research paper and annotated bibliography
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Effects of alcohol on the processing of social threat-related stimuli in socially phobic women
Alexander L. Gerlach1*, Anke Schiller2,3, Cornelia Wild1
and Fred Rist1 1
University of Münster, Germany 2
Christoph Dornier Clinic, Germany 3
Christoph Dornier Foundation, Germany
Background. Social phobics are at a higher risk of developing alcohol problems. The mechanism promoting this association is not clear. According to Sayette (1993b), alcohol attenuates anxiety responses by disrupting initial appraisal of threatening stimuli. We used the emotional Stroop test and an implicit memory test to investigate whether alcohol hinders appraisal of social threat words in patients diagnosed with social phobia.
Procedure. Thirty-two women with social phobia (DSM-IV) and 32 female controls performed an emotional Stroop test either after drinking alcohol resulting in a blood alcohol levels (BAL) of 0.6‰ or after drinking a non-alcoholic beverage. The emotional Stroop test contained social anxiety-related and neutral stimuli. Implicit memory for the words presented was tested with a word-stem completion test.
Results. Without alcohol, both controls and socially-phobic participants took longer to name the colour of socially-threatening stimuli than of neutral stimuli. Alcohol levelled response latencies to the two stimulus categories only in controls. Socially- phobic participants responded more slowly to social anxiety-related stimuli than to neutral stimuli, irrespective of their BAL. In contrast to controls, social phobics showed an implicit memory bias for social threat words. This bias was attenuated by alcohol.
Discussion. Alcohol disrupts appraisal of social anxiety-related stimuli in controls but not in social phobics; in these it hinders the consolidation of memory. This also suggests that social phobics experience similar anxiety with and without alcohol, but remember this experienced anxiety less precisely. This effect might act as a reinforcer for the use of alcohol for the purpose of self-medication in future situations.
Epidemiological studies show that socially anxious people are at a higher risk of abusing
alcohol or developing alcohol dependence (Schneier, Martin, Liebowitz, Gorman, & Fyer, 1989; Allan, 1995; Holle, Heimberg, Sweet, & Holt, 1995; Himle & Hill, 1991;
* Correspondence should be addressed to Alexander L. Gerlach, WWU Münster, Department of Clinical Psychology, Fliednerstr. 21, 48149 Münster, Germany (e-mail: [email protected]).
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British Journal of Clinical Psychology (2006), 45, 279–295
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www.bpsjournals.co.uk
DOI:10.1348/014466505X49862
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Page & Andrews, 1996; Nardi & Versiani, 1997; Clark & Sayette, 1993; Stockwell &
Bolderston, 1987). A prospective study found a 2.3-fold increased risk for alcohol abuse
and dependence in subclinical social phobia (Crum & Pratt, 2001). However, there are
also reports that people with a diagnosis of social phobia consume less alcohol than
controls (Holle et al., 1995). This result cannot simply be explained as a social desirability
effect, since social desirability and reported alcohol consumption werenot correlated in a different sample of patients with social phobia (Cox, Swinson, Direnfeld, & Bourdeau,
1994). Thus, different processes may be at work as different intensities of social anxiety
lead to the overlap of social phobia, alcohol abuse and dependence.
A number of models attempt to explain the connection between anxiety or stress
and alcohol use. Conger (1956) suggested that alcohol reduces tension (or anxiety) and
that people consume alcohol to this effect. In line with this suggestion, social phobia
patients consume more alcohol in a socially stressful situation (public speaking), and
they report more attenuation of anxiety by drinking alcohol than controls, especially if they expected that alcohol would have such an effect (Abrams, Kushner, Medina, &
Voight, 2001; Abrams, Kushner, Medina, & Voight, 2002). These findings support a self-
medication theory of alcohol abuse. In this model, alcohol serves as a readily-available
means to cope with anxiety, inadvertently leading to abuse and dependence. In contrast
to this model, however, direct anxiety-reducing effects of alcohol in socially anxious
people have not been found consistently. For example, a direct effect of alcohol on
anxiety was lacking when social phobics were to give a speech under the influence of
alcohol (Himle et al., 1999; Naftolowitz, Vaughn, Ranc, & Tancer, 1994). The tension-reduction theory as stated by Conger (1956) has not remained
undisputed. According to Sayette’s (1993b) appraisal-disruption model, ‘SRD
[stress-response dampening] occurs to the degree that alcohol acts pharmacologically
to interfere with a person’s appraisal of stressful information’ (p. 463). Sayette suggests
that alcohol has this effect because it reduces the propensity of relevant stimuli to
activate stressor-associated memories. In the context of social phobia, these
considerations imply that biased processing of social phobia-related stimuli is reduced
after the consumption of alcohol, since phobia-related memories are not activated. However, Sayette also proposed that in case of stressors which are most readily or
automatically apprised, alcohol is much less likely to hinder appraisal. This proposition
is based on the conviction that highly automatic cognitive processes cannot easily be
disrupted. Accordingly, alcohol may not affect processing of threat-related stimuli in
clinically-phobic subjects. Whereas this notion seems reasonable, it has not yet been
tested directly in an information-processing paradigm.
Alternatively, Josephs and Steele (1990) Steele and Josephs (1988) suggested that
alcohol will narrow the attention of an individual to immediate and salient cues, hindering the processing of more remote or less salient cues (alcohol myopia theory):
only if a cue is present that is more salient or more easily processed than the anxiety-
related cues, will alcohol alleviate anxiety by hindering the processing of the anxiety-
related cue.
The processing of social phobia-related stimuli can be assessed by various procedures.
The paradigm that is probably most often used in social phobia and anxiety disorders is
the emotional Stroop test. Colour-naming latency to social phobia-related words as
compared with neutral words was longer in a number of studies in social phobia patients (Amir, Freshman, & Foa, 2002; Amir et al., 1996; Becker, Rinck, Margraf, & Roth, 2001;
Holle, Neely, & Heimberg, 1997; Lundh & Öst, 1996; Mattia, Heimberg, & Hope, 1993;
McNeil et al., 1995; Orsillo, Lilienfeld, & Heimberg, 1994). How can this slowed
Alexander L. Gerlach et al.280
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processing be accounted for? The emotional Stroop effect can at least partially be
attributed to increased activation of negative emotion-related identity nodes, which
spreads automatically to related nodes ‘in some sort of semantic recognition’ (White,
1996; p. 206). Sayette (1993b) argues that ‘alcohol disrupts initial appraisal of stressful
information by constraining the spread of activation of associated information previously
established in long-term memory’ ( p. 247). Thus, alcohol can be expected to alter
performance in the emotional Stroop test.
The alcohol myopia theory states that alcohol influences behaviour when
conflicting cues simultaneously influence behaviour ( Josephs & Steele, 1990; Steele &
Josephs, 1988). Stroop interference is the result of a response conflict (e.g. MacLeod,
1991). Thus, according to alcohol myopia theory, ingestion of alcohol will increase the
emotional Stroop effect. Colour naming is the process that is less automatic and less
salient compared with word reading. Since alcohol reduces cognitive control, word
reading that interferes with colour naming should be processed with priority and
consequently an increased interference should occur. Indeed, Curtin and Fairchild
(2003) found an increase in error rate and a tendency for longer reaction times after
ingestion of alcohol (0.08 per mille) in incongruent trials in the colour word version of
the Stroop test.
Alcohol, in addition to potentially preventing appraisal of information, also possesses
powerful amnesic effects (Weissenborn & Duka, 2000). Generally, it is assumed that
alcohol impairs the encoding and storage of new information (Sayette, 1993b).
However, with respect to acute alcohol effects on implicit memory there is very little
and contradictory information. Hashtroudi et al. (1984) found increased performance
on an implicit memory test after consumption of alcohol. Duka et al. (2001) and Lister et
al. (1991) found that alcohol had a profound negative impact on explicit memory but
left implicit memory intact.
During the emotional Stroop test, perceptual priming takes place, resulting in
enhanced implicit memory for emotional stimuli of negative valence ( Rajaram, Srinivas,
and Travers, 2001). Although information-processing models of emotional disorders
suggest that anxious people (e.g. social phobics) have a memory bias for threat-related
stimuli (e.g. Williams & Scott, 1988), empirical support for such a memory bias is weak.
Specifically for social phobia, there is only limited evidence for either an explicit or an
implicit memory bias for social threat stimuli (Coles & Heimberg, 2002). Amir et al.
(2003) argued that methodological issues may have prevented the detection of memory
biases for social threat material in social phobics in previous studies. For example, Rapee
et al. (1994) failed to find an implicit memory bias for social threat words in social
phobics. However, participants were tested not before 15–35 minutes after first
exposure to the stimulus material. In the Lundh and Öst study (1997) that found an
implicit memory bias in non-generalized social phobics, memory performance was
tested only 5 minutes after the first exposure. Graf and Mandler (1984) argued
convincingly that the duration between acquisition and testing is critical if implicit
memory is measured by word-stem completion. In two newer studies using tests for
implicit memory other than word-stem completion, Amir and colleagues demonstrated
implicit memory biases for social threat stimuli in social phobics (Amir et al., 2003; Amir,
Foa, & Coles, 2000). Consequently, we additionally planned to explore whether implicit
memory measured by word-stem completion for social phobia-related words used in our
emotional Stroop test would be enhanced in social phobics and whether this bias would
be affected by alcohol.
Effects of alcohol on processing social threat words 281
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Based on these considerations we investigated whether consumption of alcohol
attenuated the effect of social phobia-related words on colour-naming latencies and also
reduced a possible implicit memory bias for such words in social phobics. Since alcohol
has different effects on men and women (Eckardt et al., 1998), only female participants
were tested. In a number of information-processing studies, anxiety induction was
employed in order to activate social threat-relevant schemata. In his 1993 paper, Sayette argued that SRD is unlikely to occur when a stressor is sufficiently threatening to
override appraisal deficits. Consequently, we decided not to use an anxiety-inducing
procedure in order to test the appraisal disruption hypothesis explicitly under
conditions of low threat. It is still likely that social phobics will experience more
evaluation anxiety during the stress test than non-anxious controls.
Method
Recruitment Women who responded to newspaper advertisements seeking women either with or
without fear of social situations and who successfully completed a brief telephone
screening were invited to attend a diagnostic session for approximately 2-hours.
This session included completion of several questionnaires and the German Version of
the Structured Clinical Interview for the Diagnostic and Statistical Manual of Mental
Disorders (SCID; Wittchen). Interviews were conducted by clinicians with several years
of experience in treating social phobia patients and who were trained in using the SCID. Control participants received 60 or 40 German marks (DM), depending on whether they
received alcohol or not. Socially-phobic participants were offered the choice of the same
amount of money or participation in a 6-hour workshop dealing with social phobia.
Exclusion criteria for participation in the study were current or past drug or alcohol
abuse or dependence, complete abstinence from alcohol, colour-blindness, use of
psychoactive medication, liver damage, and current or past psychotic episodes.
Participants Forty-two socially phobic patients and 36 control participants took part in the
experiment. Due to equipment failure (malfunction of the throat microphone), data for
only 32 socially phobic and 32 control participants were available. We did not control
the phase of the menstrual cycle of our participants at the time of testing. Table 1 shows
significant differences in the expected direction of social phobia-related measures.
These were the German versions of the Fear of negative evaluation scale (Vormbrock & Neuser, 1983), the Social phobia scale (Stangier, Heidenreich, Berardi, Golbs, & Hoyer,
1999), the Social interaction and anxiety scale (Stangier et al., 1999), Drinking due to
social anxiety scale (‘Trinken wegen sozialer Angst’, Heidenreich, Wagner, & Stangier,
2003), and the Blushing propensity scale (Leary & Meadows, 1991), the Beck
Depression Inventory (Hautzinger, Bailer, Worall, & Keller, 1994), and an Alcohol
Expectancy Questionnaire (Demmel & Hagen, 2002a). On the Alcohol Expectancy
Questionnaire socially-phobic participants reported that they expected more tension-
reduction and regulation of negative mood and more enhanced socio-emotional functioning due to alcohol than the control group. Finally, all participants filled out
the German version of the Short Michigan Alcoholism Screening Test for father and
mother (Demmel & Hagen, 2002b). Based on the cut-off score of 6 as suggested by
Demmel and Hagen (2002b), the percentage of participants with at least one parent
with alcohol problems was calculated.
Alexander L. Gerlach et al.282
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All participants gave written informed consent after learning about the experiment,
but prior to randomization. They were then randomized to either the alcohol or the
orange juice condition. Thus, all participants agreed to participate irrespective of
whether they would receive alcohol or not. The randomization procedure resulted in
18 controls and 17 social phobics receiving alcohol, and 14 controls and 15 social
phobics receiving orange juice. Neither the two resulting social phobic groups nor the
two control groups differed on any of the baseline variables. Thus, the randomization
procedure was successful in creating equivalent groups.
Procedure Once randomized, all participants were asked to eat a ‘light meal’, specified in a
hand-out, approximately 3.5 hours before the start of the experiment. They were also
asked to refrain from drinking anything containing caffeine (coffee, tea, soft drinks)
during the 4 hours prior to the experiment, and not to drink alcohol for 24 hours prior
to the experiment.
All participants were informed whether they would receive alcohol or not before
coming to the laboratory. No attempt was made to deceive participants about the nature
Table 1. Comparison of the social phobic and healthy participants
Social phobics (N ¼ 32) Normal controls (N ¼ 32)
Age 32.5 (1.6) a 31.0 (1.6) a % Single 75.0 a 84.4.a Education (% $ high school graduation) 78.1 a 87.5.a % Smokers 59.4 a 35.5 b Beginning of social drinking (age) 17.2 (1.3) a 17.0 (1.2) a Alcohol consumption (grams) during the past week
56.9 (35.9) a 49.0 (30.2) a
Comorbid diagnosis (%) 10 (31.2) 0 (0) G-FNE 63.8 (1.5) a 28.3 (1.5) b BPS 49.1 (2.0) a 29.4 (2.0).b BDI 19.9 (1.1) a 2.5 (1.1) b ASI 33.5 (1.4) a 11.7 (1.4) b SPS 36.6 (2.3) a 3.3 (2.3) b SIAS 39.9 (1.6) a 12.1 (1.6) b TWSA 17.4 (2.4) a 4.0 (2.4) b Parental alcohol problems (%) 18.7 a 12.5 a AEQ_KO 12.6 (0.5) a 14.2 (0.5) b AEQ_SP 12.7 (0.4) a 14.0 (0.4) b
Note. Values enclosed in parentheses represent standard errors where not otherwise noted. G-FNE ¼ German version of the fear of negative evaluation scale; BPS ¼ Blushing propensity scale; BDI ¼ Beck Depression Inventory; ASI ¼ Anxiety Sensitivity Index; SPS ¼ Social phobia scale; SIAS ¼ Social avoidance and distress scale; TWSA ¼ ‘Fragebogen Trinken wegen sozialer Angst’ [Drinking due to social anxiety scale]; AEQ_KO ¼ Alcohol Expectancy Questionnaire, subscale ‘tension-reduction and regulation of negative mood’; AEQ_SP ¼ Alcohol Expectancy Questionnaire, subscale ‘enhanced socio-emotional functioning’. Parental alcohol problems were defined as a score greater than 3 on the German version of the Short Michigan Alcoholism Screening Test. Means for specific questionnaires that do not share a common superscript differ significantly in Mann–Whitney U tests p , :001. Fisher exact tests were used for comparison of percentages.
Effects of alcohol on processing social threat words 283
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of the beverage they were about to get. Sayette (1993a) argues convincingly that
appraisal disruption will only take place if a person is pharmacologically sufficiently
intoxicated. Unfortunately, a full balanced placebo design cannot be achieved
successfully if behaviourally-relevant alcohol doses are used. In a thorough study by
Lyvers and Maltzman (1991), 90% of the participants that were lead to believe that they
drank a non-alcoholic beverage but received alcohol (.0.5‰) were able to sense the intoxication resulting from drinking the alcohol. In a study by Sayette et al. (1994) using
alcohol levels of 0.6‰, 94% of their subjects receiving alcohol in the placebo condition
were not deceived.
When the participants receiving alcohol arrived on the test day, a urine sample was
collected for pregnancy testing ( Hilary, Dolorgiet). None of the participants tested
positive. Subsequently, their height and weight was measured. Breath alcohol
concentrations were measured using a standard breathalyzer with an accuracy of
^0.03 mg / L ( Dräger, Alkotester 7410). Test results for all participants upon arrival were 0.00‰. For participants receiving alcohol, the necessary amount of alcohol based
on their weight and height was estimated following a version of the Widmark formula
( Widmark, 1932), modified by Fisher et al. (1987), Kapur, (1991) and Breslin et al.
(1997). We aimed for a blood alcohol concentration of 0.06% based on findings that
people are able to perform the Stroop test without significant performance deficits with
similar blood alcohol levels (BAL; Gustafson & Källmén, 1990a, 1990b).
The alcoholic beverage was one part vodka and two parts orange juice, the non-
alcoholic beverage was juice only in comparable amounts. Participants received their respective beverages in three equal doses, each to be finished within 5 minutes.
All participants were able to complete this procedure. No participant reported nausea
or other feelings of being uncomfortable. At the end of the experiment, participants
who had received alcohol either were given newspapers to read until their BAL reached
less than 0.04‰ or they were fetched by their partners.
Presentation of the stimuli ERTS software ( Beringer, 1994) was used to present the stimuli and to measure
reaction times. Words were presented in a blocked format on a computer screen: half
of the participants were first asked to name the colours of the social phobia-related words and then of the neutral words, whereas the other half of the participants first
had to name the colours of the neutral words and then the colours of the social
phobia-related words. Each word was presented individually. Within blocks, word
order was randomized. Word presentation ended as soon as the colour naming was
registered by a throat microphone. The colours were red, blue, green, and yellow,
randomly chosen for each word presentation. After naming the colour of a word there
was a 1-second interval before the next word was presented. Participants were allowed
a maximum of 3 seconds to name the colour of a word, but no participant needed that much time.
Stimuli and measures The emotional Stroop test was composed of 16 social phobia-related words and 16
neutral words. Social phobia-related words and neutral words were matched based on
word length and frequency of use in the German language. Reaction times for colour
naming were measured with a throat microphone attached with double-coated adhesive
Alexander L. Gerlach et al.284
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electrode rings (Marquette Hellige). Estimates of mean reaction times for each stimulus
class were calculated after elimination of values above or below two standard deviations
(Ratcliff, 1993). Although the Stroop test is emotionally demanding, participants rarely
make errors in naming the word colour. To check the prevalence of errors, 11 socially
phobic and 10 control participants (13 under the influence of alcohol) were selected
randomly and their errors were counted using a videotape of the Stroop session. Only 31
errors were made out of the total of 2,016 trials that we checked. There was no
difference in the number of errors between social phobics and controls (Mann–Whitney
U tests: social phobia-related words Z ¼ 20:49, p ¼ :62; neutral words: Z ¼ 0, p ¼ 1:0) or between participants in the alcoholic or non-alcoholic beverage group
(Mann–Whitney U tests: social phobia-related words Z ¼ 20:07, p ¼ :94; neutral words: Z ¼ 1:01, p ¼ :20).
Implicit memory was assessed with a word-stem completion test. Participants were
asked to complete 32 three-letter word stems to the first word that came to their mind,
without a time restriction. Of these 32 word stems, 16 word stems could only be
completed to previously-presented social phobia-related words and 16 word stems
could only be completed to previously-presented neutral words. With the exception of
one neutral word (‘dringend’, English: urgent) and one social phobia-related word
(‘peinlich’, English: embarrassing), all word stems could be completed to more frequent
words other than the primed words. This was ensured using the Corpus Search,
Management, and Analysis System (COSMAS; Belica, Herberger, & al-Wadi, 1992). For the
results presented here, only words that were identical to the ones presented during the
Stroop test were counted. However, more liberal scoring including words that shared
the same root as the words from the emotional Stroop test did not affect the pattern of
findings. Participants could achieve a maximum implicit memory score of 16 for anxiety-
related and 16 for neutral stimuli.
In addition, we also assessed explicit memory for the words employed in the Stroop
task. While the instructions for the Stroop task make it unlikely that the participants will
remember many words explicitly, assessing explicit recollection of the words by free-
recall will allow for the control of effects of explicit recollection on the implicit memory
test. Presentation of the implicit and the explicit memory test was counterbalanced.
We also measured anxiety state using 10-centimetre visual analogue scales.
Participants were asked to rate how anxious they felt ‘right now’ at baseline and after
completing the emotional Stroop test.
Timeline After arrival, all participants were weighed. Participants in the alcohol condition were
also tested for pregnancy. Then everybody was seated in the experimenter room and the
first breath alcohol measurement (BAC 1) was taken. Then participants were asked to
drink their respective beverages within 15 minutes (three cups presented at 0, 5, and 10
minutes). After 5 additional minutes allowed for absorption, the breath alcohol was
measured again (BAC 2). Then all participants performed the Stroop test (5–6 minutes)
and the third breath alcohol measurement was taken (BAC 3) and participants were
asked to report their amount of anxiety (SUDS 1). The two memory tests were presented
in balanced order. Half of the participants were first asked to perform the explicit
(5 minutes) and then the implicit memory test (5 minutes), half of the participants were
asked to first perform the implicit and then the explicit memory test. Finally, breath
Effects of alcohol on processing social threat words 285
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alcohol was measured again (BAC 4) and the participants were asked to report their
respective intensity of anxiety (SUDS 2).
Data analysis Colour-naming reaction times were analyzed with repeated measures ANOVAs/MANOVAs
with group (social phobics and controls) and condition (alcohol vs. orange juice) as
between-subjects factors and category (anxiety stimuli vs. neutral stimuli) as the repeated
measurement factor. Planned comparisons were calculated between social phobics and
controls. An alpha level of 0.05 was used for all statistical tests. F-statistics are misleading
when the means are correlated with variances across cells of the design (Winer, Brown, &
Michels, 1991). Therefore, for the comparison of self-report measures of social phobics and
controls, Mann–Whitney U tests were employed.
Results
Blood alcohol concentration and anxiety state Figure 1 shows that the social phobic and the control participants who had received
alcohol reached comparable levels of BAL. There was no difference in blood alcohol
concentration between the two groups (F ¼ 1:0, p ¼ :4). Socially-phobic participants reported significantly more anxiety than controls, Fð1; 60Þ ¼ 17:64, p , :001 (social phobics with alcohol after Stroop test: M ¼ 2:5 (SE: 0.4); after the two memory tests: M ¼ 3:1 (SE: 0.4), social phobics without alcohol after Stroop test: M ¼ 3:4 (SE: 0.4); after the two memory tests: M ¼ 3:0 (SE: 0.4), controls with alcohol after the Stroop test M ¼ 1:3 (SE: 0.4), after the two memory tests: M ¼ 1:1 (SE: 0.4); controls without alcohol after the Stroop test M ¼ 1:6 (SE: 0.4), after the two memory tests:
Figure 1. Blood alcohol concentration in participants that received alcohol.
Note. BAC 1 ¼ blood alcohol concentration at baseline, BAC 2 ¼ blood alcohol concentration
5 minutes after last drink, BAC 3 ¼ blood alcohol concentration after Stroop test, BAC 4 ¼ blood
alcohol concentration after memory test at the end of the session.
Alexander L. Gerlach et al.286
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M ¼ 1:3 (SE: 0.5). However, neither consuming alcohol nor performing the emotional Stroop test influenced self-report anxiety level. There was neither an effect of time
(post-Stroop test vs. post-memory tests), condition (alcohol vs. no alcohol), nor an
interaction effect of Group £ Time £ Condition, Fð1; 60Þ # 0:8.
Emotional Stroop test The analysis of reaction times with group (social phobics vs. controls) and condition
(alcohol vs. no alcohol) as a between-subjects factor and category (anxiety stimuli vs.
neutral stimuli) as a within-subjects factor resulted in a significant interaction
Group £ Condition £ Category, Fð1; 60Þ ¼ 4:02, p ¼ :049. Also, a significant main effect of category Fð1; 60Þ ¼ 8:57, p ¼ :005 was found, but no main effect of group or condition or any two-way interaction effects were (see Fig. 2 for an illustration
of the significant effects). The three-way interaction was due to an interaction of
Condition £ Category in the control group, Fð1; 60Þ ¼ 4:92, p ¼ :030, but not in the social phobia group Fð1; 60Þ ¼ 0:37, p ¼ :54). Accordingly, differential effects of alcohol on colour-naming latencies were confined to the control group without alcohol. Controls
responded more slowly to anxiety stimuli than to neutral stimuli, Fð1; 60Þ ¼ 5:08, p ¼ :028, as did the social phobics. With alcohol, colour-naming latencies to anxiety- related words in controls were reduced to the level of colour-naming latencies for neutral
words, Fð1; 60Þ ¼ 0:63, p ¼ :42. In contrast, the social phobia patients took longer to name the colour of the anxiety stimuli compared with neutral stimuli, irrespective of the
beverage consumed, Fð1; 60Þ ¼ 8:89, p ¼ :004). Thus, social phobics show an attentional bias, but not more so than controls. Alcohol reduces this bias in controls,
but not in patients.
An index for the observed interference effect was formed by subtracting the colour-
naming latency for neutral words from the colour-naming latency for anxiety-related
words. This index was significantly correlated (Spearman rank correlation, p , :05)
with the SPS (r ¼ :26), the SIAS (r ¼ :27), and the TWSA (r ¼ :27). The correlation with the German FNE was not significant (r ¼ :17). Neither during baseline nor following the Stroop test did interference correlate with anxiety state (r ¼ 2:06 and r ¼ :01). Finally, alcohol expectancy as measured with the AEQ-KO and AEQ-SP was also not
Figure 2. Emotional Stroop interference depending on stimuli and diagnostic group.
Effects of alcohol on processing social threat words 287
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correlated with Stroop interference, neither in the social phobic group (r ¼ :08 AEQ- KO, r ¼ 2:1 AEQ-SP), nor in the control group (AEQ-KO: r , 2:01, AEQSP: r ¼ 2:1).
Explicit memory test As expected, all participants did poorly on the free-recall test. The average number of
correctly-remembered social threat words was 1.8 (SE ¼ 1:19) and 0.19 (SE ¼ 0:06) for neutral words. That is, 27 participants per group (social phobics and controls) did not
remember one single neutral word, four participants in each group remembered one
word and one participant in each group remembered two neutral words. Seven social
phobics and six controls remembered no social threat-related word, 11 social phobics
and 10 controls remembered one social threat-related word, five social phobics and six
controls remembered two social threat-related words, and nine social phobics and 10
controls remembered three or more social threat words. Based on these low rates no
statistical analyses were computed.
Implicit memory test The ANOVA of the implicit memory scores with category (anxiety stimuli vs. neutral
stimuli) as a within-subjects factor, group (social phobics vs. controls) and condition
(alcohol vs. no alcohol) as between-subjects factors, resulted in a significant effect
of category, Fð1; 60Þ ¼ 5:93, p , :05, and a trend for group, Fð1; 60Þ ¼ 3:72, p ¼ :06, which was moderated by a Group £ Category effect, Fð1; 60Þ ¼ 5:43, p , :05. (see Fig. 3 for an illustration of the significant effects). The socially-phobic participants remembered more socially negative words than neutral words, Fð1; 60Þ ¼ 11:42, p , :05. Furthermore, social phobics remembered more social threat words than controls, Fð1; 60Þ ¼ 7:01, p , :05. There were no differences between social phobics and control participants on implicit memory for neutral words, Fð1; 60Þ ¼ 0:54, ns.
In addition, we found a tendency for an interaction of Group £ Condition £
Category, Fð1; 60Þ ¼ 3:04, p # :09. In order to evaluate the tendency for a three-fold interaction, we analyzed the Condition £ Category interaction in the social phobia
group only and found a significant effect, Fð1; 60Þ ¼ 4:54, p , :05. Hence, social
Figure 3. Implicit memory values depending on stimuli and diagnostic group.
Alexander L. Gerlach et al.288
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phobics showed a significantly lesser implicit memory bias for social threat words if they
were drinking alcohol. The implicit memory bias for social threat (memory scores for
anxiety-related words minus memory score for neutral words) was significantly
correlated (Spearman–Brown) with the SIAS, r ¼ :31, tð62Þ ¼ 2:5, p , :01, and the SPS, r ¼ :29, tð62Þ ¼ 2:1. There was also a trend for the TWSA, r ¼ :27, tð62Þ ¼ 1:8, p , :08, and the German FNE, r ¼ :21, to be correlated with implicit memory bias for social threat words. Thus, a higher self-rating on measures of social anxiety tended to be
related to better retention of social anxiety-related words.
Discussion
We used an emotional Stroop procedure with neutral and social anxiety-related word
stimuli and an implicit memory test for these words to assess the effect of alcohol on cognitive processing in social phobics as compared with non-anxious controls.
We hypothesized an information-processing bias in social phobics, evident in longer
colour-naming latencies and a better implicit memory for social threat words. Based on
functional analysis, considerations of the link between social phobia and alcohol
consumption and on the core proposition of Sayette’s appraisal disruption theory, we
further expected that alcohol would have a stronger effect on social phobics in the sense
of reducing both the interference produced by anxiety stimuli and their enhanced
memory effect. Alternative expectations were derived from the alcohol myopia theory, namely that alcohol should increase Stroop interference. In line with these
considerations, social phobia patients did take longer to name the colour of anxiety
words than of neutral words, and they remembered more anxiety words than the
controls. But contrary to our expectation, alcohol attenuated the effect of anxiety-
related word stimuli on colour-naming latencies only in non-anxious controls, but not in
social phobics, and it did not affect memory performance. Hence, we disconfirmed the
alcohol myopia theory and at least partially failed to confirm the appraisal disruption
theory as applied to social phobia patients. Anxiety stimuli provoked an interference effect in colour-naming responses, in line
with the literature on emotional Stroop effects. But why did this interference effect
occur in controls also, and why was the effect not greater in social phobics than in
controls? Interference effects for social threat words in non-anxious controls have been
repeatedly reported (Amir et al., 1996; Mattia et al., 1993). Emotionally-salient words
generally cause more interference than neutral words (MacLeod, 1991), and it seems
reasonable to assume that social threat words also qualify as emotionally-salient words
for non-anxious controls. Also, only the anxiety-related words were semantically related, whereas the neutral words were not. In a blocked presentation, this could result in
increased interference (Waters, Sayette, & Wertz, 2003).
These considerations may explain the interference in controls in general, but Mattia
et al. (1993), in contrast to our findings and the findings of Amir et al. (1996), found that
the interference effect was nevertheless stronger in social phobics than in controls.
We have no ready explanation for the lack of a similar group difference in our colour-
naming latencies, but we will consider several possibilities drawn from the literature on
emotional Stroop effects. One possible explanation might be taken from Amir et al. (2002), who suggested that
social phobics can inhibit emotional Stroop interference if they have the opportunity to
strategically influence their reactions. When ‘opportunity’ was operationalized as a low
or a high ratio of threat words, social phobics showed more emotional interference with
Effects of alcohol on processing social threat words 289
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rare than with frequent social threat words (Amir et al., 2002). On the other hand,
blocked presentation of threat words increases interference (Holle et al., 1997),
although one could argue with Amir et al., that in a blocked format, patients have the
perfect opportunity to strategically influence their reactions. We attempted to examine
these intriguing possibilities by calculating interference effects separately for the first,
second, third, and fourth quarters of the block of threat words. However, no interaction of time (first, second, third, and fourth quarters) with category (social threat vs. neutral
words) and/or with condition (alcohol vs. no alcohol) was observed in the social phobic
groups. In other words, interference was stable throughout the duration of the blocked
presentation, which supports neither the hypothesis of Amir et al., nor the notion that
interference will increase with increasing confrontation (blocked format).
We should also consider the possibility that particular aspects of our social anxiety
challenge condition might have hindered the expected group difference to appear.
Performance anxiety may attenuate the emotional Stroop interference in social phobics
(Amir et al., 1996) and our socially-phobic participants did report more anxiety than controls. But the levels of anxiety were generally low (3 on a scale of 0–10). Also, level of
acute anxiety was not correlated with emotional Stroop interference. Thus, emotional
override cannot explain the lack of a higher interference effect in social phobics.
We found that alcohol did attenuate the emotional Stroop interference in controls
but not in social phobics. According to the core assumption of the appraisal disruption
theory, alcohol should constrain the spread of activation of associated information and
thus attenuate the emotional Stroop interference produced by presenting words related
to social anxiety. Sayette, Martin, Perrott, Wertz, and Hufford (2001) have shown this
effect of alcohol in a non-anxious control group. Specifically, they demonstrated that alcohol, if ingested before conducting the emotional Stroop test, reduces the
interference for social stress words. This finding has been replicated in our study.
But why was this not true for social phobics as well, and what does this imply for the
functional analysis of the relation between social phobia and a tendency to alcohol
abuse and dependence?
It can be argued that the spread of social threat-related activation is much better
organized in social phobics than in non-anxious controls. Sayette (1993b) argued that
alcohol is less likely to hinder spread of activation if a stressor is ‘relatively easy to
process’ or ‘sufficiently threatening to override appraisal deficits’ (p. 469). It seems conceivable that, for social phobia patients, not only indicators of acute stressors, but
also social threat words, may either be easier to process or are associated strongly
enough with impending danger so that alcohol may no longer effectively reduce spread
of activation. However, in this context our second, exploratory finding is of interest.
We found a significantly better implicit memory for social threat words in social phobics
compared with controls. Furthermore, this memory bias was reduced by alcohol in the
expected direction.
Generally, it is assumed that two different processes are responsible for implicit
memory biases. For the word-stem completion task it is assumed that more data-driven (or perceptually driven) processes are responsible. In this study, however, it is clear that
conceptually-driven processes must be involved in order to produce a valence-
associated (or threat-associated) bias. Indeed, at least four prior studies have
demonstrated that conceptual/associative processing on perceptual implicit memory
tests can be independent of explicit memory processes (e.g. Hirshman, Passannante, &
Arndt, 2001). Note that participants had almost no traces of explicit memory for either
neutral or social threat words. Thus, it is highly unlikely that explicit recollection of
Alexander L. Gerlach et al.290
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social threat words may have contaminated performance on the stem completion task.
Furthermore, due to our balanced design only half of the participants were first asked to
consciously recollect the Stroop words. It is generally acknowledged that implicit
memory processes play an important role in ‘human affairs’ (Tulving & Schacter, 1990).
These authors proposed that ‘conceptually driven priming reflects a process of semantic
learning: the modification of, or adding of new information to, semantic memory’ (p. 304). Consequently, our results suggest that, in clinically-anxious social phobics, not
only is appraisal hindered by alcohol, but elaboration after initial processing also is also
affected. If that notion is correct, a threatening situation entered by a social phobic after
drinking alcohol may be experienced with similar anxiety with and without alcohol, but
this anxiety is remembered less intensively, thus still encouraging the use of alcohol as
self-medication in future situations. This may partly explain why studies focusing on
direct effects of alcohol on anxiety in clinically socially anxious people have repeatedly
failed to find significant anxiety-reducing effects of alcohol (Abrams et al., 2001; Himle
et al., 1999; Naftolowitz et al., 1994). It has been found that alcohol has a different effect on anxiety in women compared
with men. Especially alcohol expectancy – the belief that one has received alcohol and
that it will have specific effects – has been studied in this respect. For example, de Boer
et al. (1993) showed that alcohol expectancy reduced social anxiety in women but not
in men. However, paradoxical effects of alcohol expectancy have been demonstrated in
women as well: for example, Abrams and Wilson (1979) found that women were more
anxious during a social interaction test if they believed that they had received alcohol.
Hence, findings regarding the effects of alcohol expectancy on women are inconclusive
(Schippers, de Boer, van der Staak, & Cox, 1997). However, in the only experimental study testing the direct effects of alcohol on anxiety involving socially-phobic
participants, alcohol expectancy reduced reported social anxiety while giving a public
speech (Abrams et al., 2001). We did not directly test whether the pharmacological
effects of alcohol were solely responsible for our findings or if alcohol expectancy or
other psychological factors may have additionally led to the reduction of the emotional
Stroop interference in controls. Our participants did know whether they received
alcohol or orange juice. The socially-phobic women in our sample reported that they
expected more tension-reduction and regulation of negative mood and also more
enhanced socio-emotional functioning after drinking alcohol (as measured with the AEQ) than the control participants. Possibly this may have modulated the effects of
alcohol in some way or another. We did not find any association between our measure of
alcohol expectancy and Stroop interference. However, it may be that alcohol
expectancies are a transient- or an affect-dependent form of cognition and consequently
have to be measured in vivo rather than at baseline.
There are a number of other limitations of our study. Based on ethical considerations
we recruited social drinkers without a history of abuse or dependence. It is possible that
this may have led to recruitment of a group of participants who are especially unlikely to
experience anxiety reduction by ingestion of alcohol. Also, we have only indirect information on the alcohol status of the relatives of our participants. Paternal alcoholism
has been associated with an increased risk to develop alcohol problems and is
also known to affect the propensity to use alcohol to dampen stress responses
(Finn & Pihl, 1987). We cannot exclude the possibility that our recruitment procedure
implicitly excluded a subgroup that could potentially react differently to alcohol. Also,
we exclusively recruited women. Thus, our results are limited to female social phobics.
Finally, whereas a full balanced placebo design may not be suitable if BAL above 0.6‰
Effects of alcohol on processing social threat words 291
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(Sayette et al., 1994; Lyvers & Maltzman, 1991), our design would clearly benefit from at
least a third cell with participants receiving placebo but believing that they receive
alcohol. Future studies consequently should include such a group in order to further
explore the contribution of alcohol expectancies.
In summary, we were able to confirm the notion that alcohol disrupts appraisal
of threatening information in non-anxious women. This effect was not observable
in socially-phobic women, which supports the notion that highly effective processing
of threatening information lessens such an effect of alcohol. In addition, we found an
implicit memory bias for socially-threatening words in social phobics as compared with
controls. This implicit memory bias was attenuated by alcohol. The overlap of excessive
alcohol use and social phobia may not be the result of appraisal disruption exclusively,
but also the result of a curtailed memory for the anxiety experienced during social
situations.
Acknowledgements
Alexander L. Gerlach and Anke Schiller have equally contributed to this study and are listed in
alphabetical order. We thank Ralf Demmel and Michael Sayette for comments and
recommendations in the planning phase of this study. This research was supported by the
Christoph Dornier Foundation and the Christoph Dornier Clinic. Portions of this study were
presented at the XXXIII Annual Congress of the EABCT, Prague, The Czech Republic, September
2003.
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Received 20 July 2004; revised version received 02 March 2005
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