancel domain, and pay damages

HOW YOUR E-COMMERCE BUSINESS IS AFFECTED BY PATENTS

Increase valuation of your company for investment, acquisition etc

Support increase in price by giving your company products exclusive feature your competitor can’t use

Source of royalties in licence transaction

Can sell it

Use defensively if accused of infringement by others

IP ISSUES IN THE DISTRIBUTION OF CONTENT ON THE INTERNET

Protect your content, copyright sign, encryption, watermarking,

and respect other’s IRP

Remedies to Unauthorised use of IP

Injunctions – prohibiting an act or ordering an act

Delivery up – an order that the infringing copies are given to the plaintiff

Accounts (of profits) – prevent unjust enrichment of

the defendant

Damages – Putting the plaintiff in the position

he would have been had the tort not been

committed

Enterprise & Innovation Group

Research Office

2015/16

Internal support for research, knowledge transfer, IP, partnerships, consultancy and CPD provision across the University Group

Your Ideas - From Concept to Cash

And then what?...

Will it make a profit?

Is the technology any good?

Is there a market for it?

Who’s going to develop it?

How’s the development going to be funded?

Competitive edge of the technology

Readiness of the technology

Uniqueness of the technology

Disruptive game changers

Evolution step improvement changes Games

IP Support

Support includes:

Registered designs and patents filed

Marketing offer produced

Elevator pitches supported

Funding applications

Business plan support

Company incorporation procedures

Negotiate licence agreements

Proof of Concept Funds

Funding via HEIF5

Up to £5,000 available per grant

Apply through IP Disclosure form

Nick Rutter, Managing Director A co-founders of Sprue; Prior to co-founding Sprue, Nick achieved a BA in Industrial Design from Coventry University

Sprue Aegis plc CU Startup to £56M Lon Stock Market international business – Smoke & Carbon monoxide detectors

58 Patents

34 Employees

24 Territories

Coventry University Spin-out companies – Diversity

Sprue Aegis Plug-in fire alarms £80M

Microcab Micro fuel-cell powered cab

Exilica Absorbent micro shells & spheres

Cavisys Water purification equipment

Health Behaviour Research Health related software products

Truck Trains High speed small freight trains

Future Armour Construction worker fashion PPE

UK Unplugged WiFi enabled PDA’s

Natural8 Cosmetics and medical

CNUK TV World’s first China-UK internet channel

Ownership Reward and Recognition - Licensing

Revenue (£ Sterling) University Inventors
< 10,000 10% 90%
Next 20,000 25% 75%
Next 70,000 50% 50%
Over 100,000 75% 25%

IPR Owned by CU – Inventor named

CU Protects and Defends IP

CU responsible for costs

COVENTRY APP COMPETION

Open to all CU students

£20K to winner for APP development

Open now

Look out for digital signage, staff/student intranet message

Reporting Your Ideas

Inventor(s):

Name of invention

University Staff involved: Funding Source:

External involvement:

Description

Has a patent search been done? Yes/No

Known, related prior art (i.e.: documents you have had published in journals, papers, conference papers etc, including those produced prior to joining the University)

What, if any, further work is planned?

Evaluating the Commercial Potential

SCORING – 0 to 5 in each of the following categories:

Uniqueness of the technology

Readiness of the technology

Value of Market

Anticipated Profit Margins

Intensity of Competition in the Market

Competitive Edge of your product or service

Ease of access to the Market

Customer conservatism

Commitment of the team

Commercial experience of the team

Thank you Any questions? www.coventry.ac.uk/ipr

Typical Costs - European patent application

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0412182436485460

Time (Months)

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Typical Costs Timeline for a PCT Application
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Chart2

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Typical Costs - European patent application
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Sheet1

GB Application EP application
Time (months) Cost (£)
0 3000 0 3000
4 300 4 400
12 400 12 1700
18 500 18 300
24 300 24 2100
36 1500 36 1600
50 150 48 1600
54 2500
60 4500
PCT application
PCT application Europe (GB FR DE) USA Japan
0 3000 0 0 0
4 300 0 0 0
12 3500 0 0 0
18 500 0 0 0
24 500 0 0 0
30 0 3000 3000 5000
36 0 2000 2000 2000
48 0 2000 2000 2000
51 0 3500 0 0
PCT application with renewals - by year
0 3000
1 4000
2 1200
3 12500
4 6000
5 10250
6 1800
7 4400
8 2140
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10 3000
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20 5500

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