Homework

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Please review the attachment and answer the question completely.


Resources

 

As we conclude our course, access the link below for references to the US Federal Securities Laws by the PCAOB in AS 4101. Matters Relating to Filings Under Federal Securities Laws.

https://pcaobus.org/Standards/Auditing/Pages/AS4101.aspx


 

The corresponding US standard is accessed here: Other Matters Associated with Audits AU-C 925 Filings With the U.S. Securities and Exchange Commission Under the Securities Act of 1933

http://www.aicpa.org/Research/Standards/AuditAttest/DownloadableDocuments/AU-C-00925.pdf


 

Access this 26 page documents as a review of key concepts from our course, applied to government required audits.

http://www.aicpa.org/Research/Standards/AuditAttest/DownloadableDocuments/AU-C-00935.pdf

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