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Chapter 1
Introduction to Ethics and Social Responsibility
Five arms linked by fists wrapped around wrists.
Don Klumpp/The Image Bank/Getty Images
Learning Objectives
At the end of this chapter, you should be able to:
•Explain why it is important to study ethics and engage in ethical debates.
•Describe the roles of argument and emotion in ethics.
•Describe the function of logic in an argument and characterize an effective ethical argument.
•Explain how ethical theory can be applied to moral questions.
•Discuss how individual decisions can have consequences in the broader society.
•Identify the three dominant ethical theories in Western philosophy: utilitarianism, deontology, and virtue ethics.
•Identify the influential ethical theories that have been proposed as alternatives to classical theories.
People have worried about ethical questions—most simply stated, what is right and wrong—since the earliest of days. From the most basic, everyday concerns to the most important challenges a society can face, we confront these basic ethical questions all the time. In the following pages, we will look at many such moral problems, as well as some of the ethical theories philosophers have offered to solve them.
The study of ethics can be frustrating at times, largely because the problems dealt with rarely lead to a result that satisfies everyone. Hence, the arguments continue, new points are raised, old views are discarded, and we seem to go nowhere. But some of this frustration can be alleviated when we realize that as long as people debate questions of right and wrong, these disagreements will persist. At the same time, however, we will discover that our understanding of those disagreements can be deepened and our abilities to reason about them improved. We may not solve all the ethical problems we confront, but we can make progress by solving some of them, and making clearer what is at stake in the problems themselves.
1.1 Why Study Ethics?
You are standing in line at the movies, and someone cuts in front of you. Your child is sent home from school because what is written on her t-shirt is considered "inappropriate." You discover that your best friend is cheating on his wife. You are forced to pay taxes to support behavior you think is wrong. Your commanding officer punishes you for something you didn't do. Your boss promotes a co-worker who took credit for work that was, in fact, done by you. You have a little extra money and, on your way to play the lottery, pass a homeless woman with her child.
These situations illustrate some of the ethical situations we may confront that would force us to consider what we should do, and whether our response is good or bad, right or wrong, moral or immoral. The study of those problems constitutes the discipline of philosophy known as ethics. The study of ethics is ancient and can be found across all cultures and in all times that humans have lived in social groups. That people consider what is right and wrong, and what they ought to do, is fundamental to living in communities. Thus, another way of thinking about ethics is that it is the study of "oughts" and "shoulds"—what ought I do, what should others do, what ought society do. Even though our focus in this text will be on the subject of ethics itself, we will also explore the long history of ethics and some of its important relationships with religious traditions and legal and political doctrines before we reach the conclusion of our readings. Recognizing how our philosophical concepts—particularly ethical concepts—inform and clarify our understanding of religion, the law, and politics is important.
At the same time, we all have what philosophers call moral intuitions. Intuitions, in the philosophical sense, are views that we hold, and share with others, without any specific argument or reasoning involved. They tend to be immediate and spontaneous. Perhaps you see an animal being treated with great cruelty, and you immediately and spontaneously object to that treatment. This reflects your intuition that such cruelty is wrong; you don't hesitate to consider the evidence and arguments involved—you simply react. Such intuitions are often correct, and the study of ethics can help support them by providing deeper reflection on the issues involved and developing sophisticated arguments that support these intuitions. It is also possible that such intuitions may be wrong, or at least may be considered by many others to be wrong. A person's intuitions may tell him any number of things: that stealing is sometimes okay, that violence can sometimes solve problems, that women or people of other races or religions are inferior. Many of us may object to these intuitions. The study of ethics puts us in a stronger position to be able not just to say that we disapprove, but also to explain why we disapprove and why such intuitions may both be wrong and lead to other immoral results. As we shall see, some philosophers are content to say these intuitions are the end of the story: We either approve or disapprove of something. Many others, however, insist that we should be able to give some kind of reason for our beliefs and support those beliefs if at all possible with arguments.
Person breaking into a car by smashing the window.
Gary Huner/Photographer's Choice/Getty Images
When we judge an action as right or wrong, the view we have comes from our moral intuitions.
Most ethical debates revolve around questions where the correct answer isn't always obvious. If it were obvious, of course, there wouldn't be much room for debate. This can be frustrating, for ethical arguments seem never to end, and rarely is a serious moral problem solved in a way that everyone accepts. At the same time, we shouldn't be terribly surprised that this happens in ethics, for at least two reasons. Ethical questions are often the most important, but most difficult, problems we ever deal with because ethics is a grey area. It would be easier if the answers were black and white, like those in math. If we had an "ethical calculator," we could enter a couple of numbers into it, press the "multiply" button, and be guaranteed of the answer. But ethics doesn't work this way: First, there is rarely an agreed-upon set of rules to follow (presumably, most of us, in contrast, agree on the basic rules of multiplication). Second, we may not even agree on how to describe the moral question itself. If two people are debating the morality of physician-assisted suicide, and one person insists on the existence of an eternal human soul while the other denies its existence, they almost certainly will disagree over how to describe the problem itself.
As we will see, however, ethics can lead to solutions that seem to indicate actual "progress." As we proceed, we will also look at some historical debates that are based on certain assumptions about people—assumptions that have changed and led to corresponding changes in our moral understanding of human beings and in our laws. This is a reminder that much can be gained by looking more closely at moral challenges, examining the arguments that arise relative to these challenges, and considering what assumptions are made in constructing these arguments. Studying ethics allows us to do this more carefully and with more sophistication. Although studying ethics will not solve all our problems, it does offer a great deal in terms of understanding those problems and determining what is involved in the solutions to those problems that have been offered. That is why we study ethics!
Be the Ethicist
Leftover Embryos
In her article "What Is the Fate of Leftover Frozen Embryos?" Laura Beil notes,
Experts estimate that hundreds of thousands of embryos have accumulated in fertility clinics throughout the country, some awaiting transfer but many literally frozen in time as parents ask themselves questions few among us ever consider with such immediacy: When does life begin? What does "life" mean, anyway? In a recent survey of 58 couples, researchers from the University of California in San Francisco found that 72 percent were undecided about the fate of their stored embryos. In another study last year of more than 1,000 fertility patients from nine clinics, 20 percent of couples who wanted no more children said they planned or expected to keep their embryos frozen indefinitely. (http://www.today.com/id/32489239/ns/today-parenting_and_family/t/what-fate-leftover-frozen-embryos/ (http://www.today.com/id/32489239/ns/today-parenting_and_family/t/what-fate-leftover-frozen-embryos/) )
This can be a very difficult issue that challenges our moral intuitions about the beginning of life, about in vitro fertilization, and about what our responsibilities are, if any, to frozen embryos that are not implanted. (As the article notes, there can also be substantial costs involved.)
As a way of introducing the kinds of questions that the study of ethics looks at, read the article that is linked above, and try to answer the following questions:
1.Is the embryo a human being?
2.Should such embryos be kept frozen for as long as possible?
3.If it costs $40/month to keep the frozen embryos, an embryo that is maintained for 10 years would cost almost $5,000. Who is responsible for that cost?
4.Should the cost be considered a factor in making this decision? If so, how big of a factor should it be in the decision?
5.What other things might be done with these embryos?
1.2 Argument and Emotion in Ethics
People often disagree and express that disagreement through arguments. Two people may disagree about which is better: football or baseball. They may see a movie together and not agree about whether it was a good movie. They can debate the merits of two presidential candidates or to which restaurant they should go. A parent and a teenager may have a serious disagreement about what an appropriate curfew is. All these disputes can, and often do, lead to arguments, with each participant trying to establish his or her claim on the basis of evidence, reasons, and logic. Sometimes ethical arguments can become very heated, and some arguments have been known to lead to violence. Presumably, an argument that is settled violently is one where evidence, reasons, and logic don't play much of a role. Other arguments are settled by one person simply saying, "This is what is going to happen." Thus, a parent who may (legitimately) say, "This is when you will be home!" isn't providing so much of an argument as imposing his or her will on the situation.
Philosophers use the word argument in a somewhat different way, a way that emphasizes the idea that arguments put forth reasons to accept a conclusion. A philosopher or mathematician would call this the argument for the transitive property in arithmetic, even though there is probably little passion or a threat of violence involved here:
10 < 20
5 < 10
THEREFORE
5 < 20.
For philosophers, the term "argument" doesn't imply the idea it often does when we use the term to suggest anger, emotion, and hurt feelings. Rather, in this context, arguments simply present a conclusion and suggest why certain reasons indicate that conclusion is true or probable.
At the same time, arguments about ethical questions tend to generate quite a bit more passion, and it can be difficult to keep emotion out of the discussion. Whether it be abortion, taxes, gun control, gay rights, race, spanking children, or a whole host of other issues, we have a bit more at stake personally than we may have, for instance, in the transitive property in arithmetic. These are issues that we seem to care about a great deal, and it is difficult to keep our emotions out of the debate. Indeed, it isn't clear whether we should keep all emotion out of it; we may be motivated to construct better arguments, weigh the evidence more carefully, and examine the logic more meticulously if we care a great deal about the issue over which we are arguing.
In arguing about ethical issues, most of which are very controversial and involve some of our most deeply held beliefs, it is important to try to make sure the arguments focus on the evidence, the reasons, the logic, and the argument. This doesn't eliminate the emotional element, if such a thing is possible; rather, it is to try to focus on the arguments themselves, and not to let the conclusions be driven by emotion. Unlike parents with children, we can't "settle" arguments by dictating the conclusion. Nor, of course, is it legitimate to establish a conclusion on the basis of violence or even an implied threat of violence. Rather, we have to stick to the arguments themselves and see if we can support our conclusions on the basis of good evidence and solid reasoning. As some philosophers have insisted, it is only by submitting our most cherished beliefs to such critical scrutiny that we determine which of our beliefs can really sustain this kind of examination.
In evaluating arguments, we've mentioned evidence and reason as crucial elements of that evaluation. One of the most useful tools philosophers have to examine arguments is logic, the discipline that investigates the rules of reasoning. It is to logic that we now turn, if only briefly, so that we can have some of its apparatus at our disposal.
Opinions, Belief, and Knowledge
Consider the following sentences. Are these beliefs, opinions, or knowledge claims, or would you use some other terms to describe them?
1.The book is on the table.
2.I have an immortal soul.
3.Chicago is a better town than Atlanta.
4.Seven is greater than five.
5.Thou shalt not kill.
As we have just seen, philosophers use the term "argument" to refer to a set of claims (the premises) that support another claim (the conclusion). But, as we know, "argument" is used in a different way in ordinary life and can, sometimes, be unpleasant; if we argue with another person, we may upset that person, we may get angry, or both people in the argument may have their feelings hurt. It often seems easier just to say, "Let's agree to disagree," or "Everyone has a right to his or her opinion." In that way, we may have a better chance of not making someone angry.
Although some in ethics think this is reasonable resolution, others aren't so sure. After all, do we really want to say that about all of a person's claims? Let's consider a few examples that are not ethical in nature, but that are easily relatable. Imagine you are accused of being late on paying your income taxes. You say you have paid them, and your accountant (or the Internal Revenue Service) says that you have not. Can we really resolve this by saying each of the people involved has a right to his or her opinion, and that that settles the issue? If a mother heard her son say, "Two plus two equals nine," would she say that he is entitled to his opinion, or would she correct him? So, to make the point, we probably hesitate to say that anyone is justified in saying anything.
It can sometimes be difficult to determine whether a claim someone makes is simply an opinion, or is something that has more support, such as a justified belief or a knowledge claim. To summarize these points, one could merely assert something as an opinion and not be surprised if someone else rejected it. If that opinion is held more strongly, it may qualify as a belief; if it is held more strongly on the basis of reasons, arguments, and evidence, it may qualify as a justified belief; if that justified belief is true, it may qualify as knowledge. Philosophers, as noted, disagree about some of these terms and how they are used; since 1963, they have focused a great deal of attention on whether a justified true belief is sufficient to be called knowledge.
When we turn to the sentences above, we start to see the kinds of distinctions one might want to start making between opinions and, for lack of a better term, claims. For the purposes of this discussion, we can use opinion to refer to anything someone believes, regardless of any evidence, argument, or justification for that belief. One person might believe chocolate ice cream is better than vanilla; another might believe that vanilla ice cream is better than chocolate. Without any further information, we are probably satisfied to see this kind of belief as an opinion and generally not something one could be right or wrong about. Hence, we probably would be reluctant to get into a serious argument about who was right in this case.
In contrast to an opinion, we can refer to beliefs that have some degree of specific evidence or reasoning that can be appealed to in order to back up the belief. "This watch is more expensive than that watch" would be a claim in this case; we can compare the prices, and see that if the first watch costs more, the claim is true (and if it is not, then the claim is false).
In general, then, we want to make sure we determine whether a given belief is merely an opinion, or if more is at stake. Is the person putting forth the belief simply asserting an opinion? Is the belief something for which one can provide support? It is not always obvious whether something a person believes is based on an opinion, or is being put forth as a claim for which there is, at least implicitly, some kind of support. In ethics, and elsewhere, we generally want to focus on claims that we can give reasons for; that is, we want to be able to justify our beliefs with arguments. This does not mean that opinions are without value; it means, rather, that opinions alone cannot provide the kind of claims that we can fruitfully argue about. Consequently, when stating your beliefs, you will want to make sure that they are the kinds of things you can back up, if asked to. And if they are beliefs that cannot be backed up with an argument or with evidence, you should be prepared to say why (see Figure 1.1 for one model of how to construct an effective argument). One good test for this is to consider your claim from the perspective of someone who does not share your beliefs: Would that person regard you as putting forth an opinion, or a claim that you should be expected to support? If you are unwilling to offer such support, should your claims be accepted, or is it as good (or as bad) as any other opinion that has nothing to support it? It might be worth making a list of some of the things you might think are true, or think might be true; should some of these be considered merely opinions, while others would be things you think have some degree of support or evidence?
Figure 1.1: A model of argument
Flow chart showing Toulmin's model of how to construct an effective argument.
In his influential book The Uses of Argument, Stephen Toulmin describes a structure that he sees as characteristic of most written arguments that have some degree of complexity.
1.3 A Brief Look at Logic
Logic is the study of arguments and how they are put together. The study of logic is one of the oldest parts of philosophy—possibly as old as ethics!—and is a rich and vast field of inquiry. Here, we will look at only some of the basics of logic, in order to have some of its technical language available when we want to talk about arguments, and to get an overview of what "good" arguments look like. If you want to see more complete discussions of arguments and how they are evaluated, extensive discussions of logic are easily found on the Web, and most libraries have dozens of introductory logic textbooks.
Sentences
Arguments are constructed out of sentences, but not just any string of words qualifies as a "sentence" in the sense we will be using the term. In the following list, the sentences are underlined:
Shut the door!
The door is shut.
It is not the case that the door is shut.
Is the door shut?
The door is shut or the door is not shut.
As you can see from this list, commands, or imperatives (such as "Shut the door!"), and questions are not treated as sentences. For our purposes, sentences are strings of words that can have the values of true or false applied to them. Here we can assume that all sentences will be only true or false—these are called truth values—and assume what logicians call bivalence, the two values of true and false.
Sentences that provide reasons to accept a claim are called premises; the claims that support these premises are called the conclusions. For our purposes, all arguments will have premises and conclusions. Premises will be true or false, and conclusions will be true or false (as premises and conclusions are sentences). However, only the components of the argument—the individual sentences that constitute the premises and conclusion—are said to be true or false; the arguments as a whole are themselves characterized in a different way.
Arguments
Logicians generally distinguish two basic kinds of arguments: deductive and inductive. A deductive argument is an argument that draws a conclusion solely on the basis of the premises provided; that is, the information in the conclusion is (or should be) contained entirely within the premises. Deductive arguments are characterized by their validity or invalidity; a valid deductive argument supports the conclusion in a specific way, and an invalid deductive argument fails to support the conclusion. We want to be able to show whether an argument is valid or not, for if we can show an argument is not valid, we can reject it. If we determine that an argument is valid, then we can go on to worry about whether the premises are, in fact, true.
Validity is a structural feature of arguments. Here are two valid deductive arguments. The first is perhaps the most famous argument in the history of logic:
1.Socrates is a man.
All men are mortal.
THEREFORE
Socrates is mortal.
The second is, on the other hand, rather silly:
2.Socrates is a trombone.
All trombones are made of peanut butter.
THEREFORE
Socrates is made of peanut butter.
Squirrel monkeys sitting on a tree branch.
iStockphoto/Thinkstock
All monkeys are primates. All primates are mammals. Therefore, all monkeys are mammals. This is an example of a sound deductive argument.
As noted previously, both of these arguments are valid; this is because the premises support the conclusion in the appropriate way, and if the premises are taken as true, then the conclusion must be taken as true: That's what validity means. To say a deductive argument is valid is to say that if its premises are accepted as true, then the conclusion must be true. But it is crucial to see the role "if" plays here. A valid argument may have premises that make no sense but have the structure that a deductive argument must have to be valid; if so, they are said to be valid, no matter how ridiculous the actual argument may be. In our example above, the premises are actually true only in the first argument; I think we can agree that the premises in the second argument are in fact false (not true). A valid argument that has premises that are actually true reflects soundness. A sound argument is thus a deductive argument that is valid, and its premises are, in fact, accepted as true. In general, when we are looking at deductive arguments, we have two tests: Is it valid? If it is valid, are the premises true? If the argument is not valid, we can reject it; if the argument is valid, we then have to determine whether the premises are actually true. That, of course, is where a great deal of work has to be done. In other words, when considering validity, the logician doesn't have to worry about the "real world." So in considering whether an argument is valid, we must keep in mind the "big if": If the premises are true, then we must accept the conclusion as true. But it is a different question, usually ignored by the logician, of whether the premises are "in fact," or "actually," or "in the real world" true. Logicians worry, for the most part, about the validity of arguments; others worry much more about whether an argument is sound or not.
Using Logic
As we mentioned earlier, when we are looking at deductive arguments, we can reject them if we discover that they are not valid. Here is a sequence one can follow in evaluating deductive arguments:
Is the argument valid?
No: We can reject the argument as stated.
Yes: We then see if the argument is sound.
Is the argument sound?
No: We can reject the argument as stated, and we can see which premises are false.
Yes: We can then accept the argument as stated.
Maybe: We can debate whether one or more of the premises are true, or whether one could accept one or more of the premises as true on a specific interpretation.
The purely logical examination is complete once we discover a deductive argument is valid; most of the debates we will see will be over whether claims put forth as premises should be regarded as true, as false, or require further debate, or whether they offer sufficient support to accept a conclusion. Some examples follow.
A valid deductive argument that is not sound:
No dogs are canines.
Some canines are ballerinas.
THEREFORE
Some dogs are not ballerinas.
A valid deductive argument that is sound:
All fish are vertebrates.
All trout are fish.
THEREFORE
All trout are vertebrates.
An invalid deductive argument:
All dogs have four legs.
All cats have four legs.
THEREFORE
All cats are dogs.
Since a deductive argument has to be valid in order to be sound, there aren't any sound arguments that are not valid.
Inductive arguments are different than deductive arguments in a couple of crucial ways. First, the information in the conclusion of an inductive argument is not completely contained within the premises; the conclusion introduces new information that can't be found in the premises. Thus, we often see inductive arguments used to make predictions about the future, based on our current evidence. However, we can also construct inductive arguments about the past, by looking at the evidence we have in seeing what kind of conclusions that evidence might support.
This leads to the second way inductive arguments are distinct from deductive arguments: No matter how much support the premises may provide for the conclusion, the conclusion can still be false. That is, even if we have premises that are true and provide good reasons for the conclusion, the conclusion of the inductive argument may not be true. These arguments can be regarded as establishing, on the basis of reasons given in the premises, a probability that the conclusion is true. Here are a couple of examples to indicate how we evaluate inductive arguments.
1.Every morning in the past, the sun has risen.
The sun rose this morning.
THEREFORE
The sun will rise tomorrow morning.
2.Every time I've washed my car in the past, it has then rained.
I will wash my car tomorrow.
THEREFORE
It will rain tomorrow.
The first inductive argument here is said to be very, very strong; so strong we are tempted to think that its conclusion is necessary. But since we know that the sun—as do all stars—will explode, collapse, or burn out, at some point in the future, it will not do what we call "rising." It is, however, such a strongly supported conclusion that we don't think twice about whether the sun will rise tomorrow. In contrast, the second inductive argument is relatively weak; we probably think we just have bad luck, and that it is just a coincidence that it rains after we wash the car. For, otherwise, if we thought this was a strong argument, we might be tempted to think that by washing the car, we cause it to rain. Obviously, we may not want to draw this conclusion with any more confidence than the rooster should think that he causes the sun to come up by crowing.
Remember that, in general, deductive arguments are evaluated using one of two sets of terms: Deductive arguments are either valid or not valid, and if valid, they are either sound or not sound. In contrast, inductive arguments are evaluated in terms of a continuous scale of strength: from very, very strong (establishing a conclusion we rarely, if ever, doubt) to very, very weak (so its conclusion is seen to be purely accidental).
In the arguments we will examine in our study of ethics, we will see a mix of both deductive and inductive arguments. This shouldn't come as much of a surprise, in that this is what we already do in our everyday reasoning. I may argue, for instance, that aspirin stops headaches, and that I have a headache; I conclude that to stop my headache, it would make sense to take some aspirin. But the claim "aspirin stops headaches" may be the conclusion of an inductive argument. Many times in the past, aspirin has stopped my headache; I thus have a fairly strong inductive argument that aspirin will do so again. On the other hand, you may not have had such good luck, and so the claim "aspirin stops headaches" isn't well supported. Here, and in most of our reasoning, we see a mix of deductive and inductive arguments, and in evaluating ethical arguments in general, we will have to keep this distinction in mind. In understanding the structure of arguments, and seeing how well premises support their conclusions, these terms will be very useful in our examination of the specific arguments we will encounter.
Logic and Ethics
The relationship between logic and ethics may not be immediately clear; logic has to do with how we reason (correctly and incorrectly), while ethics is concerned without evaluating how we act (morally or otherwise).
However, an important part of ethics is determining whether a given choice is the right one (or not), and that can often involve arguments: We may construct arguments to justify a choice, to demonstrate that another choice is preferable, or to criticize another person's own argument. In other words, ethical reasoning frequently appeals to arguments; hence, if we want that reasoning to be satisfactory, we must at least make sure our arguments don't fail because of the logic involved.
Perhaps one runs across this argument:
We started trying juveniles as adults, and then crime decreased.
Therefore, trying juveniles as adults caused crime to decrease.
This may sound like a persuasive argument, but it is actually fallacious: One can see this with an argument that has the same structure but draws a pretty dubious conclusion:
It rained, and then I won the lottery.
Therefore, raining caused me to win the lottery.
The argument here fails because of a simple logical point: Just because one thing precedes another, it does not necessarily mean that the first thing caused the second thing. This is a logical mistake known as the "false cause" fallacy and is often referred to with its Latin name, post hoc ergo propter hoc.
The advantage of looking at the logic of an ethical argument is that it provides a preliminary test to see if we should examine the argument further. If we are looking at a deductive argument that is not valid, or an inductive argument that is extremely weak, we don't need to go any further. Identifying a deductive argument as invalid means that it can be rejected, simply for that reason. Inductive arguments that are seen as so weak that no one would accept them as stated means that they can also be rejected in that form, although there may be ways of strengthening the argument by adding more evidence to support the conclusion, or by weakening the conclusion itself.
1.4 Application of Theory in Practice
Can you identify a decision you've had to make recently that raised ethical kinds of questions? How did you go about making that decision? What reasons—if any—did you use to make it? Did you consider only whether the act itself was the right thing to do? Did you consider what kinds of results might occur from the decision you made? Did you consider whether a "good" or "moral" person would make the kind of decision you made?
As we will see, these kinds of general questions are central to the most influential ethical theories that have been developed in the history of philosophy.
Our actual, everyday lives are pretty messy, and they can be at their messiest in dealing with questions of morality. Often, when confronting an ethical problem, we may see various solutions, as well as all sorts of different factors that need to be considered. We may need to take into account our perspective and the view of others, often many others, and all of these perspectives can involve vast amounts of information. We may need to factor in our religious and moral perspectives while trying to keep out, to the extent that we can, our biases and emotions. But the others who may be affected by our decision probably have their own biases, emotions, and perspectives that will influence the way they understand the ethical problem and how they evaluate its proposed solution. Thus, when we stop to think about it, actually putting ethical decisions into practice can seem to become complicated—and possibly even overwhelming in its complexity.
That may seem to be a recipe for seeking to avoid making ethical decisions, but, of course, refusing to make such a decision is, in its own way, to make that decision. If I see something that I regard as deeply immoral, and do nothing about it, I have thereby decided that I won't try to prevent it. Many of us will regard this result as itself objectionable, and ethicists have consequently developed various theories to try to make clearer what is at stake in making ethical decisions and to offer useful and productive guidance in making them.
The ethical theories we will be looking at and applying to specific moral problems have enormous advantages to offer in analyzing these problems and suggesting solutions to them. The three main theories we will be looking at—utilitarianism, deontology, and virtue ethics—offer sophisticated and rigorous ways of both describing and resolving the ethical challenges we confront. They help clarify how those problems arise, provide specific ways of thinking about right and wrong, and make explicit the tools we can use in evaluating the various solutions put forth. At the same time, however, they may oversimplify and generalize ethical issues, and it is a good idea to remember that what we gain in terms of argumentative strength and analytical clarity may, at least on occasion, require us to sacrifice some of the specific details involved in a particular case.
Thus, the relationship between ethical theory and ethical practice tends to be a two-way street. We may apply a specific ethical theory to a specific ethical problem and discover that, in the particular case involved, important details in the case require some adjustment in applying the theory. Or, perhaps, the theory offers us a way to describe the problem itself and allows us to see it in a different way. In general, ethical theory can be developed by looking at ethical practice, but at the same time, ethical practice can utilize ethical theory; each informs the other. Engineers might refer to this as a feedback mechanism, where two things are in a mutually dependent relationship and have to be adjusted in terms of how one component is affected by the other. Philosophers tend to describe such a relationship as dialectical. The important point, in any case, is to see that theory and practice in ethics are in this kind of relationship: A theory that cannot be applied is not very helpful, but trying to understand ethical problems without some sort of theoretical apparatus is to risk proceeding without any guidance at all.
1.5 The Individual and Society
When we are asked to describe ourselves, we probably do so in terms of the various relationships we have with other people. We may characterize ourselves as a daughter, a father, a brother, or a grandparent; that is, we may think of ourselves as part of a family, and those relationships are crucial to how we think of ourselves. There are many other such relationships, of course: A person might consider herself part of a religious group; or identify herself as a member of a specific ethnicity or culture; or claim to be a resident of a town, a community, a state, or a nation. These are all social conceptions; that is, we often think of ourselves in terms of our relationships to other people and other groups of people. Many philosophers have argued that our self-conception is fundamentally described in terms of these relationships, and that we cannot think of ourselves without thinking of the many interdependent relationships we have with other people. Try to describe yourself without using such "social" terms and see how important those terms are in describing who, and what, you are.
Grandmother with adult daughter and grandchild.
iStockphoto/Thinkstock
Many philosophers believe that our self-conception is tied to how we view ourselves in terms of our relationships with other people.
If this is the case, then who we are cannot be separated from all those others to whom we are somehow related, whether directly or indirectly. This means that many—perhaps most, or even all—of our decisions will have an effect on others, and those effects must often be taken into account in making ethical decisions. Sometimes this idea is expressed as an implied "social contract"—we all agree to obey certain rules simply in order to be able to live together in a society. Sometimes these rules, such as those against murder and theft, are so important that they become part of a society's legal code. Other rules are more informal and are simply the kinds of things we agree to do to get along with each other. There might not be a law against cutting in front of someone waiting in line, but we have probably experienced line jumping, so we have a pretty good idea of why we object to such behavior. This may be how our first ethical intuitions begin to develop: Someone does something wrong that affects us, and we come to see that our understanding of it as wrong tells us that we shouldn't do such a thing. It is a quick step to the Golden Rule: Treat others as you would like to be treated.
As noted, many of our decisions have effects on others. Evaluating these effects, and our responsibilities involved, can be difficult. The effects may be fairly obvious if I live with someone who never does the dishes or takes out the trash. But do I have any responsibilities if I buy clothes that I discover are so inexpensive because those who make them are paid very low wages and treated badly? If I continue to purchase such clothing, do I help support such a system? If our decisions affect others, how we determine which others we include in our moral evaluations can therefore make an important difference. Indeed, some philosophers have even argued that in evaluating questions about, for instance, the environment or the increased national debt, we must consider the effects on generations to come.
In what follows, we will look at a number of ethical problems, some of which seem to be individual decisions; often such problems involve "victimless crimes" such as not wearing one's seatbelt or doing drugs. We will also look at issues that clearly have an effect on many others, including those who live and work far away. We will see our ethical intuitions challenged, and we will confront a number of different ways of thinking about those challenges. But a crucial feature of many ethical arguments will be the realization that we often cannot isolate our behavior, and its evaluation, from the effects it has on others. It will be important for what follows to keep in mind the nature of the relationship between an individual and the society in which that individual lives, and the difficulty inherent in understanding individuals and their behavior apart from the other members—and their values—who make up that society.
Straight to the Source
The Paradox of Tolerance
Sometimes people argue that all views should be tolerated. As the great philosopher Karl Popper noted in Volume 1 of The Open Society and Its Enemies, this leads to a paradox:
The paradox of tolerance: Unlimited tolerance must lead to the disappearance of tolerance. If we extend unlimited tolerance even to those who are intolerant, if we are not prepared to defend a tolerant society against the onslaught of the intolerant, then the tolerant will be destroyed, and tolerance with them.—In this formulation, I do not imply, for instance, that we should always suppress the utterance of intolerant philosophies; as long as we can counter them by rational argument and keep them in check by public opinion, suppression would certainly be unwise. But we should claim the right to suppress them if necessary even by force; for it may easily turn out that they are not prepared to meet us on the level of rational argument, but begin by denouncing all argument; they may forbid their followers to listen to rational argument, because it is deceptive, and teach them to answer arguments by the use of their fists or pistols. We should therefore claim, in the name of tolerance, the right not to tolerate the intolerant. We should claim that any movement preaching intolerance places itself outside the law, and we should consider incitement to intolerance and persecution as criminal, in the same way as we should consider incitement to murder, or to kidnapping, or to the revival of the slave trade, as criminal. (1971, p. 226)
Is Popper right here? If we are tolerant of all views, do we therefore have to tolerate those who reject tolerance?
When we look at specific ethical issues, such as gun control and immigration, we will, for the most part, be applying the three classical ethical theories of utilitarianism, deontology, and virtue ethics. There are, unsurprisingly, other approaches to ethics—such as relativism and emotivism—that we will only be able to mention briefly. But those approaches can also be very useful to remind us that it can sometimes be difficult to provide a satisfactory analysis of a given moral problem, although we may be shirking our moral responsibility if we try to avoid doing so.
1.6 Classical Theories
Every day we are confronted with questions of right and wrong. These questions can appear to be very simple (Is it always wrong to lie?), as well as very complicated (Is it ever right to go to war?). Ethics is the study of those questions and suggests various ways we might solve them. Here we will look at three traditional theories that have a long history and that provide a great deal of guidance in struggling with moral problems; we will also see that each theory has its own difficulties. Ethics can offer a great deal of insight into the issues of right and wrong; however, we will also discover that ethics generally won't provide a simple solution on which everyone can agree.
Classical Theories
The classical ethical theories in a nutshell, with a short lesson in application.
Utilitarianism
A natural way to see whether an act is the right thing to do (or the wrong thing to do) is to look at its results, or consequences. Utilitarianism argues that, given a set of choices, the act we should choose is that which produces the best results for the greatest number affected by that choice.
Definition of Utilitarianism
After helping their mother clean the attic, John and Mary are told they can each have a cookie. When they open the cookie jar, only one is left. What do you think would be the fairest solution for John and Mary?
Those who follow utilitarianism suggest that there is an obvious solution that is fair, and it may be one that appeals to common sense as well: John and Mary should share the cookie. Since each has an equal right to it, they should split it in half. They may not get what they want—each wants the entire cookie—but both are better off with half a cookie than with no cookie. Dividing the cookie produces the greatest good for the greatest number. This is the fundamental principle of utilitarianism: One should choose to do that which produces a better outcome for the largest number of people.
The cookie example is, of course, a very simple case, but it allows us to introduce some of the terminology philosophers use to examine ethical choices. Here, for instance, we might call the pleasure John and Mary get from the cookie their "utility"; a standard assumption among ethicists, economists, and many others is that people seek to maximize their utility. Thus, Mary would like to maximize her utility by having the entire cookie, but that conflicts with John's desire to maximize his utility (by also having the entire cookie). We should also see that part of this calculation is to minimize pain or suffering; a choice that maximizes utility may often be one that produces the least harm, given the options available. Utilitarianism is the theory that people should choose that which maximizes the utility of all those who are affected by a given act.
Unfortunately, many ethical problems aren't as easy to solve as the cookie example. At this point, however, we see the basic utilitarian principle and how to apply it. Now we can start to make it a bit more precise. According to utilitarianism, one should always act in a way that produces the greatest good for the greatest number of people relative to any other way one might act, or act in a way that maximizes the utility of all affected by an act, relative to any alternative to that act.
Examples of Utilitarianism
Front of a school building.
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Paying taxes decreases an individual's happiness, but a utilitarian might argue that taxes are good because they fund institutions such as schools that can increase utility for a very large number of people.
A couple of examples should make clear how one might go about applying this utilitarian principle. One of the most common ways is to adopt a rule—a law, in this case—against shoplifting. While the shoplifter may maximize his utility by shoplifting, the utility of the store owner is obviously not maximized, and if rules against shoplifting weren't enforced, prices would go up for all the other customers. So here, the greatest number of people (the shop owner and the customers) achieve the greatest amount of good by preventing as much shoplifting as possible. This seems like common sense, and that is one thing that makes utilitarianism very attractive. Consider a tax that people in a given community pay for their very good public schools. No one likes to pay taxes, and any tax will decrease an individual's happiness. But the school system in question not only provides the students with a high-quality education (thus increasing the utility of the students and their parents); it also makes the housing in that community more valuable, and thus increases the utility of all those who own houses there, not just parents with children. The utilitarian might argue that a relatively small decrease in happiness brought about by the tax creates an increase in happiness for a very large number of people, and thus is the correct thing to do.
Act Utilitarianism and Rule Utilitarianism
We will see some more details that affect how one applies this utilitarian principle when we look at specific examples. It may already be clear that there can be problems in applying it; some make technical distinctions within utilitarianism, such as differentiating between act utilitarianism and rule utilitarianism. Generally speaking, an act utilitarian looks at a specific act: Does this act produce the greatest good for the greatest number, given the various options available? If so, the act utilitarian says that this act is what should be done. The rule utilitarian may, in some cases, disagree, contending that one should do things that, as a rule, generate the greatest good for the greatest number. It may, for instance, turn out that cheating on a specific exam will produce, in this specific case, the greatest good for the greatest number. But, in general, cheating will not have that result, so the rule utilitarian will say cheating is wrong in this case, while an act utilitarian may say this specific act is okay. As we will see, many others will challenge, for different reasons, the very idea of using the principle of utility as a guide for making moral and ethical decisions. We can look at one of them here.
Challenges to Utilitarianism
Bernard Williams (1929–2003) put forth one of the most famous problems for utilitarianism. An explorer accidentally walks into a small village just as 20 natives are about to be shot. She is told by the village chief that it is a great honor for a visitor to shoot one of these natives, and because of that, if she shoots one native, the other 19 will be set free. If she declines, however, all 20 will be shot. It seems, as Williams points out, that the utilitarian principle makes it quite clear that the greatest good for the greatest number is produced by the explorer shooting one native, and that any other alternative will not produce as good a result. However, the explorer has profound objections to taking another person's life; thus, we might wonder about an ethical theory that insists that doing so in this case is not just an option but is in fact the right thing to do. Although we aren't often in the situation of this explorer, it is easy to imagine situations where one might confront this problem. For instance, should you do something that your boss tells you to do but that you think is morally wrong, even though it will produce good results for the company?
Utilitarianism gives us what seems to be a clear and fairly easy principle to apply to ethical problems and so determine the right thing to do in specific cases. It also seems to be an idea that appeals to common sense and is often regarded, therefore, as one that most people use even when they don't realize they are applying a specific ethical theory. As we go along, we will see in many cases that utilitarianism does do this, providing clear solutions to ethical challenges that are simple, easy to explain, and easy to justify; it seems to be an obvious, common-sense response to those challenges. Unfortunately, we will also see that it can produce—as it may do in the case of the explorer—results that conflict with our sense of right and wrong. We will also recognize that it isn't always easy to determine what, exactly, is the "greatest good," or how we can decide what the relevant group is when we consider the good for the "greatest number." We may also discover conflicts between short-term and long-term goods when applying utilitarianism. As we will continue to discover, ethical principles can frequently give us guidance and clarify ethical problems, but they usually don't guarantee a result on which everyone will agree.
Be the Ethicist
What Price the Bottom Line?
You are the president of a major oil company. A very expensive safeguard, if installed, will almost certainly prevent an explosion of a well you are drilling offshore. You aren't required, legally, to install this safeguard, but if you don't, the risk of an explosion, while still small, is much greater than if you do install it. You are asked to weigh the costs, or risks, of installing the safeguard against the benefits of not installing it. How do you go about making this calculation? Whose interests should you consider:
•Your company's?
•Your stockholders'?
•The people who might be harmed in such an explosion?
•The larger population that might be affected by the explosion?
•All those affected by the pollution such an explosion might cause?
As the number of interests you consider increases, so does the cost to your company. How do you determine where to draw the line, maintaining a reasonable balance between your company's profits and your company's ethical responsibilities?
Would you have the safeguard installed, or not?
After deciding what you would do, reflect on the kinds of reasons you used to make your decision. For instance, did you weigh the costs and benefits here? Did you focus on the outcome or a general moral rule? Did you ask yourself what an ethical person might do in these circumstances?
Deontology
Rather than looking at the consequences of an act, deontology looks at the reason for which an act is done, and the rule according to which one chooses to act. Deontology doesn't deny that acts have consequences; rather, it insists that those consequences should not play a role in our moral evaluation of such acts.
Definition of Deontology
Utilitarianism is sometimes called a consequentialist theory because it evaluates whether an act is right or wrong in terms of the act's consequences. In contrast to consequentialist theories, a number of different approaches suggest distinct ways of evaluating the morality of an act. Perhaps the most famous of these is deontology. Coming from the Greek deon, which means "duty," deontology (sometimes referred to as duty ethics) focuses on what we are obligated to do as rational moral agents. It is particularly important to see that the deontologist does not say that actions do not have consequences; rather, the deontologist insists that actions should not be evaluated on the basis of the action's consequences. Again, we can try to bring out the idea of this theory with a simple example; later, we will apply it to considerably more complex situations.
Examples of Deontology
A computer hacker accesses your online banking account and proceeds to drain your account. Clearly, when you discover this, you think what the hacker has done is wrong. But is it due to the consequences of his act? After all, his utility is increased by exactly the same amount as yours is decreased. The amount the hacker gets is precisely the amount you lose, so this is what would be called a zero-sum game. We may feel that what the hacker has done is immoral, but the consequences don't necessarily show that. Is there another way of looking at his act and seeing why it is immoral?
Portrait of Immanuel Kant.
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Deontologist Immanuel Kant (1724–1804)
The deontologist argues that we have a duty, or an obligation, to treat other people with respect; human beings have dignity, and we must take that dignity into consideration when dealing with them. (We also expect others to respect our dignity when they deal with us.) As the most famous deontologist, Immanuel Kant (1724–1804), put it, we should never treat another person only as a means to our ends, or goals, but should regard other people as ends in themselves. In other words, I can't simply use a person to get what I want, nor can someone use me to get what he or she wants. We have to consider the other person's needs and desires, respect them, and try to avoid violating them. To give a very simple example: If I'm late to an appointment, I can't run over the pedestrians who are in my way simply to achieve my goal of being on time. (We probably already knew that.)
What does the deontologist say about the case of the computer hacker? His goal, evidently, was to steal your money. He used you to achieve that goal and failed to respect your human dignity. This is why the deontologist says the hacker's actions are wrong. Notice that the deontologist didn't take into consideration the results of the act. Perhaps the hacker needed to feed his family, travel to visit a dying relative, or donate to a local charity. What he needed (or wanted) the money for is irrelevant to the evaluation of his act; the only relevant thing here for the deontologist is that the computer hacker violated the general rule that you don't steal from others.
Universal Rule Test
We can also say that the hacker's actions failed what is called the universalization test. One way to know if an act is the right thing to do is to ask: Would this act always be the right thing to do, for everyone, in the same circumstances? It seems pretty obvious that we do not want everyone to be allowed to empty out others' bank accounts, so this act can't be universalized.
Another simple example will clarify this idea but will also start to reveal why some critics of deontology regard it as conflicting with common sense or as being too rigid. Traditionally, people are taught from an early age to tell the truth. The deontologist might, therefore, put forth this rule: "Never lie." This will show respect for other people by telling them the truth and can be universalized in that one should always tell the truth. In other words, if I lie to a person, I am failing to respect that person's right to be told the truth; such an act, as a violation of the rule "Never lie," would therefore be wrong. One may see in the example of lying why the Golden Rule—treat others as you would want to be treated—is similar to deontological thinking. We don't want to be lied to, so we should not lie to others. We expect people to tell the truth, and we can be very dismayed, and even harmed, when they do not. The Golden Rule gives us a pretty good idea of how deontology proceeds, but it has its limitations. The Golden Rule asserts that I should treat others as I wish to be treated. But what if I only have sardine sandwiches and blueberry juice every night for supper; would that make it a good idea to insist that anyone who comes to my house for supper only be given sardine sandwiches and blueberry juice? Should I treat them as I would wish to be treated?
Imagine a young girl sees a Santa Claus in the mall and asks her mother if Santa really exists and delivers presents to girls and boys who have been good. Should the mother tell the truth, or should she lie to her daughter? Some might say that the daughter is so young—perhaps not having reached the traditional "age of reason"—that in this case it is okay to lie (or at least not tell the truth). On that view, the principle "Never lie" isn't violated. But what if I've been planning a surprise party for my wife and have had to go to great lengths in order to bring her friends in from all across the United States? If my wife asks, "Are you throwing a surprise party for me?" should I tell her the truth? That ruins the surprise for everyone involved, but I have treated her with the respect she deserves. If I lie to her, to maintain the surprise, don't I violate our rule and fail to treat her as a person—fail to treat her as an end-in-herself—and thus do something wrong? We may be tempted to say, "It is okay to lie in some situations, but not others," but then we have the problem of trying to figure out which situations do allow lying and which do not. In addition, we must justify violating our original rule that seemed, at first, to make sense. We might try to include in our ethical rules "Don't ask questions you don't want answered truthfully," but, then again, we add another complication. One of the attractive features of deontology is the clarity of its rules. But changing the simple rule "Never lie" to the rule "Never lie except in certain situations or where the other person, who is sufficiently mature, has asked you a question that may not be the kind of question one should ask expecting a truthful answer" makes things quite a bit more difficult in applying the rule to specific situations.
Challenges to Deontology
We saw that utilitarianism has a certain advantage in seeming to appeal to common sense. Clearly, deontology can claim that same advantage, in that one of its most famous versions is the Golden Rule. The Golden Rule is ancient and can be found in such different civilizations as Egypt, India, and ancient Greece, as well as in many religions including Buddhism, Christianity, Hinduism, Judaism, and Islam. What is probably the best-known version comes from the Christian Bible: "Do to others what you would have them do to you" (Matthew 7:12 New International Version). In other words, if you don't like being stolen from, you shouldn't steal from others; if you don't like someone cutting in line in front of you, you should not cut in line in front of her. You don't want to be treated by others as simply some kind of "thing," so you yourself shouldn't treat others that way. The appeal of this approach may be clear from the fact that parents often use this as one of the easiest ways to explain to children, even very young children, the difference between right and wrong. Just consider how many times parents ask their children, "How would you like it if someone did that to you?"
But, as we have already noticed, and will continue to see, deontology can lead to results that conflict with common sense and what we might regard as our ordinary conceptions of right and wrong. Yet again, we discover that an ethical view may have many things going for it, but it can also confront ethical challenges that are difficult to solve. As we saw with utilitarianism, deontology may provide very useful guidance and be quite helpful in clarifying the ethical issues we have to deal with, but we may be expecting too much from it—or any ethical theory—if we think it will solve all such ethical problems, and solve them in a way, which is satisfactory to everyone involved.
Be the Ethicist
Immigration Status
You are the governor of a state with a large Hispanic population. The legislature has recently presented you with a new bill that would allow police and other officials to ask anyone for documents if they suspect the person is in the United States illegally. What questions might you ask yourself, when deciding whether to make this a law in your state?
•Is this fair to all the people of my state?
•Who will benefit from this law?
•Who might be harmed by this law?
•Would I like to be asked for my documents on the basis of my appearance?
•Is there a presumption that some people are guilty based on their looks?
Would you sign the legislation, or not?
What are the crucial issues you needed to consider in deciding whether to sign or not? Did you consider, for instance, the interests of everyone affected by your decision, or a smaller group of people? If a smaller group, which group has the most compelling interest you need to consider here?
Virtue Ethics
Virtue ethics is distinct from both utilitarianism and deontology. Rather than focusing on the consequences of the act we wish to evaluate, or the reason or rule that guides the action, we look at the character of the person performing the act. Virtue ethics, thus, seeks to determine not what makes an act good but what makes a person virtuous.
Definition of Virtue Ethics
Emma is a senior in college; she makes excellent grades, is popular, pretty, funny, and a talented athlete. She has a reputation for being very honest and very generous. She knows how to have a good time, but she never drinks too much or gets out of control. She does, however, sometimes seem to brag a little too much about her accomplishments and seems a bit arrogant about her looks, her achievements, and her popularity. Once, when some gang members were threatening one of her friends, Emma stepped in, calmed the situation down, and got her friend out of trouble.
Emma is an example of a person who is close to the ideal person, according to virtue ethics, possessing all the characteristics of a virtuous person and having all but one in the proper proportion. Virtue ethics emphasizes the moral, or virtuous, person who exemplifies moral behavior.
Emma, of course, has a character flaw: She lacks modesty and is a bit vain. Nevertheless, she does demonstrate the other virtues that virtue ethics identifies as the characteristics of the noble person. These characteristics include courage, temperance, generosity, pride, amiability, honesty, wittiness, friendship, and modesty. While lists of such virtues may vary from philosopher to philosopher, the general idea is pretty clear. The virtuous, or ethical, person will possess a certain set of characteristics in the correct amount and in harmony with each other.
The character of Emma offers a specific example of the way virtue ethicists think about right and wrong. Virtue ethics focuses on the person's character and what makes, in general, a person a good (virtuous) person. Aristotle, who is given credit for the first systematic account of virtue ethics in the West (it is a very prominent and old theme in Chinese philosophy) emphasizes specific virtues. Those who possess them in an appropriate way, and in harmony with each other, will be regarded as moral and serve as examples of morality to others.
Bust of Aristotle.
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Aristotle cited a number of characteristics that make a person virtuous.
What kind of virtues does Aristotle have in mind? He specifies a number of virtues, some of which have already been mentioned, including courage, generosity, honesty, pride, and modesty. He also mentions one that is perhaps less common, temperance, or being moderate in one's appetites and desires. For example, one should neither indulge in overeating nor deprive oneself entirely of the enjoyment food can bring. Temperance illustrates Aristotle's general approach: that these virtues should be reflected in a person's character but should never be taken to an extreme. Thus, one who has too little courage is a coward, whereas one who has too much courage is foolhardy. The virtuous person will have courage in the proper amount. On this view, we should see what is known as the Golden Mean, possessing virtue but never having too little or too much of it. The truly virtuous person will have all the Aristotelian virtues and possess them in the appropriate amount and in balance or harmony with each other. In our example, Emma is close to becoming truly moral or virtuous, she lacks modesty and thus needs to find its Golden Mean in order to become truly moral or virtuous.
Examples of Virtue Ethics
Rachel is a bomb technician in the military, with the dangerous job of disposing of, or rendering harmless, explosives, in particular improvised explosive devices (IEDs). Rachel's commanding officer has described to her a situation that needs attention: An IED has been located in an urban area, but because of its construction, it may be particularly sensitive and, thus, difficult to disarm. Because of the risks involved, the officer does not want to order anyone to take on this mission, but he is asking for volunteers.
Courage is, of course, an important virtue, and one that Aristotle frequently mentioned. If Rachel simply volunteers, without giving the task any evaluation, fails to take any precautions in approaching such a dangerous job, and immediately runs to where the IED has been located in order to disarm it, we might say that she is foolhardy. On the other hand, if she absolutely refuses to consider the mission, and in fact runs in the opposite direction from the IED's location and hides under her bed, we might regard Rachel as a bit of a coward. In this case, Rachel could achieve the Golden Mean by being courageous: volunteering for the mission, but taking all the precautions she can to eliminate the risks involved. This could be one way of striking a balance between being foolhardy and being cowardly; but, as this example demonstrates, there may be differences in what can be taken to be the correct or virtuous action. Might it be prudent to recognize that the risks are too great? As we will see frequently in ethical debates, there may not be one absolutely right way of applying ethical theory to specific ethical questions.
Challenges to Virtue Ethics
Aristotle's view, as found particularly in his Nichomachean Ethics, was for centuries a key text in ethics. It became less influential in the 18th and 19th centuries, in part because of the development of the other ethical theories we have looked at, utilitarianism and deontology. There were other reasons that it seemed less satisfactory as a rigorous treatment of ethical ideas. Two particular problems have been identified as generating problems for virtue ethics.
First, it is not clear that it is possible to identify a complete list of virtues, or that everyone would even agree on such a list if it were possible to provide one. Would we all agree on what precisely constituted a given virtue and its appropriate degree? Is, for instance, generosity always a virtue? One might suggest that it is, but how do we determine what its Golden Mean is? Will everyone agree on when one is too generous or too stingy? A soldier in war may sacrifice his life to save others; is that being appropriately courageous, and thus to be praised, or is it being foolhardy and leading to the loss of a valuable soldier whose important contributions are now lost? Can we really be too honest? Is there a Golden Mean for being truthful, and thus a clearly identifiable setting where one should not tell the truth, or lie?
Second, virtue ethics provides a catalog of virtues but offers little or no indication of how one should act. I may understand that I should be appropriately honest, courageous, temperate, and so on, but does this really tell me what I should do in a specific situation? Does it give me a general set of principles to follow to qualify as a moral person? Many philosophers have suggested that this is a crippling weakness of Aristotle's ethical view. In turn, those who have sought to revive virtue ethics in contemporary philosophy have addressed these kinds of objections, indicating that these criticisms either misrepresent virtue ethics or that those raising them don't understand how it can be applied to actual situations.
In general, virtue ethics focuses on the person—the moral agent—and evaluates the character of that person in terms of the specific virtues he or she exemplifies. Ideally, the most virtuous person—sometimes called a person with a "noble soul"—will have all the virtues in their appropriate amount, and they will all be in harmony with each other. As our example with Emma indicates, however, this seems to be at best a goal for most of us; a person who has all the virtues appropriately ordered seems to be a very rare kind of person. It might also be noted that virtue ethics could be seen as a complement to one of the other theories we have studied. That is, we may want to be a virtuous person, but we may find more guidance in becoming that kind of person by looking to utilitarianism or deontology as a way of solving ethical problems. If we are satisfied that, in general, we come to a satisfactory solution to those problems—in other words, we generally do the right thing—then we may well be the kind of person virtue ethics promotes. Some have argued that utilitarianism and deontology may give us more help in figuring out ethical challenges, whereas virtue ethics gives us a goal to aim for and a reason for figuring them out. In this way, virtue ethics might be part of a more general approach to ethics that can be paired with deontology or utilitarianism, rather than an alternative to utilitarianism or deontology.
As noted, virtue ethics was neglected for many years (although a few philosophers endorsed it). It experienced a resurgence in the latter part of the 20th century and received a great deal of attention, through such influential works as Alasdair MacIntyre's 1981 book After Virtue, which in many ways sought to update the basics of Aristotle's account of virtue for the present era. It is interesting to ponder why, after so many years, virtue ethics has returned to a place of prominence in the field of ethical study.
Virtue Ethics Versus Other Ethical Theories
Virtue ethics helps highlight some important features about its relationship with the other two theories we have looked at, utilitarianism and deontology. First, all three theories may draw the same conclusion, or argue that a given act is the moral thing to do, although they may do so on the basis of distinct arguments. For instance, they may all regard acting generously as the right thing to do, but they come to that conclusion from different directions. This won't always be the case—and the conflicts among these three theories is where things get interesting—nevertheless, we shouldn't be surprised when acts that are traditionally regarded in most, or all, cultures as good are also regarded by our three theories as good.
Second, virtue ethics requires that one not just be virtuous but be virtuous in an appropriate way. As we saw, the idea of the Golden Mean indicates one can go to an extreme in either direction; one might, for instance, be too vain or too modest. Some critics have pointed out that saying one should achieve the appropriate degree of each virtue seems not to say very much. It may seem here that the virtue ethicist is saying that one must be appropriately virtuous to be moral. But "appropriate," apparently, means being moral in the way one should be. And to tell someone that the way to be moral is to simply "be moral" doesn't, again, offer much in the way of guidance.
Application of the Three Classical Theories
We saw that utilitarianism evaluates a moral act on the basis of whether it produces the greatest amount of good for the greatest number, given the available options. Deontology, on the other hand, employs rules—whether a guideline like the Golden Rule or more complex directives about respecting others and being able to universalize the act in question—to determine whether an act is moral or not. In contrast, virtue ethics focuses on the character of the person in evaluating morality. If we call that person the moral agent, then virtue ethics concerns itself with that agent and his character, rather than consequences or rules. We can use a simple example to see the difference in approach among the three theories we have in front of us.
Pedestrians walking by homeless man on a sidewalk.
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What would motivate you to give money to a homeless person? Do you identify more with the utilitarian, the deontologist, or the virtue ethicist?
Imagine you see a mother and child sitting on the sidewalk with what appears to be all their possessions. Presumably, they are homeless and could use some help, and you decide to give them $10. The utilitarian observes that by giving $10, you make yourself a bit less well off, but make the mother and her child much better off; thus, giving the $10 produces the greatest good for the greatest number and is the right thing to do. The deontologist, on the other hand, adopts the rule that you should, when possible, help those who are worse off than you. (Or, in terms of the Golden Rule, if you were in the position of the mother, you might well want someone to give you some help.) Thus, in accordance with this rule, the deontologist claims that giving the $10 is the right thing to do. The virtue ethicist, on the other hand, considers your character. You can spare, without too much sacrifice, $10, and the generous person should do so. Since generosity is a virtue, the virtuous person will regard giving the $10 as the right thing to do.
Here we see that all three theories come to very similar conclusions (although for different reasons). This won't always be the case, of course; there are significant disagreements among utilitarians themselves as well as, naturally, among utilitarians, deontologists, and virtue ethicists. As we will now begin to see, there are significant responses to ethical questions that reject these theories as a whole, and offer a different way of thinking about ethics and about doing the right thing.
1.7 Alternative Perspectives
Because of some of the problems we have seen that arise for classical theories in ethics, other approaches to moral questions have been developed to try to solve them. Here we will look specifically at three of these different approaches: relativism, emotivism, and ethical egoism. These views offer certain advantages, but, as we saw with traditional ethical theories, they also have certain drawbacks. It will be helpful to see which of the three theories you find most appealing, and how you think they can overcome the difficulties we will be looking at.
Alternative Perspectives
Alternative ethical theories and their application
Relativism
Maasai elder with his four wives.
Harry Hook/Stone/Getty Images
This Maasai elder has four wives, which is acceptable in his culture.
The view of ethical relativism regards values as determined by one's own ethical standards, often those provided by one's own culture and background. Rather than insisting that there are moral absolutes, moral claims must be interpreted in terms of how they reflect a person's viewpoint; moral claims are then said to be "right in a given culture" or "wrong for a given society."
Definition of Relativism
Have you ever ended an argument by simply agreeing to disagree? Relativism is the idea that one's beliefs and values are understood in terms of one's society, culture, or even one's own individual values. You may disagree with someone and believe your view is superior, relative to you as an individual; more often, relativism is described in terms of the values of the community in which one lives. Perhaps my culture thinks soccer is the most entertaining sport to watch, and your culture thinks basketball is the most entertaining sport to watch. My view is true, relative to my culture, and your view is true, relative to yours; there isn't some objective "fact" to point to that we would agree on, that would allow us to say one of us is correct (and thus that the other is incorrect). You probably have encountered examples of relativism in discussion with others about music, food, movies, and other issues that involve personal taste: These are said to be subjective and really can't be treated as the kinds of issues that one can view objectively or as if there is a single, correct answer everyone should accept.
The relativist in ethics extends this kind of approach to ethical values. Perhaps one person lives in a culture where having a sexual relationship outside of marriage is regarded as one of the worst things a person can do; in this culture a person engaging in extramarital sex may be punished or even forced to leave. But another culture might have a considerably different view of what the first culture calls adultery, and sharing one's spouses in a general way is not only thought not to be wrong but is actively encouraged. Which culture is right? The relativist insists that this question can't really be answered without taking into consideration the values of the society: Adultery is wrong in one, right in the other, and there isn't a lot more to say beyond that.
Application of Relativism
Traditional ethical views, as well as religious views, condemn a number of things as unethical, such as killing another person, rape, and theft. The relativist identifies a culture, or society, which we can call "Society 1." So rather than saying, "Killing is wrong," the relativist claims, "Killing is wrong in Society 1." But, presumably, there might be another culture, called "Society 2," and one might then claim, "Killing is not wrong in Society 2." Since we can't simply assert that Society 1's values are right and Society 2's values are wrong, we relativize the moral claim involved to the culture in question. Given the many cultures and societies around the world, the ethical relativist then concludes that all moral claims must be relativized in this way. Of course, we also know that many cultural values conflict with each other, over many different issues. The relativist's solution to these conflicts seems to be a recommendation of tolerance and the suggestion that understanding the values of other cultures will help us better appreciate, and respect, those cultures. What we might object to is based on a view relative to our own culture; respect for another culture requires that we respect the moral evaluations of that culture, which are, of course, relative to that culture.
Many people find relativism extremely attractive. After all, determining what is right and wrong is frequently very difficult. It may also be difficult to defend—rather than just assert—that a given culture's (usually one's own) values are the correct ones, and that those values that are different are somehow wrong. Relativism also seems to decrease the kinds of conflicts that arise over such issues. After all, many of us feel uncomfortable judging another society's moral standards, particularly if that society, or culture, is one we aren't familiar with. Indeed, the very term "judgmental" is used to indicate that one fails to understand the perspective of the other person, or the other culture, in making such claims. It is not unusual to hear someone criticized for being judgmental, or too judgmental, a criticism that really amounts to the suggestion that one doesn't sufficiently appreciate the perspective of the other person. Presumably, were we to understand other people's cultural values, we wouldn't be so quick to judge them; we would, that is, avoid being judgmental and thereby be more tolerant of others.
Ku Klux Klan member at a rally.
Robert Ginn/Photolibrary/Getty Images
One of the problems with relativism is that some more objectionable attitudes and actions—like those of the Ku Klux Klan—might not be considered wrong because they are merely part of the group's culture.
Challenges to Relativism
Relativism seems to offer a plausible, if not easy, way out of confronting ethical dilemmas. Many argue, however, that it may be an easy way out. It may, for instance, commit us to accepting practices that we might "deep down" regard not as wrong relative to a culture, but as simply wrong. One might consider some of the customs cultures have practiced, and may continue to practice, that one might object to: persecuting and killing ethnic minorities, genocide, mass executions of people from a minority religion, infanticide, torture, slavery, systematic oppression of women (and, sadly, the list may go on). Although one may feel uncomfortable judging those in another society, others feel considerably more uncomfortable with an ethical view that seems unable to say that murdering hundreds of thousands, or millions, of people simply on the basis of their religious beliefs is wrong. In other words, stating, "Genocide is wrong for my culture, but might be right for another culture" seems inadequate to express a sufficiently strong condemnation of genocide. We may be happy to embrace relativism when comparing one fast-food restaurant to another; we may be considerably less enthusiastic about regarding mass murder as only wrong relative to a given set of cultural values.
Further difficulties arise for relativism, as well, when one considers that few people come from a single, specifiable "culture." There may be general notions that guide one's society, but one may also consider one's self part of many different groups, each of which can inform one's moral values. Relativism seems fairly clear, until we start trying to decide what provides our moral sense. You have a given country, language, gender, religion or lack of religion, race, ethnicity, class, and so on, but does only one of these determine your values? Or do they all contribute to what you consider your ethical viewpoint? Of course, things may get worse if one claims to be a relativist but subscribes to a view that regards relativism as wrong. Many religious viewpoints are like this: Does one who adopts a specific religious viewpoint really regard it as just a choice, relative to one's culture, or don't most religions put forth their doctrines as true, or right, in a way stronger than relativism can support?
Be the Ethicist
Discrimination or Fair Business Practice?
Aaron Smith and his wife run a bakery, specializing in cakes for special occasions. They regard themselves as very devout Christians and believe that homosexuality is a sin. When two women ordered a wedding cake to celebrate their marriage (which took place in another state), the Smiths refused their order. Some regard this as discrimination, similar to businesses that refused to serve African Americans in large parts of the United States in the 20th century. Others regard this as completely within the rights of the Smiths, and to force them to provide such a wedding cake would be a violation of their religious freedom.
Here are some ethical questions to consider regarding this example:
1.Is this discrimination or not? Are anyone's rights potentially being violated here? Whose?
2.How might a utilitarian determine what the "greatest good for the greatest number" is in this case? What would a utilitarian suggest in this situation?
3.What kind of response would a virtue ethicist provide here? Would it solve the problem? If so, how?
4.If both the Smiths and the women ordering the cake are relativists, would there be any way of resolving this dispute? Why or why not?
Two fundamental objections to relativism persist. First, as noted above, relativism may seem to provide an easy solution to moral problems—one simply decides what one wishes to do, as an individual or, more broadly, as a culture—that may be too easy. For many, there seems to be something basic lacking in a response to particularly pressing moral dilemmas—abortion, euthanasia, the death penalty, distribution of wealth and power in society, and many other contemporary ethical concerns—that says a person or culture can simply decide the appropriate solution. For those who register this objection, this can be dismissive of the genuine harm that seems to be justified, or at least allowed, by relativism. While it is obvious that the relativist's response would offer little in terms of actually trying to legislate policies that affect diverse communities, this objection leads to a second, salient, criticism. Are there no limits to what relativism is willing to allow an individual or culture to endorse? This objection may appeal, ultimately, as much to our intuitions as to more sophisticated arguments, but child abuse, infanticide, genocide, and other horrors that continue to occur seem to many people simply wrong. Is there something problematic about an ethical theory that seems powerless to provide a systematic and strong argument against child abuse or genocide?
Relativism, as we have seen and will continue to see, has many attractive features, particularly in its recommendation that we try to understand a different culture before criticizing it. Nevertheless, we have also seen (and will continue to see) that it may have substantial problems; for instance, relativism prevents us from registering our objections to practices that seem not just wrong relative to a society's values, but simply wrong. It may be difficult to determine what, precisely, one's culture actually is in the relevant ethical sense to make relativism work. And, finally, it may be difficult for a society to recognize that it might be doing something immoral, if the very idea of immoral policies cannot be raised within that society. Relativism may help us get some perspective on some issues, but it seems to fall short when we consider what some cultures and societies have done in the past—for example, the practice of slavery—and how they were able to reject such practices. Again, we see this view informing some of our understanding of ethical challenges, but perhaps not providing a way of solving them in a satisfactory way.
Emotivism
Emotivism offers a perspective on our ethical claims that eliminates much of the traditional kind of argument based on reason. Emotivism, instead, sees our moral evaluations as simply the expression of whether we respond to a given act by liking it or not liking it. Something is good, on this view, if it is something about which we feel good; something is wrong if it is something about which we feel bad.
Definition of Emotivism
Emotivism is a noncognitive theory of ethics because it denies, among other things, that moral claims can appeal to "facts." Rather, emotivism, as the name indicates, simply says that moral claims express an emotional response, or an attitude, we may have toward a given kind of behavior. If I see someone stealing candy from a baby, I may have an emotional response that indicates that I regard it as wrong. Of course, I may have a different response: I may not care, or I might think stealing candy from a baby is a good thing. In all these responses, however, there isn't any fact or objective cognitive claim involved. I simply have the response I have, and my emotional response expresses whether I think it is a good or a bad thing or I am indifferent.
Sometimes this theory is referred to as a "Boo Hurrah" theory of ethics: If I think something is wrong, about all I can do is say, "Boo," indicating that I regard it as wrong. If, on the other hand, I approve of the act, I can say, "Hurrah," to indicate that approval. One advantage of this theory is its simplicity: To evaluate an act as moral or immoral, I just give a thumbs-up or a thumbs-down. The simplicity is gained by seeing that there isn't a whole lot more to say here, for the moral evaluation simply is my emotional response.
Emotivists insist that there is a significant difference that we should recognize between moral claims and other kinds of claims. We can, it seems, appeal to "facts" in talking about the color of a table; there is, in this case, a public, objective kind of standard we can discuss. If we are talking about what appears to most of us as a brown table, and someone insists that it is, in fact, green, that person seems to us to be wrong. Of course, we can't rule out the idea that we are wrong, and we can continue to discuss the claim among ourselves, doing measurements, comparing other things that we think are brown to see if this person calls them green, and so forth. We may discover she is color-blind or learned her color words in a unique way; we may also discover she is mistaken. But the emotivist thinks this kind of procedure would not work when considering moral claims because moral claims are fundamentally different.
In more recent years, emotivism, and other noncognitivist approaches to ethics, have become considerably more sophisticated than a simple response such as "Boo" or "Hurrah!" These developments include complex discussions of what properties are ascribed to an agent's state of mind, as well as what is actually being expressed emotionally, psychologically, or otherwise, in a ethical response that expresses approval or disapproval. There have also been suggestions that any claims that a noncognitivist makes that are truth-evaluable—can be seen as either true or false—are in fact secondary or parasitic upon a fundamental moral response, and the relationship between these levels has led to further complications in defending the emotivist, or more generally the noncognitivist, position. Various noncognitivist approaches to ethics continue to be developed, defended, and criticized.
Portrait of David Hume.
iStockphoto/Thinkstock
David Hume claimed that it is a mistake in reasoning to move from an "is" statement to an "ought" statement.
Application of Emotivism
David Hume (1711–1776), in a very famous argument, claimed that it was a basic mistake in reasoning to go from an "is" statement—a claim about some property something has—to an "ought" statement—a claim about some moral conception of right or wrong. Actually, most of us make this distinction on a pretty regular basis. Imagine you live in a country where women are not allowed to work outside the home or have salaried jobs. This way of life is very old, and many people regard it as "natural." So one might offer, as an "is" statement, "Women not working outside the home is natural." The corresponding argument, though, concludes (on the assumption that "natural" means "correct") with an "ought" statement, that women ought not, or should not, work outside the home. But just because something is the case, and has been for a long time, doesn't mean it ought to be the case. So Hume and others have argued that one can never go from an "is" statement to an "ought" statement, making a bit more explicit the idea that just because something can be described in a certain way doesn't mean that certain moral obligations follow from that description.
We can see why the emotivist finds Hume's argument attractive. We are happy to talk about properties that objects have. We can examine such claims as "The table is brown," "The rectangle has four sides," and "People who live in Hawaii have suntans" (all "is" statements), and we can determine, or at least meaningfully argue about, whether they are true or false. The emotivist argues that emotional reactions cannot be examined or argued about in the same way; they involve "ought" statements (such as "one ought not cheat"); by those reactions, we register our moral evaluation of them. Imagine a friend who cried when he saw a movie that he found very moving. Would we say he was "wrong" to have that reaction? It seems to be the case that we would regard the friend's reaction as his emotional response to the movie. The emotivist argues that we could no more say that one's moral evaluation of something is "wrong" (or "right") than we could judge our friend's reaction to the movie.
One might imagine a couple of friends debating whether it is ever right to lie. One person might point to the consequences of lying, in terms of the damage lies can do in general or in specific cases, or might point to why, in some circumstances, a lie might be appropriate. The other person might point to the deontological claim that if lying is permitted in some cases, the fundamental commitment to truth-telling is lost; if we don't assume people tell the truth, then this undercuts the background that makes a lie effective in the first place. The noncognitivist—in this case, a relatively unsophisticated emotivist—responds to both of these views that there aren't any moral "facts"—the sentence "Lying is wrong" isn't a proposition that can be true or false. Rather, it expresses the speaker's disapproval of lying (in this case). A more complex treatment might offer, "Lying to adults when something important is at stake is wrong," or "Lying to children about Santa Claus is right" provides a bit more context. But in both cases, these responses simply offer a noncognitivist response that shows that this speaker does not approve of lying in some circumstances, and does approve of it other circumstances.
Challenges to Emotivism
Just as the theory of emotivism is pretty clear, the objections to it are also not very difficult to figure out. For instance, if emotivism really reduces our moral evaluations to simple, almost involuntary emotional responses, does it eliminate our ability to disagree about ethical evaluations? To return to an earlier example, are we satisfied by simply giving a "thumbs-down" to genocide and recognizing that we don't have any way of refuting someone who gives it a "thumbs-up"? Does this conflict with our moral intuitions? Do we want to be able to say something more or something stronger?
As you can probably tell, some of the objections to emotivism are similar to those of relativism. Note, however, that the two theories are distinct. The relativist seems to be saying that it is true (or false) that a given act is wrong, but that truth is relative to the person making the moral evaluation. I may think it is a good thing to lie, and you may think it a bad thing. A relativist will say the claim "Lying is good" is true, but just true for me (or my culture); she will also say that it is false, but just false for you (or your culture).
The emotivist disagrees, insisting that "true" and "false" don't really have any role to play here; the emotional response, in other words, exhausts all one can say about whether one finds something right or wrong. The relativist and the emotivist have different views about the content of moral claims, whether those claims can be true, and how we might evaluate them; on the other hand, many have argued that there ultimately isn't a lot of difference between the two. It is interesting to consider what those differences may be.
Ethical Egoism
Egoism—specifically ethical egoism—argues that our moral evaluations should be made in terms of our desires and goals. Something that promotes what I want is regarded as right; something that interferes with what I want, or prevents me from reaching my goals, is regarded as wrong.
Definition of Ethical Egoism
A position that contrasts sharply with the classic ethical theories of utilitarianism, deontology, and virtue ethics—and most religions—is called ethical egoism. The literal meaning of "ego" comes from the Greek word for "self," or "I," and that notion is at the center of egoism: I do what I want to do in order to increase my own happiness, my own pleasure. Simply put, I know what I want, and something is good, or right, if it helps me to obtain that desire (and bad, or wrong, if it interferes with my doing so). If doing something promotes my own happiness or helps me reach my desired goals, I should do it. That is the fundamental principle of ethical egoism.
Ethical egoism, obviously enough, is an approach to ethics, but it should be noted that another kind of egoism, psychological egoism, needs to be kept distinct from ethical egoism. Psychological egoism is the view that people, in fact, do whatever it is that maximizes their utility. (In the language just introduced, this is an "is" statement that describes people as self-interested.) Ethical egoism is the view that people should do what maximizes their utility (so this an "ought" statement about what people ought to do or should do). If Hume is right, then we shouldn't argue that because people are self-interested, or literally selfish, that they should act selfish; that would be to go from an "is" statement to an "ought" statement. For our purposes, we can simply stick to ethical egoism as the view that one ought to act in a way that maximizes his or her self-interest, and all moral evaluations should be made on that basis. We will use the shorter term "egoism" to refer to this particular view of morality and how we make moral decisions.
Examples of Ethical Egoism
Here is a standard kind of example that illustrates what egoism argues in terms of ethics. You work very hard, and put in a lot of overtime, not just to take care of your family but also to enjoy the occasional luxury. One day you decide to take in a professional basketball game, and after parking, you walk past a homeless man. You have some extra money in your pocket, but you had also intended to use that money to treat yourself during the game. The egoist simply says that you should do what makes you happiest, or, again, what maximizes your utility. It is up to you: Perhaps you would feel better if you gave the homeless man some money; perhaps you would feel worse because you think giving out such money encourages people to be homeless and thus not work hard. Perhaps you weigh how much pleasure you get out of a snack at the game as opposed to how much pleasure you get from helping someone out. Perhaps you think being charitable, and giving, makes you a better person, and thus that maximizes your pleasure. Perhaps, for religious reasons, you decide to give the man some money. The point is that you determine what makes you better off; you do what maximizes your own utility or increases your own happiness. Some might call that being selfish, and, interestingly enough, the egoist might also call it selfish. But there is a crucial difference here: The egoist doesn't regard being selfish as a bad thing. We may often use the term "selfish" to describe behavior we wish to criticize, but that is not the way the ethical egoist uses the term. "Selfishness," for the egoist, is simply used to recognize that people act, or should act, in their own self-interest. The egoist thinks being selfish can be a good thing; a famous defender of this view, Ayn Rand, even wrote a book called The Virtue of Selfishness.
Some economists have suggested that acting in one's self-interest is the basic mechanism through which capitalism operates. If I want to sell something, I want to obtain the highest price possible for that thing; if I want to buy something, I want to obtain that thing for the lowest price possible. In both cases, I'm being selfish, in that I'm trying to maximize my utility by giving up the least and getting the most. And that, more or less, is how the free market is supposed to work. The person who sells me a pizza will want to produce the pizza for the least amount necessary, and sell it to me for the highest amount he can get me to pay. Of course, there are other pizza makers and other pizza buyers out there. Eventually, on this theory, consumers of pizzas will get the most pizza for the least amount of money, while the best pizza makers will be rewarded by selling more pizzas than their competitors. People will cheat, of course; some pizza makers may use inferior ingredients, but, in theory, when this kind of thing is discovered, that pizza maker will sell fewer pizzas or even go out of business. Multiply this kind of free exchange billions of times, and you have what is known in economics as a robust free-market economy. In these cases, we generally don't think those who want to pay the least, or are able to charge the most, are being selfish; rather, we see them as acting rationally as economic agents. The egoist in ethics claims that this is the way people, in general, should act.
Challenges to Ethical Egoism
This is an attractive theory for many people; indeed, many seem to be both psychological and ethical egoists, arguing that not only do we act out of self-interest but we also should act out of self-interest. You may already be able to see some of the problems with this view: It seems to challenge many ethical and religious traditions that insist we ought to help each other, contribute to charity, and be concerned with the interests of other people. The egoist doesn't deny that we might do these things or say that we should not do these things; the egoist simply argues that we should only do these things if we regard them as increasing, or maximizing, our utility.
One particularly interesting criticism suggests that the positions taken based on ethical egoism can never be shown to be false. If all acts should be done out of self-interest, then it could always be shown that whatever one did was done out of self-interest, and that what we should do is in fact what we actually do. A standard, traditional view is that any claim that could never be shown to be false—which is sometimes called being "unfalsifiable"—is a claim that has no explanatory value. That is, if some explanation or prediction can always be shown to come out to be true, it isn't much of an explanation.
For instance, one might consider two horoscopes. One claims, "You will eat three cheeseburgers in the next 2 weeks," while the other claims, "You will meet someone interesting." We can easily determine whether the first prediction is true or false; we keep track, and see if, after 2 weeks, we have eaten three cheeseburgers. While it might not be a particularly bold or provocative prediction, we at least know what would be involved in showing it to be true or false. But what about the second claim? Does it have any predictive or explanatory power? How would it ever be false, if all it says is that someday—next week, next year, or in the next decade—you will meet someone interesting (whatever that means)? Could you ever tell the person who presents you with this horoscope that it was wrong? (And isn't this why horoscopes are often written in such a way that they cannot be shown to be incorrect?)
Another objection leveled at ethical egoism is this: Consider a person walking by a burning building; in a second-story window a baby is crying. Should this person risk her life to save the baby? Should the person go get help? Should the person sit down and watch? Should the person call some friends and ask them to come over and watch? Whatever this person does, it will "fit" the prediction, or explanation, of ethical egoism. If this objection is right, and everything and anything one does can be interpreted as maximizing one's utility, then it doesn't seem to ever be false. One might remember that ethical egoism argues not that people act out of their own self-interest, but that they should do so. But it is not entirely clear what such a view amounts to. If everyone does act out of his or her self-interest, or if any act can be interpreted that way, then one might ask what additional information is offered by saying one should do so. Some have suggested, for this reason, that ethical egoism "collapses" into a mere description of what people actually do, which seems to eliminate much of any genuine ethical guidance ethical egoism intends to offer.
Chapter Summary
We've now looked at three classical, or traditional, theories of ethics, and three alternatives to those theories. As we saw, each has its own advantages as well as certain disadvantages.
Utilitarianism seems very appealing in that it looks at the consequences of an act to see if it results in the greatest good for the greatest number. But, sometimes, even when the results of an act seem to lead to the greatest good for the greatest number, we may be hesitant to regard that outcome as moral.
Deontology also has a certain appeal, as one sees with the Golden Rule. We don't want people to act badly toward us, so we shouldn't act badly toward them. But, again, deontology has certain drawbacks: Some believe it is too rigid, and thus not always the kind of thing that can be easily applied to real-life situations.
Virtue ethics promotes a particular kind of person—a virtuous or noble person—who provides a role model for those who wish to be moral. Determining what the specific virtues are, and what the appropriate balance among those virtues should be, can be difficult. For this reason, some have suggested that virtue ethics is really complementary to other ethical theories, so that we may analyze ethical problems from the perspective of another ethical theory, and, if done correctly, what will emerge is a virtuous person.
These traditional ethical theories can offer a great deal of insight into ethical issues. But some regard them as either a bit too inflexible or not sufficient to address realistically the kinds of problems people face every day. In contrast to these classical theories, alternative views have been developed.
Relativism argues that moral claims must be evaluated relative to a person, a culture, or a society: Rather than something being right or wrong, it is right or wrong relative to the values of a specific community. This seems to eliminate a number of disagreements, but it may prevent us from insisting that something really is, simply, wrong.
Emotivism rejects the idea that we can appeal to any sort of objective moral "facts." Rather, we identify something as being wrong by our attitude that it is wrong and express our disapproval in the same way we would with any other thing we don't like. As with relativism, this seems to eliminate a lot of disagreement, but even more than relativism, emotivism seems to remove the possibility of our being able to insist that something really is the right or wrong thing to do.
Ethical egoism adopts the perspective that we should do whatever is in our own self-interest. I determine what is the right or wrong thing to do by seeing how it satisfies my own desires. This approach seems to capture a good deal of normal human behavior. But in addition to its conflicting with the traditional idea that it is wrong to be selfish, we also saw that it may offer the kind of explanation that could never be false, and an unfalsifiable claim—such as an astrologer's—isn't much of an explanation.
Theories in ethics are a lot like theories in chemistry, economics, and other disciplines. They can be a bit abstract, a bit dry, and sometimes a bit confusing, but they give us excellent tools to evaluate situations. We will apply these key theories in the chapters that follow.
Critical Thinking Questions
1.You may have an argument with someone and conclude by saying, "Let's agree to disagree." Think of a moral issue that is so important that it cannot be resolved in this way.
2.A 7-year-old child asks you to explain why stealing is wrong. (We will assume here that it is wrong.) How would you go about explaining it?
3.Ethics doesn't seem to provide results that everyone will accept. What are some good reasons for studying ethics?
Exercises
1.Refer to the following sentences from Section 1.2: Argument and Emotion in Ethics again. Label each one of them as an opinion or a claim, and say why you chose that label. If you think the sentence expresses a claim, give a brief statement of what one might appeal to support it, in terms of evidence, reasons, and justification.
The book is on the table.
I have an immortal soul.
Chicago is a better town than Atlanta.
Seven is greater than five.
Thou shalt not kill.
2.As we have seen, ethical egoism argues that people ought to act in ways that increase, or maximize, their self-interest. But consider Jennifer, who runs a nonprofit charity, and is completely focused on the needs of others. Thus, Jennifer's self-interest is increased by making sure other people's needs are met, and she can maximize her self-interest only by doing all she can to help others.
It seems that if Jennifer is an ethical egoist, she can only promote her own happiness by making others happy (and, consequently, paying little or no attention to anything else that would, presumably, make her happy). In short, she is an egoist only to the extent that her ego is wholly devoted to other people.
a) Does it make sense to describe Jennifer as an ethical egoist?
b) Is there a paradox here? If Jennifer is as selfish as she can possibly be (by maximizing her own self-interest), is she also as selfless as she can possibly be (by maximizing her concern for others)? Could the same person be as selfish and as selfless as possible, at the same time?
c) Do these results pose any challenges to those who defend ethical egoism?
Suggested Resources
A very useful discussion of the relationship between logic and ethics can be found in the appropriately titled "Logic and Ethics," by Fred Feldman, in L. Becker, & C. Becker (2001). (Eds.), Encyclopedia of Ethics (2nd ed., pp. 1011–1017). New York: Routledge. Available as a PDF online at http://people.umass.edu/ffeldman/LE.pdf (http://people.umass.edu/ffeldman/LE.pdf) .
Justified True Belief and Knowledge
These would be good sites to start with if a certain logical concept isn't yet clear to you, or if you want more information.
act utilitarianism
A consequentialist ethical theory that claims an action is right if it is the act that generates the greatest good for the greatest number.
argument
A set of sentences (premises) put forth to establish a claim (conclusion); the set of premises and conclusion form the argument.
belief
A claim that is held to be true.
conclusion
The result of an argument, or what the argument seeks to establish.
deductive argument
A kind of reasoning in which a conclusion is shown to follow necessarily from the premises.
A nonconsequentialist ethical theory that claims an act is to be evaluated in terms of its accordance with a specified set of rules.
dialectical
Describing a specific mode of argument; also a term characterizing an interdependent relationship between or among two or more things.
emotivism
A meta-ethical view that claims ethical statements are merely expressions of one's emotion toward a given act, not based on facts or moral realities.
ethical egoism
An ethical view that argues acts should be done out of a person's self-interest.
Golden Mean
The middle, or mean, between two extremes; prominent in Aristotle's discussion of virtue.
inductive
Describes a kind of reasoning in which a conclusion is based on a set of reasons that do not conclusively establish that conclusion.
intuitions
A general term used to refer to views that are spontaneous or not necessarily the result of considered, rational reflection.
justified belief
A claim that a person holds on the basis of evidence and reason sufficient to claim that the belief is warranted or legitimate.
knowledge claim
The assertion of something as factual or objectively true.
logic
The study of arguments and how they are put together.
noncognitive
Describes a meta-ethical view that denies there are moral facts, or real moral truths; the denial that moral claims can be determined to be true or false.
opinion
A subjectively based claim that does not necessarily appeal to reason or evidence.
premise
A reason put forth in argument to support a claim or conclusion.
psychological egoism
The view that people, in fact, do whatever it is that maximizes their utility.
relativism
The view that moral claims are relative to an individual or community, and do not have objective value or truth.
rule utilitarianism
A consequentialist ethical theory that claims an action is right if it is in accordance with a rule that generates the greatest good for the greatest number.
A linguistic unit of meaning designed to assert something; often said to require both a subject and a predicate as minimal components.
soundness
The characteristic of a deductive argument that is valid, and the premises of which are true.
utilitarianism
A consequentialist ethical theory that evaluates moral claims in terms of their outcomes, and to the extent these outcomes generate the greatest benefit for the greatest number.
The characteristic of a deductive argument requiring the truth of the conclusion if the truth of the premises is accepted.
virtue ethics
An ethical theory that focuses on the character of the agent in evaluating moral behavior, in contrast to utilitarianism or deontology; often associated with Aristotle.
Chapter 1 Flashcards
Chapter 2
Ethical Questions in the Public Square
Women suffragists cover a billboard to advertise a 1914 demonstration.
Courtesy Everett Collection
Learning Objectives
After reading this chapter, you should be able to:
•Discuss the interdependent relationship between ethics and law.
•Describe different sides of the issue of prayer in public schools and apply ethical theory to the problem.
•Explain how ethics can help resolve conflicting values within a society.
•Describe how ethics can be understood in the context of a historical issue: women's suffrage.
•Apply ethical theory to a contemporary social issue: the regulation of pornography.
Now that we have discussed the basics of ethical theory, we can apply them to actual situations, and see what they have to say about moral issues in specific, concrete situations. This approach has two practical advantages. First, by seeing how a specific ethical theory can be applied to an actual issue, we will see how the theory can better help us understand what the real problems are. Ultimately, we may not solve these problems in a way that will satisfy everyone, but we should have a much better grasp of the problems themselves. This will help us focus our ability to think about these questions more critically and eliminate some of the detours, side issues, and irrelevant parts of the debate that may interfere with our understanding of the questions.
Second, by applying the various theories to actual moral problems, we will also come to better understand the theories themselves. It is one thing to understand what a basic ethical position is, but it can be very helpful to see how that ethical position works in dealing with difficult ethical questions.
In this chapter, we will look at questions that arise when individual rights are threatened or violated, as well as instances when one person's rights may infringe upon another person's rights. As examples, we will look specifically at school prayer and pornography. We will also look at a historical debate over a woman's right to vote. This historical discussion should help us realize that some ethical questions can be resolved, and that talking, and arguing, about them may lead to significant changes in people's lives.
Each discussion will present a debate on a specific topic. For example, we will give an argument for why prayer should be allowed in public schools, and then look at the counterargument for why it should be restricted or prohibited. After presenting the debate, we will show how these positions relate to the ethical theories in Chapter 1—in this case, act utilitarianism and rule utilitarianism. On other occasions, we may apply the same theory in two different ways, to demonstrate that a specific ethical theory may give quite different results in some cases. This will help remind us that although ethics provides guidance and insight into moral issues, very rarely does it offer solutions that everyone will accept. We will then look at some of the results of the debate and the theories involved, and some of the implications that may emerge from those results. After each specific issue is treated in this way, we will briefly discuss a different, but related, question that will make clear some of the larger issues involved.
A Brief Review of Ethical Theory
The ethical theories being applied in this chapter are discussed at greater length in Chapter 1, but as a quick reminder, here are the basics of the three classical ethical theories:
Utilitarianism
Utilitarianism evaluates the morality of an act in terms of its consequences: Act utilitarianism emphasizes the act itself, and whether what one chooses to do will produce, given any other alternative, the greatest good for the greatest number of those affected by that choice. Rule utilitarianism focuses on whether the choice conforms to a rule that, in general, produces the greatest benefit for the greatest number of those affected. Because it focuses on the results of an act in its evaluation, utilitarianism is a consequentialist theory of ethics.
Deontology
Deontological theories focus on duty, and the rules one is required to follow to be moral; this can be seen in the etymology of its root word deon, a Greek work meaning "necessity" or "obligation." Deontology does not regard the results of an act as relevant to the moral evaluation of that act, and is thus a nonconsequentialist theory of ethics.
Virtue Ethics
Virtue ethics emphasizes the moral character—the virtue—of the agent in evaluating its morality. Thus, instead of looking at the results of the act (as in utilitarianism) or the necessary rules that constitute morality (as in deontology), virtue ethics turns its attention to the person carrying out the act, and whether that act demonstrates, adds to, or subtracts from the virtue of that person.
In addition, there are other approaches to ethics that were also discussed. Particularly significant for the current discussion is relativism:
Relativism
Relativism argues that there are no objective moral truths, but that any moral evaluation is relative to someone, whether a single person or a larger group, such as one based on language, culture, gender, ethnicity, ideology, or another type of community.
2.1 Can Ethical Principles Conflict With the Law?
Woman wearing a niqab holding up her European passport.
Remy de la Mauviniere/Associated Press
Many French Muslims saw the ban on full-face veils as a restriction of their religious freedom.
Laws, for a given society, are designed to guarantee those rights recognized in a society, as well as guarantee the security of those who live in it. Debate has raged for thousands of years about what specific rights and responsibilities are involved here. Some argue for a minimal state that does little but guarantee contracts and protect the safety of citizens by providing secure borders and such minimal services as police and fire departments. Others argue for a much bigger role for the state, insisting that the state function to provide health care, education, parks, libraries, unemployment support, and many other social services to support a well-functioning and productive society. Of course, there are also many positions in between these two.
Often individual or group ethical principles conflict with the laws that govern the state in which the person or group lives. As we know from history, one might be a member of a religious minority in a society where virtually all the other members of the society follow a distinct religious tradition, or even in a country that has an official state religion. But even in a society that is diverse and places a high value on tolerance, this issue can arise. Whenever a society enacts laws, there is the potential that those laws will conflict with the views of some of the individuals in that society. For instance, a state may outlaw a drug, or ritual, that a group living in that state regards as sacred and fundamental to its religious practice. In 2011, France outlawed the wearing of full-face veils (the niqab) (Erlanger, 2011); many French Muslims (and others) objected to this as a restriction of religious practice, while the French government saw the law as fundamental to preserving traditional French culture. Numerous such examples of this kind of conflict—between a state and the values of those who live in that state—can be found throughout the world. The issue this raises for ethics is how one deals with the confrontation between one's morals and the laws of one's state when the two conflict.
A state cannot survive if people choose to ignore its laws, but does that mean a person must either leave the state—if that is even possible—or accept laws that are fundamentally at odds with his or her most profound ethical (and possibly religious) views? Traditionally, in a democratic society, citizens have the right to organize, express their opinions, and use the democratic process to change, eliminate, or enact laws. But while that seems to be a theory with many attractive features, it may be a daunting thing to accomplish. Ethics helps us clarify our ethical choices, but can it help us with having our ethical choices respected? Can it show us how we can guarantee that our moral views aren't violated? And can it give us any guidance when there is a harsh contradiction between one's moral viewpoint and the laws of one's society? These are difficult questions that arise within ethics, and particularly when ethics is combined with an examination of the political process. They may be difficult to answer, but they are good questions to keep in mind when thinking about ethics and the moral values one's state chooses to enforce as its rules and its laws.
2.2 The Issue: Prayer in Public Schools
Prayer is a particularly personal topic, and thus the role of prayer for an individual has led to some of the most divisive arguments over religious practice, such as prayer in public schools. Here, will we look at this debate, and then apply the theory of utilitarianism in two different ways to clarify the issues involved.
Let's examine some of the arguments over whether organized prayer should be allowed in public schools and try to clarify the issues involved by distinguishing between "allowing" prayer and "promoting" prayer, as well as noting the difference between an individual praying privately and a group participating in an organized, coordinated prayer.
The Argument for Prayer in Public Schools
The relationship between a person and God is the most precious relationship of all. Society must respect that relationship, and, recognizing this, the First Amendment to the Constitution of the United States prohibits any interference with religion. Because prayer can be considered the most sacred right a religious person possesses, the government absolutely cannot, and should not, interfere with that right by preventing someone from praying. As the First Amendment states, "Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof" (U.S. Const. amend. I). To prohibit school prayer is to prohibit the free exercise of one's religion. Thus, not only is eliminating prayer from public schools wrong, it is also unconstitutional. Moral and legal reasons demonstrate that prayer in public school should, therefore, be allowed.
Clearly, one's right to prayer is protected by the Constitution; however, there are many other benefits to allowing prayer in public schools. Religious values, such as honesty, charity, and nonviolent problem solving are important to a well-functioning society. Few places are more important than public schools to emphasize these values; indeed, public schools provide a tragic example of how these values have been neglected. Teenage pregnancy, STDs, gang violence, and drug and alcohol abuse are common in many public schools. Reminding students that these are wrong and that there are ways of avoiding them are valuable moral lessons students need now more than ever.
Students and teacher saying the Pledge of Allegiance in a classroom.
Fuse/Thinkstock
Some would argue that since fewer people have objected to the custom of saying the Pledge of Allegiance in schools, history and practice support allowing prayer in school.
This is not an argument for a specific religion's view to be imposed on public school students; that would, indeed, violate the language of the First Amendment and what is known as the Establishment Clause. Rather, the argument here is for voluntary prayer for students who wish to participate. This allows these students to exercise their religious rights and to promote important moral values. Furthermore, most religions promote the same kinds of moral values. The Golden Rule, for instance, can be found in many different religions and in many different cultures. To remind students to treat others as they would want to be treated establishes no specific religion and reinforces a value fundamental to a well-ordered and moral society.
History and current practice also support allowing prayer in school. From the founding of the United States, and for almost 200 years, public schools allowed voluntary prayer. Thomas Jefferson refers to the unalienable rights of American citizens as having been granted by their "Creator" in the Declaration of Independence. Both the Senate and the House of Representatives maintain a chaplain, who begins each legislative session with a prayer; legal tender (money) in the United States reads "In God We Trust"; the Pledge of Allegiance includes the phrase "One nation under God"; and presidents of both political parties frequently end speeches by saying "God bless America." Few people have seen these practices as violations of the First Amendment.
To prevent students from the exercise of their religion is to require students to obey the dictates of a nonreligious minority. A short prayer at a commencement exercise, at a football game, or at a school assembly not only reminds students of the importance of religious and moral values but is generally regarded to reflect the wishes of a large part of the student body in most public schools. Thus, to prevent it violates the Constitution and distorts the wishes of the students themselves, as well as their parents. To deny one the right to have prayer in public schools, therefore, is immoral and unconstitutional, prevents important moral lessons from being made and reinforced for a large group of students who may need those lessons, neglects the history of the United States, and conflicts with the desires of the majority of students and their parents. Therefore, prayer should be allowed in public schools.
The Argument Against Prayer in Public Schools
The United States is a remarkably diverse country, particularly in terms of its citizens' religious affiliations. In addition to the numerous Christian denominations, there are Jews, Muslims, Hindus, Buddhists, Taoists, Zoroastrians, Wiccans, Sikhs, and Native Americans with their varied spiritual practices. There are also many who do not identify with any religious affiliation, including agnostics and atheists. All Americans have the right to religious expression, or no expression, and to impose state-sanctioned prayer on them is to violate their constitutional rights. Parents have the right, as well, to have their views respected, and a student whose religious views (or lack of religious views) are at odds with those of a school prayer may not only be offended, but that student's constitutional rights are also being violated.
High school football team praying before a game.
Mike Brinson/The Image Bank/Getty Images
Opponents of prayer in school argue that prayer at school events could be seen as involuntary.
A prayer at a school assembly or football game may seem innocent enough, but if one's religious views are fundamental to that person, then a prayer that specifies a particular conception of God, or a particular relationship between a person and God, may well make that student feel singled out. On the other hand, if the prayer is so vague and general that it really offers very little specific content, it is not clear what purpose it serves; in addition, it will still impose a religious viewpoint on those students who do not share that viewpoint. A student can be required to attend certain school functions; if a prayer is part of that function, the student is not participating in that prayer voluntarily. In addition to having his or her views possibly contradicted, the role of peer pressure and embarrassment should not be underestimated. Many students may prefer to stay in a setting where a prayer is being offered instead of leaving and thus identifying themselves even further as, somehow, not "belonging." Combining a school-sanctioned prayer with such peer pressure makes clear that such an activity is not in any genuine sense voluntary.
Furthermore, it is not the role of public schools to impose specific religious values on their students. Schools are quite free to teach about religion, its history, and its role in society; schools are not permitted to do anything that could be interpreted as endorsing a particular religious viewpoint. Schools have important obligations to see that their students receive a quality education in such subjects as English, mathematics, natural sciences, history, and foreign languages. Given the relatively low achievements in these areas, relative to other countries in the developed world, public schools clearly need to do a better job in carrying out their educational mission. Spending such valuable time on prayer and imposing specific religious viewpoints on students is neither part of the mission of public schools, nor is it an efficient use of time. Moreover, many parents prefer that specific religious and moral teachings not be part of the school curriculum.
For this last reason, even many religious parents demand that religious material be excluded from school curricula. These parents argue that religious values are, indeed, extremely important. For that very reason, they insist that the public schools should not interfere with parents' desire to teach these values at home, and at places of worship: precisely those places where it is appropriate to focus on religious teachings.
The Constitution does not allow public schools to promote any specific religion or religious viewpoint. Any school-sanctioned prayer would either violate this constitutional requirement or be so vague as to be meaningless. Given a diverse student body, no prayer can respect all the religious views of those students, particularly if one considers that some of those students may have no religious values or even reject religion entirely. Public schools have more important things to devote their time to as part of their legitimate mission. Many parents do not want the values they teach their children contradicted in the public schools and prefer that the religious and moral teachings be provided by parents, not schools. School-sanctioned prayer, due to its setting and to peer pressure, cannot be regarded as voluntary. Therefore, due to both constitutional issues and other compelling moral and social challenges, prayer in public schools should be prohibited.
Morality and Civil Law
As we will see throughout this and later chapters, in a community of any size, conflicts will arise between the laws that community adopts and the personal morality of the individuals in that community. Familiar controversies such as abortion, euthanasia, and many others will display this conflict. If one lives in a community that insists on a law that violates one's own moral principles, there are few options available: working to change the law in question, ignoring it, changing one's behavior, or leaving the community. Each of these, of course, has its problems: to leave one's community is costly, and many wouldn't want to do so unless the laws involved were especially onerous; changing a law is a time-consuming and expensive thing to do, and often not successful; to ignore a law risks suffering the penalties involved (fines or even prison); changing one's behavior may require a person to do something that violates an important, even sacred, principle.
The tension between civil law and morality is clearly expressed in the question of school prayer in public schools. An individual has the right to pray, but it has also been found by the courts that official school prayer violates the Establishment Clause of the First Amendment. In this case, a compromise has been sought, allowing individuals to pray, and allowing groups to gather to pray voluntarily—before school, during lunch, or after school—on their own. This allows these individuals to express their own religious views, and the school avoids seeming to endorse a specific denomination, practice, or prayer by having prayers at official school functions. Many involved in this dispute are unhappy with this compromise: Some regard prohibiting prayers at assemblies and graduation ceremonies as an infringement upon their rights, while others see public schools as religious-free zones, and urge banning songs and holiday references that include specific religious terms.
In a society as large and as diverse as the United States, with members of many different religions, ethnicities, races, languages, and cultural traditions, such compromises may be necessary. On the one hand, it may be argued that the laws of a country should reflect the values of the majority. On the other hand, if certain freedoms are actually rights, presumably those rights should not be subject to the endorsement or veto of the majority.
Be the Ethicist
Moral Decisions, Legal Responsibilities
Some scenarios may help bring out the tension between the law and morality. After responding to the following from your own personal perspective, consider how you might approach the issue from the perspective of someone who has a different view than you have. How are the responses different? How might you go about helping developing laws that would both respect individual freedoms but also provide for a stable community that respects everyone's individual rights?
•Your new neighbor appears to be living with several women; when you meet him, he introduces himself and his wives. After several months, you have spent a good bit of time with the neighbor and his wives, and get to know them well; you are all good friends, and while you don't really approve of polygamy, they seem to be very happy with the arrangement. Another neighbor, however, objects strongly, and tells you she is planning to call the police or other authorities to report them. What do you tell her?
•You have known your best friend's daughter since she was an infant; she treats you almost as if you are a parent, having spent a lot of time in your home and having confided many things to you that only her parents and very best friends know. She comes to your house one evening and asks to speak to you in private. She tells you that she was raped by her uncle, and is pregnant. She needs $500 dollars to have an abortion. She cannot tell her parents, and you are the only one who knows about her situation. What do you tell her?
•You have worked at the same company for 20 years, and one other person has worked with you the entire time. She has had a rough go of it, with an abusive husband, problems with alcohol and drugs, and a son in jail. She has divorced her husband, quit drinking, and entered a drug rehab program. She is a candidate for a significant promotion at work, which will give her a substantially higher salary. You know that in the past couple of years she has occasionally smoked marijuana at home, on the weekends; it has not affected her work. The manager comes to ask you if you think she should receive the promotion, making it clear that she will not get it if she is still using drugs of any kind. What do you tell the manager?
Applying the Theories
One of the difficulties in studying ethics is determining the appropriate way to apply a given theory. The basic utilitarian principle dictates to do that which will produce the greatest good for the greatest number. But one of the difficulties with applying utilitarianism is identifying the group in question: in other words, "the greatest number of whom?" We will demonstrate this problem by examining the arguments for and against school prayer from the perspective of utilitarianism. As we will see, different conclusions follow from how we describe and apply our use of the utilitarian principle. This doesn't mean the principle is wrong, however. But it does mean that in applying the principle, we need to be careful, and precise, in that application.
There's an old saying, "As long as there are math tests, there will be prayer in school." The idea here, of course, is that individual students cannot be prevented from engaging in prayer on their own, as individuals. Such prayer is voluntary and engaged in only by the individual. Furthermore, the Supreme Court has ruled that students are allowed to organize, voluntarily, religious clubs—which can include prayer and Bible study—at public schools, just as they might any other kind of club.
As we noted earlier, it is important to differentiate between allowing prayer and promoting it. The legal challenges that have been brought have often objected to a school officially endorsing a prayer at recognized school-wide events. On some views, this moves from permitting individuals to pray—a protected right—to endorsing prayer by officially recognizing it, which may well violate a person's rights.
Act Utilitarianism
A utilitarian might well argue that in a given school or school district, or community, the majority (and even a vast majority) of its members belongs to a specific faith tradition. The greatest good for the greatest number, in this case, would seem to allow that majority to pray and participate in religious activities in the way they desire. This might include prayers at football games, school assemblies, and graduation ceremonies. To prevent the majority from expressing its religious views this way is to bend to the dictates of a minority. But even if it could be shown that the minority may maximize its utility by eliminating such prayers, it is clear that allowing those prayers produces the greatest good. Some might regard this as an application, specifically, of act utilitarianism: The act of allowing prayers for the majority of a given community creates the greatest good for the greatest number; therefore, prayer should be allowed.
Rule Utilitarianism
A contrasting approach to utilitarianism, which might be regarded as rule utilitarianism, argues otherwise. Again applying the principle of the "greatest good for the greatest number," the rule utilitarian will argue that allowing the majority's religious views to be imposed on a minority does not create the greatest good for the greatest number. In addition to the minority's rights being ignored (which decreases the happiness of those in the minority), many in the majority may also recognize that ignoring legitimate rights of a minority is harmful, both to those suffering the harm and to those doing the harm. Participating in something that causes harm (harm, here, to the rights of the minority) decreases the happiness of those who participate, even passively, in that harm. Therefore, in general, the rule utilitarian will see simply applying the "greatest good greatest number" principle in a situation that ignores or violates the legitimate rights of members of the community does not lead to allowing prayer in school in general. Rather, it leads to preventing school prayer in situations, such as school assemblies and graduation ceremonies, that cannot be regarded as voluntary in any genuine sense.
Here, then, we see two distinct applications of the utilitarian principle: one leading to the result that school prayer, in a very general way, should be allowed, and the other leading to the result that school prayer, in a very general way, should not be allowed. What this seems to tell us is that the rights of the individuals involved must be looked at very carefully, to determine where one person's rights begin to conflict with another person's. It also seems to indicate that when we look at the happiness, or utility, of a given group, we need to be aware that how we specify the community makes a difference. Within a public school, is the community we are concerned with everyone who attends the school? Those who are religious who attend the school? Those members of the dominant religious tradition, if any, of those who attend the school? Do we include, for that matter, those who might end up attending this school, or who graduated from this school, and thus are part of its extended community? These questions aren't always easy to answer, but the issues they raise need to be factored in when evaluating the overall set of questions involved.
Case Study
Prayer in Schools
It can be difficult, in a religiously diverse society, to make accommodations for everyone. In Ottawa, Canada, there has been a request for permanent prayer rooms to be set aside for Muslim students in the public schools.
You can see a video about the case here: http://bcove.me/y7obfdow (http://bcove.me/y7obfdow)
As you can tell, it can be a challenge to maintain a commitment to religious freedom, tolerate religious tolerance, and not unfairly impose religious values on others.
•How would you resolve the issue confronting the Ottawa schools?
•Would you say your resolution appeals to a specific ethical theory?
•If so, which ethical theory do you think offers a good solution for this issue?
•How might a different ethical theory approach this question? Would it come to a different resolution than yours, or the same one?
Source: Used by permission of Canadian Sun News. (c)QMI Agency, Sun Media Corporation
Some Conclusions
Religion is an extraordinarily personal experience for many people and is often fundamental to a person's understanding of who he or she is. Because religion is such a basic part of a person's self-conception, someone may feel his or her right to the free expression of religious beliefs is restricted by not being allowed to state them when and where he or she wishes. At the same time, two people's religious views may conflict, whether they are of distinct religious traditions or one is religious and the other is not. It is unlikely that any ethical result will satisfy everyone and that these conflicts will be resolved in a way that makes everyone happy. But ethics can provide valuable insight into clarifying these issues and offer very helpful ways of thinking about such conflicts in a way that can address them.
Man kneeling on mat praying.
Monkey Business/Thinkstock
Religion can be an important part of a person's identity.
With respect to both the legal results and a more general way of regarding religion, increasing attention has been paid to the idea of prayer in public schools being voluntary. An individual cannot be prevented from praying in public school; religious student organizations are permitted the same opportunities as other student organizations. These activities are regarded as voluntary. In contrast, school-sanctioned events, whether football games or graduation exercises, tend to be recognized by the courts as the kinds of events where it is inappropriate to have prayer, in that a prayer at such an event automatically brings with it an official or unofficial school endorsement. Of course, attendance at a high school football game isn't something we regard as mandatory, but, as the courts recognized, such a game is an official school function and also may involve an element of peer pressure. Fundamentally, the argument is that one should be able to attend the football games of one's public school without having to participate in a prayer that contradicts one's beliefs, whether one follows a different religious faith or is not religious at all. And, as many religious people have argued, to insist on a prayer that is so general that it doesn't conflict with another's beliefs (religious or otherwise) seems to make pointless the very notion of "prayer."
Of course, exceptions to what an ethicist might argue, or what the courts have ruled, can be found; often these cases receive a great deal of publicity and seem to indicate either that a "war on religion" is being waged by public schools, or that minorities are having their own religious rights "violated and trampled." It may be the case that the publicity these instances receive implies that these issues arise more frequently than they actually do. To be sure, a teacher who prevents a Christian student from carrying the Bible violates that student's rights, just as a teacher violates the rights of a Jewish student by insisting that he write an essay on the topic "Why Jesus loves me." (These are both actual cases.) The goal of ethics not only allows us to see that these actions violate an individual's religious rights but also provides us with a way of arguing why they violate them.
What Role Does Conscience Play?
People identify themselves in many different ways: through their ethnicity, race, country of origin, class, gender, sexual orientation, and religion, among many others. Often people regard themselves as members of a relatively cohesive group because of one or more of these factors: thus, a person might consider herself an African American Roman Catholic, while another may consider himself a member of a Spanish-speaking Protestant community. Belonging to such a community brings certain commitments: Perhaps one insists on a particular interpretation of "marriage" or "science"; perhaps one's religious or cultural community requires that women and men act in specific and different ways, in terms of dress, occupation, worship, and so on. Clearly enough, the values of these communities may differ, and even sharply conflict. If the values of your culture or community conflict too much with that of the surrounding community, you are confronted with a difficult problem. As a simple example, if one's community accepts polygyny (a husband having more than one wife), while the larger community rejects it, how does one resolve this conflict?
These kinds of conflicts occur with some frequency, of course, but most people learn to adjust: Perhaps they aren't entirely satisfied with the values of the larger community, but the advantages of participating in that community make it more practical to tolerate that dissatisfaction. For instance, a parent may be suspicious about the science behind climate change but otherwise be quite pleased with the education offered by the school; the parent accepts it, and perhaps offers an alternative view to that presented in the school. In the case of religion in public school, some parents find it a better solution to send their children to private, parochial, or religious schools, or to home school their children. These parents, of course, don't withdraw from the community entirely; they simply leave part of it.
When more serious conflicts do arise, some find it impossible to remain within the community. Although these cases are relatively rare, they provide a way of examining the role an individual's conscience plays when evaluating one's membership in a larger community. If one's values compel one to reject the values of that larger community, one has to confront the choice between somehow tolerating something consistently offensive, or withdrawing entirely from that community in order to live, in a different way, with people who share those values. There may also be serious ethical concerns relative to those shared values that conflict with those of the larger community. Some have chosen to form separate communities, in part, to avoid living among African Americans, or Roman Catholics, or Jews, or members of other groups defined as not sharing the values of that community. Other separate communities have been formed on the basis of economic complaints— specifically, tax laws—and on the basis of specific religious values. An ethical investigation here might ask whether the dictates of conscience, in this case, should be respected, or critically scrutinized.
Most of us live between the two extremes of our values never being challenged by something in society and our values being so consistently violated that we decide to leave the community entirely. But this raises a number of important ethical questions about living in a community with others who may not share one's values. At what point should we object, when we find our values being violated? How can we make sure our rights are respected? Can our values be preserved without infringing on the rights of others? In our desire to protect our own moral values, do we forget to consider the moral values of others? Ethics offers some insight into these questions, although, again, without offering a solution that will be satisfactory to everyone. In a society that is increasingly pluralistic and diverse, it is very likely that conflicts among the values of the members of a society will persist (if not increase), and we will continue to need to address these questions.
Where Do We Go From Here?
As noted earlier, the United States is a diverse society and is particularly diverse in terms of both the faith traditions followed by Americans as well as an increasing number of Americans who have no religion. Even though the diversity in the United States has increased dramatically, Christianity has been and continues to be the dominant faith tradition in the United States.
Defining Ethics
A sociologist considers whether ideology gets in the way of a productive ethical conversation.
The implication of these characteristics seems to indicate that we recognize how important religious values are to many people. But that importance also makes it compelling to recognize others' religious beliefs, as well as the beliefs of those who have no religion. It seems likely that one result is that there will continue to be a good bit of give and take over this issue, with some substantial conflicts arising between those who don't think religion in public schools is given sufficient recognition and those who think otherwise. Some will think a certain religious tradition is too specifically identified, which may be unconstitutional; others may think any mention of religion should be omitted entirely from the public schools; still others may think that religion is too important to allow the public schools to interfere with it at all.
So perhaps the implications of this debate are to recognize that diversity can lead to such conflicts, and that those in the majority may need to be particularly sensitive to the beliefs of others, religious or otherwise. Such sensitivity is, of course, a two-way street, and so this sensitivity may also increase the need for tolerance. No solution will satisfy everyone, but insisting that prayer in public school always be voluntary, and that religion be treated in public schools in a way that recognizes a diversity of beliefs and tolerance for those beliefs, may go a long way toward minimizing these conflicts, although it may be too much to ask for these conflicts to be eliminated entirely.
2.3 A Historical Debate: A Woman's Right to Vote
It is a good thing to remember that ethics can make a difference; not all ethical arguments are abstract discussions of hypothetical cases, but we can see that they have brought about significant change. In this case, we will look at the arguments over giving women the right to vote in the United States, known as the question of "women's suffrage." As we will see, something we may now take as obvious and "common sense" wasn't always regarded that way, and ethical considerations were important in making it possible for women to vote. It is probably worth noting that some of the arguments may sound pretty dubious as this point, but when made they were found by many to be extremely persuasive. Here we will look at the issue from the perspective of virtue ethics and from the perspective of deontology, as they might have been presented when this issue was still a volatile topic of discussion.
This issue of women's voting rights is a good example of how moral and ethical arguments can both provide clarity to our understanding of the issues and produce a genuine difference.
The Argument Against Women's Suffrage
It is unquestionable that men and women are fundamentally distinct. This is obviously the case in terms of biology; the very differences can be immediately observed, and they are even more obvious in reproduction, where men and women play radically distinct roles. Because of the role women play in carrying, delivering, and raising children, they have a specific approach to things, in terms of their compassion, their abilities to nurture, and their willingness to compromise and avoid conflict. These differences, both physiological and psychological, have long been noted. Aristotle, 400 years before the birth of Christ, noted that
The female is softer in disposition than the male, is more mischievous, less simple, more impulsive, and more attentive to the nurture of the young; the male, on the other hand, is more spirited than the female, more savage, more simple and less cunning. The traces of these differentiated characteristics are more or less visible everywhere, but they are especially visible where character is the more developed, and most of all in man. (Aristotle, 2005)
Anti–women's suffrage poster reading, "The home loving women do not want the ballot. Vote no to amendment 8, fourth place on the ballot."
Courtesy Everett Collection
Opponents of women's suffrage believed that a woman's place was in the home.
This is also reflected in our very language: The word "hysterical" comes from the Latin term referring to the womb, and gives us the English word "uterus." Perhaps less well known is that the term "lady" originally comes from the Old English term for "one who kneads, or makes, bread" and that the very term "feminine" originates from a term for breast feeding. Terms associated with women have, in English and in other languages, always emphasized softness and delicacy, and their importance as wives and mothers—the Bible reinforces this; Delilah, Jezebel, and Salome represent women who behave immorally (that is, in a treacherous or adulterous manner), whereas Mary, whose humility and maternal aspects are emphasized, represents the virtuous woman.
It is clear from the way the term "woman" developed in English that the virtues of a woman are to be praised; for a well-functioning society, women are indispensable to keep the home running well, to ensure that children are raised appropriately, and to take care of, efficiently and effectively, all those things that fall within a woman's many areas of expertise. But politics is an entirely distinct realm, where women lack the temperament, the attitude, the understanding, and the experience to function effectively. Thus, women are not suited to participate in politics, either as elected officials or as voters.
In addition to these somewhat abstract and philosophical reasons, we can add a few specific points and summarize the position as follows. Women have a crucial role in society—to take care of the home; politics is a separate sphere and is really only suitable for men. Only by keeping these spheres separate can women play their important role in maintaining the values and civility of society. The need for this separation is clearly seen in the distinct physiological and psychological makeup of women, as opposed to men. Women, by their very temperament, are not suited to the unpleasant and sometimes violent confrontations required by politics. In any case, many women do not want the vote, believing it will dilute the very real power they in fact have over their husbands already. Furthermore, it will give the vote to an enormous number of people who have neither the background nor the understanding to make good political decisions. For all of these reasons, women neither need, nor should they be given, the right to vote.
Women's suffrage poster reading, "Is a woman a person? The law says yes when she has to pay taxes. The law says no when she asks to vote how her money shall be spent. Is this fair?"
Mary Evans Picture Library/The Womens Library/Everett Collection
Supporters of women's suffrage argued that as contributing members of society, women were entitled to vote.
The Argument for Women's Suffrage
Women are human beings. They are expected to care for themselves, their families, their husbands, their children, and their homes. As such, they have some of the most significant responsibilities that can be entrusted to anyone. Yet, while shouldering these responsibilities and others, a woman is deprived of the fundamental right of political representation. She works hard, often for no salary, and often harder than any man, and helps make the society in which she lives function; indeed, women make that society possible. Yet that same society prevents her from the right any man has, simply by accident of his being born a man: the right to vote. A woman's contributions to society are absolutely indispensable. In addition to being a human being, with certain rights that cannot morally be violated—such as the right to vote—women deserve to have an equal say in how that society is organized and how its politics should be structured. As Susan B. Anthony stated, "There never will be complete equality until women themselves help to make laws and elect lawmakers."(Anthony, 1987, p. 901–908)
If the Declaration of Independence indicates that all people are created equal, this has clearly not been the case for women. They are expected to fulfill all their responsibilities while being denied one of their fundamental rights. If "no taxation without representation" was justification for the American Revolution, what does that tell women, who toil as hard as men, have responsibilities equal or greater than those of men, live with men under the same rules and laws of society, yet have no representation? Depriving women of the right to vote is both immoral, in that it denies women a fundamental right, and unjust, by not allowing them what is due them: the rights that coexist with responsibilities. If a woman is expected to take on those responsibilities, then she must be accorded the rights due her, and one of those rights is the right to vote.
Perhaps someone will suggest that husbands or fathers represent women. Would any man be willing to switch positions in this and regard it as fair were wives and daughters taken to represent their views accruately? Is it sensible, or fair, for half the population to hope that their views are represented by the other half? Might there not be a perspective on important political issues that women bring into consideration that would be otherwise ignored? Wouldn't political decisions be better informed, and thus be better decisions, if such an important perspective were taken into account? And who better to present the political perspectives women have than women?
The argument, then, is simple. Women are human beings, with rights and responsibilities. One of those rights, perhaps as fundamental as any, is the right to vote. Having deprived women of this right for so long doesn't mean it is fair, or just; it means that something unfair and unjust has gone on for far too long. One of the fundamental principles of a free and fair society is that its members deserve representation, and deserve to represent themselves. The only correct result, therefore, as a matter of the moral law and as a matter of justice, is to provide women with what they are due: their right to vote.
Applying the Theories
Women's suffrage may be firmly resolved in the United States, but as we have seen, the issue still offers some insights into how social questions are deliberated and finally established in law. Now that we have considered two sides of the issue, we will discuss the ways a virtue ethicist and a deontologist might approach this debate.
Virtue Ethics
The extraordinary thing about women is their virtue: their remarkable abilities to handle so many different things and to handle them well. They are caring, generous, nurturing, and practical; they are good friends, and, when their virtues are present in the appropriate way, they make good sisters, daughters, wives, and mothers.
Virtue ethics sees these virtues as precisely the things to emphasize for a virtuous woman: never in their extremes, but always aiming at an appropriate and moderate degree, a Golden Mean. The virtue ethicist might then argue as follows: The virtues of a woman are best seen when displayed in the proper place and in the proper and appropriate way—in the home as a wife and mother, in the elementary school as a teacher, in the hospital as a nurse. These are roles women have excelled in for centuries, and society functions most efficiently and most productively when they continue to do so.
On this same view, politics can often be contentious, ugly, confrontational, and even violent. Women do not do well in this kind of environment, and the virtues that women possess cannot be developed and improved, therefore, by engaging in politics. Women also lack the educational background and the general temperament for participating in politics. Giving women the vote will force them into an arena where their skills are inadequate, and will simultaneously prevent them from spending their time where they should be, and where their virtues are most evident. Any decision that has such disastrous moral results cannot be a good one, and thus the virtue ethicist would have to conclude that giving a woman the right to vote would be wrong, both for her and for her society.
Deontology
The deontologist, of course, disputes much of this characterization of women, and may well reject the idea that women have some set of "virtues" that are fundamentally distinct from those of men. Men aren't defined in terms of being a husband, a brother, a father. Why are women characterized solely in terms of their roles, rather than as free, independent, and creative human beings? Women may well be good wives and mothers, but that doesn't mean they can't be more than (or something other than) wives and mothers. Women may well be good teachers, but can't they also be good college professors? Women may well be good nurses, but can't they also be good doctors? Restricting a woman's educational opportunities, then criticizing her for a lack of education, is about as fair as putting a person in prison and criticizing her for not doing much traveling.
The deontologist also has a traditional method to identify something as fundamentally unfair. If Bob is doing something unfair to Carolyn, Carolyn can simply ask Bob if he would be happy if that same unfair thing were done to him. Thus, more generally, women can ask men the same thing: If men had the responsibilities that women do, would they object if they didn't possess the right to vote? The Golden Rule seems to provide a much stronger argument than the appeal to the Golden Mean.
In any case, the right to vote doesn't seem to the deontologist to be a right for men to possess, but a right for human beings to possess. As such, any woman who qualifies as a human being should possess the right to vote. To deny her that right is to treat her as less than a human being, to treat her as a means to an end, and thus to act unethically.
Some Conclusions
Woman holding up an "I voted" sticker.
iStockphoto/Thinkstock
Today, the right of women to vote requires little to no justification.
It is rather hard to imagine a politician today proposing that women not be allowed to vote: Such a suggestion would be generally regarded as ridiculous. But it was a long, hard struggle; the 19th Amendment was passed 144 years after the Declaration of Independence, finally giving women a right we now take as one that requires little or no justification.
With the benefit of hindsight, we see that many of the arguments proposed were based on a conception of women (and men) that had a very long history, a conception that restricted women to specific roles in society. Critical scrutiny of this conception led to the realization that it functioned to prevent women from being full participants in their society. Even though women were regarded as sufficiently responsible to do many of the things society deemed extremely important, they were denied the rights that accompanied those responsibilities. From many ethical perspectives, denying women the right to vote was wrong for two reasons. First, it denied the rights that one acquires with responsibilities, such as the case of the right to possess a firearm, which brings with it an unspoken responsibility to handle that firearm safely and appropriately. Second, and more fundamental, denying women the right to vote was to deny them a right they presumably possess as human beings, although a right that was only won after many decades of struggle. Thus, one is forced either to recognize their right to vote, or to argue, somehow, that they are not human beings.
We also see from this discussion that ethical values and political values can frequently be in tension with each other, as well as how one applies a specific theory in ethics may well determine the results of that application. For instance, imagine that we adopt a simple utilitarian perspective, and assume (safely enough) that allowing citizens to vote increases the happiness, or maximizes the utility, of those citizens. The clear result is that the greatest good for the greatest number is achieved by giving all eligible citizens the right to vote. But who is an "eligible citizen"? Is it all adults 18 and older? All adults 21 and older? Or should more restrictions be placed on who is eligible to vote, as has often been done in the past? Obviously enough, some people were not allowed to vote on the basis of race and sex (or gender); but other conditions have been imposed, such as being able to read and write, or owning property, to restrict the right to vote. Ethics provides us with one way to examine such restrictions to see if they are justified on the basis of good, moral reasons, or, as seems often to have been the case, to allow those already in power to maintain their advantages. If we apply our utilitarian principle to a group, such as males, or Whites, the greatest good for the greatest number of that group may well result in a situation that is quite unfair, were a larger group considered. So even taking a very basic utilitarian approach to a question may require us to think long and hard about what we mean by "the greatest number." In other words, when we consider the greatest good for the greatest number, we also have to ask: the greatest number of whom? And determining who belongs, and who doesn't belong, in the group in question may not always be that easy.
Do Ethical Principles Change Over Time?
Communities often define themselves as much by whom they exclude as whom they include; that is, to be a member of a community, or society, is often determined by establishing who does not belong. For centuries, the long history of racial exclusion in the United States prohibited African Americans from genuinely participating in society, obviously enough through the institution of slavery, but also through other means, such as requiring them to use separate facilities (waiting rooms, movie theatres, bathrooms, drinking fountains, etc.), preventing them from even registering to vote (let alone actually voting), forcing them to attend segregated schools from kindergarten through universities, and many other formal and informal ways of sending the message, "You don't really belong." Women were also prevented from voting, owning property, and being given credit in their own names, along with other more informal ways of excluding them from society. Native Americans, Jews, and others were similarly prevented from being full participants within what we now regard as their own society.
Caucasian bride with African American groom.
iStockphoto/Thinkstock
Less than 50 years ago, it was illegal in the United States for people of different races to marry. Ethicists would argue that it was not moral principles that changed, but society. Do you agree? What other examples can you think of in which this has been the case?
Does this indicate that the fundamental principles of morality changed? If so, that would seem to show that rather than being principles, they are the kinds of things that are not eternal and permanent, but simply ideas that gain sufficient support to be adopted in a given society. Many ethicists would argue, instead, that moral principles do not change; rather, society changes—often by expanding—those to whom those principles apply. Less than 50 years ago, it was illegal in a number of places in the United States for people of different races to marry; we generally now regard such "miscegenation laws" as discriminatory and ignorant. The principle of "rights" didn't change, in this case; rather, the idea of the right to marry was extended to be more inclusive. The Supreme Court, in 1967, declared it unconstitutional to prohibit people of different races to marry; since then, geneticists and other biologists have seemed to conclude that the very notion of "race" isn't a useful biological term at all. Thus, both the ethical principles and the law reflected the fact that it was wrong to exclude certain groups of people from exercising their rights, and thus the community expanded its conception of who belonged to that community.
These changes often don't come very easily; there can be a great deal of resistance to them, and even when laws are in place to prevent excluding groups from voting, buying a house, or marrying someone, those laws will often continue to be violated. A community, that is, may simply adopt an informal practice to prevent someone from doing something; in spite of a law prohibiting that practice, the majority of a given community may enforce it through peer pressure and other means. As the point may be put in legal terms, a law that is in force practically is a de facto law, in spite of it being illegal de jure, or against the official laws under which a community lives. If someone can successfully exclude African Americans from eating in his restaurant, that exclusion is in place as a de facto rule, even though illegal de jure.
Thus, even though ethical principles themselves may not change over time, we can see how they do change in application. In the United States, for instance, views about extending certain rights—to serve openly in the military, to marry—to homosexuals have rapidly changed. The question here is not whether one's rights should be respected, but who should, and who should not, be included as part of the group that has such rights. Again, we see that ethics doesn't resolve such an issue, but it helps clarify what is at stake in the various resolutions that have been proposed. In any diverse community, the restrictions and expansions of rights, and the question of what kinds of things really are "rights," will continue to arise and be the source of debate. It should be clear, in any case, that ethics has a good deal to offer in identifying the terms of the debate, as well as determining what is at stake in these arguments.
Where Do We Go From Here?
Ethics can often seem like a sterile exercise, with little relevance for everyday life and the kinds of decisions we actually have to confront. Should I steal food to feed my starving family? I find the wallet of a person I know to be a drug dealer, and it has $1,000 in it; what should I do with it? One very standard example in ethics asks this: If you were able to divert a train to kill one person, in order that the train did not kill five people, what would you do? It seems pretty clear that these kinds of examples are good to help us see what is at stake in applying and understanding ethical theory, even though we don't expect to be in the positions described here. Some might suggest that ethics, and philosophy in general, don't have a lot to say that is relevant. But, as we've seen in the preceding historical example, ethical questions and scrutiny of the moral values of a society can, in fact, have a significant effect in changing a society.
This is not to say that all we need to do to address an unfair or immoral situation in our society is to pass out ethics textbooks and convince people to read the relevant pages. But familiarity with ethical theories, and familiarity with various ways of identifying things that are unfair, can at least help move the discussion along. Our values do not exist in some kind of vacuum, of course; they exist in a large, complex context of competing values, politics, and social structures such as educational institutions and religious viewpoints. Many other factors, no doubt, also play a role in understanding the ethical challenges we confront. But the more familiar we are with techniques in explaining and understanding those challenges, the better prepared we are to deal with them. This is, of course, not to guarantee that we will solve them, and we almost certainly won't solve them in a way that everyone finds satisfactory. But the better prepared we are to clarify the ethical problems we do have to deal with, the better prepared we are to address them and, in some cases, fix them.
Of course, fixing—or at least improving—a specific case of injustice hardly means the matter is settled. One might think that giving women the right to vote accomplished political equality, but it was only a step in that direction. Many other factors can still function as obstacles to that equality. Philosophers might suggest that the right to vote is a necessary condition for political equality, even though it is not at all a sufficient condition. In other words, without the right to vote, one cannot hope to gain that kind of equal participation in the political structures of one's society, but the right to vote doesn't, by itself, establish this participation. Many obstacles may still need to be overcome, and, presumably, this is an ongoing competition to determine the scope and limits of one's rights. But at least we can see that ethics can, in fact, contribute important things to the debate over such issues and can play a significant and productive role in how society addresses such questions.
Now that we have thoroughly examined a historical social question, let's return to one of contemporary relevance: the charged issue of pornography and whether it should or should not be regulated.
2.4 The Issue: Pornography—To Regulate or Not?
Arguments over pornography raise a number of ethical issues. Pornography is often regarded as a question of freedom of speech; however, more recently it has been harshly criticized for how it is produced and the images of women it endorses. Some, in contrast, regard the consumption of pornography as a "victimless crime," and believe that, because it does not harm others, it should not be restricted extensively.
Here we will examine the two sides of the debate, looking at both the consumption and the production of pornography. We will utilize utilitarianism and emotivism to provide some theoretical analysis of the issue.
The Argument Against Extensive Regulation
Men drinking and smoking outside a bar.
Neil Setchfield/Lonely Planet Images/Getty Images
Those who oppose extensive regulation of pornography note that adults in the United States are allowed to engage in many activities that some may not approve of, so long as those activities do not harm others.
Adults in the United States are allowed to do many things that others may condemn. They may smoke, drink to excess, fail to exercise, watch too much television, eat too much junk food, and do many other things that aren't "good" for them. Yet they are free to do so: As adults, they are allowed to do those things that the state cannot demonstrate pose a genuine threat to others. I cannot change the oil in my car and legally pour the old oil down the storm drain: That poses a threat to the environment and can harm others. I can, however, if I wish, have root beer, pickles, and pizza for breakfast every morning; it may not be a good or nutritious choice, but it is a choice I am free to make.
In the same way, adults are allowed to read and watch whatever they choose, unless the state can show a compelling reason to prevent them from doing so. For instance, in the United States, one can read books about bomb making and terrorism; one can see websites where overthrowing the government is advocated. One can find material that supports various kinds of hatreds against ethnic and religious minorities, as well as conspiracy theories blaming different groups for a remarkably wide range of things, including the U.S. government being responsible for the attacks on the World Trade Center on September 11, 2001. These materials are available because the First Amendment to the Constitution insists on freedom of speech; unless one can show a genuine threat, restrictions on speech are prohibited. Even though many people find such things distasteful—and much worse—the freedom to read and watch this material is guaranteed as a fundamental freedom in the United States.
Pornography, which is very difficult to define, is precisely this kind of material. Many find it extremely offensive. However, they have no right to dictate to those who wish to consume pornography that they cannot. Adults in the United States are free to read and view pornography; they can be prevented from doing so only if the state can show a compelling reason to restrict it.
Some restrictions have been imposed; producing child pornography is illegal because it harms children. Thus, the possession of child pornography is also illegal, in that its purchase supports an illegal activity. Access to pornography is limited to adults, just as are various other products, such as alcohol and tobacco; various other restrictions prevent those who do not wish to see it from being exposed to it. Thus, certain controls are imposed on bookstores; network television does not show material that is regarded as too indecent by those who run it, and cable television has various controls in place, such as parental controls and various payment requirements. These and other restrictions have been put in place to do two things: to prevent the involuntary exposure of pornography to those who wish to avoid it, and to allow those who wish to consume pornography to access it.
Some have argued that the production of pornography involves the exploitation and mistreatment of women; thus, consumers of pornography support an industry that harms women. This may be true, but it has little bearing on restricting the rights of adult access to pornography. Many people work in industries that involve serious threats in hazardous situations: coal miners, electricians, and farmers, among others. To argue that pornography should be highly regulated, or censored, because some people have been mistreated in its production is the same as arguing that restaurants should be closed because some restaurants have had health code violations.
Finally, if pornography is highly regulated, there is a genuine danger of a slippery slope appearing. Historically, some things now regarded as great literature, and great art, were characterized as pornography and banned. This isn't to say all pornography is great art; it is to say that when one group of people is allowed to determine what other adults may read and watch, there is always the risk that they will be willing to regulate or ban material that should not be regulated or banned. Furthermore, how does society choose who does the regulating, and whose standards should be followed? For good reason, the courts have consistently decided that when in doubt, free speech must be tolerated, and that any regulations on pornography must be minimal and shown to respond to what would otherwise be a substantial danger to the public.
The Argument for Extensive Regulation
Love between two people, including its sexual expression, is one of the most cherished values human beings possess. Pornography damages this value by dehumanizing those who appear in it and reducing them to objects that become simply a means to satisfy some other person's crude desires. This coarsens relationships between people and reduces the dignity each human being deserves. Pornography thus makes it more difficult to treat others with respect, and thus should be strictly regulated; it may even, in some cases, be censored or banned.
There is a well-known and traditional way of arguing for the strict regulation of pornography. On this argument, we can state that pornography is sexually explicit material designed to generate a specific kind of response in the viewer. It is obscene, degrades its subjects, and harms the values of society. If most people in a society regard pornography as violating its standards, then the society is well within its rights to restrict or even ban pornography. Otherwise, the moral standards of the society are attacked and undermined by a minority, which has no legitimate right to reject the moral standards of the majority. Furthermore, it corrupts not just society as a whole but also the individual who consumes it. Adults are allowed to engage in some risky activities, but the state has a legitimate role in preventing them from harming others and harming themselves. Even though the state may allow people to make unhealthy choices, it strictly regulates them: Alcohol and tobacco are highly regulated, for instance. The state can require people to wear seat belts and motorcycle helmets. These regulations prevent, or at least limit, the things adults can do; because pornography is harmful to the individual, the state has a legitimate right to regulate it just as it does any activity that may harm an individual, society as a whole, or—as in this case—both.
A second, more recent argument, against pornography distinguishes it from "erotica." Erotica is the artistic presentation of human love, including its sexual expression. In contrast, pornography involves the degradation of people, particularly women, and often employs violence—including rape—in its depiction. It may also include other acts designed to humiliate and dehumanize women by presenting them as submissive victims who enjoy being mistreated. Adopting this conception of pornography, it is seen as doing substantial harm: not just to the women depicted but also to the more general way women are regarded in society as a whole. In this way, the dehumanizing of women is seen to be a general harm to women that makes legitimate the state's ability to regulate, restrict, and even ban pornography. In addition, the production of pornography also causes harm to those women involved in that production. These women are coerced, threatened, humiliated, and exploited in making pornography; since the industry poses a genuine harm to these women, the state has not just the right but the obligation to prevent that harm.
Pornography coarsens and degrades the moral values of a society and harms the person consuming it. Pornography harms women, both by exploiting them in its production and in providing a consistently demeaning image of women for the consumer of pornography that also affects the way women are regarded more generally in society. The state has a legitimate role in preventing harm from coming to its citizens, and because pornography harms people in the various ways described, the state has a legitimate role—in fact, an obligation—to restrict and regulate pornography.
Applying the Theories
As we can see, whether or not to regulate pornographic material is a more complicated question than it might seem at first glance. Ethics can help us to approach and analyze the challenging arguments on both sides.
Utilitarianism
The most prominent and influential utilitarian theorist was John Stuart Mill. In Mill's classic text On Liberty, he puts forth what is now known as the "harm principle":
[T]he only purpose for which power may be rightfully exercised over any member of a civilized community, against his will, is to prevent harm to others. His own good, either physical or moral, is not sufficient warrant. (Mill, 1977/1859, Chapter 1: Introductory, para. 9)
Portrait of John Stuart Mill.
Photos.com/Thinkstock
Utilitarian John Stuart Mill's harm principle argues that restrictions are justified only if the activity harms others.
In other words, Mill is saying that the state must not be allowed to prevent someone from doing something, even if it is harmful to that person. The only legitimate way the government can step in to prevent some activity is if it can be shown to harm others. Among social scientists, there are passionate debates and a great deal of controversy over pornography. Many have insisted that its harms are obvious; others have responded that those harms have been exaggerated. Mill's point, however, is that even if one grants that pornography harms those who consume it, one can only restrict it if it can be definitively demonstrated that it also harms others. From the perspective argued here, that harm to others has not been sufficiently demonstrated.
How does Mill's harm principle relate to the traditional slogan of utilitarianism, that one should do what produces the greatest good for the greatest number? The connection isn't made as explicit as one might like by Mill, but it seems fairly clear how it is made. Society is better off if its members are freer, and best off if they have the greatest amount of freedom possible—as long as one person's freedom doesn't interfere with that of another person. Thus, what generates the greatest freedom for the citizens of a state, or society, is the moral thing to do, which also means that the fewer restrictions, the greater the freedom. The greatest good for the greatest number is thus produced by a state with the fewest restrictions on its citizens, a state with the greatest amount of freedom. The greatest amount of freedom, in Mill's view, is achieved by following the harm principle. Therefore, the harm principle is essential to a state that produces the greatest good for the greatest number.
Clearly enough, applying the harm principle and utilitarianism supports the idea that restrictions and regulations of pornography must be imposed only if they can be shown to prevent harm from being done to others. The presumption, then, is that only the kind of restrictions mentioned earlier—such as the prohibitions against child pornography—are legitimate interventions by the state. One might argue that in a given society, if a majority wishes to ban pornography, then that would presumably produce the greatest good for the greatest number. Thus, it would be both moral and just to ban it. Mill might respond to this by arguing that it is short-sighted to apply the utilitarian principle in this way. Rather, one should see that, in general, fewer restrictions on freedom generate the greatest good for the greatest number. Therefore, in general, one should always use the greatest caution in imposing any restrictions, even though, in some cases, this may conflict with the views of the overwhelming majority of the community. In short, using the utilitarian principle in this general way, in combination with the harm principle, indicates that pornography should not be extensively regulated, banned, or censored.
Emotivism
Supreme Court Justice Potter Stewart once famously said that he had given up trying to define obscenity; rather, he observed, "I know it when I see it." This is analogous to some treatments of obscenity—and because it can be regarded as obscene, to some treatments of pornography—offered by the ethical view of emotivism. We may not be able to define "obscenity" and "pornography" to everyone's satisfaction, and we may not be able to explain why it is wrong. But we are confident in our view that it is obscene, and that it is wrong, when we see it. The emotivist gives us an ethical theory supporting that response.
The emotivist does not try to give reasons, or facts, or evidence, or even arguments for a given evaluation, including moral evaluations. To say something is "bad" or "wrong" is really just an indication of one's attitude or response to it. For this reason, emotivism is known as a "noncognitivist" position in ethics. Noncognitivism denies that there are moral properties, or moral facts; in fact, it denies that certain kinds of claims are the kinds of things that can be true or false. You may like ice cream, want to listen to jazz, or hope to attend a football game. You express those attitudes by saying and doing things that express your approval of them. In the same way, you may not like artichokes, don't want to listen to bluegrass music, and hope to avoid going shoe shopping. Here you express those attitudes by saying and doing things that express your disapproval of them.
Those who object to pornography may respond in the same way, agreeing with Potter Stewart that, insofar as it is obscene, they know it when they see it. One can express this attitude—this disapproval—in a number of ways. Importantly, though, the various expressions of this attitude in a social context can be designed to convince others that it is a reasonable, and even correct, attitude, and that they should also express their own disapproval. In a community, if a sufficient number of people share a common emotivist response to something, that reaction can provide the basis for designing policy for the community. In other words, the emotivist not only may indicate his or her own attitude but is free to persuade others to adopt that same attitude. Ultimately, then, the emotivist may insist that in a given community, there is sufficient disapproval of pornography that the preferences of the members of that community should be respected, and thus pornography should be strictly regulated and, perhaps, censored or even banned.
Be the Ethicist
At the Movies
Alice and Kate live next door to each other, and have for years. They consider themselves very good friends. Alice's 11 year-old daughter Naomi and Kate's 11-year-old daughter Amy are the best of friends. Naomi and Amy spend a lot of time together, and on weekends frequently spend the night at each other's homes.
One morning, Naomi comes home from having spent the night at Amy's and tells her mother that she watched a movie; her mother quickly realizes that the movie was extremely violent and had a substantial amount of nudity. She would never allow Naomi to watch such a movie, and she is outraged that her friend Kate allowed Naomi to do so.
Alice is so angry with Kate that she realizes that she needs to cool off before talking to her in person, or even on the phone. So she decides to write Kate an old-fashioned letter, explaining her anger and her disappointment that Kate allowed her daughter (and Kate's daughter, for that matter) to watch such a film.
If Alice is, generally, a deontologist, how might she write her letter to explain to Kate why what she did was unethical, or immoral? Identify two distinct reasons Alice might point to in order to convince Kate that what she did was wrong.
Imagine, now, that Kate is a relativist. She decides to respond to Alice from that perspective. Identify two distinct things Kate might appeal to in order to justify showing that movie to two 11-year-olds.
Finally: Alice and Kate realize that they are too good of friends (as are their daughters) to lose their friendship over this incident. How might they resolve their dispute? Is it possible for a relativist and a deontologist to do so? If they both adopted a third ethical theory, would they have a better chance of resolving this dispute?
Some Conclusions
In the case of pornography, we see a sharp conflict between those who argue for minimal restrictions on adults—including restrictions on access to pornography—and those who argue that substantial restrictions are legitimate. On the one hand, we see those who advocate minimal restrictions adopting a position that one might call libertarian: that the state has no right to interfere with adult behavior that cannot be shown to harm others. On the other hand, those who advocate greater restrictions see pornography as harming the values of society, coarsening interpersonal relationships, and flooding society—through books, magazines, TV, films, and the Internet—with degrading and obscene images. The issue seems to revolve around the notion of what, if any, harms are involved, and what the legitimate role of the state is in addressing any such harms.
Two other results can be identified as emerging from this debate. One is a causal claim that those who consume pornography—especially pornography that is particularly degrading to women and that includes violence—are more likely to carry out the kinds of things they see. A standard pornographic fantasy involves a woman who is forced to do something against her will, only to see her come to enjoy it. Is it more likely that one who repeatedly reads about or sees such images will act on those ideas? The argument is that seeing violence, for instance, in a film will cause one to act more violently; thus, it is legitimate to minimize exposure to those things that will tend to cause that violence. If pornography contains the violent treatment of women and can be shown to cause actual violence against women, doesn't the state have a legitimate right to restrict it? Others respond, of course, that no such causal connections have been shown, and that, in any case, there are plenty of other examples of violence of all kinds available to people. If such exposure to violence in, for instance, films is said to cause actual violence, then wouldn't that exposure also need to be highly regulated? On this view, basing an argument on an unsubstantiated causal claim may well lead to a slippery slope where any number of things could be restricted, banned, or censored, limiting the legitimate rights of free speech guaranteed by the First Amendment. This response has been criticized by some who see this not as a restriction on speech, but on action, in that the speech in question causes real behavior that does genuine harm to others.
The second result that has emerged in recent years is the emphasis on those who produce pornography. On this argument, pornographic films almost invariably involve coercing, threatening, and exploiting women (and perhaps men) in their production. Often such women do not really "choose" to work in this industry, but find themselves there due to financial need and the financial opportunities involved. Those who have focused on this aspect of pornography have argued that both physical and psychological intimidation is frequently involved in the production of pornography, and that it takes advantage of women who may be financially or psychologically vulnerable; thus, it does not really involve the kind of "free" or "autonomous" choice that should be respected. Those who have put forth this perspective also insist that the images of women found in pornography continue to reinforce very negative and oppressive conceptions of women, leading to that conception of women being pervasive in society. Given the size of the pornography industry in the United States, this argument insists that the kind of images of women found in pornography must have an effect on how women are perceived in other contexts, a result that is clearly harmful to women and to society in general.
Where Do We Go From Here?
Young girl watching television alone at night.
Ryan McVay/Photodisc/Thinkstock
The debate over pornography can be broadened to include exposure to violence on television and other media. Should media be regulated more stringently, or should First Amendment rights and Mill's harm principle take precedent?
Many important issues arise in this discussion; however, the one that has gotten a great deal of attention is the causal claim regarding violence in pornography. Does seeing violence committed against women cause actual violence against women? More importantly, does a person who sees this kind of violence, on a regular basis, become more likely to commit that violence? Social scientists continue to gather data on this issue, interpret that data, and debate the implications. But this is, of course, not limited simply to pornography.
A standard claim in the literature on television violence is that the average child will have seen 8,000 murders on TV by the end of elementary school, and 200,000 acts of violence on TV by age 18. Many have argued that these kinds of numbers indicate a considerable worry about exposure to violence. Some argue that such exposure to violence causes those so exposed to be more violent. Others argue that even if such a causal claim cannot be established, such extensive exposure to violence makes it appear to be a common feature of life, futile to try to prevent, and even an acceptable solution to problems.
The availability of information—of all kinds—has dramatically increased, and access to that information is also widely available. Books, magazines, newspapers, films, television, and especially the Internet offer an almost unlimited amount of content. Those whose arguments are based on Mill's harm principle and the First Amendment insist that wide latitude be given to this content and people's access to it; to restrict it without showing conclusively that otherwise people will be harmed is not only a violation of the First Amendment, but is, more generally, an illegitimate extension of the government's power over its citizens. In contrast, those who advocate more extensive regulation simply point to the levels of violence, the degradation of culture, and the negative images and values that seem to pervade society. Surely something should be done to indicate our disapproval of that situation? Furthermore, from this perspective, even though some controls may have been imposed on certain content, including pornography, to allow those who wish to avoid it from being so exposed, the pervasive nature of objectionable material makes it impossible to avoid. Thus, one must take extraordinary steps to avoid it, and this also requires more effort on the part of some parents to keep their children from being exposed to things that they regard as obscene, immoral, and wrong. On this view, one shouldn't be forced to make extraordinary efforts to avoid being confronted with indecent and objectionable material. Rather, one should have the legitimate expectation not to be so confronted; those who wish to consume pornography and similar material should have, minimally, the obligation to make an extra effort to do so.
Chapter Summary
This chapter has explored some of the ethical concepts we'll look at in more detail throughout the text. It has also considered how these ethical questions play out in a society founded on a set of ideals and governed by a particular set of principles yet populated by highly diverse cultures, which sometimes clash with each other. The challenge of applying ethical theory in a democratic society is one with which many philosophers have grappled over the centuries.
Democracy is a pretty old idea, going back at least to ancient Athens. The idea, of course, is that people know best what they want and need, and democracies allow their views to be expressed in the fairest way. Whether a democracy is direct (where people vote directly on all issues) or representative (where people elect others to represent their views), the majority view will prevail; if more voters want a particular law passed, for instance, it will pass. Majority rule is at the heart of democratic theory; however, a worry also arises. The point was made by Socrates and Plato about the Athenian democracy and has ever since been an issue for the idea of democracy: What if the majority chooses in such a way that the rights of the minority are infringed? Is that fair? And are there ways of preventing it? This can, naturally, be a substantial issue when a group is evenly divided. Imagine a community voting on a specific law; 51% are in favor, and 49% oppose it. The minority, in this case, may find the law deeply offensive, but just over half of the people support the law and thus are able to impose it on almost half the community. Such circumstances have led to the common concern that in democracies, there may be a temptation for this kind of thing to happen, an objection commonly known as the tyranny of the majority.
A number of the individual rights we have looked at—if, of course, they are "rights"—can be seen as raising this issue. Certain constitutional protections exist; however, what if the majority of a community decides to ban certain reading material or certain expressions of religious belief? We are also familiar with instances of this from American history; often African Americans were subject to various forms of abuse and injustice simply because they were in a minority and had little or no access to the machinery of political power.
In a famous case in the 1940s, some schoolchildren in West Virginia refused to stand for the Pledge of Allegiance. As Jehovah's Witnesses, they were forbidden to act in a way that, as they saw it, treated the American flag as a sacred object and thus, refused to say the Pledge. As is easy to imagine, this was a very unpopular view, particularly during the height of World War II. The Supreme Court found that these students were protected by the Constitution. Here, the legal protections were provided, but it is fairly easy to see how such a view would have been regarded by the majority and to picture the various informal ways members of that community might have expressed their displeasure.
Socrates and Plato were particularly concerned that democracy—in this case, specifically, direct democracy—left decisions up to a majority that might well lack sufficient understanding to make those decisions correctly. As Socrates might put it, one goes to a doctor for medical care because the doctor is trained to be an expert in medicine. One goes to a car mechanic for repairs because the mechanic is trained to be an expert in automobile repair. Yet direct democracies allow the majority to decide issues that are considerably more important for society than auto repair: whether to go to war; what taxes should be in place and what tax revenue should be used for; what the standards should be for water, air, and food; and many other crucial issues. Do the majority of citizens have the expertise and knowledge to make these kinds of decisions?
Defenders of democracy have a variety of responses. One, generally attributed to a 1947 speech by Winston Churchill, is to acknowledge the flaws of democracy: "Democracy is the worst form of government except all those other forms that have been tried from time to time." That is, democracy has many flaws, just not as many as any other form of government. Others have argued for such things as "proportional representation"; countries such as the Netherlands, Japan, and Israel have adopted a parliamentary system with many different parties. In this situation, if 5% of the voters find a particular party most suitable, they will, at least in theory, be able to elect someone to represent their view. The representation, that is, is proportional to the various views within the society. Many democracies have taken this path, in contrast to the United States, where generally a two-party system is in place; one chooses whichever party is closer to one's own views. (The drawback of this approach is often expressed as one voting for "the lesser of two evils.") Some political theorists have advocated proportional representation and alternative ways of voting methods in the United States to address the problem of minority rights being represented. In any case, we see that in spite of certain constitutional protections, the question of individual rights, and particularly the threat to the rights of minorities within a system that gives political power to the majority, will continue to generate discussion and debate about the extent and limits of those individual rights.
Critical Thinking Questions
1.In a society that decides things on the basis of majority rule, is there a danger that the majority might ignore the legitimate concerns of minorities? What steps can be taken to protect minority rights?
2.Granting women the right to vote was, no doubt, long overdue. What other rights, in looking back at U.S. history, took too long to grant? Can you suggest a reason why it was so difficult to achieve those rights?
3.One often hears the phrase, "You can't legislate morality." What do you think that means? Do you think it is true? What kind of moral issues require us to make laws prohibiting certain kinds of behavior?
Exercises
1.The famous sociologist Max Weber once observed that politics is the "art of compromise." Without abandoning our most cherished principles, that is, we must be willing to sacrifice some of what we want to reach political agreement with others. The basic idea is that no one ever gets everything he or she wants: Getting some of what you want is the best you can hope for, and certainly better than getting nothing. This sounds good in theory, of course, but has proved to be more difficult in practice. Some questions arise:
•At what point does compromise become abandoning one's principles?
•If I offer to compromise with a person with whom I disagree, why should I expect that person to be willing to compromise with me?
•Why is it so difficult to reach compromises in today's politics?
•Can democracy function without compromise?
•Do some politicians regard "compromise" as a dirty word?
•Is "compromise" a dirty word?
After considering these questions, identify a topic that is something that receives a great deal of attention in contemporary politics—anything that generates some kind of controversy or debate will work.
State briefly what the debate is over. Is a compromise on this issue possible? If so, suggest what such a compromise would look like. If not, suggest why it is not possible.
Finally, if a utilitarian and a relativist wanted to reach an agreement on this issue, how might they go about trying to do so?
2.You are a high school principal, and some students want to organize a school club devoted to studying and discussing atheism. You are concerned that they may spend some of their time mocking the beliefs of other students. Some of the students in your school have already expressed to you their concern that such an officially recognized student group represents a view that many find offensive.
•Do you allow the students to organize the atheist club?
•What restrictions, if any, do you impose on what they can do and say?
•What do you say to parents who call to protest the existence of such a club?
3.You have a 16-year-old daughter, who has an after-school job. With the money she has earned, she has purchased a computer and online access. You are proud of her work ethic and the responsibility she has shown in working hard and saving her money to buy this, but you aren't entirely sure about what she is looking at when she goes online.
•Do you have the right to access her computer and ask her for her password(s)?
•Should you restrict her access to sites you regard as inappropriate?
•If you do control her access, how do you respond when she asks you why you don't trust her?
•How do you and your daughter determine the fairest way to deal with this issue?
Chapter 8
The Environment
Children picking up trash outside.
Fuse/Thinkstock
Learning Objectives
At the end of this chapter, you should be able to:
•Identify specific ethical issues that arise when considering human beings' relationship to their natural surroundings.
•Describe some of the standard problems this relationship poses, including water pollution and the disposal of medical waste.
•Discuss in an informed way the potential tension between economic analyses and environmental policies.
•Apply specific ethical theories to an actual environmental case study.
American naturalists such as John Muir (1838–1914), Aldo Leopold (1887–1948), and Edward Abbey (1927–1989) have long pointed to the importance of protecting the environment. However, genuine issues arise between those who wish to leave the environment as it is, and those who wish to utilize it for other purposes, such as drilling, development, or mining. These issues have become much more common topics of debate in recent decades, with increased energy and other demands placing stress on the environment. With the first "Earth Day" in 1970, various environmental groups began to develop more effective political organizations, and the environmental movement began to play a significant role in American politics. The Environmental Protection Agency (EPA) was begun, also in 1970, during the administration of President Richard Nixon, in order to protect both human health and the environment by developing laws and reviewing regulations.
In this chapter, we will explore some of the questions that arise within the context of environmental ethics, the study of the moral relationship between human beings and their surroundings, including nonhuman components found within those surroundings. Throughout, we will examine difficult issues, such as how to balance the economic benefits of development with the benefits (economic and otherwise) of a wilderness or beach or forest. Do we have a right to clean water and to clean air? If so, how are those rights enforced, and how do we maintain those rights without inhibiting important economic gains? And do we have an obligation to leave a sustainable environment to the generations that will follow us?
Why Care About the Environment?
Often in discussions of environmental ethics, it is assumed by all involved that we should respect the environment, and seek to prevent its degradation, specifically if various forms of pollutions harm others. In a sense, this assumption is pretty safe: After all, if someone does something to harm an innocent person, we generally regard that as wrong. So if I dump lead into a river that increases the lead content of water that children are exposed to, and harmed by, that seems to just be a specific case of my action harming an innocent person, and thus is wrong.
But should we care about the environment at all? Many people, regardless of the positions they adopt relative to specific environmental policies, would agree with many of the following reasons to do so:
•More efficient use of energy saves money.
•A cleaner environment is healthier.
•Some natural scenery is unique and irreplaceable.
•Biodiversity is valuable in itself, and if not itself valuable, can be utilized to help create drugs, foods, and other things that improve life.
•If we have any obligations to future generations, leaving them a planet that is inhabitable—or even flourishing—would seem to be a fundamental obligation.
•It's an ill bird that fouls its own nest: It doesn't make sense to ruin the place where you live.
•Various religions, including the three great monotheisms of Judaism, Christianity, and Islam, teach that humans should be stewards of the Earth.
8.1 The Issue: Hazardous Waste Disposal
Hazardous waste is a problem for many communities around the world. The obvious answer to what should be done with it is to simply avoid creating it. Given that total avoidance is improbable, corporations have designed methods to reduce hazardous waste, including recycling, reducing waste, treating the waste, trading excess materials to other businesses, and other methods. Here we will discuss a well-known hazardous waste case.
Activist Erin Brockovich
Wade Payne/Associated Press
Activist Erin Brockovich's story is representative of many environmental battles.
In a small town, an unemployed mother of three is down on her luck; after a failed lawsuit, she convinces her attorney to take her on as a clerk. In between filing and other drudgery required of such clerks, she starts hearing about strange illnesses in her town and their unusual frequency and starts investigating. Eventually, she discovers that a major corporation has been storing water that has become toxic in unlined ponds. That water eventually leached into the groundwater and subsequently contaminated the town's drinking water. The law clerk begins to work with her attorney to bring legal action against the giant corporation, and her spirit and unwillingness to give up eventually wins the day. The giant corporation is forced to pay those who had been harmed by the water pollution $333 million; the mother herself gets $2 million. Except for the corporation, everyone lives happily ever after.
This kind of thing sounds a bit too good to be true; in fact, it sounds like a movie. This is unsurprising, since it is a movie: Erin Brockovich tells the story (based on actual events) of one woman's struggle against the economic power structure to obtain justice for those outside of that structure. In addition to it being a classic David versus Goliath story, where the faceless, all-powerful giant is slain by the righteous but powerless fighter, the story also is representative of many environmental battles. Often, as we will see, those engaged in these battles are in a conflict over resources, money, and the environment. Those who prefer to develop, drill, or mine may regard the benefits of that activity as more important than maintaining the wilderness or landscape as it is. In contrast, those who wish to maintain a pristine environment will regard that as priceless, and thus not worth ruining for some jobs or to extract energy or minerals. Still others will advocate a middle course, promoting sensible development that minimizes the harm to the environment without neglecting the important economic rewards that such development may provide.
As is often the case with movies, reality is a bit messier than one might realize from seeing Erin Brockovich.
•Those in the town—Hinkley, California—who received payment from Pacific Gas and Electric (PG&E) have suggested that the amount of money they were promised turned out to be much less than they actually received, that attorneys kept the money for months without paying interest on it, and that excessive legal fees reduced the awards substantially (Sharp, 2000).
•A toxic "plume" containing the carcinogen chromium 6 (hexavalent chromium) had been the original source of the contamination that led to the 1996 lawsuit Brockovich began. In 2008, however, it was discovered that the plume was spreading again, and had become two miles long and a mile wide. PG&E attempted to stem the growth of this plume, but also sought to buy some of the affected property and provided bottled water to concerned residents (Schwartz, 2010).
•A study carried out by the California Cancer Registry seemed to indicate that cancer rates—a particular concern in Hinkley, given the known effects of chromium 6—were not, in fact, elevated in most cases. An epidemiological study came to a similar conclusion, stating that its findings do not support claims of a generalized cancer excess in Hinkley, although the cervix, prostate, and colorectal cancer findings reveal underutilization of cancer screening in the Hinkley tract. These findings are consistent with previous assessments that did not identify a cancer excess in the Hinkley tract (Morgan & Reeves, 2011).
This final point brings to our attention a concern that frequently occurs in environmental disputes: the need for scientific and/or medical experts to provide data and analysis. Few of us are, ourselves, experts in toxicology, oncology, biochemistry, genetics, embryology, hydrostatics, and the other fields involved in many of these issues, let alone experts in several of them. Those who are experts in this field may not, of course, be experts in political science (or even adept in politics) or ethics. Furthermore, both sides of this debate will provide their own experts, who may strongly disagree with each other over an issue that can only be resolved by yet another expert. Therefore, those of us who are not experts somehow have to determine which experts to trust, and this is a frequent challenge in resolving problems that arise in environmental ethics, whether dealt with at a community level by political structures, or in more formal legal procedures. We will encounter this challenge a number of times in examining conflicts in environmental ethics.
Externalities
Economists often talk of "externalities" in evaluating a specific economic decision. While the detailed discussion can get complex, here we can simply describe an externality as the effect of an economic choice or activity experienced by someone who doesn't have input into the decision to make that choice, or choose to engage in that activity. A very simple example is Charlie, who decides to sit down at the end of a row at a basketball game; all those who follow Charlie and wish to sit down on that row have to climb over him. They weren't consulted by Charlie, but they pay the (modest) price of having to exert themselves to climb past him. That modest price is an externality.
Pollution is, however, the standard example of an externality. If I drive my car or run a steel mill that pollutes the air, many others breathe that air who had no say in my choice to run a car that seems to pollute more than most, or in running my steel mill. Those who are affected by my exhaust or steel mill pollution are paying a social cost. Economists argue about the best way to deal with this kind of social cost (or negative externality); some argue that the costs should be figured into the taxes I pay to run an inefficient car or a polluting steel mill; others (most famously Nobel-prizewinning economist Ronald Coase) argue that if various transaction costs are ignored or discounted, those affected will be able to negotiate the price involved for creating the pollution up to the point where they would be more willing to suffer the pollution than pay me to stop creating it.
Skyline showing pollution coming from a factory in an industrial center.
iStockphoto/Thinkstock
Pollution is an example of an externality.
An example might make clear what Coase argues. Imagine a tanning parlor is in a strip mall, next to a toy store. The toy store gets a new toy that, all day long, children try out, making a loud, annoying sound. The tanning parlor is losing business because its customers don't like the noise. It could, of course, take the toy store to court. But Coase argues that it would be more efficient for the two businesses to negotiate. Perhaps the tanning parlor will lose less money than the toy store makes by stocking the annoying toy; if so, the tanning parlor may offer some cash to make up the store's losses if it agrees to quit stocking it. (Naturally, the more complex the details, the more complex the negotiations.) In general, Coase's point is that unless the negotiations themselves cost too much (these being known as "transaction costs"), it is in both business's interests to come to an agreement that will be to their mutual advantage. Each will be better off economically by coming to an agreement, relative to suing or absorbing the costs imposed upon it by the other business.
(For more details on Coase's influential view, visit http://law.gsu.edu/history/Coase.htm (http://law.gsu.edu/history/Coase.htm) .)
Whenever pollution is discussed in economic terms, externalities and various costs involved need to be factored in. This is particularly true in cases such as the groundwater pollution case of PG&E and Hinkley, California.
Reducing Waste Through Recycling
You have probably heard, or seen, the slogan "Reduce, Reuse, Recycle." Because so many of the harmful effects are produced by obtaining natural resources, such as petroleum or copper or coal, environmentalists have argued that it makes sense to lower the demand for such commodities by using what we have efficiently, using less, and utilizing the materials we have left in producing new commodities rather than simply throwing those materials away. In this section, we will see the arguments put forth for this approach, and consider a couple of specific examples.
Many of us may live in communities with a recycling program; some cities have very aggressive recycling programs, while others may have none. Generally, however, most communities have recognized that recycling material such as plastic, glass, and aluminum makes both more environmental sense and economic sense than always producing more new plastic, glass, and aluminum. It is becoming more and more common in any given town to see trash receptacles sit side by side with recycling receptacles.
It might be good to start with (just a few) statistics, to give an indication of what can be recycled, what cannot, and just how much that is thrown away might be used more productively.
As of 2011, plastics make up almost 13% of the municipal solid waste (MSW) stream (trash), a dramatic increase from 1960, when plastics were less than 1% of the waste stream. Consequently, what happens to that plastic—whether it is recycled or simply becomes part of the MSW stream, plays a significant role.
•32 million tons of plastic waste were generated in 2011, representing 12.7 percent of total MSW.
•In 2011, the United States generated almost 14 million tons of plastics as containers and packaging, about 11 million tons as durable goods, such as appliances, and almost 7 million tons as nondurable goods, for example plates and cups.
•Only 8 percent of the total plastic waste generated in 2011 was recovered for recycling.
•In 2011, the category of plastics which includes bags, sacks, and wraps was recycled at about 11 percent.
•Plastics also are found in automobiles, but recycling of these materials is counted separately from the MSW recycling rate. (EPA, 2013, para. 2)
Americans produce a substantial amount of waste, but a few more general facts give an indication of just how much:
•Every year nearly 900,000,000 trees are cut down to provide raw materials for American paper and pulp mills.
•Every year we generate around 14 million tons of food waste, which is 106 pounds of food waste per person; 570,000 tons of this is composted for a 4.1% recovery rate. The rest, or 13.4 million tons, is incinerated or landfilled and occupies 6.3 million cubic yards of landfilled MSW.
•Americans throw away about 28 billion bottles and jars every year.
•It takes a 15-year-old tree to produce 700 grocery bags.
•Disposable diapers last centuries in landfills. An average baby will go through 8,000 of them.
•In 1998, 62.8% of the 102 billion aluminum cans produced were recycled. That totals 64 billion cans, 46 billion more than in 1991. Aluminum can recycling saves 95% of the energy needed to make aluminum from bauxite ore. Energy savings in 1998 alone were enough to light a city the size of Pittsburgh for ten years. (EPA, 2012, para. 1–3, 5–6, 10)
Americans have become more conscious of these kinds of numbers and facts, and many have become much more accepting of recycling as an ordinary part of life. At the same time, there is some indication that while Americans may be more aware of recycling, they may not be doing as much of it as they could:
•Currently, less than 35% of households and less than 10% of businesses in the U.S. recycle.
•Those levels have barely improved in 15 years despite billions of dollars spent on competitions, symposiums, awareness campaigns, and sorting technologies.
•If U.S. recycling levels can reach 75%, environmental benefits will include removing 50 million cars from the road each year and generating 1.5 million new jobs. (Recycle Across America, 2013, para. 1)
The Argument for Recycling
The argument in favor of recycling seems simple enough: Material that is not recycled ends up in landfills, or is incinerated. Each of these brings with it certain environmental issues. Landfills are built in such a way that trash does not readily decompose; they can leach toxins into the soil and groundwater, and they generate methane, a greenhouse gas. Incinerating waste, which is less common, and is often used to generate electricity, also brings with it hazards, such as releasing into the atmosphere various dioxins (a set of toxic chemicals), metals, ash, and unpleasant odors; different authorities disagree about whether this method generates greenhouse emissions or actually reduces them by creating energy through the incineration process.
If we recycle as much of the material that can be recycled, then we have a correspondingly lower need for more landfills (or incinerators). The point seems obvious: If I recycle one can, and half of it goes into making the next can, I've reduced the waste involved by 50%, relative to a can made out of completely new material. Multiplying this by the population of a state, a country, or a planet, we can see pretty quickly how this could minimize the impact on the environment, and decrease the amount of waste created.
The Argument Against Recycling
Most people seem to be aware of this, but there are arguments against recycling that need to be considered. These counterarguments tend to focus on three basic points:
1.Recycling is often done by combining some of the older, recycled material with newer material; when recycling paper, for instance, older paper is combined with new paper. Recycling processes require considerable energy—with paper, for example, not just to cut down the trees, but also to transport them, and process the wood into pulp—and that must be factored into the environmental impact. Some recycling processes also employ chemicals; again, another introduction into the environment that must be balanced against the alternative.
2.Recycling may use already existing material, but there are costs associated with it. Those who process the recycled material are paid to do so; these costs are passed on to the consumer. However, recycling programs are often subsidized by local or state governments, and those costs are paid for by the taxpayer. In considering the relative costs of purchasing a new product or a product from recycled material, one often forgets to include these "hidden" costs, such as taxes paid to subsidize the recycling program.
3.Again, one must take into consideration all the factors that go into recycling. Picking up recyclables and bringing them to be processed uses petroleum; when processing various materials, such as glass, paper, aluminum, and plastics, we use energy that comes from burning fossil fuels. What is needed is a more general accounting of the costs involved in recycling, in order to compare those costs to other approaches. Comparative figures, however, are difficult to obtain.
These arguments about recycling will continue, although as techniques improve in terms of energy efficiency, more effective recycling programs and techniques and the savings brought about by large-scale participation may address some of the opposing claims.
The Argument for Reducing and Reusing
The arguments about the other two strategies that are promoted by those who wish to decrease the amount of waste produced are, fortunately, considerably less contentious. Indeed, some of these arguments have been around for centuries, if not millennia.
A quick calculation: Johnny is an 8-year-old boy. He wakes up in the morning and has a glass of juice and a glass of milk. At lunch he has another glass of milk, and another glass of milk when he comes home from school. After coming in from playing outside, he has a glass of water, and then a glass of milk or soda with dinner. He usually takes a glass of water with him when he goes to bed. Thus, on this average day, if he uses a new glass each time, he has used seven glasses, as have his sister, his mother, and his father. That is 28 glasses; at that rate, the family uses 196 glasses a week, 5,880 glasses a month, or 70,560 glasses a year. If this is an average family in a town of 100,000, that would be 7,056,000,000 glasses used in the town. Assuming these aren't cups that are just thrown away (another environmental issue, as we've seen), each of these glasses needs to be washed, which takes time, energy, water, and soap. That's a lot of glasses being washed. Had Johnny used the same glass just for water, he would have saved 29% of the total; in the town as a whole, 2,046,240,000 fewer glasses would need to be washed, with a corresponding savings in time, energy, water, and soap.
Shopper using a cloth grocery bag.
Aaron Favila/Associated Press
There are many opportunities to reuse resources. For example, we can use a cloth bag rather than paper or plastic when grocery shopping.
This is a simple example, of course, but it is representative of what many of us heard from our parents (and our parents heard from their parents): Don't get a new glass each time you need one; don't buy a new plastic bottle of water instead of refilling one you already have; use a cloth bag when going grocery shopping instead of getting a new one each time; use both sides of the paper. The opportunities for reusing resources, rather than using new ones, are not just environmentally sound, they also save money. Presumably, something that has both an economic benefit and an environmental benefit is something people need to consider a more important part of their routine. Grandma would probably agree with these suggestions and have some more of her own:
•Plastic containers and reusable lunch bags are great ways to take your lunch to school without creating waste.
•Coffee cans, shoe boxes, margarine containers, and other types of containers people throw away can be used to store things or can become fun arts and crafts projects.
•Don't throw out clothes, toys, furniture, and other things that you don't want anymore. Somebody else can probably use them. You can bring them to a center that collects donations, give them to friends, or even have a yard sale.
•Use paper grocery bags to make book covers rather than buying new ones.
•Use silverware and dishes instead of disposable plastic utensils and plates.
•Store food in reusable plastic containers. (Fact Monster, 2007, para. 4)
The Argument Against Reducing and Reusing
There are few arguments against reducing and reusing resources. Few would argue that we should use more water, or plastic, or energy, when we can accomplish what we want or need to and use less. Again, this is an example of something that makes both environmental sense and economic sense. Perhaps you live in an area of the country that gets cold; you could run your thermostat at 73 degrees and be quite comfortable, or you could be equally comfortable at 68 degrees with a sweater on.
Saving energy, of course, saves money on one's heating bill, as well as reduces the demand for energy and the associated environmental impact of finding and producing that energy. As we saw with the drinking-glass example, saving energy can have a substantial "multiplier effect." If a particular change in behavior lowers energy use by 2%, that may not sound like much. But multiply that result by 150 million, and it can have a substantial impact.
As noted, few people come out directly and argue that we should use more energy, that our cars should get worse gas mileage, that our heating and air conditioning systems should be less effective, or that we should run our thermostats at 90 degrees when we are cold. Instead, we see economic arguments that, indirectly, support some of those proposals. For example, increasing gas mileage or CAFE (Corporate Average Fuel Economy) standards are frequently opposed by the auto industry because meeting those standards imposes costs on the industry to retool machinery and redesign cars. For instance, the Heartland Institute has argued that increasing these standards will restrict consumers' choices, although they "are better positioned than regulators to choose the size, fuel economy, and other features of the cars and trucks they buy" (n.d., para. 4). Nor, according to Heartland, does it decrease dependence on foreign oil.
Still, few argue that reducing energy and resource consumption—provided it does not harm economic growth or restrict opportunities—is not a reasonable strategy, all else being equal. How one does that, however, remains a source of contention.
Universal Waste
The term universal waste is reserved for specific kinds of products, generally consumer products that contain mercury, lead, butane, arsenic, cadmium, or other substances that can be harmful to both humans and the environment. They call for specific modes of disposal because they contain chemicals that, if improperly disposed of (such as putting them in a landfill), can contaminate the water, air, soil, and, potentially, food. Some of the kinds of products that contain universal wastes are fluorescent light bulbs (tubes), a number of electronic devices such as computers and cell phones, batteries, thermometers and other mercury-containing items, and glass picture tubes found in televisions and computer monitors.
There aren't a lot of disputes here; few if any people would argue for the disposal of universal wastes in such a way that it increases the risks to which innocent people are subjected. One might, of course, point out that, as with many circumstances in which it can take a bit longer or a take a bit more energy to do the correct thing, people do not do it. One could, for instance, put his or her batteries in the ordinary household trash—no one is checking, after all. That may save this person the time and energy required to dispose of the batteries correctly, at a universal waste disposal site. But this isn't, ethically, much different than drunk driving. By driving drunk, one endangers others (and oneself), although it may at the time seem more convenient than calling a cab or finding a friend to drive. Most of us would regard drunk driving as irresponsible, which is why society has stiff penalties for being caught doing so; to argue that one's convenience is more important than the potential harms one can cause to other innocent people would be generally regarded as both short sighted and selfish. Similarly, the incorrect disposal of universal waste poses a risk to others (and oneself), and we would no more accept its convenience as justifying posing that risk than we would accept convenience in defense of driving while drunk. The more general point is that society has the right to expect its members to obey those laws (and conventions, or informal agreements) designed to protect people from risks to which they should not be exposed. To fail to obey those laws and conventions will seem, to most, immoral, although the arguments for why that is can differ. A utilitarian, for instance, might argue that correctly disposing of universal wastes produces a general good that far outweighs any benefits that one might gain by doing otherwise. A deontologist, in contrast, could argue that doing something out of personal convenience that harms another cannot be the kind of action that could become universal law—would we be willing to be treated that way, if we were subject to harms simply for another's convenience?
8.2 The Issue: Business Interests Versus Environmental Protection
How much responsibility should a corporation bear when it comes to waste disposal? Do businesses and the general public have differing levels of environmental accountability? In this section, we will look at some of the concerns surrounding the business community's participation—or lack of it—in environmental protection.
Environmental Harm
We noted that the "three Rs" of reducing, reusing, and recycling are often suggested as ways to minimize the damage done to the environment. These simple steps reduce the stress on the planet and its resources, and help maintain an environment that is sustainable for current and future generations. Generally, the focus on environmental harms has been on air pollution, water pollution, and soil pollution; more recently, the emphasis on anthropogenic (human-made) climate change, and resource depletion. The last two have generated some degree of controversy; here we will look at three specific issues: the threat pollution posts to groundwater, injecting toxins into the environment that end up in the human bloodstream and nervous system, and the risks to which the food supply is subject due to environmental hazards. As we have already seen, these issues often arise due to the potential conflict between a desire to protect the environment and a need for economic development.
Straight to the Source
The UN's Principles for Responsible Investment
In 2005, the United Nations proposed to a group of institutional investors that they develop principles for responsible investment, which in part reflect a desire to support environmental protection. This group is known for developing the Principles for Responsible Investment (PRI). In one of its reports, the group reported these results (as of 2008) and this prediction:
Global environmental damage caused by human activity in 2008 represented a monetary value of $6.6 trillion, equivalent to 11% of global GDP, calculates a study by the UN-supported Principles for Responsible Investment (PRI) and UNEP Finance Initiative. Those global costs are 20% larger than the $5.4 trillion decline in the value of pension funds in developed countries caused by the global financial crisis in 2007/8.
The study projects that the monetary value of annual environmental damage from water and air pollution, greenhouse gas emissions, general waste and depleted resources could reach $28.6 trillion in 2050, or 23% lower if clean and resource-efficient technologies are introduced. (UNEP Press Release, 2010, para. 1–2)
In response to these concerns—both economic and environmental, the following six principles were developed for responsible investors.
Principle 1: We will incorporate ESG [environmental, social, and corporate governance] issues into investment analysis and decision-making processes.
Principle 2: We will be active owners and incorporate ESG issues into our ownership policies and practices.
Principle 3: We will seek appropriate disclosure on ESG issues by the entities in which we invest.
Principle 4: We will promote acceptance and implementation of the Principles within the investment industry.
Principle 5: We will work together to enhance our effectiveness in implementing the Principles.
Principle 6: We will each report on our activities and progress towards implementing the Principles. (PRI, n.d., para. 1)
Polluted Groundwater
It is difficult to imagine life without water; the average person can live only 3–5 days without it (Bryant, n.d.). Human beings not only require water simply to live, but also for various household needs (cooking, cleaning, etc.), recreation, transportation, and business. It probably goes without saying that water is a precious resource, and should be protected; yet it is a resource that is in various ways threatened. It is estimated that one in nine people on Earth (780 million) do not have regular access to clean drinking water; polluted water brings with it risks of ingesting toxic chemicals, but water-related illnesses still kill some 3.4 million people a year. While some countries have quite limited access to water, it has been observed that "an American taking a five-minute shower uses more water than the average person in a developing country slum uses for an entire day" (Water.org, n.d., para. 6).
There are many threats to the water supply, too many to mention in detail here. In general, though, the chief sources of groundwater pollution are industrial sources (for example, through the use of chemicals that may leach, as well as the spilling of chemicals and fuels and mining byproducts), agricultural sources (such as fertilizer runoff, pesticides, and livestock waste), and individual sources (motor oil, paint, detergents, and other products that may introduce various toxins into the water stream). These hazards are increased in some communities through extensive development, and the increase in housing developments, streets, and parking lots; by limiting opportunities for water to be absorbed through the soil, it becomes concentrated by being directed toward storm sewers (and picking up, along the way, various toxins such heavy metals, gasoline, and fertilizer) (Oregon Environmental Council, n.d.).
Aerial view of a pig farm showing lagoons that hold animal waste.
Mike Stewart/Associated Press
This photo shows a hog farm with rectangular lagoons that hold animal waste. Critics of this type of farm are concerned that the waste could pollute groundwater.
As is so often the case, there can be a conflict here between economic development and maintaining a resource, in this case, water. As a single example, one might consider the pork industry, specifically in North Carolina. According to the North Carolina Pork Council, "More than 46,000 North Carolina citizens work full-time in pork production and over 80% of North Carolina's hog farms are owned and operated by individual farm families" This is obviously an important industry in North Carolina, and the Council insists that "they are dedicated to ensuring that they will pass a clean environment on to the next generation"(2006, para. 3). The critics of large-scale hog farming, in contrast, observe that ecosystems and their inhabitants are endangered by the waste these large livestock farms generate (Natural Resources Defense Council, 2013).
The challenge, of course, is trying to balance the economic needs—the employment of the many North Carolinians in the pork industry, and the secondary effects that employment has in the North Carolina economy—with the protection of groundwater. Can these two be reconciled? Do we have to make a choice: either abandon large-scale hog farms, with their accompanying manure lagoons and methane production, or accept that the economic demands here outweigh the environmental concerns? Is the public better served by one or the other here? If public health is generally threatened by contamination of the surrounding groundwater, we may be forced to conclude that current practices are too risky, and that agricultural practices need to be developed to minimize this risk. Or we can argue that the current risks, while genuine, are too small to require an expensive overhauling of contemporary methods of food production; no activity is without its risks, and society is constantly required to balance the two and make difficult choices. Finally, how should society determine the costs and benefits involved, and is there a point at which the risks force regulators to impose restrictions on agricultural production to require that any potential harms be minimized? As we have seen, and will continue to see, environmental issues frequently lead to difficult questions concerning the interaction of economic goals, environmental goals, and the concern that these two goals are irreconcilable.
Be the Ethicist
Drilling for Oil in Yellowstone
You are CEO of Smith Petroleum. Oil has been discovered in the middle of Yellowstone National Park. There is a lot of oil. It seems clear that if you approach this correctly, the current federal and state governments will approve drilling in Yellowstone.
It is said by the oil industry that this will lower gas prices in the United States by at least $0.10/gallon and create at least 10,000 new jobs.
The decision to drill is entirely yours.
1.State your decision.
2.Argue for that decision on the basis of just the economic issues involved.
3.Argue against that decision, on the basis of the intrinsic value of Yellowstone National Park (its non-economic value).
Assume you are no longer CEO of Smith Petroleum. Explain to someone what value or benefit Yellowstone National Park has. How do you respond if that person then says he or she will never go to Yellowstone National Park?
If you aren't familiar with Yellowstone National Park, it might be worth going to this site before answering these questions: http://www.nps.gov/yell/index.htm (http://www.nps.gov/yell/index.htm) .
Poisoning Human Populations
The expression body burden has been introduced to describe the chemicals that one finds—from natural and from human-made sources—in a person's body. We can breathe them in, ingest them in our food and water, absorb them through our skin, and they can even be passed from a mother to a developing fetus. All of us have some of these chemicals; some, such as arsenic, pass through human beings quickly; others, such as mercury or lead, can remain in organs, fat tissue, or other parts of our bodies for years. Some pesticides can remain stored in the body for as long as 50 years. Simply having chemicals in the bloodstream is not the problem; rather, it is which chemicals these are, and what their effects are. For a substance such as dioxin or mercury, with substantial health risks, significant vigilance is needed to minimize one's exposure (Coming Clean, n.d.).
Human beings are exposed to chemicals, which, as noted, occur both naturally an in human-made products, constantly. Some have unknown effects, and have not been sufficiently researched; others have known effects that are quite harmful (for example, lead and mercury); still others have known effects that appear to be harmless in standard dosages (potassium). Rather than trying to sort out the various results of the 80,000 chemicals in commercial use, here we can focus on dioxin, which indicates how, once a risk is recognized, government and industry may be able to work together to develop a potential solution.
Dioxin is a name used to refer to a set of chemical compounds; one, specifically known as TCDD, is particularly well studied. It can be found in polyvinyl chloride, paper that has been bleached with chlorine, and from certain products when incinerated; it can also be naturally produced by volcanoes and forest fires. There is some controversy about the health effects of TCDD; one source states that studies "have linked dioxins to cancer, disrupted hormones, reproductive damage such as decreased fertility, neurological effects, immune system changes and skin disorders" (Cone, 2012, para. 4), while the EPA notes that "currently there is no clear indication of increased disease in the general population attributable to dioxin-like compounds" (DioxinFacts.org, n.d., para. 7). Whether there are significant health hazards or not, increased regulation, and cooperation between industry and government, has decreased dioxin emission substantially in the last 50 years.
This, then, seems to be an environmental success story; dioxins may be a threat, their release was regulated, industry recognized the necessity of those regulations, and the release and exposure of dioxins—again, specifically TCDD—was decreased significantly.
At the same time, new chemicals are introduced every year, and it is difficult to determine their short- or long-term effects without substantial and expensive studies being done. David Ewing Duncan comments that "only a quarter of the 82,000 chemicals in use in the U.S. have ever been tested for toxicity" (2006, para. 17).
As we have seen, industry, agricultural, and commercial enterprises often generate some degree of risk. No one thinks it even possible or desirable to eliminate human exposure to all chemicals, and no one thinks it possible or desirable not to regulate that exposure at all. Again, the balancing act that is called for with some sources of the riskier aspects of the body burden—such things as perfluorinated acids, bisphenol A, and phthalates, which we may not even be aware of—must be evaluated in terms of costs and benefits. Certainly, we can find arguments that regulation of such dangerous chemicals as mercury—a by-product of coal-burning power plants, and often found in relatively high concentrations of fish—is insufficient, even though the risks associated with elevated mercury levels in human beings are well established. The political, economic, and moral questions are difficult to disentangle here, but reconciling the benefits of human health and the costs of reducing the threats to that health are important questions. Answers to such questions, of course, often raise challenges to those who develop policy and legislation, yet the fundamental ethical questions also remain: Whose good is being served by regulations? Whose good is being served by limiting regulations? Are environmental regulations too burdensome on business, or inadequate to protect public health? Finally, particularly in an area that requires chemical and medical expertise, how can citizens who lack such expertise determine what information is reliable, and what information is being presented in such a way as to benefit a specific environmental or industrial perspective?
Ethics of Fracking
Is fracking good, bad, or all of the above?
Poisoning the Food Supply
Just as humans obviously need water, we need food to survive. Yet a number of environmental concerns have been raised about the quality of the food that is available. While access to food itself, and healthful food specifically, varies around the world, here we will focus specifically on the food supply in the United States.
There are different perspectives on the food supply, and different ways of describing potential threats to it. On the one hand, "[W]e do have a very safe food supply," according to Sanford A. Miller, former director of the FDA's Center for Food Safety & Applied Nutrition (Carey, 2007, para. 5). On the other hand, there are regularly stories of foodborne illness and recalls issued of various foods, whether E. coli outbreaks from tainted beef or salmonella risks from peanut butter. (Carey, 2007). The Center for Disease Control "estimates that each year roughly 1 in 6 Americans (or 48 million people) gets sick, 128,000 are hospitalized, and 3,000 die of foodborne diseases" (2013, para 1). Other concerns have been raised:
•Bisphenol A (BPA), found in plastic bottles (including baby bottles) and other plastic containers has been identified as posing potential risks:
BPA has raised concerns because it appears to mimic the effects of estrogen, interfering with hormone levels and cell signaling systems. Previous studies have shown that people exposed to high levels of BPA have a greater risk of developing uterine fibroids, breast cancer, decreased sperm counts, and prostate cancer. Babies and children are thought to be at greatest risk from the exposure. (Kotz, 2008, para. 2)
•Some companies that have focused on small batch production and emphasized organic production methods have been bought out by large corporations, such as Kellogg, Procter and Gamble, and Coca-Cola. The suggestion has been made that the size of these companies may prevent some of the close attention given to the more traditional methods that smaller companies were able to provide.
•The use of antibiotics, hormones, and other supplements in animal feed has raised fears about effects in humans who eat these animals. Thus Donald Kennedy, former FDA commissioner and president emeritus at Stanford University, said, "There's no question that routinely administering non-therapeutic doses of antibiotics to food animals contributes to antibiotic resistance" (McVeigh, 2012, para. 4).
•Similar concerns have been raised about genetically modified (GM) foods; some research has associated GM corn with hepatorenal toxicity that can damage the liver and kidneys (de Vendômois, Roullier, Cellier, & Séralini, 2009); in 2013, the voters of California voted down a proposition that would have required manufacturers to label all foods with GM ingredients. Advocates of the proposition noted that most of the funding dedicated to defeating this proposition came from out of state, largely from companies such as Monsanto, Cargill, and other corporations with a large stake in GM foods (No on 37, n.d.), outspending the opposition (those in favor of the proposition) five to one.
•Bees are important for pollinating fruit and vegetable plants, but there has been much worry expressed about the use of herbicides, insecticides, and pesticides contributing to the decline of the bee population, and the collapse of some bee colonies (Tapparo, Marton, Giorio, Zanella, Solda et al., 2012).
Bag of corn chips with a label reading "Non-GMO Project Verified"
Damian Dovarganes /Associated Press
Some research has indicated that there may be health risks associated with food that contains genetically modified organisms.
These and other examples are frequently highlighted by those who worry that humans are poisoning their own food supply. Industry responds, naturally, by pointing out that many of these risks are exaggerated or nonexistent. In addition, some genetic modification allows certain plants to grow in places where they otherwise could not, as well as extending the growing season and increasing protection from pests and disease. This response is summed up by those who insist that in the scientific community, genetically modified organisms raise very little alarm in the scientific community and that the science used to create them is basic enough to teach to high school students (Berezow, 2013).
Yet again, we see a need to balance what industry—here, agriculture—needs against environmental concerns raised from various sources. Each side has its experts supporting it, and those of us who are not experts may have little or no ability to determine which is correct. Should we be suspicious of the claims made by companies that have a large financial stake in GM food that such food is harmless? Should we be suspicious of claims made by environmentalists who sometimes seem to desire that large-scale agribusiness be unsuccessful and insist that food be locally sourced and organic? What genuine threats to the food supply exist, and how might they be prevented? What is the legitimate role of regulation here—presumably we don't want people becoming sick or dying from eating—and where does regulation become onerous and add unnecessarily to our food costs? As we continue to see, balancing economic issues with environmental issues brings with it political challenges, leading to this fundamental issue: Can one be an environmentally responsible producer (or consumer) without placing an undue burden on business?
Corporate Responsibility
To whom is a corporation responsible? Assuming a corporation is a for-profit enterprise, its fundamental goal is relatively clear: It needs to make a profit. Of course, most corporations recognize that this has to be seen in a larger context: Corporations have employees and stockholders, and are located within a community. The community itself may be taken to be the local community, the larger surrounding community, the state, the country, the continent, the hemisphere; for a large, multinational corporation, its community may be the planet.
Environmental Decision Making
One influential description of the responsibilities a corporation has was described succinctly by economist Milton Friedman: "There is one and only one social responsibility of business—to use its resources and engage in activities designed to increase its profits so long as it . . . engages in open and free competition, without deception or fraud" (1962, p. 133]). However, another competing model has gained a good bit of attention since Friedman's description: stakeholder theory. The stakeholder theory takes a broader view, that corporations have a responsibility to shareholders, but also to "individuals and constituencies that contribute, either voluntarily or involuntarily, to [the corporation's] wealth-creating capacity and activities, and who are therefore its potential beneficiaries and/or risk bearers " (Post, Preston, & Sachs, 2002, p. 19). Different interpretations of the stakeholder theory identify distinct stakeholders (in addition to shareholders), but generally these would include, at least, customers, employees, suppliers, and members of the community. As we saw, however, the corporation itself may determine what that community is, and which of its members are sufficiently affected to qualify as stakeholders.
Instrumental Value and Intrinsic Value
Often in discussions of environmental ethics, the debate gets overtaken by strict economic considerations. For instance, if an economic development plan may endanger the habitat of a particular species of fish, and potentially lead to its extinction, some will argue that the benefits of the development outweigh any benefits we could receive from the fish. In response, some may suggest that we don't know what potential value the fish could have; perhaps it will at some point be discovered that it contains a compound that could help cure certain forms of cancer? In this debate over the benefits of the fish being endangered and the benefits of the fish being protected, the sole kind of value being appealed to is called instrumental value: namely, what good is the thing? How can I use it to get something else?
In contrast, some things are said to have intrinsic value. For instance, being happy is often said to have intrinsic value because it is itself valuable; it is a good thing to be happy, and we don't regard being happy as needing to be a means to some other end. Being happy is good in itself, or intrinsically.
Consider the following examples; do they have only instrumental value? Do any of them have intrinsic value? If any of them do have intrinsic value, what does that mean in terms of our obligation to protect or preserve them? If you think nothing here does have intrinsic value, can you think of anything that does?
Biodiversity
The Grand Canyon
Oil filters
The Mona Lisa
Number 2 pencils
Giant pandas
Site of the 9/11 attacks ("Ground Zero")
Picture frames
Aspirin
Christmas
Which of these models influences an analysis of a corporate decision can alter how one regards corporate responsibility. For instance, if I run a multinational paint company that generates a certain amount of hazardous waste, how should I calculate its disposal? Should I choose simply whatever is least expensive? Should I choose whatever is least expensive that also minimizes its hazardous effects? If I choose the least expensive disposal method, this may lead to higher levels of toxins being released in another country, but may lead to marginally higher profits and, consequently, a higher return to my stockholders. Usually, of course, such decisions are considerably more complex: Decisions presumably can't simply ignore whatever laws and other restrictions that are in place wherever the hazardous waste is disposed; I may have important stockholders who regard environmental harm as worth the additional cost; I may have to factor into the business decision the cost of any potential fines (or even jail time) if I choose to ignore or try to skirt the applicable regulations. As may already be clear, many of these kinds of factors look different within the stakeholder model: Customers, distributors, employees, and community members may have a very different set of criteria than mere return on investment when they evaluate such a decision (see Figure 8.1). Furthermore, a corporation may regard its environmental policies as part of its image or "brand," and may see making sound environmental practice part of its marketing strategy; a company that has a reputation for being a responsible environmental steward may, thereby, be more profitable in both the short and long run.
Figure 8.1: Business relationships in relation to environmental concerns
Figure showing the intersecting relationships between societal interests, economy and industry, and environment territory.
This diagram shows the interlocking relationships a corporation needs to consider in making business decisions on the stakeholder model.
Source: Retrieved from http://walimemon.com/2010/08/corporate-social-responsibility/
Going Green on a Corporate Level
Various companies have adopted policies to be environmentally responsible. For example, many hotel chains have developed plans to reduce their energy and water usage, reduce waste sent to landfills, and thus reduce their "carbon footprint."
Organic Methods and Products
Considerable attention has been given in recent years to organic food as an alternative to traditional methods of food production.
Whether or not organic food is better for human beings, or, for that matter, is better for the environment, is the source of some controversy. One 2012 study in the Annals of Internal Medicine concluded that "the published literature lacks strong evidence that organic foods are significantly more nutritious than conventional foods. Consumption of organic foods may reduce exposure to pesticide residues and antibiotic-resistant bacteria" (Smith-Spangler, Brandeau, Hunter, Bavinger, Pearson et al., 2012, para. 3).
Others have noted that organic methods not only do not produce more nutritional food, but that conventional farming is more effective, producing more food per acre of land (Palmer, 2012). The tradeoff seems to be whether to use more land and organic methods, or less land and traditional methods.
Those who advocate organic methods point not only to health benefits for human beings, but also to benefits from decreased use of pesticides and land improvement, and to the fact that ethical stewardship of the land requires a "gentler" approach than that used by traditional agriculture. The Organic Trade Association argues that organic methods have these important advantages:
•Organic farms respect our water resources: The elimination of polluting chemicals and nitrogen leaching, done in combination with soil building, protects and conserves water resources.
•Organic farmers build healthy soil: Soil is the foundation of the food chain. The primary focus of organic farming is to use practices that build healthy soils.
•Organic farmers work in harmony with nature: Organic agricultural respects the balance demanded of a healthy ecosystem: wildlife is encouraged by including forage crops in rotation and by retaining fence rows, wetlands, and other natural areas.
•Organic producers strive to preserve diversity: The loss of a large variety of species (biodiversity) is one of the most pressing environmental concerns. The good news is that many organic farmers and gardeners have been collecting and preserving seeds, and growing unusual varieties for decades.
•Organic farming helps keep rural communities healthy: USDA reported that in 1997, half of U.S. farm production came from only 2% of farms. Organic agriculture can be a lifeline for small farms because it offers an alternative market where sellers can command fair prices for crops. (2013, para. 4–6, 8–9)
Clean Coal
Meanwhile, many of those in the coal industry have adopted "clean coal technology," with the coordinated goals of continuing to use coal to produce energy and to do so in a way that minimizes its environmental impact.
Improving Water Quality
Agribusiness has recognized the need for sustainable sources of freshwater as well as its responsibility to help meet that goal. Thus, companies have produced policy statements, plans of action, and timetables to monitor their progress. One example is the multinational agricultural producer, Cargill, which has committed itself to freshwater efficiency.
Each of these programs has at least its share of critics; some argue that "clean coal" is a contradiction in terms; others that companies put out corporate statements of environmental responsibility that conflict with the actual behavior of the companies; while still others suggest that many corporate business models will never hesitate to sacrifice environmental benefits if they interfere with corporate profits.
One standard criticism of clean coal, for example, is that the very idea rests upon some rather problematic claims. Coal releases large amounts of CO2; to prevent that CO2 from being released into the atmosphere (which is what makes it "clean"), a method known as carbon capture and sequestration is required. But that method itself requires a good deal of energy; as James B. Meigs points out, "[A] coal-fired power plant would have to burn roughly 25 percent more coal to handle carbon sequestration while producing the same amount of electricity" (2011, para. 6). Still more difficult is the actual sequestration. Finally, it is not clear, at this point, whether such a method would be successful in preventing the compressed CO2 from leaking, and for how long. In short, its critics claim that the problem with "clean coal" is that there may not be such a thing (Meigs, 2011).
Ethical Views
The moral questions raised by many businesses are not necessarily different for different ethical theories, and they may not necessarily be analyzed differently by those theories. As is often the case, questions of corporate responsibility must be considered within the context of the actual issue involved, the business model used, the corporate mission statement, the theory—e.g., shareholder or stakeholder—utilized, the ethical evaluations being made, and how the various factors within those ethical evaluations are weighed. One utilitarian may look at a coal company deciding not to add expensive but optional "scrubbers" to minimize its mercury output; the greatest good for the greatest number in this case might be determined, in this specific analysis, to be based solely on return to investors of the highest possible profits. No law is being broken, and the company is fully complying with all relevant regulations. In contrast, another utilitarian might well argue that such scrubbers are worth the added cost, evaluating the benefits to the community not just in terms of profit, but also in terms of the risks of increased mercury contamination to current and future customers, the company's commitment to sustainability, and its reputation for being a responsible member of the community. Here we have two utilitarians with contrasting conceptions of what the correct decision is to do in one specific case. Presumably, one could make a similarly contrasting argument from the perspective of two deontologists who disagree with distinct assumptions about the values that should be emphasized in such a decision.
8.3 The Issue: Personal Responsibility
In addition to corporate responsibility, all of us, as individuals, have a relationship to our environment. What does it mean to take personal responsibility to maintain and protect our environment, not just for our own health and safety, but for those generations to follow? Do we have any obligations to protect the environment, or should we regard it simply as a source of resources to be exploited and utilized? If we do have such obligations, what are they? Do they require us to change our lifestyles in a radical way, or are there more moderate steps we can take to reduce waste; negative effects on the air, soil, and water; and carbon footprints? Some environmentalists argue that only radical steps can be justified at this stage, given the damage that has already been done and that continues; this is particularly a common feature of discussions on anthropogenic climate change. But others argue that we can make relatively modest changes and have a cumulative effect that will minimize our environmental impact and, in many cases, improve our surroundings.
Environmentally Responsible Households
One simple step to take is disposing of household waste in the appropriate way. Many of us have various kinds of waste: leftover food, packaging, bottles, cans, and various kinds of clutter that we accumulate and, at some point, want to discard. There are other more hazardous kinds of waste, such as motor oil, antifreeze, or leftover bug spray, as well as those we saw under the title of "universal wastes": solvents, cleaners, electronic items, batteries, even thermometers. We might object were we to see our next door neighbor pouring used motor oil down a storm sewer, but there is little difference between this and tossing batteries or cell phones into the trash, where they will end up in a landfill. The EPA notes that improper disposal of household waste can pose serious threats to both human health and the environment; it directs consumers to community resources aimed at disposing of hazardous items responsibly.
Going Green on an Individual Level
Compost barrel.
iStockphoto/Thinkstock
Using organic household waste for composting is one way to "go green."
Various companies have recognized that there is significant demand for products that are less stressful on the environment, and that are regarded as safer for humans, including children, as well as pets and other animals. Some of the products are designed to save energy, water, or both. These include solar panels, reusable water bottles, energy-saving light bulbs, low-flow showerheads, and rechargeable batteries.
Meanwhile, ecologists recommend homeowners rely on natural substances—as opposed to manufactured chemicals that may pose health risks—for killing pests and weeds. For example, use vinegar instead of glyphosate: One very commonly used weed killer is made with glyphosate, which some studies have connected with potential health risks in humans and other animals. Using vinegar and water as a substitute has often been recommended by home gardeners seeking an alternative to glyphosate.
Many gardeners have found composting to be a productive way to use organic household waste (such things as coffee grounds, eggshells, bush and tree trimmings, etc.). Composting takes these wastes and uses them to develop a nutrient-rich fertilizer for the soil. Composting thus decreases the amount of waste that is thrown away, and benefits the soil by adding nutrients. Composting's numerous benefits are listed on the EPA's website (see the Suggested Resources at the end of this chapter.).
Are Green Products Affordable?
Environmentalists often stress the importance of changing one's lifestyle to be more "eco-friendly," but most also insist that such changes do not require much if any sacrifice on the part of the individual. Rather, it is just getting into the habit of choosing those products that have a relatively lower environmental impact, as well as doing other things that are easy to do but have a cumulative effect (reusing a cloth bag when grocery shopping) and not doing things that have a negative impact (improperly disposing of hazardous waste). Yet it has been argued that some of the steps recommended in order to decrease our negative impact on the environment, involve expenses, and that many of us who would prefer to be more environmentally responsible are not really in a financial position to do so. While it might be obvious that to retrofit a house with solar panels is a very expensive undertaking, it is also the case that organic food is generally more expensive than food grown in the more traditional fashion. A Denver Post editorial notes that the use of wind and solar power will be substantially more expensive than fossil fuels (Yeatman & Cooke, 2010).
While this is a complaint about the differential energy costs between these various options, most of us also know on a more individual basis about costs that are involved in "being green." Sometimes these are financial costs, but there are also costs associated with time, convenience, and missing out on something: what economists call "opportunity costs." It may be more environmentally friendly (and better for me) to walk to work, but what if I work 30 miles from where I live? Perhaps I could bike, but that means I must risk riding a bike in traffic, as well as showing up to work in less than pristine condition (in other words, sweaty). Perhaps I could take public transit, but in my community it is very inefficient, and to get to work requires an hour and a half in transportation time that I could spend doing something else. If the environment is my sole consideration, then walking, biking, or public transportation may be the correct choice; but most of us make these choices in the context of busy schedules, other responsibilities, and other activities that we either need to take part in, or at least would like to.
Even cleaning products that are "green" tend to be more expensive—in some cases, quite a bit more expensive—than the standard ones we might recognize, and some have argued that the organic products are not as effective (a claim strongly rejected by those who make organic cleaners and other household products). The question then becomes one that we saw earlier in other contexts: Do I want my house to appear slightly less clean, for more money, or appear cleaner, for less money? Even if the organic products are as effective as others, they are more expensive: Perhaps the question is not so much whether I think it is worth the extra money to do what I can to protect the environment, it is whether I can afford to buy the organic products. Many people feel as if there really is little or no choice in the matter. After all, if one doesn't have the funds to make a positive environmental impact, it may not matter what one desires to do.
Those who advocate using organic cleaners, eating organic food, and taking other steps generally recognize that, currently, there are additional costs to doing so. At the same time, they have two responses:
•The more people begin to realize the benefits of being "green" (or at least "greener"), the more the laws of supply and demand will take effect. More companies will recognize the profits available in offering environmentally friendly products; competition will bring prices down; and the free market will respond, as it is designed to do, to meet customer demand with efficient, safe, and affordable green alternatives. In short, when these choices become increasingly popular, economies of scale will function to make them affordable for many more people.
•There are costs to using the older, less eco-friendly products, in terms of health care costs, loss of productivity due to job absences, diminished quality of life, and other costs that may be "hidden," but are no less genuine. When these costs are factored in, green products may be considerably closer in price to the alternative, and these costs also provide some motivation for both government money, and private equity firms, to subsidize and investment in sustainable products and technologies.
Medication Disposal
Many of us have specific forms of hazardous waste in our homes, which must be disposed of an appropriate way. However, one particular form of hazardous waste has not been mentioned; although very common, it can be overlooked in such discussions, and should not be. This is the disposal of medical waste: drugs, such as antibiotics, as well as syringes (and other "sharps" such as scalpels or lancets), disposable gloves, incontinence products, blood-soaked bandages, etc. Such waste is produced in hospitals, labs, clinics, nursing homes, medical offices, and even schools and tattoo parlors, but it is not unusual for some of these things to be in individual homes: Regardless of their source, however, they need to be disposed of properly.
Obviously enough, some medical waste poses a significant health threat: A contaminated needle can be a biohazard, and can lead to infectious diseases; a number of different kinds of medical waste can carry with them some sort of health risk if not disposed of properly. Additionally, but importantly, is the question of unused medications. These pose various risks: Children may accidentally swallow them, and prescription drug abusers may be tempted to steal them. A more significant threat may come from a standard way many people used to dispose of unwanted medicine—by flushing it down the toilet. This sends the various pharmaceuticals into the waterways, introducing their active agents into that water, which can be absorbed by fish and can even find their way into drinking water. Observers point out that scientists have detected medicines in both surface and groundwater, not to mention the soil. Even low levels of medicine in an ecological system pose health risks to land and marine life (Take Back Your Meds, 2010).
In contrast, the U.S. Food and Drug Administration has prepared a list of medicines it regards as safe for disposal by flushing (n.d.); presumably, this means that medicines not on this list may not be safe to flush. The EPA has an extensive discussion of the issues involved on its website (http://water.epa.gov/scitech/swguidance/ppcp/index.cfm) . In any case, as is clear, this method of disposal is the source of some controversy. In any case, it is important to be aware of the issue, and to become better informed about the risks involved with improper disposal of all medical waste, including both over-the-counter and prescription pharmaceuticals.
8.4 Applying the Theories
We began our look at environmental ethics by considering what happened in Hinkley, California. Was Pacific Gas and Electric guilty of polluting the groundwater, and thus responsible for some of the illnesses and even deaths that occurred there? Was this charge unfair, and were the claims that PG&E caused these results overblown and exaggerated? Or is there a third possibility to consider, that all economic activity—including that of PG&E—carries with it certain risks, but those risks are manageable and are the kind of thing a society has to accept in order to flourish economically?
These questions, to a large extent, are raised in terms of economics, cost–benefit analysis, profit and loss, health care costs, etc. But there are also ethical considerations here as well. If we have an accurate account of what PG&E did—or didn't do—then we can examine whether it did the right thing: not the right thing necessarily in terms of economic gain (or in terms of instrumental value) but in terms of moral values. Is the company's behavior justified on moral grounds, or does it deserve to be criticized on those same grounds? Here we will look at a utilitarian defense of PG&E's corporate behavior, and then contrast it with an objection to that behavior in terms of deontology. Then we will turn to relativism, to see how that perspective might look at this specific situation.
Utilitarian
The case concerning PG&E contains important factual questions that are difficult to answer with certainty. Nonetheless, PG&E settled for $333 million in 1996, another $295 million in 2006, and a final payment of $20 million in 2008. These are significant damages, but in the long run they become part of the cost of doing business, and many of the costs are, undoubtedly, passed on to PG&E's customers.
A utilitarian examining this case has to determine what the costs and the benefits are in this particular situation. On the one hand, there are the disputed health effects of PG&E's operation in Hinkley, the costs of the cleanup, as well as the costs of litigation and the damages paid to those in the lawsuit. Without dismissing the potential and genuine damages that may have been involved, a broader perspective also needs to be brought to bear in this case. The operation that caused the groundwater contamination was natural gas decompression; Hinkley had one of the many stations that are required to decompress natural gas between its original sources and its final delivery stage. To minimize rust in the cooling towers, chromium 6 was used, and the discharged water was kept in unlined pools; this had been done since 1952. When we look at the broader picture, however, we see several compelling facts: PG&E is a major source of energy in California, upon which people rely. Without a consistent, affordable power source, households would be prevented from doing a great number of things, from laundry to watching TV to running air conditioning and heating. Furthermore, without this reliable source of natural gas to the many industries in California that use it, the California economy would grind to a halt; people would be thrown out of work, agriculture and industry would be irreparably harmed, taxes would be raised to pay for unemployment and other costs associated with a sharp increase in unemployment. Additionally, all the salaries and benefits have a multiplier effect: Those who lose their jobs working for PG&E no longer have money for babysitters, going out to eat, and other items on which they traditionally spend their disposable income. In turn, all those who rely on that money are harmed. In short, even if the worse case scenario is painted of PG&E's activity in Hinkley, the alternative is almost incalculably worse and affects far larger numbers of people. It is virtually impossible to make a utility calculation under which more people—again, on the worst case scenario—would be better off were PG&E prevented from the exploration, development, and delivery of natural gas. All such activity has risks, but the benefits so vastly outweigh the risks than on any utilitarian evaluation, PG&E did the right thing.
This conclusion hardly supports the idea that corporations can do what they wish without any consideration of effects on people and on the environment. Obviously enough, once the risk of chromium 6 had been established, PG&E had an obligation to respond and to minimize that risk. That is not only the ethical result that would be suggested by the utilitarian; it is also sound business practice. But on a utilitarian view, assuming that no energy production is 100% risk free—a very safe assumption—one must balance those risks and address them as effectively as possible, but recognize that those risks do not outweigh the rewards of a generally safe, affordable, and necessary source of energy. At the same time, it should be noted that different utilitarians will evaluate the specific benefits—and therefore the overall benefits—of an activity differently, just as they may evaluate the costs differently. How much does one value preventing a child from developing asthma, or a potentially fatal disease? How does one weigh the value of a low unemployment rate in a town, with all the direct and indirect benefits it provides? As we've seen, clean air and clean water may have some specifiable value; at what point does the value of making air cleaner not justify the expense required to do so, or the sacrifice of economic development it might require? As should be clear, adopting a utilitarian perspective on environmental issues does not eliminate the complex arguments that can occur within utilitarianism.
Deontological
Deontologists, specifically those influenced by Kant, take as fundamental to their ethical theory two basic points: We must never treat another human being as a mere means to an end (human beings, that is, cannot be treated as having solely instrumental value), and we must act in such a way that our decisions could be universalized—that our decision, in the given context, would be what everyone should do in that same situation. PG&E's actions violated both of these requirements, and thus were immoral.
PG&E used a dangerous chemical, chromium 6, long after it was recognized to pose serious health risks to human beings and other animals. As a profit-oriented organization, it is understandable that PG&E wished to keep its costs down; however, using unlined pools to store water that had been contaminated with chromium 6 was a decision that treated the people of Hinkley as means to the end of PG&E. Rather than treating those people with the dignity and respect required, which they deserve simply in virtue of being human beings, PG&E dealt with them as one of several obstacles to overcome in order to achieve its end, namely the highest profits possible. To sacrifice people for profits in such a way is to violate the first principle of deontological ethics, and to deny them their inherent, intrinsic value; doing so is, of course, unethical. PG&E had a moral obligation to take into consideration the human beings and the potential hazards they were being exposed to; to ignore those factors, simply to achieve its goal, is immoral.
Unless the lawyers prosecuting the case against PG&E were trained as Kantian deontologists, it was probably not asked in court whether they regarded their actions as universalizable, or following the Kantian categorical imperative that one act only in accordance with that maxim through which you can at the same time will that it become a universal law. While a lawyer might have asked PG&E what the results might have been had all energy companies had such a cavalier attitude toward exposing human beings to such risks, it seems more plausible that PG&E would have been asked this: Would you think you were being treated ethically if you lived in Hinkley? Or perhaps the company was asked if it would object if such procedures, such as storing water contaminated with chromium 6, were kept in unlined pools in the neighborhood where PG&E's directors, legal team, and all their children lived. In this way, we can bring out the universality test by appealing to the Golden Rule: If you would object to being exposed to chromium 6, then obviously it would be wrong to expose others.
Because PG&E's behavior treated others solely as means to an end, and could not defend that behavior as being in conformity with a law that could be made universal, it was fundamentally immoral. Such violations of human dignity cannot be defended on the basis of profits or other consequences; the act itself is in violation of these fundamental principles and must be found to be unethical.
Relativism
The relativist has various options here in considering PG&E's behavior. Perhaps the community of Hinkley thought the risk was worth it, particularly if they got jobs and relatively inexpensive energy out of it. Perhaps the community of Hinkley thought the risk was not worth it, and decided to ban all operations of PG&E from Hinkley. Perhaps the community of Hinkley wished to make a trade with PG&E: For free natural gas for the next 50 years, PG&E could flood the town with water contaminated with chromium 6. While the last option seems implausible, it is difficult to see what result the relativist could not, in theory, support; it is a function of what the community regards as what is best for the community.
One might suggest that appealing to relativism here in drafting actual legislation and policy would be a logistical nightmare. How is it decided what, precisely, the community supports? Is it done on the basis of majority rule? Why would majority rule necessarily be favored by this community? After all, relativism doesn't have some in-principle commitment to democracy or majoritarianism, does it? Furthermore, if majority rule is used to determine what the community wishes to do, this brings with it the various objections to such a procedure that have been prominent since at least Socrates: One thing most of those in the minority are quite familiar with are their views being ignored, or worse, by those in the majority. As Socrates (and Plato) also observed, experts in a community are rarely the majority of that community; thus, if we want experts (for instance, on the hazards of chromium 6) to make these decisions, then that is the rule of the few: an aristocracy or an oligarchy.
But in defense of relativism in this context, it is more likely a question of the general sense of the community's priorities, rather than a question of how policy is formulated or legislation enacted. Some communities may wish to make the tradeoff: cheaper energy and a higher risk (within reason) of some cancers; if the risk is seen to be relatively low, and the payoff relatively high, some communities may think this well worth it. At the same time, other communities may look at the same calculations and data and decide it is not worth the risk; they may choose to decrease the potential health risks and pay higher energy costs. Each community chooses what is best for that community, and neither is necessarily wrong. The one issue that does arise here, however, is the traditional question of NIMBY: "Not in My Back Yard." If a community claims that PG&E must be able to maintain its cooling towers, but doesn't want those towers in its own town—it wants them in someone else's backyard—that can generate problems, particularly since the cooling towers have to go in someone's backyard. This is a common feature of those necessary consequences of activities that bring with them unavoidable risks, such as toxic dumps and hazardous waste incinerators. People need them and want the benefits, but they want someone else to assume the risks. Here again we run into the problem of externalities, and the degree to which these conflicts have been solved in ways that could generally be regarded—on any ethical theory—as fair.
Conclusions
Environmental hazards are unavoidable: Whether obtaining natural gas by hydraulic fracturing ("fracking"), mining and burning coal for electricity, or developing sophisticated antibiotics, many technological developments bring with them risks. Evaluating the benefits and risks is an essential component of making sound environmental and economic decisions, and it is important—although often very difficult—to balance in an appropriate way the demands made on the environment by development and progress with the desire to preserve and protect the beauty and value of nature. How we view the value of nature—as having only instrumental value, or also as having intrinsic value—will do a great deal to determine how we evaluate the issues involved and what balance is to be struck. Assuming, as it is safe to do, that progress and development will continue, those concerned about also maintaining their commitment to the stewardship of nature will also continue to confront vexing and difficult challenges.
We have seen a number of the different stresses human beings put on the environment, in terms of the need for resources, be it coal, petroleum, water, food, or even medicine and health care. As we head further into the 21st century, several factors seem especially crucial:
•The economic development and increased energy use of countries that in the past made fewer demands on the system: specifically the two largest countries in the world, India and the People's Republic of China. Adding that increased demand to a system that, in many cases, already seems taxed will raise many challenging economic, ethical, and environmental issues; one advantage is that the leadership of these countries seems well aware of these challenges.
•The continuing threat posed by anthropogenic climate change. While there are those who regard it as a natural result of climate patterns, or even a hoax, the most recent data indicate that 97% of those who work in the relevant fields regard climate change as real and as likely the result of human activity (NASA, n.d.). Various consequences may follow from increases in temperature, including increased energy in storms (hurricanes, cyclones), much higher sea levels that can inundate low-lying areas (Manhattan, Bangladesh, Indonesia), and various threats to animal populations and to the food supply. If climate change is a genuine threat, then most of the other environmental concerns pale in comparison.
•An environment's ability to process, absorb, and otherwise deal with such hazards to that environment (pollution, waste) is called its "sink function." Some have suggested that human activity, if unchecked, risks causing the Earth's sink function, or ability to deal with such stresses on the system, to shut down. Some environmental economists have argued that this aspect of the Earth's ecology does not receive sufficient attention, risking long-term damage to the planet.
Chapter Summary
In this chapter, we have looked at some important environmental concerns, although many more important concerns could not be examined. As we saw, both corporations and individuals have a role to play in protecting the environment, particularly if both developed and developing economies wish to grow and flourish. Over the last several decades, society's awareness of the various threats to the environment has increased considerably, with a resulting increased focus on the need to "go green" (or at least greener). While these challenges will persist, and in some contexts possibly become worse, with this increased awareness also comes a new desire to develop more sustainable products and a more sustainable approach to development, including minimizing the human carbon footprint to the greatest extent possible.
Critical Thinking Questions
1.Name three things you might do to reduce the amount of resources you consume. Do you have a moral or economic reason to do so? Why or why not?
2.Can something have both intrinsic and instrumental value? If so, identify it and describe the distinct values it has; if not, explain why nothing can possess both values.
3.Does a corporation have a responsibility—beyond conforming to existing laws and regulations—to protect and preserve the environment? Why or why not?