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An  Opinion   by  Author’s  Name  

The  Electronic  Privacy  Information  Center   vs.  Google  Books:  An  Argument  for  User   Protections  

 

I T   3 0 1 :   S e c u r i t y ,   P r i v a c y   &   E t h i c s   P r o f .   D .   R a w l i n s o n   C e n t r a l   W a s h i n g t o n   U n i v e r s i t y   –   F a l l   Q u a r t e r   2 0 1 0    

        EPIC  V.  GOOGLE  BOOKS    

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  The  Electronic  Privacy  Information  Center  vs.  Google  Books:   An  Argument  for  User  Protections  

 

INTRODUCTION    

In  2005,  Google  Books  was  taken  to  court  over  claims  made  by  The  Authors  

Guild,  Inc.,  that  Google  had  violated  the  copyrights  of  authors,  publishers  and  all  

rights  holders  by  scanning  their  books,  creating  an  electronic  database  and  

displaying  excerpts  of  copyrighted  materials  without  permission  (Book  Rights  

Registry,  2010).      

Though  Google  denied  the  claims,  a  preliminary  settlement  was  reached  in  

November  of  2008.  According  to  the  agreement,  Google  Books  would  require  

readers  to  provide  sensitive  personal  information  in  order  to  view  digital  books  

offered  by  Google,  and  would  in  turn  hand  that  information  over  to  the  rights  

holders  of  the  books  viewed.    Though  the  settlement  asked  for  personal  information  

from  users,  it  failed  to  protect  their  privacy.      

The  Federal  Trade  Commission  (FTC),  the  Department  of  Justice,  and  the  

Electronic  Privacy  Information  Center  (EPIC)  criticized  the  settlement  due  to  the  

amount  and  nature  of  user  information  Google  agreed  to  provide  rights  holders.      

In  September  of  2009,  the  FTC  issued  a  statement  citing  that  measures  

outlined  in  the  settlement  raised  “serious  privacy  challenges  because  of  the  vast  

amount  of  user  information  that  could  be  collected”  (Leibowitz,  2009).    

 

        EPIC  V.  GOOGLE  BOOKS    

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THE  CURRENT  STATUS  OF  THE  ISSUE  

In  February  of  2010,  a  revised  version  of  the  settlement  was  amended  and  

reviewed.  However,  many  privacy  agencies  felt  that  the  provisions  in  the  settlement  

that  called  for  the  monitoring  of  what  users  do  with  electronic  books  had  yet  to  be  

equally  balanced  by  measures  of  user  privacy  protections.    

In  response,  EPIC  dedicated  a  division  of  their  Web  site  to  coverage  of  Google  

Books  and  the  pending  settlement  (Google  Books:  Policy  Without  Privacy,  2010).    

EPIC  argues  that  amendments  made  still  fail  to  address  antitrust,  privacy,  

and  copyright  concerns.  The  organization  feels  that  readers'  interests  are  not  

represented,  and  that  the  settlement  "threatens  well-­‐established  standards  that  

safeguard  intellectual  freedom,"  "imperils  longstanding  Constitutional  rights,"  and  

"threatens  to  eviscerate  state  library  privacy  laws  that  safeguard  library  patrons  in  

the  United  States"  (Google  Books:  Policy  Without  Privacy,  2010).  

On  February  18,  2010,  EPIC  president  Marc  Rotenberg  appeared  in  federal  

court  to  represent  readers’  privacy  and  right  to  read  anonymously.  He  urged  the  

judge  to  reject  the  settlement,  stating,  "A  person  at  any  library  or  any  university  in  

the  United  States  that  attempted  to  retrieve  information  from  Google's  digital  

library  would  be  uniquely  tagged  and  tracked.  There  is  simply  no  precedent  for  the  

creation  of  such  power"  (EPIC,  2010).  

    WHAT  IS  BEING  DONE  TO  ADDRESS  THE  ISSUE  

In  response  to  criticism,  the  pending  settlement  between  Google  and  The  

Authors  Guild,  Inc.,  Google  has  created  the  Book  Rights  Registry,  a  third  party  entity  

        EPIC  V.  GOOGLE  BOOKS    

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designed  to  mediate  non-­‐personally  identifiable  information  about  the  usage  of  

Google  Books.    Google  will  not  require  users  to  create  Google  accounts  or  register  

their  identity  in  order  to  view  pages  from  books  covered  by  the  settlement,  or  

require  registration  from  users  at  terminals  in  public  libraries.    

The  settlement  has  also  resulted  in  Google  posting  a  privacy  policy  written  

specifically  for  Google  Books  online.    The  policy  highlights  the  company’s  key  

provisions  and  privacy  practices  in  relation  to  a  consumer’s  use  of  Google  Books,  as  

well  as  several  proposed  practices  to  be  put  in  place  pending  the  results  of  the  

lawsuit.    

Under  the  heading  “Practices  specific  to  the  Google  Books  Product,”  the  

policy  explains  that  log  information  (including  IP  addresses  and  cookies  from  the  

user’s  browser,  not  user  account  information)  is  used  to  enforce  security  limits,  

such  as  restrictions  on  the  number  of  pages  users  can  see  from  a  particular  book,  in  

order  to  fulfill  contractual  commitments  to  rights  holders  who  license  books  to  

Google.      

The  policy  also  states  that  special  legal  user  privacy  protections  can  be  

invoked  when  law  enforcement  asks  Google  for  information  on  what  books  a  user  

has  viewed.  According  to  Google,  certain  jurisdictions  have  special  “books  laws,”  

though  agencies  requesting  information  on  a  user’s  history  must  prove  to  a  court  

that  the  need  to  attain  the  user’s  information  “outweighs  the  reader’s  interest  in  

reading  anonymously  under  the  United  States  First  Amendment.”  Google  says  that  

all  users  affected  will  be  notified  of  such  requests,  and  that  if  legally  permitted,  they  

will  contact  the  user  so  that  they  can  challenge  the  request.  

        EPIC  V.  GOOGLE  BOOKS    

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However,  users  will  need  to  have  Google  Accounts  in  orders  to  make  

purchases  from  Google  Books  “because  such  information  is  necessary  to  provide  

access  to  the  user  who  bought  the  book”  (Google,  Google  Books  Privacy  Policy,  

2010).  Google  says  that  it  plans  to  build  protections  to  enable  users  to  delete  or  

disassociate  titles  of  any  books  purchased  using  a  Google  Account.      

Google  plans  to  offer  other  additional  privacy  services  to  users,  though  they  

concede  that  such  services  “have  not  yet  been  designed,”  but  counter  that  they  

“know  that  they  will  honor  existing  privacy  commitments”  (Google,  Google  Books  

Privacy  Policy,  2010).    

On  the  Google  Public  Policy  Blog,  Dan  Clancy,  the  Engineering  Director  for  

Google  Books,  posted  the  following  statement:  

  “Our  settlement  agreement  hasn't  yet  been  approved  by  the  court,  and  the  

services  authorized  by  the  agreement  haven't  been  built  or  even  designed  yet.  That   means  it's  very  difficult  (if  not  impossible)  to  draft  a  detailed  privacy  policy.  While   we  know  that  our  eventual  product  will  build  in  privacy  protections  -­‐-­‐  like  always   giving  users  clear  information  about  privacy,  and  choices  about  what  if  any  data   they  share  when  they  use  our  services  -­‐-­‐  we  don't  yet  know  exactly  how  this  all  will   work”  (Clancy,  2009).  

 

 

WHAT  SHOULD  BE  DONE  TO  RESOLVE  THE  ISSUE  

EPIC  believes  that  the  early  results  of  the  settlement  and  the  measures  

outlined  in  the  Google  Books  Privacy  Policy  are  insufficient.      

The  Google  Books  Privacy  Policy  states,  “We  do  not  share  your  personal  

information  with  third  parties,  except  in  the  narrow  circumstances  described  in  the  

Privacy  Policy,  such  as  emergencies  of  in  response  to  valid  legal  process.”  EPIC  says  

        EPIC  V.  GOOGLE  BOOKS    

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that  since  Google  fails  to  define  the  terms  “emergencies”  and  “valid  legal  process”,  it  

leaves  the  company  free  to  disclose  information  at  its  own  discretion,  meaning  that  

it  could  give  information  to  a  third  party  at  will  (EPIC,  2010).  

EPIC  states  that  The  Book  Rights  Registry  “in  no  way  alleviates  concerns  

regarding  the  collection  of  information”  since  cookies  could  easily  reveal  the  

identity  of  the  user  if  they  logs  into  a  Google  account  during  the  same  session,  and  

that  cookies  and  IP  addresses  should  not  be  stored  (EPIC,  2010).    

EPIC’s  largest  complaint,  and  main  concern,  is  that  Google  will  use  

information  collected  from  users  to  “create  massive  profiles  of  user  of  Google  Books  

by  linking  Google  Book  activities  with  other  Google  Services.”  EPIC  believes  that  the  

company’s  intent  is  to  become  “a  central  repository,  storing  vast  amounts  of  user  

information  gleaned  from  email  accounts,  book  searches,  mapping  inquiries,"  

storing  information  under  the  guise  of  “improving  of  services,”  rather  than  for  

purposes  of  targeting  advertisements  (EPIC,  2010).  

 

CONCLUSION  

  EPIC’s  stances  on  Google  Books  and  its  privacy  policy  are  correct:  Privacy  

policy  does  not  mean  privacy  protection.    Though  amendments  made  to  the  

settlement  provide  a  slightly  clearer  set  of  guidelines  for  the  company’s  handling  of  

privacy,  Google  never  makes  a  clear  statement  of  what  rights  users  will  have  if  the  

company  violates  the  measures  listed  in  its  own  privacy  policy.  

The  Google  Privacy  Policy  (which  extends  over  all  of  the  company’s  

products)  states  that  the  company  has  five  overall  goals  and  privacy  principles  that  

        EPIC  V.  GOOGLE  BOOKS    

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describes  how  the  company  addresses  privacy  and  user  information  (Google,  Google  

Privacy  Center:  Transparency  and  Choice,  2010):  

1. Use  information  to  provide  our  users  with  valuable  products  and  services.     2. Develop  products  that  reflect  strong  privacy  standards  and  practices.     3. Make  the  collection  of  personal  information  transparent.     4. Give  users  meaningful  choices  to  protect  their  privacy.     5. Be  a  responsible  steward  of  the  information  we  hold.    

 

Yet  legally,  Google  can  share  information  with  outside  companies  and  

individuals:  "We  have  a  good  faith  belief  that  access,  use,  preservation  or  disclosure  

of  such  information  is  reasonably  necessary  to  (a)  satisfy  any  applicable  law,  

regulation,  legal  process  or  enforceable  governmental  request,  (b)  enforce  

applicable  Terms  of  Service,  including  investigation  of  potential  violations  thereof,  

(c)  detect,  prevent,  or  otherwise  address  fraud,  security  or  technical  issues,  or  (d)  

protect  against  harm  to  the  rights,  property  or  safety  of  Google,  its  users  or  the  

public  as  required  or  permitted  by  law"(Google,  Google  Privacy  Center:  Privacy  

Policy,  2010).    

Google  never  clearly  states  how  it  will  use  information,  or  defines  terms  like  

“emergency”  or  “security”  in  relation  to  disclosure,  making  any  claims  of  

“transparency”  ultimately  meaningless.  

In  short,  a  privacy  policy  alone  is  simply  not  enough.  Due  to  the  sensitive  

nature  of  the  information  that  Google  Books  will  collect  and  distribute,  Google  needs  

to  define  its  policy  terminology  more  extensively  in  order  to  create  a  policy  specific  

enough  to  actually  enforce.    Google  also  needs  to  amend  the  settlement  to  include  

EPIC’s  suggestions  regarding  its  own  accountability  in  the  case  of  it  violating  its  own  

        EPIC  V.  GOOGLE  BOOKS    

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privacy  practices.    Google  not  only  needs  to  protect  its  users  from  third  parties,  it  

needs  to  protect  users  from  itself.  

 

BIBLIOGRAPHY     Book  Rights  Registry.  (2010).  Google  Book  Settlement.  (I.  Rust  Consulting,  Producer,   &  Rust  Consulting,  Inc.)  Retrieved  February  28,  2010,  from  Google  Book  Settlement:   http://www.googlebooksettlement.com/     Clancy,  D.  (2009,  July  23).  Google  Public  Policy  Blog.  Retrieved  February  21,  2010,   from  Google  Public  Policy  Blog:   http://googlepublicpolicy.blogspot.com/2009/07/google-­‐books-­‐settlement-­‐and-­‐ privacy.html     EPIC.  Google  Books:  Policy  Without  Privacy.  (2010).  (The  Electronic  Privacy   Information  Center)  Retrieved  March  1,  2010,  from  Epic.org  -­‐  Google  Books:  Policy   Without  Privacy:  http://epic.org/privacy/googlebooks/policy.html     Google.  (2010).  Google  Books.  Retrieved  February  20,  2010,  from  Google  Books:   http://books.google.com/     Google.  (2010).  Google  Books  Privacy  Policy.  Retrieved  February  21,  2010,  from   Google  Books  Privacy  Policy:  http://books.google.com/googlebooks/privacy.html     Google.  (2010).  Google  Privacy  Center:  Privacy  Policy.  Retrieved  February  21,  2010,   from  Google  Privacy  Center:  Privacy  Policy:   http://www.google.com/privacypolicy.html     Google.  (2010).  Google  Privacy  Center:  Transparency  and  Choice.  Retrieved  February   20,  2010,  from  Google  Privacy  Center:  http://www.google.com/privacy.html     Leibowitz,  J.  (2009,  September  3).  Statement  of  Chairman  Jon  Leibowitz  in  Response   to  Letters  Between  Google  and  FTC  Staff  Regarding  Google  Books  and  Consumer   Privacy  .     Spinello,  R.  (2006).  Cyberethics:  Morality  and  Law  in  Cyberspace.  Sudbury,  MA,  USA:   Jones  and  Bartlett  Publishers,  Inc.