Summary/Reflection Paper
The International Journal of
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No Need to Deify How Determinism Generates Free Will
A. GRANVILLE FONDA
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No Need to Deify: How Determinism Generates
Free Will
A. Granville Fonda, Osher Institute, Temple University, USA
Abstract: For much of humanity the simplest and the best explanation to date of human mental capability and free will,
notwithstanding the many advances of science, is its derivation directly from God, thereby exempting from corporeal
principles the evident interaction between mind and body. No explanation which lacked some such an exception has ever
met with widespread favor. In the philosophical sphere the corresponding problem of free will despite determinism is in
that sphere considered to be either insoluble, soluble only by the denial of either determinism or free will, or arguably
soluble but not yet by consensus. -- Which enigma is one to accept, then: cold monistic perplexity, or warm dualistic
mystification? Many prefer the mystification to the perplexity, and structure their lives and indeed their cultures
accordingly. In ancient Greece, however, a monistic solution did originate, one which now by means of modern-day
control systems theory can incorporate equally modern neuropsychological findings. At its core even in Athens was the
psychological “ownership” of the deterministic chain of causation as it passes through the mind. -- When conjecturally
recast in modern terms, in a brain plastically prepared by both recent and long-term experience, non-conscious
awareness generates alternatives for possible action. After testing for fitness the best scenario incites in succession actual
or imagined action, a post facto feeling of willing, and further refinement of the plastic brain. The “will” which
cumulatively emerges, goes the argument, is fully determined – physical cause alone producing every physical effect –
and yet de facto free. This is how we become otherwise, so as to do otherwise. -- While for many dualism will still provide
the preferred solution, for others it is this monistic account which will at last close the intellectual and the emotional
explanatory gaps. For them religion may thereafter provide not a metaphysical imperative but a powerful secular
metaphor.
Keywords: Freewill, Determinism, Naturalism
“Methinks that in the discussion of natural problems we ought not to begin at the
authority of places of scripture, but at sensible experiments and necessary
demonstrations. ...Nor does God less admirably discover himself to us in Nature's
actions, than in the Scripture's sacred dictations.” — Galileo Galilei (1564 – 1642), in
his Letter to the Grand Duchess, 1615 (Burtt 1924 83)
“Some faculties and operations of the reasonable soul in man are of so peculiar and
transcendent a kind, that as I have not yet found them solidly explicated by corporeal
principles, so I expect not to see them in haste made out by such.” — Robert Boyle
(1627 – 1691), in The Works of the Honourable Robert Boyle, ed. Thomas Birch,
London, v II, 47, 1772 (Burtt 1924 195)
Introduction
A major subject of human inquiry has long been explanation of not only the world around us but
also the world within us — not only reality as experienced seemingly in common with others like
us but also our quite different incorporeal reality of personal thoughts, feelings, and decisions. In
every era the unanswered question has been this: does the evident difference between these
domains predicate exemption on the inside from the causal laws we identify on the outside?
“How can people act freely,” asks Joshua Knobe (2008 63) “if, as the ‘scientific world view’
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holds, all behavior is causally determined by antecedent forces, forces beyond the actor’s
control?”
To be neither robots nor zombies, to claim our accomplishments as our own, it indeed seems
necessary that we humans be exempt from the otherwise strict laws of nature. If we should pause
to review the evidence, it seems to follow from own direct experience that beyond a doubt “the
supernatural” is real. Yet by the contrary argument we lack any such freedom; it seems to be
beyond all doubt that all of our seemingly free choices must be determined by prior events.
This conflict has been expressed in successive philosophical eras as "Responsibility despite
Fate,” “Liberty despite Necessity,” and “Free Will despite Determinism.” Arthur Schopenhauer
famously dubbed this paradox the World Knot (Weltknoten) (1813 211) and deemed it
“inexplicable.” Steven Pinker (1997 561) said that “perhaps we cannot solve conundrums like
free will and sentience.” As in effect did David Chalmers (2002 2) by considering “strong
emergence” to be non-physical, and effective strictly in the case of human consciousness — but
only “if it exists.”
Our aim here is to set forth and explain a different answer to that question, an answer once
known but long forgotten. This solution entails acceptance of people’s intuitive and logical
identification with their volitions and actions even though they are the outcomes of entirely
deterministic, initially subconscious, dynamically re-entrant neurological sequences active in a
plastically malleable brain.
Necessity, Else Liberty?
Whether or not the ape was the ancestor of the human, survival would have benefitted from
reflexive predictions of the response of the environment to various disturbances including their
own. Later, at least in humans, such prediction could have been facilitated by reason: by
conscious modeling of future events based on the agent’s remembrance of past events. With the
growth of civilization, reasonably the attribution of volition even to the inanimate – all other
things have intentions like mine – would gradually have lost credence to the reliable response of
physical events to their precursors — all new sequences are like old ones. Even as we saw
spontaneity, or “Liberty,” in the domain of mental events, we also saw constant conjunction, or
“Necessity,” in the domain of physical events. It is this time-honored mystery into which we
once more inquire.
In Liberty despite Necessity, or Free Will despite Determinism, we seem to have
incontrovertible support for the existence of two differing domains, the natural and the
supernatural. No debate need be conducted here as to the validity of the supernatural in general;
we need only seek some other interpretation of the evidence, and the simpler the better. Indeed,
we will provide within modern neuroscience and Newtonian physics an arguably credible and
satisfying explanation for free will and, along the way, consciousness. Given that predicate, it
would be beside the point to even consider the acausality of events at the quantum level of
observation, much less the question of whether they could appreciably affect the brain.
We begin with a forgotten gem, an explanation established several centuries before the
Common Era. When the new Socratic concept of one’s freedom to act virtuously and responsibly
was seen to conflict with the old Homeric concept of Fate, one of the founders of the Athenian
Stoic philosophy, Chrysippus (c280 – c210 BCE), according to historian David Cooper (Cooper
1996 136) “is said to have ‘sweated’ over the problem.” He was
“one of the first to argue that there is no incompatibility between holding me responsible
for some outcome and the conviction that this outcome was the result of a deterministic
causal process. Just as the intrinsic features of a cylinder are required to explain why it
rolled when pushed, so typically the intrinsic features of a person, as well as external
causes, explain his behaviour. If so, it is proper to hold him responsible for this
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behaviour. That the person is as he is as a result of Fate is neither here nor there, for it is
still he – and not external factors alone – who is responsible for the behavior.”
While his book “On Fate” was lost, Chrysippus is reported by his contemporaries to have
explained there (Inwood and Gerson 1988 135) that
“Many things cannot occur without our being willing and indeed contributing a most
strenuous eagerness and zeal for these things, since, he says, it was fated for these things
to occur in conjunction with this personal effort. . . . But it will be in our power, he says,
with what is in our power being included in fate. Just as, if you throw a cylindrical stone
down a steep slope, you are indeed the cause and origin of its descent, nevertheless the
stone afterwards rolls down not because you are still doing this, but because such is its
nature and the ‘rollability’ of its form: similarly, the order and reason and necessity of
fate sets in motion the general types and starting points of the causes, but each
[person’s] own will or decisions and the character of [his or her] mind govern the
impulses of [his or her] thought and mind and actions.”
This argument is also discussed by Shaun Nichols, professor of Philosophy and Cognitive
Science at the University of Arizona. In his series of video lectures on Free Will and
Determinism he says (Nichols 2008 Lecture 5) that
“The Stoics embraced a deterministic picture of the world, but continued to maintain
that people were responsible. Chrysippus acknowledges that people are not exempt from
the causal order, but maintains that our own characters play a critical role in how the
causal order unfolds — and that, he thinks, is what really matters in issues of
responsibility. As an example, suppose you throw a cylindrical stone [etc. as above] ...
Similarly, Chrysippus says, our actions are generated out of necessity, following from
whatever the causal order dictates. There is no indeterminist element in the generation
of our behavior.
“I see a person in distress; that is like the initial push on the stone. But my character
responds to that perception. Even though all actions are fated, they are nonetheless
special. They are fated in the sense that they are the inevitable product of the causal
order. Be they good or bad, a person is responsible for [his or her] actions according to
[his or her] character. ...What Chrysippus and later compatibilists claim is that once we
recognize the distinction between external and internal compulsion, our concerns about
determinism should just evaporate.”
In the rolling-cylinder metaphor, physical causation applies equally to the shaping, the setting in
motion, and the subsequent rolling of the cylinder. Just so, physical causation applies equally to
the shaping, the setting in motion, and the subsequent functioning of the character of the
individual. The effects occur not without physical cause but as reliable consequences of the
intrinsic features of the person. The key to the Athenian view is self- and observer-identification
of the person with the process, so as to feel and be felt responsible when “they err [or not] and
are harmed [or helped] voluntarily and by their own plan and decision.” This is how it is the case
that – per our subtitle – Determinism generates free will.
In this view our impulses are not self-originating “first causes.” Our minds and our actions
have, rather, been set in motion by antecedent events, and those in turn by further antecedents, ad
infinitum. This indefinitely long causal chain differs in only one respect from those we recognize
for billiard balls and the like: en route it passes through our minds, there to be shaped by the
characteristics – the “rollability,” so to speak – it encounters. This is how it can be that it is by
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means of fate, not despite fate, that it is “still me – and not external factors alone” – who is by me
and by others deemed responsible for my behavior.
This is an underappreciated form of “compatibilism,” a category more broadly defined by
Michael McKenna (2009 1) as the thesis that determinism is compatible with free will and/or
moral responsibility. Later versions of compatibilism tended toward what psychologist-
philosopher Henry James called Soft Determinism, a gentler determinism seeming necessary to
free the will. In criticizing one such compatibilism Stanford Encyclopedia expert McKenna notes
(2009 4), that “Determinism ...tells us that, at any time, given the facts of the past and the laws of
nature, only one future is possible. ...If determinism is true, no one has access to alternatives in
the way required by [this] model ...A determined agent does not have control over alternatives.”
Nichols (2008 Lecture 8) finds merit in contemporary compatibilism when for Harry
Frankfurt “The desire to have the desire might itself be determined; all that matters is whether
you fully identified with that first-order desire.” If this is as it seems substantially a return to the
Athenian philosopher’s view, interim compatibilisms merit no further discussion at this time.
Necessity without Liberty
At first thought Fate does deny Responsibility, Necessity does deny Liberty, and Determinism
does deny Free Will. This follows from the thesis of causality, the issuance of every effect from
some cause. Why such a thesis, if we cannot observe past causality in itself, and cannot know the
future? It is because otherwise the current state of affairs would be unintelligibly chaotic. As it is
not, we may infer that such conjunctions of events have always been regular; and absent any
other indication we can only infer more of the same. Causality, or determinism, is thus a
reasonable pragmatic inference from experience.
Galen Strawson derived from this his Consequence Argument as to human responsibility
(Strawson 2010): “You can’t be ultimately responsible for the way you are in any respect at all.”
Or, Due to determinism we are not free. Nichols (2008 Lecture 10) called this view Free Will
Impossibilism, a view held also in Buddhism although not then argued from determinism.
Einstein expressed Free Will Impossibilism when he said in his brief Credo (Einstein 1932) “I do
not believe in free will. Schopenhauer’s words: ‘Man can do what he wants, but he cannot will
what he wills’ accompany me in all situations throughout my life and reconcile me with the
actions of others, even if they are rather painful to me.”
Neuroscientist Michael Gazziniga (2011 103) was constructing a case for Free Will
Impossibilism when he said that
“The psychological unity we experience [as Self] emerges out of the specialized system
called ‘the interpreter’ that generates explanations about our perceptions, memories, and
actions and the relationships among them. ...This is a post hoc rationalization process.
The interpreter that weaves our story only weaves what makes it into consciousness.
Because consciousness is a slow process, whatever has made it to consciousness has
already happened. It is a fait accompli.”
This could be a version of epiphenomenalism, the postulate that free will is not a significant
cause of anything, only a superfluous side effect — but with the addition of a delay attributed to
confabulation by an “interpreter.” While we will draw other inferences from such empirical
observations, Gazziniga proceeds to Free Will Impossibilism when he adds (2011 129, 218-19),
“The hard determinists in neuroscience ...[claim that] free will is an illusion, and [that]
we must revise our concepts of what it means to be personally responsible for our
actions. Put differently, the concept of free will has no meaning. The concept of free
will was an idea that arose before we knew all this stuff about how the brain works, and
now we should get rid of it.” “The whole arcane issue about free will is a miscast
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concept, based on social and psychological beliefs held at particular times in human
history.”
Impossibilism simply dismisses the usual objections, which are that psychologically we feel free,
and intellectually we believe we demonstrate freedom when upon willing a toe to wiggle it does
so. But since neither subjective feelings nor inferential reasoning can be certain, perhaps each
feeling and every twitch does follow from its antecedent.
Just learn to forget about free will? And – as Gazziniga suggests below – learn responsibility
from others? But without even bothering to argue that it is paradoxical to be “free” to “forget
freedom,” has not Chrysippus already given us a much better option?
Necessity, Hence Liberty
By way of an introduction to Dynamic Adaptation, the second phase of the present explanation,
consider that what is not in our power when the consideration is static may prove to be in our
power when the consideration is dynamic. No single frame of a movie adequately portrays the
movie. Time matters. The key phrase in “At first thought, Fate denies Responsibility” above is at
first thought. Deny responsibility it does — instantaneously. Biology is indeed destiny — for a
moment. But the first encounter is not the full encounter. The brain plastically changes when
exercised, so that an instant later the person is “as he (now) is, as a result of Fate” – that is,
deterministically – so that the new “he – and not external factors alone – is responsible for the
behavior” which follows.
As Chrysippus taught, causality continues to rule the brain even as the brain adapts, and the
result is de facto – existing in fact whether with lawful authority or not – free will. As a Neo-
Consequence Argument. “You are responsible for the way you are in many respects which
matter.” Or --- Due to determinism we are free.
The delay in consciousness noted by Gazzinaga (above) provided the title of the book The
Illusion of Conscious Will (Wegner 2002), which cited 1979 and later experiments by Benjamin
Libet (1916 – 2007) and others. Many publications resulted, but perhaps the most concise
summary was that provided by Libet editor Kosslyn (Libet 2005 Foreword):
“Libet asked people to move their wrist at a time of their choosing. The participants
were asked to look at a moving dot that indicated the time, and note the precise time
when they decided to flex their wrist. ...The brain events that produced the movement
...occurred about 350 milliseconds before the participant was aware of having made a
decision. ...The finding suggests that being conscious of having made a decision might
be best thought of as a result of brain processes that actually do the work, rather than as
part of the causal chain of events leading up to a decision.”
When Nichols discusses the matter (2008 Lecture 14) he acknowledges many independent
confirmations, and affirms that
“It takes time for a cognitive process to unfold. But of course! Nonetheless this is not
how it seems to me. If Libet is right, common sense is quite wrong about the role of
consciousness in decision snaking. But this may not be too damaging. No doubt
disorienting, but still the decision might reflect my values, my principles. But the
decision processes happen in the dark, and consciousness only gets told about the
results. Surprising, but I think we can live with it.”
Let us at least suspend judgement on Libet’s proposition long enough to decide if we can live
with it. Let us hope so, for if free will need not be an immediate cause then it need not be
uncaused, providing an escape from the contradiction – the World Knot – without the predication
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of a supernatural event. But neither need it be the futile illusion suggested by Wegner. It may
rather be a useful and productive allusion — an action report to consciousness on work in
progress in the body under the direction of the subconscious. It may be not an epiphenomenon, a
useless byproduct, but a useful product, namely feedback.
Feedback being a fundamental principle of cybernetics (more below) and “Higher-Order
Thought,” the central hypothesis of Dynamic Adaptation is that by the action of this allusion the
brain is plastically modified even as it works, with the result that “it is still he – and not external
factors alone – who is responsible for the behavior” which follows.
The argument is that when metaphysics is not relied upon, deterministic subconscious
activity is necessarily the physical source of the conscious feeling of free will; and it is that
feeling which serves to keep the ball rolling as our brain plastically develops. Free will is thus a
feeling (and an inference) which emerges from rather than being denied by determinism. The
supposed annihilator of freedom is actually its progenitor!
Free will as experienced does present the impression of an other-than-natural factor in an
orderly natural world. We do affectively experience intent and we do intellectually infer our own
efficacy when we voluntarily energize our muscles. Our interpreter does – importantly – infer
from the affect our authorship and from the effect our ownership of our voluntary actions.
Throughout life we continue to identify with the result and confabulatively accept it as our
personal accomplishment — we experientially created it, and we demonstrably own it.
And we can rebuild it. As Mill said (Mill 1882 Book 6, Chapter 2), “We, when our habits
are not too inveterate, can, by similarly willing the requisite means, make ourselves different. We
are exactly as capable of making our own character, if we will, as others are of making it for us.”
From Fate, thus, Responsibility; from Necessity, Liberty; and from Determinism, Free Will.
Note especially that as in any closed-loop system this is an ongoing process, not a static
post-condition. An analogous effect is seen in the course of a projectile which gravity continually
deflects downward from its initial course, as Galileo figured out (Van Helden 1995) — rather
than, as Aristotle reasoned, continuing to exhaust all of its initial linear impetus before suddenly
succumbing to gravity. What has been analogously overlooked in neuroscience is that thought
must have effects on brain structure so promptly that the neural modification affects the
trajectory of ongoing thought. We do not first act, then feel the willing, then change the brain,
and then act according to the changed brain. We are subject only to the smoothly blended effect
of successive antecedents on our mental trajectory — which is always and entirely deterministic
and never uncaused, spontaneous as it seems in the moment.
We identify with this consequence when it is credited to internal as opposed to external
compulsion, just as Chrysippus taught. So taught also Free Will Impossibilist Derk Pereboom
when he said (Pereboom 2001 23) that “if determinism is true then everything that happens can
ultimately be attributed to something encompassing — God perhaps, or something more
impersonal, such as nature or the universe. Then, by psychological identification with this entity,
perhaps by taking on its perspective, one can achieve a sort of acceptance of whatever happens.”
Indeed, in conventional religion we are not the puppets of our all-powerful God because
(believers are told) God wants no puppets. We may choose to hold rather that in bestowing self-
identity Mother Nature has dispassionately freed us to calmly accept whatever happens.
With psychological identification comes responsibility, although Gazziniga (2011 107-8)
asks:
“Is personal responsibility a mechanism that resides in the individual brain? Or ...does
the concept have meaning only when considering actions within a social group? If there
were only one person in the world, would the concept of personal responsibility have
any meaning? I would suggest ...it is not something to be found in the brain.”
But as already noted “the key to the Athenian view is [to the contrary] self- and observer-
identification of the person with the process, so as to feel and be felt responsible” for the
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consequences. In the process of confabulation of identity by the interpreter, the feeling of
personal responsibility is generated in the brain. Responsibility would have meaning even if there
were only one person in the world, although having been built on that base it is strongly
augmented by social interaction. Likewise from observation of the behavior of others we impute
to them like responsibility.
We do assign that responsibility more intimately to acts which appear to be freely willed
than those which appear to be dictated by antecedents. This is consistent with clinical studies
with carefully varied narratives, as Nichols and Knobe have reported (Nichols 2007 2, 7):
“Evidence suggests that affect plays an important role even in people's intuitions about
thinly described, purely hypothetical cases. ...Our findings help to explain why the debate
between compatibilists [allowing free will] and incompatibilists [disallowing free will] is so
stubbornly persistent. ...Each of the two major views appeals to an element of our
psychological makeup.”
Woolfolk et al similarly note, likewise from clinical data (Knobe 2008 78), that “What causes
people to attribute responsibility, to praise or blame, is to some extent what is believed to be in
the ‘heart’ of the actor, and this is so even for actions committed under overwhelmingly coercive
or constraining circumstances.” The “heart” being, of course, the affect we have called character.
Dynamic Adaptation – a Process
The argument, while already strong, may be clarified by use of control systems theory. Many
processes such as Dynamic Adaptation can be functionally represented by a network of discrete
transistor- or valve-like elements, the output of each constituting the input to the next. The
operative feature of each component is its influence coefficient, transfer function, or gain – the
faithful change of its output with its input or in some instances the time integral thereof –
establishing the basic building block of the causal chains which comprise a network or process.
One result commonly achieved is hierarchical immunity to disturbance or “noise” and errant
component behavior, accomplished through comparison of imposed and feedback signals –
intended and achieved output – with actuation persistently reducing their difference. Such
processes are called “cybernetic,” a word derived from the myth of Cyberos the helmsman, who
steers as needed to oppose detected departures from a chosen course. In the further case of an
adaptive process there is re-entrant modification – hierarchical helmsmanship, choosing of the
particular course to be held – of the lower-level causal paths or gains according to the quality of
the results achieved; hence, dynamic system adaptation. Such a system will be increasingly adept
at performing its assigned task.
When used for the elucidation of brain function this concept organizes a type of mapping
which is helpfully more explicit than the linguistic descriptions used above but less explicit, also
helpfully for present purposes, than most biologically inspired brain maps. In functional mapping
it is the causal chaining of functions (A→B→C→...) which is mapped, not the hardware which
performs those functions. Here it is the mentation of the brain which will be mapped, not its
neural or biological correlates. The author accordingly offers as an instructive conjecture a
relatively simple block diagram which, while originated quite independently of the teachings of
Chrysippus and the findings of Libet et al, will be seen to be consistent with both.
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Figure 1a. Dynamically Adaptive Mentation: Anticipation and Evaluation
Figure 1b. Dynamically Adaptive Mentation: Enactment and Confirmation
Starting at the top right in Figure 1a, in a brain plastically prepared by both recent and long-term
experience, perception of either the current or an imagined situation excites a series of
reminiscences which coalesce into consecutive anticipatory candidates for possible action. In a
feed-forward causal chain shown as a side branch to the right, following rehearsal to the likely
effect of each candidate action in turn, summed with the mentally modeled observation of
present circumstances, followed by comparison of successive results with various preferred
effects, the first non-vetoed candidate for action is permitted to issue as an intended action.
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Starting at the top left in Figure 1b this initially undiminished intention is a dissatisfaction or
desire which then deterministically incites an action, whether actual or imagined, combining
with the present circumstances to accomplish some effect, a measure of which is subtracted from
the intent. It is central to this closed loop that the typically muscular (functionally, energetic)
actuator block “A” produces in mathematical terms the time integral of its input Δ, which is its
first or second integral (∫Δdt or ∫∫Δdt²)) (eg Force and thence Acceleration and Distance).
Accordingly it will, given some initial magnitude of intent, act on the environment to (hopefully)
eventually match that intent with a cumulative accomplishment, with commanded action ceasing
as the residual dissatisfaction is diminished to zero. That end effect is the faithful achievement of
some intended steady state, such as a wrist flex, by means of negative feedback control.
Following this initially subconscious activity will be re-entrant modification of these lower-
level functions according to higher-level results achieved. Words must suffice for the present to
describe these causal chains as upward tendrils from enactment (Fig. 1b) to anticipation and
evaluation (Fig. 1a). Most immediately, the post facto residual of initial intent is consciously
construed by Gazzinga’s interpreter to be dissatisfaction or desire. Finally, by re-entrant
feedback the lower-level gains or paths of the plastic brain are refined — and that constitutes
dynamic neural adaptation.
By this means the tendency to have a desire is deterministically strengthened when it has
produced a good match between the observed accomplishment and recapitulated preferred
effects, or deterministically suppressed when it has produced a poor match. The result is the
ongoing character modification described by Chrysippus in terms of his rollable yet malleable
cylinder. It has frequently been mentioned again here, and was described above by Shaun
Nichols (in Lecture 5) as crucially distinguishing a deterministic internal compulsion from a
deterministic external compulsion, also (in Lecture 8) as related to the Chrysippean factor of
identification, recaptured by Harry Frankfurt.
These functions of anticipation, evaluation, enactment, confirmation, and adaptation could
be said to encompass the normal human cognitive process. They can be recognized as being
variously exercised in personality types as diverse as, say, the phlegmatic, the flighty, the
intuitive, and the deliberative.
Such causal sequences are well known in sophisticated industrial control (eg García 1989
335–348), and (more recently) as Cyber Physical Systems (Lee 2008); the present conjecture is
novel only in being applied to the cognitive domain. As an approach which involves survival on
their merits of neural patterns and memes replicated with modification it embodies the basic
Darwinian principles. It thus has much in common with another neural Darwinism, that of
Gerard Edelman (Edelman 1987), although it puts to the test Edelman’s arguments (Edelman
1992 223f) against functional and computational models of mentality.
By inferential conjecture the successive mental functions are then
1. Perception of the present situation (and prompt retention, discernment, composition, and abstraction per John Locke).
2. Reminiscence of like situations stored in memory. 3. Rehearsal of possible cause-and-effect actions which adapt the reminiscences to present
circumstances.
4. Comparison between the various imaginable effects and pre-existing outcome preferences.
5. Inhibition of any candidate scenarios clearly lacking merit. 6. Else, by survival (per Darwin) of the fittest scenario, application of intention to the
physical activation of a plan.
7. Ongoing sensing and modulation of muscular energization to reduce residual discrepancy and completion of the activity as planned.
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8. Post facto proprioceptive sensing, probably of the differential command signal, confabulated into feelings of self, effectiveness, and free willing.
9. Continuation of a triggered automatic routine, else subconscious or (later) conscious observation of the ongoing bodily action and any changes in the perceived
environment, else discontinuation of the work in progress.
10. Feedback to “change our minds” by means of neural plasticity. Here is where both short-term and long-term learning take place.
11. Re-initialization, re-construction, re-evaluation, and re-execution to eventual satisfaction.
12. De facto identification of the results as having been the (actually indirect) effects of our conscious intent.
Thus, through re-entrant deterministic neurological control we adaptively reconfigure our own
character, which instantly commences to re-determine our execution of the task at hand. In
conformance with the modern principles of control of ordinarily inanimate adaptive systems, by
means of our neural plasticity we achieve action which is first only post facto free
(retrospectively, looking back on the past), but becomes de facto free (introspectively, existing in
effect even if not as an immediate cause), despite being also a strictly deterministic effect.
We plan the work and then work the plan, and then as we see what ensues we may re-work
the plan. All but the restarts are virtually instantaneous, signal transport and processing speed
permitting. Despite the feeling of spontaneity it is in every respect (even as to its plastic
modification) a fully deterministic process, a temporal chain of effects each of which has its
antecedent sufficient causes never requiring the postulation of anything even uncaused (as in
quantum mechanics and putatively in “chance”) much less overtly supernatural. The brain
produces the ongoing feeling of self-ness and freely willing (feeling desires and acting on them)
even as it is, by feedback and neuroplasticity, guided and modified by it. Per the anecdote above
the dynamic trajectory is not Aristotelian, it is Galilean.
We may entertain also the proposition that our consciousness is a sensory perception of our
own neural processing, instantiated, as has been discussed by J. J. C. Smart (Smart 2011 7), by
means of interoception or proprioception. As such it is a variation on ordinary exteroception
(sight, touch, etc.), and thus is neither more ineffable nor more infallible than our more easily
recognized senses.
We thus appear to ourselves to act spontaneously, free of causation, but we actually do so
only (goes the argument) as an effect of exclusively deterministic processes in a dynamically
adaptive, survival-of-the-fittest, plastic neural system. We are determined to be free in both
senses of the phrase. On a less immediate basis, even as we follow the dictates of our conscience,
indeed of our entire character, so guided we also at times dispute, restructure, and dictate to it,
nudging it into somewhat new paths, not necessarily wisely or even knowingly reconditioning
our own reflexes for future use. In our individual evolution we recapitulate that of our species as
we adapt our seemingly intangible selves to better fit our environment.
It is for just such reasons that “inspiration favors the prepared mind.” Hobbes said (Chappell
1999 19) that “an agent who does something suddenly or automatically ...nonetheless had time or
occasion to deliberate all the precedent time of his life whether he should do that kind of action.”
Although Hobbes did not envision the lightning pace of ongoing self-modification, he was
among the many, Mills included, who have taught that it is individually not only our privilege
but our duty – to ourselves and to others – to guide our (confabulated) self toward maturity.
It seems likely that during evolution simple reflexes evolved into initially subconscious but
eventually conscious deliberation. We cannot pause now to consider more fully that emergence,
nor explanations of free will involving post-Newtonian physics, speculative cosmology, or,
despite their arguable equivalence to dynamic adaptation, “top-down causation” and “strong
emergence.”
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A “New” Paradigm
As Chrysippus had gone quite unappreciated since his time, the threat of determinism – the grim
specter of fate and the frozen mask of automatism – has long been of concern in philosophy, its
circumvention much sought but never accomplished. But for that lapse, Fate arguably would not
thereafter have seemed to negate freedom. Had we retained the old paradigm, we would not now
have needed a “new” one. But as it is we have struggled for more than two millennia with
depictions of our functioning which seemed intransigently and unresolvably contradictory.
As between determinism and free will, to abandon one is no more a proper solution to the
problem than to abandon the other. Nor has any supposed softening of determinism to make
room for free will been any more than a non-solution of a non-problem. While many formidable
intellects have been collegially entrapped by the mistaken premise, such efforts may eventually
seem to have been only a tempest in a teapot.
We already concede that when we are subject to obsessive-compulsive disorder and the like
we know not why we act. We readily concede also that reflex, or habit, acting without thinking,
often will not only get the job done but will do it more quickly — as William James pointed out
in his essay Habit (James 1890). Although James even then (1890 5ff) attributed habit
specifically to brain plasticity, as much as others he failed to see what Chrysippus saw: that habit
– deterministic response – in continuing interplay with learning – brain plasticity – achieves free
will. To state very concisely the principle James overlooked, habit tutors itself.
“Free will” is both deterministic and free, which solves the age-old riddle. Fate is not our
foe — fate is our friend and our ally. It gives us the means, the reliable tools, to accomplish as
much as we do. The common perception of antecedent causation as intransigent (which it is) but
not transient (which it also is) has always concealed its benefits. While indeed we are, to state it
strongly, automatons, we are self-directing, self-reforming, ever-maturing, elegant, and very
“human” automatons. It would be a healthy development in attitude were we to accept this as not
a notorious but a meritorious feature of being human – a feature which makes us one with
Nature.
What would be the everyday effect of dismissal of dualism as an explanation of the mind-
body problem? Not major, for those who already otherwise bar miracles; but they would do so
with even greater confidence. As naturalists, physicalists, or humanists we would even more
securely relate to each other as internally motivated and imperfect yet often loving and noble
fellow human beings. We might make more of a practice of conscious mental modeling and
evaluation prior to enactment, and less often seize the first result to issue from our subconscious.
We might intentionally now leave a particularly difficult decision to simmer in our subconscious
for hours or overnight. We might now more readily concede the unconscious shaping of our own
preferences and judgements by our past and present environments. We might more confidently
shape our own futures and feel more responsible for our past acts, and more graciously expect the
same of others. While under the already secular law all of us would remain responsible when
competent, as the culture gradually absorbed the lesson our juries might more often hold
perpetrators, even if disadvantaged, responsible for their failure to have self-improved. Penal
“reform” might by the same token become more enlightened, and Einstein might become less
pained by his fellows.
Mathematics might be recognized as tautological, and meaning might become generally
acknowledged to consist of pragmatic wisdom personally constructed “in here,” not a set of Neo-
platonic absolutes waiting to be discovered “out there.” Ethics and morals might become not
universal or divine mandates but private best approximations to what is natural, human, and
rewarding (cf Bloom 2013). Foremost might be a personal duty to learn, to mature, to not repeat
one’s mistakes, to nurture what could now be more properly called one’s “character” than one’s
“soul.” Also, to collegially assist others in doing the same, within reason. Essentially, we might
accept the privilege and adopt the duty of seeking and helping others seek the contented state of
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being happy (cf Hanson 2013), healthy, and prosperous which Aristotle called eudaimonia. With
“doing well while doing good” being an aspect of happiness, health, and prosperity.
Lost to those who had equivocated as between the secular and the sectarian positions would
be the vague image of a nonphysical self mystically in control of one’s physical body. Until now
even the most erstwhile scientist might have so presumed, perhaps quite unwittingly, but perhaps
persisting despite introspection, contemplation, and analysis. Lost along with that image of a
nonphysical self would be the image of nonphysical others and their actions, be they benevolent
or malevolent; spirits, chance, “fate,” and self-characterization as the benighted victim – or the
knighted beneficiary – of ineluctable forces. The solemn pronouncement that “everything
happens for a reason” would lose its mystical portent, becoming a mere restatement of mundane
determinism. And the harboring of regret, anxiety, and dislike would be limited to the period
needed for recovery of emotional equilibrium.
What would be gained in exchange would be an intellectually comprehended and in time
intuitively apprehended view of the self as remarkable rather than miraculous ...natural rather
than supernatural ...physical rather than transcendent ...free even while determined. A self-
sensing and self-perpetuating biological process having no need to be deified.
Revising the Role of Religion in Society
Dualism, the postulate of a grant from a benign higher power, remains a live option. Long
accepted by many as the simplest, best, and arguably the only comprehensible way to explain our
own autonomy, predicating interaction, incomprehensible as it is, between the physical and the
nonphysical; between the natural and the supernatural. Interaction between things which have
dimension, mass, and energy and other equally real things which lack all those attributes.
Christianity, for instance, explicitly acknowledges as inexplicable the simultaneous
transcendence and immanence of its God. The interaction between the mind and the body of the
individual human is then no less mysterious. A respectful prayer might in this case impart
guidance in regard to one’s higher power.
An alternative which is both physically comprehensible and functionally simpler now stands
at the ready. The alternative is to accept physically and naturally determined processes as the full
explanation of all functioning within our skulls, if not as the sole non-paradoxical explanation
then at least as the simplest and most credible account. In this view we are in principle purely
physical beings quite on our own, with no need to deify our own powers. A mindful meditation
might in this case impart guidance in regard to one’s inner self.
While this internal explanation would not require a like postulate in regard to the external
world, more likely lost also would be the crediting of benevolent action by a higher power and its
invocation by means of prayer, and its active assistance in balancing the perplexities of
complexly lived existence. So be it; as William of Ocham famously said, “plurality” – of which
the simplest instance is duality – “is not to be postulated without necessity.”
In rejecting duality we turn away from worries, concerns, and trepidations and acquire calm
resolve regarding —
Natural as opposed to managed creation and evolution ...
Termination as opposed to perpetuation of self upon death ...
Matters of degree of responsibility as opposed to matters of decree...
Material body as opposed to immaterial mind...
Necessity as (not) opposed to Liberty ...
DETERMINISM as (not) opposed to FREE WILL!
Reassessing the function of religion in society, under this view religion as an institution
would lose theism and its claim to the effect of “divine power” on matter, including neural
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FONDA: NO NEED TO DEIFY
matter. As a new direction for humanity, the seemingly supernatural, the “something-elsery”
which once had seemed both obvious and necessary would diminish to no more than a metaphor
and a useful fiction. But it still could be an explanatory tool which, even if no longer an
imperative, no longer sufficient to guide unreasoned belief, could yet guide responsible action. It
could have power not through causes purportedly mystical and intangible but through rational
appeals to the fully physical human mind ...which we would now better understand.
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ABOUT THE AUTHOR
A. Granville Fonda: Lecturer, Osher Institute, Temple University, Philadelphia, PA, USA.
Consulting/Professional Engineer, King of Prussia, PA, USA
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The International Journal of Religion and Spirituality in Society aims to create an intellectual frame of reference for the academic study of religion and spirituality, and to create an interdisciplinary conversation on the role of religion and spirituality in society. It is intended as a place for critical engagement, examination, and experimentation of ideas that connect religious philosophies to their contexts throughout history in the world, places of worship, on the streets, and in communities. The journal addresses the need for critical discussion on religious issues—specifically as they are situated in the present-day contexts of ethics, warfare, politics, anthropology, sociology, education, leadership, artistic engagement, and the dissonance or resonance between religious tradition and modern trends.
Papers published in the journal range from the expansive and philosophical to finely grained analysis based on deep familiarity and understanding of a particular area of religious knowledge. They bring into dialogue philosophers, theologians, policymakers, and educators, to name a few of the stakeholders in this conversation.
The International Journal of Religion and Spirituality in Society is a peer-reviewed scholarly journal.
ISSN 2154-8633
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Copyright of International Journal of Religion & Spirituality in Society is the property of Common Ground Publishing and its content may not be copied or emailed to multiple sites or posted to a listserv without the copyright holder's express written permission. However, users may print, download, or email articles for individual use.