Business: Power and Politics
Case 1/._barron HP 420.pdf
Case 1/._ebscohost-4.pdf
Case 1/._Hellriegel.pdf
Case 1/._HP Soap.pdf
Case 1/._hp420.pdf
Case 1/._Lockyear.pdf
Case 1/._Mod2Background.html
Case 1/._Mod2Case.html
Case 1/._Robbins, S.pdf
Case 1/barron HP 420.pdf
Find a copy
Abstract
Full Text
Back to previous page
document 1 of 1
The Soap Opera at HP Continues Veverka, Mark. Barron's; New York, N.Y. 91.39 (Sep 26, 2011): 25.
http://yv9qf3bq4d.search.serialssolutions.com/?ctx_ver=Z39.88-2004&ctx_enc=info:ofi/enc:UTF- 8&rfr_id=info:sid/ProQ%3Aabiglobal&rft_val_fmt=info:ofi/fmt:kev:mtx:journal&rft.genre=unknown&rft.jtitle=Barron%27s&rft.atitle=The+Soap+Opera+at+HP+Continues&rft.au=Veverka%2C+Mark&rft.aulast=Veverka&rft.aufirst=Mark&rft.date=2011- 09-26&rft.volume=91&rft.issue=39&rft.spage=25&rft.isbn=&rft.btitle=&rft.title=Barron%27s&rft.issn=10778039&rft_id=info:doi/
Hewlett-Packard's (HP) board of directors clicked the "Buy it now" button last week and tapped current director and former eBay chief Meg Whitman to replace Leo Apotheker as CEO. Apotheker was fired after 11 disastrous months on the job, during which he cut revenue guidance three times. HP shares have plunged 47% during his tenure, closing Friday at $22.32. HP's decision to tap Whitman was made hastily, without conducting an outside search or naming an interim CEO, raising the eyebrows of investors and tech analysts who have observed more than a decade of serial blunders by HP's board. Having thrown Apotheker under the bus, HP's board has turned to Whitman to clean up one of the world's biggest technology companies.
Headnote Once the pride of the technology world, Hewlett-Packard has been stumbling for more than a decade. Is newly appointed CEO Meg Whitman up to the job?
HEWLETT-PACKARD'S BOARD OF DIRECTORS CLICKED THE «BUY it now" button last week and tapped current director and former eBay chief Meg Whitman to replace Leo Apotheker as CEO. Apotheker was fired after 11 disastrous months on the job, during which he cut revenue guidance three times. HP (ticker: HPQ) shares have plunged 47% during his tenure, closing Friday at $22.32.
HP's decision to tap Whitman was made hastily, without conducting an outside search or naming an interim CEO, raising the eyebrows of investors and tech analysts who have observed more than a decade of serial blunders by HP's board, "While we believe the decision to replace Leo Apotheker was a good one," wrote Bernstein analyst Toni Sacconaghi on Friday, "we are disappointed with the naming of Meg Whitman as HP's permanent CEO, and believe that this sentiment is shared by most investors and large HP shareholders."
Among the board's past missteps: Carly Fiorina, hired as CEO in 1999, engineered the highly contested acquisition of Compaq Computer in 2002 and was ousted in 2005; Mark Hurd, hired as CEO in 2006, was ousted in 2010 after an alleged sexual-harassment case emerged, clearing the way for former SAP Chief Executive Apotheker, who, in a single week last month, announced that the company would sell its $40 billion-in-revenue personal-computer business, kill its tablet^computing effort, abandon its Palm mobile-operating system and pay $10.3 billion for Autonomy (AU.London), an enterprise-software firm.
Adding to HFs long history of boardroom intrigue, Apothekern strategic moves were leaked to the media in advance of the announcements, probably in an attempt to undermine him- which the leaks, in fact, did. The board, it bears noting, publicly endorsed the moves.
Having thrown Apotheker under the bus, HP's board has turned to Whitman to clean up one of the world's biggest technology companies. "I know HP has disappointed investors in recent quarters, and we're not happy about it," Whitman said on a Thursday conference call. "We understand that our performance is under intense scrutiny."
As if that's something new.
In Whitman, HP gets a proven, big-league CEO, who lifted eBa/s revenue to $7.7 billion in 2008, from $47.4 million 10 years earlier. However, the 55-year-old e-commerce executive found it tougher sledding when the company's gogo growth subsided, and she was criticized for her ill-advised $2J5 billion acquisition of Skype, which ended as a $1.4 biIHon write- down. With expected revenue of $127.3 billion this year, HP is a far larger and more complex challenge.
Whitman has been lauded for her stellar customer-relations and communications skills. Those were fatal shortcomings of Apotheker, who didn't consult beyond an inner circle of top managers. The knock on Whitman is that she has no experience selling hardware to businesses. Before eBay, she was a senior executive at toy maker Hasbro.
Since her election loss in California's gubernatorial race last year, Whitman has been licking her wounds as a special advisor to venture-capital power Kleiner Perkins Caufield & Byers, where HP Executive Chairman Ray Lane is a partner. Lane, who says he was offered the CEO job on multiple occasions-and turned it down-made it clear that Whitman was his No. 1 choice. "1 worked closest on this," he said. "I can't think of a name out there today I would select over Meg as the CEO of this company." Lane also attempted to put as much distance as possible between himself and Apotheker. "This board didn't select Leo," he said.
The first thing Whitman needs to do is recognize that HP wasnt broken when Hurd was ousted in August 2010. Unlike Yahoo! or AOL, HP is not a decaying brand. The Palo Alto icon is the world leader in printers, servers and PCs, with strong positions in data storage and consulting services. While the Apotheker era inflicted about as much damage as humanly possible, it isn't totally irreversible.
Whitman must quickly address HP's PC strategy. So far, she's been wishy-washy, stating, "We have to do the analysis." At the same time, she said Thursday, "I want to make sure we underscore our commitment to the hardware business."
That's not to say that HP doesn't need to ramp up investment in higher-margin software and cloud-computing strategies; it just can't do it overnight, as Apotheker seemed to think it could. HP is an aircraft carrier that needs to sell nearly $130 billion worth of goods and services a year to stay afloat. Turning the company in a new direction -emphasizing software and cloud services -will take patience. It took IBM more than 10 years to build its business-software portfolios through acquisition. There is little reason to believe that HP could
Details
Subject Computer industry; Appointments & personnel changes; Chief executive officers; Stock prices; Securities analysis
Location United States--US
Name: Hewlett-Packard Co NAICS: 334111, 334119, 334611, 511210
Company / organization
Classification 9190: United States 8651: Computer industry 2120: Chief executive officers 3400: Investment analysis & personal finance
Title The Soap Opera at HP Continues
Author Veverka, Mark
Publication title Barron's; New York, N.Y.
Volume 91
Issue 39
Pages 25
Number of pages 1
Publication year 2011
Publication date Sep 26, 2011
Publisher Dow Jones & Company Inc
Place of publication New York, N.Y.
Country of publication United States
Publication subject Business And Economics
ISSN 10778039
Source type Trade Journals
achieve that any more quickly.
What's more, many of the top business-software players have already been snapped up. K HP were to acquire Red Hat, Informatica, Tibco Software and BMC Software, for example, their collective revenue would only be about $5 billion, which is only 4% of HP's total revenue.
It wouldn't hurt Whitman to borrow a few pages from Mark Hurd's playbook. During his first year, Hurd shunned the spotlight and concentrated on increasing revenues and operating margins in the company's four operating divisions.
To achieve that, Whitman needs to shore up relationships with strategic partners. Apotheker alienated longtime technology partner Microsoft by announcing that HP personal computers would run on Palm's WebOS, shunning Windows. An apology to Steve Ballmer would be a good place for Whitman to start.
Sidebar As the Chief Turns
HP's directors are serial blunderers. In the past 12 years, they've hired Carly Fiorina as CEO (1999); fired Fiorina (2005); ousted Chairman Patricia Dunn, amid a spying scandal (2006); hired Mark Hurd as CEO (2006); forced Hurd out after a sexual-harrassment scandal (201 0); hired Leo Apotheker (above right) as CEO (201 0); forced out Apotheker (last week); and hired Meg Whitman (left)..
The Bottom Line
HP's shares have tumbled 47% since Leo Apotheker came In last year. His successor, former eBay CEO Meg Whitman, has done little to calm Investors.
Copyright Dow Jones & Company Inc Sep 26, 2011
Language of publication English
Document type Commentary
Document feature Graphs; Photographs
ProQuest document ID 894847080
Document URL https://search.proquest.com/docview/894847080? accountid=28844
Copyright Copyright Dow Jones & Company Inc Sep 26, 2011
Last updated 2013-10-22
Database ProQuest Central
Copyright © 2017 ProQuest LLC. All rights reserved. Terms and Conditions
Case 1/ebscohost-4.pdf
IAP PROOFS © 2014
LEARNING OBJECTIVES Define power and its relationship to authority and influence. Identify the various classifications of power. Discuss the contingency approach to power. Describe the empowerment of employees. Relate the political implications of power. Present some political strategies for power acquisition in modern organizations.
Over the years, groups, informal organization, interactive behavior, conflict, and stress have received considerable attention as important dynamics of organizational behavior; power and politics, however, have not. As Rosabeth Kanter observed a number of years ago, “Power is America’s last dirty word. It is easier to talk about money—and much easier to talk about sex—than it is to talk about power.”1 Yet it is becoming clear, and anyone who has spent any time in a formal organization can readily verify, that organizations are highly political, and power is the name of the game. For example, a major problem for most firms today is not necessarily formulating effective strategies, but implementing and exe- cuting them.2 A recent large survey of executives identified “trying to execute a strategy that conflicts with the existing power structure” as a major obstacle to strategy execution.3
However, from a political perspective of power, this same survey suggests that “an ability to form coalitions and gain the support of influential people in the organization will help immensely with the execution of formulated plans.”4
Power and politics must be brought out from behind closed doors and recognized as an important dynamic in organizational behavior. For example, the dynamics of power—how to use it and how to abuse it—were discovered by David Neeleman, founder and CEO of JetBlue Airlines, when he was dismissed from the company after a blizzard hit New York City and paralyzed the company’s operations for several days leading to a public relations nightmare. In other cases, however, such a grab for power has worked. One thing is certain, power takes many forms and there are many suggestions on the effective use of power in all types of situations. As Wesley Clark, a leader in many different venues (e.g., he was a career Army officer, a commander in Vietnam, NATO commander during the Kosovo campaign, one-time presidential candidate, and now co-chairman of Growth Energy) observed:
I have seen many kinds of power: the power of threats and of praise, of shock and sur- prise, and of a shared vision. Sometimes threatening works, but it usually brings with it adverse consequences—like resentment and a desire to get even in some way. People don’t like to be reminded that they are inferior in power or status. And so, in business,
CHAPTER 10 Power and Politics
Co py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
IAP PR
OO FS
© 2 01
4
LEARNING OBJECTIVES
Describe the basic nature of groups: the dynamics of group formation and the various types of groups.
Discuss the implications that research on groups has for the practice of evidence-based management.
Explain the important dynamics of informal groups and organizations. Analyze the impact of groupthink. Present the team concept and its practice.
This chapter approaches organizational behavior dynamics from the perspective of the group—both informal and formal—and the popular team concept and practice. The first section examines the way groups are formed, the various types of groups, some of the dynamics and functions of groups, and the findings of research on groups. The next section explores the dynamics of informal roles and organization. This discussion is followed by an analysis of the impact of groupthink. The balance of the chapter is devoted specifically to teams. The distinction is made between work groups and teams, and specific attention is devoted to self-managed and cross-functional teams. The way to make these teams more effective through training and evaluation is discussed.
THE NATURE OF GROUPS
The group is widely recognized as an important sociological and social psychological unit of analysis in the study of organizational behavior. Studying groups is especially valuable when the dynamics are analyzed. Group dynamics are the interactions and forces among group members in social situations. When the concept is applied to the study of organiza- tional behavior, the focus is on the dynamics of members of both formal or informal work groups and, now, teams in the organization.1
The use of work groups and teams is soaring. Although they were first used in corpo- rate giants such as Toyota, Motorola, General Mills, and General Electric, surveys now indicate that virtually all organizations use groups and teams to varying degrees. Yet, as with many other areas of organizational behavior, the study and application of groups and teams are receiving increased research attention to make them more effective.
A recent review of this group/team literature concluded that “considerable theoretical and empirical progress has been made on this topic, with an underlying focus on under- standing and modeling anticipated benefits, in terms of both motivation/satisfaction and
CHAPTER 11 Groups and Teams
Co py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
308 PART 3 DYNAMICS OF ORGANIZATIONAL BEHAVIOR
IAP PR
OO FS
© 2 01
5
performance.”2 However, despite this progress, there are still many challenges remaining in understanding and effectively using groups and teams in today’s and future organiza- tions. For example, today’s economic and social environment surrounding groups is rap- idly changing. In the social environment, the Millennial Generation has been stereotyped as being entitled, self-centered, and informal. Members of Generation Y are also tech savvy, like constant social interaction, are proficient multitaskers, and strive to maintain a work-life balance. For developing teams with better work outcomes, the solution may be found in better recognition programs, flexible schedules, and adjusted training techniques in order to obtain cooperation and collaboration. 3 After first providing the basic founda- tion for understanding all aspects of groups, the remainder of the chapter will focus on teams in today’s workplace.
The Meaning of a Group and Group Dynamics
Instead of quickly moving to teams per se, the discussion begins with groups and their dynamics, an understanding of which is basic to the field of organizational behavior. The term group can be defined in a number of different ways, depending on the perspective that is taken. A comprehensive definition would say that if a group exists in an organization, its members:
1. Are motivated to join 2. Perceive the group as a unified unit of interacting people 3. Contribute in various amounts to the group processes (that is, some people contribute
more time or energy to the group than do others) 4. Reach agreements and have disagreements through various forms of interaction4
Just as there is no one definition of the term group, there is no universal agreement on what is meant by group dynamics. Although Kurt Lewin, widely recognized as the father of group dynamics, popularized the term in the 1930s, through the years different connota- tions have been attached to it. One normative view is that group dynamics describes how a group should be organized and conducted. Democratic leadership, member participation, and overall cooperation are stressed. Another view of group dynamics is that it consists of a set of techniques. Here, role playing, brainstorming, focus groups, leaderless groups, group therapy, sensitivity training, team building, transactional analysis, and the Johari window are traditionally equated with group dynamics, as are the more modern self- managed and virtual teams. An example of a recent group technique is called “creative abrasion,” which is the search for a clash of ideas rather than “personal abrasion,” or the clash of people. The goal here is to develop greater creativity from the group.5 A third view is the closest to Lewin’s original conception. Group dynamics are viewed from the per- spective of the internal nature of groups, how they form, their structure and processes, and how they function and affect individual members, other groups, and the organization. The following sections are devoted to this third view of group dynamics and set the stage for the discussion of work teams.
The Dynamics of Group Formation
Why do individuals form into groups? Before discussion of some very practical rea- sons, it would be beneficial to examine briefly some of the classic social psychology theo- ries of group formation, or why people affiliate with one another. The most basic theory Co
py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
CHAPTER 11 GROUPS AND TEAMS 309
IAP PR
OO FS
© 2 01
5
explaining affiliation is propinquity. This interesting word means simply that individuals affiliate with one another because of spatial or geographical proximity. The theory would predict that students sitting next to one another in class, for example, are more likely to form into a group than are students sitting at opposite ends of the room. In an organization, employees who work in the same area of the plant or office or managers with offices close to one another would more probably form into groups than would those who are not phys- ically located together. There is some research evidence to support the propinquity theory, and on the surface it has a great deal of merit for explaining group formation. The draw- back is that it is not analytical and does not begin to explain some of the complexities of group formation and the modern development of globalization and electronic, online net- working and telecommunicating (i.e., virtual teams that are linked in cyberspace rather than physical proximity). These recent developments give new meaning to spatial or geo- graphic proximity. Some theoretical and practical reasons for group formation need to be further explored.
Theories of Group Formation
A more comprehensive theory of group formation than mere propinquity comes from the classic theory of George Homans based on activities, interactions, and sentiments.6
These three elements are directly related to one another. The more activities persons share, the more numerous will be their interactions and the stronger will be their sentiments (how much the other persons are liked or disliked); the more interactions among persons, the more will be their shared activities and sentiments; and the more sentiments persons have for one another, the more will be their shared activities and interactions. This theory lends a great deal to the understanding of group formation and process. The major element is interaction. Persons in a group interact with one another not just in the physical propinquity sense or increasingly electronically, but also to accomplish many group goals through cooperation and problem solving.
There are many other theories that attempt to explain group formation. Most often they are only partial theories, but they are generally additive in nature. One of the more compre- hensive is Theodore Newcomb’s classic balance theory of group formation.7 The theory states that persons are attracted to one another on the basis of similar attitudes toward com- monly relevant objects and goals. Figure 11.1 shows this balance theory. Individual X will interact and form a relationship/group with individual Y because of common attitudes and values (Z). Once this relationship is formed, the participants strive to maintain a symmet- rical balance between the attraction and the common attitudes. If an imbalance occurs, an attempt is made to restore the balance. If the balance cannot be restored, the relationship dissolves. Both propinquity and interaction play a role in balance theory.
Still another theoretical approach to group formation from social psychology is exchange theory.8 Similar to its functioning as a work-motivation theory, discussed in Chapter 6, exchange theory of groups is based on reward-cost outcomes of interaction. A minimum positive level (rewards greater than costs) of an outcome must exist in order for attraction or affiliation to take place. Rewards from interactions gratify needs, whereas costs incur anxiety, frustration, embarrassment, or fatigue. Propinquity, interaction, and common attitudes all have roles in exchange theory.
Besides these classic social psychology explanations for group formation, there are also some generally recognized identifiable stages of group development.9 These well- known stages can be briefly summarized as follows:Co
py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
310 PART 3 DYNAMICS OF ORGANIZATIONAL BEHAVIOR
IAP PR
OO FS
© 2 01
5 1. Forming. This initial stage is marked by uncertainty and even confusion. Group mem-
bers are not sure about the purpose, structure, task, or leadership of the group. 2. Storming. This stage of development, as indicated by the term, is characterized by
conflict and confrontation. (In the usually emotionally charged atmosphere, there may be considerable disagreement and conflict among the members about roles and duties.)
3. Norming. Finally, in this stage the members begin to settle into cooperation and col- laboration. They have a “we” feeling with high cohesion, group identity, and camara- derie.
4. Performing. This is the stage where the group is fully functioning and devoted to effectively accomplishing the tasks agreed on in the norming stage.
5. Adjourning. This represents the end of the group, which in ongoing, permanent groups will never be reached. However, for project teams or task forces with a spe- cific objective, once the objective is accomplished, the group will disband or have a new composition, and the stages will start over again.
Practicalities of Group Formation
Besides the conceptual explanations for group formation and development, there are some very practical reasons for joining and/or forming a group. For instance, employees in an organization may form a group for economic, security, or social reasons. Economically, workers may form a group to work on a project that is paid for on a group-incentive plan such as gainsharing (covered in Chapter 4),10 or they may form a union to demand higher wages. For security, joining a group provides the individual with a united front in combat- ing indiscriminant, unilateral treatment. For example, one study found that minority employees’ obtaining membership in a network group proved to be useful in retaining them.11 However, the most important practical reason individuals join or form groups is that groups tend to satisfy the very intense social needs of most people. Workers, in partic-
FIGURE 11.1. A Balance Theory of Group Formation
INDIVIDUAL X INDIVIDUAL Y
Z
COMMON ATTITUDES AND VALUES Religion Politics Lifestyle Marriage Work Authority
Co py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
CHAPTER 11 GROUPS AND TEAMS 311
IAP PR
OO FS
© 2 01
5
ular, generally have a very strong desire for affiliation. This need is met by belonging to a group or becoming a member of a team. Research going as far back as the Hawthorne stud- ies revealed that the affiliation motive has a major impact on human behavior in organiza- tions, and social identity and effectiveness as an important group process in organizations has been verified over the years.12
An alternative model that has more recently been proposed as an explanation for group formation processes is called the punctuated equilibrium model.13 According to this approach, groups form in a first phase in which a target or mission is set and then are not altered very easily, due to a process called inertia, or systematic resistance to change. At some midpoint, the second phase begins. This phase commences when group members suddenly recognize that if they don’t change tactics, the group’s goal or mission will not be accomplished. This “midlife crisis” in the group’s existence is exemplified by changes made in tactics followed by bursts of activity and energy designed to complete the task. The name of the model is derived from the equilibrium that exists in the first half of the group’s life and the punctuated efforts and behavioral modifications in the second phase. Although there is just preliminary research on the punctuated equilibrium model, it has considerable intuitive appeal based on the common experiences most people have had in working on group projects.
Models of the dynamics of group formation and functioning should progress further when issues such as demographic diversity and globalization are incorporated. One analysis noted that “fault lines” within groups may form around individual member characteristics and lead to subgroup conflicts among members.14 Diversity is the primary source of differ- ences in member characteristics leading to such conflict. Another study found that at first greater demographic heterogeneity led to group norms emphasizing lower cooperation. However, over time, if team norms among those more demographically different from their work group changed more, then the norms became more cooperative as a function of contact with other members.15 On the international front, another study notes that group efficacy (see Chapter 7 on efficacy, conceptually close to what is termed “collective efficacy” or “group potency”) or the group’s belief in its ability to perform effectively, as well as actual performance, may be impacted by intercultural variables such as collectivism and task uncertainty.16 Further, there may be a relationship between personal self-efficacy and col- lective efficacy. For example, one study by Bandura and his colleagues revealed that socio- economic status enhanced perceived personal self-efficacy, which in turn contributed substantially to a sense of collective efficacy to effect social change through unified action.17
Types of Groups
There are numerous types of groups. The theories of group formation that were just discussed are based partly on the attraction between two persons—the simple dyad group. Of course, in the real world groups are usually much more complex than the dyad. There are small and large groups, primary and secondary groups, coalitions, membership and ref- erence groups, in- and out-groups, and formal and informal groups. Each type has different characteristics and different effects on its members.
Primary Groups
Often the terms small group and primary group are used interchangeably. Technically, there is a difference. A small group has to meet only the criterion of small size. Usually no Co
py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
312 PART 3 DYNAMICS OF ORGANIZATIONAL BEHAVIOR
IAP PR
OO FS
© 2 01
5
attempt is made to assign precise numbers, but the accepted criterion is that the group must be small enough for fairly constant interaction and communication to occur face- to-face or, in recent times, electronically. In addition to being small, a primary group must have a feeling of comradeship, loyalty, and a common sense of values among its members. Thus, all primary groups are small groups, but not all small groups are primary groups.
Two examples of a primary group are the family and the peer group. Initially, the pri- mary group was limited to a socializing group, but then a broader conception was given impetus by the results of the Hawthorne studies (see Chapter 1). Work groups definitely have primary group qualities. Research findings point out the tremendous impact that the primary group has on individual behavior, regardless of context or environmental condi- tions. An increasing number of companies have begun to use the power of primary groups by organizing employees into self-managed teams. Importantly, these teams are natural work groups with all the dynamics described so far. The team members work together to perform a function or produce a product or service. Because they are self-managing, they also perform functions such as planning, organizing, and controlling the work. For exam- ple, at 3M self-managed teams are empowered to take corrective actions to resolve day-to- day problems; they also have direct access to information that allows them to plan, control, and improve their operations. Importantly, however, such self-managed teams do not nec- essarily always make consensus decisions. As one executive recently observed:
My feeling is that you try to make a decision by consensus, you water it down to the lowest level. Virtually none of our decisions are consensus—even choosing where to go for dinner, because I can’t get everyone to agree. The bar is: Can you live with it?18
The last part of the chapter discusses this team concept and practice in detail.
Coalitions
Although recent research indicates that the social structure will affect the increasingly popular strategic alliance formation patterns between organizations,19 at a more micro level, coalitions of individuals and groups within organizations have long been recognized as an important dimension of group dynamics. Although the concept of coalition is used in different ways by different theorists, a comprehensive review of the coalition literature suggests that the following characteristics of a coalition be included:20
1. Interacting group of individuals 2. Deliberately constructed by the members for a specific purpose 3. Independent of the formal organization’s structure 4. Lacking a formal internal structure 5. Mutual perception of membership 6. Issue-oriented to advance the purposes of the members 7. External forms 8. Concerted member action, act as a group
Although the preceding have common characteristics with other types of groups, coa- litions are separate, usually very powerful, and often effective entities in organizations. For example, a study found that employees in a large organization formed into coalitions to overcome petty conflicts and ineffective management in order to get the job done.21Co
py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
CHAPTER 11 GROUPS AND TEAMS 313
IAP PR
OO FS
© 2 01
5
Other Types of Groups
Besides primary groups and coalitions, there are also other classifications of groups that are important to the study of organizational behavior. Two important distinctions are between membership and reference groups and between in-groups and out-groups. These differences can be summarized by noting that membership groups are those to which the individual actually belongs. An example would be membership in a craft union. Reference groups are those to which an individual would like to belong—those he or she identifies with. An example would be a prestigious social group. In-groups are those who have or share the dominant values, and out-groups are those on the outside looking in. All these types of groups have relevance to the study of organizational behavior, but the formal and informal types are most directly applicable.
There are many formally designated work groups, such as committees, in the modern organization. The functional departmental committees (finance, marketing, operations, and human resources) and now cross-functional teams are examples, as are standing com- mittees such as the public affairs committee, grievance committee, executive committee, and even the board of directors.22 In today’s mergers and acquisitions environment and global economy, a new type of committee or team has emerged. Called “factional” groups or teams, these have members that come from a limited number (usually just two) of entities such as merger integration teams, bilateral task forces, and joint venture teams.23 When these formal committees meet, they are often frustrating to the members. In fact, one survey found only 42 percent felt that the meetings were productive.24 To get around some of these problems, in recent years the perspective and function of such groups have shifted to teams that have now become the most important type of group in today’s organizations.
Informal groups form for political, friendship, or common interest reasons. For politi- cal purposes, the informal group may form to attempt to get its share of rewards and/or lim- ited resources. Friendship groups may form on the job and carry on outside the workplace. Common interests in sports or ways to get back at management can also bind members into an informal group. The dynamics of these informal groups are examined in more detail in an upcoming section.
Implications From Research on Group and Team Dynamics
Starting with the Hawthorne studies discussed in Chapter 1, significant research has been abundant on groups and teams that indirectly contribute to the better understanding of organizational behavior.25 In general, it can be concluded from research over the years that groups have a positive impact on both individual employee effectiveness (help learn about the organization and one’s self, gain new skills, obtain rewards not available to individuals, and fulfill important social needs) and organizational effectiveness (strength in numbers of ideas and skills, improved decision making and control, and facilitating change as well as organizational stability).26
In addition to the somewhat general conclusions, there are also more specific research findings from social psychology that seem to have particular relevance to organizational behavior. For example, a meta-analysis of a number of studies over the years found that group cohesiveness has a highly significant positive effect on performance.27 However, of even more importance to group performance may be leadership. For example, a highly cohe- sive group that is given positive leadership may have the highest possible productivity. On the other side of the coin, a highly cohesive group that is given poor leadership may have Co
py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
314 PART 3 DYNAMICS OF ORGANIZATIONAL BEHAVIOR
IAP PR
OO FS
© 2 01
5
the lowest possible productivity.28 A highly cohesive group is analogous to a time bomb in the hands of management. The direction in which the highly cohesive group goes, breaking production records or severely restricting output, depends on how it is led. The low-cohesive group is much safer in the hands of management. Leadership will not have a serious negative or positive impact on this group. However, the implication is that if management wishes to maximize productivity, it must build a cohesive group and give it proper leadership and, importantly, over time this highly cohesive group may become self-managing.
Work by widely recognized groups expert Richard Hackman supports this important role that leadership plays in group performance. In Hackman’s book summarizing his extensive research, he notes: “work teams can, and sometimes do, perform much better than traditionally designed units. But they also can, and sometimes do, perform much worse.”29 He concludes that there is no magical solution for group effectiveness, but the leader can create the conditions that promote group effectiveness. Specifically, these con- ditions (induction) the leader can control include (1) setting a compelling direction for the group’s work; (2) designing and enabling group structure; (3) ensuring that the group oper- ates within a supportive context; and (4) providing expert coaching.30 Other recent research studies also support the impact that leadership can have in work-group perfor- mance.31
In other words, Hackman’s and others’ theory-building and field research findings indicate there are some interesting insights and points of departure for organizational behavior analysis that can come out of classic social psychology theories and research. The same is true for the historically important Hawthorne studies, where both the relay room operatives and the bank wirers were highly cohesive work groups. As is brought out in Chapter 1, a possible explanation of why one highly cohesive work group (the relay room workers) produced at a very high level and the other highly cohesive group (the bank wir- ers) produced at a very low rate is the type of supervision (or leadership) that was applied. In other words, both leadership and group dynamics factors, such as cohesiveness, can have an important impact on group performance in organizations. Table 11.1 briefly sum- marizes some of the major factors that can increase and decrease group cohesiveness. In addition to the leadership implications, there are some recent research findings regarding the effects of time on group cohesion. In one study, a longer time together gave group members the opportunity to engage in meaningful interactions. Importantly, for today’s environment for groups, surface-level diversity issues (age, gender, race differences) were found to weaken over time, whereas deep-level diversity differences (attitudes and values) became stronger.32
TABLE 11.1. Factors That Increase and Decrease Group Cohesion
Factors That Increase Group Cohesiveness Factors That Decrease Group Cohesiveness
• Agreement on group goals
• Frequency of interaction
• Personal attractiveness
• Intergroup competition
• Favorable evaluation
• Disagreement on goals
• Large group size
• Unpleasant experiences
• Intragroup competition
• Domination by one or more members
Source: Adapted from Andrew D. Szilagyi, Jr., and Marc J. Wallace, Jr., Organizational Behavior and Performance, 5th ed., Scott, Fores- man/Little, Brown, Glenview, Ill., 1990, pp. 282–283.Co py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
CHAPTER 11 GROUPS AND TEAMS 315
IAP PR
OO FS
© 2 01
5
Group/Team Effectiveness
Besides the basic research coming out of social psychology, a more applied focus on the impact that groups/teams have on employee behavior, especially the contribution to satisfaction and performance, has also received attention. The following is an overall sum- mary of the way to use groups to enhance satisfaction and performance:33
1. Organizing work around intact groups 2. Having groups charged with selection, training, and rewarding of members 3. Using groups to enforce strong norms for behavior, with group involvement in off-
the-job as well as on-the-job behavior 4. Distributing resources on a group rather than an individual basis 5. Allowing and perhaps even promoting intergroup rivalry so as to build within-group
solidarity
A review of the research literature determined three factors that seem to play the major role in determining group effectiveness: (1) task interdependence (how closely group members work together); (2) outcome interdependence (whether and how group performance is rewarded); and (3) potency (members’ belief that the group can be effective).34
To assess group or team effectiveness first requires careful specification of criteria. Effective groups are characterized as being dependable, making reliable connections between the parts, and targeting the direction and goals of the organization. This is accom- plished when members “buy in,” achieve coordination, have the desired impact, and exhibit the kind of vitality that sustains the organization over time as the environment shifts or changes.35 Factors that affect the success level of any given group include the type of task being performed and the composition of the group itself. Teams with self-leadership have been found to have varying levels of success, depending on whether the group’s task is primarily conceptual or primarily behavioral in nature.36 The composition of the group has been found to be optimal when there is a mix of member types. Groups with only one type, such as task “shapers” (those who define group tasks) are less successful than those with shapers, coordinators, completer-finishers, and team players.37 Another study on group composition found that members who had higher cognitive ability, achievement, and openness had superior performance.38
Well-known leadership guru Warren Bennis argues that effective groups have shared dreams and manage conflict by abandoning individual egos in the pursuit of a dream. They also are protected from the “suits,” or corporate leaders, have real or invented enemies, see themselves as underdogs who are winning, and pay a personal price to succeed.39 Their leaders provide direction, meaning, trust, and hope and display a bias toward action, risk taking, and urgency. Others suggest that “hot groups,” those that accomplish breakthrough performance, are ones in which members see distinction and importance in their work, that the tasks captivate members, and that the tasks take priority over interpersonal relation- ships. Building hot groups requires less micromanaging, more informal (as opposed to for- mal) feedback, and role modeling of successful hot group behaviors by experienced members working with other new groups. Leadership in this approach is less intrusive and emphasizes group rather than individual rewards, and, as a result, groups can “turn on a dime” and get things done more quickly.40
Some aspects of effectiveness may be influenced by how groups form. When they are established, social comparisons and competition exist between members. These may have an impact on the organizational citizenship behaviors (see Chapter 5) exhibited by group members. Citizenship behaviors include altruism, conscientiousness (or being a “good sol-Co
py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
316 PART 3 DYNAMICS OF ORGANIZATIONAL BEHAVIOR
IAP PR
OO FS
© 2 01
5
dier”), courtesy, sportsmanship, and civic virtue, which are also involved in looking out for the welfare of the group and the organization. Perceptions of fairness, group norms, 41 and leader-team congruence in power distance values42 may impact such citizenship behaviors, which in turn help maintain the group’s performance levels.
Group effectiveness may also be influenced by the conditions of adaptation to nonrou- tine events. Previous group literature suggested three behaviors as keys to adapting to unusual circumstances or events: (1) information collection and transfer, (2) task prioriti- zation, and (3) task distribution. In one study of airline crews using flight simulations, it was found that the timing of key adaptive group behaviors was more strongly associated with performance than the behaviors themselves.43 In other words, information must be collected at the right time, prioritized properly, and tasks divided in a frame that allows for successful adaptation to unusual events.
THE DYNAMICS OF INFORMAL GROUPS
Besides the formally designated groups and teams, as indicated, informal groups in the workplace also play a significant role in the dynamics of organizational behavior. The major difference between formal and informal groups is that the formal group has officially prescribed goals and relationships, whereas the informal one does not. Despite this distinc- tion, it is a mistake to think of formal and informal groups as two distinctly separate enti- ties. The two types of groups coexist and are inseparable. Every formal organization has informal groups, and every informal organization eventually evolves some semblance of formal groups.
Norms and Roles in Informal Groups
With the exception of a single social act such as extending a hand on meeting or responding to an e-mail or text message, the smallest units of analysis in group dynamics are norms and roles. Many behavioral scientists make a point of distinguishing between the two units, but conceptually they are very similar. Norms are the “oughts” of behavior. They are prescriptions for acceptable behavior determined by the group. Norms will be strongly enforced by work groups if they:
1. Aid in group survival and provision of benefits 2. Simplify or make predictable the behavior expected of group members 3. Help the group avoid embarrassing interpersonal problems 4. Express the central values or goals of the group and clarify what is distinctive about
the group’s identity44
A role consists of a pattern of norms; the use of the term in organizations is directly related to its theatrical use. A role is a position that can be acted out by an individual. The content of a given role is prescribed by the prevailing norms. Probably role can best be defined as a position that has expectations evolving from established norms. Some infor- mal roles found in work groups include the following:
1. The boundary spanner who acts as a facilitator and bridge between units or groups which would not otherwise interact.Co
py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
CHAPTER 11 GROUPS AND TEAMS 317
IAP PR
OO FS
© 2 01
5
2. The buffer who protects and filters negative or disappointing news or information that might cause group members to be upset and cause morale to suffer.
3. The lobbyist who promotes and tells others how successful and important the group is to outsiders.
4. The negotiator who is empowered by the group to act on its behalf to get resources and make deals.
5. The spokesperson who is the voice of the group.45
These informal roles wield considerable power in organizations and are recognized by effective managers. An increasing number of firms and their managers are determining informal networks to assist them.46
The Informal Organization
Like the formal organization, the informal organization has both functions and dys- functions. In contrast to formal organization analysis, the dysfunctional aspects of informal organization have received more attention than the functional ones. For example, conflict- ing objectives, restriction of output, conformity, blocking of ambition, inertia, and resis- tance to change are frequently mentioned dysfunctions of the informal organization. More recently, however, organizational analysis has begun to recognize the functional aspects as well. For example, the following list suggests some practical benefits that can be derived from the informal organization:47
1. Makes for a more effective total system 2. Lightens the workload on management 3. Fills in gaps in a manager’s abilities 4. Provides a safety valve for employee emotions 5. Improves communication
Because of the inevitability and power of the informal organization, the functions should be exploited in the attainment of objectives rather than futilely combated by management. As one analysis of leadership points out: “Informal social networks exert an immense influence which sometimes overrides the formal hierarchy.… Leadership goes beyond a person’s formal position into realms of informal, hidden, or unauthorized influence.”48
THE DYSFUNCTIONS OF GROUPS AND TEAMS
So far, the discussion has been mostly about the positive impact and the functional aspects of groups and teams. However, there are a number of recognized dysfunctions that should also be recognized. Of particular interest in work groups and teams are norm violation and role ambiguity/conflict, groupthink, risky shift, and social loafing.
Norm Violation and Role Ambiguity/Conflict
Group norms that are violated can result in antisocial behaviors. At the extreme, these include sexual harassment and theft. Others include lying, spreading rumors, withholding effort, and absenteeism. One study found group members who are chronically exposed to Co
py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
318 PART 3 DYNAMICS OF ORGANIZATIONAL BEHAVIOR
IAP PR
OO FS
© 2 01
5
antisocial behaviors are more likely to engage in them, and dissatisfaction with coworkers may also rise, especially when those coworkers exhibit more antisocial activities than the person in question.49
There may also be gaps between the prescribed role as dictated by norms and the indi- vidual’s reaction to the role. Role ambiguity occurs when the individual employee is unclear about the dictates of a given situation, or, in more common terms, “doesn’t know what he’s supposed to be doing.” Unclear job descriptions, incomplete orders given by a manager, and inexperience all contribute to role ambiguity. Such ambiguity can affect the person’s ability to function effectively in a group or team. Also, role conflict occurs when the employee or team member is: (1) asked to perform conflicting tasks or (2) required to perform a task that conflicts with his or her own personal values. In group settings, the odds of role conflicts increase, especially when the group engages in unethical or antisocial behaviors and when the members of the group stress one set of norms while the leader and rules of the formal organization emphasize others.
The Groupthink, Conformity Problem
A dysfunction of highly cohesive groups and teams that has received a lot of attention has been called groupthink by well-known social psychologist Irving Janis. He defines it as “a deterioration of mental efficiency, reality testing, and moral judgment that results from in group pressures.”50 Essentially, groupthink results from the pressures on individual members to conform and reach consensus. Groups and teams that are suffering from group- think are so bent on reaching consensus that there is no realistic appraisal of alternative courses of action in a decision, and deviant, minority, or unpopular views are suppressed.
Janis has concluded that a number of historic fiascos by government policy-making groups (for example, Britain’s do-nothing policy toward Hitler prior to World War II, the unpreparedness of U.S. forces at Pearl Harbor, the Bay of Pigs invasion of Cuba, and the escalation of the Vietnam war) can be attributed to groupthink. The Watergate affair during the Nixon administration, the Iran-Contra affair during the Reagan administration, the Whitewater affair in the Clinton administration, and the invasion of Iraq in search of weap- ons of mass destruction during the George W. Bush administration are also examples. Although retrospective analysis questions the groupthink conclusion of the 1986 space shuttle Challenger disaster,51 and attention has shifted to analyzing what went wrong with the Columbia tragic disintegration when it began reentering the Earth on February 1, 2003, through the years the decision process by which NASA launched Challenger on its fateful mission has been analyzed in terms of the characteristics of groupthink. For example, con- formity pressures were in evidence when NASA officials complained to the contractors about delays. Other symptoms of groupthink shown in Table 11.2, for example, illusions of invulnerability and unanimity and mindguarding by management’s treatment and exclu- sion of input by the engineers, have commonly been used in analyzing the Challenger launch decisions.
Although historically notorious news events can be used to dramatically point out the pitfalls of groupthink, it may also occur in committees and work groups in business firms or hospitals or any other type of organization. Initially, there was at least some partial sup- port of the groupthink model when applied to areas such as leader behavior and decision making52 and has been used to analyze the ethical problems at firms such as WorldCom.53
However, there have been criticisms of the groupthink model in the organizational behav- ior literature. First of all, there has been very little research conducted to test the proposi- tions of groupthink, most notably because it is so difficult to incorporate all of the items Co
py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
CHAPTER 11 GROUPS AND TEAMS 319
IAP PR
OO FS
© 2 01
5
mentioned as the indicators of the phenomenon into one study. Further, some of the results provide only very limited evidence for the model, and the continued uncritical acceptance of groupthink may be an example of groupthink itself.54 Some organizational behavior the- orists/researchers have called for either elimination of the groupthink model, reformulation of how it works, or revitalization of the approach used.55 One such approach would be to integrate the assumptions into the general group decision-making and problem-solving lit- erature to see if they would provide support for conformity/groupthink. These analyses suggest that the popularity of the groupthink model may come from its intuitive appeal rather than research support. Under an evidence-based approach as outlined in Chapter 1, studies should be used to replicate the research in order to confirm previous findings, and these studies should be cumulative over time. Without this type of research rigor, uncondi- tional acceptance of any model or theory may exist, even when empirical findings are sketchy at best.
Risky Shift Phenomenon
Even before excessive risk taking was brought out by groupthink, the so-called risky shift phenomenon of groups was recognized. Research going back many years has shown that, contrary to popular belief, a group may make more risky decisions than the individual members would on their own.56 This conclusion, of course, must be tempered by the values attached to the outcomes, but most of the research over the years finds that group discus- sion enhances the initial tendency of individual members in a given direction.57 Called group-induced attitude polarization, this means that, for example, if an employee has a prounion (or antiunion) attitude before group discussion, the group discussion results in an even more extreme attitude in the same direction.
Dysfunctions in Perspective
Such symptoms as risky shift, polarization, and the others found in groupthink should make groups take notice and be very careful of the dysfunctions of groups.58 To help over- come the potentially disastrous effects, free expression of minority and unpopular view- points should be encouraged and legitimatized. Companies such as General Electric, Bausch & Lomb, Apple, Amazon, Johnson & Johnson, and United Parcel Service are known for not only tolerating, but formally encouraging, conflict and debate during group/
TABLE 11.2. Symptoms of Groupthink
1. There is the illusion of invulnerability. There is excessive optimism and risk taking.
2. There are rationalizations by the members of the group to discount warnings.
3. There is an unquestioned belief in the group’s inherent mortality. The group ignores questionable ethical or moral issues or stances.
4. Those who oppose the group are stereotyped as evil, weak, or stupid.
5. There is direct pressure on any member who questions the stereotypes. Loyal members don’t question the direction in which the group seems to be heading.
6. There is self-censorship of any deviation from the apparent group consensus.
7. There is the illusion of unanimity. Silence is interpreted as consent.
8. There are self-appointed mindguards who protect the group from adverse information
Source: Adapted from Irving L. Janis, Groupthink, 2nd ed., Houghton Mifflin, Boston, 1982, pp. 174–175.
Co py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
320 PART 3 DYNAMICS OF ORGANIZATIONAL BEHAVIOR
IAP PR
OO FS
© 2 01
5
team work and committee meetings. The head of a consulting team recently described their group meetings as follows:
Remember that this is not Pleasantville. We’re not all sitting around a table agreeing on things. That’s not the way it works. I was with my own core group of consultants this Saturday, in my office, discussing some contentious issues we had to deal with as a firm. In the end, we assigned a subteam to handle the issue—and I’m not on it. That tells me that it’s working; that’s what’s supposed to happen.59
Although many studies show that successful companies advocate such open conflict and healthy debate among group members, other studies point to the value of consensus. This apparent contradiction may be resolved by recognizing the following:
Consensus may be preferred for smaller, non-diversified, privately held firms compet- ing in the same industry while larger firms dealing with complex issues of diversification may benefit from the dissent raised in open discussions. Larger firms in uncertain environments need dissent while smaller firms in more simple and stable mar- kets can rely on consensus.60
Social Loafing
Another recognized dysfunction associated with groups and teams is called social loafing. This problem occurs when members reduce their effort and performance levels when acting as part of a group. Primary causes include lack of performance feedback within the group, tasks that are not intrinsically motivating, situations in which the perfor- mances of others will cover for the reduced effort given by some members, and the “sucker effect” of not wanting to do more than the perception of effort being given by others. An example of a “slacker teammate” problem was described by another team member as fol- lows:
My teammate is very good in front of customers, but otherwise he does little to no work. I pick up the slack, because our team results are what I’m evaluated on. And when I’ve spoken to my teammate about the problem, he says “I’m the front man, and you’re the back-end guy.” I am tired of doing literally all the work on our customer projects and being seen as my slacker teammate’s first mate. I am pretty certain that my boss will not want to hear from me about my team problem, because he [my boss] believes that work- ing through team issues is part of our responsibility.61
There is a cultural component inherent in such social loafing. Research has found that cul- tures dominated by individual, self-interest values, such as the above example, are more likely to have groups that experience loafing. On the other hand, more collectivist cultures, which are dominated by a “we feeling” and group goals, lead to a stronger focus on the col- lective good and therefore may endure less loafing by group members.62
Social loafing is more likely to appear in large teams, where individual contributions are more difficult to identify. To reduce the impact of members shirking their duties and to ensure that they are fully contributing members of the team, it has been suggested to keep teams smaller in size, specialize tasks so that individual member contributions are identifi- able, measure individual performance, and select only motivated employees when building teams.63Co
py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
CHAPTER 11 GROUPS AND TEAMS 321
IAP PR
OO FS
© 2 01
5
WORK TEAMS
The discussion so far on group and team dynamics serves as the background and founda- tion for a specific focus on work teams. Work teams have become so popular in today’s organizations that they deserve special attention. The term team, of course, is not new to organizations, and teamwork has been stressed throughout the years. For example, the well-known quality guru Joseph Juran first took his “Team Approach to Problem Solving” to the Japanese in the 1950s and then in the 1980s to the United States. Today, teams are becoming increasingly popular. Estimates of the prevalence and type of teams among For- tune 1000 companies are as follows:
1. 1. Almost all use project teams (diverse managerial/professional employees working on projects for a defined, but typically extended, period of time).
2. 2. A large majority use parallel teams (employees working on problem-solving or quality teams in parallel to the regular organizational structure).
3. 3. A majority use permanent work teams (self-contained work units responsible for manufacturing products or providing services).64
After first defining what is meant by a team and critically analyzing self-managed teams found in today’s organizations, the chapter covers ways to develop self-managed teams and make them more effective.
The Nature of a Team
Although the term team is frequently used for any group, especially to get individuals to work together and to motivate them, some team experts make a distinction between teams and traditional work groups. For example, the authors of a book on the use of teams for creating high-performance organizations note that the difference between a work group and a team relates to performance results. They note:
A working group’s performance is a function of what its members do as individuals. A team’s performance includes both individual results and what we call “collective work- products.” A collective work-product is what two or more members must work on together … [it] reflects the joint, real contribution of team members.65
They go on to note these specific differences between work groups and teams:
1. The work group has a strong, clearly focused leader; the team has shared leadership roles.
2. The work group has individual accountability; the team has individual and mutual accountability.
3. The work group’s purpose is the same as the organization’s; the team has a specific purpose.
4. The work group has individual work-products; the team has collective work-products. 5. The work group runs efficient meetings; the team encourages open-ended, active
problem-solving meetings. 6. The work group measures effectiveness indirectly (for example, financial perfor-
mance of the overall business); the team measures performance directly by assessing collective work-products.
7. The work group discusses, decides, and delegates; the team discusses, decides, and does real work.66Co
py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
322 PART 3 DYNAMICS OF ORGANIZATIONAL BEHAVIOR
IAP PR
OO FS
© 2 01
5
The point is that teams do go beyond traditional formal work groups by having a collective, synergistic (the whole is greater than the sum of its parts) effect.
The use of teams to produce products started in well-known, quality-conscious corpo- rate giants, such as Toyota in Japan and Motorola and General Electric in the United States, and has quickly spread. Companies as different as W.L. Gore (manufacturing), Brazil’s Semco (energy), steelmaker Worthington Industries, and Morning Star, the world’s largest tomato processor, use self-managed teams. As with other early popular management approaches, such as MBO (management by objectives) or TQM (total quality manage- ment), after the initial excitement, it has now become clear that although self-managed teams are important, they are not the answer. Similar to these other high-profile approaches and high-performance work practices (HPWPs) such as 360-degree feedback systems, there have been back-and-forth applications and enthusiasm for the use of teams. For example, for over a decade, Steelcase tried three different times to establish effective work
Over the last five years, cross-functional teams have become increasingly popular—and for good reason. Research shows that by combining the abilities and skills of individuals, all of whom can contribute differ- ent inputs to the team, it is possible to reduce the time needed to get things done while simultaneously driving up productivity and profit.
Hewlett-Packard is a good example of the use of effective teams. Although the firm has many innova- tive practices, its distribution organization was second rate. On average, it took 26 days for an H-P product to reach the customer, and employees had to shuttle infor- mation through a tangle of 70 computer systems. This is when the firm decided to reorganize the distribution process and reduce delivery time. Two H-P managers who assumed responsibility for the project assembled a team of 35 people from H-P and two other firms and then began examining the work flow. First, they looked at the way things were being done currently and began noting ways of eliminating work steps and shortening the process. Next, the team completed a two-week training and orientation program to familiarize team members with the current process. Then the team rede- signed the entire work process and got everyone on the cross-functional team to buy in. Finally, they imple- mented the process and then made changes to correct errors remaining in the system. In the process, they were allowed to empower the workforce and managed to get delivery time down to eight days. This enabled the firm to cut its inventories by nearly 20 percent while increasing service levels to customers.
Another good example of cross-functional teams is provided by the emergency-trauma team at Massa- chusetts General Hospital. On an average day, about 200 patients show up at the emergency room, and about
one-third of them end up in the trauma center. At the center there is a group of doctors, nurses, and techni- cians who come together and work as a “seamless” team. Each person begins a task—checking out a wound, running an IV, hooking up a machine. Then someone takes the lead and decides the strategy for treatment. Usually this is a doctor, but the direction can come from an intern or a nurse who is well versed in the applicable field. As an attending physician puts it, “Nobody bosses everybody around. If someone has a thought that’s useful, we are open to suggestions.” The job is intense, but it is also rewarding, and the person- nel enjoy a high degree of professionalism and an envi- ronment in which they are able to use their abilities to deal with situations that require rapid and skilled deci- sions if lives are to be saved.
A third example is the U.S. Navy SEALs (the acronym refers to the commandos’ all-terrain exper- tise: sea, air, land). These individuals are put through months of rigorous physical training in which each is taught how to use his skills to contribute to the team effort. Commenting on those who fail to measure up to the rigorous demands, one SEAL officer notes, “If you are the sort of person who sucks all the energy out of the group without giving anything back, then you are going to go away.” The result of this effort is a high- performance team that is able to fulfill a host of differ- ent functions from teaching Namibian game wardens how to track down poachers to training Singaporean army regulars to combat potential terrorists.
In each case, the contribution of each team mem- ber greatly influences the success of the group effort. And by submerging their own identities in the group’s activities, each individual is able to achieve both per- sonal and group goals.
OB IN ACTION: GREATER PRODUCTIVITY THROUGH CROSS-FUNCTIONAL TEAMS
Co py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
CHAPTER 11 GROUPS AND TEAMS 323
IAP PR
OO FS
© 2 01
5
teams in its dozen main North American plants before finally succeeding.67 Now at Steelcase and most other organizations, increasing attention is being given to the dynamics of groups/teams (already discussed) and the emergence of cross-functional, virtual, and self-managed teams.
Cross-Functional Teams
As part of the movement toward horizontal designs (see Chapter 3) and the recognition of dysfunctional bureaucratic functional autonomy, the focus has shifted to the use of cross-functional teams. These teams are made up of individuals from various departments or functional specialities. For example, the U.S. Navy discovered that it was able to improve productivity by establishing cross-functional teams to manage and improve the core processes that affect both external customers and mission performance. At Massachu- setts General, one of the nation’s most prominent hospitals, doctors on the emergency- trauma team have created a “seamless” approach between the various functions for treating critical patients who are brought in with life-threatening gunshot and knife wounds. The accompanying OB in Action: Greater Productivity through Cross-Functional Teams pro- vides details on these and other examples.
The key to ensuring successful performance of cross-functional teams is found in two sets of criteria: one inside the team and one in the organization at large. To improve coor- dination with cross-functional teams, organizations can carry out five steps. These include: (1) choosing the membership carefully, (2) clearly establishing the purpose of the team, (3) ensuring that everyone understands how the group will function, (4) conducting intensive team building up front so that everyone learns how to interact effectively, and (5) achieving noticeable results so that morale remains high and the members can see the impact of their efforts.68 There is also research evidence that overall functional breadth and cross-training of team members enhances information sharing, team interaction, and team performance.69
Virtual Teams
With the advent of advanced information technology, increasing globalization, and the need for speed, the requirement that groups be made up of members in face-to-face inter- action is no longer necessary. Members can now communicate at a distance through elec- tronic means, such as e-mail, texting, chat rooms, blogs, phone and video conferencing, satellite transmissions, and websites. Members performing knowledge-based tasks in remote locations can become members of so-called virtual teams. Also, those performing in telecommuting jobs often bear responsibilities to serve on virtual teams. Virtual teams are increasingly evident in global, partnered operations and even everyday activities. 70
Virtual teams have reached the point where they can become operationally defined and have theory-building71 and growing research supporting improved applications. A comprehensive definition would be that “virtual teams are groups of people who work interdependently with shared purpose across space, time, and organization boundaries using technology to communicate and collaborate.”72
From research, a key to effective virtual teams has been the importance of choosing the appropriate communication media to fit the requirements of the task and the message.73
For example, for complex tasks like determining strategy, the medium for effective virtual teams should be synchronous technologies, which allow members to interact at the same time, or in real time. Audio and videoconferencing are examples of synchronous technolo-Co
py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
324 PART 3 DYNAMICS OF ORGANIZATIONAL BEHAVIOR
IAP PR
OO FS
© 2 01
5
gies, whereas asynchronous technologies, such as e-mail, chat rooms, blogs, group calen- dars, discussion boards, and project management software may be used when delayed interaction is acceptable. The low cost of e-mail makes it an excellent candidate for collect- ing data, generating ideas, and sometimes for negotiating technical and interpersonal con- flicts.74 Virtual teams can be effective because they are flexible and are driven by information and skills rather than time and location.75 However, caution must also be paid when assembling a virtual group. Internet chat rooms, for example, may create more work and result in poorer decisions than face-to-face meetings and telephone conferences unless there is adequate training and some experience with the technology.76 In total, there is little question that virtual teams will continue to rapidly escalate in usage, but the challenges to make them effective must be met with more research and skillful application.
Self-Managed Teams
Teams are being set up or are evolving into being self-managed as part of the empow- erment movement (see Chapter 10) and the more egalitarian cultural values in an increas- ing number of organizations. A self-managed work team can be defined as “a group of employees who are responsible for managing and performing technical tasks that result in a product or service being delivered to an internal or external customer.”77 For example, at Hewlett-Packard and Harley-Davidson, self-managed teams are empowered to hire, orga- nize, and purchase equipment without managements direct approval. The results from these teams have reportedly been very positive.78
Although there has been considerable such testimonial evidence of the value of self- managed teams, supporting research and documented experience have also emerged. To date, both the research and the practice literature has been quite favorable to self-managed teams. For example, studies of the empowerment of self-managed teams found increased job satisfaction, customer service, and team organizational commitment79 and the facilita- tion of emergent leadership.80 Also, a comprehensive meta-analysis covering 70 studies concluded that self-managed teams had a positive impact on productivity and specific atti- tudes related to the team, but not on general attitudes, absenteeism, or turnover.81
This finding on the impact on productivity is impressive, and more recent studies also find a more favorable impact on attitudes as well,82 but there are still practical problems to overcome. For example, an in-depth interview survey of 4,500 teams at 500 organizations uncovered a host of individual and organizational factors behind self-managed team inef- fectiveness.83 Individual problems included the following:
1. Team members aren’t willing to give up past practices or set aside power and posi- tion.
2. Not all team members have the ability, knowledge, or skill to contribute to the group. Team functioning slows because some members shoulder more responsibility than others.
3. As team members, workers often face conflicts or challenges to their own personal beliefs. What works for the group often does not work for the individual.84
Organizational-level problems uncovered by this survey included compensation and reward systems that still focused solely on individual performance; thus there was little incentive for teams to perform well.85 A survey of 300 large companies found that only 9 percent of them were pleased with their team-based compensation.86 One of the major problems resulting in such dissatisfaction is that with the proliferation of short-term, vir-Co
py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
CHAPTER 11 GROUPS AND TEAMS 325
IAP PR
OO FS
© 2 01
5
tual, and cross-functional teams, members are not able to go through the gradual process of gaining confidence in one another’s competence, honesty, and dependability. In other words, there is too often a lack of trust, which research indicates leads to dissatisfaction with team-based pay.87 The next and final section explores how to make all types of teams more effective.
How to Make Teams More Effective
The effectiveness of teams may be measured based on the extent to which the team achieves its objectives and performs on behalf of the overall organization. Previous research has, at times, failed to note the ways in which teams are embedded in overall orga- nizations.88 Consequently, studies of team effectiveness may not have revealed a complete picture of the nature of team success.
For teams to be more effective, they must overcome some of the problems and dys- functions that groups in general encounter (see this summary above). Long-standing mod- els of team effectiveness include creating the right environment where support, commitment, goals, reward systems, communication systems, and physical space are all in sync to allow the team to work in a productive atmosphere.89 Tasks should be designed to be interdependent, team size should be kept as small as possible, and members should be selected based on both being motivated and competent. Further, team cohesion should be built by either establishing homogenous groups or overcoming potential problems associ- ated with diversity, by encouraging interaction and contact, and by making the group seem somewhat “exclusive,” so that the members are happy to be included.90 Also, team success naturally tends to build greater cohesion, as does the presence of external competition and challenges. In particular, there is now enough research evidence and practical experience to indicate the following ways to enhance team effectiveness: (1) team building, (2) collab- oration, (3) leadership, and (4) understanding of cultural issues in global situations.
Team Building
Team building begins with the understanding that work groups require time and train- ing before they develop into productive and cohesive units. There seems to be a learning curve in building an effective team.91 Exceptions to this learning curve would be: a study of professional basketball teams found that over a very long time period there was actually a negative correlation (an inverse relationship) of earlier performance with later perfor- mance,92 and the analysis of hijacked United Flight 93 on September 11th that crashed into the Pennsylvania field also suggests that a long development process is not always needed. Although an FBI report suggested that a terrorist ordered the jet to be crashed because of the heroic passenger uprising,93 at least one recent analysis indicates the passengers and crew formed an effective team on the spot to bring the plane down and thus solve a very serious, complex problem. The key was that conventional wisdom about the need for a learning curve was violated in these brief fateful moments when “the passengers and crew responded in a way once thought possible only for a well-formed team—one that had matured through several developmental stages. Yet no passenger had prior experience with hijacking, and crew training had focused on compliance, not response.”94 Traditionally, however, at least in normal work teams, effective ones do seem to develop over time.
At first, some employees may be unwilling to join or buy into the group. Only when they see success and team member satisfaction will this feeling change. Once established, Co
py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
326 PART 3 DYNAMICS OF ORGANIZATIONAL BEHAVIOR
IAP PR
OO FS
© 2 01
5
some form of accountability must be present. Managers should expect to see some uncer- tainty in the team, which may last for up to two years, and during that time there may even be a dip in productivity. As the team matures, members learn the basics of team work, understand their roles more clearly, make more effective group decisions, and pursue group goals.95
Effective team building establishes a sense of ownership96 and partnership97 and allows members to see the team as a unit and as an attractive work arrangement.98 Team building succeeds when individuals share collective intelligence99 and experience a sense of empowerment100 and engagement.101 Team building involves rapid learning, which takes place when there is a free-flowing generation of ideas.102 When there is educational diversity among the team members, there is research evidence this will positively influence the range and depth of information use, but may detract from the integration of the infor- mation available to the team.103 Quality team-building programs must fit with the corpo- rate culture, have well-designed goals, allow members to translate skills to the workplace, often take place in a separate environment, and may even move employees outside of a comfort zone, but not so much that they cannot learn. Programs such as rope climbing and even cooking classes may help members of some teams bond and learn to work together.104
An example of an effective team training approach would be the 10-step model shown in Table 11.3. GE, in its Electrical Distribution and Control Division, has successfully used this training model. According to the trainers, the trained GE teams “are made up of dedi- cated people who enjoy working together, who maintain high standards, and who demon- strate high productivity and commitment to excellence.”105
Besides going through the steps of training, teams also must be monitored and evalu- ated on a continuous basis. Five key areas that should be monitored and measured include:
TABLE 11.3. Training Guidelines for Developing Effective Self-Managed Teams
Steps of Training Summary
1. Establish credibility. The trainers must first establish their knowledge and believability.
2. Allow ventilation. The trainees must have their anxieties and unresolved issues cleared before starting.
3. Provide an orientation. The trainers should give specific verbal directions and provide clear expectations and models of behavior.
4. Invest in the process. Early on, have the team identify its problems and concerns.
5. Set group goals. The trainees create, through consensus, their own mission statement and then set goals and specific activities and behaviors to accomplish these goals.
6. Facilitate the group process.
The trainees are taught about how groups function and are given techniques, such as nominal grouping and paired comparison.
7. Establish intragroup procedures.
This involves setting up a meeting format that might include reporting minutes, making announcements, discussing problems and issues, proposing solutions, taking action, and making new assignments.
8. Establish intergroup processes.
Although the team is self-managed, leaders must be selected in order to interact with others, such as supervisors, managers, and other teams.
9. Change the role of the trainers.
As the team becomes more experienced and empowered, the trainers take on a more passive role.
10. End the trainers’ involvement.
At this point, the team is on its own and is self-managing.
Source: Adapted from Paul E. Brauchle and David W. Wright, “Training Work Teams,” Training and Development, March 1993, pp. 65– 68.Co py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
CHAPTER 11 GROUPS AND TEAMS 327
IAP PR
OO FS
© 2 01
5
(1) the team’s mission, (2) goal achievements, (3) feelings of empowerment, (4) commu- nications, and (5) roles and norms that are positive.106
Team-building processes can take place in levels as high as corporate boards. To do so, members should be emotionally intelligent (see Chapter 7), rather than just have raw intelligence (i.e., IQ), and feel they are part of a real team with clear, stable boundaries requiring interdependent tasks.107 Members must learn to do what they promise, even when it means a personal sacrifice may be involved.108 Boards that function as effective teams can create a major competitive advantage for the firm109 and ethical corporate gov- ernance.110
Collaboration
Effective group leaders do not act alone. They assemble a group of highly talented people and figure out how to get the most creative efforts out of everyone by effectively organizing their collaborative efforts.111 Perhaps one of the best examples of the power of collaboration is the computer “open-source” operating system Linux and the also free Web browser Firefox.112 These effective (and competitive) products were developed by essen- tially a voluntary, self-organizing community of thousands of programmers and compa- nies. As the authors of a Harvard Business Review article aptly titled “Collaboration Rules” noted, “Most leaders would sell their grandmothers for workforces that collaborate as efficiently, frictionlessly, and creatively as the self-styled Linux ‘hackers.’ ”113 As in the development of “freeware,” the process of collaboration involves learning how to improve interpersonal interactions in group settings while committing to a common agenda. Vari- ous developmental milestones may indicate that these collaborative skills are being learned and effectively applied.114
Group Leadership
Whether the assigned head of the team or the emergent leader in self-managed teams, there are two key ways in which leaders may affect performance of groups: (1) how they select members and (2) the tactics they use to affect those members.115 Tactics that help create a more team-oriented climate include eliminating or reducing special offices for the group heads, major differences in perks and privileges, and a decline in the use of desig- nated leader titles.116 There is also research coming out of the procedural justice literature indicating that team members are more satisfied with their leader117 and have lower absen- teeism and better performance118 when they feel they are being treated fairly. At the same time, leaders need to continue to be clear and decisive even as they work with different people, different teams, and different environments.
As described by widely recognized team researchers Richard Hackman and Ruth Wageman, “Team leaders engage in many different kinds of behaviors intended to foster team effectiveness, including structuring the team and establishing its purposes, arranging for the resources a team needs for its work and removing organizational roadblocks that impede the work, helping individual members strengthen their personal contributions to the team, and working with the team as a whole to help members use their collective resources well in pursuing team purposes.”119 Effective leaders know both how to teach120
and how to share the glory by acknowledging group success,121 but perhaps most impor- tantly, how to gain the trust of their team members.122 Finally, as a follow-on to the impor- tance of positivity discussed in detail in Chapter 7, recent research finds that when team Co
py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
328 PART 3 DYNAMICS OF ORGANIZATIONAL BEHAVIOR
IAP PR
OO FS
© 2 01
5
leaders exhibit positivity, their members tended to be more positive (i.e., a contagion effect) and also exhibited better coordination.123
Cultural/Global Issues
Although today’s times make global teams operating in a multicultural environment inevitable, there is evidence that they can experience problems. For example, one study of 70 global business teams found only 18 percent considered their performance “highly suc- cessful,” and the remaining 82 percent fell short of their intended goals; one-third rated their performance as largely unsuccessful.124 This result is also verified by research find- ings that employees in global teams that resist the concept of teams will have low job sat- isfaction and resulting problems.125 Importantly, certain cultural values lead to resistance to teams.126 For example, in one study of managers from Mexico, the great majority of leaders indicated they believed there would be significant problems if their companies adopted self-directed work teams.127 Clearly such cultural obstacles must be overcome to build effective teams. As revealed in a study of a German-Japanese joint venture, national culture remains a key factor in explaining patterns of relationships exhibited in teams.128
For example, although workplace teams can borrow from and use successful sports teams as a model in the United States,129 in other cultures such as Asia or Europe, making the lan- guage of sports the dominant model or metaphor in one analysis “may be confusing, demo- tivating, and counterproductive.”130
To improve global teams, research indicates that creating a “hybrid” team culture can be linked to improved performance.131 In this study, a U-shaped relationship existed between team heterogeneity and team effectiveness, where homogenous and highly hetero- geneous teams outperformed moderately heterogeneous groups in the long run. Therefore, as noted in the preceding leadership discussion, selection of group members seems to play an important role in the effectiveness of the group. In addition to careful selection, some pragmatic guidelines would include: (1) adapting to each culture (e.g., team pay should be used cautiously in individualistic cultures, but may be readily accepted in collectivist cul- tures); (2) changing implementation of teams for each culture (e.g., in the United States members should be involved in the selection, reward systems, and task assignments; but in Argentina, China, or Mexico such participation may not be needed or wanted); and (3) respecting local laws (e.g., in Finland, labor laws do not allow the use of team pay).132
Also, once again shared perceptions of procedural justice in cross-cultural alliance teams seems critical to success.133 Such shared justice perceptions is especially critical when there is a wide cultural distance between the partners in the alliance.
In general, to help overcome some of the problems associated with more individualis- tic cultures, it is advisable to allow groups to form voluntarily or for members to join vol- untarily. Those who volunteer are more likely to be cooperative and experience greater satisfaction, motivation, and fewer disciplinary problems. Further, group goal-setting pro- cesses may also serve to increase motivation and satisfaction when they build group or col- lective efficacy.134
As the review of the above four major processes indicates, there is a great deal left to be learned about how to build more effective teams. At the same time, the use of teams to accomplish tasks continues to grow. This makes the study of teams and performance remain as an important area for more organizational behavior research and effective appli- cation.Co
py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
CHAPTER 11 GROUPS AND TEAMS 329
IAP PR
OO FS
© 2 01
5
SUMMARY
Groups and teams represent an important dynamic in the study and application of organi- zational behavior. Group formation, types, and processes; the dynamics of informal roles and organization; and the dysfunctions of work groups and teams are all of particular rele- vance to the study of organizational behavior. Group formation is explained theoretically in classic social psychology by propinquity; as a relationship among activities, interac- tions, and sentiments; as a symmetrical balance between attraction and common attitudes; and as a reward–cost exchange. Participants in an organization also form into groups for very practical economic, security, and social reasons. Many different types of groups are found in today’s organizations. Conceptually, there are primary groups, coalitions, and others such as membership and reference groups. Groups have been researched over the years, and findings from classic social psychology studies and increasingly from organiza- tional behavior scholars have implications for organizational behavior.
The last half of the chapter discusses and analyzes the dynamics of informal groups and work teams. Informal norms and roles and the informal organization are very relevant to and often represent the real organization. Informal structure coexists with every formal structure. Traditionally, only the dysfunctional aspects of informal organization have been emphasized. More recently, the functional aspects have also been recognized.
The dynamics of the dysfunctions of groups and teams were examined in terms of norm violation resulting in antisocial behaviors, role ambiguity/conflict, group think con- formity, the risky shift phenomenon, and social loafing. The remainder of the chapter focused on work teams per se. Initially, most publicity was given to quality circles, but now self-managed teams are in the spotlight. Self-managed teams have become an established form of doing work to meet the high-tech, quality challenges facing all modern organiza- tions. To date, self-managed teams have a quite successful track record. In addition to self- managed teams, cross-functional and virtual teams are examples of more recent team forms that have also achieved success. Global teams in a multicultural environment have experienced some problems, but helpful solutions are forthcoming. Whether global or domestic, building effective teams requires long-standing principles regarding the creation of the proper environment in which support, commitment, rewards, communication, phys- ical space, group size, membership, and cohesion are emphasized. Then, team effective- ness may be enhanced using team-building programs, collaboration, and effective leadership and by accounting for functional, demographic, or cultural diversity and global issues when teams are formed.
QUESTIONS FOR DISCUSSION AND REVIEW
1. Briefly discuss the major theoretical explanations for group formation. Which expla- nation do you think is most relevant to the study of organizational behavior? Defend your choice.
2. What are some functions of the informal organization? What are some dysfunctions? 3. What are some of the major symptoms of groupthink? Can you give an example from
your own experience where groupthink may have occurred? 4. What is social loafing? How can it be overcome? 5. How, if at all, do teams as used in today’s organizations differ from traditional work
groups? 6. What are two ways to make and maintain self-managed teams’ effectiveness?Co
py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
330 PART 3 DYNAMICS OF ORGANIZATIONAL BEHAVIOR
IAP PR
OO FS
© 2 01
5
7. Describe a cross-functional team and a virtual team. Why are these types of teams growing in popularity?
8. How should team effectiveness be measured?
One of the most difficult challenges for multina- tional managers is that of understanding how to manage groups and teams across cultures. What works in the home country often has no value in other cultures. For example, in the late 1990s, while the Japanese economy continued to stagger, a number of U.S.-based multinational firms entered the Japanese market to take advantage of the weak competition. Large U.S. retailers set up super stores in Japan with a wide variety of offer- ings and low prices. However, Japanese custom- ers found these stores to be too big and impersonal for many types of goods and preferred to shop at smaller, locally owned stores. As a pro- fessor of marketing at a Japanese business school put it, “Retailing is such a local business, it’s not that easy to succeed.”
The same challenges of appealing to Japa- nese customers also hold true for managing Japa- nese employees. What works in the United States often has little value in Japan. For example, in the United States it is common for firms to have work groups compete against each other and to reward the winning teams. In Japan’s collectivist cultural values, openly competing with others is frowned on. Those who win feel embarrassed and those who lose feel a sense of shame and loss of face. A good example is provided by an American man- ager who was in charge of a major department in a Japan-based, multinational bank. The manager, in an effort to increase the profits of his depart- ment, came up with a fairly simple idea. It involved combining two different futures con- tracts to create an arbitrage position (i.e., the simultaneous purchase and sale of the same secu- rities and foreign exchange in different markets to then profit from unequal prices). A number of the bank’s non-Japanese competitors were making money with this type of strategy, and the manager felt that his bank could do the same. Unfortu- nately, this is not what happened. When he pre- sented this idea to the senior-level management
group, the Japanese managers convinced the rest of their colleagues to veto it. Their reasoning was grounded in an understanding of Japanese culture. Because two different futures would have to be traded by two different departments, one group would make money on the trade and the other would lose. So even though the overall bank would profit from the two transactions, the Japa- nese managers realized that the group that lost money would be embarrassed in front of its peers and lose face.
This same situation applies when Japanese firms compete against each other for a local mar- ket. There is great social pressure for each of the competing firms to retain their relative position. Thus Sony would not attempt to dislodge Mitsub- ishi and become the largest competitor in a partic- ular industry. Only when Japanese firms go international do they compete strongly for market share—and this is against local competitors in the foreign market and not each other.
Performance appraisal is another good exam- ple. If an American employee does not do a good job, the person may be replaced. However, this seldom happens in Japan. So when American and Japanese firms create a joint venture and assign teams to the undertaking, the Japanese do not use the same type of individual performance require- ments. The Americans want results, but the Japa- nese are often more interested in everyone in the team being cooperative and helpful. Harmony is more important than productivity, and seldom is any direct action taken against poorly performing individual employees. However, the peers/team- mates may subtly get the low performer straight- ened out in an informal setting such as over drinks or on a fishing trip.
Another difference between American and Japanese teams is that U.S. managers try very hard to let their people know what is to be done, when it is to be completed, and how progress or performance will be determined. For example,
REAL CASE: There Are Teams, and There Are Teams
Co py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
CHAPTER 11 GROUPS AND TEAMS 331
IAP PR
OO FS
© 2 01
5
the boss might say, “I want your team to take a look at our major competitors and tell me three products that they are likely to bring to market over the next six months.” The Japanese man- ager will be much more indirect and vague. The Japanese exec might say something like, “What product changes do you think we can expect from the competition in the future?” As a result of these directives, the American team will gen- erate a fairly short, well-focused report that con- tains a great deal of specific information. The Japanese team will submit a very long, detailed report that covers all aspects of the competition and provides a wealth of information on a host of products that may be introduced into the mar- ketplace over the next year.
1. Based on the information in the case and your reading of the chapter, what would you recommend to be included in the following assignments you are given as a member of a
large multinational corporation training department? a. How would you make the teams of the
Japanese subsidiary more effective? b. How would you make the cross-func-
tional team that is working on new prod- uct development for both the U.S. and Japanese markets as effective as possi- ble?
2. How do you personally react to the statement in the case that “the Japanese are more inter- ested in everyone in the team being coopera- tive and helpful. Harmony is more important than productivity”?
3. How do you explain that the Japanese have been using teams way before the United States, but they have had economic problems for a much longer period than has the United States? How would you explain to the CEO of your company that you recommend the use of teams in light of the prolonged Japa- nese competitive problems?
Kent Sikes is a junior at State University. He has taken a summer job in the biggest factory in his hometown. He was told to report to the warehouse supervisor the first day at work. The supervisor assigned him to a small group of workers who were responsible for loading and unloading the boxcars that supplied the materials and carried away the finished goods of the factory.
After two weeks on the job, Kent was amazed at how little the workers in his crew had accomplished. It seemed that they were forever standing around and talking or, in some cases, even going off to hide when there was work to be done. Kent often found himself alone unloading a boxcar while the other members of the crew were off messing around someplace else. When Kent complained to his coworkers, they made it very plain that if he did not like it, he could quit, but if he complained to the supervisor, he would be sorry. Although Kent has been deliberately excluded from any of the crew’s activities, such as taking breaks together or having a Friday after- noon beer after work at the tavern across the
street, yesterday he went up to one of the older members of the crew and said, “What gives with you guys, anyway? I am just trying to do my job. The money is good, and I just don’t give a hang about this place. I will be leaving to go back to school in a few weeks, and I wish I could have gotten to know you all better, but frankly I am sure glad I’m not like you guys.” The older worker replied, “Son, if you’d been here as long as I have, you would be just like us.”
1. Using some of the theories, explain the pos- sible reasons for the group formation of this work crew. What types of groups exist in this case?
2. What role does the supervisor play in the performance of this group?
3. What are the major informal roles of the crew members and Kent? What status posi- tion does Kent have with the group? Why?
4. Why hasn’t Kent been accepted by the group? Do you agree with the older worker’s last statement in the case? Why or why not?
Organizational Behavior Case: The Schoolboy Rookie
Co py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
332 PART 3 DYNAMICS OF ORGANIZATIONAL BEHAVIOR
IAP PR
OO FS
© 2 01
5
Mayor Sam Small is nearing completion of his first term in office. He feels his record has been pretty good, except for the controversial issue of housing. He has been able to avoid doing any- thing about housing so far and feels very strongly that this issue must not come to a head before the next election. The voters are too evenly divided on the issue, and he would lose a substantial num- ber of votes no matter what stand he took. Yet with pressure increasing from both sides, he has to do something. After much distress and vacilla- tion, he has finally come upon what he thinks is an ideal solution to his dilemma. He has appointed a committee to study the problem and make some recommendations. To make sure that the commit- tee’s work will not be completed before the elec- tion comes up, it was important to pick the right people. Specifically, Sam has selected his “blue- ribbon” committee from a wide cross section of the community so that, in Sam’s words, “all con- cerned parties will be represented.” He has made
the committee very large, and the members range from PhDs in urban planning to real estate agents to local ward committee persons to minority group leaders. He has taken particular care in selecting people who have widely divergent, out- spoken public views on the housing issue.
1. Do you think Sam’s strategy of using this group to delay taking a stand on the housing issue until after the election will work? Why or why not?
2. What are some of the important dynamics of this group? Do you think the group will arrive at a good solution to the housing prob- lems facing this city?
3. Do you think they will suffer from group- think?
4. What types of informal roles is Sam exhibit- ing? Do you think he is an effective man- ager? Do you think he is an effective politician? Is there a difference?
Organizational Behavior Case: The Blue-Ribbon Committee
Co py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
CHAPTER 11 GROUPS AND TEAMS 333
IAP PR
OO FS
© 2 01
5
EXPERIENTIAL EXERCISES FOR PART THREE
EXERCISE: Groups and Conflict Resolution*
Goals: 1. To compare individual versus group problem solving and decision making 2. To analyze the dynamics of groups 3. To demonstrate conflict and ways of resolving it
Implementation: 1. Divide any number of people into small groups of four or five. 2. Take about 15 minutes for individual responses and 30 minutes for group consensus. 3. Each individual and group should have a work sheet. Pencils, a flip chart (newsprint
or blackboard), marker pens, or chalk may also be helpful to the groups.
Process: 1. Each individual has 15 minutes to read the story and answer the 11 questions about
the story. Each person may refer to the story as often as needed but may not confer with anyone else. Each person should circle “T” if the answer is clearly true, “F” if the answer is clearly false, and “?” if it isn’t clear from the story whether the answer is true or false.
2. After 15 minutes each small group makes the same decisions using group consensus. Allow 30 minutes for group consensus. No one should change his or her answers on the individual questions. The ground rules for group decisions are as follows: a. Group decisions should be made by consensus. It is illegal to vote, trade, average,
flip a coin, etc. b. No individual group member should give in only to reach agreement. c. No individual should argue for his or her own decision. Instead, each person
should approach the task using logic and reason. d. Every group member should be aware that disagreements may be resolved by
facts. Conflict can lead to understanding and creativity if it does not make group members feel threatened or defensive.
Scoring: 1. After 30 minutes of group work, the exercise leader should announce the correct
answers. Scoring is based on the number of correct answers out of a possible total of 11. Individuals are to score their own individual answers, and someone should score the group decision answers. The exercise leader should then call for: a. The group-decision score in each group. b. The average individual score in each group. c. The highest individual score in each group.
2. Responses should be posted on the tally sheet. Note should be taken of those groups in which the group score was (1) higher than the average individual score or (2) higher than the best individual score. Groups should discuss the way in which indi- vidual members resolved disagreements and the effect of the ground rules on such behavior. They may consider the obstacles experienced in arriving at consensus Co
py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
334 PART 3 DYNAMICS OF ORGANIZATIONAL BEHAVIOR
IAP PR
OO FS
© 2 01
5
agreements and the possible reasons for the difference between individual and group decisions.
*Source: Alan Filley, Interpersonal Conflict Resolution, Scott, Foresman, Glenview, Ill., 1975, pp. 139–142, as adapted from William H. Haney, Communication and Organizational Behavior, Irwin, Burr Ridge, Ill., 1967, pp.319–324.
The Story: A businessman had just turned off the lights in the store when a man appeared and demanded money. The owner opened a cash register. The contents of the cash register were scooped up, and the man sped away. A member of the police force was notified promptly.
Statements About the Story:
Tally Sheet
1. A man appeared after the owner had turned off his store lights. T F ?
2. The robber was a man. T F ?
3. A man did not demand money. T F ?
4. The man who opened the cash register was the owner. T F ?
5. The store owner scooped up the contents of the cash register and ran away. T F ?
6. Someone opened a cash register. T F ?
7 After the man who demanded the money scooped up the contents of the cash register, he ran away.
T F ?
8. Although the cash register contained money, the story does not state how much. T F ?
9. The robber demanded money of the owner. T F ?
10. The story concerns a series of events in which only three persons are referred to: the owner of the store, a man who demanded money, and a member of the police force.
T F ?
11. The following events in the story are true: someone demanded money, a cash register was opened, its contents were scooped up, and a man dashed out of the store.
T F ?
Group Number
Group Score
Average Individual
Score
Best Individual
Score
Group Score Better Than
Average Individual
Group Score Better Than Best
Individual
Co py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
CHAPTER 11 GROUPS AND TEAMS 335
IAP PR
OO FS
© 2 01
5
EXERCISE: NASA Moon Survival Task*
Goals: The challenge in decision making is to obtain the best information within limits of time and other resources. This is often very difficult because information does not exist in pure form. It is always filtered through people who may or may not get along with each other and who might not even care about a good decision. This exercise is a means to help you look at the process of gathering information, working out group procedures, analyzing different con- tributions, and handling conflict and motivation. The exercise is intended to help you examine the strengths and weaknesses of individual decision making versus group decision making.
Instructions: You are a member of a space crew originally scheduled to rendezvous with another ship on the lighted surface of the moon. Because of mechanical difficulties, however, your ship was forced to land at a spot some 200 miles from the rendezvous point. During landing, much of the equipment aboard was damaged, and because survival depends on reaching the main ship, the most critical items available must be chosen for the 200-mile trip.
Implementation: 1. On the next page are listed the 15 items left intact and undamaged after the landing.
Your task is to rank them in terms of their importance to your crew in reaching the rendezvous point.
2. In the first column (step 1) place the number 1 by the most important item, the num- ber 2 by the second most important, and so on, through number 15, the least import- ant. You have 15 minutes to complete this phase of the exercise.
3. After the individual rankings are completed, participants should be formed into groups having from four to seven members.
4. Each group should then rank the 15 items as a team. This group ranking should be a consensus after a discussion of the issues, not just the average of each individual ranking. Although it is unlikely that everyone will agree exactly on the group ranking, an effort should be made to reach at the least a decision that everyone can live with. It is important to treat differences of opinion as a means of gathering more information and clarifying issues and as an incentive to force the group to seek better alternatives.
5. The group ranking should be listed in the second column (step 2). 6. The third phase of the exercise consists of the instructor’s providing the expert’s
rankings, which should be entered in the third column (step 3).
Scoring: 1. Each participant should compute the difference between the individual ranking (step
1) and the expert’s ranking (step 3), and between the group ranking (step 2) and the expert’s ranking (step 3).
2. Then add the two “difference” columns—the smaller the score, the closer the ranking is to the view of the experts.
*Source: This exercise was developed by Jay Hall, Teleometrics International, and was adapted by J. B. Ritchie and Paul Thompson, Organization and People, 2nd ed., West, St. Paul, Minn., 1980, pp. 238–239. Also see James B. Lau and A. B. Shani, Behavior in Organizations, 4th ed., Irwin, Burr Ridge, Ill., 1988, pp. 94–99.Co
py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
336 PART 3 DYNAMICS OF ORGANIZATIONAL BEHAVIOR
IAP PR
OO FS
© 2 01
5
NASA TALLY SHEET
EXERCISE: TGIF (Thank God It’s Friday!)*
Goals: This exercise provides an opportunity to experience and explore several facets of group dynamics. Although the activity itself is recreational in nature, it reflects many of the same challenges faced by managerial groups and contemporary empowered and self-managed teams. That is, the exercise calls on decision-making and interpersonal behavior skills nec- essary to effectively manage a collaborative work effort.
*Source: Professor Steven M. Sommer, Pepperdine University, developed the exercise around the two anonymous activity sheets. Used with permission.
Implementation: The activity itself involves the spelling out of a list of common or well-known phrases and items. Each quotation includes a number, and that number is the clue to solving the puzzle. For example, the sample puzzle is presented as “7 D. of the W.”
The number 7 is part of the phrase and provides the clue that the saying is “7 days of the week.” Another common item is “12 E. in a D.” which stands for “12 eggs in a dozen.”
Items
Step 1: Your Individual Ranking
Step 2: The Team’s Ranking
Step 3: Survival Expert’s Ranking
Step 4: Difference Between
Steps 1 and 3
Step 5: Difference Between
Steps 2 and 3
Box of matches
Food concentrate
50 feet of nylon rope
Parachute silk
Portable heating unit
Two.45-caliber pistols
One case dehydrated Pet milk
Two 100-lb. tanks of oxygen
Stellar map (of the moon’s constellation)
Life raft
Magnetic compass
5 gallons of water
Signal flares
First-aid kit containing injection needles
Solar-powered FM receiver-transmitter
TOTAL (The lower the score, the better) Your score Team score
Co py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
CHAPTER 11 GROUPS AND TEAMS 337
IAP PR
OO FS
© 2 01
5
ACTIVITY SHEET A
Procedure: 1. (Five minutes). Students should break up into groups of four or five. 2. Do not read the discussion questions before doing the task. 3. (Twenty to thirty minutes). The groups solve as many items on one of the following
activity sheets (A or B) as possible. 4. (Five minutes). The instructor reads off the answers to the list. Groups may propose
alternative solutions. 5. (Fifteen minutes). In a class forum, the groups discuss and compare their experiences
by responding to the discussion questions. 6. As a follow-up activity, use the alternate list. The follow-up may be used to show
effective group development, effective teamwork (after discussing problems that may have surfaced with the first list), or the power of groups over individuals (have stu- dents complete the list on their own, then as a group).
Instructions: Each equation below contains the initials of words that will make it correct. Finish the missing words. For example:
7 - D. of the W. Would be 7 days of the week.
1. 26 - L. of the A. _________________________________________________________
2. 7 - W. of the A. W. _________________________________________________________
3. 1001 - A. N. _________________________________________________________
4. 54 - C. in a D. (with the J.) _________________________________________________________
5. 12 - S. of the Z. _________________________________________________________
6. 9 - P. in the S. S. _________________________________________________________
7. 13 - S. of the A. F. _________________________________________________________
8. 88 - P. K. _________________________________________________________
9. 18 - H. on a G. C. _________________________________________________________
10. 32 - D. F. at which W. F. _________________________________________________________
11. 90 - D. in a R. A. _________________________________________________________
12. 200 - D. for P. G. in M. _________________________________________________________
13. 8 - S. on a S. S. _________________________________________________________
14. 3 - B. M. (S. H. T. R.) _________________________________________________________
15. 4 - Q. in a G. _________________________________________________________
16. 24 - H. in a D. _________________________________________________________
17. 1 - W. on a U. _________________________________________________________
18. 5 - D. in a Z. C. _________________________________________________________
19. 57 - H. V. _________________________________________________________
20. 11 - P. on a F. T. _________________________________________________________
21. 1000 - W. that a P. is W. _________________________________________________________
22. 29 - D. in F. in a L. Y. _________________________________________________________
23. 64 - S. on a C. B. _________________________________________________________
24. 40 - D. and N. of the G. F. _________________________________________________________
Co py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
338 PART 3 DYNAMICS OF ORGANIZATIONAL BEHAVIOR
IAP PR
OO FS
© 2 01
5
ACTIVITY SHEET B
Discussion Questions:
1. How did the group try to solve the list? Did you plan out your approach? Did you explore answers as a group, divide parts among individuals? Or did each member try to solve the entire list individually and then pool answers? Did people take on differ- ent roles? Recorder? Encourager? Idea generator? Spy?
2. How important was it for the group to solve all 24 puzzles? Did the team initially set a goal to finish the list? How challenging was this exercise? What happened as you approached completion? Did commitment go up? As the last few unsolved items became frustrating, did the group start to lose its desire?
3. Describe the climate or personality of the group. Was everyone in agreement about how hard to work? How many to finish? Did members begin to react differently to the frustrations of getting the list completed? Did some argue to finish? Did others tell the team to quit?
A
W N
1. 2. T EZ O
U i i i i i i i i C
H
3. Moth cry cry cry
4.
Black coat
5. 6. 7. 8.
Time Time
L ND
Hurry Me Quit
9. 10. 11. 12.
Le vel
Knee light
Man Board
He’s/Himself
13. 14. 15.
R e a d i n g R
ROAD A D
16. O M.A. B.A.
PH.D 17. 18. 19. 20.
WEAR LONG
21. 22.
DICE DICE
T
ECNALG
23. 24.
CYCLE CYCLE CYCLE
CHAIR O ii ii o o StandI
Co py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
CHAPTER 11 GROUPS AND TEAMS 339
IAP PR
OO FS
© 2 01
5
4. Did some members try to dominate the process? The suggested solutions? How well did you get along in doing the exercise? Was there conflict? Did members fight fair in debating different answers? Was each discovery of a correct answer a source of excitement and pride? Or was it a sense of relief, a step closer to getting it over with?
5. Did the group develop any rules to regulate behavior? Was there a process of group development in which members discussed the assignment before beginning to tackle it? What changes in behaviors or expectations occurred as time progressed and the group became more or less focused on the activity? Did a form of self-discipline emerge to keep the team focused, to prevent being embarrassed in relation to other groups?
6. To what extent did public evaluation of performance become important? Did you begin to monitor how well other groups were doing? Did your group try to spy on their answers? Did you negotiate any trades?
EXERCISE: Power and Politics* Goals:
1. To gain some insights into your own power needs and political orientation 2. To examine some of the reasons people strive for power and what political strategies
can be used to attain it
Implementation: Answer each of the following questions with “mostly agree” or “mostly disagree,” even if it is difficult for you to decide which alternative best describes your opinion.
*Source: Reprinted with permission from Andrew J. DuBrin, Human Relations, Reston, Va., 1978, pp. 122– 123.
Mostly Agree
Mostly Disagree
1. Only a fool would correct a boss’s mistakes. _________ _________
2. If you have certain confidential information, release it to your advantage. _________ _________
3. I would be careful not to hire a subordinate with more formal education than myself. _________ _________
4. If you do a favor, remember to cash in on it. _________ _________
5. Given the opportunity, I would cultivate friendships with powerful people. _________ _________
6. I like the idea of saying nice things about a rival in order to get that person transferred from my department.
_________ _________
7. Why not take credit for someone else’s work? They would do the same to you. _________ _________
8. Given the chance, I would offer to help my boss build some shelves for his or her den. _________ _________
9. I laugh heartily at my boss’s jokes, even when they are not funny. _________ _________
10. I would be sure to attend a company picnic even if I had the chance to do something I enjoyed more that day.
_________ _________
Co py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
Co py ri gh t © 2 01 5. I nf or ma ti on A ge P ub li sh in g. A ll r ig ht s re se rv ed . Ma y no t be r ep ro du ce d in a ny f or m wi th ou t pe rm is si on f ro m th e pu bl is he r, e xc ep t fa ir u se s pe rm it te d un de r
U. S. o r ap pl ic ab le c op yr ig ht l aw .
EBSCO Publishing : eBook Collection (EBSCOhost) - printed on 1/18/2017 5:14 PM via TRIDENT UNIVERSITY AN: 999823 ; Luthans, Fred, Luthans, Kyle W., Luthans, Brett C..; Organizational Behavior : An Evidence-based Approach Account: s3642728
Case 1/Hellriegel.pdf
CHAPTER
9 POWER ANDPOLITICAL BEHAVIOR LEARNING OBJECTIVES
When you have finished studying this chapter, you should be able to: 1. Explain the concept and dynamics of organizational power. 2. Describe the interpersonal sources of power. 3. Discuss the main categories of structural sources of power. 4. Discuss effective and ineffective uses of power. 5. Explain the concept of organizational politics and diagnose personal and situa-
tional factors that contribute to political behavior. 6. Describe some personality dimensions that are related to political behavior.
Preview Case: Ronald Szoc Learns About Power and Politics POWER INTERPERSONAL SOURCES OF POWER
Competency: Managing Change—Revenge of the Nerds Reward Power Coercive Power Legitimate Power Expert Power Referent Power Relationships Among Power Sources
STRUCTURAL SOURCES OF POWER Knowledge as Power Competency: Managing Across Cultures—
Workplace Democracy in Africa Resources as Power Decision Making as Power Networks as Power Lower Level Employee Power Competency: Managing Diversity—Bilingual Employees
Acquire Power THE EFFECTIVE USE OF POWER
POLITICAL BEHAVIOR Organizational Politics Competency: Managing Change—The Politics of
Innovation Forces Creating Political Behavior Competency: Managing Ethics—The Politics of
Employee Appraisal PERSONALITY AND POLITICAL BEHAVIOR
Need for Power Machiavellianism Locus of Control Risk-Seeking Propensity
CHAPTER SUMMARY Competency: Managing Across Cultures—Comparing
Chinese and American Risk Preferences Key Terms and Concepts Discussion Questions
DEVELOPING COMPETENCIES Competency: Managing Self—How Much Power Do You
Have in Your Group? Competency: Managing Change—The Art of Persuasion
Ronald Szoc is senior vice president at Ruesch Interna- tional, Inc., a Washington-based currency trading firm. He can still remember his first, important lesson in of- fice politics—which he learned the hard way.
His lesson in power and political behavior came while he was part of a small consulting group at West- inghouse Electric Corporation. The consulting group consisted of the director and just six employees. Szoc remembers that the six of them all felt that the director was doing a poor job. The group planned a “coup” to bring this fact to the attention of the director’s superi- ors and have him replaced with someone more to their liking. As luck would have it, word of their planning reached corporate headquarters prematurely. Three management representatives from headquarters flew to Evanston, Illinois, where the consulting arm was lo- cated and asked to meet with the six employees at a local hotel.
Szoc recalls, “Discussions were brief. We were told in no uncertain terms: We don’t care how you feel. We
don’t care whether or not you think the director is do- ing a bad job. He’s critical to the operations of your group because of his background, experience, and rep- utation. Without him, there is no group. Do you un- derstand what we are telling you? Do you have any questions?”
Szoc remembers the experience as an epiphany. “For the first time, I understood something very important about organizations. I thought: This is not about ques- tions of truth or efficiency or productivity. I realized that there was a political dimension to organizational life.”1
PREVIEW CASE
RONALD SZOC LEARNS ABOUT POWER AND POLITICS
For more information on Ruesch International, Inc., and Westinghouse Electric Corporation, visit their home pages at www.ruesch.com and www.westinghouse.com.
In this chapter, we focus on power and political behavior in organizations. People of- ten are uncomfortable discussing the concepts of power and organizational politics. Both terms carry emotional, often negative, implications. We argue that this should not be the case; these labels are simply descriptive terms that apply to certain aspects of the behavior of people in organizations. Managers and employees need to be aware of power and political behavior in order to understand organizational behav- ior fully.2
Certainly, people can use power in unfair or harmful ways. Likewise, political be- havior can be unproductive for an organization. Managers and employees must try to avoid such outcomes, but they cannot change reality by refusing to accept the exis- tence of power differences or political behavior. In this chapter, we discuss the nature of power, the sources of power in organizations, and the effective and ineffective uses of power. We also explore political behavior in organizations, including the relation- ships between personality and political behavior.
POWER
Power is the capacity to influence the behavior of others.3 The term power may be applied to individuals, groups, teams, departments, organizations, and countries. For example, a certain team within an organization might be labeled as powerful, which suggests that it has the ability to influence the behavior of individuals in other teams or departments. This influence may affect resource allocations, space assignments, goals, hiring decisions, and many other outcomes and behaviors in an organization. At Lockheed Martin, engineering departments are powerful; at Microsoft, software designers are powerful; at 3M, research and development people are powerful; and at Mary Kay, marketing people are powerful. We explore the reasons for power differ- ences in organizations shortly.
People continually attempt to influence the behavior of others in the normal course of everyday living. For example, people quite naturally attempt to reinforce the pleasing or satisfying behaviors of family members and friends. Also, people often attempt to punish undesirable behavior (perhaps in very subtle ways) so that it will not be repeated. The behaviors of people at work are no different in this respect than the behaviors of people in general.
Power is a social term; that is, an individual has power in relation to other peo- ple, a team has power in relation to other groups, and so on. Thus the concept of power characterizes interactions among people—more than one person must be in- volved for the concept to have meaning. Further, power is never absolute or unchang- ing. It is a dynamic relationship that changes as situations and individuals change. For example, a manager may strongly influence the behavior of one subordinate but, at the same time, only marginally influence another. Managers may be powerful with re- spect to their own subordinates, yet be unable to influence the behaviors of employ- ees in other departments. In addition, relationships change with time. Last month’s successful influence attempt may fail tomorrow, even though the same people are involved in both situations.
Power relationships are the medium within which business is conducted. People often take these relationships for granted, but when they shift, everything changes. Some of the most basic power relationships in our society are changing.4 Several of these power shifts may be described as follows.
• From employers to employees. The notion that employers are in charge of the em- ployment relationship is one of our most deeply rooted assumptions about work. Peo- ple “apply” for a job. If lucky, they are “granted” an interview. Prospective employees “receive an offer.” These and other common expressions imply that employers, not employees, have the power. But for a great many organizations, it just isn’t that way anymore. Employees in many fields are increasingly calling the shots. When managers
266 Part 2 Group and Interpersonal Processes
1. Explain the concept and dynamics of organiza- tional power.
Learning Objective:
and executives are asked what they’re worried about, attracting top talent is typically near the top of the list. Companies are desperate for good people. In some industries, including computer firms and design firms, students are being offered signing bonuses and recruited much earlier in their college careers than was previously the case. Ob- servers have described this behavior on the part of employers as quite similar to that exhibited by professional sports teams as they attempt to recruit top athletes who are free agents. • From large companies to medium-sized companies. Some experts think that the ad- vantages of size are fading and that giant companies will eventually be regarded as a historical phenomenon. Large companies, such as Wal-Mart or General Motors, can take advantage of economies of scale. However, in an economy based on information rather than on tangible products, economies of scale in manufacturing are less valu- able than they used to be. With the costs of computing power and telecommunica- tions rapidly falling, vast networks of human beings also are less of an advantage. For many sectors of the economy, particularly those based on information, medium-sized companies will be more competitive than huge firms, as they can make and act on de- cisions much more quickly. • From big government to the private sector. Huge governments, like huge corpora- tions, may be a historical phenomenon as well. Observers argue that private enter- prise has regained the initiatives and power that had previously been shifted to gov- ernments around the world. A worldwide wave of privatization and deregulation has transformed societies in Eastern Europe and the former Soviet Union. Somewhat less dramatically, and also less noticed, deregulation has also been significant in countries such as Britain, Chile, Sweden, and the United States. • From management to shareholders. With regard to the practical exercise of power, CEOs have been in control for decades because stock ownership of firms has been too widely dispersed for shareholders to wield much power. However, share ownership is increasingly concentrated in the hands of institutions (investment firms, mutual funds, and the like). These institutions expect and demand increases in shareholder value. CEOs who fail to deliver are seeing members of their boards of directors being replaced, their stock options being voted down, and themselves being fired.
The Managing Change Competency feature on page 268 further illustrates the dynamic, changing nature of power in corporate America.
The terms power and authority, although closely related, do not mean the same thing. Authority is power legitimated by (1) being formally granted by the organiza- tion and (2) being accepted by employees as being right and proper.5 The most obvious organizational example is the superior–subordinate relationship. An organization has a formal authority structure with individuals, teams, departments, and divisions being charged with responsibility for certain activities and functions. When individuals join an organization, they generally recognize the authority structure as legitimate; that is, employees accept the manager’s right to set policy and give direction. So long as direc- tives are reasonable and related to the job, employees generally obey them. Authority is narrower in scope than power and applies to fewer behaviors in an organization.
In addition to exercising authority, an individual or team may be able to influence the behavior of other people in an organization for many other reasons. In general, power sources in an organization may be categorized as (1) interpersonal and (2) structural, as shown in Figure 9.1.
INTERPERSONAL SOURCES OF POWER
Power issues in organizations often focus on interpersonal relationships between managers and subordinates, or leaders and followers. French and Raven identified five interpersonal sources of power: reward power, coercive power, legitimate power, ex- pert power, and referent power.6
Chapter 9 Power and Political Behavior 267
2. Describe the interper- sonal sources of power.
Learning Objective:
REWARD POWER Reward power is an individual’s ability to influence others’ behaviors by rewarding their desirable behaviors. For example, to the extent that subordinates value rewards that the manager can give—praise, promotions, money, time off, and so on—they may comply with requests and directives. A manager who controls the allocation of merit pay raises in a department has reward power over the employees in that de- partment. Accordingly, employees may comply with some attempts by managers to influence their behaviors because they expect to be rewarded for their compliance.
COERCIVE POWER Coercive power is an individual’s ability to influence others’ behaviors by punishing their undesirable behaviors. For example, subordinates may comply because they
268 Part 2 Group and Interpersonal Processes
REVENGE OF THE NERDS Until recently, employers typically didn’t consider that middle managers had much real power in organizations. Middle managers have been described as the “dray horses of business, yoked up to companies for the long haul.” Their duties were of- ten considered relatively easy to perform—conveying information up and down the hierarchy, monitoring subordinates and the environment, and controlling routine tasks and operations.
In the early 1990s, there was a “middle-management recession” in the United States. Many companies decided that their excess baggage was not production workers, but rather middle managers and, as a consequence, millions of them lost their jobs. Some employers also concluded that the information revolution cou- pled with new forms of organization meant that many middle managers wouldn’t be needed in the future. Things had never looked more dismal for the middle manager—powerless, unwanted, and unneeded.
Amazingly enough, this power relationship between employers and middle managers has undergone a dramatic reversal in a very short time. Alan Schonberg, president of Management Recruiters International, a Cleveland search firm says, “There is higher demand for middle managers today than I have seen in my 33 years in the business. There are more middle-management job openings than there are people to fill them. The middle-manager job candidate has so many op- tions that he has power over the employer.”
How did this shift in power come to be? The answer, in part, is that many or- ganizations overdid middle management cuts. Organizations typically make two mistakes during downsizing: (1) They wait too long to act so that the numbers of people let go are larger than they would be if they had acted earlier; and (2) re- gardless of timing, they tend to overreact and reduce employment further than they should. Now, many firms have far fewer middle managers than they need and are frantically having to rehire them in large numbers.
In addition, the strong trend toward organizing work around teams and proj- ects has increased, rather than decreased, the opportunities for middle managers to play key roles in organizations. Not all middle managers can adapt to the new roles, which in some respects seem very different from the traditional middle-management job. However, the work experience of many middle managers has prepared them well for the cross-functional and across boundary aspects of team leadership in the organization of the future. And, to their chagrin, many organizations have discov- ered that managers who can effectively play these roles are in short supply.7
COMPETENCY: MANAGING CHANGE
For more information on Management Recruiters International, visit this organization’s home page at www.BrilliantPeople.com.
expect to be punished for failure to respond favorably to managerial directives. Pun- ishment may take the form of reprimands, undesirable work assignments, closer su- pervision, tighter enforcement of work rules, suspension without pay, and the like. The organization’s ultimate punishment is to fire the employee.
Recall, however, that punishment can have undesirable side effects (see Chap- ter 4). For example, the employee who receives an official reprimand for shoddy work may find ways (other than the obvious one the organization wants) to avoid the pun- ishment, such as by refusing to perform the task, falsifying performance reports, or being absent frequently.
LEGITIMATE POWER Legitimate power most often refers to a manager’s ability to influence subordinates’ behaviors because of the manager’s formal position in the organization. Subordinates may respond to such influence because they acknowledge the manager’s legitimate right to prescribe certain behaviors. Sometimes nonmanagerial employees possess le- gitimate power. For example, a safety inspector at Lockheed Martin Vought’s plant in Camden, Arkansas, has the legitimate power to shut down production if there is a safety violation, even if the plant manager objects.
Legitimate power is an important organizational concept. Typically, a manager is empowered to make decisions within a specific area of responsibility, such as customer service, quality control, marketing, or accounting. This area of responsibility, in effect, defines the activities for which the manager (and sometimes other employees) can ex- pect to exercise legitimate power to influence behavior. The farther that managers get from their specific areas of responsibility, the weaker their legitimate power becomes. Employees have a zone of indifference with respect to the exercise of managerial power.8 Within the zone of indifference, employees will accept certain directives without questioning the manager’s power, and the manager may have considerable legitimate power to influence subordinates’ behavior. Outside that zone, however, legitimate power disappears rapidly. For example, a secretary will type letters, answer the phone, open the mail, and do similar tasks for a manager without question. However, if the manager asks the secretary to go out for a drink after work, the secretary may refuse.
Chapter 9 Power and Political Behavior 269
Influence over OthersPower
Interpersonal Sources of Power
• Reward • Coercive • Legitimate • Expert • Referent
Structural Sources of Power
• Knowledge • Resources • Decision making • Networks
Effective/Ineffective Application of Power
• Relationships among power bases
• Selection of influence strategies
Figure 9.1 Sources of Power in Organizations
The manager’s request clearly falls outside the secretary’s zone of indifference. The manager has no legitimate right to expect the secretary to comply.
EXPERT POWER Expert power is an individual’s ability to influence others’ behaviors because of recognized competencies, talents, or specialized knowledge. To the extent that managers can demonstrate competence in implementing, analyzing, evaluating, and controlling the tasks of subordinates, they will acquire expert power. Expert power often is relatively narrow in scope. For example, a team member at Overhead Door Company might carefully follow the advice of her team leader about how to pro- gram a numerically controlled lathe, yet ignore advice from the team leader regard- ing which of three company health plans she should choose. In this instance, the team member is recognizing expertise in one area while resisting influence in an- other. A lack of expert power often plagues new managers and employees. Even though a young accountant might possess a great deal of knowledge about account- ing theory and procedures, that expertise must be demonstrated and applied over time to be recognized and accepted. Similarly, employees or managers from under- represented groups may have difficulty getting their expertise recognized by others, as illustrated by the following incident.
The head of a large division of a multinational corporation was running a meet- ing devoted to performance assessment. Each senior manager stood up, reviewed the individuals in his group, and evaluated them for promotion. Although there were women in every group, not one of them made the cut. One after another, each manager declared, in effect, that every woman in his group didn’t have the self-confidence needed to be promoted. The division head began to doubt his ears. How could it be that all the talented women in the division suffered from a lack of self-confidence?9
An assessment indicated that the firm, in fact, had many promotable women. The managers conducting the performance appraisal sessions had failed to recognize the knowledge and potential of their female subordinates. The reason, in part, involved lack of appreciation for differences in men’s and women’s interpersonal and commu- nication styles, approaches to problem solving, and the like.
REFERENT POWER Referent power is an individual’s ability to influence others’ behaviors as a result of being respected, admired, or liked. For example, subordinates’ identification with a manager often forms the basis for referent power. This identification may include the desire of subordinates to emulate the manager. (See Chapter 12 for an explanation of how this source of power is related to charismatic leadership.) A young manager may copy the leadership style of an older, admired, and more experienced manager. The older manager thus has some ability—some referent power—to influence the behav- ior of the younger manager. Referent power usually is associated with individuals who possess admired personality characteristics, charisma, or a good reputation. Thus it often is associated with political leaders, movie stars, sports figures, or other well- known individuals (hence their use in advertising to influence consumer behavior). However, managers and employees also may have considerable referent power be- cause of the strength of their personalities. Meg Whitman, CEO of eBay, and Herb Kelleher, CEO of Southwest Airlines, use their referent power to motivate employees to achieve their organization’s goals.
RELATIONSHIPS AMONG POWER SOURCES Managers and employees alike possess varying amounts of interpersonal sources of power. As implied by Figure 9.1, these sources don’t operate independently. A study
270 Part 2 Group and Interpersonal Processes
conducted in two paper mills provides an example of how power sources are related.10 One of the mills dropped an incentive pay plan based on performance in favor of a pay plan based strictly on seniority. Compared to the second plant, which retained the performance system, subordinates’ perceptions of the use of various sources of power by supervisors in the first plant changed noticeably. Discontinuing the incentive plan lowered the perceived reward power of supervisors, as might be expected, but other results were more complex. Perceptions of supervisors’ use of punishment increased (attributable perhaps to less control over rewards). The perceived use of referent and legitimate power decreased, but expert power appeared to be unaffected. These find- ings suggest that the interpersonal sources of power that influence behavior are com- plex and interrelated.
The ways in which managers and employees use one type of power can either en- hance or limit the effectiveness of power from another source. For example, managers who administer rewards to subordinates also tend to be well liked and seem to have greater referent power than managers who don’t give out rewards. However, the use of coercive power can reduce referent power. The threatened or actual use of punish- ment appears to reduce liking or admiration, leading to a reduction in referent power. Further, employees often view managers who possess knowledge valuable to them as having greater legitimate power in addition to having expert power.
These five sources of interpersonal power may be divided into two broad cate- gories: organizational and personal. Reward power, coercive power, and legitimate power have organizational bases; that is, top managers can give to or take away from lower level managers or others the right to administer rewards and punishments. The organization can change employees’ legitimate power by changing their positions in the authority hierarchy or by changing job descriptions, rules, and procedures. Refer- ent power and expert power, however, depend much more on personal characteris- tics—personality, leadership style, and knowledge—brought to the job. In the long run, the organization may influence expert power by, for example, making additional training available. But the individuals determine how they use that training, that is, the extent to which they apply the new knowledge. Workplace studies often show that personal sources of power (expert and referent power) are more important than orga- nizational sources (legitimate, reward, and coercive power). We do not argue that these organizational sources are unimportant; however, we do believe that careful se- lection and proper training are important to supervisory and managerial effectiveness.
STRUCTURAL SOURCES OF POWER
Certainly, much of the interest in organizational power tends to focus on the power of managers over subordinates. However, an additional crucial perspective is that the characteristics of a situation also affect or determine power. Situational characteris- tics include the design of the organization, the type of departmental structure, the opportunity to influence, access to powerful individuals and critical resources, the na- ture of the position an individual holds, and so on.11 For example, the power associ- ated with a particular position or job is affected by its visibility to upper management and its importance or relevance with respect to the organization’s goals or priorities. Table 9.1 contains some examples of position characteristics that determine relative power within an organization. Note that, whereas the legitimate power previously discussed applies primarily to managerial positions, the characteristics described in Table 9.1 are relevant for both managerial and nonmanagerial positions.
Structural and situational sources of power reflect the division of labor and position in different teams and departments. Work assignments, locations, and roles naturally result in unequal access to information, resources, decision making, and other people. Any of an almost infinite variety of specific situational factors could become a source of power in an organization. Important structural sources of power include knowledge, re- sources, decision making, and networks.
Chapter 9 Power and Political Behavior 271
3. Discuss the main cate- gories of structural sources of power.
Learning Objective:
KNOWLEDGE AS POWER Organizations are information processors that must use knowledge to produce goods and services. The concept of knowledge as power means that individuals, teams, or departments that possess knowledge crucial to attaining the organization’s goals have power. Those in a position to control information about current operations, develop in- formation about alternatives, or acquire knowledge about future events and plans have enormous power to influence the behaviors of others. Thus certain staff and support activities—a data processing center, for example—sometimes seem to have influence disproportionate to their relationship to the organization’s goals and main activities.
Personal computers and computerized workstations are having a dramatic impact on the access to and use of information—and thus on power relationships—in many organizations. Information is now widely available to many more employees than in the past. Greater access to information tends to flatten the hierarchy and make hoard- ing information by individuals and departments more difficult. Further, computer networks provide employees with information that previously was available only to management. Information sharing has important implications for the quality of deci- sion making and other aspects of performance. The extensive use of computer net- works is spreading and presenting management with both opportunities and chal- lenges. An example of such changes is presented in the Managing Across Cultures competency feature on the next page.
Some experts now claim that intellectual capital is corporate America’s most valu- able asset. Intellectual capital represents the knowledge, know-how, and skill that exists in an organization.12 This intellectual capital can provide an organization with a competitive edge in the marketplace. However, perhaps because knowledge is power, sharing of information doesn’t come easily at some firms. A study at Price Wa- terhouse found that some junior employees wouldn’t share information on the com- puter network because of the firm’s intensely competitive culture.13 Computer net- works can create a flatter, more democratic organization as they are doing in Africa. But that will happen only if such organizational changes are supported by top man- agement and a compatible organizational culture.
272 Part 2 Group and Interpersonal Processes
Table 9.1
Source: Adapted from Whetten, D. A., and Cameron, K. S. Developing Managerial Skills, 4th ed. Reading, Mass.: Addison-Wesley, 1998, 238.
Position Characteristics Associated with Power
CHARACTERISTIC DEFINITION EXAMPLE
Centrality Relationship among posi- More-central positions will tions in a communication have greater power. network
Criticality Relationships among tasks Positions responsible for the performed in a workflow most critical tasks will have process more power.
Flexibility Amount of discretion in More-autonomous positions decision making, work will have more power. assignments, and so on
Visibility Degree to which task More-visible positions will performance is seen by have more power. higher management in the organization
Relevance Relationship between tasks Positions most closely related and high-priority organiza- to important goals will have tional goals more power.
RESOURCES AS POWER Organizations need a variety of resources, including human resources, money, equip- ment, materials, supplies, and customers, to survive. The importance of specific re- sources to a firm’s success and the difficulty of obtaining them vary. The concept of re- sources as power suggests that individuals, teams, or departments who can provide essential or difficult-to-obtain resources acquire power in the organization. Which re- sources are the most important depends on the situation, the organization’s goals, the economic climate, and the goods or services being produced. The old saying that “he who has the gold makes the rules” sums up the idea that resources are power.
DECISION MAKING AS POWER Decisions in organizations often are made sequentially, with many individuals, groups, or teams participating (see Chapter 14). The decision-making process creates additional power differences. The concept of decision making as power recognizes that indi- viduals, teams, or departments acquire power to the extent that they can affect the decision-making process. They might influence the goals being developed, premises be- ing used in evaluating an issue, alternatives being considered, outcomes being projected,
Chapter 9 Power and Political Behavior 273
COMPETENCY: MANAGING ACROSS CULTURES
For more information on Eskom, visit this organi- zation’s home page at www.eskom.co.za.
WORKPLACE DEMOCRACY IN AFRICA
In African firms there has long been a very traditional view concerning access to information. Historically, information was shared only with those deemed trust- worthy who could be counted on not to misuse the information. For example, salary information and the differential benefits available to management and labor have been jealously guarded secrets. The gap, in terms of education and skill level, between management and other employees in African firms has been the widest in the world. This gap probably contributed to the widespread notion in African firms that only managers (and sometimes just the highest level managers) could be entrusted with meaningful information about the organization.
However, the very nature of the employment relationship is changing within African organizations, according to Patrick Deale, a partner with SPA Consultants in South Africa. There has been a shift from authoritarianism and paternalism to greater employee participation and consensus-oriented management. This shift is being fueled by two developments: (1) the transformation to political democracy in many African countries is leading to a greater emphasis on “workplace democ- racy”; and (2) as in more advanced economies, the increased use of sophisticated information technologies is making information available to “rank-and-file” em- ployees in Africa as well.
Eskom, Africa’s largest producer of electricity, provides a good example of an organization in which information sharing with employees has begun. As a matter of corporate philosophy, Eskom is seeking to introduce a work culture character- ized by maximum information sharing and meaningful participation in decision making by all employees to the extent practicable. Eskom’s goal is to provide em- ployees at the lowest levels of the organization with the skills, access to informa- tion, and time to participate fully in decisions that affect their work. Computer networks, as well as expanded training opportunities, will be essential if Eskom is to achieve its vision of information sharing and workplace democracy.14
and so on. For example, Southern California Edison uses a technique known as scenario planning to develop strategic plans for the future of the electric utility. Scenario plan- ners might look ahead 10 years and develop a dozen possible versions of the future— another Middle East oil crisis, heightened environmental concerns, an economic boom in southern California, a major recession, and so on. Each scenario has implications for needed capacity, investment funds, human resources, and the like. The individuals and departments involved in scenario planning at Edison wield considerable influence, re- gardless of whether they make the final decisions about resource allocations.
The ability to influence the decision-making process is a subtle and often over- looked source of power. Decision-making power doesn’t necessarily reside with the final decision maker in an organization. A powerful machine politician in New York City once reportedly said, “I don’t care who does the electing, as long as I have the power to do the nominating.”
NETWORKS AS POWER The existence of structural and situational power depends not only on access to informa- tion, resources, and decision making, but also on the ability to get cooperation in carry- ing out tasks. Managers and departments that have connecting links with other individu- als and departments in the organization will be more powerful than those who don’t. Certainly, traditional superior–subordinate vertical relationships are important aspects of power, but these linkages don’t begin to tell the whole story. Horizontal linkages pro- vided by both internal and external networks help explain a lot of power differences. The concept of networks as power implies that various affiliations, channels of information, and coalitions, both inside and outside the organization, represent sources of power.
As examples of the concept of networks as power, consider the following connect- ing links. Note that each example relates to a factor already discussed that creates power differences.
• Information links. To be effective, managers and employees must be “in the know,” both formally and informally. (Knowledge is power.)
• Supply links. Outside links provide managers with the opportunity to bring mate- rials, money, or other resources into their organizations, departments, or teams. (Resources are power.)
• Support links. A manager’s job must allow for decision-making discretion—the ex- ercise of judgment. Managers must know that they can make decisions and pur- sue innovative, risk-taking ventures without each decision or action having to go through a stifling, multilayered approval process. Managers need the backing of important people in the organization, whose support becomes another resource they bring to their own work. (Participation in decision making is power and an important indicator of support links.)15
A further example of the importance of networks and connecting links is shown in Table 9.2. It contains Kanter’s analysis of the root causes of powerlessness for su- pervisors, staff professionals, and top executives.
Understanding internal networks is the key to understanding how work gets done in an organization. To identify and determine how they work together, managers and employees can undertake a network analysis, whereby they attempt to diagram im- portant relationship networks within the organization. For example, the advice net- work reveals employees that others depend on to solve problems and provide techni- cal information. The trust network shows which employees share delicate political information with each other. The communication network (see Chapter 13) indicates who talks to whom on a regular basis. By understanding these and other networks, managers can diagnose the informal organization and understand more about how work actually gets done (or fails to get done) in the organization, as well as identify power differences among individuals, teams, and departments.16
274 Part 2 Group and Interpersonal Processes
LOWER LEVEL EMPLOYEE POWER Although we commonly think of power as something that managers have, lower level employees also may wield considerable power. Some sources of interpersonal power— expert power, in particular—may allow subordinates to influence their managers. For example, the staff assistant who can set up and use a Windows 98 spreadsheet has the power to influence a manager if the manager is unable to use the spreadsheet and must rely on the staff assistant’s expertise.
Although lower level employees may have some interpersonal power, their ability to influence others’ behaviors more likely stems from structural or situational sources. Figure 9.2 suggests that their power is a result of their positions in the organization.
Chapter 9 Power and Political Behavior 275
Table 9.2
Source: Kanter, R. M. Rosabeth Moss Kanter on the Frontiers of Management. Boston: Harvard Busi- ness Review Books, 1997, 153.
Sources of Powerlessness
POSITION LACK OF POWER DUE TO:
First-line Routine jobs characterized by rigid rules supervisors Limited access to information
Limited advancement possibilities
Staff professionals Tasks viewed as peripheral to the “real work” of the organization Blocked careers Easy replacement by outside experts
Top executives Limited or blocked lines of information from lower levels of organization Lack of control of lines of supply Reduced lines of support due to political challenges from special-interest groups or other members of the public
Expertise of Employee
Power of Employee
Effort of Employee
Expertise of Management
Effort of Management Access to Information
Access to Resources Access to Decision Making Access to Networks
Position Characteristics • Centrality • Criticality • Flexibility • Visibility • Relevance
Figure 9.2 Model of Lower Level Employee Power
Take another look at Table 9.1 to remind yourself of the important position charac- teristics related to power. In addition to these characteristics, lower level employees may be able to control access to information or resources and important aspects of the decision-making process. Networks or affiliations with powerful individuals or groups may be yet another source of their power. Further, the expertise of employees and the amount of effort expended also influence the extent of their power. As Figure 9.2 illustrates, whether expertise and effort increase employees’ power depends, in part, on their superior’s expertise and effort. Employees can acquire power by expend- ing effort in areas where management puts little effort. If an employee’s manager has little knowledge about a certain task and the employee has considerable knowledge about it, the relative power of the employee increases. For example, language skills can increase the relative power of bilingual employees, as demonstrated in the follow- ing Managing Diversity Competency feature.
276 Part 2 Group and Interpersonal Processes
BILINGUAL EMPLOYEES ACQUIRE POWER
At the first hint of Spanish, Southwestern Bell directory-assistance operators in San Antonio, a heavily Hispanic city, push a button to route callers to a bilingual operator such as Maggie Morales. Morales and other workers state that this new system, while effective, has made their jobs a lot tougher. Sifting through differ- ences in language and culture means that she can’t always meet the company’s goal for getting off the phone in 21.5 seconds or less. “In Spanish, it can take a while to figure out that ‘eternity general’ isn’t a hospital, but the attorney general’s office,” she says.
Maggie Morales doesn’t mind the extra work. But like many of her colleagues, she wants the company to pay her more for her language skills. “The more computer languages you know, the more you make,” says fellow operator Lillian Stevens, who taught herself Spanish. “Why shouldn’t that be the same for languages?”
That question is being asked by bilingual employees in many organizations. As U.S. companies expand overseas and reach out to more non-English-speaking cus- tomers at home, demand for workers with language skills is rising fast. These workers’ pay expectations are rising fast as well.
But the debate is complex. Many other workers believe it unfair to pay some- one extra for a skill that may come as naturally as talking. Employers who want to reward workers for their second languages are finding that it isn’t easy to figure out how to do so in a way that will be perceived as equitable.
Still, workers at companies from AT&T to the U.S. Postal Service are press- ing their demands with greater insistence. Early in 1996, about 2,500 bilingual U.S. Customs Service inspectors threatened to slow down international travel in Florida, New York, and California by refusing to speak a foreign language unless the Treasury Department paid them more.
The bilingual issue has moved to center stage because of business and social trends. Corporate recruitment of bilingual workers has increased dramatically in recent years. Companies are more aggressively marketing to the estimated 20 mil- lion U.S. residents for whom English is a second language. Accompanying the marketing shift is a big change in the way foreign languages are perceived. As re- cently as the early 1980s, Southwestern Bell operators in Texas could be repri- manded for speaking Spanish on the job. Today, the company advertises extensively for bilingual workers.17
COMPETENCY: MANAGING DIVERSITY
For more information on Southwestern Bell, visit this company’s home page at www.swbell.com.
THE EFFECTIVE USE OF POWER
When managers, employees, or teams face a situation in which they want to influence the behaviors of others, they must choose a strategy. Influence strategies are the methods by which individuals or groups attempt to exert power or influence others’ behaviors. Table 9.3 lists various influence strategies used in the workplace.
We are interested in identifying effective influence strategies and understanding the situations in which each might be used. For the influence strategies shown in Table 9.3, research indicates that rational persuasion, inspirational appeal, and con- sultation often are the most effective in a variety of circumstances. The least effective strategies seem to be pressure, coalition, and legitimating. However, to assume that certain strategies will always work or that others will always fail is a mistake. Differ- ences in effectiveness occur when attempts to influence are downward rather than up- ward in the organizational hierarchy. Likewise, differences in effectiveness appear when various strategies are used in combination rather than independently. This process is complex, and to understand fully the effectiveness of various influence strategies requires an understanding of the power sources available, the direction of attempts to influence (i.e., upward, downward, or laterally), and the goals being sought.18
Having the capacity (power) to influence the behaviors of others and effectively us- ing this capacity (power) aren’t the same thing. Managers who believe that they can al- ways effectively influence the behaviors of others by acquiring enough power simply to order other people around generally are ineffective. The ineffective use of power has many negative implications, both for the individual and the organization. For example, a study examined the consequences of an overreliance on assertiveness and persistence as an influence strategy (the pressure strategy in Table 9.3). Managers who were aggres- sive and persistent with others—characterized by a refusal to take no for an answer, re- liance on repeated reminders, frequent use of face-to-face confrontations, and the like—suffered negative consequences. Compared to other managers studied, these aggressive managers (1) received the lowest performance evaluations, (2) earned less money, and (3) experienced the highest levels of job tension and stress.19
Chapter 9 Power and Political Behavior 277
4. Discuss effective and ineffective uses of power.
Learning Objective:
Table 9.3
Source: Adapted from Yukl, G., Guinan, P. J., and Sottolano, D. Influence tactics used for different ob- jectives with subordinates, peers, and superiors. Group & Organization Management, 1995, 20, 275; Buchanan, D., and Badham, R. Power, Politics and Organizational Change. London: Sage, 1999, 64.
Influence Strategies
INFLUENCE STRATEGY DEFINITION
Rational persuasion Use logical arguments and factual evidence. Inspirational appeal Appeal to values, ideals, or aspirations to arouse enthusiasm. Consultation Seek participation in planning a strategy, activity, or change. Ingratiation Attempt to create a favorable mood before making request. Exchange Offer an exchange of favors, share of benefits, or promise to
reciprocate at later time. Personal appeal Appeal to feelings of loyalty or friendship. Coalition Seek aid or support of others for some initiative or activity. Legitimating Seek to establish legitimacy of a request by claiming
authority or by verifying consistency with policies, practices, or traditions.
Pressure Use demands, threats, or persistent reminders.
Effective influence in organizations also depends on an exchange process some- what related to the exchange influence strategy in Table 9.3. The exchange process in power relationships is based on the law of reciprocity—the almost universal belief that people should be compensated in some way for what they do.20 Imagine that an employee is asked by her manager to work through the weekend on an important project. The employee does so but receives no recognition, no extra time off, no ex- tra pay—not even a “thank you.” The employee later discovers that her manager took sole credit for the project, which was quite successful. This employee, and most observers, would agree that the manager violated an important aspect of a good working relationship: giving recognition or other rewards in exchange for the em- ployee’s contributions.
The expectation of reciprocal actions, or exchange, occurs repeatedly in organiza- tions. In part, because people expect to be compensated, or otherwise have “favors” re- turned, influence becomes possible in many situations. The exchange process is par- ticularly important with peers or colleagues because formal authority to ensure compliance is absent. Power in the exchange process stems from the ability to offer something that others need. The metaphor of currencies provides a useful way to un- derstand how the exchange process influences behavior. Table 9.4 provides some inter- esting examples of the many types of currencies “traded” in organizations. Note the similarities between these currencies and the sources of power previously discussed.
The effective use of power is a difficult challenge for managers and employees alike. The goal is to influence the behaviors of others in ways that are consistent with both the needs of the organization and its employees. If the use of power isn’t care- fully managed, powerful individuals may exploit those with less power and substitute their self-interests for the legitimate interests of the organization. Managers and em- ployees who use power effectively often possess five characteristics.21
First, they understand both the interpersonal and the structural sources of power and the most effective methods of using them to influence people. For example, pro- fessionals (e.g., R&D scientists, engineers, lawyers, or professors) tend to be more readily influenced by expertise than by other interpersonal sources of power. Effec- tive managers and employees often recognize the structural and situational problems that exist in a power relationship and modify their own behaviors to fit the actual sit- uation. As a result, they tend to develop and use a wide variety of power sources and influence strategies. Some ineffective managers rely too much on one or a few power bases or influence strategies.
278 Part 2 Group and Interpersonal Processes
Table 9.4
Source: Adapted from Cohen, A. R., and Bradford, D. L. Influence without authority: The use of al- liances, reciprocity, and exchanges to accomplish work. Organizational Dynamics, Winter 1989, 11; also see Ulrich, D., Zenger, J., and Smallwood, N. Results-Based Leadership. Boston: Harvard Busi- ness School Press, 1999.
Organizational Currencies Traded in the Exchange Process
CURRENCY EXAMPLE
Resources Lending or giving money, budget increases, personnel, space Assistance Helping with existing projects or undertaking unwanted tasks Cooperation Giving task support, providing quicker response time,
approving a project, or aiding implementation Information Providing organizational or technical knowledge Advancement Giving a task or assignment that can aid in promotion Recognition Acknowledging effort, accomplishment, or abilities Network/contracts Providing opportunities for linking with others Personal support Giving personal and emotional backing
Second, they understand the nature of the exchange process underlying many successful attempts to influence others. They recognize that, over time, unless recip- rocal exchanges are roughly equivalent and fair, hard feelings will result and their ability to influence others will decline.
Third, they know what is and what is not legitimate behavior in acquiring and us- ing power. The misuse or lack of understanding of a source of power can destroy its effectiveness. For example, individuals erode expert power if they attempt to demon- strate expertise in areas where they lack the required knowledge. Individuals may lose referent power by behaving in ways that are inconsistent with characteristics or traits that are attractive to others.
Fourth, they tend to seek positions that allow the development and use of power. In other words, they choose jobs that involve the crucial issues and concerns of an or- ganization. These jobs provide opportunities for and, indeed, demand influencing the behavior of others. Successful performance in these positions, in turn, allows individ- uals to acquire power.
Finally, they use maturity and self-control in applying their power. They recog- nize that their actions influence the behaviors and lives of others. Although they are not necessarily reluctant or afraid to use their power—recognizing that influencing the behaviors of employees is a legitimate and necessary part of the manager’s role— they nevertheless exercise power carefully. They do so in ways that are principled and fair and that are consistent with organizational needs and goals.
POLITICAL BEHAVIOR
Political behavior involves attempts by some to influence the behaviors of others and the course of events in the organization in order to protect their self-interests, meet their own needs, and advance their own goals.22 Described in this way, almost all be- havior may be regarded as political. Labeling behavior as political, however, usually implies a judgment that certain people are gaining something at the expense of others or the organization as a whole. However, a balanced understanding of political behav- ior and its consequences is needed. People often are self-centered and biased when la- beling actions as political behavior. Employees may justify their own political behav- ior as defending legitimate rights or interests, yet call similar behavior by others “playing politics.” In any event, the Managing Change Competency feature on page 280 dramatically illustrates outcomes typically perceived as negative that can stem from unchecked political behavior by powerful people.
ORGANIZATIONAL POLITICS Organizational politics involves actions by individuals, teams, or departments to ac- quire, develop, and use power and other resources in order to obtain preferred out- comes when uncertainty or disagreement about choices exists.23 When people share power but differ about what must be done, many decisions and actions quite naturally will be the result of a political process.
Employees are often concerned about office politics.24 Typically, they also believe that an ideal work setting would be free from political behavior. Negative attitudes about political behavior and organizational politics can block understanding of this crucial aspect of organizational behavior. Examples of behaviors often seen as political are shown in Table 9.5. People tend to assume that political behavior doesn’t yield the best organizational decisions or outcomes—that somehow, by pushing for their own positions, they cause inferior actions or decisions to be produced. Although this result can occur, political behavior isn’t always detrimental to an organization. For example, a study involving managers in 30 organizations indicated that they were able to iden- tify beneficial, as well as harmful, effects of political behavior.25 Beneficial effects
Chapter 9 Power and Political Behavior 279
5. Explain the concept of organizational politics and diagnose personal and situational factors that contribute to political behavior.
Learning Objective:
280 Part 2 Group and Interpersonal Processes
THE POLITICS OF INNOVATION
In 1873, Christopher Sholes invented the typewriter. Well over a century later, this same typewriter keyboard is still the principal tool that most people use to communicate via the computer. What is unknown to most people, though, is that the particular configura- tion of keys (referred to as the QWERTY keyboard) was purposely engineered to slow down typists in order to accommodate the limitations of the original typewriter. It relied on gravity to return struck keys to their resting positions and could jam if keys were struck in quick succession. Thus the keyboard was designed to prevent typists from strik- ing keys too rapidly, particularly keys located next to each other, so keys containing let- ters used frequently were separated by space on the keyboard. With modern typewriters, this mechanical problem no longer exists, nor is it a problem with PC keyboards.
Surprisingly, a keyboard with a significantly improved configuration of keys has been in existence since 1932. The Dvorak simplified keyboard (DSK) has repeatedly been shown to be faster and more accurate than the standard keyboard in use, yet this innova- tion has never been adopted. Why?
The story of the DSK keyboard pits a solitary inventor against large organizations with a stake in maintaining the status quo. For some 30 years, Dr. August Dvorak fought to have his keyboard adopted as the standard. Dvorak and his associates conducted time and mo- tion studies, participated in international typing contests, and even arranged for trial tests to be conducted by the federal government. Studies and tests showed the DSK keyboard improved productivity by 35 to 100 percent, with approximately 50 percent fewer mistakes. From 1934 to 1941, DSK-trained typists won the World Typewriting Championships. Dvorak failed to gain a government contract for his typewriters despite government tests that showed an average 74 percent gain in productivity. Both the U.S. Navy and the Gen- eral Services Administration rejected converting to the DSK keyboard because of the costs of replacing equipment and retraining typists. The U.S. Navy assigned a security classifica- tion to test results of the DSK, thereby ensuring that few people would be aware of them.
Dvorak also faced active resistance from typewriter manufacturers. Manufacturers sponsored most of the typing contests and routinely attempted to prevent DSK typists from competing. Results of typing contests typically failed to list the machines that typ- ists used when DSK typists won. Even instances of sabotage of Dvorak’s machines were documented.
Adoption of the DSK was defeated by political resistance on the part of typewriter manufacturers who had little incentive to use the improved keyboard. The increased pro- ductivity from the new keyboard could have reduced sales of typewriters, as an office would need fewer machines if each typist could produce more. Further, manufacturers would have been required to pay royalties on the DSK, which was a patented invention.
Today, of course, the QWERTY keyboard is still with us in PC use. Cynthia Crossen, a Wall Street Journal reporter, states, “Take a good look at your computer keyboard, and behold one of the worst-designed, least-friendly tools in the workplace today.” Crossen points out that the computer keyboard contains a number of keys, such Print Scrn, Scroll Lock, and Pause, that were developed during the earliest days of personal computers (pri-
marily for the early DOS operating system) and have little or no use in current soft- ware. Even the function keys across the top of the keyboard are unneeded for pro- grams involving the use of a “mouse.” Although some companies, such as Apple, have experimented with different keyboard layouts, computer makers in general have little desire to redesign them. In addition to believing that people need to have a layout that matches their typing training, computer makers cite the tremendous cost of making a change because most current software is written for the standard keyboard. Sound familiar?26
COMPETENCY: MANAGING CHANGE
For more information on the Wall Street Journal and Apple Computer, visit these companies’ home pages at www.wsj.com and www.apple.com.
included career advancement, recognition and status for individuals looking after their legitimate interests, and achievement of organizational goals—getting the job done— as a result of the normal political process in the organization. Harmful effects included demotions and loss of jobs for “losers” in the political process, a misuse of resources, and creation of an ineffective organizational culture. The effect on culture may be among the most undesirable consequences of continual political behavior. Organiza- tional politics may arouse anxieties that cause employees to withdraw emotionally from the organization. The withdrawal, in turn, makes creating an organizational culture characterized by high performance and high commitment very difficult.
Political behavior, then, can meet appropriate and legitimate individual and orga- nizational needs, or it can result in negative outcomes. In any event, managers and employees must understand political behavior because it definitely will occur. Elimi- nating political behavior isn’t possible—it can only be managed.
FORCES CREATING POLITICAL BEHAVIOR The probability of political behavior typically increases in proportion to disagree- ments over goals, unclear goals, different ideas about the organization and its prob- lems, different information about the situation, the need to allocate scarce resources, and so on.27 If these forces didn’t exist, perhaps political behavior wouldn’t exist ei- ther. However, outcomes are never certain, resources are never infinite, and people must make difficult choices between competing goals and methods to attain them. Thus political behavior will naturally occur as individuals, teams, and departments at- tempt to obtain their preferred outcomes. Managers shouldn’t try to prevent the in- evitable, but rather should try to ensure that these activities do not have negative con- sequences for the organization and its employees.
Managers and employees are more likely to act politically when (1) decision-making procedures and performance measures are uncertain and complex, and (2) competi- tion for scarce resources is strong. Conversely, in more stable and less complex envi- ronments where decision-making processes are clear and competitive behavior is less, excessive political behavior is unlikely. Figure 9.3 illustrates these conclusions.
Even though personality and other individual differences may contribute to po- litical behavior, such behavior is typically more strongly influenced by aspects of the situation. Organizations make engaging in political behavior easier when they pro- vide few rules or policies. Ambiguous circumstances allow individuals to define situa- tions in ways that satisfy their own needs and desires. Further, when employees want more of a resource (e.g., equipment or office space) than is available, political behav- ior is likely to occur.
Chapter 9 Power and Political Behavior 281
Table 9.5
Source: Buchanan, D., and Badham, R. Power, Politics, and Organizational Change. London: Sage, 1999, 193.
Common Political Tactics
Taking counsel The individual exercises great caution in seeking or giving advice. Maneuverability The individual maintains flexibility and never completely
commits himself to any one position or program. Communication The individual never communicates everything she knows. Instead
she withholds information and/or times its release carefully. Compromising The individual accepts compromise only as a short-term tactic
while continuing to press ahead with his own agenda. Confidence Once the individual has made a decision, he must always give the
impression of knowing what he is doing, even when he does not. Always the boss An atmosphere of social friendship limits the power of the
manager, thus the manager always maintains a sense of distance and separation with his subordinates.
In addition to the dimensions shown in Figure 9.3, political behavior is higher in organizations that reward it. A reward system may focus solely on individual accom- plishment and minimize team contributions. When that’s the case, individuals may be tempted to behave politically to ensure that they receive some of the rewards. If their political actions result in rewards, employees may be even more likely to engage in such actions in the future. Similarly, individuals who had avoided political behavior, may start behaving politically when they observe such behavior being rewarded. In sum, the organizational reward system can be a significant factor in the occurrence of political behavior.
Decisions can be made less political by increasing the resources available (thus reducing conflict over scarce resources) or by making decisions seem less im- portant than they really are. However, strategies to reduce the political behavior associated with decision making may have some unintended consequences that translate into real costs for an organization. Table 9.6 shows several examples of
282 Part 2 Group and Interpersonal Processes
Medium probability
High probability
Low probability
Medium probability
Co m
pe tit
io n
am on
g Em
pl oy
ee s
Lo w
H ig
h Complexity and UncertaintyLow High
FIGURE 9.3 Probability of Political Behavior in Organizations
Source: Adapted from Beeman, D. R., and Sharkey, T. W. The use and abuse of corporate politics. Business Horizons, March–April 1987, 27.
TABLE 9.6
Source: Adapted from Pfeffer, J. Power in Organizations. Marshfield, Mass.: Pitman, 1981, 93; Pfeffer, J. Managing with Power: Politics and Influence in Organizations. Boston: Harvard Business School Press, 1993.
Strategies for Avoiding the Use of Political Behavior in Decision Making and Their Possible Costs
STRATEGY COSTS
Slack or excess resources, including Inventory, excess capacity, extra personnel, additional administrative positions and salary Strong-culture—similarity in beliefs, Fewer points of view, less diverse information values, and goals produced through represented in decision making, and potentially recruitment, socialization, and use of lower quality decisions rewards and punishments Making decisions appear less Decision avoided; critical analysis not done; important important information not uncovered Reducing system complexity and Creation of rigid rules and procedures; reduc- uncertainty tion of capacity for change
strategies used to avoid organizational politics and the potential costs associated with each strategy.
The performance appraisal process provides a good example of a situation in or- ganizations that may create political behavior. Performance for many employees isn’t easily measured, and the process results in the allocation of scarce resources (pay, bonuses, benefits, etc.) based on complex criteria. The following Managing Ethics Competency feature describes political behavior in the performance appraisal process.
Many organizations ignore the existence of politics in the appraisal process or may assume that use of quantitative performance appraisal forms will minimize it. However, as described in the Managing Ethics Competency feature below, political behavior may be a fact of life in many appraisal processes. In particular, because of the ambiguous nature of managerial work, appraisals of managers are susceptible to
Chapter 9 Power and Political Behavior 283
COMPETENCY: MANAGING ETHICS
THE POLITICS OF EMPLOYEE APPRAISAL
There is really no getting around the fact that whenever I evaluate one of my people, I stop and think about the impact—the ramifications of my decisions on my relationship with the employee and his or her future here. I’d be stupid not to. Call it being politically minded, or using managerial discretion, or fine- tuning the ratings, but in the end, I’ve got to live with him or her, and I’m not going to rate a person without thinking about the fallout. There are a lot of games played in the rating process, and whether we (managers) admit it or not, we are all guilty of playing them at our discretion.
That statement comes from one of 60 executives who participated in in-depth interviews concerning their performance appraisal processes. These executives— from seven large corporations—had performance appraisal experience in a total of 197 different companies. An analysis of these interviews resulted in the following conclusions.
• Political considerations were nearly always part of the performance evaluation process.
• Politics played a role in the performance appraisal process because (1) execu- tives took into consideration the daily interpersonal dynamics between them and their subordinates; (2) the formal appraisal process results in a permanent written document; and (3) the formal appraisal can have considerable impact on the subordinate’s career and advancement.
In addition, these executives believed that there usually is a justifiable reason for generating appraisal ratings that were less than accurate. Overall, they felt that it was within their managerial discretion to do so. Thus the findings suggest that the formal appraisal process is indeed a political process and that few ratings are determined without some political consideration.
Perhaps the most interesting finding from the study (because it debunks a pop- ular belief ) is that accuracy is not the primary concern of these executives when ap- praising subordinates. Their main concern is how best to use the appraisal process to motivate and reward subordinates. Hence managerial discretion and effective- ness, not accuracy, are the real goals. Managers made it clear that they would not allow excessively inaccurate ratings to cause problems for themselves and that they attempted to use the appraisal process to their own advantage.28
political manipulation. What is the risk, ethical or otherwise, of using performance ap- praisal as a political tool? Among other things, political performance appraisals can
• undermine organizational goals and performance; • compromise the link between performance and rewards (see Chapters 5 and 6); • increase political behavior in other organizational processes and decisions; and • expose the organization to litigation if managers are terminated.29
Some experts who have studied political behavior in the appraisal process suggest that organizations adopt the following guidelines to help cope with the problem.
• Articulate goals and standards as clearly and specifically as possible. • Link specific actions and performance results to rewards. • Conduct structured, professional reviews, including specific examples of observed
performance and explanations for ratings given. • Offer performance feedback on an ongoing basis, rather than once a year. • Acknowledge that appraisal politics exists and make this topic a focus of ongoing
discussions throughout the organization.30
PERSONALITY AND POLITICAL BEHAVIOR
In this chapter, we have focused primarily on the situational and structural determi- nants of political behavior. However, just as power has both personal and situational sources, political behavior can stem from each source as well; some individuals are more likely to engage in political behavior than others. In particular, several person- ality traits are related to a willingness to use power and engage in political behavior. We discuss four of them: the need for power, Machiavellianism, locus of control, and risk-seeking propensity.
NEED FOR POWER The need for power is a motive or basic desire to influence and lead others and to control a person’s own environment. As a result, individuals with a high need for power are likely to engage in political behavior in organizations. Successful managers often have strong needs for power. The desire to have an impact, to control events, and to influence others often is associated with effective managerial behavior, equi- table treatment of subordinates, and even higher morale among subordinates.
However, some aspects of strong needs for power may not be particularly useful for effective management. The need for power may take two different forms: per- sonal power and institutional power.31 Managers who emphasize personal power strive to dominate others; they want loyalty to themselves, rather than to the organi- zation. When this type of manager leaves the organization, his or her subordinates may no longer be able to function effectively, at least in the short run. Managers who emphasize institutional power, however, demonstrate a more socially acceptable need for power. They create a good climate or culture for effective work, and their subordinates develop an understanding of and loyalty to the organization. Interest- ingly, some research indicates that female managers often demonstrate greater needs for institutional power and lesser needs for personal power than do their male counterparts.32
MACHIAVELLIANISM Niccolo Machiavelli was a sixteenth-century Italian philosopher and statesman whose best-known writings include a set of suggestions for obtaining and holding govern-
284 Part 2 Group and Interpersonal Processes
6. Describe some personal- ity dimensions that are related to political behavior.
Learning Objective:
Chapter 9 Power and Political Behavior 285
mental power. Over the centuries, Machiavelli has come to be associated with the use of deceit and opportunism in interpersonal relations. Thus Machiavellians are peo- ple who view and manipulate others for their own purposes.
As a personal style of behavior toward others, Machiavellianism is characterized by (1) the use of guile and deceit in interpersonal relationships, (2) a cynical view of the nature of other people, and (3) a lack of concern with conventional morality.33 A person who scores high on a test to measure Machiavellianism probably agrees with the following statements.
• The best way to handle people is to tell them what they want to hear. • Anyone who completely trusts anyone else is asking for trouble. • Never tell anyone the real reason you did something unless it is useful
to do so. • It is wise to flatter important people.
Machiavellians are likely to be effective manipulators of other people. They often are able to influence others, particularly in face-to-face contacts, and tend to initiate and control social interactions. As a result, Machiavellianism can be associated with a tendency to engage in political behavior. For example, a study that examined the rela- tionship between a propensity to engage in political behavior in organizations and a variety of individual differences reported that Machiavellianism was the strongest cor- relate of political behavior among the variables investigated.34 The study concluded that Machiavellianism may be a good predictor of political behavior in many organi- zational situations.
LOCUS OF CONTROL Recall that locus of control refers to the extent to which individuals believe that they can control events that affect them (see Chapter 2).35 Individuals with a high internal locus of control believe that events result primarily from their own behavior. Those with a high external locus of control believe that powerful others, fate, or chance pri- marily determine events that affect their lives. Internals tend to exhibit more political behavior than externals and are more likely to attempt to influence other people. Fur- ther, they are more likely to assume that their efforts will be successful. The study of relationships between political behavior and individual differences, referred to in the preceding section, also supported the notion that the propensity to engage in political behavior is stronger for individuals who have a high internal locus of control than for those who have a high external locus of control.
RISK-SEEKING PROPENSITY Individuals differ (sometimes markedly) in their willingness to take risks, or in their risk-seeking propensity. Some people are risk avoiders, and others can be de- scribed as risk seekers.36 Negative outcomes (e.g., low performance ratings, demo- tions, and loss of influence) are possible for individuals and groups who engage in political behavior in organizations. In other words, engaging in political activity isn’t risk free; to advocate a position and to seek support for it is to risk being per- ceived as opposing some other position. In many situations, risk seekers are more willing to engage in political behavior, whereas risk avoiders tend to avoid such be- havior because of its possible negative consequences. Some differences in risk-seek- ing or risk-avoiding behavior may be related to culture. The Managing Across Cultures Competency feature on page 286 provides an example of this cultural effect.
286 Part 2 Group and Interpersonal Processes
CHAPTER SUMMARY
Power is the capacity to influence the behaviors of others. Power is a social term; that is, individuals have power in relation to others. Power also involves a dynamic rela- tionship among people that can change over time.
Sources of power stem from both interpersonal and structural factors in an organiza- tion. Interpersonal power sources can be categorized as reward power, coercive power, legitimate power, expert power, and reference power. These power sources may complement or detract from one another.
Structural power differences stem from unequal access to information, resources, de- cision making, and networks with others. Lower level employees, despite their posi- tions in the organizational hierarchy, may have considerable power to influence events and behavior.
Individuals who can effectively influence others’ behaviors usually understand clearly the sources of power—and its appropriate and fair uses. Such individuals also usually understand the important role that the exchange process plays in the ability to influ- ence the behaviors of others.
4. Discuss effective and inef- fective uses of power.
3. Discuss the main categories of structural sources of power.
2. Describe the interpersonal sources of power.
COMPARING CHINESE AND AMERICAN RISK PREFERENCES
Who do you think is the more likely to take risks in business ventures, an Ameri- can or a Chinese? Most people (at least in North America) would pick the Ameri- can businessman or businesswoman. However, there is some evidence that they (and you if you chose the American) would be wrong.
In a research study, Chinese and American participants were given question- naires that asked them to choose between options with a certain payoff (e.g., win- ning $400) or options with a probabilistic payoff (e.g., winning either $2,000 or nothing depending on the toss of a coin). Faced with this scenario, the Chinese participants made the riskier choice more often than did the American subjects. In addition, both the Chinese participants and the American participants were asked to predict which of them would choose the probabilistic option. Interestingly, both groups of people predicted that the Americans would take more risks.
It appears that our stereotype of Chinese culture, suggesting that Chinese will be more cautious when faced with a choice between a risky or a safe option, may not be correct. (Note that even the Chinese thought that it would be so!) An ex- planation advanced for these surprising results is called the cushion hypothesis. Indi- viduals in a collectivist society, such as China’s, may in fact be more willing to take risks under some circumstances because they can rely on their social network to help them with the negative consequences that may ensue. The same results may or may not always occur in organizational settings, but at the very least, these find- ings should suggest some caution in terms of making predictions about risk- seeking behavior based on cultural stereotypes.37
COMPETENCY: MANAGING ACROSS CULTURES
1. Explain the concept and dynamics of organizational power.
Chapter 9 Power and Political Behavior 287
Organizational politics involves the use of power and other resources by individuals, teams, or departments to obtain their own preferred outcomes. Political behavior is inevitable, owing to naturally occurring disagreements and uncertainty about choices and actions. Political behavior can have both positive and negative consequences; it may or may not result in optimal decisions, and some real costs are associated with avoiding political behavior. Political behavior is more likely to occur when resources are scarce or rules and procedures are unclear. The performance appraisal process of- ten invites political behavior, sometimes with negative results.
Certain personality traits predispose some people to engage in political behavior. Specifically, the probability that individuals will do so increases if they have (1) a strong need for power, (2) a Machiavellian interpersonal style, (3) a high internal lo- cus of control, and (4) a preference for risk taking.
6. Describe some personality dimensions that are related to political behavior.
5. Explain the concept of orga- nizational politics and diagnose personal and situational factors that contribute to political behavior.
Authority Coercive power Decision making as power Exchange process Expert power Influence strategies Intellectual capital Knowledge as power Legitimate power Locus of control Machiavellianism Machiavellians
Need for power Network analysis Networks as power Organizational politics Political behavior Power Referent power Resources as power Reward power Risk-seeking propensity Zone of indifference
KEY TERMS AND CONCEPTS
1. Explain why the sources of power in organizations pro- vide another good example of the value of an interaction- ist approach to understanding organizational behavior.
2. Describe situations when (a) you had the power to influ- ence the behavior of another person, and (b) another per- son had the power to influence you. In each case, explain the sources of power that applied to the circumstances.
3. Make some suggestions for the effective use of power. What competencies might allow you to use power effectively?
4. In terms of the exchange process, give three examples of “currencies” that are commonly exchanged in an organi- zation with which you are familiar.
5. Based on your own experiences, give examples of both ef- fective and ineffective uses of power and their outcomes. Explain why each outcome occurred.
6. Based on your own organizational experiences, describe a situation when a lower level employee had the power to
influence others. Use Figure 9.2 to help you explain the sources of that person’s power.
7. Use the position characteristics associated with power shown in Table 9.1 to analyze a position that you have held in an organization in terms of its power (or lack of power).
8. Why is the performance appraisal process prone to politi- cal abuse? How can the probability of political behavior be minimized in performance appraisal?
9. Based on your own experience, describe a situation in which political behavior seemed to be excessive. Why was this so?
10. Assess your own personality in terms of (a) need for power, (b) Machiavellianism, (c) locus of control, and (d) preference for risk taking.
11. Assess the personality of a person well known to you in terms of (a) need for power, (b) Machiavellianism, (c) lo- cus of control, and (d) preference for risk taking.
DISCUSSION QUESTIONS
288 Part 2 Group and Interpersonal Processes
In flu
en ce
Visibility
III. Neither Seen nor Heard
II. Seen but not Heard
IV. Heard but not Seen
I. Seen and Heard
10 20 30 40 50 60 70
10
20
30
40
50
60
70
Lo w
H ig
h
Low High
Figure 9.4 Visibility/Influence Matrix
Source: Adapted from Reddy, W. B., and Williams, G. The visibility/credibility inventory: Measuring power and influence. In J. W. Pfeiffer (ed.), The 1988 Annual: Developing Human Resources. San Diego: University Associates, 1988, 124.
DEVELOPING COMPETENCIES
Competency: Managing Self—How Much Power Do You Have in Your Group?
Instructions: Think of a group of which you are a member. For example, It could be a team at work, a committee, or a group working on project at your school. Use the scale shown to re- spond to the following statements.
1. I am one of the more vocal members of the group. 2. People in the group listen to what I have to say. 3. I often volunteer to lead the group. 4. I am able to influence group decisions. 5. I often find myself on “center stage” in group
activities or discussions. 6. Members of the group seek me out for advice. 7. I take the initiative in the group for my ideas and
contributions. 8. I receive recognition in the group for my ideas and
contributions. 9. I would rather lead the group than be a participant.
10. My opinion is held in high regard by group members.
11. I volunteer my thoughts and ideas without hesitation.
1 = Strongly disagree 4 = Neither agree nor disagree 2 = Disagree 5 = Slightly agree 3 = Slightly disagree 6 = Agree
7 = Strongly agree 12. My ideas often are implemented. 13. I ask questions in meetings just to have something
to say. 14. Group members often ask for my opinions and input. 15. I often play the role of scribe, secretary, or note
taker during meetings. 16. Group members usually consult me about impor-
tant matters before they make a decision. 17. I clown around with other group members. 18. I have noticed that group members often look at
me, even when not talking directly to me. 19. I jump right into whatever conflict the group
members are dealing with. 20. I am very influential in the group.
Chapter 9 Power and Political Behavior 289
Robert Marcell was head of Chrysler’s small-car design team in the early 1990s. The company had not had a new subcompact design since 1978 and eagerly sought to develop one. However, senior management at Chrysler was convinced that a small car should be developed in alliance with a foreign manufacturer in order to acquire a better design and to share development costs.
Marcell did not agree with this position. He was convinced that Chrysler should design and produce the new car by itself. Marcell knew that persuading senior management to change their minds would be very difficult. In addition, morale was poor on his design team, some of whom believed that the op- portunity to design subcompacts was forever lost to their for- eign competition. In effect, Marcell had two audiences that he had to persuade to accept his point of view—senior manage- ment and his own design team. He decided that his persuasion strategy would be to use emotional themes that his colleagues and senior management could relate to.
Marcell first spent a lot of time talking to people throughout Chrysler to learn their views, including their hopes and fears for the future. He became convinced that many individuals shared his viewpoint that to surrender the design to a foreign manufac- turer was to surrender the company’s soul. In addition, Marcell discovered that many Chrysler employees were hungry for a challenge and a chance to restore their self-esteem and pride. Armed with a deep understanding of his audience and the needs of the firm, Marcell was now ready to make his move. He pre- pared a short talk built around slides of his hometown of Iron River in upper Michigan with plans to present his ideas both to his team and senior management. Iron River was a defunct min- ing town that had lost most of its business to foreign competition. During his presentation, Marcell showed slides of his boarded-up high school, run-down homes of his childhood friends, closed churches, an abandoned railroad yard, and the crumbling ruins of the town’s ironworks. After each picture, he intoned, “We could- n’t compete.” He argued, persuasively, that Detroit and the U.S. automobile industry faced a similar future unless the design and production of small cars was brought back to the United States.
Marcell ended his slide show on a positive note. He spoke movingly of his pride in his design team and challenged his
designers and senior management to build a “made-in-Amer- ica” subcompact that would prove that they could still compete. The speech, which echoed the sentiments held by many mem- bers of his design team, rekindled their fighting spirit. Shortly after hearing this talk, his team began drafting ideas for a new car. In the presentation to senior management, Marcell ended with, “If we dare to be different, we could be the reason the U.S. auto industry survives. We could be the reason our kids and grandkids don’t end up working at fast-food chains.” Chrysler chairman Lee Iacocca was so touched that he stayed for 2 hours after Marcell’s presentation talking about prelimi- nary design ideas. Shortly after these presentations, Iacocca re- versed the previous decision made by senior management and gave Marcell’s group approval to develop a new small car, which became the Neon.39
For more information on Chrysler, visit this company’s home page at www.chryslercars.com.
Questions
1. It has been suggested that many people in business do not really understand the concept of persuasion. They seem to regard this influence strategy as “convincing and selling.” However, experts argue that persuasion is really “learning and negotiating.” Was Marcell’s approach to persuading others to accept his point of view convincing and selling or was it learning and negotiating? Explain your conclusion.
2. In addition to the general notion of using the “art of per- suasion,” which influence strategies from Table 9.3 did Marcell use? Defend your choices.
3. Describe occasions when you (a) successfully persuaded others to accept your point of view, and (b) failed to per- suade others. What accounted for the differences in your success or failure?
4. Describe occasions when you observed another individual (a) successfully persuade people, and (b) fail to persuade others. What accounted for the differences in these two circumstances?
Competency: Managing Change—The Art of Persuasion
Scoring Visibility Influence
Item Your Score Item Your Score
1. 2. 3. 4. 5. 6. 7. 8. 9. 10.
11. 12. 13. 14. 15. 16. 17. 18. 19. 20. Total Total
Use the scores calculated and mark your position on the visibility/influence matrix shown in Figure 9.4. The combina- tions of visibility and influence shown are described as follows.
1. High visibility/high influence. Group members in quadrant I exhibit behaviors that bring high visibility and allow them to exert influence on others. In organizations, these peo- ple may be upwardly mobile or on the “fast track.”
2. High visibility/low influence. Group members in quadrant II are highly visible but have little real influence. This con- dition could reflect their personal characteristics but also could indicate that formal power resides elsewhere in the organization. Often these people may hold staff, rather than line, positions that give them visibility but that lack “clout” to get things done.
3. Low visibility/low influence. Group members in quadrant III, for whatever reason, are neither seen nor heard. Indi- viduals in this category may have difficulty advancing in the organization.
4. Low visibility/high influence. Group members in quadrant IV are “behind the scenes” influencers. These individuals often are opinion leaders and “sages” who wield influence but are content to stay out of the limelight. 38
290 Part 2 Group and Interpersonal Processes
REFERENCES
1. Adapted from Sherman, E. Mastering politics. Computer- world, October 11, 1999, 58–59.
2. Buchanan, D., and Bodham, R. Power, Politics, and Organi- zational Change. London: Sage, 1999; Kramer, R. M., and Neale, M. A. (eds.). Power and Influence in Organizations. Thousand Oaks, Calif.: Sage, 1998.
3. Hollander, E. P. Power. In C. L. Cooper and C. Argyris (eds.), The Concise Blackwell Encyclopedia of Management. Oxford: Blackwell, 1998, 501–503; Pfeffer, J. Managing with Power: Politics and Influence in Organizations. Boston: Harvard Business School Press, 1993.
4. Descriptions of the shifts in power relationships are drawn from Colvin, G. Naked power: The scoreboard. Fortune, April 27, 1998, 449–451; Smith, E.A. Views of the 21st century organization. In E. Bieck (ed.), The 2000 Annual: Volume 2—Consulting. San Francisco: Jossey Bass/Pfeiffer, 2000, 293–307.
5. Elenkov, D. S. Can American management concepts work in Russia? A cross-cultural comparative study. California Management Review, Summer 1998, 133–156; French, J. R. P., and Raven, B. The bases of social power. In D. Cartwright (ed.), Studies in Social Power. Ann Arbor: Uni- versity of Michigan Institute for Social Research, 1959, 150–167; Podsakoff, P. M., and Schrieshiem, C. A. Field studies of French and Raven’s bases of power: Critique, reanalysis, and suggestions for future research. Psychologi- cal Bulletin, 1985, 97, 387–411.
6. Adapted from Colvin, G. Revenge of the Nerds. Fortune, March 2, 1998, 223–224.
7. Pfeffer, J. Power in Organizations. Marshfield, Mass.: Pit- man, 1981, 4–6; Tyler, T. R. The psychology of authority relations. In R. M. Kramer and M. A. Neale (eds.), Power and Influence in Organizations. Thousand Oaks, Calif.: Sage, 1998, 251–260.
8. See, for example, the classic work by Barnard, C. I. The Functions of the Executive. Cambridge, Mass.: Harvard University Press, 1938, 110.
9. Tannen, D. The power of talk: Who gets heard and why. Harvard Business Review, September–October 1995, 138; also see Martin, J., and Meyerson, D. Women and power. In R. M. Kramer and M. A. Neale (eds.), Power and Influ- ence in Organizations. Thousand Oaks, Calif.: Sage, 1998, 311–348.
10. Greene, C. N., and Podsakoff, P. M. Effects of withdrawal of a performance-contingent reward on supervisory influ- ence and power. Academy of Management Journal, 1981, 24, 527–542.
11. Atwater, L. E. The relationship between supervisory power and organizational characteristics. Group & Organi- zation Management, 1995, 20, 460–485; Brass, D. J., and Burkhardt, M. E. Potential power and power use: An in- vestigation of structure and behavior. Academy of Manage- ment Journal, 1993, 36, 441–470; Hayward, M. L. A., and Boeker, W. Power and conflicts of interest in professional firms: Evidence from investment banking. Administrative Science Quarterly, 1998, 43, 1–22; Hultin, M., and Szulkin,
R. Wages and unequal access to organizational power: An empirical test of gender discrimination. Administrative Sci- ence Quarterly, 1999, 44, 453–472.
12. Tobin, D. R. The Knowledge-enabled Organization. New York: AMACOM, 1998.
13. Wilke, J. R. Computer links erode hierarchical nature of workplace culture. Wall Street Journal, December 9, 1993, A1, A7.
14. Adapted from Booth, P. Workplace democracy in Africa. IHRIM Journal, June 1999, 62–63.
15. Kanter, R. M. Power failure in management circuits. Har- vard Business Review, July–August 1979, 66; also see Ibarra, H., and Andrews, S. B. Power, social influence, and sense making: Effects of network centrality and proximity on employee perceptions. Administrative Science Quarterly, 1993, 38, 277–303.
16. Krackhardt, D., and Hanson, J. R. Informal networks: The company behind the chart. Harvard Business Review, July–August 1993, 104–111; Mintzberg, H., and Van der Heyden, L. Organigraphs: Drawing how companies really work. Harvard Business Review, September–October 1999, 87–94.
17. Adapted from Fritsch, P. Bilingual employees are seeking more pay and many now get it. Wall Street Journal, No- vember 13, 1996, A1, A6.
18. Dulebohn, J. H., and Ferris, G. R. The role of influence tactics in perceptions of performance evaluations’ fairness. Academy of Management Journal, 1999, 42, 288–303; Falbe, C. M., and Yukl, G. Consequences of managers using sin- gle influence tactics and combinations of tactics. Academy of Management Journal, 1992, 35, 638–652; Kramer, R. M., and Hanna, B. A. Under the influence? Organiza- tional paranoia and the misperception of others’ influence behavior. In R. M. Kramer and M. A. Neale (eds.), Power and Influence in Organizations. Thousand Oaks, Calif.: Sage, 1998, 145–179; Maslyn, J. M., Farmer, S. M., and Fedor, D. B. Failed upward influence attempts. Group & Organization Management, 1996, 21, 461–480; Pfeffer, J., and Cialdini, R. B. Illusions of influence. In R. M. Kramer and M. A. Neale (eds.) Power and Influence in Organiza- tions. Thousand Oaks, Calif.: Sage, 1998, 1–20; Thacker, R. A., and Wayne, S. J. An examination of upward influ- ence tactics and assessments of promotability. Journal of Management, 1995, 21, 739–756; Yukl, G., Kim, H., and Falbe, C. M. Antecedents of influence outcomes. Journal of Applied Psychology, 1996, 81, 309–317.
19. Schmidt, S. M., and Kipnis, D. The perils of persistence. Psychology Today, November 1987, 32–34; also see Judge, T. A., and Bretz, R. D. Political influence behavior and career success. Journal of Management, 1994, 20, 43–65.
20. Cohen, A. R., and Bradford, D. L. Influence without au- thority: The use of alliances, reciprocity, and exchange to accomplish work. Organizational Dynamics, Winter 1989, 5–17.
21. These characteristics of managerial effectiveness are based, in part, on Kotter, J. P. Power, dependence, and ef- fective management. Harvard Business Review, April 1977,
Chapter 9 Power and Political Behavior 291
1125–1136; also see Wageman, R., and Mannix, E. A. Uses and misuses of power in task-performing teams. In R. M. Kramer and M. A. Neale (eds.), Power and Influence in Organizations. Thousand Oaks, Calif.: Sage, 1998, 261–285.
22. Bacharach, S. B., and Lawler, E. J. Political alignments in organizations. In R. M. Kramer and M. A. Neale (eds.), Power and Influence in Organizations. Thousand Oaks, Calif.: Sage, 1998, 68–73.
23. Buchanan, D., and Badham, R. Power, Politics, and Organi- zational Change. London: Sage, 1999, 60; Rogers, D. Poli- tics. In C. L. Cooper and C. Argyris (eds.), The Concise Blackwell Encyclopedia of Management. Oxford: Blackwell, 1998, 491–493.
24. Ferris, G. R., Frink, D. D., Bhawak, D. P. S., Zhou, J., and Gilmore, D. C. Reactions of diverse groups to politics in the workplace. Journal of Management, 1996, 22, 23–44; Maslyn, J. M., and Fedor, D. B. Perceptions of politics: Does measuring different foci matter? Journal of Applied Psychology, 1998, 84, 645–653; Parker, C. P., Dipboye, R. L., and Jackson, S. L. Perceptions of organizational poli- tics: An investigation of antecedents and consequences. Journal of Management, 1995, 21, 891–912.
25. Madison, D. L., Allen, R. W., Porter, L. W., Renwick, P. A., and Mayes, B. T. Organizational politics: An explo- ration of managers’ perceptions. Human Relations, 1980, 33, 79–100.
26. Adapted from Crosson, C. Print scrn, numlock and other mysteries of the keyboard. Wall Street Journal, October 22, 1996, B1, B8; Frost, P. J., and Ergi, C. P. The political process of innovation. In L. L. Cummings and B. M. Staw (eds.), Research in Organizational Behavior, vol. 13. Green- wich, Conn.: JAI Press, 1991, 230, 251–252.
27. Beemon, D. R., and Sharkey, T. W. The use and abuse of corporate politics. Business Horizons, July–August 1987, 26–30; Kacmar, D. M., and Ferris, G. R. Politics at work: Sharpening the focus of political behavior in organiza- tions. Business Horizons, July–August 1993, 70–74; Witt, L. A. Enhancing organizational goal congruence: A solu- tion to organizational politics. Journal of Applied Psychol- ogy, 1998, 83, 666–674.
28. Excerpted with permission from Longenecker, C. O., Sims, H. P., and Gioia, D. A. Behind the mask: The
politics of employee appraisal. Academy of Management Executive, August 1987, 183–193; also see Dulebohn, J. H., and Ferris, G. R. The role of influence tactics in perceptions of performance evaluations’ fairness. Academy of Management Journal, 1999, 42, 288–303.
29. Gioia, D. A., and Longenecker, C. O. Delving into the dark side: The politics of executive appraisal. Organiza- tional Dynamics, Winter 1994, 54.
30. Longenecker, Sims, and Gioia, 56. 31. Greenberg, J., and Baron, R. A. Behavior in Organizations,
7th ed. Upper Saddle River, N.J.: Prentice-Hall, 2000, 409–410; McClelland, D. C. Human Motivation. Glen- view, Ill.: Scott, Foresman, 1985; Sankowsky, D. Under- standing the abuse of power. Organizational Dynamics, Spring 1995, 57–71.
32. Ragins, B. R., and Sundstrom, E. Gender and power in organizations: A longitudinal perspective. Psychological Bulletin, 1989, 105, 70; also see Martin and Meyerson, 311–348.
33. Christie, R., and Geis, F. L. Studies in Machiavellianism. New York: Academic Press, 1970; Wilson, D. S., Near, D., and Miller, R. R. Machiavellianism: A synthesis of the evolutionary and psychological literatures. Psychological Bulletin, 1996, 119, 285–299.
34. Woodman, R. W., Wayne, S. J., and Rubinstein, D. Per- sonality correlates of a propensity to engage in political behavior in organizations. Proceedings of the Southwest Academy of Management, 1985, 131–135.
35. Spector, P. E. Locus of control. In C. L. Cooper and C. Argyris (eds.), The Concise Blackwell Encyclopedia of Manage- ment. Oxford: Blackwell, 1998, 369.
36. Sitkin, S. B., and Pablo, A. L. Reconceptualizing the de- terminants of risk behavior. Academy of Management Re- view, 1992, 17, 9–38.
37. Adapted from Fung, S. Risky business. Across the Board, July–August 1999, 10–11.
38. Adapted from Reddy, W. B., and Williams, G. The visibil- ity/credibility inventory: Measuring power and influence. In J. W. Pfeiffer (ed.), The 1988 Annual: Developing Hu- man Resources. San Diego: University Associates, 1988, 115–124.
39. Adapted from Conger, J. A. The necessary art of persua- sion. Harvard Business Review, May–June 1998, 84–95.
Case 1/HP Soap.pdf
1/28/17, 10)13 PMEBSCOhost
Page 1 of 3http://web.b.ebscohost.com.ezproxy.trident.edu:2048/ehost/deli…mgr120%26hid%3d129%26bdata%3dJnNpdGU9ZWhvc3QtbGl2ZQ%253d%253d
EBSCO Publishing Citation Format: APA (American Psychological Assoc.):
NOTE: Review the instructions at http://support.ebsco.com/help/?int=ehost&lang=&feature_id=APA and make any necessary corrections before using. Pay special attention to personal names, capitalization, and dates. Always consult your library resources for the exact formatting and punctuation guidelines.
References Steven, P. (9). How HP, Silicon Valley's darling, became a soap opera. Washington Post, The. <!--Additional Information: Persistent link to this record (Permalink): http://search.ebscohost.com.ezproxy.trident.edu:2048/login.aspx? direct=true&db=nfh&AN=wapo.a0eabb9e-e3c2-11e0-8a05-c10ec107dc66&site=ehost-live End of citation-->
It's been another bad week for government. Another budget impasse. More embarrassing revelations about the federal loan guarantee for a failed solar energy company. And, of course, those $16 muffins.
Don't you wish government could get its act together and perform with the efficiency and competence of the private sector?
Hewlett-Packard, for example. It's hard to imagine how, in the space of a decade, a group of executives and directors managed to take one of the world's most respected and profitable companies, the very heart and soul of Silicon Valley's innovation culture, and turn it into a real-life corporate soap opera, complete with sex, revenge, betrayal, behind-the-scenes back-stabbing, press leaks, illegal snooping and dynastic intrigue.
A decade ago, when HP's hot new chief executive, Carly Fiorina, announced the purchase of Compaq Computer, Hewlett's shares traded at $23. Today, after Internet growth exploded around the world and other tech firms' values have soared, HP shares sell for $22, and the company has become a business school case study in inept corporate governance.
In just the past five months, HP managed to destroy $60 billion in market value for long-term shareholders. Nothing the Department of Energy has done regarding solar loan guarantees even comes close to that.
1/28/17, 10)13 PMEBSCOhost
Page 2 of 3http://web.b.ebscohost.com.ezproxy.trident.edu:2048/ehost/deli…mgr120%26hid%3d129%26bdata%3dJnNpdGU9ZWhvc3QtbGl2ZQ%253d%253d
HP's troubles began when heirs to founders Bill Hewlett and Dave Packard, along with longtime board members, started to wonder whether Fiorina's management style was undermining the company's famously laid-back and innovative culture. A nasty proxy battle for control of the company led to Fiorina's departure but failed to heal the division on the board. Continuing squabbles and press leaks led to an ill-fated investigation involving purloined phone records of directors and journalists and the noisy departure of several board members.
The new chief executive, Mark Hurd, survived that scandal, but not the one involving the former soft-porn star and reality TV contestant whom he had hired as a corporate event planner. While allowing Hurd to walk away with a $35 million severance package, the board somehow failed to negotiate a noncompete agreement that would have prevented him from taking his inside knowledge to arch-rival Oracle, where he is now a top executive.
After a hurried search, the beleaguered board named Leo Apotheker as its newest chief executive, a Frenchman who had been eased out of the top job at the German software giant SAP and had no experience in the computer hardware business that provides HP with the majority of its sales and profits. This summer, Apotheker - with the board's backing - announced a grand new strategy for HP that included moving out of low-margin personal computers, scrapping development of a tablet to compete with Apple's iPad and buying for an inflated price a British software company nobody had ever heard of.
The reaction from customers, shareholders and employees was so negative that the company tried to walk it back, but not before directors had begun to lose confidence in their insular and sometimes arrogant chief executive.
Last week, before completing his first year on the job, Apotheker was unceremoniously sent packing with a severance package valued at $10 million to $12 million, which even in Washington would buy him a lot of muffins.
Some of the best reporting about this latest chapter in the HP saga came from New York Times columnist James Stewart, who uncovered the embarrassing fact that only four members of the HP board had bothered to meet and talk with Apotheker before he was named chief executive.
"I admit it was highly unusual," one board member who hadn't met Apotheker told Stewart. "But we were just too exhausted from all the infighting."
Who needs Sarbanes-Oxley when we have corporate boards like this?
The person appointed last week to replace Apotheker is former eBay chief executive Meg Whitman, whose recent claim to fame is that, in her unsuccessful campaign for governor of California last year, she wound up paying $50 for each vote she received in the final election on top of the $88 she spent for each primary vote.
1/28/17, 10)13 PMEBSCOhost
Page 3 of 3http://web.b.ebscohost.com.ezproxy.trident.edu:2048/ehost/deli…mgr120%26hid%3d129%26bdata%3dJnNpdGU9ZWhvc3QtbGl2ZQ%253d%253d
With the election behind her, Whitman was one of five new directors appointed to the HP board this year. According to the shareholder advisory firm ISS, which criticized the process, Apotheker was actively involved in recruiting the new directors who would be his boss in a process that largely bypassed the board's nominations and governance committee. So it was perhaps no coincidence that when those five new directors were announced in March, they included another Frenchman, Dominique Senequier, with whom Apotheker had served on two corporate boards, and three former corporate customers of SAP, eBay's Whitman among them.
Several weeks later, Whitman's appointment was rubber-stamped by shareholders at HP's annual meeting in one of those sham, Soviet-style "elections" in which there are no other candidates (spending per vote: $0). And within a week, Whitman also got the good news that she had been hired as a part-time strategic adviser at the venture capital firm of Kleiner Perkins Caufield & Byers, where HP board chairman Ray Lane just happens to be a partner. Small world.
By his own admission, it was Lane who secretly engineered Whitman's appointment as chief executive without putting the board or the company through the time and expense of conducting a proper search or seriously considering other candidates. And you might be surprised to learn that one of Whitman's conditions for taking the job was that Lane be more involved in the strategic direction of the company by taking the expanded title of "executive chairman."
The last time we've seen anything quite so cozy was when Dick Cheney headed up the vice presidential search process for George W. Bush and concluded the best man for the job was . . . Dick Cheney.
I have no idea whether Meg Whitman will be able to turn things around at Hewlett-Packard. But the manner of her selection, both as a director and chief executive, is a pretty good indication that the HP board has learned very little from the embarrassing and costly screw-ups of the past decade.
And it is a reminder that costly and embarrassing scandals, like those involving $16 muffins and soured $500 million loan guarantees, are hardly limited to the public sector.
Source: Washington Post, The, 09/24/2011 Item: wapo.a0eabb9e-e3c2-11e0-8a05-c10ec107dc66
Case 1/hp420.pdf
1/28/17, 10)11 PMEBSCOhost
Page 1 of 4http://web.b.ebscohost.com.ezproxy.trident.edu:2048/ehost/deli…nmgr101%26hid%3d129%26bdata%3dJnNpdGU9ZWhvc3QtbGl2ZQ%253d%253d
EBSCO Publishing Citation Format: APA (American Psychological Assoc.):
NOTE: Review the instructions at http://support.ebsco.com/help/?int=ehost&lang=&feature_id=APA and make any necessary corrections before using. Pay special attention to personal names, capitalization, and dates. Always consult your library resources for the exact formatting and punctuation guidelines.
References Michelle, K. (n.d). Controversial HP probe started under Fiorina. USA Today. <!--Additional Information: Persistent link to this record (Permalink): http://search.ebscohost.com.ezproxy.trident.edu:2048/login.aspx? direct=true&db=nfh&AN=J0E249113249206&site=ehost-live End of citation-->
Controversial HP probe started under Fiorina Stock falls as board continues public feud Section: Money, Pg. 04b
SAN FRANCISCO -- Carly Fiorina left Hewlett-Packard more than a year ago, but the ousted former CEO continues to have plenty of influence over the computer giant's fortunes.
HP shares Thursday fell for the fourth day in a row as board members continued a very public fight with one another. The battle, which includes an outcry about the possibly stolen phone records of board members and reporters, dates back to Fiorina's last month in office.
At the same time, several notable business and technology news sources, including Forbes and CNet, have run articles attributing at least some of HP's recent successes to decisions Fiorina made.
The Fiorina buzz is expected to get even louder in October, when she releases her long-awaited tell-all book, Tough Choices. Publisher Portfolio had originally ordered 150,000 copies, which is a large run for a business book. But the company received so many calls this week that it might have to order more, says associate publisher Will Weisser.
Fiorina has stayed silent through the melee, promising to give interviews when her book comes out. But there's no question that the controversy is a huge distraction for her successor, CEO Mark
1/28/17, 10)11 PMEBSCOhost
Page 2 of 4http://web.b.ebscohost.com.ezproxy.trident.edu:2048/ehost/deli…mgr101%26hid%3d129%26bdata%3dJnNpdGU9ZWhvc3QtbGl2ZQ%253d%253d
Hurd, who is trying to turn HP around, says tech analyst Roger Kay at Endpoint Technologies Associates.
"It's the return of the ghost of Carly," says independent tech analyst Rob Enderle.
Looking back
Fiorina, a former executive at Lucent Technologies, became HP's CEO in 1999 and chairman in 2000. In 2001, during the dot-com bust, she spearheaded a controversial $25 billion acquisition of rival Compaq Computer.
Many shareholders questioned the deal. Board member Walter Hewlett, the son of an HP founder, led a revolt. It was defeated, and Hewlett left the board.
But new information suggests the discord continued.
In early 2005, Fiorina became upset that confidential company information was being leaked to the press. She hired lawyers to question board members. No one confessed.
Fiorina was forced to resign on Feb. 9. The leaks continued, so new Chairman Patricia Dunn hired an investigation firm to hunt down the source.
The firm reported that board member George Keyworth II, former science adviser to President Ronald Reagan, had been talking to the press. He was outed during a May 18 board meeting and asked to resign. He refused.
The public flaying angered board member Tom Perkins, a prominent venture capitalist, who had wanted Dunn to deal with Keyworth privately. Perkins resigned in protest.
The next month, Perkins asked HP to examine how the investigation firm obtained its information. HP hired lawyers to do the work.
The lawyers soon reported that a subcontractor hired by the investigation firm had used a controversial technique called "pretexting" to obtain phone records of board members and reporters.
Pretexting is the act of contacting a phone or other company pretending to be someone else, in order to get their confidential records.
Outraged, Perkins contacted his phone company, AT&T, and discovered that his account had been accessed that way. AT&T in turn contacted the California Attorney General's Office. HP was forced to respond last week by filing a document with the Securities and Exchange Commission outlining the battle.
1/28/17, 10)11 PMEBSCOhost
Page 3 of 4http://web.b.ebscohost.com.ezproxy.trident.edu:2048/ehost/deli…mgr101%26hid%3d129%26bdata%3dJnNpdGU9ZWhvc3QtbGl2ZQ%253d%253d
It's unclear whether the investigators broke any laws, but the Attorney General and the SEC are both launching inquiries.
Unusual acrimony
Such a pitched boardroom battle "is not normal," says Charles Elson, a corporate governance professor at the University of Delaware. Leaks are unethical, but it's more important that board members are free to do their jobs without being snooped on, he says.
Dunn likely had good intentions, but if the controversy doesn't blow over, she may have to resign "for the good of the company," Enderle says. That wouldn't be a huge blow for HP, he says. Although Dunn was crucial during HP's leadership transition, she plays less of a role now that Hurd is firmly in charge, he says.
But HP is worried that the mess will take away from the impressive recovery Hurd has presided over, spokesman Ryan Donovan says.
Since Fiorina left the company, HP shares have risen 76%. Net income is up 49%. HP has about 15% of the worldwide PC market and is gaining on rival Dell.
Kay says HP should be able to overcome its latest challenges. It also matters little to customers whether Fiorina or Hurd was responsible for HP's turnaround, he says. They just want good products, he says.
Fiorina may have more trouble rehabilitating her own image, Enderle says. The current board controversy will probably help her sell books, but it makes it clear that her relationships with her contemporaries "were a train wreck," he says.
Clash of the (HP) titans
Hewlett-Packard's boardroom drama pits two especially powerful Silicon Valley personalities against each other.
*Patricia Dunn, 53, has been HP's non-executive chairman since she helped engineer last year's ouster of former chairman and CEO Carly Fiorina. Dunn has been on the board since 1998.
She appeared on Fortune magazine's list of the 50 most powerful businesswomen when she was head of Barclays Global Investors in San Francisco, one of the world's top managers of index mutual funds.
Dunn, the daughter of a former vaudevillian and a showgirl, worked her way up to Barclays' top job after joining its predecessor firm as a temporary secretary.
1/28/17, 10)11 PMEBSCOhost
Page 4 of 4http://web.b.ebscohost.com.ezproxy.trident.edu:2048/ehost/deli…mgr101%26hid%3d129%26bdata%3dJnNpdGU9ZWhvc3QtbGl2ZQ%253d%253d
*Tom Perkins, 74, who resigned in protest as an HP director in May, is co-founder of one of the Valley's most influential venture-capital firms, Kleiner Perkins Caufield & Byers. It has invested in some of the region's premier companies, including Google.
Those investments made Perkins very wealthy. He owns a home on Belvedere Island in San Francisco Bay; it's been on the market for $21 million. This week, he is sailing the Mediterranean on one of the first voyages of his $100 million sailboat, the Maltese Falcon.
He was once married to the romance novelist Danielle Steel and earlier this year published his own romance novel, Sex and the Single Zillionaire.
(c) USA TODAY, 2006
Source: USA Today, SEP 08, 2006 Item: J0E249113249206
Case 1/Lockyear.pdf
Find a copy
Abstract
Full Text
Back to previous page
document 1 of 1
Lockyer Probe of HP Spying Reaches to '05; Sources say the inquiry goes back to the ouster of CEO Carly Fiorina, a possible victim.: [HOME EDITION] James S. Granelli, Kim Christensen and Jim Puzzanghera. Los Angeles Times; Los Angeles, Calif. [Los Angeles, Calif] 20 Sep 2006: C.1.
http://yv9qf3bq4d.search.serialssolutions.com/?ctx_ver=Z39.88-2004&ctx_enc=info:ofi/enc:UTF- 8&rfr_id=info:sid/ProQ%3Alatimes&rft_val_fmt=info:ofi/fmt:kev:mtx:journal&rft.genre=unknown&rft.jtitle=Los+Angeles+Times&rft.atitle=Lockyer+Probe+of+HP+Spying+Reaches+to+%2705%3B+Sources+say+the+inquiry+goes+back+to+the+ouster+of+CEO+Carly+Fiorina%2C+a+possible+victim.%3A+%5BHOME+EDITION%5D&rft.au=James+S.+Granelli%2C+Kim+Christensen+and+Jim+Puzzanghera&rft.aulast=James+S.+Granelli&rft.aufirst=Kim+Christensen+and+Jim&rft.date=2006- 09-20&rft.volume=&rft.issue=&rft.spage=C.1&rft.isbn=&rft.btitle=&rft.title=Los+Angeles+Times&rft.issn=04583035&rft_id=info:doi/
People familiar with California Atty. Gen. Bill Lockyer's probe into HP's efforts to ferret out the source of boardroom leaks to the media said Tuesday that the state's top prosecutor was examining the legality of tactics used at least since March 2005, when Chairwoman and Chief Executive Carly Fiorina was ousted.
In what may be a case of the hunter becoming the prey, Fiorina, who railed against leaks since a boardroom fight in 2002, may have been among those whose private phone records were obtained. Fiorina is listed as a possible victim of HP's tainted investigation into boardroom leaks, the source said.
The scandal erupted when [George A. Keyworth II]'s friend and fellow director, Thomas J. Perkins, protested the methods used in the investigation. These included a ruse known as "pretexting," in which private investigators allegedly posed as others to obtain the phone records of nearly two dozen people -- including Keyworth, Perkins, nine journalists and at least two HP employees.
The criminal investigation into corporate spying at Hewlett Packard Co. extends as far back as early 2005, suggesting that the company began prying into private phone records long before the current scandal.
People familiar with California Atty. Gen. Bill Lockyer's probe into HP's efforts to ferret out the source of boardroom leaks to the media said Tuesday that the state's top prosecutor was examining the legality of tactics used at least since March 2005, when Chairwoman and Chief Executive Carly Fiorina was ousted.
That was nearly a year before her successor as chairwoman, Patricia C. Dunn, initiated the investigation at the center of a drama that has riveted Silicon Valley.
Private eyes hired by the company this year obtained the phone records of nearly two dozen employees, directors and reporters in an attempt to identify the source.
The wide-ranging spying also included physical surveillance, photographs and spyware sent via e-mail, and it targeted spouses and other relatives of HP board members and reporters, according to a consultant's report prepared for the company that was obtained by the Washington Post.
Lockyer has said he has enough evidence to indict people both in and outside HP -- a company once admired for "the HP Way" of honesty and fair dealing.
"The attorney general is focused on the events in 2006 but is looking at the company's actions in 2005 as well," said one source who requested anonymity because the probe is continuing.
In what may be a case of the hunter becoming the prey, Fiorina, who railed against leaks since a boardroom fight in 2002, may have been among those whose private phone records were obtained. Fiorina is listed as a possible victim of HP's tainted investigation into boardroom leaks, the source said.
In the months before she left, Fiorina had asked Larry Sonsini, the company's outside legal counsel, to look into numerous disclosures of boardroom information. According to another source, he sat down with each director separately to remind them of their fiduciary duties and to ask them whether they had divulged confidential information.
But Dunn, who was just as angry about the leaks as Fiorina was, took more drastic action.
Dunn consulted HP's security department, which includes its Boston-based global investigations unit. That unit engaged Security Outsourcing Solutions Inc., a small Needham, Mass., investigations firm, which in turn hired a Florida investigations company, Action Research Group, to allegedly obtain the phone records.
"Nothing came of the first investigation," said a person who has been briefed on the results but asked to remain anonymous because of the sensitivity of the information.
But the boardroom leaks continued and, after a period of dormancy, the investigation was restarted early this year after the Wall Street Journal reported on HP's discussions about acquiring another company, whose stock jumped substantially on the news.
"Now, the board says, 'We really need to do something,' " said a person briefed on the investigation.
This time, the investigation zeroed in on director George A. Keyworth II, who later acknowledged being a source of the leaks. He denied disclosing any damaging information.
The scandal erupted when Keyworth's friend and fellow director, Thomas J. Perkins, protested the methods used in the investigation. These included a ruse known as "pretexting," in which private investigators allegedly posed as others to obtain the phone records of nearly two dozen people -- including Keyworth, Perkins, nine journalists and at least two HP employees.
Details
Subject Criminal investigations; Espionage; Personal information
Location Palo Alto California
People Dunn, Patricia; Fiorina, Carleton S; Lockyer, Bill
Name: Hewlett-Packard Co Ticker: HWP NAICS: 334111, 334119, 334611, 511210 DUNS: 00-912-2532
Company / organization
Classification 9190: United States 8651: Computer industry 2430: Business-government relations
Title Lockyer Probe of HP Spying Reaches to '05; Sources say the inquiry goes back to the ouster of CEO Carly Fiorina, a possible victim.: [HOME EDITION]
Author James S. Granelli, Kim Christensen and Jim Puzzanghera
Publication title Los Angeles Times; Los Angeles, Calif.
Pages C.1
Number of pages 0
Perkins resigned in protest. Dunn has agreed to step down as chairwoman in January. Keyworth also has resigned.
Dunn has maintained that she relied on the advice of HP lawyers and outside counsel, who assured her that the investigation was conducted legally.
Michael Moeller, a company spokesman whose own records were obtained through pretexting, said Tuesday that the company had instructed its outside investigators to keep the probe on the up and up.
"We instructed the outside investigators that they needed to stay within legal limits and needed to adhere to our standards of business conduct," he said. "We were not informed as clearly as we should have been of those techniques. After our investigation of the investigation, it became clear that inappropriate techniques had been used."
Moeller would not elaborate on the involvement of the global investigations unit or its head, Anthony Gentilucci, who declined to comment Tuesday. Nor would he discuss the roles of the outside investigators, who have been identified by others as Security Outsourcing and Action Research.
Ronald DeLia, who runs Security Outsourcing, did not respond to repeated requests for interviews. Joseph DePante, who owns Action Research, declined to comment.
"My lawyer says I can't talk to anybody," he said this week. "But I do appreciate your call. Have a great day!"
Lockyer, who has confirmed Security Outsourcing's suspected involvement, has not identified others in what he has described as a complex "chain of vendors" engaged to stop the leaks.
In an effort to shed light on that chain, a House Energy and Commerce Committee panel is sorting through thousands of pages of records submitted by HP in advance of a Sept. 28 hearing.
Dunn, Sonsini and general counsel Ann O. Baskins have agreed to appear, committee spokesman Terry Lane said. All three are expected to testify and not invoke their 5th Amendment right against incriminating themselves, Lane said.
HP spokesman Ryan J. Donovan confirmed that Dunn and Baskins would appear, but he would not say whether they would testify.
DeLia also is expected to appear at the hearing but indicated he may refuse to testify, Lane said. The committee on Tuesday also said it had sent requests to Gentilucci and DePante. The committee is expected today to grant subpoena power to the chairman and top Democrat in case any of the witnesses decide not to appear.
*
Granelli reported from Costa Mesa, Christensen from Los Angeles and Puzzanghera from Washington.
Credit: Times Staff Writers
(Copyright (c) 2006 Los Angeles Times)
Publication year 2006
Publication date Sep 20, 2006
Year 2006
Section Business; Part C; Business Desk
Publisher Tribune Publishing Company LLC
Place of publication Los Angeles, Calif.
Country of publication United States
Publication subject General Interest Periodicals--United States
ISSN 04583035
Source type Newspapers
Language of publication English
Document type News
ProQuest document ID 422080233
Document URL https://search.proquest.com/docview/422080233? accountid=28844
Copyright (Copyright (c) 2006 Los Angeles Times)
Last updated 2011-08-30
Database ProQuest Central
Copyright © 2017 ProQuest LLC. All rights reserved. Terms and Conditions
Case 1/Mod2Background.html
Module 2 - Background
Organizational Politics
Required Reading
Organizational politics. (2014). Pearson Learning Solutions. New York, NY.
Once you have finished the tutorial, delve deeper into these following readers for more detail and specifics on organizational politics. These two readings cover important material necessary for your Case and SLP. Note that you don’t have to read the whole chapters, just the page numbers listed for each reading:
Robbins, S. (1997). Chapter 11: Power and politics. Essentials of Organizational Behavior. Pearson Education, New York, NY, pp. 869-901. Retrieved from www.rim.edu.bt/wp-content/uploads/2014/09/OBCDCH116.pdf
Luthans, F., Luthans, K. W., & Luthans, B. C. (2015). Chapter 10: Power and politics. Organizational Behavior: An Evidence-based Approach. Charlotte, North Carolina: Information Age Publishing, pp. 296-304 [eBook Business Collection]
Optional Reading
Hellriegel, D. & Slocum, J. (2004). Chapter 9: Power and political behavior. Organizational Behavior 10th Edition. Mason, Ohio: Thomson/South-Western, pp. 279-286. Retrieved from http://www.swlearning.com/management/hellriegel/ob10e/isc/web_chapters/00-032C09.pdf
Privacy Policy | ContactCase 1/Mod2Case.html
Module 2 - Case
Organizational Politics
Case Assignment
All organizations have internal politics. However, most organizations keep their political battles private and it is rare that the public will know the details about political intrigue within the major corporations. However, Hewlett-Packard (HP) is rare in that its political battles were waged publicly. HP will make for an ideal case study both because of the intense political behavior occurring at the top and because many articles have been written about these political battles.
HP has been through five CEOs since 2005, and each change of CEO has been controversial. The drama started in 2005 when then CEO Carly Fiorina was under attack from several members of HP’s Board of Directors. Some board members even took the dispute public by leaking information to the press. Fiorina fought back by investigating the leaks, but ultimately lost the battle and was ousted as CEO. Her replacement, Patricia Dunn, continued to investigate leaks by the board through the use of private investigators. Even more controversy emerged when it was discovered that the investigators used the method of “pretexting” in order to obtain phone records of board members.
For this assignment, make sure to first carefully review the background materials regarding the causes of political behavior, types of political behavior, and the ethics of political behavior. Examples of the causes of political behavior include competition for resources, ambiguous organizational goals, lack of trust, and performance factors. Examples of types of political behavior include blaming others, selectively distributing information, managing impressions, and forming coalitions. Regarding ethics, consider the three main factors:
- Does the political action violate individual rights?
- Does it improve the welfare of those involved?
- Does it increase distributive justice?
Review the background materials and do some research on the political dramas at HP. There is a lot written about HP’s many dramas over the years; here are some articles to get you started:
Veverka, M. (2011). The soap opera at HP continues. Barron's, 91(39), 25.
Granelli, J. S. (2006, Sep 20). Lockyer probe of HP spying reaches to '05; sources say the inquiry goes back to the ouster of CEO Carly Fiorina, a possible victim. Los Angeles Times [ProQuest]
Kessler, M. (2006, Sep 08). Controversial HP probe started under Fiorina; stock falls as board continues public feud. USA Today [ProQuest]
Pearlstein, S. (2011, Sep 25). How HP, silicon valley's darling, became a soap opera. The Washington Post
Once you have finished reviewing the background materials and have completed your research on HP’s internal politics, write a 4- to 5-page paper addressing the following issues:
- What individual and organizational factors of HP and its senior leaders led to the intense political behavior? Refer to some of the specific factors discussed on pages 877-883 of Robbins (1997) that you think apply the most to HP in this situation.
- What types of political behaviors did HP’s board members and CEOs exhibit? Be specific and use the types of political behaviors discussed in pages 297-301 of Luthans et al. (2015).
- Were the leaks to the press by members of the board ethical? Was the investigation by Patricia Dunn into the links ethical? Use the ethical framework discussed on pages 896-898 of Robbins (1997) to guide your answer.
Assignment Expectations
- Follow the assignment instructions closely and follow all steps listed in the instructions.
- Stay focused on the precise assignment questions; don’t go off on tangents or devote a lot of space to summarizing general background materials.
- Make sure to cite readings from the background materials page. Rely primarily on the required background readings as your sources of information.
- Include both a bibliography and in-text citations. See the Student Guide to Writing a High-Quality Academic Paper, including pages 13 and 14 on in-text citations.
Case 1/Robbins, S.pdf
C H
A P
TE R
POWER AND POLITICS
11 CHAPTER OUTLINE
A Definition of Power Contrasting Leadership and Power Bases of Power Dependency: The Key to Power Identifying Where the Power Is Power Tactics Power in Groups: Coalitions Sexual Harassment: Unequal Power in the
Workplace Politics: Power in Action
You can get much farther with a kind word and a gun than you can with a kind word alone.
— A. Capone
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 836
Contrast leadership and power
Define the four bases of power
Clarify what creates dependency in power relationships
List seven power tactics and their contingencies
Explain how sexual harassment is about the abuse of power
Describe the importance of a political perspective
List those individual and organizational factors that stimulate political behavior
Identify seven techniques for managing the impression one makes on others
Explain how defensive behaviors can protect an individual’s self-interest
List the three questions that can help determine if a political action is ethical
10
9
8
7
6
5
4
3
2
1
After studying this chapter, you should be able to
LEARNING OBJECTIVES
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 837
A sexually harassing climate can make work intolerable. And when employees want to keep their jobs, it puts those being harassed in a situation
of powerlessness. As studies of sexual harassment continu- ally recognize, sexual harassment isn’t about sex. It’s about the abuse of power. The recent situation at the Mitsubishi Motor plant in Normal, Illinois tragically illustrates this point.1
Opened in 1987, female employees at the Mitsubishi plant had been complaining about sexual misbehavior on the factory floor since 1992, but those complaints were essen- tially ignored by management. In December 1994, 29 female employees had enough. They wanted to keep their jobs — which with overtime and shift-premium pay could run as high as $60,000 a year — but they also wanted the relentless sex discrimination, sexual harassment, and sexual abuse by col- leagues and supervisors to stop. They took their charges to the Equal Employment Opportunity Commission (EEOC). An investigation confirmed the women’s charges. There was clear evidence of “pervasive sexual harassment that man- agement was well aware of” but did little to control. Some examples included: obscene, crude sketches of genital organs and sex acts, and names of female workers scratched into unpainted car bodies moving along the assembly line.
Women were called sluts and whores and subjected to groping, forced sex play, and male flashing. Explicit sexual graffiti were scrawled on rest-area and
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 838
bathroom walls. One male line supervisor stated, “I don’t want any bitches on my line. Women don’t belong in the plant.”
In May 1996, the EEOC filed suit against Mitsubishi. If the courts rule in favor of the EEOC, Mitsubishi could be held liable for compensatory and puni- tive damages in excess of $150 million. Additionally, the company has been hit by a class-action suit on behalf of the 29 women.
Following the EEOC suit, you’d think that corporate management would have moved quickly to correct the plant’s sexist environment and to appease female employees. It didn’t. Quite the opposite. It chose to fight. It urged employees to speak up in defense of the company — and their jobs — by set- ting up a free phone bank with numbers of local news outlets and the names, biographies, and phone numbers of elected representatives. It even organized a demonstration to support the company outside the EEOC offices in Chicago (see photo) and coerced employees by giving them the “choice”: They could sign up for a free round trip to the Chicago protest rally on one of the 50 Mitsubishi-chartered buses, get a free box lunch, and win the approval of their bosses. Or they could report to the idled plant, clearly identifying themselves as disloyal.
While executives at company headquarters in Tokyo claim to have begun actions to improve conditions at the Normal plant, a recent incident indicates the hostile and abusive work environment continues. Opening her locker to start her 5:30 a.m. shift, Terry Paz, one of the 29 complainants, found a hand- written note reading, “Die, bitch, you’ll be sorry.” She left the plant fearing for her life. ◆
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 839
P ower has been described as the last dirty word. It is easier for most of us to talk about money than it is to talk about power. People who have it deny it, people who want it try not to
appear to be seeking it, and those who are good at getting it are secretive about how they got it.2 OB researchers have learned a lot in recent years about how people gain and use power in organiza- tions. In this chapter, we present you with their findings.
A major theme throughout this chapter is that power is a nat- ural process in any group or organization. As such, you need to know how it’s acquired and exercised if you’re going to fully understand organizational behavior. While you may have heard the phrase that “power corrupts, and absolute power corrupts absolutely,” power is not always bad. As one author has noted, most medicines can kill if taken in the wrong amount and thousands die each year in automobile accidents, but we don’t abandon chemicals or cars because of the dangers associated with them. Rather, we consider danger an incentive to get training and information that’ll help us to use these forces productively.3 The same applies to power. It’s a reality of orga- nizational life and it’s not going to go away. Moreover, by learning how power works in organizations, you’ll be better able to use your knowledge to help you be a more effective manager.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 840
◆ Power has been described as the last dirty word.
A Definition of Power Power refers to a capacity that A has to influence the behavior of B, so that B acts in accordance with A’s wishes.4 This definition implies a potential that need not be actualized to be effective and a dependency relationship.
Power may exist but not be used. It is, therefore, a capacity or potential. One can have power but not impose it.
Probably the most important aspect of power is that it is a function of dependency. The greater B’s dependence on A, the greater is A’s power in the relationship. Dependence, in turn, is based on alternatives that B perceives and the importance that B places on the alternative(s) that A controls. A person can have power over you only if he or she controls something you desire. If you want a college degree and have to pass a certain course to get it, and your current instructor is the only faculty member in the college who teaches that course, he or she has power over you. Your alternatives are highly limited and you place a high degree of importance on obtaining a passing grade. Similarly, if you’re attending college on funds totally provided by your parents, you probably recognize the power that they hold over you. You’re dependent on them for financial support. But once you’re out of school, have a job, and are making a solid income, your parents’ power is reduced significantly. Who among us, though, has not
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 841
power A capacity that A has to influ- ence the behavior of B so that B acts in accordance with A’s wishes.
dependency B’s relationship to A when A possesses something that B requires.
known or heard of the rich relative who is able to control a large number of family members merely through the implicit or explicit threat of “writing them out of the will”?
Contrasting Leadership and Power A careful comparison of our description of power with our descrip- tion of leadership in the previous chapter reveals that the two con- cepts are closely intertwined. Leaders use power as a means of attaining group goals. Leaders achieve goals, and power is a means of facilitating their achievement.
What differences are there between the two terms? One differ- ence relates to goal compatibility. Power does not require goal com- patibility, merely dependence. Leadership, on the other hand, requires some congruence between the goals of the leader and those being led. A second difference relates to the direction of influence. Leadership focuses on the downward influence on one’s subordinates. It minimizes the importance of lateral and upward influence patterns. Power does not. Still another difference deals with research emphasis. Leadership research, for the most part, emphasizes style. It seeks answers to such questions as: How supportive should a leader be? How much decision making should be shared with subordinates? In contrast, the research on power has tended to encompass a broader area and focus on tac-
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 842
◆ Leaders achieve goals, and power is a means of facilitating their achievement.
tics for gaining compliance. It has gone beyond the individual as exerciser because power can be used by groups as well as by individ- uals to control other individuals or groups.
Bases of Power Where does power come from? What is it that gives an individual or a group influence over others? The answer to these questions is a five-category classification scheme identified by French and Raven.5 They proposed that there were five bases or sources of power: coercive, reward, legitimate, expert, and referent (see Exhibit 11-1).
Coercive Power The coercive power base is defined by French and Raven as being dependent on fear. One reacts to this power out of fear of the neg- ative results that might occur if one failed to comply. It rests on the application, or the threat of application, of physical sanctions such as the infliction of pain, the generation of frustration through restriction of movement, or the controlling by force of basic physi- ological or safety needs.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 843
coercive power Power that is based on fear.
Of all the bases of power available to man, the power to hurt oth- ers is possibly most often used, most often condemned, and most dif- ficult to control . . . the state relies on its military and legal resources to intimidate nations, or even its own citizens. Businesses rely upon the control of economic resources. Schools and universities rely upon their rights to deny students formal education, while the
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 844
Does a person have one or more of the five bases of power? Affirmative responses to the following questions can answer this question: ◆ The person can make things difficult for people, and you want to avoid getting
him or her angry. [coercive power] ◆ The person is able to give special benefits or rewards to people, and you find it
advantageous to trade favors with him or her. [reward power] ◆ The person has the right, considering his or her position and your job responsibili-
ties, to expect you to comply with legitimate requests. [legitimate power] ◆ The person has the experience and knowledge to earn your respect, and you de-
fer to his or her judgment in some matters. [expert power] ◆ You like the person and enjoy doing things for him or her. [referent power]
Source: G. Yukl and C.M. Falbe, “Importance of Different Power Sources in Downward and Lateral Relations,” Journal of Applied Psychology, June 1991, p. 417. With permission.
Exhibit 11-1 Measuring Bases of Power
church threatens individuals with loss of grace. At the personal level, individuals exercise coercive power through a reliance upon physical strength, verbal facility, or the ability to grant or withhold emotional support from others. These bases provide the individual with the means to physically harm, bully, humiliate, or deny love to others.6
At the organizational level, A has coercive power over B if A can dismiss, suspend, or demote B, assuming that B values his or her job. Similarly, if A can assign B work activities that B finds unpleas- ant or treat B in a manner that B finds embarrassing, A possesses coercive power over B.
Reward Power The opposite of coercive power is reward power. People comply with the wishes or directives of another because doing so produces positive benefits; therefore, one who can distribute rewards that oth- ers view as valuable will have power over those others. These rewards can be anything that another person values. In an organizational context, we think of money, favorable performance appraisals, pro- motions, interesting work assignments, friendly colleagues, impor- tant information, and preferred work shifts or sales territories.
Coercive power and reward power are actually counterparts of each other. If you can remove something of positive value from another or inflict something of negative value upon him or her, you
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 845
reward power Compliance achieved based on the ability to distribute rewards that others view as valuable.
have coercive power over that person. If you can give someone something of positive value or remove something of negative value, you have reward power over that person. Again, as with coercive power, you don’t need to be a manager to be able to exert influence through rewards. Rewards such as friendliness, acceptance, and praise are available to everyone in an organization. To the degree that an individual seeks such rewards, your ability to give or with- hold them gives you power over that individual.
Legitimate Power In formal groups and organizations, probably the most frequent access to one or more of the power bases is one’s structural position. This is called legitimate power. It represents the power a person receives as a result of his or her position in the formal hierarchy of an organization.
Positions of authority include coercive and reward powers. Legitimate power, however, is broader than the power to coerce and reward. Specifically, it includes acceptance by members of an orga- nization of the authority of a position. When school principals, bank presidents, or army captains speak (assuming that their direc- tives are viewed to be within the authority of their positions), teachers, tellers, and first lieutenants listen and usually comply.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 846
legitimate power The power a person receives as a result of his or her position in the formal hierar- chy of an organization.
Expert Power Expert power is influence wielded as a result of expertise, special skill, or knowledge. Expertise has become one of the most powerful sources of influence as the world has become more technologically oriented. As jobs become more specialized, we become increasingly dependent on experts to achieve goals. So, while it is generally acknowledged that physicians have expertise and hence expert power — most of us follow the advice that our doctor gives us — you should also recognize that computer specialists, tax accountants, solar engineers, industrial psychologists, and other specialists are able to wield power as a result of their expertise.
Referent Power The last category of influence that French and Raven identified was referent power. Its base is identification with a person who has desirable resources or personal traits. If I admire and identify with you, you can exercise power over me because I want to please you.
Referent power develops out of admiration of another and a desire to be like that person. In a sense, then, it is a lot like charisma. If you admire someone to the point of modeling your behavior and attitudes after him or her, this person possesses refer- ent power over you. Referent power explains why celebrities are paid millions of dollars to endorse products in commercials.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 847
expert power Influence based on special skills or knowledge.
referent power Influence based on posses- sion by an individual of desirable resources or per- sonal traits.
Marketing research shows that people like Bill Cosby, Elizabeth Taylor, and Michael Jordan have the power to influence your choice of photo processors, perfume, and athletic shoes. With a little prac- tice, you and I could probably deliver as smooth a sales pitch as these celebrities, but the buying public doesn’t identify with you and me. In organizations, if you are articulate, domineering, physi- cally imposing, or charismatic, you hold personal characteristics that may be used to get others to do what you want.
Dependency: The Key to Power Earlier in this chapter it was said that probably the most important aspect of power is that it is a function of dependence. In this sec- tion, we show how an understanding of dependency is central to furthering your understanding of power itself.
The General Dependency Postulate Let’s begin with a general postulate: The greater B’s dependency on A, the greater the power A has over B. When you possess anything that others require but that you alone control, you make them dependent upon you and, therefore, you gain power over them.7 Dependency, then, is inversely proportional to the alternative sources of supply. If something is plentiful, possession of it will
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 848
not increase your power. If everyone is intelligent, intelligence gives no special advantage. Similarly, among the superrich, money is no longer power. But, as the old saying goes, “In the land of the blind, the one-eyed man is king!” If you can create a monopoly by controlling information, prestige, or anything that others crave, they become dependent on you. Conversely, the more that you can expand your options, the less power you place in the hands of others. This explains, for example, why most organizations develop multiple suppliers rather than give their business to only one. It also explains why so many of us aspire to financial inde- pendence. Financial independence reduces the power that others can have over us.
Steven Appleton provides an example of the role that depen- dency plays in a work group or organization.8 Appleton became CEO of Boise-based chip maker Micron Technology in 1994 at age 34. After a number of run-ins with the company’s overbearing board of directors, composed of six Idaho agribusiness tycoons, Appleton was abruptly fired in January 1996. But the board quickly realized that they needed Appleton back when their handpicked successor quit after just a couple of days. To make matters worse, more than 20 executives confronted the board and threatened to resign if Appleton wasn’t reinstated. Meanwhile, Appleton wasn’t sitting around fretting over his loss. He had taken off for Los Angeles, had begun growing a goatee, and started planning a
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 849
biplane trip to Australia. The board pleaded with Appleton to come back. He did, but on his terms. His eight-day “retirement” came to an end when the board agreed to his demands — including an end to intrusions by the board, resignation of his primary board protag- onist, and sweetened severance packages to protect managers who had voiced their frustrations.
What Creates Dependency? Dependency is increased when the resource you control is impor- tant, scarce, and nonsubstitutable.9
IMPORTANCE If nobody wants what you’ve got, it’s not going to create dependency. To create dependency, therefore, the thing(s) you control must be perceived as being important. It’s been found, for instance, that organizations actively seek to avoid uncertainty.10 We should, therefore, expect that those individuals or groups who can absorb an organization’s uncertainty will be perceived as controlling an important resource. For instance, a study of industrial organizations found that the marketing departments in these firms were consistently rated as the most powerful.11 It was concluded by the researcher that the most critical uncertainty facing these firms was selling their products. This might suggest that during a
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 850
◆ Dependency is increased when the resource you control is important, scarce, and nonsubstitutable.
labor strike, the organization’s negotiating representatives have increased power, or that engineers, as a group, would be more pow- erful at Intel than at Procter & Gamble. These inferences appear to be generally valid. Labor negotiators do become more powerful within the personnel area and the organization as a whole during periods of labor strife. An organization such as Intel, which is heav- ily technologically oriented, is highly dependent on its engineers to maintain its products’ technical advantages and quality. And, at Intel, engineers are clearly a powerful group. At Procter & Gamble, marketing is the name of the game, and marketers are the most powerful occupational group. These examples support not only the view that the ability to reduce uncertainty increases a group’s importance and, hence, its power but also that what’s important is situational. It varies between organizations and undoubtedly also varies over time within any given organization.
SCARCITY As noted previously, if something is plentiful, pos- session of it will not increase your power. A resource needs to be perceived as scarce to create dependency.
This can help to explain how low-ranking members in an orga- nization who have important knowledge not available to high- ranking members gain power over the high-ranking members. Possession of a scarce resource — in this case, important knowl- edge — makes the high-ranking member dependent on the low-
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 851
ranking member. This also helps to make sense out of behaviors of low-ranking members that otherwise might seem illogical, such as destroying the procedure manuals that describe how a job is done, refusing to train people in their jobs or even to show others exactly what they do, creating specialized language and terminology that inhibit others from understanding their jobs, or operating in secrecy so an activity will appear more complex and difficult than it really is.
The scarcity – dependency relationship can further be seen in the power of occupational categories. Individuals in occupations in which the supply of personnel is low relative to demand can nego- tiate compensation and benefit packages which are far more attrac- tive than can those in occupations where there is an abundance of candidates. College administrators have no problem today finding English instructors. The market for corporate finance teachers, in contrast, is extremely tight, with the demand high and the supply limited. The result is that the bargaining power of finance faculty allows them to negotiate higher salaries, lighter teaching loads, and other benefits.
NONSUBSTITUTABILITY The more that a resource has no viable substitutes, the more power that control over that resource pro- vides. Higher education again provides an excellent example. In universities where there are strong pressures for the faculty to pub-
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 852
lish, we can say that a department head’s power over a faculty mem- ber is inversely related to that member’s publication record. The more recognition the faculty member receives through publication, the more mobile he or she is. That is, since other universities want faculty who are highly published and visible, there is an increased demand for his or her services. Although the concept of tenure can act to alter this relationship by restricting the department head’s alternatives, those faculty members with little or no publications have the least mobility and are subject to the greatest influence from their superiors.
Identifying Where the Power Is Mike Cisco got a summer job, between his junior and senior years in college, working in the lab at Phoenix Lutheran Hospital. As a chemistry major, Mike had never taken any courses in management or organizational behavior, but he had seen pictures of organization charts before. So on that first day at work, when the assistant in the human resources department gave Mike his orientation and showed him where the lab fit on the hospital’s organization chart, he felt pretty good. The lab ranked pretty high up on the chart.
After about a week or so at the hospital, Mike noticed that the lab’s manager didn’t seem to have near the clout that the managers of marketing and finance had. And what puzzled Mike was that all
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 853
W atch out from below! Bosses aren’t the only people in organizations with power. Subordinates have
power too. They can effectively undermine your effectiveness and credibility with subtle actions like criticizing you to customers, peers, or bosses, or by excluding you from important decisions.
A New York advertising executive was hired to manage a major consumer-products account. He was chosen over Ms. Drew, an internal can- didate, who had developed the account’s brand strategy. Naively, the new executive assumed that Ms. Drew, who was now one of his employ- ees, would support him during his first big meeting with the client. He assumed incor-
rectly. At the meeting, he recommended against creating an extension of the brand. To his shock, Ms. Drew literally slumped in her chair, undermining him openly. Her efforts to under- mine him didn’t end there. She continued to defy the executive and hurt his ability to per- form by using her strong ties to the other agency people that he needed. One creative director, for instance, failed to attend a critical meeting with one of the executive’s big cus- tomers — and the agency lost the account. Unable to gain credibility with his colleagues or clients, the executive was soon shuttled to another assignment. He quit a year later. And Ms. Drew? She got a promotion!
OB in the News The Power of Subordinates
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 854
This incident illustrates that when a manager takes a new job or assignment, he or she needs to identify subversive subordinates early and take steps to win them over. Individuals who are particularly likely to become subversives include subordinates that had unsuccessfully sought the manager’s job and close allies to the person that the new manager is replacing. Also keep in mind that it may be easier for managers to win over subversives than to fire them. These
Benedict Arnolds often have formed powerful friendships with senior executives who will pro- tect them in a “shoot-out.” Moreover, these ties with senior executives can be used to convey negative information about the way their man- ager is performing his or her job.
Based on J.E. Rigdon, “Look Out Below for Deadly Hits on Your Career,” The Wall Street Journal, May 25, 1994, p. B1.
Take It to the Net
We invite you to visit the Robbins page on the Prentice Hall Web site at:
http://www.prenhall.com/robbinsorgbeh
for this chapter’s World Wide Web exercise.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 855
three managers ranked at the same level on the hospital’s organiza- tion chart.
Mike’s first theory was that the marketing and finance man- agers were more aggressive individuals, but that clearly wasn’t the case. It was obvious to almost everyone at the hospital that Mike’s manager was smarter, more articulate, and more forceful than the
other two managers. So Mike was at a loss to figure out why the marketing and finance managers seemed to be considered more important than his manager.
Mike got his answer over lunch during the second week. Traci Chou, a summer intern in the admissions office who was also work- ing on her masters in business administration, clarified it for him. “The organization chart is deceptive. It doesn’t tell you where the power is around here,” Traci stated. “Ten years ago, the lab was equal to or maybe more important than finance or marketing, but not anymore. As competition has increased in the health care industry, hospitals have had to learn how to cut costs, do more with less, and develop new sources of revenue. This has resulted in expanding the power of departments like finance and marketing around here.”
How do you determine where the power is in an organization at any given point in time? We can answer this question from both the departmental and individual manager levels.
At the department level, answers to the following questions will give you a good idea of how powerful that department is: What pro- portion of the organization’s top-level managers came up through the department? Is the department represented on important inter- departmental teams and committees? How does the salary of the senior manager in the department compare with others at his or her level? Is the department located in the headquarters building?
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 856
What’s the average size of offices for people working in the depart- ment compared to offices in other departments? Has the depart- ment grown in number of employees relative to other departments? How does the promotion rate for people in the department com- pare to other units? Has the department’s budget allocation been increasing relative to other departments?12
At the level of the individual manager, there are certain sym- bols you should be on the lookout for that suggest that a manager has power.13 These include the ability to intercede favorably on behalf of someone in trouble in the organization, to get approval
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 857
Software engineers at Oracle Corporation are important and powerful. Their technical expertise and inventiveness are critical to Oracle’s future success, and the company provides them with every resource to facilitate their work. Oracle, the world’s second-largest software company, plans to become a major player on the information superhighway and is counting on its engineers to develop the software that will make the communications and computer systems work together. The team of engineers shown here built the successful Video Server, a program that provides different digitized films to different locations at different times.
for expenditures beyond the budget, to get items on the agenda at major meetings, and to get fast access to top decision makers in the organization.
Power Tactics This section is a logical extension of our previous discussions. We’ve reviewed where power comes from. Now, we move to the topic of power tactics to learn how employees translate their power bases into specific actions. Recent research indicates that there are standardized ways by which powerholders attempt to get what they want.14
When 165 managers were asked to write essays describing an incident in which they influenced their bosses, co-workers, or sub- ordinates, a total of 370 power tactics grouped into 14 categories were identified. These answers were condensed, rewritten into a 58- item questionnaire, and given to over 750 employees. These respon- dents were not only asked how they went about influencing others at work but also for the possible reasons for influencing the target person. The results, which are summarized here, give us consider- able insight into power tactics — how managerial employees influ- ence others and the conditions under which one tactic is chosen over another.15
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 858
power tactics Ways in which individuals translate power bases into specific actions.
The findings identified seven tactical dimensions or strategies:
◆ Reason: Use of facts and data to make a logical or rational presen- tation of ideas
◆ Friendliness: Use of flattery, creation of goodwill, acting humble, and being friendly prior to making a request
◆ Coalition: Getting the support of other people in the organization to back up the request
◆ Bargaining: Use of negotiation through the exchange of benefits or favors
◆ Assertiveness: Use of a direct and forceful approach such as demanding compliance with requests, repeating reminders, order- ing individuals to do what is asked, and pointing out that rules require compliance
◆ Higher authority: Gaining the support of higher levels in the orga- nization to back up requests
◆ Sanctions: Use of organizationally derived rewards and punish- ments such as preventing or promising a salary increase, threaten- ing to give an unsatisfactory performance evaluation, or withhold- ing a promotion
The researchers found that employees do not rely on the seven tactics equally. However, as shown in Exhibit 11-3, the most popu- lar strategy was the use of reason, regardless of whether the influence was directed upward or downward. Additionally, the researchers
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 859
uncovered four contingency variables that affect the selection of a power tactic: the manager’s relative power, the manager’s objectives for wanting to influence, the manager’s expectation of the target person’s willingness to comply, and the organization’s culture.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 860
When Managers When Managers Influenced Influenced Superiors* Subordinates
Most Popular Reason Reason Coalition Assertiveness Friendliness Friendliness Bargaining Coalition Assertiveness Bargaining Higher authority Higher authority
Least Popular Sanctions
*The dimension of sanctions is omitted in the scale that measures upward influence
Source: Reprinted, by permission of the publisher, from “Patterns of Managerial Influence:Shotgun Managers, Tacticians, and Bystanders,” by D. Kipnis et al. Organizational Dynamics, Winter 1984, p. 62. © 1984 Periodicals Division, American Management Association, New York. All rights reserved.
Exhibit 11-3 Usage of Power Tactics: From Most to Least Popular
A manager’s relative power impacts the selection of tactics in two ways. First, managers who control resources that are valued by others, or who are perceived to be in positions of dominance, use a greater variety of tactics than do those with less power. Second, man- agers with power use assertiveness with greater frequency than do those with less power. Initially, we can expect that most managers will attempt to use simple requests and reason. Assertiveness is a backup strategy, used when the target of influence refuses or appears reluctant to comply with the request. Resistance leads to managers using more directive strategies. Typically, they shift from using sim- ple requests to insisting that their demands be met. But the manager with relatively little power is more likely to stop trying to influence others when he or she encounters resistance because he or she per- ceives the costs associated with assertiveness as unacceptable.
Managers vary their power tactics in relation to their objectives. When managers seek benefits from a superior, they tend to rely on kind words and the promotion of pleasant relationships; that is, they use friendliness. In comparison, managers attempting to per- suade their superiors to accept new ideas usually rely on reason. This matching of tactics to objectives also holds true for downward influence. For example, managers use reason to sell ideas to subor- dinates and friendliness to obtain favors.
The manager’s expectations of success guide his or her choice of tactics. When past experience indicates a high probability of suc-
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 861
cess, managers use simple requests to gain compliance. Where suc- cess is less predictable, managers are more tempted to use assertive- ness and sanctions to achieve their objectives.
Finally, we know that cultures within organizations differ markedly — for example, some are warm, relaxed, and supportive; others are formal and conservative. The organizational culture in which a manager works, therefore, will have a significant bearing
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 862
Ellen Wessel (right) is founder and president of Moving Comfort, a manufacturer of women’s athletic wear. She has created a corporate culture that encourages the use of kind words and friendliness. The environment at Moving Comfort is warm and relaxed because Wessel is supportive in empowering employees to make decisions. She views employees as goodwill ambassadors for her company and attributes the company’s rapid growth to giving employees the freedom to make things happen.
on defining which tactics are considered appropriate. Some cultures encourage the use of friendliness, some encourage reason, and still others rely on sanctions and assertiveness. So the organization itself will influence which subset of power tactics is viewed as acceptable for use by managers.
Power in Groups: Coalitions Those “out of power” and seeking to be “in” will first try to increase their power individually. Why share the spoils if one doesn’t have to? But if this proves ineffective, the alternative is to form a coali- tion. There is strength in numbers.
The natural way to gain influence is to become a powerholder. Therefore, those who want power will attempt to build a personal power base. But, in many instances, this may be difficult, risky, costly, or impossible. In such cases, efforts will be made to form a coalition of two or more “outs” who, by joining together, can com- bine their resources to increase rewards for themselves.16
Historically, blue-collar workers in organizations who were unsuccessful in bargaining on their own behalf with management resorted to labor unions to bargain for them. In recent years, white- collar employees and professionals have increasingly turned to unions after finding it difficult to exert power individually to attain higher wages and greater job security.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 863
What predictions can we make about coalition formation?17 First, coalitions in organizations often seek to maximize their size. In political science theory, coalitions move the other way — they try to minimize their size. They tend to be just large enough to exert the power necessary to achieve their objectives. But legislatures are different from organizations. Specifically, decision making in orga- nizations does not end just with selection from among a set of alter- natives. The decision must also be implemented. In organizations, the implementation of and commitment to the decision is at least as important as the decision itself. It’s necessary, therefore, for coali- tions in organizations to seek a broad constituency to support the coalition’s objectives. This means expanding the coalition to encompass as many interests as possible. This coalition expansion to facilitate consensus building, of course, is more likely to occur in organizational cultures where cooperation, commitment, and shared decision making are highly valued. In autocratic and hierar- chically controlled organizations, this search for maximizing the coalition’s size is less likely to be sought.
Another prediction about coalitions relates to the degree of interdependence within the organization. More coalitions will likely be created where there is a great deal of task and resource interdependence. In contrast, there will be less interdependence among subunits and less coalition formation activity where sub- units are largely self-contained or resources are abundant.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 864
Finally, coalition formation will be influenced by the actual tasks that workers do. The more routine the task of a group, the greater the likelihood that coalitions will form. The more that the work that people do is routine, the greater their substitutability for each other and, thus, the greater their dependence. To offset this dependence, they can be expected to resort to a coalition. We see, therefore, that unions appeal more to low-skill and nonprofes-
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 865
Individuals had little success in attempting to influence local, state, and federal legislation to protect the rights of those suffering from AIDS. However, coalitions like ACTUP have successfully increased public awareness and lobbied for greater rights protection.
sional workers than to skilled and professional types. Of course, where the supply of skilled and professional employees is high rel- ative to their demand or where organizations have standardized traditionally nonroutine jobs, we would expect these incumbents to find unionization attractive.
Sexual Harassment: Unequal Power in the Workplace The issue of sexual harassment got increasing attention by corpora- tions and the media in the 1980s because of the growing ranks of female employees, especially in nontraditional work environments. But it was the congressional hearings in the fall of 1991 in which law professor Anita Hill graphically accused Supreme Court nomi- nee Clarence Thomas of sexual harassment that challenged organi- zations to reassess their harassment policies and practices.18
Legally, sexual harassment is defined as unwelcome advances, requests for sexual favors, and other verbal or physical conduct of a sexual nature. A 1993 Supreme Court decision helped to clarify this definition by adding that the key test for determin- ing if sexual harassment has occurred is whether comments or behavior in a work environment “would reasonably be perceived, and is perceived, as hostile or abusive.”19 But there continues to be disagreement as to what specifically constitutes sexual harassment.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 866
sexual harassment Unwelcome advances, requests for sexual favors, and other verbal or physical conduct of a sexual nature.
Organizations have generally made considerable progress in the last few years toward limiting overt forms of sexual harassment of female employees (an obvious exception being the Mitsubishi plant described at the opening of this chapter!). This includes unwanted physical touching, recurring requests for dates when it is made clear the woman isn’t interested, and coercive threats that a woman will lose her job if she refuses a sexual proposition. The problems today are likely to surface around more subtle forms of sexual harassment — unwanted looks or comments, off-color jokes, sexual artifacts like nude calendars in the workplace, or misinter- pretations of where the line between “being friendly” ends and “harassment” begins.
Most studies confirm that the concept of power is central to understanding sexual harassment.20 This seems to be true whether the harassment comes from a supervisor, a co-worker, or even a subordinate.
The supervisor – employee dyad best characterizes an unequal power relationship, where position power gives the supervisor the capacity to reward and coerce. Supervisors give subordinates their assignments, evaluate their performance, make recommendations for salary adjustments and promotions, and even decide whether or not an employee retains his or her job. These decisions give a super- visor power. Since subordinates want favorable performance reviews, salary increases, and the like, it’s clear supervisors control
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 867
resources that most subordinates consider important and scarce. It’s also worth noting that individuals who occupy high-status roles (like management positions) sometimes believe that sexually harassing female subordinates is merely an extension of their right to make demands on lower-status individuals. Because of power inequities, sex- ual harassment by one’s boss typically creates the greatest difficulty for those who are being harassed. If there are no witnesses, it is her word against his. Are there others this boss has harassed and, if so, will they come forward? Because of the supervisor’s control over resources, many of those who are harassed are afraid of speaking out for fear of retaliation by the supervisor.
Although co-workers don’t have position power, they can have influence and use it to sexually harass peers. In fact, although co- workers appear to engage in somewhat less severe forms of harass- ment than do supervisors, co-workers are the most frequent perpe- trators of sexual harassment in organizations. How do co-workers exercise power? Most often it’s by providing or withholding infor- mation, cooperation, and support. For example, the effective per- formance of most jobs requires interaction and support from co- workers. This is especially true nowadays as work is assigned to teams. By threatening to withhold or delay providing information that’s necessary for the successful achievement of your work goals, co-workers can exert power over you.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 868
◆ Organizations have made considerable progress in the last few years toward limiting overt forms of sexual harassment of female employees.
Although it doesn’t get nearly the attention that harassment by a supervisor does, women in positions of power can be sub- jected to sexual harassment from males who occupy less powerful positions within the organization. This is usually achieved by the subordinate devaluing the woman through highlighting tradi- tional gender stereotypes (such as helplessness, passivity, lack of career commitment) that reflect negatively on the woman in power. A subordinate may engage in such practices to attempt to gain some power over the higher-ranking female or to minimize power differentials.
The topic of sexual harassment is about power. It’s about an indi- vidual controlling or threatening another individual. It’s wrong. Moreover, it’s illegal. But you can understand how sexual harassment surfaces in organizations if you analyze it in power terms.
Politics: Power in Action When people get together in groups, power will be exerted. People want to carve out a niche from which to exert influence, to earn awards, and to advance their careers.21 When employees in organi- zations convert their power into action, we describe them as being engaged in politics. Those with good political skills have the ability to use their bases of power effectively.22
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 869
Definition There has been no shortage of definitions for organizational poli- tics. Essentially, however, they have focused on the use of power to affect decision making in the organization or on behaviors by mem- bers that are self-serving and organizationally nonsanctioned.23 For our purposes, we shall define political behavior in organizations as those activities that are not required as part of one’s formal role in the organization, but that influence, or attempt to influence, the distribution of advantages and disadvantages within the organization.24
This definition encompasses key elements from what most peo- ple mean when they talk about organizational politics. Political behavior is outside one’s specified job requirements. The behavior requires some attempt to use one’s power bases. Additionally, our definition encompasses efforts to influence the goals, criteria, or processes used for decision making when we state that politics is con- cerned with “the distribution of advantages and disadvantages within the organization.” Our definition is broad enough to include such varied political behaviors as withholding key information from decision makers, whistleblowing, spreading rumors, leaking confidential information about organizational activities to the media, exchanging favors with others in the organization for mutual benefit, and lobbying on behalf of or against a particular individual or decision alternative. Exhibit 11-4 provides a quick measure to help you assess how political your workplace is.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 870
political behavior Those activities that are not required as part of one’s for- mal role in the organization, but that influence, or attempt to influence, the distribution of advantages and disadvan- tages within the organization.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 871
How political is your workplace? Answer the 12 questions using the following scale:
SD = Strongly disagree D = Disagree U = Uncertain A = Agree
SA = Strongly agree
1. Managers often use the selection system to hire only people who can help them in their future. ______
2. The rules and policies concerning promotion and pay are fair; it is how supervisors carry out the policies that is unfair and self-serving. ______
3. The performance ratings people receive from their supervisors reflect more of the supervisors’ “own agenda” than the actual performance of the employee. ______
4. Although a lot of what my supervisor does around here appears to be directed at helping employees, it is actually intended to protect my supervisor. ______
5. There are cliques or “in-groups” which hinder effectiveness around here. ______ 6. My co-workers help themselves, not others. ______
Exhibit 11-4 A Quick Measure of How Political Your Workplace Is
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 872
7. I have seen people deliberately distort information requested by others for purposes of personal gain, either by withholding it or by selectively reporting it. ______
8. If co-workers offer to lend some assistance, it is because they expect to get something out of it. ______
9. Favoritism rather than merit determines who gets ahead around here. ______ 10. You can usually get what you want around here if you know the right
person to ask. ______ 11. Overall, the rules and policies concerning promotion and pay are
specific and well defined. ______ 12. Pay and promotion policies are generally clearly communicated in this
organization. ______ This questionnaire taps the three salient dimensions that have been found to be
related to perceptions of politics: supervisor behavior; co-worker behavior; and orga- nizational policies and practices. To calculate your score, for items 1 – 10, give your- self 1 point for Strongly disagree; 2 points for Disagree; and so forth (through 5 points for Strongly agree). For items 11 and 12, reverse the score (i.e., 1 point for Strongly agree, etc.) Sum up the total: the higher the total score, the greater degree of per- ceived organizational politics.
Source: G.R. Ferris, D.D. Frink, D.P.S. Bhawuk, J. Zhou, and D.C. Gilmore, “Reactions of Diverse Groups to Politics in the Workplace,” Journal of Management, Vol. 22, No. 1, 1996, pp. 32 – 33.
A final comment relates to what has been referred to as the “legitimate – illegitimate” dimension in political behavior.25 Legitimate political behavior refers to normal everyday poli- tics — complaining to your supervisor, bypassing the chain of com- mand, forming coalitions, obstructing organizational policies or decisions through inaction or excessive adherence to rules, and developing contacts outside the organization through one’s profes- sional activities. On the other hand, there are also illegitimate political behaviors that violate the implied rules of the game. Those who pursue such extreme activities are often described as individuals who “play hardball.” Illegitimate activities include sab- otage, whistleblowing, and symbolic protests such as wearing unorthodox dress or protest buttons, and groups of employees simultaneously calling in sick.
The vast majority of all organizational political actions are of the legitimate variety. The reasons are pragmatic: The extreme ille- gitimate forms of political behavior pose a very real risk of loss of organizational membership or extreme sanctions against those who use them and then fall short in having enough power to ensure that they work.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 873
legitimate political behavior Normal everyday politics.
illegitimate political behavior Extreme political behavior that violates the implied rules of the game.
The Reality of Politics Politics is a fact of life in organizations. People who ignore this fact of life do so at their own peril. But why, you may wonder, must pol- itics exist? Isn’t it possible for an organization to be politics free? It’s possible, but most unlikely.
Organizations are made up of individuals and groups with dif- ferent values, goals, and interests.26 This sets up the potential for conflict over resources. Departmental budgets, space allocations, project responsibilities, and salary adjustments are just a few exam- ples of the resources about whose allocation organizational mem- bers will disagree.
Resources in organizations are also limited, which often turns potential conflict into real conflict. If resources were abundant, then all the various constituencies within the organization could satisfy their goals. But because they are limited, not everyone’s interests can be provided for. Furthermore, whether true or not, gains by one individual or group are often perceived as being at the expense of others within the organization. These forces create a competition among members for the organization’s limited resources.
Maybe the most important factor leading to politics within orga- nizations is the realization that most of the “facts” that are used to allocate the limited resources are open to interpretation. What, for instance, is good performance? What’s an adequate improvement?
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 874
What constitutes an unsatisfactory job? One person’s view that an act is a “selfless effort to benefit the organization” is seen by another as a “blatant attempt to further one’s inter- est.”27 The manager of any major league baseball team knows a .400 hitter is a high performer and a .125 hitter is a poor performer. You don’t need to be a baseball genius to know you should play your .400 hitter and send the .125 hitter back to the minors. But what if you have to choose between players who hit .280 and .290? Then other factors — less objective ones — come into play: fielding expertise, attitude, potential, ability to perform in the clutch, loyalty to the team, and so on. More managerial decisions resemble choosing between a .280 and a .290 hitter than deciding between a .125 hitter and a .400 hitter. It is in this large and ambigu- ous middle ground of organizational life — where the facts don’t speak for themselves — that politics flourish (see Exhibit 11-5).
Finally, because most decisions have to be made in a climate of ambiguity — where facts are rarely fully objective, and thus are open to interpretation — people within organizations will use whatever influence they can to taint the facts to support their goals and inter- ests. That, of course, creates the activities we call politicking.
So, to answer the earlier question of whether or not it is possi- ble for an organization to be politics free, we can say: “Yes,” if all members of that organization hold the same goals and interests, if organizational resources are not scarce, and if performance out-
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 875
◆ Politics is a fact of life in organizations.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 876
A behavior that one person labels as “organizational politics” is very likely to be characterized as an instance of “effective management” by another. The fact is not that effective management is necessarily political, although in some cases it might be. Rather, a person’s reference point determines what he or she classifies as organiza- tional politics. Take a look at the following labels used to describe the same phenome- non. These suggest that politics, like beauty, is in the eye of the beholder.
“Political” label “Effective management” label
1. Blaming others 1. Fixing responsibility 2. “Kissing up” 2. Developing working relationships 3. Apple polishing 3. Demonstrating loyalty 4. Passing the buck 4. Delegating authority 5. Covering your rear 5. Documenting decisions 6. Creating conflict 6. Encouraging change and innovation 7. Forming coalitions 7. Facilitating teamwork 8. Whistleblowing 8. Improving efficiency 9. Scheming 9. Planning ahead
10. Overachieving 10. Competent and capable 11. Ambitious 11. Career minded 12. Opportunistic 12. Astute
Exhibit 11-5 Politics Is in the Eye of the Beholder
comes are completely clear and objective. But that doesn’t describe the organizational world that most of us live in!
Factors Contributing to Political Behavior Not all groups or organizations are equally political. In some organi- zations, for instance, politicking is overt and rampant, while in others, politics plays a small role in influencing outcomes. Why is there this variation? Recent research and observation have identified a number of factors that appear to encourage political behavior. Some are indi- vidual characteristics, derived from the unique qualities of the people the organization employs; others are a result of the organization’s cul- ture or internal environment. Exhibit 11-6 illustrates how both indi- vidual and organizational factors can increase political behavior and provide favorable outcomes (increased rewards and averted punish- ments) for both individuals and groups in the organization.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 877
13. Cunning 13. Practical minded 14. Arrogant 14. Confident 15. Perfectionist 15. Attentive to detail
This exhibit is based on T.C. Krell, M.E. Mendenhall, and J. Sendry, “Doing Research in the Conceptual Morass of Organizational Politics,” paper presented at the Western Academy of Management Conference, Hollywood, CA, April 1987.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 878
Individual factors • High self-monitors • Internal locus of control • High mach • Organizational investment • Perceived job alternatives • Expectations of success
Organizational factors • Reallocation of resources • Promotion opportunities • Low trust • Role ambiguity • Unclear performance evaluation system • Zero-sum reward practices • Democratic decision making • High performance pressures • Self-serving senior managers
Political behavior
Low High
Favorable outcomes • Rewards • Averted punishments
Exhibit 11-6 Factors Influencing Political Behavior
INDIVIDUAL FACTORS At the individual level, researchers have identified certain personality traits, needs, and other factors that are likely to be related to political behavior. In terms of traits, we find that employees who are high self-monitors, possess an internal locus of control, and have a high need for power are more likely to engage in political behavior.28
The high self-monitor is more sensitive to social cues, exhibits higher levels of social conformity, and is more likely to be skilled in political behavior than the low self-monitor. Individuals with an internal locus of control, because they believe they can control their environment, are more prone to take a proactive stance and attempt to manipulate situations in their favor. And, not surpris- ingly, the Machiavellian personality — which is characterized by the will to manipulate and the desire for power — is comfortable using politics as a means to further his or her self-interest.
Additionally, an individual’s investment in the organization, perceived alternatives, and expectations of success will influence the degree to which he or she will pursue illegitimate means of political action.29 The more that a person has invested in the organization in terms of expectations of increased future benefits, the more a person has to lose if forced out and the less likely he or she is to use illegit- imate means. The more alternative job opportunities an individual has — due to a favorable job market or the possession of scarce skills or knowledge, a prominent reputation, or influential contacts out-
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 879
side the organization — the more likely he or she is to risk illegiti- mate political actions. Finally, if an individual has a low expectation of success in using illegitimate means, it is unlikely that he or she will attempt to do so. High expectations of success in the use of ille- gitimate means are most likely to be the province of both experi- enced and powerful individuals with polished political skills and inexperienced and naive employees who misjudge their chances.
ORGANIZATIONAL FACTORS Political activity is probably more a function of the organization’s characteristics than of individual dif- ference variables. Why? Because many organizations have a large number of employees with the individual characteristics we listed, yet the extent of political behavior varies widely.
While we acknowledge the role that individual differences can play in fostering politicking, the evidence more strongly supports that certain situations and cultures promote politics. More specifi- cally, when an organization’s resources are declining, when the exist- ing pattern of resources is changing, and when there is opportunity for promotions, politics is more likely to surface.30 In addition, cul- tures characterized by low trust, role ambiguity, unclear performance evaluation systems, zero-sum reward allocation practices, democra- tic decision making, high pressures for performance, and self-serving senior managers will create breeding grounds for politicking.31
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 880
When organizations downsize to improve efficiency, reductions in resources have to be made. Threatened with the loss of resources, people may engage in political actions to safeguard what they have. But any changes, especially those that imply significant reallocation of resources within the organization, are likely to stimulate conflict and increase politicking.
Promotion decisions have consistently been found to be one of the most political in organizations. The opportunity for promotions or advancement encourages people to compete for a limited resource and to try to positively influence the decision outcome.
The less trust there is within the organization, the higher the level of political behavior and the more likely that the political behavior will be of the illegitimate kind. So high trust should sup- press the level of political behavior in general and inhibit illegiti- mate actions in particular.
Role ambiguity means that the prescribed behaviors of the employee are not clear. There are fewer limits, therefore, to the scope and functions of the employee’s political actions. Since polit- ical activities are defined as those not required as part of one’s for- mal role, the greater the role ambiguity, the more one can engage in political activity with little chance of it being visible.
The practice of performance evaluation is far from a perfected science. The more that organizations use subjective criteria in the appraisal, emphasize a single outcome measure, or allow significant
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 881
time to pass between the time of an action and its appraisal, the greater the likelihood that an employee can get away with politick- ing. Subjective performance criteria create ambiguity. The use of a single outcome measure encourages individuals to do whatever is necessary to “look good” on that measure, but often at the expense of performing well on other important parts of the job that are not being appraised. The amount of time that elapses between an action and its appraisal is also a relevant factor. The longer the time period, the more unlikely that the employee will be held accountable for his or her political behaviors.
The more that an organization’s culture emphasizes the zero- sum or win-lose approach to reward allocations, the more employ- ees will be motivated to engage in politicking. The zero-sum approach treats the reward “pie” as fixed so that any gain one per- son or group achieves has to come at the expense of another person or group. If I win, you must lose! If $10,000 in annual raises is to be distributed among five employees, then any employee who gets more than $2,000 takes money away from one or more of the oth- ers. Such a practice encourages making others look bad and increas- ing the visibility of what you do.
In the last 25 years, there has been a general move in North America and among most developed nations toward making organi- zations less autocratic. Managers in these organizations are being asked to behave more democratically. They’re told that they should
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 882
allow subordinates to advise them on decisions and that they should rely to a greater extent on group input into the decision process. Such moves toward democracy, however, are not necessarily embraced by all individual managers. Many managers sought their positions in order to have legitimate power so as to be able to make unilateral deci- sions. They fought hard and often paid high personal costs to achieve their influential positions. Sharing their power with others runs directly against their desires. The result is that managers — especially those who began their careers in the 1950s and 1960s — may use the required committees, conferences, and group meetings in a superficial way, as arenas for maneuvering and manipulating.
The more pressure that employees feel to perform well, the more likely they are to engage in politicking. When people are held strictly accountable for outcomes, this puts great pressure on them to “look good.” If a person perceives that his or her entire career is riding on next quarter’s sales figures or next month’s plant produc- tivity report, there is motivation to do whatever is necessary to make sure the numbers come out favorably.
Finally, when employees see the people on top engaging in political behavior, especially when they do so successfully and are rewarded for it, a climate is created that supports politicking. Politicking by top management, in a sense, gives permission to those lower in the organization to play politics by implying that such behavior is acceptable.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 883
Impression Management We know that people have an ongoing interest in how others per- ceive and evaluate them. For example, North Americans spend bil- lions of dollars on diets, health club memberships, cosmetics, and plastic surgery — all intended to make them more attractive to oth- ers.32 Being perceived positively by others should have benefits for people in organizations. It might, for instance, help them initially to get the jobs they want in an organization and, once hired, to get favorable evaluations, superior salary increases, and more rapid pro- motions. In a political context, it might help sway the distribution of advantages in their favor.
The process by which individuals attempt to control the impression others form of them is called impression manage- ment.34 It’s a subject that only quite recently has gained the atten- tion of OB researchers.35
Is everyone concerned with impression management (IM)? No! Who, then, might we predict to engage in IM? No surprise here! It’s our old friend, the high self-monitor.36 Low self-monitors tend to present images of themselves that are consistent with their person- alities, regardless of the beneficial or detrimental effects for them. In contrast, high self-monitors are good at reading situations and molding their appearances and behavior to fit each situation.
Given that you want to control the impression others form of you, what techniques could you use? Exhibit 11-7 summarizes
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 884
impression management The process by which indi- viduals attempt to control the impression others form of them.
F orget, for a moment, the ethics of politicking and any negative impressions you
may have of people who engage in organizational politics. If you wanted to be more politically adept in your organization, what could you do? The following eight sugges- tions are likely to improve your political effectiveness.33
1. Frame arguments in terms of organi- zational goals. Effective politicking requires camouflaging your self- interest. No matter that your objective is self-serving; all the arguments you marshal in support of it must be framed in terms of the benefits that will accrue to the organization. People whose actions appear to blatantly further
their own interests at the expense of the organization’s are almost universally denounced, are likely to lose influence, and often suffer the ultimate penalty of being expelled from the organization.
2. Develop the right image. If you know your organization’s culture, you understand what the organi- zation wants and values from its employees — in terms of dress, associates to cultivate and those to avoid; whether to appear risk taking or risk aversive, the pre- ferred leadership style, the impor- tance placed on getting along well with others, and so forth. Then you are equipped to project the appropriate image. Because the assessment of your perfor- mance is not a fully objective
From Concepts to Skills
Politicking
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 885
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 886
process, style as well as substance must be attended to.
3. Gain control of organizational resources. The control of organiza- tional resources that are scarce and important is a source of power. Knowledge and expertise are particularly effective resources to control. They make you more valuable to the organization and, therefore, more likely to gain security, advancement, and a receptive audience for your ideas.
4. Make yourself appear indispensable. Since we’re dealing with appear- ances rather than objective facts, you can enhance your power by appearing to be indispensable. That is, you don’t have to really be indispensable as long as key people in the organization believe that you are. If the organization’s prime decision makers believe there is no ready substitute for what you are giving the organiza- tion, they are likely to go to great
lengths to ensure that your desires are satisfied.
5. Be visible. Since performance evalu- ation has a substantial subjective component, it’s important that your boss and those in power in the organization be made aware of your contribution. If you are fortu- nate enough to have a job that brings your accomplishments to the attention of others, it may not be necessary to take direct mea- sures to increase your visibility. But your job may require you to han- dle activities that are low in visibil- ity, or your specific contribution may be indistinguishable because you’re part of a team endeavor. In such cases — without appearing to be tooting your own horn or creating the image of a braggart — you’ll want to call attention to yourself by high- lighting your successes in routine reports, having satisfied customers relay their appreciation to senior executives in your organization,
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 887
being seen at social functions, being active in your professional associations, developing powerful allies who speak positively about your accomplishments, and similar tactics. Of course, the skilled politi- cian actively and successfully lob- bies to get those projects that will increase his or her visibility.
6. Develop powerful allies. It helps to have powerful people in your camp. Cultivate contacts with potentially influential people above you, at your own level, and in the lower ranks. They can pro- vide you with important informa- tion that may not be available through normal channels. Additionally, there will be times when decisions will be made in favor of those with the greatest support. Having powerful allies can provide you with a coalition of support if and when you need it.
7. Avoid “tainted” members. In almost every organization, there are
fringe members whose status is questionable. Their performance and/or loyalty is suspect. Keep your distance from such individu- als. Given the reality that effec- tiveness has a large subjective component, your own effective- ness might be called into ques- tion if you’re perceived as being too closely associated with tainted members.
8. Support your boss. Your immediate future is in the hands of your cur- rent boss. Since he or she evalu- ates your performance, you will typically want to do whatever is necessary to have your boss on your side. You should make every effort to help your boss succeed, make her look good, support her if she is under siege, and spend the time to find out what criteria she will be using to assess your effectiveness. Don’t undermine your boss. And don’t speak nega- tively of her to others.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 888
some of the more popular IM techniques and provides an exam- ple of each.
Keep in mind that IM does not imply that the impressions peo- ple convey are necessarily false (although, of course, they some- times are).37 Excuses and acclaiming, for instance, may be offered with sincerity. Referring to the examples used in Exhibit 11-7, you can actually believe that ads contribute little to sales in your region or that you are the key to the tripling of your division’s sales. But misrepresentation can have a high cost. If the image claimed is false, you may be discredited.38 If you “cry wolf” once too often, no one is likely to believe you when the wolf really comes. So the impression manager must be cautious not to be perceived as insin- cere or manipulative.39
Are there situations where individuals are more likely to mis- represent themselves or more likely to get away with it? Yes — situ- ations that are characterized by high uncertainty or ambiguity.40 These situations provide relatively little information for challeng- ing a fraudulent claim and reduce the risks associated with mis- representation.
Only a limited number of studies have been undertaken to test the effectiveness of IM techniques, and these have been essentially limited to determining whether or not IM behavior is related to job interview success. This makes a particularly relevant area of study since applicants are clearly attempting to present positive images of
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 889
Exhibit 11-7 Impression Management (IM) Techniques
Conformity Agreeing with someone else’s opinion in order to gain his or her approval. Example: A manager tells his boss, “You’re absolutely right on your reorganization plan for the western regional office. I couldn’t agree with you more”. Excuses Explanations of a predicament-creating event aimed at minimizing the apparent severity of the predicament. Example: Sales manager to boss, “We failed to get the ad in the paper on time, but no one responds to those ads anyway.” Apologies Admitting responsibility for an undesirable event and simultaneously seeking to get a pardon for the action. Example: Employee to boss, “I’m sorry I made a mistake on the report. Please forgive me.” Acclaiming Explanation of favorable events to maximize the desirable implications for oneself. Example: A salesperson informs a peer, “The sales in our division have nearly tripled since I was hired.” Flattery Complimenting others about their virtues in an effort to make oneself appear perceptive and likable.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 890
Example: New sales trainee to peer, “You handled that client’s complaint so tactfully! I could never have handled that as well as you did.” Favors Doing something nice for someone to gain that person’s approval. Example: Salesperson to prospective client, “I’ve got two tickets to the theater tonight that I can’t use. Take them. Consider it a thank-you for taking the time to talk with me.” Association Enhancing or protecting one’s image by managing information about people and things with which one is associated. Example: A job applicant says to an interviewer, “What a coincidence. Your boss and I were roommates in college.” Source: Based on B.R. Schlenker, Impression Management (Monterey, CA: Brooks/Cole, 1980); W.L. Gardner and M.J. Martinko, “Impression Management in Organizations,” Journal of Management, June 1988, p. 332; and R.B. Cialdini, “Indirect Tactics of Image Management: Beyond Basking,” in R.A. Giacalone and P. Rosenfeld (eds.), Impression Management in the Organization (Hillsdale, N J: Lawrence Erlbaum Associates, 1989), pp. 45 – 71.
themselves and there are relatively objective outcome measures (writ- ten assessments and typically a hire –don’t hire recommendation).
The evidence is that IM behavior works.41 In one study, for instance, interviewers felt that those applicants for a position as a customer service representative who used IM techniques performed better in the interview, and they seemed somewhat more inclined
to hire these people.42 Moreover, when the researchers considered applicants’ credentials, they concluded that it was the IM tech- niques alone that influenced the interviewers. That is, it didn’t seem to matter if applicants were well or poorly qualified. If they used IM techniques, they did better in the interview.
Another employment interview study looked at whether cer- tain IM techniques work better than others.43 The researchers com- pared applicants who used IM techniques that focused the conversation on themselves (called a controlling style) to applicants who used techniques that focused on the inter- viewer (referred to as a submissive style). The researchers hypothesized that applicants who used the controlling style would be more effective because of the implicit expecta- tions inherent in employment interviews. We tend to expect job applicants to use self-enhancement, self-promo- tion, and other active controlling techniques in an interview because they reflect self-confidence and initiative. The researchers predicted that these active controlling techniques would work bet- ter for applicants than submissive tactics like conforming their opinions to those of the interviewer and offering favors to the inter- viewer. The results confirmed the researchers’ predictions. Those applicants who used the controlling style were rated higher by interviewers on factors such as motivation, enthusiasm, and even technical skills — and they received more job offers. A more recent
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 891
◆ Job applicants who used impression management techniques did better in interviews.
study confirmed the value of a controlling style over a submissive one.44 Specifically, recent college graduates that used more self-pro- motion tactics got higher evaluations by interviewers and more fol- low-up job site visits, even after adjusting for grade point average, gender, and job type.
Defensive Behaviors Organizational politics includes protection of self-interest as well as promotion. Individuals often engage in reactive and protective “defensive” behaviors to avoid action, blame, or change.45 This sec- tion discusses common varieties of defensive behaviors, classi- fied by their objective.
AVOIDING ACTION Sometimes the best political strategy is to avoid action. That is, the best action is no action! However, role expectations typically dictate that one at least give the impression of doing something. Here are six popular ways to avoid action:
1. Overconforming. You strictly interpret your responsibility by say- ing things like, “The rules clearly state . . . ” or “This is the way we’ve always done it.” Rigid adherence to rules, policies, and precedents avoids the need to consider the nuances of a particular case.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 892
defensive behaviors Reactive and protective behaviors to avoid action, blame, or change.
2. Passing the buck. You transfer responsibility for the execution of a task or decision to someone else.
3. Playing dumb. This is a form of strategic helplessness. You avoid an unwanted task by falsely pleading ignorance or inability.
4. Depersonalization. You treat other people as objects or numbers, distancing yourself from problems and avoiding having to con- sider the idiosyncrasies of particular people or the impact of events on them. Hospital physicians often refer to patients by their room number or disease in order to avoid becoming too personally involved with them.
5. Stretching and smoothing. Stretching refers to prolonging a task so that you appear to be occupied — for example, you turn a two- week task into a four-month job. Smoothing refers to covering up fluctuations in effort or output. Both these practices are designed to make you appear continually busy and productive.
6. Stalling. This “foot-dragging” tactic requires you to appear more or less supportive publicly while doing little or nothing privately.
AVOIDING BLAME What can you do to avoid blame for actual or anticipated negative outcomes? You can try one of the follow- ing six tactics:
1. Buffing. This is a nice way to refer to “covering your rear.” It describes the practice of rigorously documenting activity to pro- ject an image of competence and thoroughness. “I can’t provide
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 893
that information unless I get a formal written requisition from you,” is an example.
2. Playing safe. This encompasses tactics designed to evade situa- tions that may reflect unfavorably on you. It includes taking on only projects with a high probability of success, having risky decisions approved by superiors, qualifying expressions of judg- ment, and taking neutral positions in conflicts.
3. Justifying. This tactic includes developing explanations that lessen your responsibility for a negative outcome and/or apolo- gizing to demonstrate remorse.
4. Scapegoating. This is the classic effort to place the blame for a negative outcome on external factors that are not entirely blameworthy. “I would have had the paper in on time but my computer went down — and I lost everything — the day before the deadline.”
5. Misrepresenting. This tactic involves the manipulation of infor- mation by distortion, embellishment, deception, selective pre- sentation, or obfuscation.
6. Escalation of commitment. One way to vindicate an initially poor decision and a failing course of action is to escalate support for the decision. By further increasing the commitment of resources to a previous course of action, you indicate that the previous decision was not wrong. When you “throw good money after bad,” you demonstrate confidence in past actions and consis- tency over time.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 894
AVOIDING CHANGE Finally, there are two forms of defensiveness frequently used by people who feel personally threatened by change:
1. Resisting change. This is a catch-all name for a variety of behav- iors, including some forms of overconforming, stalling, playing safe, and misrepresenting.
2. Protecting turf. This is defending your territory from encroach- ment by others. As one purchasing executive commented, “Tell the people in production that it’s our job to talk with vendors, not theirs.”
EFFECTS OF DEFENSIVE BEHAVIOR In the short run, extensive use of defensiveness may well promote an individual’s self-interest. But in the long run, it more often than not becomes a liability. This is because defensive behavior frequently becomes chronic or even pathological over time. People who constantly rely on defensive- ness find that, eventually, it is the only way they know how to behave. At that point, they lose the trust and support of their peers, bosses, subordinates, and clients. In moderation, however, defen- sive behavior can be an effective device for surviving and flourish- ing in an organization because it is often deliberately or unwittingly encouraged by management.
In terms of the organization, defensive behavior tends to reduce effectiveness. In the short run, defensiveness delays decisions,
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 895
increases interpersonal and intergroup tensions, reduces risk taking, makes attributions and evaluations unreliable, and restricts change efforts. In the long term, defensiveness leads to organizational rigid- ity and stagnation, detachment from the organization’s environ- ment, an organizational culture that is highly politicized, and low employee morale.
The Ethics of Behaving Politically We conclude our discussion of politics by providing some ethical guidelines for political behavior. While there are no clear-cut ways to differentiate ethical from unethical politicking, there are some questions you should consider.
Exhibit 11-8 illustrates a decision tree to guide ethical actions.46 The first question you need to answer addresses self-interest versus organizational goals. Ethical actions are consistent with the organi- zation’s goals. Spreading untrue rumors about the safety of a new product introduced by your company, in order to make that prod- uct’s design team look bad, is unethical. However, there may be nothing unethical if a department head exchanges favors with her division’s purchasing manager in order to get a critical contract processed quickly.
The second question concerns the rights of other parties. If the department head described in the previous paragraph went down to
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 896
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 897
Question 2 Does the
political action respect the rights of the individuals affected?
Question 3 Is the political activity fair
and equitable?
Ye s
Unethical
Unethical
No Unethical
Ethical
No
No
Ye s
Ye s
Question 1 Is the political action
motivated by self- serving interests to the exclusion of the
organization's goals?
Exhibit 11-8 Is a Political Action Ethical?
the mail room during her lunch hour and read through the mail directed to the purchasing manager — with the intent of “getting something on him” so he’ll expedite your contract — she would be acting unethically. She would have violated the purchasing man- ager’s right to privacy.
The final question that needs to be addressed relates to whether or not the political activity conforms to standards of equity and jus- tice. The department head that inflates the performance evaluation of a favored employee and deflates the evaluation of a disfavored employee — then uses these evaluations to justify giving the former a big raise and nothing to the latter — has treated the disfavored employee unfairly.
Unfortunately, the answers to the questions in Exhibit 11-8 are often argued in ways to make unethical practices seem ethical. Powerful people, for example, can become very good at explain- ing self-serving behaviors in terms of the organization’s best inter- ests. Similarly,they can persuasively argue that unfair actions are really fair and just. Our point is that immoral people can justify almost any behavior. Those who are powerful, articulate, and per- suasive are most vulnerable because they are likely to be able to get away with unethical practices successfully. When faced with an ethical dilemma regarding organizational politics, try to answer the questions in Exhibit 11-8 truthfully. And if you have a strong power base, recognize the ability of power to corrupt. Remember, it’s a lot easier for the powerless to act ethically, if for no other reason than they typically have very little political dis- cretion to exploit.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 898
Summary and Implications for Managers If you want to get things done in a group or organization, it helps to have power. As a manager who wants to maximize your power, you will want to increase others’ dependence on you. You can, for instance, increase your power in relation to your boss by develop- ing knowledge or a skill that he needs and for which he perceives no ready substitute. But power is a two-way street. You will not be alone in attempting to build your power bases. Others, particularly subordinates, will be seeking to make you dependent on them. The result is a continual battle. While you seek to maximize others’ dependence on you, you will be seeking to minimize your depen- dence on others. And, of course, others you work with will be try- ing to do the same.
Few employees relish being powerless in their job and organi- zation. It’s been argued, for instance, that when people in organi- zations are difficult, argumentative, and temperamental it may be because they are in positions of powerlessness, where the perfor- mance expectations placed on them exceed their resources and capabilities.47
There is evidence that people respond differently to the various power bases.48 Expert and referent power are derived from an indi- vidual’s personal qualities. In contrast, coercion, reward, and legiti- mate power are essentially organizationally derived. Since people
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 899
are more likely to enthusiastically accept and commit to an indi- vidual whom they admire or whose knowledge they respect (rather than someone who relies on his or her position to reward or coerce them), the effective use of expert and referent power should lead to higher employee performance, commitment, and satisfaction. Evidence indicates, for instance, that employees working under managers who use coercive power are unlikely to be committed to the organization and more likely to resist the managers’ influence attempts.49 In contrast, expert power has been found to be the most strongly and consistently related to effective employee perfor- mance.50 For example, in a study of five organizations, knowledge was the most effective base for getting others to perform as desired.51 Competence appears to offer wide appeal, and its use as a power base results in high performance by group members. The message here for managers seems to be: Develop and use your expert power base!
The power of your boss may also play a role in determining your job satisfaction. “One of the reasons many of us like to work for and with people who are powerful is that they are generally more pleasant — not because it is their native disposition, but because the reputation and reality of being powerful permits them more discretion and more ability to delegate to others.”52
The effective manager accepts the political nature of organiza- tions. By assessing behavior in a political framework, you can bet-
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 900
ter predict the actions of others and use this information to formu- late political strategies that will gain advantages for you and your work unit.
We can only speculate at this time on whether or not organiza- tional politics is positively related to actual performance. However, there seems to be ample evidence that good political skills are pos- itively related to high performance evaluations and, hence, to salary increases and promotions. We can comment more confi- dently on the relationship between politics and employee satisfac- tion. The more political that employees perceive an organization to be, the lower their satisfaction.53 However, this conclusion needs to be moderated to reflect the employees’ level in the organization.54 Lower-ranking employees, who lack the power base and the means of influence needed to benefit from the political game, perceive organizational politics as a source of frustration and indicate lower satisfaction. But higher-ranking employees, who are in a better posi- tion to handle political behavior and benefit from it, don’t tend to exhibit this negative attitude.
A final thought on organizational politics: Regardless of level in the organization, some people are just significantly more “politi- cally astute” than are others. While there is little evidence to sup- port or negate the following conclusion, it seems reasonable that the politically naive or inept are likely to exhibit lower job satisfac- tion than their politically astute counterparts. The politically naive
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 901
and inept tend to feel continually powerless to influence those deci- sions that most affect them. They look at actions around them and are perplexed at why they are regularly “shafted” by colleagues, bosses, and “the system.”
For Review
1. What is power? How do you get it? 2. Contrast power tactics with power bases. What are some of the
key contingency variables that determine which tactic a power- holder is likely to use?
3. Which of the five power bases lie with the individual? Which are derived from the organization?
4. State the general dependency postulate. What does it mean? 5. What creates dependency? Give an applied example. 6. What is a coalition? When is it likely to develop? 7. How are power and politics related? 8. Define political behavior. Why is politics a fact of life in organi-
zations? 9. What factors contribute to political activity?
10. Define sexual harassment. Who is most likely to harass a female employee: her boss, co-worker, or subordinate?
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 902
For Discussion
1. Based on the information presented in this chapter, what would you do as a new college graduate entering a new job to maxi- mize your power and accelerate your career progress?
2. “More powerful managers are good for an organization. It is the powerless, not the powerful, who are the ineffective managers.” Do you agree or disagree with this statement? Discuss.
3. You’re a sales representative for an international software com- pany. After four excellent years, sales in your territory are off 30 percent this year. Describe three defensive responses you might use to reduce the potential negative consequences of this decline in sales.
4. “Sexual harassment should not be tolerated at the workplace.” “Workplace romances are a natural occurrence in organizations.” Are both of these statements true? Can they be reconciled?
5. Which impression management techniques have you used? What ethical implications are there, if any, in using impression management?
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 903
P o in
t ➠
➠
It’s a Political Jungle Out There!
N ick is a talented television camera operator. He has worked on a number of popular television shows, includ-
ing Designing Women, Murphy Brown, and NYPD Blue, over a ten-year period. But he’s had trouble keeping those jobs. While most other camera operators and production employees are rehired from one season to the next, Nick seems to never be called back for a second year. It isn’t that Nick isn’t com- petent. Quite the contrary. His technical knowledge and formal education are typi- cally more impressive than the directors he works for. Nick’s problem is that he fre- quently disagrees with the camera angles that directors want him to set up and he has no qualms about expressing his displeasure to those directors. He also feels some need to offer unsolicited suggestions to directors and producers on how camera placements and shots can be improved.
Roy is also a camera operator. Like Nick, Roy sees directors and producers regularly making decisions that he doesn’t agree
with. But Roy holds his tongue and does what he’s told. He recently finished his sixth straight year as the lead camera oper- ator on one of television’s most successful situation comedies.
Roy gets it. Nick doesn’t. Nick has failed to recognize the reality that organizations are political systems. And while Roy is secure in his job, Nick’s career continues to suffer because of his political naiveté.
It would be nice if all organizations or for- mal groups within organizations could be described as supportive, harmonious, objec- tive, trusting, collaborative, or cooperative. A nonpolitical perspective can lead one to believe that employees will always behave in ways consistent with the interests of the organization, and that competence and high performance will always be rewarded. In contrast, a political view can explain much of what may seem to be irrational behavior in organizations. It can help to explain, for instance, why employees withhold informa- tion, restrict output, attempt to “build empires,” publicize their successes, hide their failures, distort performance figures to make themselves look better, and engage in
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 904
similar activities that appear to be at odds with the organization’s desire for effective- ness and efficiency.
For those who want tangible evidence that “it’s a political jungle out there” in the real world, let’s look at two studies. The first ana- lyzed what it takes to get promoted fast in organizations. The second addressed the per- formance appraisal process.
As previously described in Chapter 1, Luthans and his associates* studied more than 450 managers. They found that these managers engaged in four managerial activi- ties: traditional management (decision mak- ing, planning, and controlling), communi- cation (exchanging routine information and processing paperwork), human resource management (motivating, disciplining, managing conflict, staffing, and training), and networking (socializing, politicking, and interacting with outsiders). Those managers who got promoted fastest spent 48 percent of their time networking. The average man- agers spent most of their efforts on tradi-
tional management and communication activities and only 19 percent of their time networking. We suggest that this provides strong evidence of the importance that social and political skills play in getting ahead in organizations.
Longenecker and his associates** held in- depth interviews with 60 upper-level execu- tives to find out what went into perfor- mance ratings. What they found was that executives frankly admitted to deliberately manipulating formal appraisals for political purposes. Accuracy was not a primary con- cern of these executives. Rather, they manip- ulated the appraisal results in an intentional and systematic manner to get the outcomes they wanted.
*F. Luthans, R.M. Hodgetts, and S.A. Rosenkrantz, Real Managers (Cambridge, MA: Ballinger, 1988).
**C.O. Longenecker, D.A. Gioia, and H.P. Sims, Jr., “Behind the Mask: The Politics of Employee Appraisal,” Academy of Management Executive, August 1987, pp. 183 – 94.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 905
co u n te
rP o in
t ➠
➠
Corporate Politics: What You See Is What You Get!
O rganizational behavior currently appears to be undergoing a period of fascination with workplace politics.
Proponents argue that politics is inevitable in organizations — that power struggles, alliance formations, strategic maneuverings, and cut- throat actions are as endemic to organiza- tional life as work schedules and meetings. But is organizational politics inevitable? Maybe not. The existence of politics may be a perceptual interpretation.*
A recent study suggests that politics are more myth and interpretation than reality.** In this study of 180 experienced managers, 92 men and 88 women completed question- naires. They analyzed a series of decisions and indicated the degree to which they thought the decisions were influenced by politics. They also completed a measure that assessed political inevitability. This included items such as “Politics is a normal part of any decision-making process” and “Politics can have as many helpful outcomes for the orga- nizations as harmful ones.” Additionally, the
questionnaire asked respondents their beliefs about power and control in the world at large. Finally, respondents provided data on their income, job responsibilities, and years of managerial experience.
The study found that beliefs about politics affected how respondents perceived organi- zational events. Those managers who held strong beliefs in the inevitability of politics tended to see their own organization and the decision situations in the questionnaire in highly political terms. Moreover, there was evidence suggesting that these beliefs encompass not only beliefs about politics but also about power and control in the world at large. Managers who viewed the world as posing difficult and complex prob- lems and ruled by luck also tended to per- ceive events as highly politicized. That is, they perceived organizations as part of a dis- orderly and unpredictable world where poli- tics is inevitable.
Interestingly, not all managers saw organi- zations as political jungles. It was typically the inexperienced managers, with lower incomes and more limited responsibilities, who held this view. The researchers con-
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 906
cluded that because junior managers often lack clear understandings of how organiza- tions really work, they tend to interpret events as irrational. It’s through their attempts to make sense of their situations that these junior managers may come to make political attributions.
This study attempted to determine whether the corporate political jungle is myth, reality, or a matter of interpretation. The popular press often presents the political jungle as the dominant corporate reality where gamesmanship and manipulation are key to survival. However, the findings of this study suggest that a manager’s political real- ity is somewhat mythical in nature, partially constructed through his or her beliefs about politics’ inevitability and about power and control in the world. More specifically, it’s the inexperienced managers — those who are likely to hold the fewest and least accurate interpretations of organizational events — who perceive the extent of organizational politics to be greatest.
So if there is a corporate political jungle, it appears to be mostly in the eyes of the young and inexperienced. Because they tend to have less understanding of organizational processes and less power to influence out- comes, they are more likely to see organiza- tions through a political lens. More experi- enced and higher-ranking managers, on the other hand, are more likely to see the corpo- rate political jungle as a myth.
*See, for instance, C.P. Parker, R.L. Dipboye, and S.L. Jackson, “Perceptions of Organizational Politics: An Investigation of Antecedents and Consequences,” Jour- nal of Management, Vol. 21, No. 5, 1995, pp. 891 – 912; and G.R. Ferris, D.D. Frink, M.C. Galang, J. Zhou, K.M. Kacmar, and J.L. Howard, “Perceptions of Organiza- tional Politics: Prediction, Stress-Related Implications, and Outcomes,” Human Relations, February 1996, pp. 233 – 66.
**Cited in C. Kirchmeyer, “The Corporate Political Jun- gle: Myth, Reality, or a Matter of Interpretation,” in C. Harris and C.C. Lundberg (eds.), Proceedings of the 29th Annual Eastern Academy of Management (Baltimore, 1992), pp. 161 – 64.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 907
Learning About Yourself Exercise
How Political Are You?
To determine your political tendencies, please answer the follow- ing questions. Check the answer that best represents your behavior or belief, even if that particular behavior or belief is not present all the time.
True False
1. You should make others feel important through an open appreciation of their ideas and work. ______ ______
2. Because people tend to judge you when they first meet you, always try to make a good first impression. ______ ______
3. Try to let others do most of the talking, be sympathetic to their problems, and resist telling people that they are totally wrong. ______ ______
4. Praise the good traits of the people you meet and always give people an opportunity to save face if they are wrong or make a mistake. ______ ______
5. Spreading false rumors, planting misleading information, and backstabbing are necessary, if somewhat unpleasant, methods to deal with your enemies. ______ ______
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 908
True False 6. Sometimes it is necessary to make promises that you
know you will not or cannot keep. ______ ______ 7. It is important to get along with everybody, even
with those who are generally recognized as windbags, abrasive, or constant complainers. ______ ______
8. It is vital to do favors for others so that you can call in these IOUs at times when they will do you the most good. ______ ______
9. Be willing to compromise, particularly on issues that are minor to you, but major to others. ______ ______
10.On controversial issues, it is important to delay or avoid your involvement if possible. ______ ______
Turn to page 1483 for scoring directions and key.
Source: J.F. Byrnes, “The Political Behavior Inventory.” With permission.
Damned If You Do; Damned If You Don’t
Fran Gilson has spent 15 years with the Thompson Grocery Company.* Starting out as a part-time cashier while attending col- lege, Fran has risen up through the ranks of this 50-store grocery store chain. Today, at the age of 34, she is a regional manager, over- seeing seven stores and earning nearly $80,000 a year. Fran also
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 909
C A S E
INCIDENT 1
thinks she’s ready to take on more responsibility. About five weeks ago, she was contacted by an executive-search recruiter inquiring about her interest in the position of vice president and regional manager for a national drugstore chain. She would be responsible for more than 100 stores in five states. She agreed to meet with the recruiter. This led to two meetings with top executives at the drug- store chain. The recruiter called Fran two days ago to tell her she was one of the two finalists for the job.
The only person at Thompson who knows Fran is looking at this other job is her good friend and colleague, Ken Hamilton. Ken is director of finance for the grocery chain. “It’s a dream job,” Fran told Ken. “It’s a lot more responsibility and it’s a good company to work for. The regional office is just 20 miles from here so I would- n’t have to move. And the pay is first rate. With the performance bonus, I could make nearly $200,000 a year. But best of all, the job provides terrific visibility. I’d be their only female vice president. The job would allow me to be a more visible role model for young women and give me a bigger voice in opening up doors for women and ethnic minorities in retailing management.”
Since Fran considered Ken a close friend and wanted to keep the fact that she was looking at another job secret, she asked Ken last week if she could use his name as a reference. Said Ken, “Of course. I’ll give you a great recommendation. We’d hate to lose you here, but you’ve got a lot of talent. They’d be lucky to get someone with your
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 910
experience and energy.” Fran passed Ken’s name on to the executive recruiter as her only reference at Thompson. She made it very clear to the recruiter that Ken was the only person at Thompson who knew she was considering another job. Thompson’s top manage- ment is old-fashioned and places a high value on loyalty. If anyone heard she was talking to another company, it might seriously jeop- ardize her chances for promotion. But she trusted Ken completely. It’s against this backdrop that this morning’s incident became more than just a question of sexual harrassment. It became a full-blown ethical and political dilemma for Fran.
Jennifer Chung has been a financial analyst in Ken’s depart- ment for five months. Fran met Jennifer through Ken. The three have chatted together on a number of occasions in the coffee room. Fran’s impression of Jennifer is quite positive. In many ways, Jennifer strikes Fran as a lot like she was ten years ago. This morn- ing, Fran came to work around 6:30 a.m. as she usually does. It allows her to get a lot accomplished before “the troops” roll in at 8 a.m. At about 6:45, Jennifer came into Fran’s office. It was immedi- ately evident that something was wrong. Jennifer was very nervous and uncomfortable, which was most unlike her. She asked Fran if they could talk. Fran sat her down and listened to her story.
What Fran heard was hard to believe, but she had no reason to think Jennifer was lying. Jennifer said that Ken began making off-color comments to her when they were alone within a month after Jennifer
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 911
joined Thompson. From there it got progressively worse. Ken would leer at her. He put his arm over her shoulder when they were review- ing reports. He patted her rear. Every time one of these occurrences happened, Jennifer would ask him to stop and not do it again, but it fell on deaf ears. Yesterday, Ken reminded Jennifer that her six-month probationary review was coming up. “He told me that if I didn’t sleep with him that I couldn’t expect a very favorable evaluation.” She told Fran that all she could do was go to the ladies’ room and cry.
Jennifer said that she had come to Fran because she didn’t know what to do or whom to turn to. “I came to you, Fran, because you’re a friend of Ken’s and the highest ranking woman here. Will you help me?” Fran had never heard anything like this about Ken before. About all she knew regarding his personal life was that he was in his late 30s, single, and involved in a long-term relationship.
Questions 1. Analyze Fran’s situation in a purely legalistic sense. You might
want to talk to friends or relatives who are in management or the legal profession for advice in this analysis.
2. Analyze Fran’s dilemma in political terms. 3. Analyze Fran’s situation in an ethical sense. What is the ethi-
cally right thing for her to do? Is that also the politically right thing to do?
4. If you were Fran, what would you do? *The identity of this organization and the people described are disguised for obvious reasons.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 912
Power, Sexual Harassment, and the CIA
By the time “Janet” finished her training with the U.S. Central Intelligence Agency in Virginia, she looked like the perfect spy. Outgoing and affable, she slipped easily into foreign cultures — a legacy from having grown up overseas. In college, in Tokyo, Janet became fluent in Japanese. Now, skilled in picking locks and servic- ing film drops, the 26-year-old spy eagerly awaited her first assign- ment abroad. But the old boys of the CIA were not eager to have Janet among their ranks. Women spies have never been fully accepted in the hard-drinking, macho world of the agency’s clan- destine service, known as the Directorate of Operations, or DO. Janet quit the agency in 1988 out of frustration.
Today, the women of the CIA refuse to quit. Angered by a male-dominated climate and inequality in promotions and assign- ments, the CIA’s female spies are demanding changes. Such reform is one of the many challenges facing newly appointed CIA director John Deutch.
To many, the issue goes beyond money and fairness. The agency’s old-boy mentality wastes some of its most talented people, many CIA women say, while it hampers the basic mission of the CIA. “They really protect their own,” says Lynne Larkin, a seven- year veteran who recently resigned over a job discrimination issue. The old-boy network, Larkin says, contributes to an atmosphere in
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 913
C A S E
INCIDENT 2
which people feel they can break the rules without repercussion. “They have this idea that they’re not really held accountable,” says Larkin. “Abuse not only continues but tends to get worse.”
For Janet, the discrimination was blatant. Her first assignment in Tokyo became the joke of the CIA station. She was assigned as a “port caller,” an officer who recruits sailors, usually off of Third World ships, to photograph Chinese ports and North Korean vessels when they sail into “denied areas” — places U.S. spies cannot gain access to. Usually, the port caller job is reserved for swaggering jocks, not a 5-foot-6-inch, 125-pound female officer. For Janet, the station chief slapped on a special restriction: She was forbidden to go into bars or to drink while recruiting sailors. The job was a recipe for failure. “He clearly felt that if I was given a hard enough time, maybe they wouldn’t send in another woman for a while,” she says. Janet wouldn’t be outsmarted, however. With some ingenuity, she devised a scheme to phone a ship’s radio operator when a new ves- sel docked. Then, pretending to work for a publishing company, she invited the sailors ashore. Face to face, Janet persuaded them to take photos for pay. Within a year, Janet became the station’s top recruiter. But her bosses didn’t appreciate her efforts. After failing to win another overseas posting, Janet claimed that the station chief had altered her performance report, in violation of CIA policy. Today, some 300 women have threatened a class-action suit against the CIA, citing similar discriminatory practices.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 914
Sexual harassment has been an even bigger problem at the CIA. Nearly 50 percent of all white women have reported being sexually harassed. Like a throwback to the 1950s, a fixation with nude pho- tographs and crude sexual jokes is common among some male case officers. Women complain of a hostile work environment rife with insensitive or derogatory comments, jokes, signs, and posters.
Women who try to fight the old boys through official channels often encounter a fierce backlash. There is a strong perception within the DO that those who complained received no help or, worse, jeopardized their careers. “Jennifer,” who had an otherwise stellar career in the DO, found her promotion path blocked after she officially complained that a male boss, at a staff meeting, had referred to “minorities, women and other two-headed animals.” “If you complain, you are seen as betraying the system,” she says.
Questions
1. Describe the hostile environment for women in the CIA. 2. How does this case demonstrate that sexual harassment is
closely intertwined with power? 3. If you were John Deutch, what actions would you take to deal
with the problems of discrimination and sexual harassment at the CIA?
Source: Based on “Women of the CIA Come Forward,” ABC News Nightline; aired June 7, 1995.
Chapter EndChapter Start Contents ☛ ☛Quit Video Web Site 915