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AESTHETIC THEORY Essential Texts

FOR ARCHITECTURE AND DESIGN

Edited with commentary by Mark Foster Gage

~ w. W. Norton & Company

New York. London

14 AESTHETIC THEORY

Aesthetics" in 2007, the outcome of which was incredibly influ­ ential on my subsequent thoughts on aes thetic theory relative to contemporary practice.

My first editor Cynthia Davidson deserves great thanks, as it was her support and wisdom that largely reignited my inter­ est in writing as she guided me and Florenica Pita though the guest-editing of an issue of the journa l Log (no. 17) in 2009. It was through editing this issue that I was able to productively flirt with the material in this book a long with a fresh generation of voices including those of Hernan Diaz-Alonso, David Erd­ man, Georgina Huljich , Todd Gannon, Jason Payne, Heather Roberge, David Ruy, Kivi Sotamaa, Marcelo Spina, Tom Wis­ combe, and Peter Zellner to name a few.

The symposium Seduction that I organized in 2007 at the Yale School of Architecture proved pivotal in shaping this material. Insights by Gregory Crewdson, Peter Eisenman, Jeff Kipnis , Sylvia Lavi n , and Sarah Whiting-all of whom continue to influence and astound me with their particular brands of sig­ nificant cultural production-informed the ultimate direction of this book. This same event was also the last public lecture by the late Herbert Muschamp who influenced me in uncount able ways through his eloquent writing, speaking, and occasional pensive dinner conversations at The Odeon.

Special thanks go to Branko Mitrovic, who was incredibl y generous in putting his dual PhDs to work in not only review­ ing and discussing the material with me over the past fifteen years, but also in providing new translations of the selections from Alberti's De Re Aedifictoria and from Conrad Fiedler's On Judging Worb of Visual Art. Marc Clemence au Bailly, my co­ conspirator at Gage /Clemenceau Architects deserves thanks for helping to make time available at and away from the office for me to work on this book .

Last , special th anks go to Marty, my mother and pro bono copy editor; Eric , my brilliant yo un ger brother from whom I frequently borrow ideas, with no intention of ever returning them ; Brent for my existence; and Michael Maline and Truman McNaught for making such an existence worthwhile .

Introduction

The decades surrounding the turn of the millennium have wit­ nessed unparalleled engage ment with architectural theory, as evidenced in th e epic anthologies edited by K. Michael Hays , Kate Nesbitt, and A. Krista Sykes.' Th ese books provide access to the most significant theoretical contributions surrounding lhis period , covering everything from the emergence of post­ modernism through th e rise of deco nstruction, critical theory, and digital technology to questions of sustainability. Now, with the benefit of hindsight, some perspective is emerging from which we can begin to assess how such theory has impacted design and how it has not , and what theoretical avenues we might begin to address today to guide the emerging architec­ tural directions of tomorrow. While the theoretical contribu­ tions of this recent past, particularly as evidenced in these books , have certainly revealed new socia l, intellectual, and ethical territories for architectu ral influ ence and responsibilit y, they have been largel y focused on conceptua l viewpoints that ex plain architecture's role in society, and have been less able to directly inform the act of design in terms of aesthetic direction or visual intent. My intention with this book is to provid e a I"ra mework for understanding how aesthetic theory, the branch of philosophy most involved with questions of form and its Hppearance, might begin to inform th e developing discourses of an emerging generation of architects and designers arme d with new technologies , new materials , and new tools of fabrication that promise to revolutionize what these disciplines formally produce.

16 17 AESTHETIC THEORY

To better contextualize the introduction of aesthetic theory into architectural discourse it is important to articulate the dominant preceding positions. Two strains of architectural theory were particularly influe ntial on academically engaged

practice during this loosely defined th ree-decade period. First was the fusion of critical and architectural theory, commonly ca lled "the critical project" in architecture, a densely intellec­ tual endeavor characterized by K. Michael Hays as a "coupling of Marxian critical theory and post-structuralism with readings of architectural modernism."2 The primary ambition of the

critical project wa s to reveal the underlying, and often unseen, political, social, and economic power structures that govern the societies in which we live and to introduce, eloquently said in the words of Foucault and Lacan scholar Davi d Macey, "a form

of self-consciousness that can act as a gUide to emancipatory action." 3

The influence of critical theory in architecture spanned at le ast from the rise ofTafuri to the turn of the millennium; when

shortly thereafter essays by Sylvia Lavin, Sarah Whiting, Rob­ ert Somol , Stan Allen , and Michael Speaks began to introduce new theoretical directions that if not prompted then at least forecasted the end of its influence .4 While never defined as pos­ sessing a clear agenda of its own, the "postcritical " moment (in

which we perhaps still find ourselves today) was deemed to have begun. At roughly the same time as the critical theory began to lose traction , new intellectual directions were introduced into

the profession by the gradual appearance of computation being used as a design tool that , in turn , prompted new theoretic a l directions. Access to computation a ll owed designers to organize

larger bodies of data in the forms of various new diagrams and mappings; its graphic capabilities gave designers access to new illustrative and collage tools, and proVided a means of produc­ ing entirely new families of form. Different sc hools of thought

sought to position the varied uses of computation in architecture through theoretical discourses including field theory, data map­ ping, virtuality, and postgeometry mathematics, to name a few.

The theoretical assumptions of both the critical project and computationally based design 5 assumed that a direct correla-

Introduction

I ion exists between abstract concepts (intellectual) and physical lor ms (sensate). While the two strains of thought might appear

vas tly different , one being primarily social/critica l and the other I'undamenta ll y mathematical, both rely who lly on the same pro­ l e ss of conceptua l abstraction. The philosophical framework for ho th was therefore identical. The reliance on abstract concepts

In justify form, present in both, who lly ec lipsed an alterna­ I ive strain , that of aesthetic theory, which perhaps was not an ()bvious theoretical direction to address the sweeping changes hrought about by the political and social upheavals of the sixties ( later and better addressed by critical theory) and the technical

deve lopments of the more recent decades (better addressed by I he mathematically based support for digital work).

The philosophical basis for both the critical project and ca rly computational practice was deeply rooted in the classical philosophical tradition of Plato, 6 who championed a direct link

between abstract concepts and physical forms. This found ation was further reinforced by the much later rationalistic enlight­ enment tendencies of architectura l modernism that reinforced

I he Ii nk betvveen physical forms and abstract intellectual concepts- where forms were organized into larger groups (for ex ample, domain , kingdom , phylum , class , order, family, genus, species) and judged not for their individual qualities, but for

their associations with ot her forms or processes. Political, critical, or m athematical ideas therefore justified the production and existence of forms to which the ideas were attached-as opposed to the form s them selves being justified without recourse to conceptua l abstraction . At least since the 1980s (if not large ly

since the emergence of Modernism or even as far back as the late Enlightenment) , the discourses of a rchitecture and design

have adhered to a similar philosophical basis that was abstractly conceptual. This intellectual stance is , by virtue of its reliance on formless concep ts, inherently (a lth ough the term is aggres­ sive) cmtiformali st,7 and therefore largely incapable of directly

referring to , or guiding, the actua l production of form. Antiformalist theory is a difficult territory for architecture

a nd design to ex ist, as these disciplines deal significantly with the problem of form-how it is produced, how it functions, how

18 19 AESTHETIC THEORY

it appears, and how it participates in the culture. All design problems, especially of the aforementioned physical disciplines ,

involve form as a physical product. In a contemporary moment of reflection, we now realize that decades of largely antiformal­ ist theory have governed our primarily formal disciplines with the result that, among other consequences, a vast rift now separates how architects and designers discuss and legitimize their work (through process and conceptual abstraction) rela­

tive to how society receives, understands, and values it (through

aesthetic judgments of form). 8

Architects and designers today still employ abstract concepts, whether these are the familiar use of architectural symbols, signs, and indexes, or involve newer performative criteria, such

as sustainability. The public at large, however, judges our work aesthetically, largely without the knowledge to interpret such works in terms of their signifying value or ability to function in particular ways. This is not a life-threatening disjunction,

although it does lodge architecture firmly in the realm of the elite , because only those with the required knowledge are able to decipher the related conceptual content. A similar problem occurs in the contemporary obsession with architectural "pro­

gram ," whereby a programmatiC problem is studied to reveal a novel programmatic solution that , accordingly, determines the resulting architectural form. The form is legitimized, in this case , through its ability to solve the abstract programmatic

problem set at the beginning-not from the resultant form itself. Seemingly innocuous , these attitudes, however, have a serious and rarely considered impact on the question of value

for architecture. To be blunt, deSign, particularly in architecture , seems to be

losing value. This is a claim that I'm willing to make across all spectrums-whether they be cultural, economic, or political. Architecture and design can no longer be culturally relevant in a world defined only by bottom-line efficiencies, simplistic nat­

ural metaphors, or strict adherence to performance gUidelines, sustainable or otherwise. These requirements are also, like the theoretical basis for the critical and digital projects, abstract con­ cepts that force us to reconcile architectural forms with some

In troduction

olher ideas in which they are expected to participate. Thus we are reinforcing a system where architecture is being legiti­

m ized not for what it is, physical architecture, but only what it r:ln do or can successfully refer to . So a "successful" building l ~ one that meets certain sustainable LEED criteria, or looks t' ll uugh like a bird to convey a sense of speed for a transporta­

I ion hub, or looks like a shimmering mountain and therefore fi LS in "contextually" with the backdrop of nearby mountains. I n each of these examples a building is not valuable because ,I' its actual, formal, architectural characteristics, but because

of other abstract concepts th rough which it is legitimized by I he designer and that accordingly explain its formal qualities. Iwen worse , architecture now is developing a theoretical foun­ dation that supports its degeneration into absurdity, historical d iche, and camp to be recognized at all against a backdrop (I f mediocrity that is beginning to define the contemporary built environment. Such is the result of having surrendered I he willingness to engage in the aesthetic discussions through which our projects are almost entirely judged by the public of

Ilsers ,9 who have accordingly and perhaps rightfully devalued pur contributions to society. That is not to suggest that there

.Ire not many ways of understanding , studying, and producing il rchitecture, but certainly the case must be made that we at

Icast begin to address the aesthetic filters through which our lVork is overwhelmingly judged .

Aesthetic theory, particularly in its formalist strain , IO

focuses on actual form as opposed to concepts of form and offers alternative means for understanding how buildings, ' paces, and objects can be reconciled with ideas about indi­ vidual and societal value. The starting point for these theoreti­

cal relationships is not conceptual but aesthetic , sensate , and even emotional. All relationships between people and forms are not , as the critical and computational projects inherently sug­

Kcsted, governed by abstract intellectual concepts in the form of social , perf'ormative, or procedural value. Aesthetic theory, :is presented by the selections in this book, offers an array of alternate methods through which we can begin to better understand this relationship between form and value. As is now

20 21 AESTHETIC THEORY

becoming clearer, such theorie s h ave been , particularly since the emergence of Modernism in architecture, largely eclipsed in favor of a scientific menta lity that legitimizes form by using

the aforementioned conceptual abs tractions. With all the noble, hygienic, and democratic ambitions that Modernism sought to realize, when coupled with such an emphasis on conceptual abstraction, it also had the unintended consequence of devalu­

ing the formal and sensory qua lities in which architecture had been historically rooted. If these qualities give architecture its value in a society, then buildings lose significant value in th at society when designers fail to give direct attention to such quali­ ties. The selections in this book are intended to introduce new,

and sometimes merely forgotten, means of understanding this relationship between designed form and cultural value.

As previously noted, arc hitecture today faces multiple mas­ ter-narratives that seek to further transform it into a sustain­

ab le-cum-scientific endeavor. Undoubtedly our buildings must be sustainable. They must be efficient, power saving, resource re sponsi ble, and easily maintained. To propose anything less

is to abdicate our respon sibi lity to our limited resources. Thi s responsibility to our re so urces, however, should not be con­ fused as the only way in which we can judge our architecture. There must be an equally significant way to judge architectural value in nonscientific terms as well-that is to say in terms of

its physical, formal, and aesthetic impact. Aesthetic theory is the obvious starting point through which to understand this

distinction. A similar problem arises for those who insist that archi­

tecture is only a solution to other, certainly worthy, prob­ lems-whether they be programmatic, political, or economic. Architecture must be more tha n what it does , II how little it

costs, how quickly it was built, or how much energy it can save. Aesthetic theory offers us a way to understand the value of

arc hitecture in reconsidered terms without opposing those wor­ thy pursuits. Aesthetic theory only questions them or any other abstract concepts as they pertain to form, as the only gauges of arc hitectural or design success. Here exists the key to the value of a form-based aesthetic position-that architecture is

ltltroduction

primarily valued because of its formal properties, and that other .' llnceptual properties may exist as important and worthy aims,

il Ul they are not the primar y sources for which architecture is ~ ulturally valued. At a time when industrial production is bein g ' hallenged by new modes of manufacturing, and the Enlighten­ me nt tendency toward the isolation of disciplines is giving way

10 new transdisciplinary forms of thought, where biology blends In lO technology, materials adopt new forms of intelligence, and l'oDotic s rewrite the human definitions of making, it is clear that .1 new framework of theoretical support is needed to understand

I he releva nce of a new generation of forms . 12

Aesthetic theor y has been long a bsent from the discourses of architecture and design. It is somewhat telling that there have been few, if any, books, anthologies or otherwise, produced in the last several decades that address the topic of aesthetics as

il relates to designers, the forms they produce, and the audience lor which such forms are intended I 3 Likewise, the curricula of ,lrchitecture or design schools reveal little , if any, evidence of

courses that address the subject of aesthetics. An easy excuse ror thi s is that the thinking architecture and design community has simply been too involved in the other theoretical endeavors.

Nonetheless, aesthetic theory is not a frivolous pursuit: as it is the branch of philosophy that deals with not only the artistic categories of the beautiful but also the forms and products of architecture and design as they directly relate to individual

and collective users. As architecture a nd design move quickly into an era governed by new formal languages and methods of practice, they are poised to undergo a profound but as yet una rticulated theoretical revolution. Aes thetic theory, which

has historically speculated on the rel ationship between physical forms and their influence on the individual and society, seems a particularly fruitful avenue of tho ught to address once again

as these shifts in practice begin to take place. The nineteenth-century art scholar Conrad Fiedler observed

that hum a ns are better trained to judge abstractions of objects than the objects themselves. This suggests that we can better comment on the idea of a blue vase than on the visual infor­

mation obtained by actually looking at a specific blue vase.

22 23 AESTHETIC THEORY

Architecture is among the last remaining disciplines that insist

on Fiedler's latter scenario of being physically experienced.

As soon as architecture stops insisting on this particular form

of engagement, it will exist only and entirely as an a bstract

concept, uprooted from its physicality and associated sensory

values. It then becomes only another manipulable idea and

abandons all of its inherent resistance to political and corpo­

rate subsumation. Herein lay the highest stakes of the struggle

between intellectual ambitions to value form as abstract con­

cept and aesthetics, an ability to understand and value form in

physical and sensate terms . Hints of resistance to the domina­

tion of abstraction are emerging in , if not new, then at least res­

urrected , theoretical discussions involving sensation , affect, and

the phYSicality of actual experiences. While the selections in

this book do not refer to these movements directly, they offer a

history of the aesthetic thought from which many of these theo­

ries can trace their ancestry. The selections cover over two mil­

lennia of aesthetic thought , and owe allegiance to no particular

time period or movement. They are particularly relevant now,

as intellectual abstraction is being questioned by a new genera­

tion of thinkers and designers no longer satisfied w ith only an abstract conceptual basis of architectural and design practice.

This book accepts as an axiom that form matters. And that

while the forms that emerge from the next century of practice

will, of course, be efficient, problem-solving, and sustainable,

they need not be justified only in these terms. Design is a fundamental act of existence, a switch that allows us to place

our bodies in relation to the world of matter in which we find

ourselves. It defines our very humanity and assures our con­

tinued existence and survival in this world. Aesthetic theory is

about the difficult concept of beauty, and about the problem

of form-how it affects us, how it is judged , how it defines

our environment and ourselves. The selections that follow are

a reintroduction to the va lue of this theoretical material , and

are intended to ignite new ways of thinking about not only our

relationship with the forms of architecture and design today,

but how they will continue to interest , challenge, and define us

in the new millennium only now beginning to unfold.

Introduction

NOTES

I. See K. Michael Ha ys , Architecture Theory since 1968 (Cambridge,

IVIA : MIT Press , 1998); Kate Nesbitt, Theorizing a New Agenda for

Irchitecture: An Anthology of Architectuml Theory, 1965-1995 (New York:

Princeton Architectural Press, 1996); Krista Sykes, Constructing a New

, Igenda : Architectural Th eory 1993-2009 (New York: Princeton Architec­

1ura l Press, 20 10).

1. Sykes further emphasizes the presence of the Frankfurt School as a

~ource for these influences as cited by Ha ys. See Hays, introduction , xiv,

i'ootnote I. See also Sykes, Introduction , 14.

{ David Macey, The Penguin Dictionary of Critical Theory (London :

Penguin, 200 1), 76.

4. For a clear history of the emergence of the "postcritical ," see George

Ilaird, "'C riti cal it y' and Its Discontents," Harvard Design Magazi ne, no.

:~J (fa ll 200 4/win ter 2005), 1-6. For the sources themselves see Rob ­

ert Somol and Sarah Whiting, "Notes Around the Doppler Effect and

Other Moods of Modernism," Perspecta 33: The Yale Architectural Jour­

/lal (2002), 73; and Michael Speaks, "Design Intelligence and the New

I':conomy," Architectural Record (January 2002), 72-79.

I~or a n ea rl y and important claim of a noncritical contemporaneity see

Sy lvia Lav in , "In a Contemporary Mood," Latent Utopias: Experiments

within Contemporary Architecture, ed. Zaha Hadid and Pat rik Schum­

ac he r (Graz: Steirischer Harbst, 2002),46-47. It should be noted that the

appea rance of these texts also roughly coincided with the closing in 2000

of the last remai ning ven ue for discussion of the "critical" in architecture,

the academic journal Assemblage: A Critical Journal of Architecture and

J)esign Cu lture.

5. Th e th eo rerical support For early digit a l experimentation was largely

based on the writings by Gilles Deleuze , particularly in his essay Le

Pli (t he fold), tra nslated into English in 1993 . This particular strain of

architectural thought was brought Firmly into architectural discourse by

Peter Eisenman and, in particular, Greg Lynn , who in th at same year

guest-edited a pivo tal issue of Architectural Design entitled "Fol ding

in Architecture" (see Greg Lynn, ed., Folding in Architecture [London:

Academy Editions, 1993]). An excellent recounting of the relationship

between early digital experimentation and its theoretical basis was writ­

ten by Antoine Pi con in Digital Culture in Architecture: An Introduction

fo r the Design Professions (Basel: Birkhauser, 20 10).

24 25

AESTHETIC THEORY

6. See the introduction to and selections by Plato in this book.

7. When discussing formalism I use the definition that suggests that, for

architecture or design, form primarily receives its value from its formal

properties. That does not suggest that architectural form, or any designed

form, has no other worthy conceptual properties. For additional informa­

tion on the definition of formalism which I adopted , see Micha el Kelly,

ed., Encyclopedia of Aesthetics, vol. 2 (New York: Oxford University Press,

1998),213.

8. It is interesting to note Walter Benjamin's related observation that

'The greater the decrease in the social significance of an art form, the

sharper the distinction between criticism and enjoyment by the public."

See the selection by Benjamin in this book.

9. And so instead of addressing this divide, we chose to intellectualize

the lowest common denominator and, not surprisingly, are faced now with

so-called serious theoretical discussions reflecting on neo-postmodern­

ism and "the absurd."

10. Formal aesthetic theory deals with, as the name suggests, problems

of "form" and how the sensate properties of physical form affect the

viewer and users.

II. Especially as architecture rarely maintains the same use over time

and is among the "art s" the most susceptible to frequent modifications.

To legitimize architecture by its initial use is to utterly devalue it as

not only a solution to a problem, but also as a solution to a particular

problem at a particular time-thereby further excluding it from any

ambitions toward permanence or continued relevance . Naturally there

are those who suggest that this is a reasonable assumption, to maintain

that architecture is becoming less permanent and therefore a more dis­

posable commodity, which, however, would beg for even more aesthetic

consideration as architecture moves toward the short-term cycles of

fashion .

12. Although a complex claim for sure, one could make the case that

as the Enlightenment taxonomies of various disciplines give way to a

less definable cross-disciplinary ethics of practice, and the products of

mechanical industry give way to new hybrids of computation, material

science, and biology, that the abstract theoretical substrata on which all

of these earlier developments have been historically based should now be

very much in question.

Introduction

I ~ . One particular and interesting exception to this is by Neal Leach,

\\ 111l completely overturns his previous anti-aesthetic position in The

\" aesthetics of Architecture in his more recent book Camouflage. See Neil

I " ;Ich, The Anaesthetics of Architecture (Cambridge, MA: MIT Press,

IllY ,;)), and Camouflage (Cambridge, MA: MIT Press , 2006).

week2 Beauty and Composition/Hickey Enter the Dragon.pdf

week2 Beauty and Composition/Scarry On Beauty and Being Just.pdf

On Beauty and Being Just

ELAINE SCARRY

The Tanner Lectures on Human Values

Delivered at

Yale University March 25 and 26, 1998

Elaine Scarry is Walter M. Cabot Professor of Aes- thetics and the General Theory of Value in the department of English at Harvard University. She was educated at Chatham College and at the University of Connecticut, where she received her Ph.D. She is a member of the American Academy of Arts and Sciences, and has been a fellow of the Center for Advanced Study in the Behavioral Sciences and a senior fellow at the Getty Research Insti- tute. She is also the recipient of a Guggenheim fellowship. Her many published works include Dreaming By the Book (1999), Resisting Representation (1994), Literature and the Body: Essays on Populations and Persons (1988), and The Body in Pain: The Making and Unmaking of the World (1985).

I. ON BEAUTY AND BEING WRONG

What is the felt experience of cognition at the moment one stands in the presence of a beautiful boy or šower or bird? It seems to in- cite, even to require, the act of replication. Wittgenstein says that when the eye sees something beautiful, the hand wants to draw it.

Beauty brings copies of itself into being. It makes us draw it, take photographs of it, or describe it to other people. Sometimes it gives rise to exact replication and other times to resemblances and still other times to things whose connection to the original site of inspiration is unrecognizable. A beautiful face drawn by Verroc- chio suddenly glides into the perceptual Šeld of a young boy named Leonardo. The boy copies the face, then copies the face again. Then again and again and again. He does the same thing when a beautiful living plant—a violet, a wild rose—glides into his Šeld of vision, or a living face: he makes a Šrst copy, a second copy, a third, a fourth, a Šfth. He draws it over and over, just as Walter Pater (who tells us all this about Leonardo) replicates— now in sentences—Leonardo’s acts, so that the essay reenacts its subject, becoming a sequence of faces: an angel, a Medusa, a woman and child, a Madonna, John the Baptist, St. Anne, La Gio- conda. Before long the means are found to replicate, thousands of times over, both the sentences and the faces, so that traces of Pa- ter’s paragraphs and Leonardo’s drawings inhabit all the pockets of the world (as pieces of them šoat in the paragraph now before you).

A visual event may reproduce itself in the realm of touch (as when the seen face incites an ache of longing in the hand, and the hand then presses pencil to paper), which may in turn then

[3]

These lectures are dedicated to Philip Fisher.

reappear in a second visual event, the Šnished drawing. This criss- crossing of the senses may happen in any direction. Wittgenstein speaks not only about beautiful visual events prompting motions in the hand but, elsewhere, about heard music that later prompts a ghostly subanatomical event in his teeth and gums. So, too, an act of touch may reproduce itself as an acoustical event or even an abstract idea, the way whenever Augustine touches something smooth, he begins to think of music and of God.

Beauty Prompts a Copy of Itself

The generation is unceasing. Beauty, as both Plato’s Symposium and everyday life conŠrm, prompts the begetting of children: when the eye sees someone beautiful, the whole body wants to reproduce the person. But it also—as Diotima tells Socrates—prompts the begetting of poems and laws, the works of Homer, Hesiod, and Lycurgus. The poem and the law may then prompt descriptions of themselves—literary and legal commentaries—that seek to make the beauty of the prior thing more evident, to make, in other words, the poem’s or law’s “clear discernibility” even more “clearly discernible.” Thus the beauty of Beatrice in La vita nuova requires of Dante the writing of a sonnet, and the writing of that one son- net prompts the writing of another: “After completing this last sonnet I was moved by a desire to write more poetry.” The sonnets, in turn, place on Dante a new pressure, for as soon as his ear hears what he has made in meter, his hand wants to draw a sketch of it in prose: “This sonnet is divided into two parts . . . ”; “This sonnet is divided into four parts. . . . ”1

4 The Tanner Lectures on Human Values

The notes that follow specify the English translation and edition used for works originally written in another language. Passages quoted from works originally written in English are not footnoted except where variations occur across different editions (as in the case of Emily Dickinson) or where the work may not be instantly familiar to the reader (as in the book form of Iris Murdoch’s 1967 lecture).

1 The translation used here, and whenever Dante’s Vita nuova is quoted, is Mark Musa (New York: Oxford University Press, 1992), pp. xv, xvi, 29, 30.

This phenomenon of unceasing begetting sponsors in people like Plato, Aquinas, and Dante the idea of eternity, the perpetual duplicating of a moment that never stops. But it also sponsors the idea of terrestrial plenitude and distribution, the will to make “more and more” so that there will eventually be “enough.” Al- though very great cultural outcomes such as the Iliad or the Mona Lisa or the idea of distribution arise out of the requirement beauty places on us to replicate, the simplest manifestation of the phe- nomenon is the everyday fact of staring. The Šrst šash of the bird incites the desire to duplicate not by translating the glimpsed im- age into a drawing or a poem or a photograph but simply by con- tinuing to see her Šve seconds, twenty-Šve seconds, forty-Šve seconds later—as long as the bird is there to be beheld. People fol- low the paths of migrating birds, moving strangers, and lost manuscripts, trying to keep the thing sensorily present to them. Pater tells us that Leonardo, as though half-crazed, used to follow people around the streets of Florence once he got “glimpses of it [beauty] in the strange eyes or hair of chance people.” Sometimes he persisted until sundown. This replication in the realm of sensa- tion can be carried out by a single perceiver across time (one per- son staring at a face or listening to the unceasing song of a mockingbird) or can instead entail a brief act of perception dis- tributed across many people. When Leonardo drew a cartoon of St. Anne, for “two days a crowd of people of all qualities passed in na- ive excitement through the chamber where it hung.” This impulse toward a distribution across perceivers is, as both museums and postcards verify, the most common response to beauty: “Addis is full of blossoms. Wish you were here.” “The nightingale sang again last night. Come here as soon as you can.”

Beauty is sometimes disparaged on the ground that it causes a contagion of imitation, as when a legion of people begin to style themselves after a particular movie starlet, but this is just an im- perfect version of a deeply beneŠcent momentum toward replica- tion. Again beauty is sometimes disparaged because it gives rise to

[scarry] On Beauty and Being Just 5

material cupidity and possessiveness; but here, too, we may come to feel we are simply encountering an imperfect instance of an oth- erwise positive outcome. If someone wishes all the Gallé vases of the world to sit on his own windowsills, it is just a miseducated version of the typically generous-hearted impulse we see when Marcel Proust stares at the face of the girl serving milk at a train stop:

I could not take my eyes from her face which grew larger as she approached, like a sun which it was somehow possible to stare at and which was coming nearer and nearer, letting itself be seen at close quarters, dazzling you with its blaze of red and gold.2

Proust wishes her to remain forever in his perceptual Šeld and will alter his own location to bring that about: “to go with her to the stream, to the cow, to the train, to be always at her side.”

This willingness continually to revise one’s own location in or- der to place oneself in the path of beauty is the basic impulse un- derlying education. One submits oneself to other minds (teachers) in order to increase the chance that one will be looking in the right direction when a comet suddenly cuts through a certain patch of sky. The arts and sciences, like Plato’s dialogues, have at their cen- ter the drive to confer greater clarity on what already has clear dis- cernibility, as well as to confer initial clarity on what originally has none. They are a key mechanism in what Diotima called begetting and what Alexis Tocqueville called distribution. By perpetuating beauty, institutions of education help incite the will toward con- tinual creation. Sometimes their institutional gravity and awk- wardness can seem tonally out of register with beauty, which, like a small bird, has an aura of fragility, as when Simone Weil in Wait- ing for God writes:

6 The Tanner Lectures on Human Values

2 Marcel Proust, Remembrance of Things Past, trans. C. K. Scott Moncrieff and Ter- ence Kilmartin (New York: Vintage–Random House, 1982), 1:706–7.

The love of the beauty of the world . . . involves . . . the love of all the truly precious things that bad fortune can destroy. The truly precious things are those forming ladders reaching to- ward the beauty of the world, openings onto it.

But Weil’s list of precious things, openings into the world, begins not with a šight of a bird but with education: “Numbered among them are the pure and authentic achievements of art and sci- ences.”3 To misstate, or even merely understate, the relation of the universities to beauty is one kind of error that can be made. A uni- versity is among the precious things that can be destroyed.

Errors in Beauty: Attributes Evenly and Unevenly Present across Beautiful Things

The author of the Greater Hippias, widely believed to have been Plato, points out that while we know with relative ease what a beautiful horse or a beautiful man or possibly even a beautiful pot is (this last one is a matter of some dispute in the dialogue), it is much more difŠcult to say what “Beauty” unattached to any ob- ject is. At no point will there be any aspiration to speak in these pages of unattached Beauty, or of the attributes of unattached Beauty. But there are attributes that are, without exception, pres- ent across different objects (faces, šowers, birdsongs, men, horses, pots, and poems), one of which is this impulse toward begetting. It is impossible to conceive of a beautiful thing that does not have this attribute. The homely word “replication” has been used here because it reminds us that the benign impulse toward creation results not just in famous paintings but in everyday acts of staring; it also reminds us that the generative object continues, in some sense, to be present in the newly begotten object. It may be

[scarry] On Beauty and Being Just 7

3 Simone Weil, “Love of the Order of the World,” in Waiting for God, trans. Emma Craufurd, introd. Leslie A. Fiedler (New York: Harper & Row, 1951), p. 180.

startling to speak of the Divine Comedy or the Mona Lisa as “a rep- lication” since they are so unprecedented, but the word recalls the fact that something, or someone, gave rise to their creation and re- mains silently present in the newborn object.

In the case just looked at, then, the attribute was one common across all sites, and the error, when it briešy arose, involved seeing an imperfect version of the attribute (imitation of starlets or, more seriously, material greed) and correctly spotting the association with beauty, but failing to recognize the thousands of good out- comes of which this is a deteriorated version. Rejecting the imper- fect version of the phenomenon of begetting makes sense; what does not make sense is rejecting the general impulse toward be- getting, or rejecting the beautiful things for giving rise to false, as well as true, versions of begetting. To disparage beauty not for the sake of one of its attributes but simply for a misguided version of one of its otherwise beneŠcent attributes is a common error made about beauty.

But we will also see that many errors made about beauty arise not in relation to an attribute that is, without exception, com- mon across all sites, but precisely in relation to attributes that are site-speciŠc—that come up, for example, in relation to a beautiful garden but not in relation, say, to a beautiful poem; or come up in relation to beautiful persons but not in relation to the beauty of gods. The discontinuities across sites are the source of many confusions, one of which will be looked at in detail in part two. But the most familiar encounter with error occurs within any one site.

Errors within Any One Site

It seems a strange feature of intellectual life that if you question people—“What is an instance of an intellectual error you have

8 The Tanner Lectures on Human Values

made in your life?”—no answer seems to come readily to mind. Somewhat better luck is achieved if you ask people (friends, stu- dents) to describe an error they have made about beauty. It may be helpful if, before proceeding, the reader stops and recalls—in as much detail as possible—an error he or she has made so that an- other instance can be placed on the page in conjunction with the few about to be described. It may be useful to record the error, or the revision, in as much detail as is possible because I want to make claims here about the way an error presents itself to the mind, and the accuracy of what I say needs alternative instances to be tested against. The error may be a misunderstanding in the reading of Friedrich Schiller’s “Ninth Letter” in his Aesthetic Edu- cation of Man, or a misreading of page eleven in Immanuel Kant’s Third Critique. But the question is more directly aimed at errors, and revisions, that have arisen in day-to-day life. In my own case, for example, I had ruled out palm trees as objects of beauty and then one day discovered I had made a mistake.

Those who remember making an error about beauty usually also recall the exact second when they Šrst realized they had made an error. The revisionary moment comes as a perceptual slap or slam that itself has emphatic sensory properties. Emily Dickinson’s poem—

It dropped so low—in my Regard— I heard it hit the Ground—

is an instance. A correction in perception takes place as an abrasive crash. Though it has the sound of breaking plates, what is shatter- ing loudly is the perception itself:

It dropped so low—in my Regard— I heard it hit the Ground—

[scarry] On Beauty and Being Just 9

And go to pieces on the Stones At bottom of my mind—4

The concussion is not just acoustic but kinesthetic. Her own brain is the šoor against which the felt impact takes place.

The same is true of Shakespeare’s “Lilies that fester smell far worse than weeds.” The correction, the alteration in the percep- tion, is so palpable that it is as though the perception itself (rather than its object) lies rotting in the brain. In both cases, the percep- tion has undergone a radical alteration—it breaks apart (as in breaking plates) or disintegrates (as in the festering šower); and in both cases, the alteration is announced by a striking sensory event, a loud sound, an awful smell. Even if the alteration in perception were registered not as the sudden introduction of a negative sensa- tion but as the disappearance of the positive sensory attributes the thing had when it was beautiful, the moment might be equally stark and highly etched. Gerard Manley Hopkins conŠdes calmly, cruelly, to someone he once loved that his love has now almost dis- appeared. He offers as a Šnal clarifying analogy what happens when a poem, once held to be beautiful, ceases to be so:

Is this made plain? What have I come across That here will serve me for comparison? The sceptic disappointment and the loss A boy feels when the poet he pores upon Grows less and less sweet to him, and knows no cause.

No loud sound or bad smell could make this more devastating. But why? In part, because what is so positive is here being taken away: sweet is a taste, a smell, a sound—the word, of all words, closest to

10 The Tanner Lectures on Human Values

4 Emily Dickinson, The Poems of Emily Dickinson: Variorum Edition, ed. R. W. Frank- lin (Cambridge, Mass.: Harvard University Press, Belknap Press, 1998), p. 785. Vari- ants in wording in other editions are given on the same page. My thanks to Helen Vendler for bringing to my attention this poem as well as “The Beginning of the End,” the poem by Gerard Manley Hopkins I several times quote.

the fresh and easy call of a bird; and conveying a belovedness, an acuity of regard, as effortless and unasked-for as honeysuckle or sweet william. Fading (one might hope) could conceivably take place as a merciful numbing, a dulling, of perception, or a turning away to other objects of attention. But the shades of fading here take place under the scrutiny of bright consciousness, the mind registering in technicolor each successive nuance of its own be- reavement. Hopkins’s boy, with full acuity, leans into, pores upon, the lesson and the lessening.

Those who recall making an error in beauty inevitably describe one of two genres of mistake. The Šrst, as in the lines by Dickin- son, Shakespeare, and Hopkins, is the recognition that something formerly held to be beautiful no longer deserves to be so regarded. The second is the sudden recognition that something from which the attribution of beauty had been withheld deserved all along to be so denominated. Of these two genres of error, the second seems more grave: in the Šrst (the error of overcrediting), the mistake oc- curs on the side of perceptual generosity, in the second (the error of undercrediting) on the side of a failed generosity. Doubting the se- verity of the Šrst genre of error does not entail calling into ques- tion the pain the person feels in discovering her mistake: she has lost the beautiful object in the same way as if it had remained beautiful but had suddenly moved out of her reach, leaving her stranded, betrayed; in actuality, the faithful object has remained within reach but with the subtraction of all attributes that would ignite the desire to lay hold of it. By either path the desirable ob- ject has vanished, leaving the brain bereft.

The uncompromising way in which errors in beauty make themselves felt is equally visible in the second, more severe genre of intellectual error, where something not regarded as beautiful suddenly alerts you to your error. A better description of the mo- ment of instruction might be to say—“Something you did not hold to be beautiful suddenly turns up in your arms arrayed in full beauty”—because the force and pressure of the revision is exactly

[scarry] On Beauty and Being Just 11

as though it is happening one-quarter inch from your eyes. One lets things into one’s midst without accurately calculating the de- gree of consciousness required by them. It is as though, when you were about to walk out onto a ledge, you had contracted to carry something, and only once out on the precipice did you realize that the object weighed one hundred pounds.

How one walks through the world, the endless small adjust- ments of balance, is affected by the shifting weights of beautiful things. Here the alternatives posed a moment ago about the Šrst genre of error—where the beautiful object vanished, not because the still-beloved object itself disappeared carrying its beauty with it, but because the object stayed behind with its beauty newly gone—are reversed. In the second genre of error a beautiful object is suddenly present, not because a new object has entered the sen- sory horizon bringing its beauty with it (as when a new poem is written or a new student arrives or a willow tree, unleafed by win- ter, becomes electric—a maze of yellow wands lifting against lav- ender clapboards and skies) but because an object, already within the horizon, has its beauty, like late luggage, suddenly placed in your hands. This second genre of error entails neither the arrival of a new beautiful object, nor an object present but previously unno- ticed, but an object present and conŠdently repudiated as an ob- ject of beauty.

My palm tree is an example. Suddenly I am on a balcony and its huge swaying leaves are before me at eye level, arcing, arching, waving, cresting and breaking in the soft air, throwing the yellow sunlight up over itself and catching it on the other side, running its Šngers down its own piano keys, then running them back up again, shufšing and dealing glittering decks of aqua, green, yel- low, and white. It is everything I have always loved, fernlike, featherlike, fanlike, open—lustrously in love with air and light.

The vividness of the palm states the acuity with which I feel the error, a kind of dread conveyed by the words “How many?” How many other errors lie like broken plates or šowers on the

12 The Tanner Lectures on Human Values

šoor of my mind? I pore over the šoor but cannot see much surface since all the space is taken up by the fallen tree trunk, the big clumsy thing with all its leaves stuffed into one shaft. But there may be other things down under there. When you make an error in beauty, it should set off small alarms and warning lights. In- stead it waits until you are standing on a balcony for the šashing sword dance to begin. Night comes and I am still on the balcony. Under the moonlight, my palm tree waves and sprays needles of black, silver, and white; hundreds of shimmering lines circle and play and stay in perfect parallel.

Because the tree about which I made the error was not a syca- more, a birch, a copper beech, a stellata Leonard magnolia but a palm tree, because in other words it was a tree whose most com- mon ground is a hemisphere not my own (southern rather than northern) or a coast not my own (west rather than east), the error may seem to be about the distance between north and south, east and west, about mistakes arising from cultural difference. Some- times the attribution of a mistake to “cultural difference” is in- tended to show why caring about beauty is bad, as though if I had attended to sycamores and chestnuts less I might have sooner seen the palminess of the palm, this green pliancy designed to capture and restructure light. Nothing I know about perception tells me how my love of the sycamore caused, or contributed to, my failure to love the palm, since there does not appear to be, inside the brain, a Šnite amount of space given to beautiful things that can be prematurely Šlled, and since attention to any one thing nor- mally seems to heighten, rather than diminish, the acuity with which one sees the next. Still, it is the case that if I were sur- rounded every day by hundreds of palms, one of them would have sooner called upon me to correct my error.

Beauty always takes place in the particular, and if there are no particulars, the chances of seeing it go down. In this sense cultural difference, by diminishing the number of times you are on the same ground with a particular vegetation or animal or artwork,

[scarry] On Beauty and Being Just 13

gives rise to problems in perception, but problems in perception that also arrive by many other paths. Proust, for example, says we make a mistake when we talk disparagingly or discouragingly about “life” because by using this general term, “life,” we have al- ready excluded before the fact all beauty and happiness, which take place only in the particular: “we believed we were taking hap- piness and beauty into account, whereas in fact we left them out and replaced them by syntheses in which there is not a single atom of either.” Proust gives a second instance of synthetic error:

So it is that a well-read man will at once begin to yawn with boredom when one speaks to him of a new “good book,” be- cause he imagines a sort of composite of all the good books that he has read, whereas a good book is something special, some- thing unforeseeable, and is made up not of the sum of all previ- ous masterpieces but of something which the most thorough assimilation . . . would not enable him to discover.

Here the error arises not from cultural difference—the man is steeped in books (and steeped in life)—but from making a compos- ite of particulars, and so erasing the particulars as successfully as if he lived in a hemisphere or on a coast that grew no books or life.

When I used to say the sentence (softly and to myself) “I hate palms” or “Palms are not beautiful; possibly they are not even trees,” it was a composite palm that I had somehow succeeded in making without even ever having seen, close up, many particular instances. Conversely, when I now say, “Palms are beautiful,” or “I love palms,” it is really individual palms that I have in mind. Once when I was under a high palm looking up at its canopy sixty feet above me, its leaves barely moving, just opening and closing slightly as though breathing, I gradually realized it was looking back down at me. Stationed in the fronds, woven into them, was a large owl whose whole front surface, face and torso, was already angled toward the ground. To stare down at me, all she had to do was slowly open her eyes. There was no sudden readjustment of

14 The Tanner Lectures on Human Values

her body, no alarmed turning of her head—her sleeping posture, assumed when she arrived each dawn in her palm canopy, already positioned her to stare down at anyone below, simply by rolling open her eyes in a gesture as paciŠc as the breezy breathings of the canopy in which she was nesting. I normally think of birds nesting in cuplike shapes where the cup is upward, open to the sky, but this owl (and I later found other owls entering other palms at dawn) had discovered that the canopy was itself a magniŠed nest, only it happened to be inverted so that it cupped downward. By interleaving her own plumage with the palm’s, latching herself into the leaves, she could hold herself out over the sixty-foot col- umn of air as though she were still šying. It was as though she had stopped to sleep in midair, letting the giant arcing palm leaves take over the work of her wings, so that she could soar there in the shaded sunshine until night came and she was ready to šy on her own again.

Homer sings of the beauty of particular things. Odysseus, washed up on shore, covered with brine, having nearly drowned, comes upon a human community and one person in particular, Nausicaa, whose beauty simply astonishes him. He has never any- where seen a face so lovely; he has never anywhere seen any thing so lovely. “No, wait,” he says, oddly interrupting himself. Some- thing has suddenly entered his mind. Here are the lines:

But if you’re one of the mortals living here on earth, three times blest are your father, your queenly mother, three times over your brothers too. How often their hearts must warm with joy to see you striding into the dances— such a bloom of beauty. . . . I have never laid eyes on anyone like you, neither man nor woman . . . I look at you and a sense of wonder takes me.

Wait, once I saw the like—in Delos, beside Apollo’s altar—

[scarry] On Beauty and Being Just 15

the young slip of a palm-tree springing into the light. There I’d sailed, you see, with a great army in my wake, out on the long campaign that doomed my life to hardship. That vision! Just as I stood there gazing, rapt, for hours . . . no shaft like that had ever risen up from the earth— so now I marvel at you, my lady: rapt, enthralled, too struck with awe to grasp you by the knees though pain has ground me down.5

Odysseus’s speech makes visible the structure of perception at the moment one stands in the presence of beauty. The beautiful thing seems—is—incomparable, unprecedented; and that sense of be- ing without precedent conveys a sense of the “newness” or “new- bornness” of the entire world. Nausicaa’s childlike form, playing ball on the beach with her playmates, reinforces this sense. But now something odd and delicately funny happens. Usually when the “unprecedented” suddenly comes before one, and when one has made a proclamation about the state of affairs—“There is no one like you, nothing like this, anywhere”—the mind, despite the conŠdently announced mimesis of carrying out a search, does not actually enter into any such search, for it is too exclusively Šlled with the beautiful object that stands in its presence. It is the very way the beautiful thing Šlls the mind and breaks all frames that gives the “never before in the history of the world” feeling.

Odysseus startles us by actually searching for and Šnding a pre- cedent; then startles us again by managing through that precedent to magnify, rather than diminish, his statement of regard for Nau- sicaa, letting the “young slip of a palm-tree springing into the light” clarify and verify her beauty. The passage continually re- starts and refreshes itself. Three key features of beauty return in the new, but chronologically prior, object of beauty.

16 The Tanner Lectures on Human Values

5 I am using Robert Fagles’s translation of The Odyssey, introd. Bernard Knox (New York: Penguin, 1996), Bk. 6, 168–72, 175–86. Most lines cited are from Book 6; occa- sionally a phrase from Book 5 or 7 enters.

First, beauty is sacred. Odysseus had begun (in lines earlier than those cited above) with the intuition that in standing before Nau- sicaa he might be standing in the presence of Artemis, and now he rearrives at that intuition, since the young palm grows beside the altar of Delos, the birthplace of Apollo and Artemis. His speech says this: If you are immortal. I recognize you. You are Artemis. If instead you are mortal, I am puzzled and cannot recognize you, since I can Šnd no precedent. No, wait. I do recognize you. I re- member watching a tree coming up out of the ground of Delos.

Second, beauty is unprecedented. Odysseus believes Nausicaa has no precedent; then he recalls the palm and recalls as well that the palm had no precedent: “No shaft like that had ever risen up from the earth.” The discovery of a precedent only a moment ago reported not to exist contradicts the initial report, but at the same time it conŠrms the report’s accuracy since the feature of unprece- dentedness stays stable across the two objects. Nausicaa and the palm each make the world new. Green, pliant, springing up out of the ground before his eyes, the palm is in motion yet stands Šrm. So, too, Nausicaa: she plays catch, runs into the surf, dances an imagined dance before her parents and brothers, yet stands Šrm. When the naked Odysseus suddenly comes lurching out onto the sand, “all those lovely girls . . . scattered in panic down the jut- ting beaches. / Only Alcinous’ daughter held fast . . . and she Šrmly stood her ground and faced Odysseus.”

These Šrst and second attributes of beauty are very close to one another, for to say that something is “sacred” is also to say either “it has no precedent” or “it has as its only precedent that which is itself unprecedented.” But there is also a third feature: beauty is lifesav- ing. Homer is not alone in seeing beauty as lifesaving. Augustine described it as “a plank amid the waves of the sea.”6 Proust makes a version of this claim over and over again. Beauty quickens. It

[scarry] On Beauty and Being Just 17

6 Augustine, De Musica, trans. W. F. Jackson Knight, in Philosophies of Art and Beauty, ed. Albert Hofstadter and Richard Kuhns (Chicago: University of Chicago Press, 1976), p. 196.

adrenalizes. It makes the heart beat faster. It makes life more vivid, animated, living, worth living. But what exactly is the claim or— more to the point—exactly how literal is the claim that it saves lives or directly confers the gift of life? Neither Nausicaa nor the palm rescues Odysseus from the sea, but both are objects he sees immediately after having escaped death. Odysseus stands before Nausicaa still clotted with matter from the roling ocean that bat- tered him throughout Book 5, just as Odysseus stood before the young palm having just emerged out of the man-killing sea: “There I’d sailed, you see, with a great army in my wake, / out on the long campaign that doomed my life to hardship.” Here again Homer re-creates the structure of a perception that occurs when- ever one sees something beautiful; it is as though one has suddenly been washed up onto a merciful beach: all unease, aggression, in- difference suddenly drop back behind one, like a surf that has for a moment lost its capacity to harm.

Not Homer alone but Plato, Aquinas, Plotinus, Pseudo- Dionysius, Dante, and many others repeatedly describe beauty as a “greeting.” At the moment one comes into the presence of some- thing beautiful, it greets you. It lifts away from the neutral back- ground as though coming forward to welcome you—as though the object were designed to “Št” your perception. In its etymol- ogy, “welcome” means that one comes with the well-wishes or consent of the person or thing already standing on that ground. It is as though the welcoming thing has entered into, and consented to, your being in its midst. Your arrival seems contractual, not just something you want, but something the world you are now join- ing wants. Homer’s narrative enacts the “greeting.”7 Odysseus

18 The Tanner Lectures on Human Values

7 As Nausicaa greets Odysseus on the beach, so a short time later Athena greets him when he arrives at the city: “As he was about to enter the welcome city, the bright-eyed goddess herself came up to greet him there.” The idea of beauty as a greeting reappears in many classical, medieval, and Renaissance writings—in the description of beauty’s “clear discernibility” in Plato, in the attention to the attribute of claritas in Aquinas, in the account of beauty as “a call” in both Albertus Magnus and Marsilio Ficino. In Dante’s Vita nuova the idea of beauty as a greeting becomes not just a theme or argument but a principle of structure, for the work is organized as a succession of greetings. “It was pre-

hears Nausicaa even before he sees her. Her voice is green: min- gling with the voices of the other children, it sounds like water moving through lush meadow grass. This greenness of sound be- comes the fully articulated subject matter of her speech when she later directs him through her father’s groves, meadows, blossom- ing orchards, so he can reach their safe inland hall, where the only traces of the ocean are the lapis blue of the glazed frieze on the wall and the “sea-blue wool” that Nausicaa’s mother continually works. Nausicaa’s beauty, her welcoming countenance, allows Odysseus to hope that he will be made welcome in “the welcome city,” “welcome Scheria”—that “generous King Alcinous” and the Phaeacian assembly will receive him, as in fact they do, with “some mercy and some love.”

Odysseus has made a hymn to beauty. One may protest that this description tonally overcredits Odysseus since—something that has so far not been mentioned—Odysseus is here being re- lentlessly strategic. He has a concrete, highly instrumental goal. He must get Nausicaa to lead him to safety. The lines immediately preceding his hymn of praise show him “slyly” calculating how to approach her. How should he walk? Stand? Speak? Should he hold himself upright or kneel on the ground before her? Should he grasp her by the knees or keep his distance, stand reverently back? But just as his hymn to beauty can be seen as an element subordi- nate to the larger frame of his calculation for reentering the human community, so the narrative of calculation can be seen as subordi- nate to the hymn of beauty. The moment of coming upon some- thing or someone beautiful might sound—if lifted away from beauty’s own voice and arriving from a voice outside him—like this: “You are about to be in the presence of something life-giving,

[scarry] On Beauty and Being Just 19

cisely the ninth hour of that day (three o’clock in the afternoon), when her sweet greet- ing reached me,” reports Dante of Beatrice; and his Šrst sonnet begins: “To every loving heart and captive soul . . . greetings I bring.” A greeting, either given or withheld, is the central action and issue throughout. The idea continues across the centuries. When James Joyce’s Lynch announces that he is devoted to beauty, Stephen Dedalus responds by lifting his cap in greeting.

lifesaving, something that deserves from you a posture of rever- ence or petition. It is not clear whether you should throw yourself on your knees before it or keep your distance from it, but you had better Šgure out the right answer because this is not an occasion for carelessness or for leaving your own postures wholly to chance. It is not that beauty is life-threatening (though this attribute has sometimes been assigned it), but instead that it is life-afŠrming, life-giving; and therefore if, through your careless approach, you become cut off from it, you will feel its removal as a retraction of life. You will fall back into the sea, which even now, as you stand there gazing, is only a few feet behind you.” The framework of strategy and deliberation literalizes, rather than undermines, the claim that beauty is lifesaving.

Sacred, lifesaving, having as precedent only those things that are themselves unprecedented, beauty has a fourth feature: it in- cites deliberation. I have spoken of Odysseus’s error toward Nausi- caa. But one could just as easily see Odysseus’s error as committed against the palm: seeing Nausicaa, he temporarily forgets the palm by the altar, injuring it by his thoughtless disregard and re- quiring him at once to go on to correct himself. The hymn to Nau- sicaa’s beauty can instead be called a palinode to the beauty of the palm. By either account, Odysseus starts by making an error.

So far error has been talked about as a cognitive event that just happens to have beauty—like anything else—as one of its objects. But that description, which makes error independent of beauty, may itself be wrong. The experience of “being in error” so inevita- bly accompanies the perception of beauty that it begins to seem one of its abiding structural features. On the one hand, something beautiful—a blossom, a friend, a poem, a sky—makes a clear and self-evident appearance before one: this feature can be called “clear discernibility” for reasons that will soon be elaborated. The beauty of the thing at once Šlls the perceiver with a sense of conviction about that beauty, a wordless certainty—the this! here! of Rainer Maria Rilke’s poetry. On the other hand, the act of perceiving that

20 The Tanner Lectures on Human Values

seemingly self-evident beauty has a built-in liability to self- correction and self-adjustment, so much so that it appears to be a key element in whatever beauty is. This may explain why, as no- ticed earlier, when the informal experiment is conducted of asking people about intellectual errors, they do not readily remember ever having made one (or, more accurately, they are sure they have made one but do not happen to remember what it is); whereas when you ask them about errors in beauty, they seem not only to remember one but to recall the process of correction in vivid sen- sory detail. Something beautiful immediately catches attention yet prompts one to judgments that one then continues to scruti- nize, and that one not infrequently discovers to be in error.

Something beautiful Šlls the mind yet invites the search for something beyond itself, something larger or something of the same scale with which it needs to be brought into relation. Beauty, according to its critics, causes us to gape and suspend all thought. This complaint is manifestly true: Odysseus does stand marveling before the palm; Odysseus is similarly incapacitated in front of Nausicaa; and Odysseus will soon, in Book 7, stand “gazing,” in much the same way, at the season-immune orchards of King Alci- nous, the pears, apples, and Šgs that bud on one branch while rip- ening on another, so that never during the cycling year do they cease to be in šower and in fruit. But simultaneously what is beau- tiful prompts the mind to move chronologically back in the search for precedents and parallels, to move forward into new acts of cre- ation, to move conceptually over, to bring things into relation, and does all this with a kind of urgency as though one’s life de- pended on it. So distinct do the two mental acts appear that one might believe them prompted by two different species of beauty (as Schiller argued for the existence of both a “melting” beauty and an “energetic” beauty)8 if it weren’t for the fact that they turn up

[scarry] On Beauty and Being Just 21

8 The English words “energetic” and “melting” occur in various translations of the Sixteenth Letter of Schiller’s On the Aesthetic Education of Man in a Series of Letters, such as that by Reginald Snell (New York: Frederick Ungar, 1954) and again that by Elizabeth M. Wilkinson and L. A. Willoughby (Oxford: Clarendon, 1967).

folded inside the same lyric event, though often opening out at chronologically distinct moments.

One can see why beauty—by Homer, by Plato, by Aquinas, by Dante (and the list would go on, name upon name, century by cen- tury, page upon page, through poets writing today such as Gjertrud Schnackenberg, Allen Grossman, and Seamus Heaney) —has been perceived to be bound up with the immortal, for it prompts a search for a precedent, which in turn prompts a search for a still earlier precedent, and the mind keeps tripping backward until it at last reaches something that has no precedent, which may very well be the immortal. And one can see why beauty—by those same artists, philosophers, theologians of the Old World and the New—has been perceived to be bound up with truth. What is beautiful is in league with what is true because truth abides in the immortal sphere. But if this were the only basis for the association, then many of us living now who feel skeptical about the existence of an immortal realm might be required to conclude that beauty and truth have nothing to do with one another. Luckily, a second basis for the association stands clearly before us: the beautiful per- son or thing incites in us the longing for truth because it provides by its compelling “clear discernibility” an introduction (perhaps even our Šrst introduction) to the state of certainty yet does not it- self satiate our desire for certainty since beauty, sooner or later, brings us into contact with our own capacity for making errors. The beautiful, almost without any effort of our own, acquaints us with the mental event of conviction, and so pleasurable a mental state is this that ever afterward one is willing to labor, struggle, wrestle with the world to locate enduring sources of conviction— to locate what is true. Both in the account that assumes the exis- tence of the immortal realm and in the account that assumes the nonexistence of the immortal realm, beauty is a starting place for education.

Hymn and palinode—conviction and consciousness of error— reside inside most daily acts of encountering something beautiful.

22 The Tanner Lectures on Human Values

One walks down a street and suddenly sees a redbud tree—its tiny heart-shaped leaves climbing out all along its branches like chil- dren who haven’t yet learned the spatial rules for which parts of the playground they can run on. (Don’t they know they should stay on the tips of the twigs?) It is as though one has just been beached, lifted out of one ontological state into another that is fragile and must be held on to lest one lose hold of the branch and fall back into the ocean. Like Odysseus, one feels inadequate to it, lurches awkwardly around it, saying odd things to the small leaves, wishing to sing to them a hymn or, Šnding oneself unable, wishing in apology to make a palinode. Perhaps like Dante watch- ing Beatrice, one could make a sonnet and then a prose poem ex- plaining the sonnet; or, like Leonardo looking at a violet, one could make a sketch, then another, then another; or like Lady Au- tumn, listening with amazement to a stanza Keats has just sung her, one could sit there patiently staring moment after moment, hour by hour. Homer was right: beauty is lifesaving (or life-creat- ing as in Dante’s title La vita nuova, or life-altering as in Rilke’s imperative “You must change your life”). And Homer was right: beauty incites deliberation, the search for precedents. But what about the immortal, about which Homer may or may not have been right? If we look at modern examples of the palinode for a missing precedent, does the plenitude and aspiration for truth stay stable, even if the metaphysical referent is in doubt?

Matisse never hoped to save lives. But he repeatedly said that he wanted to make paintings so serenely beautiful that when one came upon them, suddenly all problems would subside. His paintings of Nice have for me this effect. My house, though aus- tere inside, is full of windows banking onto a garden. The garden throws changing colors into the chaste rooms—lavenders, pinks, blues, and pools of green. One winter when I was bereft because my garden was underground, I put Matisse prints all over the walls—thirteen in a single room. All winter long I applied the

[scarry] On Beauty and Being Just 23

paintings to my staring eyes, and now they are, in retrospect, one of the things that make my former disregard of palm trees so star- tling. The precedent behind each Nice painting is the frond of a palm; or, to be more precise, each Nice painting is a perfect cross between an anemone šower and a palm frond. The presence of the anemone I had always seen—in the mauve and red colors, the abrupt patches of black, in the petal-like tissue of curtains, slips, parasols, and tablecloths, in the small pools of color with sudden drop-offs at their edges. But I completely missed what resided be- hind these surfaces, what Odysseus would have seen, the young slip of a palm springing into the light.

The signature of a palm is its striped light. Palm leaves stripe the light. The dyadic alternations of leaf and air make the frond shimmer and move, even when it stays still, and if there is an ac- tual breeze, then the stripings whip around without ever losing their perfect alignment across the full sequence. Matisse tran- scribes this effect to many of the rooms in the Nice paintings. Here is the structure of one entitled Interior, Nice, Seated Woman with a Book, where the arcings and archings of the fronds are car-

24 The Tanner Lectures on Human Values

Figure 1

ried in the rounding curves of the curtain and chair and woman. The striped leaf-light is everywhere in the room, in the louvered slats of the slanted window, in the louvered slats of the straight window, in the louvered slats rešecting in the glass window, in the striped blue-and-white cloth on the lower right and its mirrored echo, in the woman’s striped robe, lifting out from its center like an array of fronds from a stalk, and in the large bands of color in the architectural features of the room. On the upper left, lifting high above the woman, a single curved frond cups outward, its red, blue, and green leaf colors setting the palette for the rest of the room: it registers the botanical precedent, in case the small surface of the actual black-green palm (visible in the upper half of the window and indicated in my sketch by dark ink) is missed. Light trips rapidly across the surface of the room: in out in, out in out in, out off on off, on out off in, on off on off. It feathers across the eye, excites it, incites in it saccadic leaps and midair twirls (“retinal ar- abesques,” my friend calls them). It is as though the painting were painted with the frond of a palm, or as though the frond were just

[scarry] On Beauty and Being Just 25

Figure (Interior, Nice, Seated Woman with a Book)

laid down on the canvas, as though it swished across the canvas, leaving prints of itself here there here there here there.

In My Room at the Beau Rivage, the striping, the stationary equivalent of shimmering, is accomplished through the pink-and- yellow wallpaper stripes and the curved lines of the satin chair, where the leaf-light is so concentrated it simply whites out in one section. The pliant chair, like the woman in Seated Woman with a

26 The Tanner Lectures on Human Values

Figure (My Room at the Beau Rivage)

Book, is the newborn palm tree, the place where light pools and then spills outward in all directions. Like silver threads appearing and disappearing behind the cross threads of a weaving—not a Šn- ished weaving but one whose making is just now under way—the silver jumps of our eyes trip in unison across the stripes, appearing and disappearing beneath the latticing of the guide threads. It is as though white sea-lanes have been drawn on the surface of the ocean and across them Nereids dive in and out.

Missing the print of the palm seems remarkable. The thing so capaciously and luminously dispersed throughout the foreground of the room is concretely speciŠed at the very back of (almost as if behind) the painting. The palm is present in all, or almost all, of the Nice paintings. But the amount of surface that is dedicated to the actual tree, as opposed to the palmy offspring stripings inside the room, is tiny—one-thirtieth of the canvas in Seated Woman with a Book, one-Šftieth of the canvas in My Room at the Beau Ri- vage, and similar small fractions in others of the 1920s, such as The Morning Tea, Woman on a Sofa, Still Life: ‘Les Pensées de Pascal,’ Vase of Flowers in Front of the Window, in each of which the tree occupies between one-Šftieth and one sixty-third of the full surface.

Further, the tree’s individuated fronds are themselves seldom visible, and the leaves, never. A curtain may be striped; a wall may be striped; a bowl of šowers may be striped; a šoor may be striped; a human Šgure may be striped, a table, bed, or chair may be striped. The fronds are the one thing to which stripes are disal- lowed, except perhaps in ‘Les Pensées de Pascal’ where (on close in- spection of the very small tree) the green branchings have a cupped pink underside that sets in motion, inside the room, the soft blocks of gray and pink where the curtain overlaps the win- dowsill, and the hot pink and gray stripes on the sill below. More typically the tree canopy looks like a knob of broccoli, sometimes lacks a trunk, and may even be positioned in the lower half of the painting. It provides just a šeeting acknowledgment of the fact that it is the precedent that sets in motion all the light-Šlled

[scarry] On Beauty and Being Just 27

surfaces in the foreground. The tree is the only thing in the paint- ings to which the palm-style is not applied, just as when Matisse includes a bowl of actual anemones or nasturtiums or fritillarias in his paintings, it is often the one thing to which the anemone-style, nasturtium-style, or fritillaria-style (everywhere else Šlling the room) will be disallowed.

But at least one painting from the Nice period—The Painter and His Model, Studio Interior (1919)—explicitly announces the fact that the palm frond is the model from which, or more accu- rately the instrument with which, Matisse paints. Perhaps the palm is here openly saluted and seized because the painting is overtly about the act of painting. The room is full of sunlight. Yel- low. Cream. Gold. White. These colors cover two-thirds of its sur- face, which is also awash with lavenders and reds falling in sun-Šlled stripes from the curtains, the walls, the man, the table,

28 The Tanner Lectures on Human Values

Figure (The Morning Tea) Figure (Still Life: ‘Les Pensées de Pascal’)

the chair, the dresser. The palm in the window is still only a small fraction of the surface, one thirty-Šfth, but unlike many other Nice paintings, it is here stark, self-announcing. The palm now has emphatic fronds. It is brown, like the painter’s brush, which has only a shaft and no brush, and so seems supplied by the tree, as though the palm were a continuation of the tool he holds, inter- rupted by the woman’s body (the woman who is technically the model referred to in the title, though the palm seems more model than she). The palm seems not just the model, the thing that in- spires him or the thing he aspires to copy, but much more material in its presence. It is what he reaches out for, closes his hand around, and presses down on the surface of the canvas he is lashing with light. It is a graphic literalization of “brush,” “to brush,” a brush with beauty. Because the palmy stripings incite the silver cross-jumps of light over our face and eyes, it is as though the

[scarry] On Beauty and Being Just 29

Figure (Woman on a Sofa) Figure (Vase of Flowers in Front of the Window)

painting in turn paints us, plaiting braids of light across the sur- face of our skin.

Other Nice paintings depicting the act of composition simi- larly register the palm as instrument. The woman painter in The Morning Session (1924) wears a yellow-and-black striped dress that covers her torso, lap, and legs—the vertical stripes become hori- zontal when they reach her lap, raying out like sunlight before be- coming vertical again as they turn at her knees and drop to the šoor. She sits in front of a red-and-white striped wall, and long vertical bands of peach streak down the window, down the walls, and down the back of her painting. Because of the angle at which she sits, the brush with which she paints (like the man’s in The Painter and His Model) has only a shaft and no brush, but by good luck there stand directly above her hand the open fronds, the lux-

30 The Tanner Lectures on Human Values

Figure (The Painter and His Model 1919)

urious canopy brush, of a distant palm. This vision of creation ex- tends to auditory composition. The musician’s bow in Young Woman Playing the Violin in Front of the Open Window (1923) is also completed and continued by the fronds of the palm outside her window, turning her bow into a brush. She is safely held in the lap of the striped walls on three sides. Above her head, the huge open window—open sky, open sea, open sail, open palm—seems the picture of the airy music she is playing, a picture painted with the brush of her bow.

Three decades later, Matisse still paints palms in windows, but now as the fulsome, fully saluted precedent. The pictures seem Odyssean palinodes to the once insufŠciently acknowledged tree. By 1947 the palm Šlls not one sixty-third or one-Šftieth or one- thirtieth of the painting but one-quarter. By 1948 it Šlls one-half. In both pictures it has become the central subject. Formerly de- prived of the very style it inspired, it is now the single thing in the picture to which the leaf-light striping is emphatically applied. The palm in Still Life with Pomegranate is composed of hundreds of green stripes against light blue. The palm in Interior with Egyptian Curtain is composed of hundreds upon hundreds of stripes in black, green, yellow, white. On the wall inside the 1948 canvas Large Interior in Red hangs a black-and-white picture with a palm outside the window and another palm inside the room—palm fronds painted with a palm frond on a palm frond—the painter’s material, instrument, and subject.

I began here with the way beautiful things have a forward momen- tum, the way they incite the desire to bring new things into the world: infants, epics, sonnets, drawings, dances, laws, philosophic dialogues, theological tracts. But we soon found ourselves also turning backward, for the beautiful faces and songs that lift us for- ward onto new ground keep calling out to us as well, inciting us to rediscover and recover them in whatever new thing gets made. The very pliancy or elasticity of beauty—hurtling us forward and

[scarry] On Beauty and Being Just 31

back, requiring us to break new ground, but obliging us also to bridge back not only to the ground we just left but to still earlier, even ancient, ground—is a model for the pliancy and lability of consciousness in education. Matisse believed he was painting the inner life of the mind; and it is this elasticity that we everywhere see in the leaf-light of his pictures, the pliancy and palmy reach of the capacious mind. Even when the claim on behalf of immortal- ity is gone, many of the same qualities—plenitude, inclusion— are the outcome.

It sometimes seems that a special problem arises for beauty once the realm of the sacred is no longer believed in or aspired to. If a beautiful young girl (like Nausicaa), or a small bird, or a glass vase, or a poem, or a tree has the metaphysical in behind it, that realm veriŠes the weight and attention we confer on the girl, bird, vase, poem, tree. But if the metaphysical realm has vanished, one may feel bereft not only because of the giant deŠcit left by that va-

32 The Tanner Lectures on Human Values

Figure (The Morning Session)

cant realm but because the girl, the bird, the vase, the book now seem unable in their solitude to justify or account for the weight of their own beauty. If each calls out for attention that has no destina- tion beyond itself, each seems self-centered, too fragile to support the gravity of our immense regard.

But beautiful things, as Matisse shows, always carry greetings from other worlds within them. In surrendering to his leaf-light, one is carried to other shorelines as inevitably as Odysseus is car- ried back to Delos. What happens when there is no immortal realm behind the beautiful person or thing is just what happens when there is an immortal realm behind the beautiful person or thing: the perceiver is led to a more capacious regard for the world. The requirement for plenitude is built-in. The palm will always be found (whether one accidentally walks out onto a balcony, or follows at daybreak the šight path of an owl, or Šnds oneself washed up in front of Nausicaa or a redbud or Seated Woman with a

[scarry] On Beauty and Being Just 33

Figure (Young Woman Playing the Violin in Front of the Open Window)

Book) because the palm is itself the method of Šnding. The mate- rial world constrains us, often with great beneŠcence, to see each person and thing in its time and place, its historical context. But mental life doesn’t so constrain us. It is porous, open to the air and light, swings forward while swaying back, scatters its stripes in all directions, and delights to Šnd itself beached beside something invented only that morning or instead standing beside an altar from three millennia ago.

This very plasticity, this elasticity, also makes beauty associate

34 The Tanner Lectures on Human Values

Figure (1947 Still Life with Pomegranate)

with error, for it brings one face-to-face with one’s own errors: mo- mentarily stunned by beauty, the mind before long begins to cre- ate or to recall and, in doing so, soon discovers the limits of its own starting place, if there are limits to be found, or may instead—as is more often the case—uncover the limitlessness of the beautiful thing it beholds. Though I have mainly concentrated here on fail- ures of plenitude and underattribution—mistakes that involve not seeing the beauty of something—the same outcomes can be arrived at by the path of overattribution, as registered in the

[scarry] On Beauty and Being Just 35

Figure (1948 Interior with Egyptian Curtain)

poems about error by Dickinson, Hopkins, and Shakespeare. This genre of error, however, has the peculiarity that when the beautiful person or thing ceases to appear beautiful, it often incites the per- ceiver to repudiate, scorn, or even denounce the object as an in- valid candidate or carrier of beauty. It is as though the person or thing had not merely been beautiful but had actually made a claim that it was beautiful, and further, a claim that it would be beauti- ful forever.9 But of course it is we—not the beautiful persons or things themselves (Maud Gonne, Mona Lisa, “Ode to a Nightin- gale,” Chartres, a columbine, a dove, a bank of sweet pea, a palm tree)—who make announcements and promises to one another about the enduring beauty of these beautiful things. If a beautiful palm tree one day ceases to be so, has it defaulted on a promise? Hopkins defends the tree:

No, the tropic tree Has not a charter that its sap shall last Into all seasons, though no Winter cast The happy leaŠng.

The temptation to scorn the innocent object for ceasing to be beautiful might be called the temptation against plenitude; it puts at risk not the repudiated object but the capaciousness of the cognitive act.

Many human desires are coterminous with their object. A per- son desires a good meal and—as though by magic—the person’s desire for a good meal seems to end at just about the time the good meal ends. But our desire for beauty is likely to outlast its object because, as Kant once observed, unlike all other pleasures, the

36 The Tanner Lectures on Human Values

9 Shakespeare’s sonnets (and a small number of other beautiful things) openly promise that they will be forever beautiful; but most beautiful things make no such claim. They only seem to make such a claim because the very moment they enter our minds, there simultaneously enters our minds a wish that this thing should forever be what it is now. So associated are the two events that the object itself seems to have made the announcement that it will always be what it is now.

pleasure we take in beauty is inexhaustible. No matter how long beautiful things endure, they cannot out-endure our longing for them. If the beauty of an object lasts exactly as long as the life of the object—the way the blue chalice of a morning glory blossom spins open at dawn and collapses at noon—it will not be faulted for the disappearance of its beauty. Efforts may even be made to prolong our access to its beauty beyond its death, as when Aris- totle, rather than turning away from a dying iris blossom, tracks the changing location of its deep colors, and Rilke, rather than turning away from the rose at the moment it breaks apart, de- scribes the luxurious postures the šower adopts in casting down its petals.

But if the person or thing outlives its own beauty—as when a face believed ravishing for two years no longer seems so in the third, or a favorite vase one day ceases to delight, or a poem be- loved in the decade when it is written becomes incomprehensible to those who read it later—then it is sometimes not just turned away from but turned upon, as though it has enacted a betrayal. But the work that beautiful persons and things accomplish is col- lectively accomplished, and different persons and things contrib- ute to this work for different lengths of time, one enduring for three millennia and one enduring for only three seconds. A vase may catch your attention, you turn your head to look at it, you look at it still more carefully, and suddenly its beauty is gone. Was the beauty of the object false, or was the beauty real but brief? The three-second call to beauty can have produced the small šex of the mind, the constant moistening, that other objects—large, arcing, šexuous—will more enduringly require. We make a mistake, says Seamus Heaney, if, driving down a road between wind and water, overwhelmed by what we see, we assume we will see “it” better if we stop the car. It is there in the passage. When one goes on to Šnd “better,” or “higher,” or “truer,” or “more enduring,” or “more widely agreed upon” forms of beauty, what happens to our regard for the less good, less high, less true, less enduring, less universal

[scarry] On Beauty and Being Just 37

instances? Simone Weil says, “He who has gone farther, to the very beauty of the world itself, does not love them any less but much more deeply than before.”

I have tried to set forth the view here that beauty really is allied with truth. This is not to say that what is beautiful is also true. There certainly are objects in which “the beautiful” and “the true” do converge, such as the statement “1 = 1.” This may be why, though the vocabulary of beauty has been banished or driven un- derground in the humanities for the last two decades, it has been openly in play in those Šelds that aspire to have “truth” as their object—math, physics, astrophysics, chemistry, biochemistry— where every day in laboratories and seminar rooms participants speak of problems that are “nice,” theories that are “pretty,” solu- tions that are “beautiful,” approaches that are “elegant,” “simple.” The participants differ, though, on whether a theory’s being “pretty” is predictive of, or instead independent of, its being “true.”10

But the claim throughout these pages that beauty and truth are allied is not a claim that the two are identical. It is not that a poem or a painting or a palm tree or a person is “true,” but rather that it ignites the desire for truth by giving us, with an electric bright- ness shared by almost no other uninvited, freely arriving percep- tual event, the experience of conviction and the experience, as well, of error. This liability to error, contestation, and plurality— for which “beauty” over the centuries has so often been belittled— has sometimes been cited as evidence of its falsehood and distance from “truth,” when it is instead the case that our very aspiration for truth is its legacy. It creates, without itself fulŠlling, the aspi- ration for enduring certitude. It comes to us, with no work of our own; then leaves us prepared to undergo a giant labor.

38 The Tanner Lectures on Human Values

10 Physicist Thomas Appelquist, for example, has told me that in particle physics the beauty of a theory is taken to be predictive of its truth; experimental astrophysicist Paul Horowitz, on the other hand, counsels new physicists not to assume that if they come up with a “pretty” theory, it must be true. Exponents of both positions can no doubt be found within each of the two sciences.

II. ON BEAUTY AND BEING FAIR

The banishing of beauty from the humanities in the last two de- cades has been carried out by a set of political complaints against it. But, as I will try to suggest, these political complaints against beauty are themselves incoherent. Beauty is, at the very least, in- nocent of the charges against it, and it may even be the case that far from damaging our capacity to attend to problems of injustice, it instead intensiŠes the pressure we feel to repair existing injuries. I will try to set forth a sketch of the way aesthetic attributes exert this pressure on us.

When I say that beauty has been banished, I do not mean that beautiful things have themselves been banished, for the humani- ties are made up of beautiful poems, stories, paintings, sketches, sculpture, Šlm, essays, debates, and it is this that every day draws us to them. I mean something much more modest: that conversa- tion about the beauty of these things has been banished, so that we coinhabit the space of these objects (even putting them inside us, learning them by heart, carrying one wedged at all times between the upper arm and the breast, placing as many as possible into our bookbags) yet speak about their beauty only in whispers.

The Political Arguments against Beauty Are Incoherent

The political critique of beauty is composed of two distinct argu- ments. The Šrst urges that beauty, by preoccupying our attention, distracts attention from wrong social arrangements. It makes us inattentive, and therefore eventually indifferent, to the project of bringing about arrangements that are just. The second argument holds that when we stare at something beautiful, make it an object of sustained regard, our act is destructive to the object. This argu- ment is most often prompted when the gaze is directed toward a

[scarry] On Beauty and Being Just 39

human face or form, but the case presumably applies equally when the beautiful thing is a mourning dove, or a trellis spilling over with sweet pea, or a book whose pages are being folded back for the Šrst time. The complaint has given rise to a generalized dis- crediting of the act of “looking,” which is charged with “reifying” the very object that appears to be the subject of admiration.

Whatever merit either of these arguments has in and of itself, it is clear at the outset that they are unlikely both to be true since they fundamentally contradict one another. The Šrst assumes that if our “gaze” could just be coaxed over in one direction and made to latch onto a speciŠc object (an injustice in need of remedy or re- pair), that object would beneŠt from our generous attention. The second assumes that generous attention is inconceivable, and that any object receiving sustained attention will somehow suffer from the act of human regard. Because the two complaints so funda- mentally contradict one another, evidence that can be brought for- ward on behalf of the Šrst tends to call into question the accuracy of the second; and conversely, evidence that can be summoned up on behalf of the second works to undermine the Šrst.

If, for example, an opponent of beauty eventually persuades us that a human face or form or a bird or a trellis of sweet pea nor- mally suffers from being looked at, then when the second oppo- nent of beauty complains that beauty has caused us to turn away from social injustice, we will have to feel relieved that whatever harm the principals are now suffering is at least not being com- pounded by our scrutiny of them.1 If instead we are persuaded that beauty has distracted us from suffering, and that our attention to that suffering will help reduce the harm, we will have to assume that human perception, far from poisoning each object it turns to- ward, is instead fully capable of being benign.

It seems that the two opponents of beauty have a greater quar-

40 The Tanner Lectures on Human Values

1 Indeed, at the very moment when beauty was being banished from universities for distracting from social justice, scholars trying to make problems of social justice visible were sometimes accused of “reenacting” the cruelty by making suffering available to the reader’s gaze.

rel with each other than with us and should perhaps be encouraged to press forward their claims, since they will together eliminate both grounds of opposition and leave us free once more to speak of beauty. But seasons come and go, decades are passing, and the two arguments—by never being brought together in a single space— continue to šourish. So, as bad-tempered as the effort may seem, some time must be given here to contesting the two views.

The opponents of beauty could conceivably defend the consis- tency of their two views. They might say the following. It is not that one of us holds perception to be benign and the other holds perception to be malicious: we are speaking of two distinguishable kinds of perception. It is pleasure-Šlled perception (as when one listens to the mourning dove terracing its sweet calls or the crow- ing of the cock on a distant hillside) that is morally bad; and it is aversive perception (as when one turns on the radio and hears, with distress, one point of view being systematically suppressed) that is morally good. But it seems almost inconceivable that anyone with affection for human beings could wish on them so harsh an edict, permitting only perceptions that bring discomfort. More impor- tant, there is no way to be in a high state of alert toward injus- tices—to subjects that, because they entail injuries, will bring distress—without simultaneously demanding of oneself precisely the level of perceptual acuity that will forever be opening one to the arrival of beautiful sights and sounds. How will one even no- tice, let alone become concerned about, the inclusion in a political assembly of only one economic point of view unless one has also at- tended, with full acuity, to a debate that is itself a beautiful object, full of arguments, counterarguments, wit, spirit, ripostes, ironies, testing, contesting; and how in turn will one hear the nuances of even this debate unless one also makes oneself available to the songs of birds or poets?

One other possible way our two opponents might claim they can reconcile their apparently contradictory complaints about beauty would be to say that passive perception—looking or

[scarry] On Beauty and Being Just 41

hearing without any wish to change what one has seen or heard (as often happens in the presence of the beautiful)—is unaccept- able; whereas instrumental perception—looking or hearing that is prelude to intervening in, changing, what one has seen or heard (as happens in the presence of injustice)—is good. But a moment’s rešection will show that this is just a slight rephrasing of the earlier proposal that pleasurable perception is morally bad and aversive perception is morally good. Further, it seeks to make the whole sensorium utilitarian, an outcome laudable only in high emergencies.

It is the argument of this chapter that beauty, far from contrib- uting to social injustice in either of the two ways it stands accused, or even remaining neutral to injustice as an innocent bystander, actually assists us in the work of addressing injustice, not only by requiring of us constant perceptual acuity—high dives of seeing, hearing, touching—but by the more direct forms of instruction sketched in the next part of the chapter. The sketch counters both grounds of attack, but because it more directly addresses the Šrst (the enduring claim that beauty makes us inattentive to justice), it may be helpful to address here very briešy the second (the rela- tively recent complaint that beauty enlists the perceiver into an act of perception that reiŠes). It has two major weaknesses.

First, the complaint is often formulated in such a way that, in its force and scope, it seems to be generalized to all objects of beauty—the poems of John Donne or John Keats, mother-of-pearl poppies, gods from both the East and the West, human faces, buildings—even though the particular instances explicitly cited are almost always conŠned to one particular site of beauty, the beauty of persons. Even if we could be persuaded that looking at beautiful human faces and forms were harmful to the persons we seem to be admiring, it is not clear why the entire world of natural and artifactual, physical and metaphysical beauty should be turned away from. It seems that at most we should be obligated to give up the pleasure of looking at one another.

42 The Tanner Lectures on Human Values

No detailed argument or description is ever brought forward to justify this generalization, yet the generalization has worked to silence conversations about beauty. If this critique or the other cri- tiques against beauty were crisply formulated as edicts or treatises with sustained arguments and examples, the incoherence would be more starkly visible and the inšuence correspondingly dimin- ished. They exist instead as semiarticulate but deeply held convic- tions that—like snow in a winter sky that keeps materializing in the air yet never falls or accumulates on the ground—make their daily way into otherwise lively essays, articles, exams, conversa- tions. Suddenly, out of the blue, someone begins to speak about the way a poet is reifying the hillside or painting or šower she seems to be so carefully regarding.

One way of seeing the weakness of the generalization is to test it across different categories of beautiful objects, categories of ob- jects whose beauty is beloved not just by people in Western coun- tries but by people everywhere. The beauty of persons is honored throughout the world, but so, too, is the beauty of gods, the beauty of gardens, the beauty of poems. So let us take these four— gods, gardens, persons, and poems—and hold one of them, per- sons, out for the moment, looking only at the other three.

The argument that “noticing beauty brings harm to the thing noticed” makes no sense if the object is not itself susceptible to harm, as seems to be true of something that is all-powerful such as a god or nonsentient such as a poem. Many stories are told about attempts made to put the gods at risk, but the stories are usually about the immunity of the deity, the foolhardiness of the inŠdel. Those attacking the god do not, in any event, do so by paying at- tention to the god’s beauty. Pentheus expresses sneering contempt for the effeminate beauty of the double-gendered Dionysus; it is instead Dionysus’s rhapsodic worshipers who chant encomiums to the beauty of his hair, his body, his voice, his dance, his wine, his theatrical rituals. The face and body of Jesus occasion Aquinas’s famous setting forth of the threefold division of beauty into

[scarry] On Beauty and Being Just 43

integrity, proportion, and claritas—key terms for subsequent aes- thetic debate over many centuries up through the conversations of Joyce’s Stephen Dedalus and his friend Lynch. Jehovah prohibits anyone from looking at him face-to-face, but only the human per- ceiver, not Jehovah, is endangered by the act of looking; and though God is not seen, the Hebrew Scriptures revere the beauty of his countenance and his righteousness: “And let the beauty of the Lord our God be upon us.”2 So it is again with Hindu and Buddhist deities. The lotus shapes of the lips, eyes, hands, pos- tures are sculpted into stone and wood by the adoring hands of worshipers, not the hands of detractors.

Noticing beauty, then, does not harm in cases where the object is either perfect (gods) or nonsentient (poem, vase). Further, as the examples suggest, it may even confer a beneŠt by perpetuating the religion in acts of worship or perpetuating the poem by making certain it does not disappear or get revised by those incapable of seeing its beauty. A vase crafted by Gallé—in whose surface dusky blue plums and purple leaves hang in the soft brown light—can, although nonsentient, be harmed by being mishandled. Noticing its beauty increases the possibility that it will be carefully handled.

Now it may be objected that a less beautiful poem or vase or god may, by receiving less attention, receive less careful protec- tion. This objection inevitably comes up at exactly this moment in conversations about beauty: we saw it earlier in the complaint that what accounted for my disregard of a culturally distant tree was my absorption with sycamores and chestnuts. The complaint can, as a shorthand, be called the problem of lateral disregard, the problem that whatever beneŠts accrue to an object through its be- ing the focus of our attention are not being equally enjoyed by nearby objects in the same class. The phenomenon of lateral disre- gard will be returned to in more detail later; but for now it is im- portant to see the following. First, whatever the truth of this

44 The Tanner Lectures on Human Values

2 Ps. 90:17 (King James Version).

complaint, it does nothing to conŠrm the particular complaint that is before us at the present moment—namely, the complaint that our gaze brings harm to gods, poems, gardens, persons, and vases. The problem of lateral disregard assumes our gaze is good, and worries about our failure to distribute it out to objects that are similar to the one we are staring at, but that lack the perfect fea- tures that obligate us to stare. Like the political complaint about inattention to problems of social injustice to which it is related, it explicitly conŠrms the value of human attention. Second, it may well be the case that a less perfectly crafted poem or political de- bate is less likely to be preserved for posterity; but it is not at all self-evident that this lack of protection is the necessary counter- part of our focus upon the more highly crafted poem or political debate, or that it was in any way prompted by them. If I was about to place a vase on a wide safe ledge and then, Šnding one more beautiful, I consigned the Šrst vase to a careless spot, we might have a case. But it seems more likely that the concern demanded by the perfect vase or god or poem introduced me to a standard of care that I then began to extend to more ordinary objects (perhaps I began to notice and worry, for the Šrst time, about my neglect of the ordinary object and, inspecting it more closely, may now even discover that it is not ordinary). Far from subtracting or robbing fragility from the ordinary vase, the extraordinary vase involuntar- ily introduced me to the recognition that vases are fragile, and I then voluntarily extended the consequences of that recognition to other objects in the same category. I may see that reverence is due not only to a beautiful god but to the god’s mother or to nearby an- gels; that it is not just the poet’s best poem that should be pub- lished but even the penultimate, nearly-as-beautiful draft, that the šawed political debate should be perpetuated for posterity as part of the large public record of great and lapsed moments of assembly. The beneŠt of the extraordinary is twofold: Šrst, in the demands it (without our invitation) places on us on its own behalf; second, in the pressure it exerts toward extending the same

[scarry] On Beauty and Being Just 45

standard laterally. This pressure toward the distributional is an unusual feature of beautiful persons or things. The fact that it may be one beholder who is singing a hymn of praise to the Šrst object, while it is a second beholder who, as though in harmony, is now demanding that love be equally accorded to a lateral object, should not discourage us from seeing the two as a composite event sponsored by the beautiful object itself.

But for now we need to return to the frame of our concern, whether the charge that staring harms the person being stared at can fairly be generalized to other categories of beautiful things. We have so far spoken about beautiful things to which the argu- ment about perceptual damage seems inapplicable because they are beyond harm (either because perfect and omnipotent or be- cause nonsentient like an artwork). But of course some things are neither omnipotent nor nonsentient but highly vulnerable and si- multaneously highly sentient—or more accurately, since there are no degrees of sentience, unnegotiably alive. Persons are the most pressing example, and it may be for this very reason that the argu- ment about the hazards of gazing originates right here, at the site of persons.

Is, then, the aliveness of something a ground on which we might wish to banish it as a candidate for beauty? One can, even in the sites looked at a moment ago, see why this avenue might be in error; for it cannot have escaped our attention that even when the objects we were speaking about were omnipotent or nonsentient, their being perceived as beautiful seemed to bring them to life or to make them life like. In some cases, maybe in all, this can be called a mimesis of life: for each morning when the sun rises and reaches the windowsill where the Gallé vase sits, the amber glass swells with light; the blue-and-brown plums drift in and out of the purple leaves, their veins and stems now šecked with life. The almost-aliveness of a beautiful object makes its abrasive handling seem unthinkable. The mind recoils—as from a wound cut into living šesh—from the possibility that the surface of Jan Brueghel

46 The Tanner Lectures on Human Values

the Elder’s painting Flower Stems in a Clay Vase should be cut, torn, or roughly touched. Its surface has been accorded the gift of life: this can have nothing to do with the subject, the live šowers, for—look at them, jonquils, roses, fritillaria, tulips, irises, peo- nies, hyacinths, lily—they were already cut even as the painter painted them into their place inside the vase; and the same mental recoil would be felt if the surface that were roughly touched de- picted only a pair of discarded shoes or one of J. M. W. Turner’s groundless mists or Paul Klee’s colors. The surface of the canvas has become, in the standard of protection we accord it, semisen- tient. Stone statues of gods, too, in the moment of being revered, come to life, as in Rilke’s poems where the mouth of Apollo trem- bles and the eyebrows of Buddha lift.

We saw in Part One that the moment of perceiving something beautiful confers on the perceiver the gift of life; and now we be- gin to see that the moment of perceiving beauty also confers on the object the gift of life. The paciŠc quality of beauty comes in part from the reciprocal, life-granting pact. But we were about to look at sites of beauty—persons and gardens—that do not just, under special circumstances, acquire the gift of lifelikeness but are them- selves unequivocally alive; and the question is, are these actually alive things inappropriate subjects for our admiring gaze?

We must still leave to the side the highly puzzling site of per- sons, because the present question is this: even if it is the case that we can be persuaded to stop looking at persons, ought the negative account of harmful looking be extended to other sites such as gods, poems, and—the site now before us—gardens? Because šowers are alive, they are (unlike omnipotent or nonsentient things) susceptible to damage; but a moment’s rešection shows the impossibility of concluding that this damage is brought about by our perception of them, and the deep oddity of banishing them from our regard. Gardens exist for the sake of being beautiful and for the sake of having that beauty looked at, walked through, lin- gered in. In this one respect the sentient site of gardens and the

[scarry] On Beauty and Being Just 47

nonsentient (or only sentient-like) site of poems are alike; for po- ems too—as well as other art objects such as glass vases and paint- ings—are brought into being in order to place their beauty in the Šeld of human regard. Prohibiting attention to the beauty of gar- dens or poems therefore seems even more peculiar than prohibit- ing attention to the beauty of gods and person.3 Gods of many traditions are held to be beautiful, but gods do not come into exis- tence to be beautiful: their beauty simply follows from, or is part of, their perfection and cannot be decoupled or held independent from it. If we ceased praising their beauty,4 the love of them might become less fervent and widespread; but it does not seem our si- lence would be fatal. Persons, too, though often beautiful, cannot be said to exist for the sake of being beautiful, even if we must grant that at the moment the parents conceive a child, each wishes the beauty of the beloved, already in the world, to enter the world a second time. Of course it is imaginable that someone perceiving a beautiful garden might then trample on it,5 just as someone per- ceiving beautiful persons or paintings might then attempt to de- stroy them; but so many laws and rules are already being broken by these acts that it is hard to comprehend why, rather than bring- ing these rules and laws to bear on the problem, the rules of per- ceiving need to be altered to accommodate the violator. Excluding the beauty of gardens and poems from perception would more swiftly destroy them than any occasional act of trampling. Only if

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3 So odd does such a prohibition sound that it may appear I am inventing the idea for the sake of the argument; yet over the last Šfteen years, many students, even the brightest and most good-hearted among them, have (as a result of the general prohibi- tion on beauty) spoken in their papers about the way a poet or novelist reiŠes a garden or a šower or a beautiful bird by his or her lavish regard.

4 I do not know whether it is possible for a worshiper to have mental pictures of Je- sus or Artemis or Krishna or Buddha or Sarasvati, while withholding from mental view their beauty, but for the duration of the one sentence above, I will assume for the sake of argument that this is possible.

5 It might be objected that even the gardener, in trying to heighten the beauty of a particular bed, might tear out a plant, therefore harming its life; for the gardener, like Keats’s poet, carries out “innumerable compositions and decompositions” to arrive at “the snail-horn perception of Beauty.” But at most this means that gardeners should be prohibited from tearing out any already existing plant, which should stay where it is or be transplanted to a safe location (a rule some gardeners follow).

the sestinas and the perennials could outlive the edict could there even continue to be gardens or poems.

By now we should be willing to agree that the general form of the complaint—“the perceiver reiŠes the object of perception”— makes little sense. It does not apply to gods, poems, and gardens. Nor has any evidence been brought forward to suggest its applica- bility to other sites. The habit of broadening this complaint from the site of persons to the world at large appears to be baseless. Let us agree that we will give it up. Attention to the beauty of all things (gods, gardens, poems—and also the moon, the Milky Way, individual stars, the daylit sky, birds, birdsongs, musical in- struments, meadows, dances, woven cloth, stones, staircases, good prose certainly, airplanes of course, mathematical proofs, the sea, its surf, its spray) will be permitted, and only attention to the site of persons will be prohibited. But what about this site of persons?

I suggested at the outset that the complaint had two weak- nesses. The Šrst weakness was its generalization from the site of persons to all other things. The second weakness is the claim it makes about the site of persons itself.

People spend so much time noticing one another that the prac- tice will no doubt continue regardless of the conclusions we arrive at about beauty. But many arguments can be made to credit the pleasure people take in one another’s countenance. Staring, as we earlier saw, is a version of the wish to create; it is directly con- nected to acts of drawing, describing, composing, lovemaking. It

[scarry] On Beauty and Being Just 49

But what about the case where the gardener, seeking to make the garden more beau- tiful, does roughly dispose of the plant? Should we conclude that beauty imperils, rather than intensiŠes, the life contract? One way of answering the question is to ask whether the human protection accorded plants is higher or lower in the garden than in the world outside the garden. When we make this comparison we see that although the gardener has only imperfectly protected the plants, he or she has given them far more protection than they ordinarily receive. Another approach is to compare the šower garden, where the plants are grown for their beauty, with a vegetable garden, where the plants are grown for the gardener’s table. The gardener in the šower garden places himself or her- self in voluntary servitude to the šowers; the gardener in the vegetable garden has sub- ordinated the life of the plant to the dinner table. I am not here objecting to the human need to eat; I am simply making the obvious point that in general “beauty” is associated with a life compact or contract, where the perceiver abstains from harming, or even ac- tively enters into the protection of, this fragment of the world.

is odd that contemporary accounts of “staring” or “gazing” place exclusive emphasis on the risks suffered by the person being looked at, for the vulnerability of the perceiver seems equal to, or greater than, the vulnerability of the person being perceived. In accounts of beauty from earlier centuries, it is precisely the per- ceiver who is imperiled, overpowered, by crossing paths with someone beautiful. Plato gives the most detailed account of this destabilization in the Phaedrus. A man beholds a beautiful boy: suddenly he is spinning around in all directions. Publicly unac- ceptable things happen to his body. First he shudders and shivers. Then sweat pours from him. He is up, down, up, down, adopting postures of worship, even beginning to make sacriŠces to the boy, restrained only by his embarrassment at carrying out so foolish an activity in front of us. Now he feels an unaccountable pain. Feath- ers are beginning to emerge out of his back, appearing all along the edges of his shoulder blades. Because this plumage begins to lift him off the ground a few inches, he catches glimpses of the im- mortal realm. Nonetheless, it cannot be denied that the discom- fort he feels on the inside is matched by how ridiculous he looks on the outside. The beholder in Dante’s Vita nuova is equally at risk. Coming face-to-face with Beatrice, Dante undergoes a violent trembling. All his senses go into a huddle, alarmed at the peril to which he has just exposed them. Soon he is so immobilized he might be mistaken for “a heavy inanimate object.”

It is hard—no matter how dedicated one is to the principle of “historical difference”—to account for the discrepancy between the aura of radical vulnerability beholders were assigned in the past and the aura of complete immunity they are assigned today. Some- one committed to historicism might shrug and say, “We just no longer see beauty in the same way.” But how can that be an accept- able answer if—as an outcome of this newly acquired, wretched immunity—people are asking us to give up beauty altogether? A better answer might be to say not that we see the beauty of persons differently but that we do not see it at all. Perhaps only if one spins

50 The Tanner Lectures on Human Values

momentarily out of control, or grows feathers, or begins to write a sonnet can one be said to have seen the beauty of another person. The essentialist who believes beauty remains constant over the centuries and the historicist or social constructionist who believes that even the deepest structures of the soul are susceptible to cul- tural shaping have no need, when confronting the present puzzle, to quarrel with one another. For either our responses to beauty en- dure unaltered over centuries, or our responses to beauty are alter- able, culturally shaped. And if they are subject to our willful alteration, then we are at liberty to make of beauty what we wish. And surely what we should wish is a world where the vulnerability of a beholder is equal to or greater than the vulnerability of the per- son beheld, a world where the pleasure-Šlled tumult of staring is a prelude to acts that will add to the beauty already in the world— acts like making a poem, or a philosophic dialogue, or a divine comedy; or acts like repairing an injury or a social injustice. Either beauty already requires that we do these things (the essentialist view) or we are at liberty to make of beauty the best that can be made—a beauty that will require that we do these things.

I suggested above that in those cases where a perceiver “gazes” with immunity at a person (and convincing instances have been documented by literary critics and art historians), two descrip- tions are possible: one claims, “In our era we see the beauty of per- sons in a way different from the way Plato and Dante did”; the other claims, “In our era we no longer see the beauty of persons.” If the second is true, then what should be blamed for those occasions on which the person looked at is put at risk is not “seeing beauty” but “failing to see beauty”; and what should be urged is not the banishing of beauty but beauty’s immediate return. A third de- scription would say that the documented occasions, though real enough, are aberrations, and that “in our era we still see the beauty of persons the way Plato and Dante did.” There is much to support this view: not just the number of new inventions and the number of people who, like Rilke (scratched, then killed, by the thorn of a

[scarry] On Beauty and Being Just 51

rose), have died for beauty; but also the evidence of everyday expe- rience. For it simply is the case—isn’t it?—that each of us has, upon suddenly seeing someone beautiful, tripped on the sidewalk, broken out in a sweat of new plumage, dropped packages (as though offering a gift or sacriŠce)—all while the bus we were waiting for pulls up and pulls away.

If today’s beholder were suddenly offered the chance, while keeping his own features, to have a beauty as great as that of the person looked at, would the beholder decline that invitation? If we really believe that “beholders are all-powerful” and “persons be- held are powerless,” then wouldn’t we decline the offer? Why place oneself at risk by becoming beautiful, and why convert the already beautiful person into a coldly immune surveillant? But might one not instead happily accept? Proust watches the glow- ing red-haired woman serving milk at the train stop and wishes to accompany her in her daily labor in order to keep her in his Šeld of vision; but he has the equally ardent wish to be included in her Šeld of vision, “to feel that I was known to her, had my place in her thoughts.” This, too, is why our “appalling” Odysseus washes: he scrubs the cakes of “brackish scurf ” from his head and body, rubs himself with oil, and permits Athena’s hand to wash over him like the hand of a smith who “washes gold over beaten silver.” Athena’s washing magniŠes his size and stature, and “down from his brow / she ran his curls like thick hyacinth clusters / full of blooms.” At last, Odysseus is ready to reenter Nausicaa’s Šeld of vision:

And down to the beach he walked and sat apart, glistening in his glory, breathtaking, yes, and the princess gazed in wonder . . .

It may be that one reason beautiful persons and things incite the desire to create is so that one can place something of reciprocally great beauty in the shared Šeld of attention. No hyacinth clusters can give homely Socrates the beauty of Phaedrus, but the speeches

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Socrates composes for Phaedrus have the same outcome. When Dante composes poems in response to Beatrice’s beauty, it is as though he has bathed on the Phaeacian shore.

But we are pursuing a misleading track here, for these are pairs of lovers; and it is important to contemplate the way beauty works not only with respect to someone one loves, but also with respect to the large array of beautiful persons walking through the public sphere. As we will eventually see, the fact that we look at beautiful persons and things without wishing to be ourselves beautiful is one of the key ways in which—according to philosophers like Si- mone Weil and Iris Murdoch—beauty prepares us for justice. It is then more useful simply to ask the nature of the relation between the person who pursues beauty and the beauty that is pursued. But as this question involves not just persons but many other sites of beauty, it must be postponed a short time.

Before leaving the site of persons, we must recall that we were here looking at only one complaint, the complaint that we might, by looking at such persons, bring them harm. But there are, of course, other arguments less political but equally antagonistic to the site of persons, such as the notion that beautiful persons do not deserve to be attended to for their beauty. Sometimes this idea of undeservingness is urged on the grounds that their beauty is natu- ral: such persons were born with it, lazily inheriting it through no labor or merit of their own. (This argument is not very strong since so many things we unembarrassedly admire—great math skill, a capacity for musical composition, the physical agility of a dancer or speed of an athlete—entail luck at birth.) With equal energy the idea of undeservingness is urged on the grounds that such beauty is artifactual: such persons spend hours running along the beach, plaiting their hair into tiny braids, adorning them- selves with beads, bracelets, oil, arrays of color. (This argument is also not very strong since we normally admire feats of artifac- tual labor, the formation of good government, a well-run newspa- per, a twelve-year labor of self-education.) The two complaints

[scarry] On Beauty and Being Just 53

contradict one another—one proposing that it is not the natural but the artifactual that should be honored, and the other propos- ing that it is not the artifactual but the natural that should be hon- ored. More important, they together contradict the complaint we were considering: they say beautiful persons do not deserve to be looked at, whereas the complaint we were wrestling with says beautiful persons deserve not to be looked at (for their own safety). Although, therefore, we have limited ourselves to political argu- ments, we Šnd—when we step off the straight and narrow path of our present inquiry—an incoherence equal to the one that lies straight ahead.

That straight path—to recover our bearings—has had two parts. First, we saw that the argument that perceiving beauty brings harm is, at most, applicable to the site of persons and can- not be generalized to gods, gardens, poems. Second, we saw that the argument does not stand up even with respect to persons since, if anything, the perceiver is as vulnerable as, or more vulnerable than, the person looked at. The objection is, therefore, neither site-speciŠc nor legitimately diffused out to other sites.

Two other revelations have come forward, almost on their own, that will help us, as we begin to turn now from the negative argu- ments on behalf of beauty (showing the incoherence of the politi- cal complaints against it) to the positive arguments (showing how beautiful things assist us in remedying injustice). We saw that the fact that something is perceived as beautiful is bound up with an urge to protect it, or act on its behalf, in a way that appears to be tied up with the perception of its lifelikeness. This observation Šrst emerged in connection with objects that themselves have no bodily sentience, such as a painted canvas, but that seem to ac- quire it, or a mimetic form of it, at the very moment of our regard- ing them as beautiful. Left unanswered was the question of exactly how this lifelikeness bears on persons, šowers, and birds, which can have unevenness of beauty but cannot have an unevenness of aliveness.

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The second attribute that emerged was the pressure beauty exerts toward the distributional. This pressure manifests itself in what has been called the problem of lateral disregard, the worry that inevitably follows in the wake of observing the beautiful: “something’s receiving attention” seems to involve “something else’s not receiving attention.” The structure of perceiving beauty appears to have a two-part scaffolding: Šrst, one’s attention is in- voluntarily given to the beautiful person or thing; then, this qual- ity of heightened attention is voluntarily extended out to other persons or things. It is as though beautiful things have been placed here and there throughout the world to serve as small wake-up calls to perception, spurring lapsed alertness back to its most acute level. Through its beauty, the world continually recommits us to a rigorous standard of perceptual care: if we do not search it out, it comes and Šnds us. The problem of lateral disregard is not, then, evidence of a weakness but of a strength: the moment we are en- listed into the Šrst event, we have already become eligible to carry out the second. It may seem that in crediting the enduring phe- nomenon of beauty with this pressure toward distribution, we are relying on a modern notion of “distribution.” But only the word is new. Plato’s requirement that we move from “eros,” in which we are seized by the beauty of one person, to “caritas,” in which our care is extended to all people, has parallels in many early aesthetic treatises, as when Boethius is counseled by Lady Philosophy, and later, Dante is counseled by Virgil to listen only to a song whose sensory surface will let one move beyond its own compelling fea- tures to a more capacious sphere of objects. The metaphysical plane behind the face or song provided the moral urgency for in- sisting upon this movement away from the particular to the dis- tributional (or as it was called then, in a word that is often now berated, the universal). The vocabulary, but not the ethical direc- tion, differs from the distributional mandate.

One Šnal matter will enable us to move forward to the positive claims that can be spoken on behalf of beauty. We saw that the two

[scarry] On Beauty and Being Just 55

political arguments are starkly incompatible with one another; and we also saw along the way that if we move into the intricacy of any one argument and one site—such as the site of persons—the objections on this more minute level are also wildly contradictory. If we were to move not into the intricate interior but outside to the overarching framework—if we were, in other words, to move out- side the political arguments and contemplate their relation to the nonpolitical arguments used to assault beauty—we would come face-to-face with the same incoherence.

A case in point is the demotion of beauty that has come about as a result of its juxtaposition with the sublime. It is not the sub- lime that is incoherent, nor even the way in which the sublime systematically demotes beauty that is incoherent. What is inco- herent is the relation between the kinds of claims that are made by this demotion and the political arguments looked at earlier.

The sublime has been a fertile aesthetic category in the last twenty years and has been written about with such intricacy that I will sketch its claims only in the briefest form, so that those unfa- miliar with it will know what the aesthetic is. At the end of the eighteenth century, writers such as Kant and Edmund Burke sub- divided the aesthetic realm (which had previously been inclu- sively called beauty) into two realms, the sublime and the beautiful. Kant’s early work, the Observations on the Feeling of the Beautiful and Sublime, gives so straightforward a list that it can be recited, nearly verbatim, as a shorthand, even though it does not convey the many complications of Kant’s own later writing on the subject, nor of the important writings following it. In the newly subdivided aesthetic realm, the sublime is male and the beautiful is female. The sublime is English, Spanish, and German; the beau- tiful is French and Italian. The sublime resides in mountains, Mil- ton’s Hell, and tall oaks in a sacred grove; the beautiful resides in šowers and Elysian meadows. The sublime is night, the beautiful day. “The sublime moves” (one becomes “earnest . . . rigid . . . as- tonished”). “Beauty charms.” The sublime is dusk, “disdain for the

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world . . . eternity”; the beautiful is lively gaiety and cheer. The sublime is great; the beautiful “can also be small.” The sublime is simple; the beautiful is multiple. The sublime is principled, no- ble, righteous; the beautiful is compassionate and good-hearted.6

Why should this bifurcation have dealt such a blow to beauty (a blow not intended by the original writers of the treatises or by later writers on the sublime)? The sublime occasioned the demo- tion of the beautiful because it ensured that the meadow šowers, rather than being perceived in their continuity with the august si- lence of ancient groves (as they had when the two coinhabited the inclusive realm of beauty),7 were now seen instead as a counterpoint to that grove. Formerly capable of charming or astonishing, now beauty was the not-astonishing; as it was also the not-male, the not-mountainous, the not-righteous, the not-night. Each attri- bute or illustration of the beautiful became one member of an op- positional pair, and because it was almost always the diminutive member, it was also the dismissible member.

Furthermore, the path to something beyond both meadow šower and mighty tree, something detachable from their concrete surfaces—one might call it, as Kant did, eternity; or one might instead describe it as the mental realm where, with or without a god’s help, the principles of justice and goodness hold sway— suddenly ceased to be a path of free movement and became instead a path lined with obstructions. In its earlier continuity with the meadow šower, the magniŠcent tree had itself assisted, or at least not interrupted, the passage from blossom to the sphere of just

[scarry] On Beauty and Being Just 57

6 Immanuel Kant, Observations on the Feeling of the Beautiful and Sublime, trans. John T. Goldthwait (Berkeley and Los Angeles: University of California Press, 1960). The terms listed here occur on pp. 46–49 (passim), 60, 78, 93, 97.

7 The sublime is sometimes credited with having multiplied the kinds of objects that could thereafter be perceived as “aesthetic.” But most of the objects in both catego- ries had formerly occupied a territory held under the inclusive rubric of beauty. Plato’s or Aquinas’s or Dante’s conception of beauty had not been limited to the “good-hearted and cheerful.” More important, the slightly scornful ring of “the good-hearted and cheerful” in that previous sentence only becomes possible once those adjectives have been severed from their aesthetic siblings, as the laughing angels on the ediŠce of Rheims Cathedral make clear.

principles; now the magniŠcent tree served as a giant boulder, a locked gate, a border guard, jealously barring access to the realm that had been reconceived as adjacent to itself and thus as only its own to own. The sublime now prohibited, or at least interrupted, the easy converse between the diminutive and the distributive.

One can see how oddly, yet effectively, the demotion from the sublime and the political demotion work together, even while deeply inconsistent with one another. The sublime (an aesthetic of power) rejects beauty on the grounds that it is diminutive, dismis- sible, not powerful enough. The political rejects beauty on the grounds that it is too powerful, a power expressed both in its abil- ity to visit harm on objects looked at and also in its capacity to so overwhelm our attention that we cannot free our eyes from it long enough to look at injustice. Berated for its power, beauty is simul- taneously belittled for its powerlessness.

The multiple, opposing assaults on beauty have worked in a second way. The sublime—by which I mean the outcomes that followed from dividing a formerly unitary realm into the sublime and the beautiful—cut beauty off from the metaphysical, permit- ting it to inhabit only the ground of the real. Then the political critique—along with a closely related moral critique and a cri- tique from realism—come forward to assert that beauty (forever discomforting mortals with its idealized conceptions) has no place on the ground of the real. Permitted to inhabit neither the realm of the ideal nor the realm of the real, to be neither aspiration nor companion, beauty comes to us like a fugitive bird unable to šy, unable to land.

Beauty Assists Us in Our Attention to Justice

The positive case that can be made on behalf of beauty has already begun to emerge into view and will stand forth more clearly if we place before ourselves the question of the relation between the be-

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holder and the object beheld. The question can best be posed if we, for a moment, imagine that we are speaking not about the person who comes upon beauty accidentally, or the person who—after valiantly resisting beauty for all the reasons one should be warned against it—at last succumbs, but instead about a person who ac- tively seeks it out.

What is it that such a person seeks? What precisely does one hope to bring about in oneself when one opens oneself to, or even actively pursues, beauty? When the same question is asked about other enduring objects of aspiration—goodness, truth, justice— the answer seems straightforward. If one pursues goodness, one hopes in doing so to make oneself good. If one pursues justice, one surely hopes to be able one day to count oneself among the just. If one pursues truth, one wishes to make oneself knowledgeable. There is, in other words, a continuity between the thing pursued and the pursuer’s own attributes. Although in each case there has been an enhancement of the self, the undertaking and the outcome are in a very deep sense unself-interested since in each case the beneŠts to others are folded into the nature of my being good, bearing knowledge, or acting fairly. In this sense it may have been misleading to phrase the question in terms of a person’s hopes for herself. It would be more accurate to say that one cannot further the aims of justice without (whether one means to or not) placing oneself in the company of the just. What this phrasing and the earlier phrasing have in common, the key matter, is the continuity between the external object and the person who is dedicated to it.

But this continuity does not seem to hold in the case of beauty. It does not appear to be the case that one who pursues beauty be- comes beautiful. It may even be accurate to suppose that most peo- ple who pursue beauty have no interest in becoming themselves beautiful. It would be hard to make the same description of some- one pursuing the other objects of aspiration: could one pursue truth if one had no interest in becoming knowledgeable? This would seem like quite a feat. How exactly would one go about

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that? Would there be a way to approach goodness while keeping oneself free of becoming good? Again, a path for doing so does not immediately suggest itself. And the same difŠculties await us if we try to come up with a way of furthering the goals of justice while remaining ourselves outside its reach.

Now there are at least three ways in which one might wish to say that the same kind of continuity between beauty and its be- holder exists. The beholder, in response to seeing beauty, often seeks to bring new beauty into the world and may be successful in this endeavor. But those dedicated to goodness or truth or justice were also seeking to carry out acts that further the position of these things in the world; the particular alteration of self they under- went (the thing for which we are seeking a parallel) is something additional to the fact that they supplemented the world. A second answer is to say that beholders of beautiful things themselves be- come beautiful in their interior lives: if the contents of conscious- ness are full of the calls of birds, mental pictures of the way dancers move, fragments of jazz pieces for piano and šute, remembered glimpses of ravishing faces, a sentence of incredible tact and deli- cacy spoken by a friend, then we have been made intensely beauti- ful. Still, this cannot be a wholly satisfying reply since though the beautiful object may, like the beholder, have internal beauty, it also has external features; this externality has long been held to be crucial to what beauty is, and even to its particular way of turning us toward justice. But there is a third answer that seems more con- vincing.

One key source of continuity between beholder and beheld be- came strikingly evident when we earlier saw the way each afŠrms the aliveness of the other. First we saw in the opening part that beauty is for the beholder lifesaving or life-restoring—a visionary fragment of sturdy ground: the palm tree on the sand of Delos, the šoating plank that Augustine holds on to, the branch Noah sees šying through the sky. Then, when we moved from the Šrst to the second part, it became clear that this act of conferring life had a re-

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ciprocal counterpart. The thing perceived, the beautiful object, has conferred on it by the beholder a surfeit of aliveness: even if it is inanimate, it comes to be accorded a fragility and consequent level of protection normally reserved for the animate; if inanimate, like a poem, it may, by being memorized or read aloud to others, thereby be lent the aliveness of the person’s own consciousness. If what is beheld is instead a person, he or she may sponsor—liter- ally—the coming into the world of a newborn, so that the person now stands companioned by additional life; the more general manifestation of this same phenomenon is visible in the way one’s daily unmindfulness of the aliveness of others is temporarily inter- rupted in the presence of a beautiful person, alerting us to the re- quirements placed on us by the aliveness of all persons, and the same may take place in the presence of a beautiful bird, mammal, Šsh, plant. What has been raised is not the level of aliveness, which is already absolute, but one’s own access to the already exist- ing level of aliveness, bringing about, if not a perfect match, at least a less inadequate match between the actual aliveness of others and the level with which we daily credit them. Beauty seems to place requirements on us for attending to the aliveness or (in the case of objects) quasi-aliveness of our world, and for entering into its protection.

Beauty is, then, a compact, or contract between the beautiful being (a person or thing) and the perceiver. As the beautiful being confers on the perceiver the gift of life, so the perceiver confers on the beautiful being the gift of life. Each “welcomes” the other: each—to return to the word’s original meaning—“comes in accor- dance with [the] other’s will.”8 Why this reciprocal pact should assist us in turning toward problems of justice will be looked at in conjunction with the second positive attribute of beauty, the pres- sure toward distribution that we came upon in attending to the problem of lateral disregard, the way in which the requirements

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8 Ernest Klein, A Comprehensive Etymological Dictionary of the English Language (Am- sterdam: Elsevier Publishing, 1971), s.v. “welcome.”

involuntarily placed on us by something extraordinary have as a counterpart the shift toward the voluntary extension of these same perceptions. The compatibility between this distributive feature and a turn toward justice will not be hard to discover, since the language of “distribution” (unlike the language of “aliveness”) is already an abiding part of the way we every day think and speak about justice.

The notion of a pact here again comes into play. A single word, “fairness,” is used both in referring to loveliness of countenance and in referring to the ethical requirement for “being fair,” “play- ing fair,” and “fair distribution.” One might suppose that “fair- ness” as an ethical principle had come not from the adjective for comely beauty but instead from the wholly distinct noun for the yearly agricultural fair, the “periodical gathering of buyers and sellers.” But it instead—as scholars of etymology have shown— travels from a cluster of roots in European languages (Old English, Old Norse, Gothic), as well as cognates in both Eastern European and Sanskrit, that all originally express the aesthetic use of “fair” to mean “beautiful” or “Št”—Št both in the sense of “pleasing to the eye” and in the sense of “Šrmly placed,” as when something matches or exists in accord with another thing’s shape or size. “Fair” is connected to the verbs vegen (Dutch) and fegen (German) meaning “to adorn,” “to decorate,” and “to sweep.” (One recalls Leo Tolstoy, during his decade of deepest commitment to social justice, beginning each day by sweeping his room; as one may think, as well, of the small brooms in Japanese gardens, whose use is sacred, reserved to the priests.) But fegen is in turn connected to the verb “fay,” the transitive and intransitive verb meaning “to join,” “to Št,” “to unite,” “to pact.”9 “Pact” in turn—the making

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9 The conclusions reached about the etymology of “fair” in C. T. Onions’s Oxford Dictionary of English Etymology (Oxford: Oxford Clarendon, 1966), Klein’s Comprehensive Etymological Dictionary, and Eric Partridge’s Origins: A Short Etymological Dictionary of Modern English (New York: Macmillan, 1966) are all in accord with one another, though it is only Klein who directly links the word “fair” to the word for “pact” by focusing on the verb “fay.”

of a covenant or treaty or agreement—is from the same root as pax, pacis, the word for peace.

Although the two attributes of beauty can each be described in isolation from the other, they together constitute a two-part cog- nitive event that afŠrms the equality of aliveness. This begins within the conŠned circumference of beholder and beheld who ex- change a reciprocal salute to the continuation of one another’s ex- istence; this two-member salute becomes, by the pressures against lateral disregard, dispersed out so that what is achieved is an inclu- sive afŠrmation of the ongoingness of existence, and of one’s own responsibility for the continuity of existence. Our status as the bearer of rights, our equality of aliveness, does not rely on the ex- istence of beautiful meadows or skies or persons or poems to bring it about; nor, once there are laws and codiŠed rights in place, should beautiful meadows and skies be needed to keep it in view, but—as will be unfolded below—matters that are with difŠculty kept legible in one sphere can be assisted by their counterpart in the other.

How this takes place will be clariŠed if we look Šrst at the con- nection between beauty as “fairness” and justice as “fairness,” us- ing the widely accepted deŠnition by John Rawls of fairness as a “symmetry of everyone’s relations to each other.” The discussion will then turn to the idea of “aliveness,” a word that, though it en- ters our discussions of justice less openly and less often than words such as “fairness” and “equality,” is what is centrally at stake in, and served by, both spheres.

Fairness as “A Symmetry of Everyone’s Relations to Each Other”

One day I ran into a friend, and when he asked me what I was doing, I said I was trying to explain how beauty leads us to justice. (It happens that this friend is a philosopher and an

[scarry] On Beauty and Being Just 63

economist who has spent many years inquiring into the relation between famine and forms of procedural justice such as freedom of the press. He also tracked demographic Šgures in Asia and North Africa that revealed more than one hundred million mis- sing women and showed a long-standing practice of neglecting the health of girls.) Without pausing, he responded that he re- membered being a child in India and coming upon Aristotle’s statement that justice was a perfect cube:10 he had been com- pletely bafšed by the statement, except he knew it had some- thing to do with equality in all directions.

Happening to Šnd myself sometime later walking beside an- other friend, and again pressed to describe what I was up to, I said I was showing that beauty assists us in getting to justice, and— perhaps because the subject seemed out of keeping with the morning’s seaside glee—I for some reason added, “But you surely don’t believe this.” (He is a political philosopher who inquires into the nature of deliberative processes, and has established a se- ries of alternative models for ethics; he served in British intelli- gence during the Second World War and in the Foreign OfŠce during the period of the Marshall Plan.) “No,” he agreed, still laughing, and high above the cresting waves, for we were walking on a steep dune, he cited with delight a proclamation about beauty’s inevitable descent into bohemia. “Except, of course,” he added, turning suddenly serious, and holding out his two large hands, “analogically, by what they share: balance and the weigh- ing of both sides.”

The speed and immediacy with which Amartya Sen and Stuart Hampshire spoke is indicative of the almost self-evident character

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10 Because this event happened in childhood, the exact book Amartya Sen was read- ing has receded from view. Aristotelian philosopher Alan Code suggests several possibil- ities. In the discussion of distributive justice in Nicomachean Ethics, Book 5, chapter 3, Aristotle writes that equality has two terms but justice has four terms; a particular trans- lation of, or commentary upon, this passage may have introduced the Šgure of the cube, especially since Aristotle observes, “This kind of proportion is termed by mathemati- cians geometrical proportion” (trans. H. Rackham, in Loeb edition, Aristotle, vol. 19 [Cambridge, Mass.: Harvard University Press, 1934]).

of the argument that will be made here: that beautiful things give rise to the notion of distribution, to a lifesaving reciprocity, to fair- ness not just in the sense of loveliness of aspect but in the sense of “a symmetry of everyone’s relations to each other.”

When we speak about beauty, attention sometimes falls on the beautiful object, at other times on the perceiver’s cognitive act of beholding the beautiful thing, and at still other times on the cre- ative act that is prompted by one’s being in the presence of what is beautiful. The invitation to ethical fairness can be found at each of these three sites, and so each will be looked at in turn: the Šrst in statements made by classical philosophers, Plato and Augustine; the second, in observations by mid-twentieth-century philoso- phers Simone Weil and Iris Murdoch; and the third in an account given by turn-of-the-millennium philosopher Andreas Eshete, whose work is divided between the practical task of establishing constitutional rights in Ethiopia and theoretical writings about fraternity: he argues that of the revolutionary triad—liberty, equality, fraternity—it is fraternity (often omitted from our de- scriptions) that underwrites liberty and equality, and hence also fraternity that underwrites liberal theories of justice. As this list suggests, I have in this one section of the discussion placed the burden of illustration on those who—by their writings, their practice, or both—have dedicated themselves Šrst and foremost to questions of justice, rather than on those who have dedicated themselves Šrst and foremost to beauty; for the reader may feel that anyone who sets out in the morning to defend beauty will surely by nightfall have arrived at the strategy of claiming that beauty assists justice, whereas political philosophers are unlikely to put justice at risk by placing it in beauty’s hands unless they deem it prudent to do so.

When we begin at the Šrst of the three sites—the site of the beautiful object itself—it is clear that the attribute most steadily singled out over the centuries has been “symmetry.” Some eras sin- gle it out almost to the exclusion of all else (remarkably, one such

[scarry] On Beauty and Being Just 65

period is the decade of the 1990s),11 whereas others insist that it is not symmetry alone but symmetry companioned by departures and exceptions from itself that makes a piece of music, a face, or a landscape beautiful (as in the nineteenth-century romantic modi- Šcation of the principles of eighteenth-century neoclassicism). The feature, despite these variations in emphasis, never ceases to be, even in eras that strive to depart from it, the single most en- duringly recognized attribute. But what happens when we move from the sphere of aesthetics to the sphere of justice? Here symme- try remains key, particularly in accounts of distributive justice and fairness “as a symmetry of everyone’s relations to each other.” It was this shared feature of beauty and justice that Amartya Sen sa- luted in the Šgure of the cube, equidistant in all directions, and that Stuart Hampshire again saluted in the Šgure of scales, equally weighted in both directions.

But why should we not just accept Hampshire’s formulation that this is an “analogy,” a feature they share, rather than the much stronger formulation that it is the very symmetry of beauty that leads us to, or somehow assists us in discovering, the symmetry that eventually comes into place in the realm of justice? One an- swer is this: in periods when a human community is too young to have yet had time to create justice, as well as in periods when jus- tice has been taken away, beautiful things (which do not rely on us to create them but come on their own and have never been absent from a human community) hold steadily visible the manifest good of equality and balance.

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11 Throughout the 1990s, articles appeared in key science journals such as Nature claiming (1) that “symmetry” is by birds, butteršies, and other creatures chosen in mat- ing over every other feature (such as size, color), possibly because it is taken as a visible manifestation of overall sturdiness of the genetic material; (2) that infants in different cultures stare longer at faces that are highly symmetrical, and also prefer classical music whose passages are symmetrically arranged over the same classical pieces whose musical phrases have been randomly reordered; and (3) that adults choose faces with symmetrical features (nose and mouth precisely equidistant between eyes), and seem to make identi- cal choices across such distant cultures as Scotland and Japan. The research in all three areas is controversial and may well be overturned or qualiŠed over the next decade. But even if the extreme claims of this research are retracted, symmetry will without doubt remain an important element in assessments of beauty.

Which of the many early writers—such as Parmenides, Plato, and Boethius, each of whom saw the sphere, because equidistant in all directions, as the most perfect of shapes—shall we call on for illustration? Here is Augustine thinking about musical rhythm in the sixth book of De Musica. He is not setting forth an attribute of distributive justice; he is not recommending that medieval hierar- chies be overthrown and replaced by democracies; yet present to his mind—as present to the mind of the writers of scores of other ancient treatises on cubes, spheres—is a conviction that equality is the heart of beauty, that equality is pleasure-bearing, and that (most important in the shift we are seeking to undertake from beauty to justice) equality is the morally highest and best feature of the world. In other words, equality is set forth as the thing of all things to be aspired to:

The higher things are those in which equality resides, su- preme, unshaken, unchangeable, eternal.

This rhythm [that, like certain principles of arithmetic, can be elicited from a person who has never before been tutored in it] is immutable and eternal, with no inequality possible in it. Therefore it must come from God.

Beautiful things please by proportion, numero, . . . equality is not found only in sounds for the ear and in bodily move- ments, but also in visible forms, in which hitherto equality has been identiŠed with beauty even more customarily than in sounds.

It is easy to love colours, musical sounds, voces, cakes, roses and the body’s soft, smooth surface, corpora leniter mollia. In all of them the soul is in quest of nothing except equality and simil- itude.

Water is a unity, all the more beautiful and transparent on ac- count of a yet greater similitude of its parts . . . on guard over its order and its security. Air has still greater unity and internal

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regularity than water. Finally the sky . . . has the greatest well- being.12

Can we, could Augustine, did any reader, ever emerge from this cascade of paragraphs—of which only a small Šligree is given here—without having their yearning for, their commitment to, equality intensiŠed? No claim is being made here about the length of time—a year, a century, a millennium—it might take for the same equality to inhere in social relations. All that is claimed is that the aspiration to political, social, and economic equality has already entered the world in the beauty-loving trea- tises of the classical and Christian periods, as has the readiness to recognize it as beautiful if and when it should arrive in the world.

To return, then, to the question of whether the symmetry in beauty and that in justice are analogous, or whether instead the Šrst leads to the second, the answer already proposed can be re- stated and expanded through Augustine’s idiom. Imagine, then, a world that has blue sky, musical sounds, cakes, roses, and the body’s soft, smooth surface; and now imagine further that this world also has a set of just social arrangements and laws that (like Augustine’s water) by their very consistency stand guard over and secure themselves. The equality residing in the song-Šlled sky light and the equality residing in the legal arrangements need not be spoken about as anything other than analogous, especially since the laws (both written and applied with a consistency across all persons) are now themselves beautiful. But remembering there was a time antecedent to the institution of these laws, and recognizing also that this community will be very lucky if, in its ongoing exis- tence through future history, there never comes an era when its le-

68 The Tanner Lectures on Human Values

12 This is again the W. F. Jackson Knight translation of De Musica, pp. 186, 190, 191, 194, 201. Augustine perceives “equality” not just in a formal feature such as sym- metry but in color: a patch of blue (or green or red or yellow) continually iterates itself across the surface it occupies.

gal system for a brief period deteriorates, we can perceive that on- going work is actively carried out by the continued existence of a locus of aspiration: the evening skies, the dawn chorus of roosters and mourning doves, the wild rose that, with the sweet pea, uses even prison walls to climb on. In the absence of its counterpart, one term of an analogy actively calls out for its missing fellow; it presses on us to bring its counterpart into existence, acts as a lever in the direction of justice. An analogy is inert and at rest only if both terms are present in the world; when one term is absent, the other becomes an active conspirator for the exile’s return.

But there is also a second way in which even in a community that has both fair skies and fair legal arrangements, the sky still assists us. For the symmetry, equality, and self-sameness of the sky are present to the senses, whereas the symmetry, equality, and self- sameness of the just social arrangements are not. In the young worlds and in the lapsed worlds, justice was not available to the senses for the simple reason that justice was not in the world. But even when justice comes into the world, it is not ordinarily senso- rially available. Even once it has been instantiated, it is seldom available to sensory apprehension, because it is dispersed out over too large a Šeld (an entire town or entire country), and because it consists of innumerable actions, almost none of which are occur- ring simultaneously. If I step out my front door, I can see the four petals of each mother-of-pearl poppy, like small signal šags: two up, two down; three up, one down; all four up; all four down. I cannot see that around the corner a trafŠc rule is being followed; I cannot see that over on the other side of town, the same trafŠc rule is being followed. It is not that the following of the trafŠc rule is not material: it is that its justice, which is not in a solitary loca- tion but in a consistency across all locations and in the resulting absence of injury, is not sensorially visible, as are the blades of the poppy, even though each of its component members (each car, each driver, each road surface with its white dividing line, each

[scarry] On Beauty and Being Just 69

blinking light) is surely as material as the fragile poppy. It is the very exigencies of materiality, the susceptibility of the world to injury, that require justice, yet justice itself is outside the compass of our sensory powers.

Now it is true that once a law or constitutional principle is for- mulated that protects the arrangement, the sentence can be taken in in a single visual or acoustical glance; and this is one of the great powers of bestowing on a diffuse principle a doctrinal location.13

Having a phrase at hand—“the First Amendment,” “the Fourth Amendment”—gathers into itself what is, though material, out- side the bounds of sensory perception. Sometimes it may even happen that a just legal principle has the good fortune to be for- mulated in a sentence whose sensory features reinforce the avail- ability of the principle to perception: “We hold these truths to be self-evident, that all men are created equal. . . . ” The sentence scans. The cadence of its opening sequence of monosyllables shifts suddenly forward to the polysyllabic “self-evident,” the rapidity of completion adrenalizing the line, as though performing its own claim (it sounds self-verifying). The table has been cleared for the principle about to be announced. Now the sentence starts over with the stark sequence of monosyllables (“that all men are”) and the faster-paced, polysyllabic, self-verifying “created equal.” The repeated cadence enables each half of the sentence to authorize the other. Who is the “we” empowered to declare certain sentences true and self-evident? The “we” who count themselves as one an- other’s equals. We more often speak of beautiful laws than of beau- tiful social arrangements because the laws, even when only pieces of language, have a sensory compression that the diffusely scat- tered social arrangements do not have, and it is this availability to the senses that is also one of the key features of beauty.

But it may happen on occasion that the fair political arrange-

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13 The importance of a doctrinal location is visible in the debates about conscien- tious objection. See, for example, the special issue of Rutgers Law Review 21, no. 7 (Fall 1966) on “Civil Disobedience and the Law.”

ment itself (not just the laws prescribing it or guaranteeing it) will be condensed into a time and space where it becomes available to the senses, and then—like Augustine’s water, sky, cakes, and roses—its beauty is visible. This may be true in a great assembly hall, where the representatives deliberate in a bowl of space avail- able to perception. Now the claim has been made that the prin- ciple of rhythmic equality (which we were a moment ago enjoying in Augustine) did in the ancient Greek world also take place in the sphere of social arrangements and—this next step is crucial—in social arrangements contracted down into a small enough physical space that it was available to sensory perception: namely, the tri- reme ships, the ships whose 170 oars and 170 oarsmen could, like a legislative assembly, be held within the small bowl of visual space of which a human perceiver is capable, and whose rhythmic striking of the water, in time with the pipeman’s šute, could also be held within the Šnite auditory compass of a perceiver. But we have not yet arrived at the claim, and it is this: out of the spectacle of the trireme ship, Athenian democracy was born:

Democracy was instituted or strengthened in substantial de- gree by the need for a large navy of relatively poor but free cit- izens, who were paid for their ship duty by the state. The democratic reforms of Periclean Athens . . . shifted the domes- tic political and military balance of power toward the poor and the navy. . . . [At] the height of democratic government, tri- reme rowers were full citizens. With 170 rowers in each of at least 200 ships, no fewer than 30,000 supporters of democracy [were present], generally from the lower classes.14

Drawing on the Athenian constitution (which designates the oars- men as “the men who gave the city its power”), on writings by Thucydides, Xenophon, Euripides, on the almost complete corre- spondence between those Greek city-states that had democracies and those Greek city-states that had navies, both historians of the

[scarry] On Beauty and Being Just 71

14 Bruce Russett, Grasping the Democratic Peace: Principles for a Post–Cold War World (Princeton: Princeton University Press, 1993), p. 59.

ancient world15 and democratic theorists have afŠrmed the associ- ation. Here again the meanings of “fair” in the sense of loveliness of countenance and “fair” in the sense of distribution converge: for the root fegen means not just “to sweep” but also “to strike” or “to beat,” actions that appear to be connected to the sweeping or strik- ing motion of the oars.

Euripides gives a visionary account of oarsmen striking and sweeping the silver surface of the sea, according to the pace of the aulete’s piped song, the dolphins cresting and diving to the same šashing meter, as though in fraternal salute. The piper is named by Euripides as the musician of all musicians, Orpheus; and this alliance between poetic meter and rowing has endured over many centuries. Rilke reports that he came to understand “the position of the poet, his place and effect within time” only when he sailed in a ship whose powerful rowers counted aloud, and whose singer would send a “series of long šoating sounds” out over the water.16

Seamus Heaney, reading aloud from his new translation of Beo- wulf, interrupted himself at the moment when the ships enter the water, saying, it is here that the poem becomes most beautiful and alive, because of the deep connection (observed by Robert Graves) between the rhythm of poetry and the rhythm of rowing—the motion of the oars, “the dip and drag.”

We can be forgiven, in a discussion of beauty, for not wishing to speak about war ships, whether the Greek triremes or the shells of the Danes and Geats; but since our subject is also justice, the is- sue of force must of necessity come forward. Even beauty alone would eventually have required us to speak of it. The particular

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15 J. S. Morrison and J. F. Coates, The Athenian Trireme: The History and Reconstruction of an Ancient Greek Warship (Cambridge: Cambridge University Press, 1986). See also Li- onel Casson, Ships and Seamanship in the Ancient World (Princeton: Princeton University Press, 1971).

16 “Concerning the Poet,” in Where Silence Reigns: Selected Prose by Rainer Maria Rilke, trans. G. Craig Houston, foreword by Denise Levertov (New York: New Direc- tions, 1978), pp. 65–66.

topic at hand is the way that symmetry across social relations is usually invisibly dispersed out over a large expanse but in rare and exceptional moments comes to be compressed down into a small enough space to be directly available to sensory perception. We can Šnd peaceful illustrations. Historians of the nineteenth-cen- tury United States have shown that the parade is a peculiarly American invention, designed to display within the contracted space of the city street the plurality of citizenry moving together on an equal footing.17 Rowing races, too, take place on level wa- ters: they have been called the “ideal egalitarian” or democratic sport, not only because of the pluralistic crowds that gathered on the riverbanks, but because of the plurality of class and gender among the rowers. Champions included customhouse workers and mechanics like the Biglin brothers, whose famous faces now stare out at us from Thomas Eakins’s paintings, and whose races Šrst at- tracted widespread attention when the brothers issued an open challenge to the “gentlemen-only” rowing clubs of Britain.18 As poets have felt in their own meter the beat of the rower’s heart and the pull of the rower’s arms, so Eakins described the painter mov- ing through the world on the surface of his canvas like a rower gliding over water in his weightless scull.19

But what makes street parades, river races, and playing Šelds fair is precisely a dividing up, an equal parsing out, of the un- sightly means of force. Beauty is paciŠc: its reciprocal salute to continued existence, its pact, is indistinguishable from the word for peace. And justice stands opposed to injury: “injustice” and “injury” are the same word. The best guarantee of peace would

[scarry] On Beauty and Being Just 73

17 Mary Ryan, “The American Parade: Representations of the Nineteenth-Century Social Order,” in The New Cultural History, ed. Lynn Hunt (Berkeley and Los Angeles: University of California Press, 1989), pp. 131–53.

18 Rowing as a vehicle of democracy in the United States is argued by Helen A. Cooper in Thomas Eakins: The Rowing Pictures (New Haven: Yale University Press and Yale Art Gallery, 1996), pp. 24–25, 36, 44.

19 Eakins expresses his vision of the painter as rower in a March 6, 1868, letter to his father cited in Cooper, Thomas Eakins, p. 32.

seem to be the absence of injuring power from the world (includ- ing the absence of discrepancies in bodily size that would enable one person to bring physical force to bear on another). The second- best form (and the Šrst-best form that has ever been available to us) is that whatever means of force exist be equally divided among us all, a distribution of force that has often been called the “palla- dium of civil rights,” for it enables each person to stand guard over and secure the nature of the whole. What, during the Šrst two cen- turies of the United States, was said to distinguish the distributed militia of democracy from the executive “standing” army of tyr- anny was that it was, in both the ethical and the aesthetic sense, “fair”: a “Šne, plain, level state of equality, over which the be- holder passed with pleasure”; a bright cloth or fabric spanning the entire country, a canopy of shelter and shared regard.20

We have so far shown how features that have been located at the site of the beautiful object (features such as the object’s sym- metry, equality, and pressure against lateral disregard) assist us in getting to justice. There remain two other sites—the “live” men- tal action of perceiving and the “live” action of creation—where the complicity between beauty and justice can again be seen.

But it will be helpful to locate ourselves and see what has so far been said. The equality of beauty enters the world before justice and stays longer because it does not depend on human beings to bring it about: though human beings have created much of the beauty of the world, they are only collaborators in a much vaster

74 The Tanner Lectures on Human Values

20 Cassius, Considerations on the Society or Order of Cincinnati, Lately Instituted by the Major-Generals, Brigadiers, and Other OfŠcers of the American Army, Proving that It Creates, A Race of Hereditary Patricians, or Nobility, and Interspersed with Remarks on Its Consequences to the Freedom and Happiness in the Republick, reprinted in Anglo-American Antimilitary Tracts 1697–1830, ed. R. Kohn (New York: Arno Press, 1979). The beautiful fabric or canopy of military equality is spoken of by secretary of war General Knox in his 1786 proposal to Congress for a militia, quoted in the 1863 tract by J. Willard, Plan for the General Ar- rangement of the Militia of the United States (Boston: J. Wilson & Sons), p. 29; and again by William Sumner in 1826, A Paper on the Militia Presented to the Hon. James Barbour, Secre- tary of War (Washington, D.C.: B. Homans, 1833), p. 9. See also Ransom Gillet’s address to the House of Representatives, Congressional Globe, 24th Cong., 1st sess., 1836, pp. 235, 237.

project. The world accepts our contributions but in no way de- pends on us. Even when beauty and justice are both in the world, beauty performs a special service because it is available to sensory perception in a way that justice (except in rare places like an as- sembly) normally is not, even though it is equally material and comes into being because of the fragility of the material world. By now we can begin to see that the equality of beauty, its pressure to- ward distribution, resides not just in its interior feature of symme- try but in its generously being present, widely present, to almost all people at almost all times—as in the mates that they choose to love, their children, the birds that šy through their garden, the songs they sing—a distributional availability that comes from its being external, present (“prae-sens”), standing before the senses.

When aesthetic fairness and ethical fairness are both present to perception, their shared commitment to equality can be seen as merely an analogy, for it may truly be said that when both terms of an analogy are present, the analogy is inert. It asks nothing more of us than that we occasionally notice it. But when one term ceases to be visible (either because it is not present, or because it is pres- ent but dispersed beyond our sensory Šeld), then the analogy ceases to be inert: the term that is present becomes pressing, ac- tive, insistent, calling out for, directing our attention toward, what is absent. I describe this, focusing on touch, as a weight or le- ver, but ancient and medieval philosophers always referred to it acoustically: beauty is a call.

Radical Decentering

We have seen how the beautiful object—in its symmetry and gen- erous sensory availability—assists in turning us to justice. The two other sites, that of the perceiver and that of the act of creation, also reveal the pressure beauty exerts toward ethical equality. Once we move to these two sites, we enter into the live actions of

[scarry] On Beauty and Being Just 75

perceiving and creating, and are therefore carried to the subject of aliveness, our Šnal goal.

The surfaces of the world are aesthetically uneven. You come around a bend in the road, and the world suddenly falls open; you continue on around another bend, and go back to your conversa- tion, until you are once more interrupted by the high bank of radi- ant meadow grass rising steeply beside the road. The same happens when you move through a sea of faces at the railroad station or rush down the aisle of a crowded lecture hall. Or you may be sweeping the garden bricks at home, attending with full scrutiny to each square inch of their mauve-orange-blue surfaces (for how else can you sweep them clean?); then suddenly a tiny mauve-orange-blue triangle, with a silver sheen, lifts off from the sand between the bricks where it had been sleepily camoušaged until the air cur- rents disturbed it. It šutters in the air, then settles back down on the brick, demure, closed-winged, a triangle this big: ▲▲. Why should this tiny fragment of šying brick-color stop your heart?

Folded into the uneven aesthetic surfaces of the world is a pres- sure toward social equality. It comes from the object’s symmetry, from the corrective pressure it exerts against lateral disregard, and from its own generous availability to sensory perception. But a reader may object that even if the idea of ethical fairness does come before one’s mind at the moment one beholds something beauti- ful, the idea remains abstract. Nothing requires us to give up the ground that would begin to enact such symmetries. It is here that great assistance is provided by Simone Weil, whose mystical writ- ings and life practices—working side by side with laborers in the Spanish Civil War; carrying out a hunger strike, from which she died, in camaraderie with those who were starving in German con- centration camps—were inspired by her commitment to justice. (We are trying to hold steady to the agreement we made that we would, in this section, draw primarily from defenders of justice, not defenders of beauty, even though the two so often converge.)

76 The Tanner Lectures on Human Values

At the moment we see something beautiful, we undergo a rad- ical decentering. Beauty, according to Weil, requires us “to give up our imaginary position as the center. . . . A transformation then takes place at the very roots of our sensibility, in our immedi- ate reception of sense impressions and psychological impres- sions.”21 Weil speaks matter-of-factly, often without illustration, implicitly requiring readers to test the truth of her assertion against their own experience. Her account is always deeply so- matic: what happens, happens to our bodies. When we come upon beautiful things—the tiny mauve-orange-blue moth on the brick, Augustine’s cake, a sentence about innocence in Hampshire— they act like small tears in the surface of the world that pull us through to some vaster space;22 or they form “ladders reaching to- ward the beauty of the world,”23 or they lift us (as though by the air currents of someone else’s sweeping), letting the ground rotate beneath us several inches, so that when we land, we Šnd we are standing in a different relation to the world than we were a mo- ment before. It is not that we cease to stand at the center of the world, for we never stood there. It is that we cease to stand even at the center of our own world. We willingly cede our ground to the thing that stands before us.

The radical decentering we undergo in the presence of the beautiful is also described by Iris Murdoch in a 1967 lecture called “The Sovereignty of Good over Other Concepts.” As this title in- dicates, her subject is goodness, not beauty. “Ethics,” Murdoch writes, “should not be merely an analysis of ordinary mediocre conduct, it should be a hypothesis about good conduct and about how this can be achieved.”24 How we make choices, how we act, is

[scarry] On Beauty and Being Just 77

21 Weil, “Love of the Order of the World,” p. 159. 22 Ibid., p. 163. 23 Ibid., p. 180. 24 Iris Murdoch, The Sovereignty of Good over Other Concepts: The Leslie Stephen Lecture

(Cambridge: Cambridge University Press, 1967), p. 2

deeply connected to states of consciousness, and so “anything which alters consciousness in the direction of unselŠshness, objec- tivity and realism is to be connected with virtue.” Murdoch then speciŠes the single best or most “obvious thing in our surround- ings which is an occasion for ‘unselŠng’ and that is what is popu- larly called beauty.”25

She describes suddenly seeing a kestrel hovering: it brings about an “unselŠng.” It causes a cluster of feelings that normally promote the self (for she had been “anxious . . . resentful . . . brooding perhaps on some damage done to [her] prestige”) now to fall away. It is not just that she becomes “self-forgetful” but that some more capacious mental act is possible: all the space formerly in the service of protecting, guarding, advancing the self (or its “prestige”) is now free to be in the service of some- thing else.

It is as though one has ceased to be the hero or heroine in one’s own story and has become what in a folktale is called the “lateral Šgure” or “donor Šgure.” It may sound not as though one’s partic- ipation in a state of overall equality has been brought about, but as though one has just suffered a demotion. But at moments when we believe we are conducting ourselves with equality, we are usu- ally instead conducting ourselves as the central Šgure in our own private story; and when we feel ourselves to be merely adjacent, or lateral (or even subordinate), we are probably more closely ap- proaching a state of equality. In any event, it is precisely the ethi- cal alchemy of beauty that what might in another context seem like a demotion is no longer recognizable as such: this is one of the cluster of feelings that have disappeared.

Radical decentering might also be called an opiated adjacency. A beautiful thing is not the only thing in the world that can make us feel adjacent; nor is it the only thing in the world that brings a state of acute pleasure. But it appears to be one of the few phenom-

78 The Tanner Lectures on Human Values

25 Ibid., p. 10.

ena in the world that brings about both simultaneously: it permits us to be adjacent while also permitting us to experience extreme pleasure, thereby creating the sense that it is our own adjacency that is pleasure-bearing. This seems a gift in its own right, and a gift as a prelude to or precondition of enjoying fair relations with others. It is clear that an ethical fairness that requires “a symmetry of everyone’s relations” will be greatly assisted by an aesthetic fair- ness that creates in all participants a state of delight in their own lateralness.

This lateral position continues in the third site of beauty, not now the suspended state of beholding but the active state of creat- ing—the site of stewardship in which one acts to protect or per- petuate a fragment of beauty already in the world or instead to supplement it by bringing into being a new object. (The latter is more usually described as an act of creation than the former, but we have seen from the opening pages of this book forward that the two are prompted by the same impulse and should be perceived under a single rubric.) The way beauty at this third site presses us toward justice might seem hard to uncover since we know so little about “creation”; but it is not difŠcult to make a start since justice itself is dependent on human hands to bring it into being and has no existence independent of acts of creation. Beauty may be either natural or artifactual; justice is always artifactual and is therefore assisted by any perceptual event that so effortlessly incites in us the wish to create. Because beauty repeatedly brings us face-to- face with our own powers to create, we know where and how to lo- cate those powers when a situation of injustice calls on us to create without itself guiding us, through pleasure, to our destination. The two distinguishable forms of creating beauty—perpetuating beauty that already exists; originating beauty that does not yet ex- ist—have equivalents within the realm of justice, as one can hear in John Rawls’s formulation of what, since the time of Socrates, has been known as the “duty to justice” argument: we have a duty, says Rawls, “to support” just arrangements where they already

[scarry] On Beauty and Being Just 79

exist and to help bring them into being where they are “not yet established.”

Another feature shared by the kind of creation we undertake on behalf of beauty and the kind of creation we undertake on behalf of justice has been suggested by political philosopher Andreas Es- hete.26 In both realms, the object that one aspires to create may be completely known, partially known, or completely unknown to the creator. It is precisely on this basis that John Rawls differenti- ates three forms of justice: in “perfect justice” we know the out- come we aspire to achieve as well as the procedure by which that outcome can be brought about (food should be shared equally, and we can ensure this outcome by arranging that the person who slices the cake is also the last to select his own slice); in “imperfect justice” we know the outcome we aspire to achieve, and we know the procedure that gives us the best chance of approximating this outcome (persons guilty of a crime should be convicted and inno- cent persons should go free; a jury trial gives us the best hope of achieving this outcome, though it by no means guarantees it); in “pure procedural justice,” Šnally, we have no picture of the best outcome, and we must trust wholly in the fairness of the proce- dures to ensure that the outcome itself is fair (here equality of op- portunity is Rawls’s illustration).27 Aesthetic creation, too, has this same variation: one may have a vision of the object to be cre- ated and the path by which to bring it into being; one may instead have a vision of the object to be created and a technique that brings only its approximation into being; or one may have no prior vision and may simply entrust oneself to the action of creating (as in Richard Wollheim’s account of the way one learns what one has been drawing only when the drawing is done).28

80 The Tanner Lectures on Human Values

26 Andreas Ashete, conversation with author, January 1998. 27 John Rawls, A Theory of Justice (Cambridge, Mass.: Harvard University Press,

1971), pp. 83–87. Other references throughout part two to John Rawls’s ideas about fairness can be found on pp. 12, 115.

28 Richard Wollheim, “On Drawing an Object,” in On Art and Mind (Cambridge, Mass.: Harvard University Press, 1974), pp. 3–30.

The nonself-interestedness of the beholder has—to return to the subject of adjacency—been seen in a number of ways: Šrst, in the absence of continuity between the beholder and the beheld (since the beholder does not become beautiful in the way that the pursuer of truth becomes knowledgeable); second, in the radical decenteredness the beholder undergoes in the presence of some- thing or someone beautiful; third, in the willingness of the be- holder to place himself or herself in the service of bringing new beauty into the world, creating a site of beauty separate from the self.

The unself-interestedness becomes visible in a fourth odd fea- ture. Since beauty is pleasure-producing, one might assume that one would be avid to have it in one’s own life and less avid, or non- committal, about the part it should play in other people’s lives. But is this the case? As was noticed at the opening, over the last several decades many people have either actively advocated a taboo on beauty or passively omitted it from their vocabulary, even when thinking and writing about beautiful objects such as paintings and poems. But if one asks them the following question—“Think- ing not of ourselves but of people who will be alive at the end of the twenty-Šrst century: is it your wish for them that they be beauty-loving?”—the answer seems to be “Yes”; and “Yes,” deliv- ered with speed and without hesitation. My own sample is infor- mal and small, but does it not seem likely that a larger group would answer in similar fashion? If they would, the response sug- gests that whatever hardships we are willing to impose on our- selves we are not willing to impose on other people. Or perhaps phrased another way: however uncertain we are about whether the absence of beauty from our own lives is a beneŠt or a deŠcit, once we see the subject from a distant perspective, it instantly becomes clear that the absence of beauty is a profound form of deprivation.

A related outcome seems to occur if one asks people who are in- dividually opposed to beauty to think in terms of our whole era or even century: “Do you hope that when people in the twenty-Šrst

[scarry] On Beauty and Being Just 81

and twenty-second centuries speak of us (the way we so effortlessly make descriptive statements about people living in the nineteenth or eighteenth or seventeenth centuries), do you hope these future people will describe us as beauty-loving? or instead as neutral with respect to beauty? or instead as beauty-disregarding?” Those I have questioned state their hope that we will be spoken about by future peoples as beauty-loving. Does it not seem reasonable to suppose that many people might give this same answer? Let us suppose this and then see what it would mean: it would mean, oddly, that although beauty is highly particular and plural, one can suffer its loss to oneself, or even to those within the daily circle of one’s activities, but cannot wish so grave a loss to the larger world of which one is a part, to the era in which one has lived. Nei- ther from one’s own century nor from any future century can one imagine its disappearance as anything but a deprivation.

There is one additional thought experiment that, like those above, seems to reinforce the recognition that beauty (though ex- perienced intimately and acutely on each person’s individual pulse) is unself-interested. Picture a population empowered to make decisions about the forms of beauty that will be present in our world and picture also that, in making decisions about this, none among them knew any of his or her own features: not gender, not geography, not talents or powers (level of sensory acuity, com- positional abilities, physical agility, intellectual reach), not level of wealth, not intimacy or friendships. The population would make their judgments from behind “the veil of ignorance” that we now (at the invitation of John Rawls) often enlist in picturing de- cisions about social and economic arrangements but that may also assist us in clarifying our relation to the aesthetic surfaces of the world.

Suppose this population were presented with this question: “In the near future, human beings can arrange things so that there ei- ther will or will not be beautiful sky. Do you wish there to be beau- tiful sky?” (The issue before them is not the presence or absence of

82 The Tanner Lectures on Human Values

life-supporting oxygen for which wholly separate arrangements, due to technological advances, can swiftly be made; the question is about the way the sky’s beauty itself is perceived to be part of a life-support system.) Because the sky is equally distributed throughout the world—because its beautiful events are equally distributed—it will not be surprising if the population in large numbers, or even unanimously, agree that the beautiful sky should continue. Because most of its manifestations—its habit of alter- nating between blue and black, the phases of the moon, the sunrise and sunset—are present everywhere, those voting do not need to know where they are living to know that they will be beneŠciaries.

It is true that in addition to the constant sky events there are nonconstant ones, but these varied events are unvarying in the in- tensity of their beauty. The sky where I now am is subject to mo- tions I have never known before, rivulets of air moving vertically up in streams that wash sideways, so that the black ravens and red-tailed hawks tumble in it all day, somersaulting and ferris- wheeling through the air, placing themselves in invisible foun- tains that lift them up until suddenly, tucking in their wings, they plunge rapidly down, spinning head over tail until out come their wings and the slow šoat upward starts over again. But each piece of sky is like every other in being in some feature incompa- rable: one moves each day across Šve hundred shades of azure and aquamarine; another is so moist in its lavenders, silvers, and grays that the green ground beneath it glows and becomes a second sky; another on long winter nights becomes black with wide pulsing streams of pink, green, blue. The members of our population need not know the speciŠc ground on which fate has placed them (An- tigua, Ireland, Siberia) to know that they will be the beneŠciaries of both shared and exceptional beauties of the sky. There is there- fore no reason to construe their positive vote as anything other than self-interest.

The same outcome seems likely to occur if we ask this popula- tion their decision about blossoms. Although they are not so

[scarry] On Beauty and Being Just 83

evenly distributed as the sky—in some latitudes covering the meadows for only six weeks and in other latitudes covering the hillsides almost year round—they are so generously distributed across the earth that it would not be surprising if people, without knowing anything about their own attributes, would afŠrm the continuous existence of plants and blossoms. The population might reason that whichever geography they Šnd themselves liv- ing in (once they step out from behind the “veil of ignorance” and recover knowledge of their own features), their local ground will be better with, than without, šowers. So here again we have no reason to search for descriptions other than vibrant self-interest and self-survival, which are compatible with the intense somatic pleasure, the sentient immediacy of the experience of beauty.

But what if now the deliberation turned to objects and events that instead of being evenly distributed across the world were emphatically nondistributional. “Shall there be here and there an astonishingly beautiful underground cave whose passageways ex- tend several miles, opening into crystal-lined grottos and large galleries of mineral latticework, in other galleries their mute walls painted by people who visited thousands of years earlier?” Those from whom we are seeking counsel cannot assume that they are likely to live near it, for they have been openly informed that the caves about which they are being asked to vote exist in only two places on earth. Nor can they even assume that if fate places them near one of the caves, they will be able to enter its deep interior, for climbing down into the galleries requires levels of physical agility and conŠdence beyond those that are widely distributed among any population. But here is the question: isn’t there every reason to suppose that the population will—even in the face of full knowl- edge that the cave is likely to be forever unavailable to them—re- quest that such a cave be kept in existence, that it be protected and spared harm? Isn’t it possible, even likely, that the population will respond in exactly the same way toward objects that are nondistri- butional as to those that are shared across the surface of the earth,

84 The Tanner Lectures on Human Values

that they will—as though they were thinking of skies and šow- ers—afŠrm the existence of remote caves and esoteric pieces of music (harder to enter even than the cave) and paintings that for many generations are held by private collectors and seen by almost no one’s eyes?

People seem to wish there to be beauty even when their own self-interest is not served by it; or perhaps more accurately, people seem to intuit that their own self-interest is served by distant peo- ples’ having the beneŠt of beauty. For although this was written as though it were a thought experiment, there is nothing speculative about it: the vote on blossoms has already been taken (people over many centuries have nurtured and carried the šowers from place to place, supplementing what was there); the vote on the sky has been taken (the recent environmental movement); and the vote on the caves has innumerable times been taken—otherwise it is inex- plicable why people get so upset when they learn that a Vermeer painting has been stolen from the Gardner Museum without any assurance that its surface is being protected; why people get upset about the disappearance of kelp forests they had never even heard of until the moment they were informed of the loss; why muse- ums, schools, universities take such care that beautiful artifacts from people long in the past be safely carried forward to people in the future. We are not guessing: the evidence is in.

[scarry] On Beauty and Being Just 85

week3 Form and Formalism/Form and Formalism.doc

1

Name

Course

Date

Analysis

The two articles carry a similar theme of art. While they both concentrate on art, each of them bases its aspects distinctly. The article on diagrams supplies several objects in the form of diagrams that have been formed from various parts. It illustrates how the use of precision and accuracy could enable different parts of an object possess the right coordinates that can fit each other hence a fully functioning piece of art. On the other hand, the article on formalism justifies how art can be expressed in words using its physical features to an individual who knows little or nothing about art. The article further explains how art and music criticism helps in shaping the world today. Their definitions are self-explanatory. Depending on the angle a person view art from, it will always relate to their situation at that time.

The two articles are relevant to class readings in the sense that it supplies students with a figurative and theoretical perspective of art. It motivates students so that when they are developing any artistic feature, they should be sure to design something that its representation is portrayed on the observable facets. From the article on formalism, the students learn to add words and color to their arts with an intention of communicating something relevant to the feature itself. For this reason, contrasting words, color and the artistic feature will display mixed reactions hence the audience may not relate to it. In architecture, the two reading materials illustrate that practical and theoretical information serve a vital role. Before designing an artifact, it is good to establish the words that go with it. Fundamentally, it is essential to let the art communicate on its own.

Works Cited

Hickey. Formalism

Graf, Douglas. (1986). Diagrams. Perspecta, Vol.22

week4 Disciplinary Foundations One History and Genealogy/Disciplinary Foundations One History and Genealogy.doc

Running Head: ASSIGNED READINGS ANALYSIS 1

Assigned Readings Analysis

Name

Institution

Assigned Readings Analysis

It is evident that these essays which consist of Plato and the Simulacrum, The Mathematics of the Ideal Villa, House in New Canaan, Connecticut, and Philip Johnson: History, Genealogy, Historicism have been assigned together to provide an in-depth comprehension of architecture. Each of these essays expounds on various historical insights concerning different architectural structures, which can be classified as being unique. In addition, these architectural structures were the brainchild of an imagination of various concepts such as mathematics, geometry figures, the ‘skin and bones’ architecture as well as the Acropolis and Ledoux’s visionary projects.

In the Plato and the Simulacrum reading, the author strongly overthrows the Platonism philosophy, which advocates the world of appearances and the world of essences. The author advocates the philosophy of the future, which consists of insightful imaginations to create a unique architectural structure such as the Glass House. In addition, the application of mathematics concepts such as geometry figures can effectively assist in designing an exceptional architectural structure, which will attract people because of its customary and natural beauty.

These readings are integral for this class as well as architecture since they advocate a visionary and imaginative mind when it comes to the design of architectural structures. The various structures in these readings were all an imagination creation and when they were eventually built, they became icons in the field of architecture because of their designs. It is, therefore, paramount to have a visionary, insightful and imaginative mind when pursuing the field of architecture so that it can assist in designing brilliant architectural structures, which will become future icons. Many architectural designs nowadays are copy-and-paste designs and this should not be allowed since architecture consists of coming up with exceptional architectural designs derived from imagination and a unique vision.

References

Architectural Review. (1947). The Mathematics of the Ideal Villa.

Deleuze, G., & Krauss, R. (1983). Plato and the Simulacrum. October, 45-56.

Johnson, P. (1950). House at New Canaan, Connecticut. Architectural Review.

Owens, C. (1978). Philip Johnson: History, Genealogy, Historicism. The Glass House.

week5 Art/art...doc

Running head: ART 1

ART 2

Art

Name:

Institution:

Date:

The readings from different authors look at different perspective hence will increase one’s knowledge and learning outcomes about art. In particular, assigning the essays together is helpful as the learners can pick knowledge from different viewpoints about art. By looking at the development of art since the ancient times, the essays offer critical information that informs the readers appropriately. The context of any artwork provides an insight on where, when, why, by whom, and for whom the art was created. Through learning the conditions under which a specific artwork was created from both the contemporary and the previous perspectives, one can develop a clear insight of the authentic nature of art. Using psychological understanding creative and artistic standards, it is easier to articulate issues more effectively. The creativity of the idea comprises of various philosophical, religious, socio-political values and the ultimate application to the pedagogical encounter. Artwork shows creations that captivate the imagination and mind of the world everlastingly.

By examining the Renaissance artwork and comparing it with the contemporary, the authors identify major differences such as content and topical issues highlighted through art. The authors of the essays examine a number images and visual art such as Renaissance painting, photography and landscape among to help in gaining more knowledge about artwork. Classical art, for instance, is integrated in limitless and fantastic sense of imagination due to meticulous and perfect technique of painting and are influenced by historical occurrences, religion, life experiences and nature among others. The essays show the significance of an artwork in other social matters such as theatre. The major difference between the essays is topical areas and artistic periods highlighted. As such, one would be able to develop an in depth engagement, appreciation and understanding of art and how it is related to other fields and life, in general.

week6 Confidence, Skepticism, and Contingency/Gannon Of Raspberries.pdf

87

Of Raspberries, Rawhide, and Rhetoric

Todd Gannon

Last summer the SCI-Arc Gallery hosted “Rawhide: The New Shingle Style,” a work by Hirsuta, the Los Angeles practice led by Jason Payne. The exhibition consisted of a single model and a full-scale section of the roof of Raspberry Fields, the firm’s soon-to-be-completed project for a house in northern Utah. While the roof fragment offered a compelling preview of the project’s acclaimed shingled surfaces, the cunning ag- gregation of unlikely associations in both the exhibition and the project augured a provocative renovation not only of a remote schoolhouse but also of the rhetorical tendencies of contemporary architectural discourse. The Raspberry Fields project will convert a century-old wooden schoolhouse into a new residence for an owner who plans to cultivate raspberries in the surrounding landscape. Differential weathering on the otherwise symmetrical build- ing inspired the firm’s proposal. On its southwest side, the schoolhouse bears the scars of decades of harsh winter storms and searing summer sun; what remains of the wood roof and siding is grotesquely twisted and deformed. The siding on the northeast, shielded from direct sun and prevailing weather patterns, appears much as it must have when first installed. To change the program from school to residence, the ar- chitects expanded the southeast end of the building along a tight curve in plan, making the entire structure appear to list precariously to one side and lending a strange plasticity to an otherwise straightforward form. New interior elements are arranged according to what Payne terms “a nuanced play of symmetry-making and breaking . . . in the age-old compo- sitional play that pits idiosyncrasy against balance.” On the exterior, the architect’s “formal-geometrical project” is left behind and the “affective material qualities of wood” take center stage. Custom cedar shingles designed to amplify their natural weathering will be used to resheath all exterior sur- faces of the structure. Cut considerably longer than standard shingles, left unfixed at their lower ends, and stained on their

Hirsuta/Jason Payne, “Rawhide: The New Shingle Style,” installa- tion, SCI-Arc Gallery, Los An- geles, July 29 – September 11, 2011. Detail of roof section. All photos Joshua White. Courtesy SCI-Arc.

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undersides in a palette of rich colors, the new shingles will weather and warp more rapidly than the original siding. Over time, the exterior surfaces will diverge in character across the building’s central axis, with the more harshly exposed surfaces to the southwest becoming tangled, scruffy, and polychromatic while those to the more protected northeast remain more or less uniform. These dual tendencies extend to the architect’s description of the project. For every nod to contemporary formal com- plexity and its fastidious articulation, there also seems to be an equal and opposite appeal to vernacular associations and accidental effects. In fact, a tally of these associations shows a distinct leaning toward the latter. Presentation materials on Hirsuta’s Web site, for instance, feature just one citation of à la mode cultural practices (Vidal Sassoon hairstyling techniques) but a whole herd of livestock. And while the building profile and the site plan reveal the telltale sweeps of digital model- ing software, the project is gabled, wooden, and, in perhaps its most iconoclastic move, brown. I should point out that the gable is not one of those ironic, Monopoly-house gables cur- rently fashionable in Europe, nor one of those dreamy meta- physical gables of Japanese derivation. But as its distorted massing attests, neither is it a typical vernacular gable; its associations lie elsewhere. The wood shingling is similarly ambiguous. Though extravagantly curled, it makes no overt attempt to appear artificial. Nonetheless, and despite its earth tones, one cannot accurately describe it as natural. As with the gable, a range of associations is suggested, but their ambigu- ity forecloses any determined categorical allegiance. These unlikely intersections of the contemporary and the common- place, the straightforward and the strange, locate Raspberry Fields in an undecidable space and have elicited a deep fascina- tion for the scheme since it was first published in 2008. The SCI-Arc exhibition gave Payne an opportunity to test certain of the project’s techniques and effects at full scale and also focused attention on a major reconsideration of the initial design. As the project was originally conceived, all of the custom shingles were to be straight when applied to the schoolhouse, with their eventual distortion left to natural weathering. This presented significant dilemmas, as there would be no immediate evidence of the architect’s design intention upon completion of the building, nor any way to guarantee that weathering would cause the shingles to curve in the carefully composed manner depicted in models and drawings. After a period of anxious debate within his studio,

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Payne decided to pre-curl the shingles in order to “kick-start” their deformation. For the exhibition fragment, individual shingles were heated in a steam-filled container, then hand- bent around a curved formwork and allowed to cool. The pre-curled shingles were then applied to the roof frame and meticulously composed to produce the final configuration in the gallery. A similar process will now be employed on the southwest-facing wall and roof surfaces on site in Utah. Payne’s decision to valorize “artificial” composition over “natural” process is laudable and consistent with his initial concept. The obvious imprint of the designer’s hand intro- duces a destabilizing ambiguity into any understanding of the building’s surface, and over time the rich play between compo- sitional artifice and natural weathering will only become more complex. Payne’s decision also calls into question some of the more irritating tendencies in recent architecture – both the knee-jerk valorization of indexical processes as well as the dis- ingenuous attempts to diminish or deny their role. Raspberry Fields promiscuously mingles authorial intention with stochas- tic effects, expanding contemporary ambitions without ceding the valuable conceptual ground gained through previous ex- perimentation with process-based design techniques. The installation’s title further signaled the architect’s ambition to broaden current conversations about architec-

“Rawhide: The New Shingle Style.” View of full-scale roof Section.

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tural surfaces. As Payne makes clear in a short text written for the exhibition, the title “Rawhide” foregrounds the project’s animalistic associations. Rejecting the architectural “skin” as “a rather well-worn path . . . no longer particularly interest- ing underfoot,” Payne advances the notion of the building surface as “hide” in order to “push the dialogue of cladding toward an expanded array of associations and models less well-known to the discipline.” He continues: Possible interpretations abound: where the skin is bald and shaven, the hide retains its thick fur. If the skin’s geometry is immediately and completely apparent, that of the hide only flirts with visibility, and only then after the luster and texture of its hairiness has been combed through. Skins are thin, so thin as to be insufficient unto themselves, requiring the “bones” underneath to carry some of the load. Never mind that with hides; whether they require underlying structure or not is of little consequence to their luscious external reading. A good hide feels entirely self-sufficient, such that their prostration on a floor becomes the center of a room’s attention. Nothing more is required.1

Though technically a part of a larger whole, the full-scale fragment was strangely complete unto itself.2 Its bilateral symmetry, pronounced spine, and naturalistic profile gave it a distinctly biomorphic aspect, while its furry exterior, earthy hue, and musky scent added more visceral, faunal qualities. Viewed from the mezzanine above the gallery, the project’s unmistakably bovine posture came clearly into focus. Payne confirmed these associations during a public gallery talk with Eric Owen Moss, and admitted to studying the form of cows reclining in a pasture to determine the shape of the building. To further interrogate what he calls “the becoming-animal of architecture,” Payne recently led a seminar of SCI-Arc gradu- ate students in a series of formal investigations with actual cowhides. He initially planned to display the reconfigured hides alongside the roof fragment, which could have opened a provocative dialogue between the “becoming-animal” of architecture and the “becoming-architecture” of animals. Unfortunately, the idea was abandoned. While “Rawhide” and cowhides make clear Payne’s desire to expand contemporary architectural conversations, his sub- title, “The New Shingle Style,” betrayed a countervailing ambition to engage historical ideas within the disciplinary fold. Curiously, this overt historical association received no specific mention in the gallery guide, even though Payne’s reference to the Shingle Style is a far more provocative move in con- temporary architecture than swerves into the animalistic and

1. See Jason Payne, “Rawhide: The New Shingle Style,” in the brochure accompany- ing the SCI-Arc Gallery exhibition. 2. Many gallery visitors noticed this effect, prompting Payne to consider another significant change. Originally, the shingles and framing installed at the gallery were to be shipped to Utah for reuse in the building renovation. At the time of this writing, Payne was “considering constructing the piece as is on the site, as a kind of folly.” Jason Payne, personal communication with author, October 25, 2011.

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the affective. These latter themes have been recurrent subjects of discussion among Payne’s contemporaries for some time, most significantly in the exhibition “Matters of Sensation,” curated by Marcelo Spina and Georgina Huljich at Artists Space in New York in 2008, which included the Raspberry Fields model shown at SCI-Arc. The Shingle Style, on the other hand, seems wholly anathema to Payne’s generation. Indeed, the topic has found little traction among young ar- chitects since the 1970s, when Vincent Scully, the original chronicler of the Shingle Style, outlined a “new” version in 1974. In The Shingle Style Today: or, The Historian’s Revenge, the historian traces the reemergence of 19th-century themes in works by Robert Venturi and others from the late 1950s to the 1970s.3 Scully’s language is curiously echoed by Payne. In a gallery talk at SCI-Arc, Payne claimed that his project “is not meant to reinvigorate [the Shingle Style] into a new move- ment, it’s really just meant to swerve it, to turn its direction.” Compare this with Scully: “The young architect, no less than [Harold] Bloom’s ‘strong poet,’ inevitably fastens on the work of his chosen precursor, purposely ‘misreads’ it, and finally ‘swerves’ from it to create a new field of action for his own design.”4 Indeed, the two seem to have suffered from a similar weariness with the labors of their early careers, though the causes were almost exactly opposite. Scully writes: When most of the architects of the late [eighteen-]eighties reacted against the Shingle Style it was toward the bright, light, geometric purity of more classicizing forms that they turned. While writing The Shingle Style I was not immune to such feelings, and each night I found myself leafing through the early volumes of Le Corbusier’s Oeuvre Complète with stupefied absorption. The thin, tense, hyperintelligent forms were apparently the relief I needed from shingle fuzz, plastic intersections, and infinite spatial variety.5

3. See Vincent Scully, The Shingle Style Today: or, the Historian’s Revenge (New York: George Braziller, 1974). Scully’s pioneering work on the Shingle Style is The Shingle Style and the Stick Style (New Haven: Yale University Press, 1955). 4. Scully, The Shingle Style Today, 2. Scully relies heavily on Bloom’s concept of swerv- ing, or “misprision,” articulated in Bloom, The Anxiety of Influence: A Theory of Poetry (Oxford: Oxford University Press, 1973). 5. Ibid., 38.

Hirsuta, Raspberry Fields, Round Valley, Utah, 2009–2012. Plan and section drawings.

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Payne: I was becoming increasingly dissatisfied with working with smooth, bald surfaces, hence, the hair. I started searching for ways to rein- vest an otherwise clean, bare surface with qualities that would have to do with material dynamics, effects, and so on.6

Payne also engages with a period that has been almost wholly absent from contemporary, as well as modernist, discourse – the Picturesque. From the house’s disintegrating cladding to the architect’s attentiveness to visual composition and his recent musings on installing the exhibited roof fragment as a folly on site in Utah, echoes of the Picturesque are everywhere apparent at Raspberry Fields, though Payne is careful never to allow them to develop into fully articulated quotations. Planned manipulations of the surrounding landscape recall the vast earthworks undertaken by Capability Brown and other landscape designers of the 18th and 19th centuries, and Payne even borrows one of Brown’s most potent techniques – the ha-ha – to produce expansive vistas unimpeded by fences, roads, or other visual clutter. More broadly, the inter- est of Payne and many of his contemporaries in architecture’s affective potential and emotional sensibility in general reso- nates distinctly with the rhetoric of Picturesque practitioners and theorists. In spite of these potent alignments, direct engagement with Picturesque ideas has been almost nonexistent in 21st- century architecture. Indeed, avoidance of the movement and its tendencies has been endemic in advanced architec- tural circles for most of the past century, and vehement opposition has been part of its history since the idea was introduced in the late 18th-century writings of Uvedale Price, Richard Payne Knight, and Humphry Repton. Early attacks often centered on the movement’s anti-classicism, its emphasis on surfaces over structure, and its predilection for asymmetrical building plans.7 Sylvia Lavin has argued persuasively that architects and historians of the modern period deliberately suppressed the Picturesque, painting the movement as a kind of scapegoat and “sacrificing” it to atone for the purported crimes of preceding centuries.8 When Picturesque ideas were resurrected as Townscape by Nikolaus Pevsner and the editors of the Architectural Review in the 1940s and ’50s, the younger generation of British architects and critics reacted with venomous derision.9 Similarly, dur- ing the Whites-versus-Grays debates of the 1970s, Picturesque tendencies adopted by the latter faction were roundly dis- missed by the former.

6. Jason Payne, SCI-Arc Gallery talk, July 29, 2011. 7. For a solid account of historical suppres- sions of the Picturesque and an overview of the topic and its literature, see John Macarthur, The Picturesque: Architecture, Disgust, and Other Irregularities (London: Routledge, 2007). 8. Sylvia Lavin, “Sacrifice and the Garden: Watelet’s ‘Essai sur les jardins’ and the Space of the Picturesque,” Assemblage 28 (December 1995): 17–19. 9. Reyner Banham outlines these events and their attendant literature in “The Revenge of the Picturesque: English Architectural Polemics, 1945–1965,” in John Summerson, ed., Concerning Architecture: Essays on Architectural Writers and Writing presented to Nikolaus Pevsner (London: Allen Lane, 1968), 265–73.

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Though opposed to Townscape’s nostalgia, Colin Rowe undertook an important examination of Picturesque vocabu- lary in the 1950s. His essay “Character and Composition” investigates the sudden appearance of “composition books” in the early 20th century and traces their ideological sources to the historical literature of the 18th and 19th centuries. Rowe elucidates an ongoing debate between a classically inspired line of thinking and more painterly ambitions, which pits geometrical order against compositional play, academic con- vention against individual license, and determinate objects against atmospheric effects. To revisit the essay today is to encounter passages startlingly resonant with contemporary concerns. Rowe writes: “The Picturesque was now found to be emphasizing the pleasure of the eye, rather than the ratio- nal existence of the object. It had aimed to produce ‘effect,’ and, if by means of certain visual stimuli, it had induced an atmosphere in which certain states of mind were possible, its success was assured.”10

In another passage, Rowe could have been writing of the designers of Raspberry Fields as easily as he was of mid-19th- century Gothic revivalists: “They came to envisage [character] as the product of specific circumstances, as the vindicating evidence of a genuine interaction between a given individ- ual, given material conditions, and a given cultural milieu. Character became now a quality to be extracted. It was im- plicit in the limiting data of the problem, from them it was to be educed and through them revealed.”11

Even his closing lines could be read as a summary of the past 30 years of vanguard architectural practice, and not sim- ply of 19th-century architecture: Perhaps at no time other than the late eighteenth century has architectural thought been confronted with so explosive an idea [as character]; and certainly no other architectural explosion can have created so portentous a vacuum. Limitless experiment was justified by the emergency, the wildest nonconformity flour- ished exotically among the debris. New experiences were stimu- lated by the chaos, new energies released by the confusion; both by arbitrary choice and pressure of circumstances, new conceptions of form were generated. By the demand for character, order was atomized. . . . It is an idea which, by emphasizing the particular, the personal, and the curious, will always vitiate system; and it is, perhaps, the fundamental demand which typifies the architecture of the nineteenth century.12

When one reads passages such as these, the fundamental Picturesque qualities of Raspberry Fields come clearly into

10. Colin Rowe, “Character and Composi- tion; or Some Vicissitudes of Architectural Vocabulary in the Nineteenth Century,” in The Mathematics of the Ideal Villa and Other Essays (Cambridge: MIT Press, 1976), 71. The essay was originally written in 1953–54, and first published in Oppositions 2 (January 1974). 11. Ibid., 72. 12. Ibid., 80.

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focus, as do the sources of recent tensions between today’s advanced practitioners and the process-based design strategies they employ. Rowe’s analysis demonstrates that concerns with “the particular, the personal, and the curious” have long come into conflict with universalizing, systematic approaches. In the 18th and 19th centuries, the application of increasingly formulaic classical principles was met with resistance by the individualist efforts of Picturesque architects. In the 20th cen- tury, the formulaic application of modernist principles was countered by the neo-Picturesque of the Townscape move- ment and various expressionist and regionalist approaches. In each case, the pursuit of “character” through “composi- tion” offered a means to reassert the individual subjectivity of the architect in the face of totalizing systems and idealized concepts. Payne – particularly in his decision to design a de- liberately “weathered” exterior – exhibits similar tendencies. Unwilling to leave Raspberry Fields’ signature effects entirely to the vagaries of the natural elements, the architect carefully composed its woolly surface, a shift in strategy that begins to look like an attempt to ensure that the finished work will be imbued with something akin to character. As Payne and others of his generation seek refuge today from the barren systemization of digital processes by engag- ing in promiscuous dalliances with fashion, film, and even farm animals, the need to develop specific vocabularies with which to articulate their efforts becomes increasingly press- ing. For too long the discourse surrounding this work has been hamstrung by anxiety, vagueness, and a veritable school of red herring imported from parallel cultural practices. Turning away from such distractions and toward the long overlooked achievements of the Picturesque makes available a wealth of highly refined concepts with which to advance current conversations on surface articulation, asymmetrical configuration, atmospheric effects, subjective moods, and other contemporary themes rooted in premodern sensibilities. By subtly directing attention toward the Picturesque, Payne’s efforts at SCI-Arc and in northern Utah offer much more than a welcome respite from computational processes; they also suggest a potent rethinking of the vocabulary of contem- porary architectural conversations.

Todd Gannon is a Los Angeles- based architect. He teaches history, theory, and design at SCI-Arc.

week6 Confidence, Skepticism, and Contingency/Moss Parametricism Pied Piperism.pdf

OBSERVATIONS ON KONRAD WACHSMANN Eric Owen Moss

Editor's Note: This edited transcript is of an exchange between SCI-Arc Director Eric Owen Moss and Patrik Schum­ acher after the latter's talk at the school in 20tO.

Parametricislll And Pied Piperism: Responding to Patrik Schulllacher

ERIC OWEN MOSS: Let me say I have huge appreciation for

the colossal self-confidence and enormous effort required to

wrap your arms around contemporary architecture and to

insist on a number of organizational categories that circum ­

scribe architecture and redefine its mission. Congratulations.

I always thought one of the keys to architecture was to out­ work everyone else. You're certainly doing that.

You rely on linguistics in a way that I don't think you acknowledge. You know, Shakespeare made a comment about

"a rose by any other name," which suggests that labeling is

not a surrogate for meaning. You're in love with labeling

- and one of the fascinating things about the act of naming

is that it may facilitate a logic of nomenclature while confus ­

ing the search for the meaning the logic claims to deliver. You should acknowledge your love of labeling.

I remember submitting my dad's poetry to Farrar, Straus and Giroux, who returned the material to me with a letter

that said: "We don't really know how to locate this text within

our publishing subdivisions. Is this religion? History? Lin­

guistics? Poetry? It doesn't conform to our categories of pro­

duction." So ipso facto, the "poetry" was exorcised because

it didn't confirm Farrar's labeling pro forma . Be careful that

you don't eliminate instincts in architecture that don't fit the a priori parametric formulations ....

Years ago a well-known religious thinker, an Anglican

named Malcolm Muggeridge, made a comment that stuck in

my head. Muggeridge was a fan of Aleksandr Solzhenitsyn at the time the Russians were putting Solzhenitsyn into the

Gulag. Do you know what Muggeridge said? He said the Russians could cover the earth with concrete, but the concrete

would inevitably crack, and out of the cracks would come

Solz henitsyn. An architecture metaphor for sure, don't you

think? Maybe you're pouring too much concrete. Do you know Oswald Spengler?

81

Yisiting the L.A Forum Galler), last fall and peering into the lumi­ nou.r vitrines, with their bone-white contents, one was reminded of spindl.J, industrial fossils. Mostly rectilinear, intertwined, and at times almost tenderl.J' touching, the.;' didn't seem capable of the tasks imposed upon them by their creator, yet thry exerted a magnetic, al­ most magical attraction. Based on drawingr and prototypes created between 1952 and 1970 by Konrad Wachsmann, the three-dimen­ sional model.r and accompan)'ing anal.J,tic drawings made byJohn Enright provided an in-depth portrait of the singular obsession that brought Wachsmann to a jleetingp rom in en ce. Still revered for his collaboration with Walter Gropius on the ill-fated packaged homes project, Wachsmann searched in vain for a practical, universal.f)'s­ tem ofjoiner)', seeking to impose .f)'stematic regularif:)' in that most irregular ofplaces - LA in the 1950s. But of course it was newr to be.

Faced with the ubiquitous two-b),-four and the .ro,listic whims of LA's eclectic star-driven patrons, the dapper Wachsmann was on the scene but never realb' on the map - although his ethos, part high priest ofprefabrication, part artiste-emigre, and part tuxedo­ clad myth-maker, brought a European sense of entitlement, even bravado, to his role as a visionary designer.

Settlingfor supporting roles as an occasional consultant to Charles Eames and nursing the dreams of a comeback kid, he focused increasingly on the connection details that were re-created for this exhibition. Puzzling in their gangl.J' extension.r, and barely deciphered b)' the elaborate drawings that accompanied them, the connections - and the arc of Wachsmann's career - remain an enigma. There is a glint of the shaman in his motto «Tomorrow is Everything," which, like those of others whose promise.r never ma­ terialize, brought u.r tantalizingly. close to a hoped-for revelation, then left us hanging, like a frustrated lowr. - Craig Hodgetts

80

STUDIES OF KONRAD WACHSM ANN'S

DYNAMIC STRUCTURE PRq JECT ( ABOVE)

AND USAF PROJECT (RIGHT). FROM

THE EXHIBITION "CONNECTION

POI N TS: KONRAD WACHSMANN RE ­

CONSIDERED: ANALYTICAL DRAWINGS

AN D MODELS ByJOHN ENRIGHT,"

Los ANGELES FORUM FOR ARCHITEC ­ TURE AND URBAN DESIGN, AUGUS T 21

- SEPTEMBER 2>, 2010. PHOTOS COUR­

TESY GRIFFIN ENRIGHT ARCHITECTS.

PATRIK SCHUMACHER: Sure .

EOM: Your efforts have a fascinating antecedent, Spengler's

Decline of the West. Almost nobody reads Spengler anymore. I

think the book was written in the years after World War I. But

Spengler, more than any conceptual thinker I know, relies on categorical imperatives. The book is a stupendous effort to

organize, bracket, and label all of human history. You've re­

duced the task, but Spengler's your namesake. You take on a

smaller piece - architecture. He took on everything. His is a wonderful act of will. I remember one section called blood

over money, which was a critique of the notion, so predictably

American, that in the end, everything is about business. And if

you don't subscribe to that, you're somehow not a grown up.

But Spengler noted that there was something intractable,

deeper than the "business is business" proposition. Blood over

money. Dionysius over Apollo , in other words . And the point

was that those who analyze without reference to blood make an

important omission. You inherited a Spenglerian antecedent, but you've omitted the blood. You're alone with Apollo, I think.

You also characterized Newton as a systematizer. But

like most systematizers - Freud, Marx, Darwin - he omitted

some essentials, electromagnetism in particular. You ' ll argue

that, notwithstanding the omissions, the ontology galvanizes

a movement, assures a clear direction, and above all, a Pied

Piperism with lots of followers, and in the end something for

the future to build on. The problem is, "something to build

on" so often becomes a policy of established intransigence. It

has to be dismantled along with its adherents, who become

obstacles to any contrary instincts.

And it looks like you've become the Parametric Pied Piper.

I prefer a skepticism of all ordering mechanisms, rather

than an allegiance to anyone. The stretch between the two

possibilities may be where a truth l.ies: the tension between

options rather than the selection of one and the elimination

of the others.

Remember the appendix to Hitchcock and Johnson's International Style? Philip told us how we could all be modern

architects. And the Museum of Modern Art was his enforcer.

Just follow the rules. And that codification didn't begin the modern era. That book and his exhibit ended modern archi­

tecture as speculation and began modernism as style. Study.

Learn. Replicate. Pruitt-Igoe wasn't the culprit. Philip-style

was the culprit. It could be argued that he did the same with

so-called deconstruction . He used to tell me deconstruction

was about diagonal lines.

82 Log 21

When Darwin sailed by the cliffs of Chile, he looked up,

aghast. He knew incremental evolution could never account

for what he saw. You can read his doubts in On the Origin of

Species. Your hypothesis should include some speculation on

what you may have left out. Today I think they call what Dar­

win suspected "catastrophism." Catastrophism is a radical and

unanticipated rejection of a predicted order - a good category

to include in contemporary architecture, don't you think?

Marx is part of your historiography, but he never antici­

pated the ingenuity of contemporary capitalism to reimagine

itself. Capitalism will be what is is in perpetuity, Marx thought. Its inflexibility guaranteed the advent of the proletarian state,

he said. Nope. We're still waiting. Marx missed the capitalist

dexterity quotient. Dialectical materialism doesn't work if the

thesis is self-correcting. That inhibits the development of the

antithesis. Both Marx and Hegel missed the course correction

capacity in their thesis/antithesis/ synthesis formulation.

The historic efforts to codify meaning in human affairs

are all around us. They will shape our thought, if we allow

such unequivocal paradigms to define us. But I would argue

that never are any of these hypotheses intrinsically so, and the

more history moves, the more we evaluate these hypotheses

in retrospect, the more we see their flaws and the less plausible

is the argument for yet another regulatory pro forma .

I applaud the power of your effort to demand a new order.

That gives me something to attack, and architecture needs

enemies, within and without. Contemporary architecture has

too many friends. The parametric hypothesis is extrinsically so because you

insist on it, you label it, you argue for it, you build it, and you

deny a plausible opposition. Will gives it its life. And will is

another category you omit. Faustian man, remember? Will and intellect give it a life, and that makes it plausible in the realm

of ideas. But it doesn't make it intrinsically or exclusively so.

I made a book a few years ago, called Gnostic Architecture,

anticipating this recent effort on your part . It's conceptually

antithetical to your stated mission . It insists on improvisation,

ambivalence, and the uselessness of charts. The unknown is

the rule, the known the exception, in perpetuity. As I recall,

Zarathustra said he "would rather guess than know." Para­

metrics doesn't countenance the guessing postulate . One other point: it seems to me that the appeal of the work

of Zaha Hadid was how rare, how idiosyncratic, how per­

sonal it was. You've simultaneously added something to that

and removed something. I think, in a sense, you've homoge­

nized the anomalous, described a policy position, and in doing

Winter 2011 83

so, you've depersonalized the content. This is an imprecise Newton w as replaced by Einst ein, and Einstein could only example, but 100 Sagrada Familias mean something different ex ist because Newton had prepared the ground. In the same than one - and an unfinished one, at that. way parametricism is building on modernism. Contemporary

Arguing for "differentiation" as a regulation, rather than society is changing and mutating, but it's building on the an instinct for exceptions, is as if differentiation ratified a material achievements of the Fordist production paradigm. democratic position for variation. But it doesn't. I don't know actually why, as a conceptual tactic, the "differentiated" in­ EOM: Do you think the world gets better? ternal content would necessarily be indicated by a "differenti­ ated" external object. Regulating the form of choice means PS: Absolutely. And I can give you examples. choice is gone. The modernists, of course, argued that the box allowed the most enduring internal flexibility. You argue EOM: There w as a political theorist at Harvard, Samuel P. that differentiation is a truer indication of the same prospect. Huntington, who offered an alternative definition of the fu ­ But it seems to me, having recognized the inadequacy of the ture . He died in 2008. His prognosis was that the 21st century modern definition, you would also be skeptical of your own would replicate the social, political, and religious oppositions remodeling of the modern rule system - alleging the same of the 19th century, and that the 20th century didn't count. variable social priority, apparently, but with a new form lan­ What's "new," he said, is likely to be a rerun of what's old, guage prescription . quite literally. Doesn't build on the past, improve it, make it

We had a discussion here in the thesis jury the other day better, or worse, and so on . A very different way to look at - you may have been in that one - regarding the Louvre, the parametrics of history. History stays the same? Could be . once somebody's house and now a museum. So plausible dif­ Gets different ? Perhaps. Improves? Not clear. Sequential? ferentiation needn't follow the parametric formulation. Chronological? Doubtful. It's not necessary that we agree

I can feel you love making the parametric argument. But with Huntington, but I don't want my enemies to go away. your case may say as much about you as it does about archi­ tecture. It's what you guys require to validate going ahead. PS: For me, there is a meta-category, which I didn't get to . Forgive me for the street-corner psychoanalysis. And again, The base category in my philosophical meta-discourse would nowhere a scintilla of a minutia of an iota of doubt. Why are still be productivity. In this respect I agree with Marx. But you doing this? Because it's so? Or because you need it to be productivity must not only be measured in output by time so? No inkling that something's left out? I always thought that unit, but output by time unit considering working conditions, the unique voices in architecture included both an ex treme and now we also have to consider sustain ability and the eco ­ self-confidence and a deep skepticism of the consequences of logical burden that production imposes. But if you put these that self-confidence. three factors together, productivity is the alpha and omega

Thanks very much. I thought it was a terrific lecture , of everything, of life, of freedom, of security, of charity, and very unusual. that's why it is the ultimate base category. I measure every ­

thing with respect to producti vity in the sense of the produc­ PS : I just want to pick up a few of your points. The first thing tivity / vitality of a civilization, a civilization that increasingly to note is, yes, no system is perfect; there will be another crisis sets itself free from the blind material forces it faces in its of parametricism, although I don't know when and how. The environment. That's progress. All stages of this trajectory triggering conditions for this w ould be either shifts in the contributed to w here w e are no w. Therefore, to say, for societal environment, which demand further architectural instance, that the systems of modernism were a mistake only evolution, or a kind of internal exhaustion of the paradigm, because they went into crisis, which allowed something else but that kind of exhaustion could also lead to a new trajectory to grow on top and beyond it, is really unreasonable. You just of development within parametricism in the form of a fur­ have to take the slice of time far enough apart and you see ther subsidiary style. A crisis will come. That's for sure. But progress. I grew up in the 1960s in a nation of 60 million, in to say that methodical system building is in itself a problem Germany, where ev ery single individual, without exception, because there were a series of prior system building efforts the had a higher standard of living, material plenty, and freedom results of which did not last forever - that makes no sense. than Louis Quatorze, the Sun King of France. Every single

Log 21 Wi nt er 2011 85 84

one of them had a heated house, running water, health carel medication, a car outside the front door, a telephone, was connected around the world by switching on the TV, taking the flight to a holiday destination at least once a year, and all

that was universally available. That's what Fordism/ modern­ ism delivered. That's what the post-Fordist network society is building upon.

EOM: Come on, Patrik ... there are different kinds of prog­ ress . Material progress is not synonymous with intellectual or cultural growth. Sometimes they facilitate one another, some­

times they contradict. The world only gets better if you leave out the part that doesn't. Yuli Daniel and Andrei Synyavsky, two more Gulag candidates, wrote about a critical distinction any architecture pro forma should continue to make. One they called "freedom from." That's your material category - Marx;

life as production; food, water, housing, and medicine. That leaves "freedom to," which your belief in continuing progress omits. Freedom to do what? The answer should be supplied, one architect at a time.

PS : As well. What I'm looking at, for instance, is contemporary

corporate organization and the freedom and participatory culture they require to become even more productive - I mean, of course, the world is full of contradictions ...

EOM: Let's talk about some of them.

PS: Dyssynchronous development, brutality - of course, I know all of this, but at the same time, we need to look at

which social structures, which spaces, which cultural tropes, which moral sensibilities produce the next level of our civi­ lization. You have Silicon Valley, for instance, with a certain culture, the roots of which come Out of the counter -culture and

the social revolutions of the '60s and '70s, and that's where you have to look. You have to look at the most advanced, most intelligent, most productive social organizations, their cul­

ture, their sensibilities, their way of working, their spaces, and see if you can contribute to them, can lift them further onto the next level. That's what I see the avant-garde of architec­

ture to be doing. If we can speak to them and create spaces for their next level, then we know we're on the right track.

EOM: Aren't you using the exception to make a universal rule? The fact that parametrics has become more plausible and

desirable in your terms, and of special interest to students,

86 Log 21

ERIC OWEN Mo ss IS THE PRINCIPAL OP ERIC OWEN Mos s ARCHITECTS AND DIRECTOR OF SCI-ARC .

Winter 2011

doesn't mean it'S gained credence as a measure of architectural content. The converse might also be true, that its greatest value was as a speculative form language option, not as a reg­

ulation. I'm for the Penelope theory of architecture. Odysseus's wife took apart at night what she made during the day.

PS: I believe that we're living in a world society where certain

state-of-the-art solutions will ripple through and be picked up quickly everywhere. I think that mobile phones, Google, social network sites, all of this . . .

EOM: One at a time. I've got the same list ... just never

considered the items unequivocal assets. We should be more cautious about universal device acclaim. What you call com­ munication is often formulaic. And we operate within that a priori formulation or we can't use the tools. Email facilitates

certain exchanges and trivializes others. Speed isn't neces­ sarily conducive to thoughtfulness. What you list as assets are simultaneously assets and liabilities. The tools made the world different. Now it's our job to say what's better and what's

worse, in order, perhaps, to make what's worse better. I couldn't sit and listen to your presentation for an hour

or so and not be moved by it. Thank you very much.

87

week6 Confidence, Skepticism, and Contingency/Rorty Contingency of Language.pdf

Contingency, irony, and solidarity

RICHARD RORTY University Professor 0/ Humanities,

University 0/ Virginia

..<~~ CAMBRIDGE :::jj UNIVERSITY PRESS

I

The contingency of language

About twO hundred years ago, the idea that truth was made rather than fo und began to take hold of the imagination of Europe . The French Revolution had shown that the whole vocabulary of social relations, and the whole spectrum of social institutions , could be replaced almost over­ night. This precedent made utopian politics the rule rather than the exception among intellectuals . Utopian politics sets aside questions about both the will of God and the nature of man and dreams of creating a hitherto unknown form of society.

At about the same time , the Romantic poets were showing what hap­ pens when art is thought of no longer as imitation but, rather, as the artist's self-creation. The poets claimed for art the place in culture tradi­ tionally held by religion and philosophy, the place which the Enlighten­ ment had claimed for science. The precedent the Romantics set lent initial plausibility to their claim. The actual role of novels , poems, plays, paintings, statues, and buildings in the social movements of the last century and a half has given it still greater plausibility.

By now these two tendencies have joined forces and have achieved cultur al hegemony. For most contemporary intellectuals, questions of ends as opposed to means - questions about how to give a sense to one's own life or that of one's community - are questions for art or politics, or both, rather than for religion, philosophy , or science. This development has led to a split within philosophy. Some philosophers have remained faithful to the Enlightenment and have continued to identify themselves with the cause of science . They see the old struggle between science and religion, reason and unreason, as still going on , having now taken the form of a struggle between reason and all those forces within culture which think of truth as made rather than found. These philosophers take science as the paradigmatic human activity, and they insist that natural science discovers truth rather than makes it . They regard "making truth" as a merely metaphorical, and thoroughly misleading, phrase . They think of politics and art as spheres in which the notion of "truth" is out of place. Other philosophers, realizing that the world as it is described by the physical sciences teaches no moral lesson, offers no spiritual comfort, have concluded that science is no more than the handmaiden of tech­

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nology. These philosophers have ranged themselves alongside the politi­ cal utopian and the innovative artist.

Whereas the first kind of philosopher contrasts " hard scientific fact" with the "subjective" or with "metaphor," the second kind sees science as one more human activity, rather as the place at which human beings encounter a "hard," nonhuman reality. On this view, great scientists invent descriptions of the world which are useful for purposes of predict­ ing and controlling what happens, juSt as poets and political thinkers invent other descriptions of it for other purposes. But there is no sense in which any of these descriptions is an accurate representation of the way the world is in itself. These philosophers regard the very idea of such a representation as pointless.

Had the first sort of philosopher, the sort whose hero is the natural scientist, always been the only sort, we should probably never have had an autonomous discipline called "philosophy" - a discipline as distinct from the sciences as it is from theology or from the arts. As such a discipline, philosophy is no more than two hundred years old . It owes its existence to attempts by the German idealists to put the sciences in their place and to give a clear sense to the vague idea that human beings make truth rather than find it. Kant wanted to consign science to the realm of second-rate truth - truth about a phenomenal world. Hegel wanted to think of natural science as a description of spirit not yet fully conscious of its own spiritUal nature, and thereby to elevate the son of truth offered by the poet and the political revolutionary to first-rate status.

German idealism, however , was a short-lived and unsatisfactory com­ promise. For Kant and Hegel went only halfway in their repudiation of the idea that truth is "out there. " They were willing to view the world of empirical science as a made world - to see matter as constructed by mind, or as consisting in mind insufficiently conscious of its own mental

- character. But they persisted in seeing mind, spirit, the depths of the j human self, as having an intrinsic nature - one which could be known by

a kind of nonempirical super science called philosophy. This meant that only half of truth - the bottom, scientific half - was made. Higher truth, the truth about mind, the province of philosophy, was still a matter of discovery rather than creation.

What was needed, and what the idealists were unable to envisage, was a repudiation of the very idea of anything - mind or matter, self or world - having an intrinsic 'nature to be expressed or represented. For the idealists confused the idea that nothing has such a nature with the idea that space and time are unreal, that human beings cause the spatiotem­ poral world to exist.

We need to make a distinction between the claim that the world is out

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THE CONTINGENCY OF LANGUAGE

there and the claim that truth is out there. To say that the world is out there, that it is not our creation, is to say, with common sense, that most things in space and time are the effects of causes which do not include human mental states. To say that truth is not out there is simply to say that where there are no sentences there is no truth, that sentences are elements of human languages, and that human languages are human

creations. Truth cannot be out there - cannot exist independently of the human-

mind - because sentences cannot so exist, or be out there. The world is out there, but descriptions of the world are not. Only descriptions of the world can be true or false . The world on its own - unaided by the describing activities of human beings - cannot.

The suggestion that truth, as well as the world, is out there is a legacy of an age in which the world was seen as the creation of a being who had a language of his own. If we cease to attempt to make sense of the idea of such a nonhuman language, we shall not be tempted to confuse the platitude that the world may cause us to be justified in believing a sen­ tence true with the claim that the world splits itself up, on its own initiative, into sentence-shaped chunks called "facts ." But if one clings to the notion of self-subsistent facts, it is easy to start capitalizing the word "truth" and treating it as something identical either with God or with the world as God's project. Then one will say, for example, that Truth is

great, and will prevail. This conflation is facilitated by confining attention to single sentences

as opposed to vocabularies. For we often let the world decide the com­ petition between alternative sentences (e.g., between "Red wins" and "Black wins" or between "The butler did it" and "The doctor did it"). In such cases, it is easy to run together the fact that the world contains the causes of our being justified in holding a belief with the claim that some nonlinguistic state of the world is itself an example of truth, or that some such state "makes a belief true" by "corresponding" to it. But it is not so easy when we turn from individual sentences to vocabularies as wholes. When we consider examples of alternative language games - the vocabu­ lary of ancient Athenian politics versus Jefferson's, the moral vocabulary of Saint Paul versus Freud's, the jargon of Newton versus that of Aristo­ tle, the idiom of Blake versus that of Dryden - it is difficult to think of the world as making one of these be((er than another, of the world as deciding between them. When the notion of "description of the world" is moved from the level of criterion-governed sentences within language games to language games as wholes, games which we do not choose between by reference to criteria, the idea that the world decides which descriptions are true can no longer be given a clear sense. It becomes

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hard to think that that vocabulary is somehow already out there in the world, waiting for us to discover it. Attention (of the SOrt fostered by intellectual historians like Thomas Kuhn and Quentin Skinner) to the vocabularies in which sentences are formulated, rather than to individual sentences, makes us realize, for example, that the fact that Newton's vocabulary lets us predict the world more easily than Aristotle's does not mean that the world speaks Newtonian.

The world does not speak. Only we do. The world can, once we have programmed ourselves with a language, cause us to hold beliefs. But it cannot propose a language for us to speak. Only other human beings can do that. The realization that the world does not tell us what language games to play should not, however, lead us to say that a decision about which to play is arbitrary, nor to say that it is the expression of something deep within us . The moral is not that objective criteria for choice of vocabulary are to be replaced with subjective criteria, reason with will or feeling. It is rather that the notions of criteria and choice (including that of "arbitrary" choice) are no longer in point when it comes to changes from one language game to another. Europe did not decide to accept the idiom of Romantic poetry, or of socialist politics, or of Galilean mechan­ ics. That sort of shift was no more an act of will than it was a result of argument. Rather, Europe gradually lost the habit of using certain words and gradually acquired the habit of using others.

As Kuhn argues in The Copernican R.evolution, we did not decide on the basis of some telescopic observations, or on the basis of anything else, that the earth was not the center of the universe, that macroscopic behav­ ior could be explained on the basis of microstructural motion, and that prediction and control should be the principal aim of scientific theoriz­ ing. Rather, after a hundred years of inconclusive muddle, the Europeans found themselves speaking in a way which took these interlocked theses for granted. Cultural change of this magnitude does not result from applying criteria (or from "arbitrary decision") any more than individuals become theists or atheists, or shift from one spouse or circle of friends to another, as a result either of applying criteria or of actes gratuits. We should not look within ourselves for criteria of decision in such matters any more than we should look to the world.

The temptation to look for criteria is a species of the more general temptation to think of the world, or the human self, as possessing an intrinsic nature, an essence. That is, it is the result of the temptation to privilege some one among the many languages in which we habitually describe the world or ourselves. As long as we think that there is some relation called "fitting the world" or "expressing the real nature of the self" which can be possessed or lacked by vocabularies-as-wholes, we

6

THE CONTINGENCY OF LANGUAGE

shall continue the traditional philosophical search for a criterion to tell us which vocabularies have this desirable feature . But if we could ever become reconciled to the idea that most of reality is indifferent to our descriptions of it, and that the human self is created by the use of a vocabulary rather than being adequately or inadequately expressed in a vocabulary, then we should at last have assimilated what was true in the Romantic idea that truth is made rather than found. What is true about this claim is just that languages are made rather than found, and that truth is a property of linguistic entities, of sentences. 1

I can sum up by redescribing what, in my view, the revolutionaries and poets of rwo centuries ago were getting at. What was glimpsed at the end) of the eighteenth century was that anything could be made to look good >t­ or bad, important or unimportant, useful or useless, by being re­ described. What Hegel describes as the process of spirit gradually be­ coming self-conscious of its intrinsic nature is better described as the process of European linguistic practices changing at a faster and faster rate. The phenomenon Hegel describes is that of more people offering more radical redescriptions of more things than ever before, of young people going through half a dozen spiritual gestalt-switches before reach­ ing adulthood. What the Romantics expressed as the claim that imagina­ tion, rather than reason, is the central human faculty was the realization that a talent for speaking differently, rather than for arguing well, is the r chief instrument of cultural change. What political utopians since the French Revolution have sensed is not that an enduring, substratal human nature has been suppressed or repressed by "unnatural" or "irrational" social institutions but rather that changing languages and other social practices may produce human beings of a sort that had never before existed. The German idealists, the French revolutionaries, and the Ro­ mantic poets had in common a dim sense that human beings whose language changed so that they no longer spoke of themselves as responsi­ ble to nonhuman powers would thereby become a new kind of human beings.

The difficulty faced by a philosopher who, like myself, is sympathetic

I have no criterion of individuation for distinct languages or vocabularies co offer, but I am not sure that we need one. Philosophers have used phrases like "in the language L" for a long time without worrying coo much about how one can tell where one natural language ends and another begins, nor about when "the scienrific vocabulary of the sixteenth century" ends and "rhe vocabulary of the New Science" begins . Roughly, a break of rhis sort occurs when we start using "rranslation" rarher than "explanarion" in talking about geographical or chronological differences . This will happen whenever we find it handy co starr mentioning words rather than using them - co highlight the difference between cwo sers of human practices by putting quotation marks around elements of those practices.

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2

CONTINGENCY

to this suggestion - one who thinks of himself as auxiliary to the poet rather than to the physicist - is to avoid hinting that this suggestion gets something right, that my sort of philosophy corresponds to the way things really are. For this talk of correspondence brings back just the idea my sort of philosopher wants to get rid of, the idea that the world or the self has an intrinsic nature. From our point of view, explaining the suc­ cess of science, or the desirability of political liberalism, by talk of "fit­ ting the world" or "expressing human nature" is like explaining why opium makes you sleepy by talking about its dormitive power. To say that Freud's vocabulary gets at the truth about human nature, or New­ ton's at the truth about the heavens, is not an explanation of anything . It is just an empty compliment - one traditionally paid to writers whose novel jargon we have found useful. To say that there is no such thing as intrinsic nature is not to say that the intrinsic nature of reality has turned out, surprisingly enough, to be extrinsic. It is to say that the term "intrin­ sic nature" is one which it would pay us not to use, an expression which has caused more trouble than it has been worth. To say that we should drop the idea of truth as out there waiting to be discovered is not to say that we have discovered that, out there, there is no truth. 2 It is to say that our purposes would be served best by ceasing to see truth as a deep matter, as a topic of philosophical interest, or "true" as a term which repays "analysis." "The nature of truth" is an unprofitable topic, resem­ bling in this respect "the nature of man" and "the nature of God," and differing from "the nature of the positron," and "the nature of Oedipal fixation ." But this claim about relative profitability, in turn, is just the recommendation that we in fact say little about these topics, and see how we get on.

On the view of philosophy which I am offering, philosophers should not be asked for arguments against, for example, the correspondence theory of truth or the idea of the "intrinsic nature of reality." The trouble with arguments against the use of a familiar and time-honored vocabulary is that they are expected to be phrased in that very vocabulary. They are expected to show that central elements in that vocabulary are "inconsis­ tent in their own terms" or that they "deconstruct themselves." But that can never be shown. Any argument to the effect that our familiar use of a familiar term is incoherent, or empty, or confused, or vague, or "merely

Nietzsche has caused a lot of confusion by inferring from "truth is not a matter of correspondence to reality" to "what we call 'truths' are just useful lies." The same confusion is occasionally found in Derrida, in the inference from "there is nO such reality as the metaphysicians have hoped to find" to "what we call 'real' is nOt really real." Such confusions make Nierzsche and Derrida liable to charges of self-referential inconsistency - to claiming to know what they themselves claim cannot be known.

8

THE CONTINGENCY OF LANGUAGE

metaphorical" is bound to be inconclusive and question-begging. For such use is, after all, the paridigm of coherent, meaningful, literal, speech . Such arguments are always parasitic upon, and abbreviations for, claims that a better vocabulary is available. Interesting philosophy is 1 rarely an examination of the pros and cons of a thesis. Usually it is, implicitly or explicitly, a contest between an entrenched vocabulary which has become a nuisance and a half-formed new vocabulary which

vaguely promises great things. The latter "method" of philosophy is the same as the "method" of

utopian politics or revolutionary science (as opposed to parliamentary politics, or normal science). The method is to redescribe lots and lots of \ things in new ways, until you have created a pattern of linguistic behavior \r which will tempt the rising generation to adopt it, thereby causing them to look for appropriate new forms of nonlinguistic behavior, for exam­ ple , the adoption of new scientific equipment or new social institutions. This sort of philosophy does not work piece by piece, analyzing concept after concept, or testing thesis after thesis . Rather, it works holistically and pragmatically. It says things like "try thin\<ing of it this way" - or more specifically, "try to ignore the apparently futile traditional ques­ tions by substituting the following new and possibly interesting ques­ tions." It does not pretend to have a better candidate for doing the same old things which we did when we spoke in the old way. Rather, it sug- \1 gests that we might want to stop doing those things and do something \\ else. But it does not argue for this suggestion on the basis of antecedent criteria common to the old and the new language games . For just insofar as the new language really is new, there will be no such criteria.

Conforming to my own precepts, I am not going to offer arguments against the vocabulary I want to replace. Instead, I am going to try to make the vocabulary I favor look attractive by showing how it may be used to describe a variety of topics. More specifically, in this chapter I shall be describing the work of Donald Davidson in philosophy of lan­ guage as a manifestation of a willingness to drop the idea of "intrinsic nature," a willingness to face up to the contingency of the language we use. In subsequent chapters, I shall try to show how a recognition of that contingency leads to a recognition of the contingency of conscience, and how both recognitions lead to a picture of intellectual and moral progress as a history of increasingly useful metaphors rather than of increasing

understanding of how things really are. I begin, in this first chapter, with the philosophy of language because I

want to spell out the consequences of my claims that only sentences can be true, and that human beings make truths by making languages in which to phrase sentences . I shall concentrate on the work of Davidson

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CONTINGENCY

because he is [he philosopher who has done mos[ [0 explore [hese consequences. 3 Davidson's [fea[mem of [rmh [ies in wi[h his [rea[mem of language learning and of me[aphor [0 form [he firs[ sys[ematic [rea[­ mem of language which breaks completely wi[h [he no [ion of language as something which can be adequate or inadequate [0 [he world or [0 [he self. For Davidson breaks wi[h [he no[ion [hac language is a medium - a medium ei[her of represema[ion or of expression.

I can explain wha[ I mean by a medium by noting [hac the [radi[ional pic[Ure of [he human si[Ua[ion has been one in which human beings are nO[ simply networks of beliefs and desires bm ra[her beings which have [hose beliefs and desires. The [radi[ional view is [hac there is a core self which can look a[, decide among, use, and express i[selfby means of, such beliefs and desires . Funher, [hese beliefs and desires are cri[icizable nor simply by reference [0 [heir ability [0 cohere wi[h\ one ano[her, bm by reference [0 some[hing ex[erior [0 [he network wi[hin which [hey are strands . Beliefs are, on [his accoum , cri[icizable because [hey fail w correspond w reali[y. Desires are cri[icizable because [hey fail [0 corre­ spond to [he essemial na[Ure of [he human self - because [hey are "irrational" or "unnamral." So we have a picmre of [he essemial core of [he self on one side of [his network of beliefs and desires, and reali[y on [he ocher side. In this picmre, the network is [he produc[ of an imerac[ion between [he twO, al[erna[ely expressing [he one and represeming the ocher. This is [he [radi[ional subjen-objec[ picmre which idealism [fied and failed [0 replace, and which Nie[zsche, Heidegger, Derrida, James, Dewey, Goodman, Sellars, Pumam, Davidson and others have cried [0 replace withom emangling [hemselves in [he idealis[s' paradoxes .

One phase of [his effon of replacemem consisted in an anempt to subs[im[e "language" for "mind" or "consciousness" as [he medium om of which beliefs and desires are cons[ruc[ed, [he third, media[ing , ele­ mem between self and world. This mrn wward language was [hough[ of as a progressive, namralizing move. Ie seemed so because i[ seemed easier w give a causal accoum of the evolmionary emergence of lan­ guage-using organisms [han of [he me[aphysical emergence of con­ sciousness om of nonconsciousness . Bm in i[self [his subs[im[ion is inef­ fective . For if we s[ick w [he pic[Ure of language as a medium, some[hing

3 -I should remark that Davidson canno t be held responsible fo r the interpretatio n l am purring on his views, nor for the furthe r views 1 extrapo late from his _ Fo r an extended statement of that interpretation, see my " Pragmatism, Davidso n and Truth ," in Ernest Lepo re, ed ., Truth and Interpretation: Perspectives on the Philosophy of Donald Davidson (Oxford : Blackwell, 1984). For Davidson's reaction to this interpre tacio n, see his "After-tho ughts" to "A Coherence Theory of Truth and Knowledge," in Alan Mal­ achowski, Reading R ony (Oxford: Blackwell, in press).

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THE CONTINGENCY OF LANGUAGE

s[anding between [he self and [he nonhuman reali[y wi[h which the self seeks [0 be in wuch, we have made no progress. We are s[ill using a subjec[-objen picmre, and we are s[ill smck with issues about skep­ [icism, idealism, and realism- For we are s[ill able w ask ques[ions abou[ language of [he same son we asked abou[ consciousness.

These are such ques[ions as: "Does [he medium between [he self and reali[y gee [hem [Oge[her or keep [hem apan ?" "Should we see the medium primarily as a medium of expression - of anicula[ing wha[ lies deep wi[hin [he self? Or should we see i[ as primarily a medium of represema[ion - showing [he self wha[ lies omside it ?" Idealis[ [heories of knowledge and Romamic no[ions of [he imagination can, alas , easily be transposed from [he jargon of "consciousness" imo [hat of " lan­ guage." Realistic and moralis[ic reac[ions [0 such [heories can be [fans­ posed equall y easil y. So [he seesaw banles between romamicism and moralism, and between idealism and realism, will cominue as long as one thinks [here is a hope of making sense of [he ques[ion of whether a given language is "adequa[e" [0 a task - ei[her [he [ask of properly expressing [he namre of [he human species, or the [ask of properl y represeming [he suucmre of nonhuman reali[y .

We need [0 gee off [his seesaw. Davidson helps us do so. For he does nor view language as a medium for ei[her expression or represema[ion . So he is able [0 set aside [he idea that boch [he self and reali[y have imrinsic namres , namres which are our [here waiting [0 be known . Davidson's view of language is nei[her red unionist nor expansionist. Ie does not, as analy[ical philosophers sometimes have, purpon w give redunive defini[ions of semamical notions like "[ruth" or "imen­ [ionality" or "reference." Nor does i[ resemble Heidegger's anemp[ [0 make language in[O a kind of divini[y, some[hing of which human beings are mere emana[ions. As Derrida has warned us, such an apotheosis of language is merely a [ransposed version of [he idealis[s' apotheosis of

conscIOusness. In avoiding bo[h reductionism and expansionism, Davidson resembles

Wingens[ein. Bo[h philosophers [rear al[erna[ive vocabularies as more like al[erna[ive [Ools than like bi[s of a jigsaw puzzle . To [reat them as pieces of a puzzle is [0 assume [hac all vocabularies are dispensable, or reducible [0 ocher vocabularies, or capable of being uni[ed with all ocher vocabularies in one grand unified super vocabulary. If we avoid this assump[ion, we shall nOt be inclined [0 ask questions like "Wha[ is [he place of consciousness in a world of molecules )" " Are colors more mind­ dependem [han weigh[s?" "Wha[ is [he place of value in a world of fac[?" "Wha[ is [he place of imemionality in a world of causa[ion ?" "Wha[ is [he rela[ion between [he solid [able of common sense and [he unsolid [able

I I

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of microphysics?" or "What is the relation of language to thought?" We should not try to answer such questions, for doing so leads either to the evident failures of reductionism or to the shore-lived successes of expan­ sionism. We should restrict ourselves to questions like "Does our use of these words get in the way of our use of those other words?" This is a question about whether our use of tools is inefficient, not a question about whether our beliefs are contradictory.

"Merely philosophical" questions, like Eddington's question about the J two tables, are attempts to stir up a factitious theoretical quarrel between \ vocabularies which have proved capable of peaceful coexistence. The

questions I have recited above are all cases in which philosophers have .&y~n their subj~c~£~ !!ameE.Y seeing difficulties nobody else see~ But this is not to say that vocabularies never do get in the way of each other. On the contrary, revolutionary achievements in the ares, in the sciences, and in moral and political thought typically occur when some­ body realizes that two or more of our vocabularies are interfering with each other, and proceeds to invent a new vocabulary co replace both. For example, the traditional Aristotelian vocabulary got in the way of the mathematized vocabulary that was being developed in the sixteenth cen­ tury by students of mechanics. Again, young German theology students of the late eighteenth century - like Hegel and Holderlin - found that the vocabulary in which they worshiped Jesus was getting in the way of the vocabulary in which they worshiped the Greeks. Yet again, the use of Rossetti-like tropes got in the way of the early Yeats's use of Blakean tropes.

The gradual trial-and-error creation of a new, third, vocabulary - the sOrt of vocabulary developed by people like Galileo, Hegel, or the later Yeats - is not a discovery about how old vocabularies fit together. That is why it cannot be reached by an inferential process - by starting with premises formulated in the old vocabularies. Such creations are not the result of successfully fitting together pieces of a puzzle. They are not discoveries of a reality behind the appearances, of an undistorted view of the whole picture with which to replace myopic views of its parts. The proper analogy is with the invention of new tools to take the place of old tools. To come up with such a vocabulary is more like discarding the lever and the chock because one has envisaged thepully, or like discard­ ing gesso and tempera because one has now figured out how to size canvas properly.

This Wittgensteinian analogy between vocabularies and cools has one obvious drawback. The craftsman typically knows what job he needs to do before picking or inventing tools with which to do it. By contrast, someone like Galileo, Yeats, or Hegel (a "poet" in my wide sense of the

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THE CONTINGENCY OF LANGUAGE

term - the sense of "one who makes things new") is typically unable to make clear exactly what it is that he wants to do before developing the language in which he succeeds in doing it. His new vocabulary makes possible, for the first time, a formulation of its own purpose. Ie is a tool for doing something which could not have been envisaged prior to the development of a particular set of descriptions, those which it itself helps to provide. But I shall, for the moment, ignore this disanalogy. I want simply to remark that the contrast between the jigsaw-puzzle and the "tool" models of alternative vocabularies reflects the contrast between ­ in Nietzsche's slightly misleading terms - the will to truth and the will to self-overcoming. Both are expressions of the contrast between the at­ tempt to represent or express something that was already there and the attempt to make something that never had been dreamed of before.

Davidson spells out the implications of Wittgenstein's treatment of vocabularies as tools by raising explicit doubts about the assumptions underlying traditional pre-Wittgensteinian accounts of language. These accounts have taken for granted that questions like "Is the language we are presently using the 'right' language - is it adequate to its task as a medium of expression or representation?" "Is our language a transparent or an opaque medium?" make sense. Such questions assume there are relations such as "fitting the world" or "being faithful to the true nature of the self' in which language might stand to nonlanguage. This assump­ tion goes along with the assumption that "our language" - the language we speak now, the vocabulary at the disposal of educated inhabitants of the twentieth cenrury - is somehow a unity, a third thing which stands in some determinate relation with twO other unities - the self and reality. Both assumptions are natural enough, once we accept the idea that there are nonlinguistic things called "meanings" which it is the task of language to express, as well as the idea that there are nonlinguistic things called "facts" which it is the task of language to represent. Both ideas enshrine the notion of language as medium.

Davidson's polemics against the traditional philosophical uses of the terms "fact" and "meaning," and against what he calls "the scheme­ content model" of thought and inquiry, are parts of a larger polemic against the idea that there is a fixed task for language co perform, and an entity called "language" or "the language" or "our language" which may or may not be performing this task efficiently. Davidson's doubt that there is any such entity parallels Gilbert Ryle's and Daniel Dennett's doubts about whether there is anything called "the mind" or "conscious­ ness."4 Both sets of doubts are doubts about the utility of the notion of a

4 For an eiaborarion of rhese doubrs, see my "Conremporary Philosophy of Mind,"

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medium between the self and reality - the sOrt of medium which realists see as transparent and skeptics as opaque.

In a recent paper, nicely entitled "A Nice Derangement of Epitaphs,"5 Davidson tries to undermine the notion of languages as entities by devel­ oping the notion of what he calls "a passing theQry" about the noises and inscriptions presently being produced by a fellow human. Think of such a theory as part of a larger "passing theory" about this person's total behavior - a set of guesses about what she will do under what conditions. Such a theory is "passing" because it must constantly be corrected to allow for mumbles, stumbles, malapropisms, metaphors, tics, seizures, psychotic symptoms, egregious stupidity, strokes of genius, and the like. To make things easier, imagine that I am forming such a theory about the current behavior of a native of an exotic culture into which I have unex­ pectedly parachuted. This strange person, who presumably finds me equally strange, will simultaneously be busy forming a theory about my behavior. If we ever succeed in communicating easily and happily, it will be because her guesses about what I am going to do next, including what noises I am going to make next, and my own expectations about what I shall do or say under certain circumstances, come more or less to coin­ cide, and because the converse is also true. She and I are coping with each other as we might cope with mangoes or boa constrictors - we are trying not to be taken by surprise. To say that we come to speak the same language is to say, as Davidson putS it, that "we tend to converge on passing theories." Davidson's point is that all "two people need, if they are to understand one another through speech, is the ability to converge on passing theories from utterance to utterance."

Davidson's account of linguistic communication dispenses with the picture of language as a third thing intervening between self and reality, and of different languages as barriers between persons or cultures. To say that one's previous language was inappropriate for dealing with some segment of the world (for example, the starry heavens above, or the raging passions within) is just to say that one is now, having learned a new language, able to handle that segment more easily. To say that two communities have trouble getting along because the words they use are so hard to translate into each other is juSt to say that the linguistic behavior of inhabitants of one community may, like the rest of their behavior, be hard for inhabitants of the other community to predict. As Davidson puts it,

Synthese 53 (I982): 332-348. For Dennen's doubrs abour my interprerations of his views , see his "Comments on Rorry," pp. 348 -354.

5 This essay can be found in Lepore, ed., Truth and Interpretation.

I4

THE CONTINGENCY OF LANGUAGE

We should realize that we have abandoned not only the ordinary notion of a language, but we have erased the boundary berween knowing a language and knowing our way around the world generally. For there are no rules for arriving at passing theories that work.... There is no more chance of regularizing, or teaching, this process than there is of regularizing or teaching the process of creating new theories to cope with new data - for that is what this process involves....

There is no such thing as a language, not if a language is anything like what philosophers, at least, have supposed . There is therefore no such thing to be learned or mastered . We must give up the idea of a clearly defined shared structure which language users master and then apply to cases ... We should give up the attempt to illuminate how we communicate by appeal to conventions. 6

This line of thought about language is analogous to the Ryle-Dennett view that when we use a mentalistic terminology we are simply using an efficient vocabulary - the vocabulary characteristic of what Dennen calls the "intentional stance" - to predict what an organism is likely to do or say under various sets of circumstances. Davidson is a nonreductive behaviorist about language in the same way that Ryle was a nonreductive behaviorist about mind. Neither has any desire to give equivalents in Behaviorese for talk about beliefs or about reference. But both are saying: Think of the term "mind" or "language" not as the name of a medium between self and reality but simply as a flag which signals the desirability of using a certain vocabulary when trying to cope with certain kinds of organisms. To say that a given organism - or, for that matter, a­ given machine - has a mind is just to say that, for some purposes, it will pay to think of it as having beliefs and desires. To say that it is a language user is just to say that pairing off the marks and noises it makes with those we make will prove a useful tactic in predicting and controlling its future behavior.

This Wittgensteinian attitude, developed by Ryle and Dennett for minds and by Davidson for languages, naturalizes mind and language by making all questions about the relation of either to the rest of universe causal ~ as opposed to questions about adequacy of representa­

c ionor expression. It makes perfectly good sense to ask how we got from the relative mindlessness of the monkey to the full-fledged minded ness of the human, or from speaking Neanderthal to speaking postmodern, if these are construed as straightforward causal questions. In the former case the answer takes us off into neurology and thence into evolutionary

6 "A Nice Derangement of Epiraphs," in Lepore, ed., Truth and Interpretation , p. 446. I raJics added.

15

7

CONTINGENCY

biology. Bur in the latter case it takes us into intellectual history viewed as the history of metaphor. For my purposes in this book, it is the latter which is important. So I shall spend the rest of this chapter sketching an aCCOUnt of intellectual and moral progress which squares with Davidson's account of language.

To see the history of language, and thus of the arts, the sciences, and the moral sense, as the history of metaphor is to drop the picture of the human mind, or human languages, becoming better and better suited co the purposes for which God or Nature designed them, for example, able to express more and more meanings or to represent more and more facts. The idea that language has a purpose goes once the idea of lan­ guage as medium goes. A culture which renounced both ideas would be the triumph of those tendencies in modern thought which began two hundred years ago, the tendencies common to German idealism, Roman­ tic poetry, and utopian politics.

A nonteleological view of intellectual history, including the history of science, does for the theory of culture what the Mendelian, mechanistic, account of natural selection did for evolutionary theory. Mendel let us see mind as something which just happened rather than as something which was the point of the whole process. Davidson lets us think of the history of language, and thus of culture, as Darwin taught us to think of the history of a coral reef. Old metaphors are constantly dying off into literalness, and then serving as a platform and foil for new metaphors. This analogy lets us think of "our language" - that is, of the science and culture of twentieth-century Europe - as something that took shape as a result of a great number of sheer contingencies. Our language and our culture are as much a contingency, as much a result of thousands of small mutations finding niches (and millions of others finding no niches), as are the orchids and the anthropoids.

To accept this analogy, we must follow Mary Hesse in thinking of scientific revolutions as "metaphoric redescriptions" of nature rather than insights into the intrinsic nature of nature'? Further, we must resist the temptation to think that the redescriptions of reality offered by contemporary physical or biological science are somehow closer to "the things themselves," less "mind-dependent," than the redescriptions of history offered by contemporary culture criticism. We need to see the constellations of causal forces which produced talk of DNA or of the Big Bang as of a piece with the causal forces which produced talk of "secu-

See "The Explanatory Function of Metaphor," in Hesse, Revolutions and Reconstructions in the Philosophy of Science (Bloomington: Indiana University Press, 1980).

r6

THE CONTINGENCY OF LANGUAGE

larization" or of "late capitalism."s These various constellations are the random factors which have made some things subjects of conversation for us and others not, have made some projects and not others possible and important.

I can develop the contrast between the idea that the history of culture has a telos - such as the discovery of truth, or the emancipation of humanity - and the Nietzschean and Davidsonian picture which I am sketching by noting that the latter picture is compatible with a bleakly mechanical description of the relation between human beings and the rest of the universe. For genuine novelty can, after all, occur in a world of blind, contingent, mechanical forces. Think of novelty as the SOrt of thing which happens when, for example, a cosmic ray scrambles the atoms in a DNA molecule, thus sending things off in the direction of the orchids or the anthropoids. The orchids, when their time came, were no less novel or marvelous for the sheer contingency of this necessary con­ dition of their existence. Analogously, for all we know, or should care, Ariscotle's metaphorical use of ousia, Saint Paul's metaphorical use of agape, and Newton's metaphorical use of gravitas, were the results of cosmic rays scrambling the fine structure of some crucial neurons in their respective brains. Or, more plausibly, they were the result of some odd episodes in infancy - some obsessional kinks left in these brains by idiosyncratic traumata. It hardly matters how the trick was done. The results were marvelous . There had never been such things before.

This account of intellectual history chimes with Nietzsche's definition of "truth" as "a mobile army of metaphors." It also chimes with the description I offered earlier of people like Galileo and Hegel and Yeats, people in whose minds new vocabularies developed, thereby equipping them with cools for doing things which could not even have been en­ visaged before these tools were available. But in order co accept this picture, we need to see the distinction between the literal and the meta­ phorical in the way Davidson sees it: not as a distinction between two SOrts of meaning, nor as a distinction between two sorts of interpretation, but as a distinction between familiar and unfamiliar uses of noises and marks. The literal uses of noises and marks are the uses we can handle by our old theories about what people will say under various conditions. Their metaphorical use is the sort which makes us get busy developing a new theory.

8 This coalescence is resisted in Bernard Williams's discussion of Davidson's and my views in chap. 6 of his Ethics and the Limits of Philosophy (Cambridge, Mass .: Harvard University Press, 1985). For a partial reply to Will.iams, see my "Is Natural Science a Natural Kind)" in Ernan McMullin, ed., Comtruction and Constraint: The Shaping of Scientific Rationality (Notre Dame, Ind.: University of Notre Dame Press, 1988).

17

9

CONTINGENCY

Davidson purs this point by saying that one should not think of meta­ phorical expressions as having meanings distinct from their literal ones.

'" I[TO have a meaning is to have a place in a language game. Metaphors, by definition, do not. Davidson denies, in his words, "the thesis that associ­ ated with a metaphor is a cognitive content that its author wishes to convey and that the interpreter must grasp if he is to get the message."9 In his view, tossing a metaphor into a conversation is like suddenly breaking off the conversation long enough to make a face, or pulling a photograph out of your pocket and displaying it, or pointing at a feature of the surroundings, or slapping your interlocutor's face, or kissing him. Tossing a metaphor into a text is like using italics, or illustrations, or odd punctuation or formats.

All these are ways of producing effects on your interlocutor or your reader, but not ways of conveying a message. To none of these is it appropriate to respond with "What exactly are you trying to say?" If one had wanted to say something - if one had wanted to utter a sentence with a meaning - one would presumably have done so. But instead one thought that one's aim could be better carried out by other means. That one uses familiar words in unfamiliar ways - rather than slaps, kisses, pictures, gestures, or grimaces - does not show that what one said must have a meaning. An attempt to state that meaning would be an attempt to find some familiar (that is, literal) use of words - some sentence which already had a place in the language game - and, to claim that one might just as well have that. But the unparaphrasability of metaphor is just the unsuitability of any such familiar sentence for one's purpose.

Uttering a sentence without a fixed place in a language game is, as the positivists rightly have said , to utter something which is neither true nor false - something which is not, in Ian Hacking's terms, a "truth-value candidate." This is because it is a sentence which one cannot confirm or disconfirm, argue for or against. One can only savor it or spit it out. But this is not to say that it may not, in time , become a trut h-value cana idate. If it is savored rather than spat out, the sentence may be repeated, caught up, bandied about. Then it will gradually require a habitual use, a familiar place in the language game. It will thereby have ceased to be a metaphor - or, if you like, it will have become what most sentences of our language are, a dead metaphor. It will be just one more , literally true or literally false, sentenc1 of the language. That is to say, our theories about the linguistic behavior of our fellows will suffice to let us cope with its

Davidso n, "What Metaphors Mean ," in his inqu,iries into Truth and interpretation (Ox­ ford University Press, 1984), p. 262.

18

THE CONTINGENCY OF LANGUAGE

utterance in the same unthinking way in which we cope with most of their other utterances.

The Davidsonian claim that metaphors do not have meanings may seem like a typical philosopher's quibble, but it is not. 10 It is part of an attempt to get us to StOP thinking of language as a medium . This, in turn, is part of a larger attempt to get rid of the traditional philosophical picture of what it is to be human. The importance of Davidson's point can perhaps best be seen by contrasting his treatment of metaphor with those of the Platonist and the positivist on the one hand and the Romantic on the other. The Platonist and the positivist share a reductionist view of meta­ phor: They think metaphors are either paraphrasable or useless for the one serious purpose which language has, namely, representing reality. By contrast, the Romantic has an expansionist view: He thinks metaphor is strange, mystic, wonderful. Romantics attribute metaphor to a mysterious faculty called the "imagination," a faculty they suppose to be at the very center of the self, the deep heart's core . Whereas the metaphorical looks irrelevant to Platonists and positivists, the literal looks irrelevant to Romantics. For the former think that the point of language is to represent a hidden reality which lies outside us, and the latter thinks its purpose is to express a hidden reality which lies within us .

Positivist history of culture thus sees language as gradually shaping itself around the contours of the physical world. Romantic history of culture sees language as gradually bringing Spirit to self-consciousness. Nietzschean history of culture, and Davidsonian philosophy of language , see language as we now see evolution, as new forms of life constantly killing off old forms - not to accomplish a higher purpose, but blindly. Whereas the positivist sees Galileo as making a discovery - finally com­ ing up with the words which were needed to fit the world properly, words Aristotle missed - the Davidsonian sees him as having hit upon a tool which happened to work better for certain purposes than any pre­ vious tool. Once we found out what could be done with a Galilean vocabulary, nobody was much interested in doing the things which used to be done (and which Thomists thought should still be done ) with an Aristotelian vocabulary.

Similarly, whereas the Romantic sees Yeats as having gotten at some­ thing which nobody had previously gotten at, expressed something which had long been yearning for expression, the Davidsonian sees him as having hit upon some tools which enabled him to write poems which

1 0 For a furrher defense of Davidso n against the charge of quibbling, and vari o us other charg es, see my " Unfamiliar Noises : Hesse and Davidson on Metapho r," Proceedings of the Aristotelian Society, supplementary vo l. 61 ( 1987): 28 3- 29 6.

19

CONTINGENCY

were not just variations on the poems of his precursors. Once we had Yeats's later poems in hand, we were less interested in reading Rossetti's. What goes for revolutionary, strong scientists and poets goes also for strong philosophers - people like Hegel and Davidson, the sort of phi­ losophers who are interested in dissolving inherited problems rather than in solving them. In this view~titut!ng dialectic for demonstra­ tion as the method~philosophy, or getting rid of the correspondence theory of truth , is not a discovery about the nature of a preexistent entity called "philosophy" or "truth." It is changing the way we talk, and there­ by changing what we want ro do and what we think we are.

But in a Nietzschean view, one which drops the reality-appearance distinction, to change how we talk is ro change what, for our own pur­ poses, we are. To say, with Nietzsche, that God is dead, is ro say that we serve no higher purposes. The Nietzschean substitution of self-creation for discovery substitutes a picture of the hungry generations treading each other down for a picture of humanity approaching closer and closer ro the light. A culture in which Nietzschean metaphors were literalized would be one which rook for granted that philosophical problems are as temporary as poetic problems, that there are no problems which bind the generations rogether inro a single natural kind called "humanity." A

( sense of human history as the history of successive metaphors would let ( us see the poet, in the generic sense of the maker of new words, the ( shaper of new languages, as the vanguard of the species.

I shall try to develop this last point in Chapters 2 and 3 in terms of Harold Bloom's notion of the "strong poet." But I shall end this first chapter by going back ro the claim, which has been central to what I have been saying, that the world does not provide us with any criterion of Choice between alternative metaphors , that we can only compare lan­ guages or metaphors with one another, not with something beyond lan­

~., guage called "fact." I The only way ro argue for this claim is ro do what philosophers like

Goodman, Putnam, and Davidson have done: exhibit the sterility of attempts to give a sense ro phrases like "the way the world is" or "fitting the facts." Such efforts can be supplemented by the work of philosophers of science such as Kuhn and Hesse. These philosophers explain why there is no way ro explain the fact that a Galilean vocabulary enables us ro make better predictions than an Aristotelian vocabulary by the claim that the book of nature is written in the language of mathematics.

These SOrtS of arguments by philosophers of language and of science should be seen against the backg~ound of the work of intellectual histo­ rians : hisrorians who, like Hans Blumenberg, have tried ro trace the

20

THE CONTINGENCY OF LANGUAGE

similarities and dissimilarities between the Age of Faith and the Age of Reason. II These hisrorians have made the point I mentioned earlier: The very idea that the world or the self has an intrinsic nature - one which the physicist or the poet may have glimpsed - is a remnant of the idea that the world is a divine creation, the work of someone who had some­ thing in mind, who Himself spoke some language in which He described His own project. Only if we have some such picture in mind, some picture of the universe as either itself a person or as created by a person, can we make sense of the idea that the world has an "intrinsic nature." For the cash value of that phrase is just that some vocabularies are better representations of the world than others, as opposed ro being better rools for dealing with the world for one or another purpose .

To drop the idea of languages as representations, and ro be thoroughly Wittgensteinian in our approach to language, would be to de-divinize the world. Only if we do that can we fully accept the argument I offered earlier - the argument that since truth is a property of sentences, since sentences are dependent for their existence upon vocabularies, and since vocabularies are made by human beings, so are truths. For as long as we think that "the world " names something we ought ro respect as well as cope with, something personlike in that it has a preferred description of itself, we shall insist that any philosophical account of truth save the "intuition" that truth is "out there." This institution amounts to the vague sense that it would be hybris on our part to abandon the traditional language of " respect for fact" and "objectivity" - that it would be risky, and blasphemous, not to see the scientist (or the philosopher, or the poet, or somebody) as having a priestly function , as putting us in rouch with a realm which transcends the human .

On the view I am suggesting, the claim that an "adequate" philosophical doctrine must make room for our intuitions is a reactionary slogan, one which begs the question at hand . 1 2 For it is essential ro my view that we have no prelinguistic consciousness ro which language needs ro be ade­ quate, no deep sense of how things are which it is the duty of philosophers to spell out in language . What is described as such a consciousness is simply a disposition to use the language of our ancestors, to worship the corpses of their metaphors. Unless we suffer from what Derrida calls

II See Han s Blumenberg , The Legitimacy of the M odern A ge, rrans . R o bert Wallace (Cambridge , Mass.: MIT Press , 1982 ).

[ 2 For an application of rhis dictum [Q a particular case, see my discussi o n of rhe appeals [Q intuirion fo und in Thomas Nagel' s view o f "subjecriviry" and in J o hn Searle's docrrine of "intrinsic intenrionaliry," in "Co ntemporary Philosoph y of Mind ." Fo r furrher criricisms of borh, criricisms which harmo nize wirh my own, see D aniel Den­ nelf, "Setring Off on rhe R.ighr FoOl" and "Evo lurion , Error, and Intentionaliry ," in Dennetr, in T he Intentional Stance (Cambridge, Mass.: MIT Press, [ 98 7)·

21

CONTINGENCY

"Heideggerian noscalgia," we shall nO( chink of our "intuicions" as more chan placicudes, more chan che habicual use of a certain repertoire of cerms, more chan old cools which as yec have no replacements.

I can crudely sum up che scory which hiscorians like Blumenberg cel! by saying chac once upon a cime we felc a need co worship someching which lay beyond che visible world. Beginning in che seventeenth cen~ wry we cried co subscicuce a love of cruch for a love of God, creacing che world described by science as a quasi divinicy. Beginning ac che end of che eighceenth cencury we cried co subsciwce a love of ourselves for a love of scientific cruch, a worship of our own deep spiriwal or poecic nacure, creaced as one more quasi divinicy.

The line of choughc common co Blumenberg, Nieczsche, Freud, and Davidson suggescs chac we cry co gec co che point where we no longer worship anything, where we creac nothing as a quasi divinicy, where we creac everything - our language, our conscience, our communicy - as a producc of cime and chance. To reach chis point would be, in Freud's words, co "creac chance as worthy of determining our face." In the next chapter I claim chat Freud, Nietzsche, and Bloom do for our conscience what Witcgenstein and Davidson do for our language, namely, exhibit its sheer contingency.

22

2

The contingency of selfbood

As I was starting co write on the copic of this chapter, I came across a poem by Philip Larkin which helped me pin down whac I wanted co say . Here is che lasc part of ic:

And once you have walked the length of your mind, what You command is as clear as a lading-list Anything else must nor, for you, be thought

To exist. And what's the profit? Only that, in time We half-identify the blind impress All our behavings bear, may trace it home.

But to confess, On that green evening when our death begins, Just whac it was, is hardly satisfying, Since it applied only to one man once,

And that man dying.

This poem discusses che fear of dying, of excinccion, co which Larkin confessed in interviews. Buc "fear of excinccion" is an unhelpful phrase. There is no such ching as fear of inexiscence as such, buc only fear of some concrece loss. "Deach" and "nochingness" are equally resounding, equally empcy cerms. To say one fears eicher is as clumsy as Epicurus's atcempc co say why one should nO( fear chern . Epicurus said, "When I am, deach is noc, and when deach is, I am noc"; thus exchanging one vacuicy for anocher. For che word "I" is as hollow as che word "deach." To unpack such words, one has co fill in che decails abouc che I in quescion, specify precisely whac ic is chac will noc be, make one's fear concrece .

Larkin's poem suggescs a way of unpacking whac Larkin feared. Whac he fears will be excinguished is his idiosyncracic lading-list, his individual sense of whac was possible and important. Thac is whac made his I differ- \ ent from all che ocher 1's. To lose thac difference is, I cake ic, what any poec - any maker, anyone who hopes co creace someching new - fears. Anyone who spends his life crying co formulace a novel answer co che quescion of whac is possible and importanc fears che excinccion of chac answer.

Buc chis does noc mean simply thac one fears chac one's works will be

23

week6 Confidence, Skepticism, and Contingency/Schumacher Parametricism.pdf

ZAHA RADm ARCHITECTS, BEUING

CENTRAL BUSINESS DISTRICT COM­

PETITION PROPOSAL, 2010. STUDIES

OF FORMAL MUTATIONS. ALL IMAGES

COURTESY ZAHA RADIO ARCHITECTS.

Patri!? Schumacher

Editor's Note: This text is excerpted from a lecture Patri!? Schumacher gave in Los Angeles at SCI-Arc in September 2010.

Pararnetricisrn And the Autopoiesis Of Architecture

It's great to be at SCI-Arc. I had two great days to see what's going on here, and I think what I have to say speaks, to a certain extent, critically to what is going on here. The lecture is a variation on a lecture I have been giving this year. I've added an element that relates to my forthcoming book, The Autopoiesis ofArchitecture, which is an attempt to create a comprehensive and unified theory of architecture, and which features parametricism as the last chapter of volume two. The argument is that parametric ism continues the autopoiesis of architecture, which is the self-referential, closed system of communications that constitutes architecture as a discourse in contemporary society. The book is in two volumes. Volume one, a new framework for architecture, is coming out in December [released December 7,2010] and then a new agenda for architecture appears in volume two, probably four to six months later. It is difficult to summarize, but just to raise a bit of curiosity about this, I will make an argument for a comprehensive unified theory is of interest.

A comprehensive unified theory of and for architecture is important if you are trying to lead 400 architects across a multiplicity of projects, touching all aspects and components of contemporary architecture in terms of programmatic agendas and at all scales. With a unified theory one is better prepared to manage the different designs, designers, and approaches that run in different directions, fight each other, contradict each other, and stand in each other's way. I am also teaching at a number of schools, the Architectural Association Design Research Laboratory [AA DRL] being one of them, an expanding group that is now 150 to 160 students. Here again there is an issue in trying to converge efforts so that people don't trip over each other and get in each other's way. The need for a unified theory is first of all to eliminate contradic­ tions within one's own efforts - so one doesn't stand in one's own way all the time. If you go around from jury to jury, from project to project, you one thing here, another thing there, and further ideas come to mind; by the third occasion

63

you might be saying and doing things that don't gel, don't cohere. You might be developing ideas about architecture's societal function. You might be concerned with what is architecture, what is not architecture, to demarcate against art, engineering, etc. You might think of yourself as pan of something like an avant-garde and try to develop a theory of the avant-garde. Or think about design media, the role of media theory; about design processes and design process theory. You wonder about aesthetic values and whether the notion of beauty is still relevant. Or you try to develop a theory of beauty, an aesthetic theory. And you're concerned with phenomenology. Then there's perception - how do you perceive space, subjects in space? Then it goes on. The concept of style: Is it still relevant? Then you try to develop a theory of style. You try to read the history of architecture in a cer­ tain fashion ... and you do all this to position yourself with respect to contemporary architecture. These are the compo­ nents that different authors, different thinkers, might un­ dertake and spend half their careers on. Some of us might do two or three of these. At a certain stage it makes sense to ask whether these things can be brought into a coherent system of ideas where they forge a kind of trajectory that has to do with guiding practice. You can only lead a coherent practice with a deep and comprehensive theory.

No one has attempted a unified theory for architecture since Le Corbusier, and perhaps the book The International Sryie, and perhaps the work of Christian Norberg-Schultz. But for a long time it has been nearly taboo even to start thinking about such an idea. I find it very interesting that the concept of style, like the International Style, returned after it had been abandoned by most of the early modernists. Modernism - the International Style - dominated the trans­ formation of our built environment for 50 years and gener­ ated an unprecedented level of material freedom and plenty, aligned, of course, with the growth of industrial civilization. In the 1970s it became clear that the principles and values that had defined modern architecture for half a century were no longer the principles and values through which architecture could facilitate the further progress of world civilization. Modernism experienced a massive crisis, was abandoned. Everything had to be questioned, rethought, which led to free rein, freewheeling, browsing, and brainstorming. This also brought forth a new cast of characters, a sense of pluralism, and a sense that all systems (grand narratives) are bankrupt. That doesn't mean that aU attempts to cohere a unified theory are to be dismissed forever. After a period of questioning,

brainstorming, and freewheeling experimentation, new pro­ visional conclusions must be drawn, decisions must be made on how to move a project forward in a clear way. The neces­ sity of this cannot be denied.

So, to raise some curiosity about this idea, let me discuss the chapter structure of volume one. After the introduction there is a chapter on architecture theory, which is put for­ ward as an important, necessary component of architecture. It actually marks the inception and origin of architecture with Alberti 500 years ago in the early Renaissance. That's where I say architecture starts. Everything before that was not architecture, it was some form of traditional building. Most of the book is an attempt to observe architecture and its communication structures, key principles, distinctions, methods, practices. It's a comprehensive discourse analysis of the discipline, and from that develops a normative agenda of selecting, or filtering out, the pertinent tendencies, the permanent communication structures, and the variable communication structures that have been evolving. All this is elaborated in order to forge a statement and position on how to move forward. To make this more digestible I extract poignant theses from the theory, and I will just read a few.

Thesis one is that the phenomenon of architecture can be most adequately grasped if it is analyzed as an autonomous network or auto poetic system of communications. So I am not talking about architecture as simply a collection of build­ ings. I'm not talking about it as a profession or a practice. I'm not talking about it only as an academic discipline. Rather, I am concerned with how all of these activities are joined to­ gether to create a system of communications.

Thesis four states there is no architecture without theory. Thesis six contains the notion that resolute autonomy, or what I call self-referential closure, is a prerequisite of archi­ tecture's effectiveness in an increasingly complex and dy­ namic social environment. The notion of a self-enclosed autonomy of the discipline means that we as architects, and as a discourse as a whole, need to define the purposes that guide us, the conceptual structures and modes of arguments that are legitimate and meaningful to us, the tasks to focus on and how to pursue them. The kind of network of communi­ cations that we constitute determines this. In contemporary society there is no other authority we can appeal to which would instruct architecture with respect to the built envi­ ronment and its evolution. Neither politics, nor clients, nor science, nor morality. We have the burden as a collective to determine the way forward. That's what I mean by autonomy

64 Winter 2011 65

- the autonomy to adapt to an environment and to stay rel­ evant in it. And that is not

I also discovered that only by differentiating the avant­ garde as a specific subsystem can contemporary architecture actively participate in the evolution of I believe that institutions like SCI-Arc and the AA, which seem to be one step removed from the burdens of state-of-the-art solutions here and now, are a condition for archi­ tecture to rethink and upgrade itself continuously.

Thesis ten suggests that in a society without a control center, architecture must regulate itself and maintain its own mechanisms of evolution in order to remain adaptable in an ecology of evolving societal subsystems. These subsystems constitute society according to the notion of society underly­ ing this discourse. There can be no external determination imposed upon architecture, neither by political bodies nor by paying clients, except in the negative, trivial sense of disrup­ tion. Yes, they can stop your project. Maybe they can clamp down and deny permission, but they obviously cannot con­ structively intervene. The same occurs with other so-called subsystems of society, like the legal system, science, the arts, etc. They are all self-regulating discourses.

Thesis 16 suggests that avant-garde styles are designed research programs. IfI talk about style or use the concept of style I am not necessarily alluding to all its connotations. I am making an effort to redefine style as a valid category of contemporary discourse, because to just let it drop to the side would be an impoverishment of contemporary discourse. The notion of style is one of the few ideas that is meaningful beyond the confines of architectural discourse. For the world at large it's the primary category of understanding architec­ ture, and we need to engage with that. All avant-garde styles are design research programs. They begin as progressive design research programs, and parametricism is now in that phase. They mature to become productive dogmas, which happened with modernism. And there is productivity in the ability to routinize insights for rapid dissemination and ex­ ecution. And obviously all styles end up as degenerate dogmas. That is their trajectory.

Thesis 17: Aesthetic values encapsulate a condensed collective within useful dogmas. Their inherent inertia implies that values progress via revolution rather than evolution. Aesthetic values obviously shift with historical progress. You need to relearn your aesthetic sensibilities to

for moral sensibilities. I am arguing, for instance, that mini­ malist sensibilities have to be fought and suppressed because they don't allow you to adapt to contemporary life.

Thesis 19: Architecture depends on its medium enor­ mously. Parametricism is also a product of the development of the medium of architecture. Architectural communication is happening primarily within the medium of the drawing, becoming the digital model, becoming the parametric model, and the network of scripts. Architecture depends on its me­ dium in the same way the economy depends on money and politics depends on power. These specialized media sustain a new plane of communication that depends on the of the medium, which remains able to inflationary tendencies. If you overdo make-believe

reality, there is a but without this

comoel1lng medium you would never be able to convince or anybody to project complex, large-scale

find those that are productive and viable and that allow you to exist and be oroductive in contemporary life. The same goes

66 Log 21 Winter 2011

projects into a distant future, or to coalesce the enormous amount of resources and people needed to support and believe

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ZAHA HADID ARCHITECTS, BEIJING

CENTRAL BUSINESS DISTRICT COMPE­

TITION PROPOSAL, 2010.

ZAHA RADID ARCHITECTS, BEIJING

CENTRAL BUSINESS DISTRICT COMPE­

TITION PROPOSAL, 2010. STUDIES

OF FORMAL MUTATIONS.

in a coordinated effort. Architecture, of course, with its increasing complexity of tasks and agendas, also needs to upgrade its medium, just as money did. Money is no longer just coinage; it became paper money, became electronic money. Administrative power is also benefiting from the microelectronic revolution in terms of administering, controlling, connecting, and directing. Each of these social subsystems has a specialized social medium. All these media evolve together with the tasks they take on.

One more thesis, Thesis 23: Radical innovation presupposes newness. Newness is first of all just otherness. The new is produced by blind mechanisms rather than creative thought. Strategic selection is required to secure communicative conti­ nuity and adaptive pertinence.

*** Now I want to talk a little about the theoretical sources that allow me to work out a comprehensive unified theory of ar­ chitecture with confidence and conviction. To do that, one of the key things you have to grasp is the societal function, or the raison d'&tre, of architecture in the world why it came into being, why it took certain forms and moved toward certain developments, and what the best bet is for staying relevant and continuing to play an important role. This requires some sense of the overall social process and its workings. For the first decade of my architectural life, beginning in the early

68 Log 21

1980s, I looked at Marxism and historical materialism as the kind of overarching theoretical edifice through which to think what is going on in architecture. When I went into ar­ chitecture at the University of Stuttgart, I was joining the late modern period. People were still convinced of modernism. There was still hi-tech - Norman Foster and Richard Rogers were still the prominent going tendency. I was into it, but one or two years into my studies, I discovered postmodernism in the writing of Robert Venturi and in charles jencks's The Language of Post-Modern Architecture. And so I changed, and, in fact, the university changed. And a few years later there was a radical shift to deconstructivism. It seemed that in the 1980s, every two or three years there was a revolution in style, in paradigm, in outlook, and in values. I think that period left a mark on some people's general philosophical outlook. Soon there was a pluralism of styles. It seems that since then the kind of monolithic, cumulative trajectory of modernism is a thing of a past era and that we're now living in a world of continuous flux and splintering, fragmenting trajectories and ever-changing values, but that it is a historical illusion.

In my search for a credible theory of architecture and theory of contemporary society I discovered Niklas Luh­ mann's social systems theory. Luhmann's fundamental prem­ ise is that all social phenomena or events depend on systems of communication. He steps back from Marxist materialism to a kind of abstraction, but one that I think is plausible. You always have to abstract to theorize. To focus on communica­ tions is interesting, because if you think about everybody's life process - where the bottlenecks are, where the crux of your problems is, your issues - you are always coping with social systems, your ability to communicate within them, to find a position within them. Even the physical world only gets to you through systems of communication. For example, if you're struck by illness your main problem will be whether you have health insurance, whether you have people you can communicate with, whether you are embedded in a system of communications with rights and the ability to speak. If you want to traverse physical space your issue will be whether you have money, an airline ticket. The bottleneck will be traffic, other people's attempts to travel, security controls at airports, etc. You are protected if you have the ability to buy a hotel room, an apartment, switch on the heater, pay the bills. Com­ munication structures everyone's interface with the physical world and our relations with each other. If you think about architecture as an inverted commerce, we construct projects only through communications, whether through drawings,

69Winter 2011

contracts, phone calls, emails: communications, upon com­ munications, upon communications - that's what runs this world. Everything goes through that needle's eye.

Luhmann's philosophy of history differs from both Marx's and Hegel's. I insist that an architectural theorist possess a philosophy of history, a theory of historical development. Luhmann looks at history in terms of modes of social or soci­ etal differentiation - the mark of epochs. Today societies are organized in terms of functional differentiation. This is what Luhmann calls functionally differentiated society, composed of the great function systems of society, themselves parallel systems that co-evolve as autonomous discourses, systems of communication like politics, law, economics, science, educa­ tion, health, mass media, and art. A politician has no way of influencing your voice in terms of scientific truth, just as issues of law have nothing to say with respect to scientific knowledge. The economy is separate from politics and has its own autonomous domain and communication system based on money and exchange in the market. The reverse is also true: science can deliver knowledge, but what is to be done with that knowledge is a matter of the economy, or the political discourse, and science cannot instruct politics. The same is true for art and science. The beautiful cannot be sci­ entifically determined, etc.

This is Luhmann's picture of society, which I very briefly sketch here. Luhmann has in fact written comprehensive analyses of all these social subsystems, but he did not write about architecture. He fit architecture anachronistically - into the art system, but really didn't talk much about it. I have been reading Luhmann for about 15 years, and it in­ creasingly occurred to me that architecture could be theorized in the same way. Architecture is one of those great function systems of contemporary society, our functionally differenti­ ated society.

Just a few more points about what that might mean. Luhmann discovers a series of important processes that deter­ mine these different systems within the era of modernity. The emerging market-orientation of the economy, the liberaliza­ tion of the economy, is the pertinent way for the economy to become an autopoietic system. The political system has been evolving and succeeding through democratization, and only through democratization does it become a truly autopoietic, self-referentially closed system. The legal system found its autonomy and forward drive through positivism rather than natural law or God-given legal discourse. Art discovered its self-programming in romanticism. All of these mechanisms

70 Log 21

mean that these systems become autonomous and adaptive to each other. They become versatile, innovative, progressive, and ever-:evolving. All these processes are established some­ where between 1800 and 1900. My thesis here is that the concept of space, or the spatialization of architecture, is the equivalent of the democratization of the political system, the

liberalization of the economy, etc. As Luhmann was analyzing these different function sys­

tems he realized that despite their differences - they share parallel structures and face parallel, or comparative, prob­ lems: How could they demarcate themselves? How could they cohere around an elemental operation? How could they rep­ resent within themselves the differences between them and their environment? He discovers that each of these systems has a binary code, programs that elaborate how the code val­ ues will be used. Each has its specific medium, such as money for the economy, and they all have a unique societal function, which acts as a kind of evolutionary attract or for the differ­ entiation and autonomization of that respective system. This unique and distinct function unfolds in a series of tasks. Each of these systems projected itself forward through something Luhmann called self-descriptions. This means that within each discourse there are theoretical reflections via great treatises, written accounts of trying to think through and argue the function, the purpose, the raison d'~tre of each of the function systems. So within the political system there is political theory. The legal system developed together with jurisprudence. Science developed together with epistemology, the philosophy of science. And architecture has architectural theory, but only a deep and comprehensive kind of architec­ tural theory functions as self-description. In volume two I go through some of them: Alberti's Ten Books on Architecture; Durand's lectures on architecture for the era of neoclassicism; Le Corbusier's Towards a New Architecture for modernism; and The Autopoiesis of Architecture for our time, for parametricism.

We can identify in every function system a so-called lead distinction. The lead distinction for architecture is form versus function. You find it in Alberti. You find it in all major self-descriptions. This lead distinction is the re-entry of the system-environment distinction into the system. It represents the distinction of the system of architecture against its en­ vironment - that is, against the totality of society - within architecture. So with the category of form, architecture rep­ resents itself to itself as distinct from function, which is the category representing the external world reference of archi­ tecture. The lead distinction of the economy is the distinction

Winter 2011 71

of price versus value: price is the internal reference; value is the external reference. In science it is theory versus evidence, in the law, norm versus fact, etc. There are further parallels between these function systems. To identify the respective structure in architecture that coincides with the structures found in the other function systems has been a creative puzzle-solving exercise, but in the end a coherent picture emerges that allows me to take a position with respect to all of the partial theories I have been developing over the years.

Let me show a few pictures of MAXXI in Rome as a reminder that there's a certain credibility in realizing projects that follow the principles I'm talking about. The Rome proj­ ect is a field project. It has a very stringent formalism. At the same time it is very capable of adapting to contexts, in terms of continuing field conditions, aligning with an urban grid on one side and with a separate urban grid on another, incorpo­ rating existing architectures, and managing to create a coher­ ent space around a corner. I would argue that it does a lot of difficult things with ease and elegance. Some of the strong alignments with the context go right through the building. There's a sense of bringing together disparate elements under a single formalism, with flow lines irrigating the space. One of the ambitions is moments of deep visual penetration, the legibility and transparency of complex organization. In the central communication hub, ramps and staircases follow the formal language of walls and ribs, creating something coherent. That's a precondition for generating an overall complexity without creating visual chaos. Although MAXXI was designed 10 years ago, it is a kind of early parametricist project. The proliferation of lines, bundling, converging, and departing from one another, creates a field space.

***

So let me define parametricism. First of all, a conceptual definition: all elements of architecture have become para­ metrically malleable. That's both fundamental and profound. The advantage of this is the intensification of relations both internally, within a design project, a building, and exter­ nally, with its context and surroundings. This is a funda­ mental ontological shift with respect to the base components and primitives constituting an architecture. For the previ­ ous 2,000 years, if you like, architecture was working with platonic solids, with rigid, hermetic, geometric figures, and just composing them. Compared with classical architecture, modernism was allowed to stretch proportions, was able to give up symmetries, and instead had a kind of dynamic

72 Log 21

equilibrium and more freedom that moved these figures from edifice to space with all of the advantages of abstraction and versatility that entails. But in terms of the base primitives, it was geometric figures and nothing else. If you look at the kinds of primitives we are working with today, however, it is a totally different world splines, blobs, nurbs, particles, all organized by scripts. I think it started with deconstructivism, to a certain extent, and then Greg Lynn talking about blobs in 1994-95. When we were teaching at Columbia in '93, we were creating dynamic, cross-inflected textures and fields. This was also the beginning of certain computational mechanisms. Instead of drawing with ruler and compass, making rigid lines and rigid figures, we worked with dynamical systems. That's a new ontology, which cannot but leave a profound, radically transformative mark on what we do. If we succeed, and I have no doubt parametricism will succeed, we'll change the physiognomy of this planet and its built environment, just the way modernism did for 50 years in the 20th century. The recession over the last two years put a bit of a damper on but that should not be misunderstood as a failure or refuta­ tion of this kind of work. In fact, architecture continues to invest in digital technology, fabrication systems, etc., and any prohibitive cost is diminishing as a factor. An economic recession cannot stand in the way of universalizing these principles. Parametricism is the way we do urbanism and architecture now.

73

ZAHAHADID ARCHITECTS, MAXXI: MUSEUM OF XXI CENTURY ARTS, ROME, 1998-2009. PUBLIC PLAZA AT

ENTRY. PHOTO: IWAN BUN.

Winter 2011

ZAHA RADID ARCHITECTS, MAXXI:

MUSEUM OF XXI CENTURY ARTS,

ROME, 1998-2009. PHOTO: IWAN BAAN.

'" '" '" So the thesis is clear: parametricism is the great new style after modernism. I consider postmoderrusm and deconstructivism to be transitional styles, or transitional episodes. I think that architectural innovation and history proceed by the succession of styles. These are the great paradigms and research pro­ grams by which architecture redefines itself. Postmodernism and deconstructivism are temporary phenomena, a decade each. Parametricism is already 15 years down the line. Design research programs establish the conditions for the collec­ tive design research needed to agree on the fundamentals that add up to an overall research project. If you are fighting over fundamentals every time you start a new project, you cannot progress. Here I draw not on Luhmann so much as on the philosophy of science as projected by Thomas Kuhn, theorizing paradigm shifts, and in particular I draw on Imre Lakatos's theory of scientific research programs. Science is founded, or re-founded, with certain paradigmatic categories, principles, anticipations, and intuitions about how a science could progress, and on that basis, after a revolutionary period of paradigm exploration, a new paradigm or research pro­ gram has to emerge and win the competitive battle, and then reconstitute cumulative research. Like a research program, a shared style implies that you are formulating pertinent desires, framing and posing problems to work on, and stra­ tegically constraining the solution space. We are identifying

Winter 201174 Log 21

problems and trying to solve these problems by means of parametric systems, by exploring the power of malleability in the elements. The style imposes a formal a priori. There are very strong analogies in science. For example, Newton set up a certain set of principles by which every phenomenon was investigated, probed, and modeled. From problem to prob­ lem, the same principles are held steady, otherwise there is no testing, no research. Innovation requires this kind of steady, collective effort. It is the condition of any progress.

We can think of the history of architecture in terms of cycles of innovation and shifts between revolutionary periods, when the paradigm is no longer working, as happened in the late '60s, the '70s, and early '80s. You couldn't really go on after Pruitt-Igoe was imploded. The principles that architects were relying on were exhausted. That's also why SCI-Arc was founded because the old university way of doing things couldn't continue, it was bankrupt. The situation required a sense of freewheeling brainstorming. Architecture drew on philosophers, and fundamental questions were asked. It's interesting that today philosophy has receded, we've reached a different stage. We have drawn conclusions and learned our lessons; we have internalized new forms of thinking and argumentation, new values, new philosophies, and now we have to forge ahead, developing a new architecture. Every new generation has to relearn the raison d'~tre of what we do, but that doesn't mean that what we are doing is up for discur­ sive destruction or disposition every second year. At the early stages of a new convergence you have to become accustomed to living with a lot of failures, a lot of difficulties, a lot of implausibilities. That's why we need the avant-garde: where there is methodical tolerance, where there are dry runs, experiments, and manifesto projects, and where you can't expect to immediately compete with the mainstream state of the art. You have to stick to your principles and not allow pragmatic concerns to push you to fall back on old models, old solutions, which are easy and accepted. You've got to go it the difficult way. You've got to go it the consistent way. The dogmatic way. That's what Newton did also.

It's important to give a conceptual definition of para­ metricism in terms of parametric malleability, but there is also an operational definition of parametricism. When I first started to talk about parametricism I was talking about for­ mal heuristics, but now I find it necessary also to talk about functional heuristics, because a style is not just a matter of form and structured formalisms. Each style also introduces a particular attitude and way of comprehending and handling

7S

ZAHA RADIO ARCHITECTS, NYC 2012

OLYMPIC VILLAGE COMPETITION PRO­

POSAL, NEW YORK, 2004. BIRD'S-EYE

VIEW AND PERSPECTIVE.

functions and program. Any.reri()u.r style must take a posi­ tion on these issues, and I think we have a different attitude and position with respect to function than the modernists. We need both functional heuristics and formal heuristics. This is not something I am dogmatically imposing, I'm just observ­ ing that I, my friends, my students, naturally adhere to these principles without faiL Their hand would fall off rather than draw straight lines. Is anybody here drawing a triangle, a square, or a circle? Ever again? No!

Postmodernism and deconstructivism celebrated collage, interpenetration, and layering in an unmediated way, but this notion of pure difference and collage, which is in fact the default condition of spontaneous urban development after the collapse of modernism, is invested only in just the pro­ liferation of pure difference, of piling up unrelated elements against unrelated elements, etc. But that is taboo within the discourse of parametric ism. Modernism, seriality, repetition are out of the question. Instead everybody is putting down their own shape, form, material- all uncoordinated. So, if the modernist recipes as well as their spontaneous antitheses are rejected, where are we going?

We are trying to create a second nature, a complex var­ iegated order, at Zaha Hadid Architects and at the different schools where we teach. I am trying to formulate the positive principles that determine the new physiognomy, that define a new way of working with parametrically malleable, soft forms. Soft forms are able to incorporate a degree of adap­ tive intelligence. They are no longer just forms, but may have gravity or structural constraints, material constraints, inbuilt logics that make them intelligent.

The second positive principle, or dogma, which all of you here always demand of yourselves and which your teachers

76 Log 21

will demand of you as students, is differentiation. If you are building differentiated systems, whether you work only with smooth gradients, or whether you work with thresholds or singularities, you will always work with laws, with rule­ based systems of differentiation. These can be applied mean­ ingfully, for instance, in the adaptation of facades to create an intelligent differentiation of elements. You can do this by taking data sets like sun exposure maps and make them drive an intelligent differentiation of brise-soleil elements, which are scripted off the data set. But you can also apply this kind of technique to urbanism. We're talking about urban fields, about the lawful differentiation of an urban fabric according to relevant data sets.

Once you have a series of these internally differentiated systems, you can think about establishing correlations be­ tween them, where one system drives the other. These are all co-present systems, which become representations of each other. They might be ontologically rather different, radically other. There will be multiple systems, each differentiated. Then you can establish correlations. Here, just a simple exam­ ple, are our towers for the New York Olympic Village, which interface with the ground and create a kind of resonance with it. The way the facade is correlated with the horizontal sec­ tion of a tower has to do with the programmatic shift from an office area to a residential area. And of course you can try to mechanize these correlations in terms of associative logics. What is important here for me is that we are moving from single-system projects, which are a kind of first stage - too abstract to really grip in reality to the inter-articulation of multiple subsystems, to multisystem correlations.

The principles of parametricism, in terms of its heuris­ tics, its operational definition, provide failsafe tools for criti-

Winter 2011 77

cism and self-criticism of project development and project enhancement. You can always identifY where the rigid forms still persist, where there is still too much simple repetition, where there are still unrelated elements. You can always ask for further softening, further differentiation, and further correlation of everything with everything else. There's always more to script and correlate to intensifY the internal consistency and cross-connections and resonance within a project and to a context. It's a never-ending trajectory of a project's progression. The intensification of relations in architecture reflects the intensification of communication among all of us, everyday and with everything. A building can no longer be a silo out in the greenfield; it needs to be connected in an urban texture, needs to be accessible, have internal differentiation, yet have a sense of continuity.

Functional heuristics. There are some taboos in terms of handling functions. We avoid thinking in terms of essences. We avoid stereotypes and strict typologies. We also avoid designating functions to strict and discrete zones. These are taboos for all of us. Instead, we think in terms of gradient fields of activity, about variable social scenarios calibrated by various event parameters. We think in terms of actor-artifact networks. That's the way we break down a program, a task. And that makes sense, because the formal heuristics and func­ tional heuristics coalesce, make sense together. To translate these functions into form you need the formal heuristics I discussed earlier.

Clearly, parametric systems or techniques could be used as technologies of design by modernists like Norman Foster; they could also be used by neoclassicists. The point is that the tools themselves have great potential, but we need to drive these potentials and draw decisive conclusions and give value and direction to the utilization of these tools. That is the difference between a set of techniques and a style, which depends on these techniques, albeit not exclusively, but drives them to a new destiny. Foster's British Museum dome could only have been done with parametric tools. Every joint is dif­ ferent, every panel is different. The use of parametrics made this possible, but the spirit of this application is the spirit of modernism of neutralizing the differences, making them inconspicuous. Here all elements are different but they want to appear the same. Against that I put forward a new kind of "artistic project," the project of driving the conspicuous amplification of differences. So a difference in curvature is transcoded into radically different conditions of ribbing, of gridding, of dense networking, perhaps engendering a phase

78

PATRIK SCHUMACHER IS A DIRECTOR

OF ZAHA HADm ARCHITECTS AND

PROFESSOR AT INNSBRUCK UNIVER­

SITY. HE IS ALSO CO-DIRECTOR OF

THE DESI<TN RESEARCH LABORATORY

AT THE ARCHITECTURAL ASSOCIATION

SCHOOL OF ARCHITECTURE, LONDON.

Winter 2011

change at a certain threshold. This is much more prone to the development of versatile conditions and different atmo­ spheres, which bleed into each other instead of establishing disparate zones. I think our work forms a much more perti­ nent image and vehicle of contemporary life forces and pat­ terns of social communication than that big Foster dome.

This emphasis on differentiation, the amplification of de­ viations rather than neutralization and compensation, is also related to the difference between exploratory design research and problem solving. Problem solving is the engineering side, the side of parametric technique. In contrast, when we are talking about parametricism as style, we're talking about teasing out the as yet unknown potentials of these techniques, but with the general direction clearly set by the parametricist heuristic principles. This has been going on for quite a while now. I believe that we are on the cusp of moving from an avant-garde condition into claiming the mainstream. Most of our projects, even most of our built work, are hypotheses, manifestos, but I think some of our projects go beyond that and are becoming compelling success stories in the real world.

The projects now coming out of the office show the rich­ ness of our formal vocabulary and the richness of types of structures we are addressing. There's a kind of unity within difference, or difference within unity, moving across various scales: endless forms. But these endless forms are there to or­ ganize and articulate life. So formpo"Wers function. That's the new thesis. Spatial organization sustains social organization. Can we demonstrate, control, and predict this? To a certain extent, I would argue, we can.

If we look at the history of parametricism, in fact it's the history of the whole evolution of architecture. The funda­ mental thesis is that social order requires spatial order, that society doesn't exist without a structured environment, and that society can only evolve if it is able to enhance and intri­ cately structure its built environment as well. Architecture provides the necessary substrate of cultural evolution.

79