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Chapter Two: Government Institutions and Policy Actors

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Introduction

How does our government impact policy making?

Our form of government

Government institutions

Who else influences the policies that government makes?

What can be done to increase our policy capacity?

Discussion 1

What led to the government shutdown for 16 days in 2013?

Because of our form of government, policy actors must be able to come to agreement. Is it an acceptable negotiating strategy to threaten government shut down?

CLOSED!!!!

Brief writing, or pair-share: Write what you know about why the government shut down for 16 days in 2013.

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Implications of Shutdown

Video: (http://youtu.be/xpkTfVhfVx8)

“A US Government Shutdown: Breaking Down the Numbers.” (Sept. 27, 2013). New York Times Video showing a variety of statistics about agency closures, polling data, and more about what happens when the federal government shuts down. (Time: 1:48)

Video: http://youtu.be/xpkTfVhfVx8 “A US Government Shutdown: Breaking Down the Numbers.” (Sept. 27, 2013). New York Times Video showing a variety of statistics about agency closures, polling data, and more about what happens when the federal government shuts down. (Time: 1:48)

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How Does Our Form of Government Impact Policymaking?

Clip Art Photos

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Checks and Balances

Structure of federalism

Separation of powers of three branches

Clip Art photo

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Federalism

US government structure

Established in the 10th amendment:

“The powers not delegated to the US (federal government) by the Constitution . . . are reserved to the states or to the people.”

Shared policy making by state and federal governments

Evolution

Federalism is our form of government - Has to do with what states and federal government can make policies about.

Has been a concern since our nation’s founding. During Civil War, Lincoln had to assume a larger federal role to eradicate slavery. The states had much power.

Historically – roles were clearly states: education and transportation federal: national defense, trade

Policy capacity varies so much at state level.

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Federalism (cont’d)

Dual Federalism (historical)

Clear separation of responsibility

States: education and transportation

Federal: national defense and trade

Cooperative Federalism (contemporary)

Responsibility of states vs. federal government has blurred

Results of This Balance of Power

What are the advantages?

Distributed power across wide range of parties

Both houses of Congress and the President must agree – policies are vetted

The “people” and other actors have a great deal of input

What are the disadvantages?

Often a slow process

Gridlock

Downturn of public opinion

What are the advantages and disadvantages of distributing the power across many different policy actors?

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Policy Gridlock Occurs

Complex issues, sharp differences in ways to approach them

What are some issues right now that seem to be gridlocked?

Photo from Clip Art

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Incremental Policymaking

Government action that falls between gridlock and innovation

Growth of Government

Expansion of US territory

Increasingly complex problems

Greater regulation of business

Greater acceptance of social welfare

Responsibilities as world superpower

Government’s unique ability for impact

Citizen demands for government action

Implications of this Growth

Government policy affects every aspect of life

Large impact on our economy, employment

Many more stakeholders involved

Ever increasing challenge to establish effective policies

DISCUSSION 2:

What do YOU think are some implications of the ‘growth of government’ trends?

Increasing Decentralization

Federal government dominant between 1940s & 1960s

State and local government dominant in 1970s & 1980s

Block and categorical grants: federal “lump sum” funding to states, greater state control

Growing power and policymaking by states

“Unfunded mandates:” federal requirements for states with no funding to go with it

Can States Handle this Responsibility?

Policy Capacity

The ability of a government to identify, assess, and respond to public problems

All governments have policy capacity

States vary in people, history, skills, needs, values, budgets, and methods

Which states have a good policy capacity?

How can you tell?

What about our state?

What Institutions of Government Are Involved in Policymaking?

Government Policy Actors

Clip Art photo

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Separation of Powers

Power is shared by three branches of government at all levels

Legislative

Executive

Judicial

Government Institutions Involved in Policymaking

Legislative Branch: Lawmaking

Bicameral Congress

Filibuster rule in Senate

200+ Congressional committees and subcommittees

Expert staff support the legislators

Initiate and research policy proposals

Government Institutions Involved in Policymaking (cont’d)

Executive Branch: law enforcing

Office of the President

Involved in all aspects of policy making

Executive agencies

Cabinet level & all departments underneath

Political appointments

Independent executive agencies

Independent regulatory commission

Government Institutions Involved in Policymaking (cont’d)

Judicial branch: Law interpreting

Levels of federal courts

Supreme

Circuit

District

Court decisions become precedent for how a law gets enforced

Recent precedent: police cannot seize and examine cell phones upon arrest

Conclusions About Government Policy Actors

Our form of government ensures broad and balanced input into policy but slows and complicates the process

Balance of power among states and federal governments leads to questions about which level of government is responsible

Who Else Influences the Policies that Government Makes?

Informal Policy Actors

The public

Interest groups

Issue networks

1. Informal Actors: The Public

Public Opinion

Important in a democratic system

Voiced in numerous ways and at all levels

Can impact government actors

Can lead to interest group formation and activity

Who Votes?

Clip Art photo

Census graph: http://www.census.gov/prod/2014pubs/p20-573.pdf

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Who Votes?

Clip Art photo

Census graph: http://www.census.gov/prod/2014pubs/p20-573.pdf

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What Does the Public Think? Public-Opinion Polling

Video: (http://youtu.be/DAufq8y20d4)

“Science Behind The News: Opinion Polls & Random Sampling” (December 19, 2013). National Science Foundation news feature about how scientific opinion polls are conducted (Time: 4:08)

Video: http://youtu.be/DAufq8y20d4 “Science Behind The News: Opinion Polls & Random Sampling” (December 19, 2013). National Science Foundation news feature about how scientific opinion polls are conducted (Time: 4:08)

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Poll of Virginia Votes: Public Opinion Influences Public Policy

Video: (http://youtu.be/_vx5lZWnuQA)

“Virginia Voters Back Gay Marriage.” (March 31, 2014) News story announcing results of new poll of voters. (Time:50)

Video: http://youtu.be/_vx5lZWnuQA “Virginia Voters Back Gay Marriage.” (March 31, 2014) News story announcing results of new poll of voters. (Time:50).

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Discussion 2:

What can be done to improve the public’s policy capacity?

Clip Art photo

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2. Informal Actors: Interest Groups

Provide information (objective and political)

Influence public opinion – media, publications

Meet with policymakers to sway their opinions

Testify at hearings

And, lobby….

Views of Interest Groups

U.S. Chamber of Commerce

Video: (https:// www.youtube.com/watch?v=FQHFCR4FflU)

American Federation of Teachers

Video: (https://www.youtube.com/watch?v=TuE138p01DE)

These are two interest groups on different sides of the Common Core Standards in education debate

Clip Art photo.

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Lobbying

All levels, all agencies of government

Promote a policy agenda

Opensecrets.org data

Lobbying has grown rapidly

http://www.opensecrets.org/lobby /

Top contributors

http:// www.opensecrets.org/industries/index.php

How does lobbying influence what policies are made?

Lobbying (cont’d)

Should Comcast merge with TimeWarner Cable?

Story: lobbying by both sides (http://youtu.be/KQTaupOoPcI)

Lobbying for health care reform

Story: Drug companies lobbying in health care debate (audio) (http://www.npr.org/templates/story/story.php?storyId=106899074)

Video: http://youtu.be/KQTaupOoPcI “The US of Comcast: Follow the $19M in Lobbying.” (May 8, 2014). Bloomberg News video on the lobbying involved in the proposed merger of Comcast and Time Warner Cable. (Time: 1:49)

Audio: http://www.npr.org/templates/story/story.php?storyId=106899074 National Public Radio news item “Drug Firms Pour $40 Million Into Health Care Debate” by Andrea Seabrook and Peter Overby, July 23, 2009. (Time: 4:49)

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3. Informal Actors: Issue Networks

Issue or Sector-specific

Defense

Health care

Energy

Many more

Specialized, technical, experts familiar with a topic

Includes government, interest groups, experts

What Do Issue Networks Do?

Influence and develop policies

Introduce legislation

Promote causes

Clip Art photo.

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Wrap Up

How does our government impact policy making?

Our form of government

Government institutions

Who else influences the policies that government makes?

What can be done to increase policy capacity?