Financial Analysis for Nonprofit Organizations

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GuideStar Report Generated For: Center for Alternative Sentencing and Employment Services Inc

Report Generated On: December 13, 2016 at 10:08 PM ET EIN: 13-2668080

Table of Contents *Denotes data included with Purchase

Overview / At-A-Glance 3

General Information 3 At-A-Glance 3 Mission 3

Financial Data 4

Revenue from 990* 4 Expenses from 990* 4 Balance Sheet from 990* 5

Documents 6

Forms 990 Received from the IRS* 6 Forms 990 Provided by the Organization* 6 Audited Financial Statement(s)* 6 Annual Report(s)* 6 Letter of Determination, Form 1023/1024* 7

Mission and Impact 8

Mission Statement 8 Impact Statement 8

Programs & Results 9

Court Employment Project 9 Choices Alternative to Detention 9 Queens Justice Corps 9 Young Adult Justice Scholars 9 Nathaniel Assertive Community Treatment (ACT)

9

Manhattan Assertive Community Treatment (ACT)

9

Manhattan Short-Term Alternatives and Referrals to Treatment (START)

10

NY County Court-Based Intervention Resource Team (CIRT)

10

Nathaniel Clinic 10 Staten Island Community Service Project 10

People & Governance 11

Overview 11 Chief Executive Profile 11

Content Included with Premium Report Purchase

Financial Data for fiscal year(s): 2014● 2013● 2012● 2011● 2010●

2014 Financial Charts

Forms 990 for fiscal year(s): 2015● 2014● 2013● 2012● 2011●

Audited Financial Statements for fiscal year(s): 2013● 2012● 2010● 2009●

Letter of Determination

Officer, Director, Key Employee and Highest Paid Employee Data for fiscal year(s):

2014● 2013● 2012● 2011● 2010●

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Board Chair 11 Board Leadership Practices 12 Officers, Directors, Trustees and Key Employees*

12

Highest Paid Employees & Compensation* 15

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General Information

Center for Alternative Sentencing and Employment Services Inc 151 Lawrence Street 3rd Floor Brooklyn, NY 11201 www.cases.org

Also Known As: CASES EIN: 13-2668080

Telephone: 212 -553-6354

Contact Information

Mr. Loyal Miles, Director of Development [email protected] 212 -553-6354 tel

This is a Silver level GuideStar Nonprofit profile, demonstrating this organization's commitment to transparency.

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At-A-Glance IRS Subsection: Included with Premium Report Purchase (Add to Cart)

NTEE Codes: I44 (Prison Alternatives) O50 (Youth Development Programs) F30 (Mental Health Treatment) Assets: $5,288,689 Income: $12,377,659 Expenses: $12,311,479 Liabilities: $2,750,854 Areas Served: New York City Ruling Year: 1972

Fiscal Year Start: July 1 Fiscal Year End: June 30 Financial information in this report is derived from the organization's 2014 Form 990.

Mission The mission of CASES is to increase public safety through innovative services that reduce crime and .... Full Text Included with

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Overview / At-A-Glance Center for Alternative Sentencing and Employment Services Inc

GuideStar Premium Report for Center for Alternative Sentencing and Employment Services Inc EIN: 13-2668080 Report Generated: December 13, 2016

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Revenue from 990 (Fiscal Year Beginning July 1 and Ending June 30) Prior Year Data included in the Premium Report for 2013, 2012, 2011, 2010

.

Contributions1

Government Grants

Program Services

Investments2

Special Events

Sales

Other3

Total Revenue:

2014 (990)

$795,915

$9,753,934

$1,789,047

$0

$0

$0

$38,763

$12,377,659

*2013 (990)

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*

*

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*

*

*

*

*2012 (990)

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*2011 (990)

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*2010 (990)

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Due to various changes in the way this data is reported in the 2008 Form 990, it may not be possible to accurately compare this data from the 2008 Form 990 against the same field on prior forms. 1-

The IRS has changed the Requirements for Reporting Investment Income. This value may contain amounts for Items which were reported in earlier years under Other Revenue (Part I, line 11). 2-

Due to changes to the 2008 form, Membership Dues are not included in Other Revenue anymore, but are reported under Contributions.3-

Revenue Breakout: 2014

|

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Expenses from 990 (Fiscal Year Beginning July 1 and Ending June 30) Prior Year Data included in the Premium Report for 2013, 2012, 2011, 2010

.

Program Services

Administration

Other

Total Expenses:

Net Gain/Loss:

2014 (990)

$10,467,940

$1,694,256

$149,283

$12,311,479

$66,180

*2013 (990)

*

*

*

*

*2012 (990)

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*

*

*

*2011 (990)

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*2010 (990)

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Expense Breakout: 2014

|

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Financial Data Center for Alternative Sentencing and Employment Services Inc

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Balance Sheet from 990 (Fiscal Year Beginning July 1 and Ending June 30) Prior Year Data included in the Premium Report for 2013, 2012, 2011, 2010

l

Assets

Cash & Equivalent

Accounts Receivable

Pledges & Grants Receivable

Receivable / Other1

Inventories for Sale or Use

Investment / Securities2

Investment / Other3

Fixed Assets4

Land & Buildings

Other5

Total Assets:

Liabilities

Accounts Payable

Grants Payable

Deferred Revenue

Loans and Notes6

Tax-Exempt Bond Liabilities

Other7

Total Liabilities:

Fund Balance:

2014 (990)

1-Jul-13 30-Jun-14 Change

$74,712 $139,602 $64,890

$632,804 $540,249 ($92,555)

$2,704,490 $3,520,532 $816,042

$0 $0 $0

$0 $0 $0

$0 $0 $0

$0 $0 $0

$309,118 $412,317 $103,199

n/a

$195,284 $675,989 $480,705

$3,916,408 $5,288,689 $1,372,281

1-Jul-13 30-Jun-14 Change

$915,834 $997,650 $81,816

$0 $0 $0

$48,128 $95,957 $47,829

$473,095 $1,489,817 $1,016,722

$0 $0 $0

$7,696 $167,430 $159,734

$1,444,753 $2,750,854 $1,306,101

$2,471,655 $2,537,835 $66,180

*2013 (990)

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*2012 (990)

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*2011 (990)

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Due to changes in the 2008 Form 990, this data is no longer reported.1- Due to Changes in the 2008 Form, this value now includes Publicly Traded Securities as well as Other Securities.2- Due to various changes in the way this data is reported in the 2008 Form 990, it may not be possible to accurately compare this data from the 2008 Form 990 against the same field on prior Forms.3- The 2008 Form does not distinguish between Land, Buildings & Equipment (LBE) as investments and LBE as fixed assets. This value is equivalent to the sum of both line items on earlier Forms (Part IV line 55 plus line 57).4- Other Program Related Investments is now a separate field on the new Form, Part X-13(A) and (B).5- The value on this line may now include payables to former employees, disqualified persons and unrelated third parties.6- Due to various changes in the way this data is reported in the 2008 Form 990, it may not be possible to accurately compare this data From the 2008 Form 990 against the same field on prior Forms.7-

Note: The balance sheet gives a snapshot of the financial health of an organization at a particular point in time. An organization's total assets should generally exceed its total liabilities, or it cannot survive long, but the types of assets and liabilities also must be considered. For instance, an organization's current assets (cash, receivables, securities, etc.) should be sufficient to cover its current liabilities (payables, deferred revenue, current year loan, and note payments). Otherwise, the organization may face solvency problems. On the other hand, an organization whose cash and equivalents greatly exceed its current liabilities might not be putting its money to best use.

Financial Data Center for Alternative Sentencing and Employment Services Inc

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Forms 990 Received from the IRS

2015 Form 990

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2014 Form 990

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2013 Form 990

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2012 Form 990

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2011 Form 990

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Forms 990 Provided by the Organization

2013 Form 990

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Audited Financial Statement(s)

2013 Audit Financial

Statement

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2012 Audit Financial

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2010 Audit Financial

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2009 Audit Financial

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Annual Report(s)

2011 Annual Report

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2010 Annual Report

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Documents Center for Alternative Sentencing and Employment Services Inc

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Letter of Determination, Form 1023/1024

1993 Letter Of Determin

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Form 1023/1024

Documents Center for Alternative Sentencing and Employment Services Inc

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Mission Statement This information was provided to GuideStar by Center for Alternative Sentencing and Employment Services Inc

The mission of CASES is to increase public safety through innovative services that reduce crime and .... Full Text Included with

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Impact Statement This information was provided to GuideStar by Center for Alternative Sentencing and Employment Services Inc

Youth Programs- CASES served 527 youth in FY14 in five different programs The Court Employment Project (CEP), is an alternative to incarceration program for young felony offenders in which youth participate in an individualized program of counseling .... Full Text

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Mission and Impact Center for Alternative Sentencing and Employment Services Inc

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Court Employment Project This information was provided to GuideStar by Center for Alternative Sentencing and Employment Services Inc Category: Alternative Sentencing/Supervision Population Served: Youth/Adolescents only (14 - 19 years)

Program Description: The Court Employment Project (CEP) provides a six-month alternative to incarceration (ATI) for young people age 16-19 in New York City who would otherwise face incarceration as the result of felony charges. The program includes case management, educa.... Full

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Choices Alternative to Detention This information was provided to GuideStar by Center for Alternative Sentencing and Employment Services Inc Category: Juvenile Justice Population Served: Youth/Adolescents only (14 - 19 years)

Queens Justice Corps This information was provided to GuideStar by Center for Alternative Sentencing and Employment Services Inc Category: Ex-Offender Services/Supervision Population Served: Young Adults (20-25 years) -- currently not in use

Young Adult Justice Scholars This information was provided to GuideStar by Center for Alternative Sentencing and Employment Services Inc Category: Ex-Offender Services/Supervision Population Served: Young Adults (20-25 years) -- currently not in use

Nathaniel Assertive Community Treatment (ACT) This information was provided to GuideStar by Center for Alternative Sentencing and Employment Services Inc Category: Alternative Sentencing/Supervision Population Served: None

Program Description: State-licensed alternative-to-incarceration program including comprehensive treatment and support for adults with serious mental illness

Manhattan Assertive Community Treatment (ACT) This information was provided to GuideStar by Center for Alternative Sentencing and Employment Services Inc Category: Mental Health Treatment Population Served: None

Programs & Results Center for Alternative Sentencing and Employment Services Inc

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Manhattan Short-Term Alternatives and Referrals to Treatment (START) This information was provided to GuideStar by Center for Alternative Sentencing and Employment Services Inc Category: Alternative Sentencing/Supervision Population Served: None

NY County Court-Based Intervention Resource Team (CIRT) This information was provided to GuideStar by Center for Alternative Sentencing and Employment Services Inc Category: Alternative Sentencing/Supervision Population Served: None

Nathaniel Clinic This information was provided to GuideStar by Center for Alternative Sentencing and Employment Services Inc Category: Outpatient Mental Health Treatment Population Served: None

Staten Island Community Service Project This information was provided to GuideStar by Center for Alternative Sentencing and Employment Services Inc Category: Alternative Sentencing/Supervision Population Served: None

Programs & Results Center for Alternative Sentencing and Employment Services Inc

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Overview

Number of Employees: 225

Chief Executive Profile

Mr. Joel Copperman

Joel Copperman joined CASES in 1990 as the organization's first Executive Director. Prior to joining CASES, Mr. Copperman held several positions in New York City Government during the administration of Ed Koch. Mr. Copperman was in the Mayor's Office of Intergovernmental Relations serving as a legislative representative in Albany, was Deputy Director of the Mayor's Office of Operations, and was the first Director of the Mayor's Office of Contracts. Currently, Mr. Copperman is Chair of the Board of Directors of the Human Services Council, a coalition of over 160 New York City organizations that advocates for the needs of the human services sector; Chair of the Board of Directors of Youth Represent, an organization that provides juvenile defender representation and addresses other legal issues that may stem from a young person's involvement in the criminal justice system; and a member of the New York City Discharge Planning Collaboration, a coalition of city agencies, non-profits, research institutions, and experts that works to transform outcomes for people in jails and shelters. In August 2011, Mr. Copperman was selected by the New York State Office of Children and Family Services to serve on the Advisory Board for its new Brooklyn for Brooklyn Initiative (B4B), a community-based, therapeutic model for serving youth in state custody. Mr. Copperman holds a B.A. from Bradley University, a J.D. from Boston University School of Law, and an M.P.P. from the John F. Kennedy School of Government at Harvard University.

Board Chair

Ms. Lee Wood

Term: Since Dec 2013

Institution Affiliation: The Prudential Insurance Company

People & Governance Center for Alternative Sentencing and Employment Services Inc

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Board Leadership Practices

Board Orientation & Education Does the board conduct a formal orientation for new board members and require all board members to sign a written agreement regarding their roles, responsibilities, and expectations?

Response Not Provided

CEO Oversight Has the board conducted a formal, written assessment of the chief executive within the past year?

Response Not Provided

Ethics & Transparency Have the board and senior staff reviewed the conflict-of-interest policy and completed and signed disclosure statements within the past year?

Response Not Provided

Board Composition Does the board ensure an inclusive board member recruitment process that results in diversity of thought and leadership?

Response Not Provided

Board Performance Has the board conducted a formal, written self-assessment of its performance within the past three years?

Response Not Provided

Officers, Directors, Trustees and Key Employees

Prior Year Officers, Trustees and Key Employee Data included in the Premium Report for 2014, 2013, 2012, 2011, 2010

Fiscal Year Ending June 30, 2014

Name *Title *Compensation

Joel Copperman * *

Rebecca Asbury * *

Lee Wood * *

Thomas Cahalan * *

Richard Aborn * *

William Breitbart, M D. * *

Matthew Cantwell * *

Kendall Christiansen * *

Todd Clear * *

Leslie Gimbel * *

Robert G M. Keating * *

Andrea Principe * *

Dawn McClary * *

Alan Epstein * *

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People & Governance Center for Alternative Sentencing and Employment Services Inc

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Fiscal Year Ending June 30, 2013

Name *Title *Compensation

Joel Copperman * *

Rebecca Asbury * *

Jamaal Thomas * *

Alan Epstein * *

Thomas Cahalan * *

Richard Aborn * *

William Breitbart * *

Kendall Christiansen * *

Todd Clear * *

Leslie Gimbel * *

Robert G.M.Keating * *

Andrea Principe * *

Lee Wood * *

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Fiscal Year Ending June 30, 2012

Name *Title *Compensation

Joel Copperman * *

Robecca Asbury * *

Jamaal Thomas * *

Alan Epstein * *

Thomas Cahalan * *

Richard Aborn * *

Kendall Christiansen * *

Todd Clear * *

Leslie Gimbel * *

Robert G.M. Keating * *

Ellen Neises * *

Andrea Principe * *

Lee Wood * *

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Fiscal Year Ending June 30, 2011

Name *Title *Compensation

Joel Copperman * *

Rebecca Asbury * *

Jamal Thomas * *

Leslie Gimbel * *

Alan Epstein * *

Richard Aborn * *

Thomas Cahalan * *

Kendall Christiansen * *

Todd Clear * *

Robert G.M * *

Andrea Principe * *

People & Governance Center for Alternative Sentencing and Employment Services Inc

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Fiscal Year Ending June 30, 2011

Name *Title *Compensation

Lee Wood * *

Michael Thompson * *

Ellen Neises * *

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Fiscal Year Ending June 30, 2010

Name *Title *Compensation

Joel Copperman * *

Rebecca Asbury * *

Ellen Fried * *

Leslie Gimbel * *

Thomas Cahalan * *

Richard Aborn * *

John Banks * *

Kendall Christiansen * *

Todd Clear * *

Lee Wood * *

Robert G.M. Keating * *

Andrea Principe * *

Michael Thompson * *

Alan Epstein * *

Ellen Neises * *

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People & Governance Center for Alternative Sentencing and Employment Services Inc

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Highest Paid Employees & Compensation

Prior Year Highest Paid Employee Data included in the Premium Report for 2014, 2013, 2012, 2011, 2010

Fiscal Year Ending June 30, 2014

Name *Title *Compensation

Jonathan Hertz * *

Cortney Kohberger * *

Joe McLaughlin * *

Siobhan McMahan * *

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Fiscal Year Ending June 30, 2013

Name *Title *Compensation

Cortney Kohberger,MD * *

Joe McLaughlin * *

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Fiscal Year Ending June 30, 2012

Name *Title *Compensation

Joe McLaughlin * *

Shana McMahan * *

Ann-Marie Louison * *

Bradley Jacobs * *

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Fiscal Year Ending June 30, 2011

Name *Title *Compensation

Cortney Kohberger * *

Joe McLaughlin * *

Shana McMahan * *

Ann-Marie Louison * *

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Fiscal Year Ending June 30, 2010

Name *Title *Compensation

Joe McLaughlin * *

Shana McMahan * *

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People & Governance Center for Alternative Sentencing and Employment Services Inc

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