Ethics

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  1. Visit      the Web site of the CFA Institute, http://www.cfainstitute.org. Type the      word “ethics” into the site’s search function. Discuss, in your own words,      the ethics issues that the CFA Institute is analyzing or discussing. 
  2. Visit      the Web site of the CFP Board, http://www.cfp.net.      Type the word “ethics” into the site’s search function. Describe a few of      the pages that appear from the search. 
  3. Now      that you have a better idea of various ethical standards from the CFA Institute and CFP Board, conduct research and identify      someone that has violated an ethical standard.  (For example, Martha      Stewart and insider trading) Do not use      Martha Stewart.  

   

    • 8 years ago
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