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CJUS 320
MINI-PAPER: PROBATION AND PAROLE ASSIGNMENT INSTRUCTIONS
OVERVIEW
The purpose of this assignment is for you to demonstrate your ability to apply a working
knowledge of the theories, terminology, concepts, and strategies covered in this course.
INSTRUCTIONS
Examine the history and development of probation and parole in the correctional system. What
are the four reasons for probation and the goals achieved throughout the process? What are the
types of parole and the conditions that are often assigned to the offender? In addition, what kind
of collaboration and accountability is necessary to ensure the proper execution of these
correctional methods (e.g. probation officers, parole officers)? When answering these questions,
please be sure to consider the impact that these forms of community corrections have on the
correctional process.
Items to include are outlined as follows:
Length of assignment: the body of the paper must be no more than 3 pages.
o In addition to the body, the paper must include a title page and reference page.
These are required in addition to the 3-page length requirement.
Format of assignment: current APA format and writing must be supported with properly
formatted in-text citations
Number of citations: 2 in addition to the Bible
Acceptable sources: Sources must be scholarly, reliable and relevant to the topic, and
current to within the last 7 years. The intentional and appropriate integration of Scripture
must be present, as it relates to the topic
Note: Your assignment will be checked for originality via the Turnitin plagiarism tool.
Chapter 8
Parole:
Early Release and
Reentry
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2
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Learning Objectives
•Present a brief history of American parole
development.
•Understand the function of parole in the criminal
justice system.
•Define parole and explain the parole decision-making
process.
•Describe the characteristics of the parole population.
•Explain what works in parole supervision.
•Summarize current issues in parole.
3
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Parole
Conditional release of a prisoner, prior to
completion of the imposed sentence, under the
supervision of a parole officer.
Discretionary release: Early release based on
the paroling authority’s assessment of eligibility.
Mandatory release: Early release after a time
period specified by law.
4
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Historical Overview 1
•The parole concept has its roots in an 18th-
century English penal practice—indentured
servitude.
•The first legislation authorizing parole in the
United States was enacted in Massachusetts in
1837.
5
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Historical Overview 2
The Wickersham Commission reported that
parole was logical because it was an inexpensive
way to supervise offenders.
•Parolee earns money, unlike a prisoner who does not
earn anything.
6
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Exhibit 8.2: American Probation
and Parole Association
Position Statement on Parole.
The mission of parole is to prepare, select, and assist offenders who, after a
reasonable period of incarceration, could benefit from an early release while, at the
same time, ensuring an appropriate level of public protection through conditions of
parole and provision of supervision services. This is accomplished by:
•assisting the parole authority in decision making and the enforcement of parole
conditions;
•providing prerelease and postrelease services and programs that will support
offenders in successfully reintegrating into the community; and
•working cooperative with all sectors of the criminal justice to ensure the
development and attainment of mutual objectives.
Source: Reprinted with permission of American Probation and Parole Association.
7
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Reentry
Use of programs for effective reintegration of
offenders back to communities upon release
from prison and jail.
Reasons for ineffectiveness.
•Insufficient parole supervision.
•Parole has shifted from a service orientation to a
surveillance-oriented, control-based strategy.
•Budget constraints affect responses to technical
violations
8
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Women Offenders
Most of them are black, Hispanic, or of other
nonwhite ethnic groups.
Have:
•High rate of prior sexual or physical abuse.
•High rates of positive-HIV status and other sexually
transmitted diseases.
•High alcohol, drug use, and addiction rates at the
time of arrest.
9
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Exhibit 8.3: Service Needs of State
and Federal Prisoners
Area of Need Prevalence (Percentage of All Prisoners)
Substance abuse
75
Physical or mental disability
83
No high school diploma
86
No diploma or G E D
40
Earned less than $600/month prior to
incarceration
50
Homeless before or after incarceration
10
Source: The Council of State Governments.
10
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Reentry Programs to Help the Formerly
Incarcerated
The Second Chance Act provides support for
comprehensive reentry programming to:
•Reduce substance addiction.
•Implement educational practices that work best for
incarcerated persons.
•Allow nonprofit organizations to receive funding for
career training.
•Put accountability measures in place and ensure tax
dollars are spent responsibly.
11
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Granting Parole: The Paroling
Authority
Paroling authority: A person or correctional
agency with the authority to:
•Grant parole.
•Revoke parole.
•Discharge from parole.
12
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Granting Parole: The Hearing
Attended by:
•Victims.
•Applicant.
•Institutional representative.
•Hearing examiners or parole board members.
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Conditions of Parole 1
Report upon release.
Maintain employment/training/treatment.
Report monthly.
Obey laws/orders.
Obtain travel permit before traveling.
No firearms/weapons.
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Conditions of Parole 2
No drugs.
Report police contact.
Do not work as an informant.
No contact with prisoners or felons.
Cannot leave area.
Obey all orders/special conditions.
15
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Nonrevocable Parole (NRP)
Type of unsupervised parole that cannot be
revoked for technical violations.
•Person does not report to a parole officer.
Introduced by the California legislature.
Eligibility: Offenders convicted of nonviolent,
nonsexual, low-level crimes and those who have
been assessed and determined not to be a
threat to society.
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Exhibit 8.10: Selected Characteristics
of Adults on Parole
Source: Bureau of Justice Statistics
Access the text alternative for slide image.
17
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Parole Supervision: What Works?
What Works in Reentry Clearinghouse was
developed for the National Reentry Resource
Center with funding through the Second Chance
Act.
•Purpose: To provide government agencies and
criminal justice practitioners a scientifically solid
basis for deciding which reentry programs work.
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Parolee Voting Rights
Arguments for felon
disenfranchisement.
•Should be denied voting rights
as a matter of principle.
•States have the right to deny
felons the right to vote as
added punishment.
•Sends a message about
respect for the law.
•Felons cannot be trusted to
make politically informed
decisions.
Arguments against felon
disenfranchisement.
•Voting is a right guaranteed by
the Constitution.
•Unfair to minorities.
•Not an effective form of
punishment.
•Inconsistent with reentry.
•Would result in groups being
considered ineligible one after
the other.
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Reentry Court
Manages the return to the community of individuals
released from prison.
Core elements that a reentry court should have
proposed by the U.S. Department of Justice:
•Assessment and planning.
•Active judicial oversight.
•Case management of support services.
•Accountability to the community.
•Graduated sanctions.
•Rewarding success.
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Reintegration Involving Victims
Victims can assist parole boards by:
•Providing parole board members and officers relevant information.
•Offering their experience and expertise.
•Encouraging offender accountability.
Rights given to victims by most states.
•Be notified about parole proceedings.
•Be heard on matters about offender’s parole.
•Be present at parole proceedings.
•Receive restitution as a condition of parole.
21
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Exhibit 8.12: States That Have Abolished
Discretionary Release 1
For All
Offenders
Arizona
California*
Delaware
Florida**
Illinois
Indiana
Kansas***
Maine
For Certain Violent
Offenders
Alaska
Louisiana
New York
Tennessee
*In 1976 the Uniform Determined Sentencing Act abolished discretionary parole for all
offenses except some violent crimes with a long sentence to life.
**In 1995 parole eligibility was abolished for offenses with a life sentence and a 25-year
mandatory term.
***Excludes a few offenses, primarily first-degree murder and intentional second-degree
murder.
****Excludes murder and aggravated murder.
Source: Bureau of Justice Statistics.
22
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Exhibit 8.12: States That Have Abolished
Discretionary Release 2
For All Offenders
Minnesota
Mississippi
North Carolina
Ohio****
Oregon
Virginia
Washington
Wisconsin
*In 1976 the Uniform Determined Sentencing Act abolished discretionary parole for all
offenses except some violent crimes with a long sentence to life.
**In 1995 parole eligibility was abolished for offenses with a life sentence and a 25-year
mandatory term.
***Excludes a few offenses, primarily first-degree murder and intentional second-degree
murder.
****Excludes murder and aggravated murder.
Source: Bureau of Justice Statistics.
23
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Reasons for Abolition of
Discretionary Parole Board Release
•Inability to achieve offender rehabilitation.
•Elimination of discretionary parole appeared
to be tough on crime.
•Parole boards’ lack of openness in the
decision-making process.
•State politicians convinced the public that
parole was the cause of the rising crime
problem and that abolition was the solution.
24
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Prisoner Reentry
Must address the following issues:
•Community corrections officers unable to handle the
number of persons being released.
•Offenders leaving prison unprepared for successful
reentry.
Communities that provide prisoners the services and
environment to transition successfully into the
community will also protect themselves from further
harm.
25
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Community-Focused Parole
Process of engaging the community so that the
community engages parole.
Changes required in the current parole practice.
•A mission statement that the public understands.
•Increase in the visibility of parole work.
•Building partnerships.
Chapter 4
Probation: How
Most Offenders
Are Punished
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2
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Learning Objectives
•Define probation and know its goals.
•Explain the reasons for using probation.
•Describe some of the characteristics of adults on probation.
•Explain the different ways that probation is administered.
•Describe the measures used to evaluate probation.
•Describe the investigation and supervision functions of
probation officers.
•Explain revocation hearings.
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Probation
Conditional release of a convicted offender into
the community, under the supervision of a
probation officer.
•It is conditional because it can be revoked if certain
conditions are not met.
4
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Reasons for Probation
•Permits offenders to remain in their
communities and facilitates reintegration.
•Avoids the institutionalization and stigma of
imprisonment.
•Less expensive, more humanitarian, and as
effective as incarceration.
•Fair treatment for offenders whose crimes do
not merit incarceration.
5
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Goals of Probation
•Protect the community.
•Carry out court-imposed sanctions.
•Identify the level of supervision and the
services probationers need.
•Support crime victims.
•Coordinate and promote the use of
community resources.
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History of Probation
•John Augustus developed conditions of
probation and helped offenders with
employment, education, and housing.
•The National Probation Act of 1925 made
probation a national institution.
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Exhibit 4.3: Selected Characteristics of
Adults on Probation
Source: Bureau of Justice Statistics.
Access the text alternative for this image.
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Exhibit 4.4: Administration of Adult
Probation in the United States
Source: National Institute of Corrections. Access the text alternative for this image.
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Does Probation Work?
Recidivism: Repetition of criminal behavior,
generally defined as rearrest.
•Primary outcome measure for probation.
Combining control-focused strategies with
treatment strategies reduces recidivism rates of
program participants compared with a
treatment-as-usual group.
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Guidelines for Effective
Rehabilitation
Target criminogenic needs.
Provide intensive services to high-risk offenders.
Match styles of service delivery to offender responsivity.
Adhere to the principles of social and behavioral learning.
Emphasize positive reinforcers rather than negative ones.
Develop offender coping skills.
Employ staff supportive of offender rehabilitation.
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Case Investigation
Interviewing the defendant and
preparing the presentence report (PSR).
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Presentence Report
Assists the court in reaching a fair sentencing
decision.
•Includes information on the offender’s:
•Current offense.
•Past adult and juvenile criminal record.
•Family history, background, and personal data.
Outlines a treatment plan for the offender.
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Creation Process of a PSR 1
Starts with an interview between the P O and
the defendant.
•Interview follows a structured format to obtain
information about the offense and the offender.
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Creation Process of a PSR 2
•P O estimates the offender’s degree of risk to
the community and need factors that impact
criminal behavior.
•P O summarizes the information gathered
and, in most jurisdictions, makes a sentence
recommendation.
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Disclosure of Presentence Reports
Reasons for Opposing.
•Might dissuade persons from
giving information if the defendant
will know about it.
•Court proceedings may be delayed
if the defendant challenges the
information.
•Sharing information with the
defendant might be harmful to him
or her.
•PSR is a private and confidential
court document.
Reason for Advocating.
•Fundamental fairness and due
process demand that convicted
persons should have access to
the information in the PSR on
which their sentence is based so
they can correct inaccuracies.
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Supervision
Consists of resource mediation, surveillance,
and enforcement.
•Resource mediation: Providing offenders access to a
wide variety of services.
•Surveillance: Monitoring the activities of
probationers.
•Enforcement: Making probationers accountable for
their behavior and making sure they understand the
consequences.
17
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Strategies to Build Rapport between the
Probationer and Probation Officer (P O)
Sincerity.
High service energy.
Knowledge of the probationers’ culture.
Nonjudgmental attitude.
Helping probationers with needed resources.
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Exhibit 4.6: Adult and Juvenile
Caseload Standards
ADULT STANDARDS
Case Type
Cases
-to-Staff Ratio
Intensive
20:1
Moderate to high risk
50:1
Low risk
200:1
Administrative
No limit? 1,000?
JUVENILE STANDARDS
Case Type
Cases
-to-Staff Ratio
Intensive
15:1
Moderate to high risk
30:1
Low risk
100:1
Administrative
Not recommended
Source: American Probation and Parole Association, Caseload Standards for Probation and Parole (Lexington, KY: APPA, September, 2006).
Reprinted with permission of Mr. William D. Burrell.
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Technology and Supervision
Technology helps probation officers to:
•Track fine and probation payments.
•Be notified when clients are behind on payments.
•Track if probationers have satisfied the conditions of
their sentences.
•Conduct kiosk reporting, alcohol detection, voice
verification, and facial recognition tests.
•Map technology or geographic information systems.
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Revocation of Probation
Revocation: Formal termination of an offender’s
conditional freedom.
Revocation hearing: Due process hearing that
determines whether:
•Conditions of probation have been violated before
probation can be revoked.
•Offender can be removed from the community.
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Revocation Triggers
Technical violation: Failure to comply with the
conditions of probation.
Absconding: Fleeing without permission of the
jurisdiction in which the offender is required to
stay.
New offense violation: Arrest and prosecution
for the commission of a new crime.
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Conditions for Revocation Hearings
Written notice of the charge.
Disclosure of the evidence to the probationer.
Opportunity to be heard in person and to present evidence as well as
witnesses.
Right to confront and cross-examine witnesses.
Right to judgment by a detached and neutral hearing body.
Written statement of the reasons for revoking probation.
Right to counsel under special circumstances.
1
Parole and Probation
Name
Institutional affiliation
Course
Tutor
Date
2
Parole and Probation
While it is ordinarily expected that persons convicted of committing crimes are sent to
jail for a specified period, this is not usually the case. There are cases where convicts do not
serve their full sentences or when they do not go to jail at all. This leads to the concepts of
parole and probation. In the course of handing down a sentence, a court may determine that a
convict may not serve any time in jail or only serve a small portion of the sentence. On the
other side, a parole is granted after a convict has served some portion of the sentence in jail
whereupon they get released before completing the term (Trotter, 2013). Since parole and
probation are granted under certain conditions, they may always be revoked when the
subjects do not adhere to the regulations. The concepts of parole and probation are contained
in the Holy Bible as it is recorded that “And besides all this, between us and you there is a
great chasm fixed, so that those who wish to come over from here to you will not be able, and
that none may cross over from there to us’ (English Standard Version Bible, 2001, Luke
16:26).
Source: https://bible.knowing-jesus.com/topics/Probation-Period
While appreciating the differences inherent in probation and parole, there are certain
similarities that they share. One of these similarities is on their origin. Both probation and
parole originally developed as possible interventions to reduce the severity or harshness of
punishments. These were practices in the English and later on in American courts. In the
English courts, the judges had the powers to suspend sentences or vary them so that the
convicts served only a small portion of the time or served no time at all in jail. On the other
side, parole was attributed to the 19th century English and Irish leaders, Captain Alexander
Maconochie, Sir Walter Crofton, respectively, who were of the opinion that jail term should
3
not be fixed but should be dependent on the level of rehabilitation of convicts (Labrecque,
2017).
There are several reasons for probation. One of the reasons for probation is restitution to the
victims. In some cases, the court may determine that a suspect is not jailed but instead they
pay their victims specific sums of money. The goals of this is to deliver justice to the victims
of crime. The second reason for probation is to allow the convicts to be rehabilitated,
especially when it is their first offence. The goals of this reason is to provide a second chance
to the offenders to change their behavior. Another reasons for probation is to give convicts an
opportunity to integrate into society and to get their lives back on track by giving them some
services that they may require. The final reason for probation is to allow convicts to get the
treatment that they may need. Some convicts may be so unwell that locking them up may
have adverse effects on them or even possibly lead to loss of their life.
There are three major types of parole today. They include discretionary, mandatory, and
expiatory paroles. A discretionary parole that maybe granted on the discretion of the parole
board. It can be denied or it can be granted. Mandatory parole is granted when prisoners hit
some time of their stay in the prison. The final type of parole is expiatory parole and it is
granted when a prisoner has completed a sentence and there were no ‘good days’ factored.
There are some conditions that are usually associated with paroles. One of them is to avoid
contact or communication with either victims or criminals. Additionally, they may be
required to maintain residence and employment. Moreover, the individuals may be required
to avoid substance abuse.
Community corrections have important roles to play in the correctional process and their
impact cannot be ignored. One of the impacts is that they help to reduce the burden on the
criminal justice system. Both parole and probation make sure that people only go to jail when
4
it is unavoidable and when staying out of prison is likely to harm other member of society
(Schaefer & Brewer, 2022). It is important to note that keeping people in jail is very
expensive and a lot of resources will be expended on the same. Parole and Probation helps to
significantly lower the costs.
In conclusion, in the course of handing down a sentence, a court may determine that a convict
may not serve any time in jail or only serve a small portion of the sentence. On the other side,
a parole is granted after a convict has served some portion of the sentence in jail whereupon
they get released before completing the term. Both probation and parole originally developed
as possible interventions to reduce the severity or harshness of punishments. These were
practices in the English and later on in American courts.
5
References
Trotter, C. (2013). Parole and probation. In What works with women offenders (pp. 143-160).
Willan.
Labrecque, R. M. (2017). Probation in the United States: A historical and modern
perspective. Routledge Handbook of Corrections in the United States, 155-164.
Schaefer, L., & Brewer, S. (2022). Probation and parole: From control to case management.
In Handbook of Issues in Criminal Justice Reform in the United States (pp. 275-290).
Springer, Cham.
English Standard Version Bible. (2001).
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