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ASSESSING LOCAL EMERGENCY MANAGEMENT STRATEGIES IN SOUTHEAST
ASIA: A FOCUS ON SOCIOECONOMIC VARIABLES FOR FOSTERING DISASTER-
RESILIENT NEIGHBORHOODS
1. Introduction
In cultural and geographical viewpoint, the Southeast Asian region is a home of different
communities due to the geographical factors that provide a conducive environment to host
various calamities in the region. Frequent incidents like floods, typhoons, earthquake and
tsunami are constantly causing social and economic menace. These are not only the costs that are
borne at the time of disasters, but are the losses that follow on from the disasters and hinder
recovery, threatening the economic and social well-being of the communities (Nguyen & Shaw,
2020). Despite the fact that huge resources have been invested in construction of the disaster
management structures and related enablers, the changing levels and occurrences of natural
disasters caused by climate change and increased human aggregation transform the capability of
the current paradigms to develop resilience.
The approach used in this research to disaster risk management is that of its
socioeconomic aspects in disaster preparedness and response. It will reach a consensus that
positive growth is more so seen in the high income and education earners because they have
more resources and information to turn to in order to recover. It is clear that some of these
community groups with little capital has been able to display high level of resilience in the
support of social networks and indigenous knowledge, proving that only those with much capital
are resilient. As the focus on resilience and disasters in Southeast Asia has emerged, the nuanced
and sophisticated understanding of the socio-economic factor and disaster resilience remains
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limited. It tries to help fill this gap by examining the moderating functions of income, education,
and community attributes on the emergency management local strategies (Yusuf & Francisco,
2020). The first is to ensure that the study is as impartial as can be and the second is to draw
concepts from the theoretical and empirical literatures to enhance policy coherence and equity.
Yusuf and Francisco, 2020) stated that a focus on real-life examples and recommendations that
can be applicable in plugging the gap between the conceptual knowledge and practical
implementation will be useful.
2. Literature Review
2.1 Frameworks of Conceptualization in the Field of Disaster Resilience
Catastrophe resilience has therefore greatly evolved over the many years that it has been
in development. It has evolved from being a simple focus of the physical aspects towards being
an understanding that involves social, economic and cultural factors. Community-based disaster
risk reduction (CBDRR)which is one among the many characteristics highlights the importance
of interaction within communities and the decentralized approach of disaster measures. This
framework supports the idea of the decentralization of disaster preparation activities since, Miller
et al. (2020) show that every community has unique strengths and registered knowledge base to
create programs relevant to the risk with which they are faced. However, while it is widely
accepted that there are good things about CBDRR, questions have emerged regarding the ability
of this approach to be sustained in the long run and the amount of resources that can be needed to
support it. It may take a long time for others to pick up on such activities or such activities may
even stagnate due to lack of participation from contributors making those areas economically
unreliable. Taking into consideration these problems, one can come to conclusion that there is an
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imperative need of the additional governmental and international organizations support with the
aim to ensure that the community-based models not only started, but also sustained effectively.
The Social Vulnerability Theory offers theoretical framework which may be useful for
the purpose of understanding the concept of catastrophe resilience. Kang (2020) has noted that
this theory goes further to hold that initial social disadvantage includes unequal income, poor or
no school education and/or limited access thereto, and prejudice on grounds of race, colour, sex,
or disability to mean that the degree of a community’s experience of natural disaster is also born.
These variables are identified by the researchers as those which are the antecedents of the
consequences of disasters, which aggravated the losses that are sustained by the disadvantageous
clientele. This means that any strategies for disaster management that are formulated without
taking into account the above relations are likely to merely reproduce a cycle of vulnerability.
From the discussed, there should be a move from the mere medical model to the structural one
that focuses on social equity and economic development. A more critical analysis of the methods
shows that many of them do not contain these more basic questions hence creating a need to
consider a broader definition of resilience that encompasses the physical as well as the social
systems.
Adaptive capacity as another concept has also been defined more systematically in that
stream of literature along with catastrophe resilience concept. Community resilience is a feature
of the community that simply defines the ability of the community to recover from one disaster
to another. This is a process that is opposite to that which is usually favored by education,
economic stability and social relations. The outcomes of the research reveal that if there is
improved adaptive capacity in a community, then decision making and risk reduction for DRRM
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will lead to long term disaster response and the handling of disasters (Yusuf & Francisco, 2020).
On the other hand, the disadvantage community normally does not have the capacity to develop
adaptive mechanisms hence they are more likely to suffer from disasters. Because of this, the
researchers have noted that there should be an individual centered approach to be made in order
to enhance the coping strategies of the vulnerable groups. Adaptive capacity as the central focus
of the relief operations is a challenge to more traditional paradigms of disaster management. It is
a plea for more knowledge of social and economic challenges and requests policies that provide
communities with instruments to change, knowledge, and means.
There are some people who complain that the common approaches to construction of
infrastructures are ineffective and that overdependence on physical structures such as flood
barriers and earthquake-resistant buildings give people a false sense of security. However, it
should be pointed out that all these measures are undoubtedly necessary but are inadequate to
ensure adequate preparedness for disasters. As noted by the writers, any notion of resilience
should suppose a more efficient approach that includes supporting such things as physical capital
and social and economic assets. However, physical infrastructure is one of the components of
this approach that seeks to balance. As the affluent towns are socially linked with influential
people and are financially well off they are also faster to get back on track than other less
endowed towns. This is not only because of structures of the affluent neighborhoods. Due to this,
there is a fruitful discussion on the need for a better coordinated DRR framework and practice.
This approach should not address physical and social aspects of the problem without integrating
the two. As to the issues of catastrophe resilience, an analytical approach indicates that structured
is good structured is better.
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Specifically, the empirical evidence suggests, for instance, that the current resilience
frameworks do not address one important dimension; cultural factors. Cultural factors influence
how people perceive catastrophes in the same way that they influence how people perceive every
other aspect of their culture. For instance, in most of the societies in the Southeast Asian region,
people’s perception of risks that are associated with environment and how they cope with such
risks are defined a lot by their culture and beliefs and the religion they practice. Therefore where
the above cultural practices are not taken into consideration, effectiveness of disaster
management could be compromised. Some of the strategies can be counterproductive because
they do not promote a relationship with people in the areas where they are used and can be
characterized as culturally sensitive. This is the reason why in the recent years there has been
more focus on the implementation of disaster risk reduction measures that are in sync with the
culture of the people as well as the new age physical awareness with cultural sayings. The
problem is how to reach a point where effective communication of information that is necessary
for risk management does not violate cultural norms.
It is unfortunate that up to the present time, theory development and acquisition are still
far from practice. What has not been noticed though, is the absence of literature that attempts to
compare and contrast such frameworks within and across the two paradigms in different
organizational and client contexts has been brought to the attention of a large number of scholars.
On the basis of the above discussion, Southeast Asia can provide a good justification for
conducting the research as suggested by Yusuf and Francisco in their work done in 2020 for
several reasons; the economic environment is also quite complex, the government frameworks
are also quite different from each other and the cultural differences within the region are also
quite marked. This is why the strategies that are employed in the management of disasters have
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to be appropriate to the area and must be highly developed to meet the required challenge. It has
been noted that there is a need for more empirical work in order to assess the extent to which
presence theories help to explain the particular problems that are confronted by different retiring
communities in this region. The purpose of this study is to extend the literature in this area by
assessing the effectiveness of these theoretical models and suggestions that may greatly enhance
catastrophe management.
2.2. Strategies for the Organization and Management of Emergencies in Southeast Asia
It is thus possible to describe the patterns of emergency management in Southeast Asia as
encompassing a very broad spectrum of practices that range from conventional folk wisdom to
the more advanced technology. These traditions are cultural associated with the history of the
region. Even though billions of dollars have been spent on development infrastructure such as
housing, drainage, flood protection, tsunami warning systems, evacuation plans, the outcomes of
these investments are not only variable but also divergent across the different areas (Nguyen &
Shaw, 2020). Advanced countries such as Singapore has put in place full fledge systems which
are supported by new technologies and quick response teams. However, the implementation of
even the basic measures in the sphere will be problematic for the countries with a relatively low
level of living. This raises a concern because economic divide is the center of efficiency in terms
of management of risks of catastrophes. In an area of the economy where little policy is coherent
to serve a particular strategy, the research concludes that such an approach is counterproductive
for that area and calls for a growth that is more inclusive of such differences.
Therefore, in connection with the issue of increasing the catastrophe resistance, the role
of the movement connected with them as the most significant factor of the scene grows most
rapidly. In the rural or any other place that is not given much attention this is true; the civic
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associations and local personalities come in to offer the basic needs that the government has
failed to offer. This is especially the case where the government has no role to play at all Such is
the case of schools in the UK which are entirely independent of the government. Some of the
activities that are carried out during community-based activities include; recovery activities;
dissemination of information on disaster and; simulation of evacuation (Miller et al., 2020).
Nevertheless, it is impossible to underestimate the roles of the activities mentioned above, they
still have some crucial challenges. There is also another factor that is a disadvantage to their
growth and achievements; Most of the organizations have no recognition or support from the
government. It also raises some issues to the present efforts like discontinuation of funding,
which affects the formation of strategic plans because they do not know how much funding will
be given to an organization. Some scholars pointed out that for these programs to be effective,
there had to be better coordination between the standard or state driven approaches to disaster
management and those that were people centered.
Although the disaster management is a comprehensive process, the special social and
economic conditions of Southeast Asia are the last drop that makes the cup overflow. Thus, it has
been seen that the local communities which are endowed with high income levels are well
positioned to access the requirements that facilitate disaster recovery and disaster preparedness
for the natural disasters. These resources include improved houses, health facilities and
equipment for emergencies that were not planned for. At the same time, the economically
vulnerable populations are left with many problems at the starting level because they cannot even
invest in the necessary measures (Yusuf & Francisco, 2020). This implies that the vulnerable
group have more severe damages and also take time to be restored and this is a cycle which is
programmed by income disparity. From the research, it has been understood that investment in
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social infrastructure may help improve resilience and from the literature, it is suggested that
policies to address these economic divides should be designed to address the enhancement of the
social infrastructure. But in order to get rid of the risks, which are connected with this situation,
economic changes and social activities are inevitable.
The another factor which is available in a country is educational level which also has
some impact on the disaster preparedness. In general, the communities, to a large extent, with a
higher level of education would be more informed, and observe the hazards that accompany
natural disasters, as well as be more protective in implementing the necessary measures. A study
conducted by Nguyen and Shaw in 2020 shows that the regions in Southeast Asia that have been
struggling in education are worst especially in the rural and low income areas. Preparedness and
reaction is lower in communities populated by uninformed groups and this only worsen the
vulnerability of the communities during a crisis. These differences are an essential factor that
contributes to the low overall capacity of the community. Based on the data obtained, one can
state that the availability of educational and awareness raising measures is the value equivalent
of the investment into the creation of physical capital. The populace will also be in a position to
support disaster response operations that are efficient and effective in the community thus
improving the communities disaster capacity.
Since combining the old knowledge and the new approaches for disaster management is
the opportunity, it also provides challenges. Some of the pre-call cultural practices that have
especially defined disaster cultures in many societies across Southeast Asia include indigenous
system of weather predication and community religious practices (Miller et al., 2020). However,
these strategies can be valuable to the SD process at some point, in some cases, they are the
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opposite of trading scientifically. Policy makers have challenges this because while making
policies they are faced with dilemma of coming up with policies that are research informed and
cultural sensitive. Critics and scholars have commented that Disaster solution entails an
appreciation of culture as part of the plan. Disaster management could be enhanced or cultural
acceptance may be made if traditional knowledge is included into the plans. This will increase
public confidence and co-operation, and therefore partnership.
As a number of innovation solutions has been suggested, these new approaches merely
extend the question as to whether such initiatives will be sustainable in the future. In Southeast
Asia it is also crucial to note that the majority of disaster management still depends greatly on
the assistance of foreign aid and funding from donors. Therefore, people have a question of how
these organizations will support these projects in the future specifically because there is a chance
to get money from other sources (Yusuf & Francisco, 2020). According to the scholars, the
resourced self has to be developed in order to ensure the sustainability of the system. For this,
capacity of local people has to be developed and it should also be made sure that disaster
management is sustainable economically as well as operationally. In the context of this research,
these sustainability concerns will be discussed; the positives and negatives of the current systems
will be assessed; and recommendations will be made as to how the disaster management may be
made more sustainable and self-sufficient over the region.
3. Methodology
3.1. Research Design
It presents a detailed discussion of the various measures offered by local governors and
realities of emergency management and the role of socio-economic factor in the disaster
preparedness in Southeast Asia. This is because disaster resilience is a phenomenon which it is
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thought that the two approaches to research, quantitative and qualitative, are not sufficient to
explain. One the one hand, quantitative research enables one to have a broad understanding of
the relations between the socioeconomic factors while on the other hand, the qualitative research
provides the insight that is real in the communities affected (Creswell, 2014). This integrated
methodological approach is appropriate to the fact that the crisis management process is
examined from different perspectives and theoretical generalizations are supported by the
analysis of particular semantic contexts. Therefore, the use of both qualitative and quantitative
approaches increases the understanding of the patterns of disaster effects in relation to the
socioeconomic determinants and the factors that may influence emergency management in
disaster resilience.
This quantitative component of this research relates to the evaluation of the data collected
from the databases, UN, WB, and other national records of disasters. These data sources provide
wide ranging information on factors such as income inequality, education, health seeking
behavior, and population characteristics. To identify the level of the relationships between the
socioeconomic factors and the such indicators of the disaster impact as mortality rates, and the
time needed for the recovery, the regression and correlation analysis will be applied (Bryman,
2015). This phase of some research work is crucial in view of the fact that there are certain
trends that are not very obvious but are very vital for policy and practice. The findings of this
quantitative study will allow for the adding of qualitative analysis on top and also incorporate the
macro and micro level approach in the analysis of the research questions.
This part of this study involves case studies and semi-structured interviews among the
Stakeholders. Particular attention will be paid to selected countries of South East Asia differing
in the level of exposure to natural disasters and socioeconomic status: Indonesia, Philippines, and
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Vietnam for example. These countries can be considered as the countries with high potential of
comparison because their experience is quite opposite, and their specific features may explain the
differences in disaster preparedness depending on the economic and social development of the
country. Hence, semi-structured interviews will be needed to get the views of government
officials, local leaders, and community members and disaster management practitioners on
current practices and social and economic conditions (Kvale and Brinkmann, 2009). The
principal strength of this particular qualitative approach is the ability for the participants to
expand on their experiences and explain Other factors that may influence disaster occurrence.
These will include narrative accounts that would be difficult to obtain from quantitative data.
This is where three different approaches will be used in the study in order to increase the
credibility of the research overall. To eliminate prejudice and to achieve a clearer and more
comprehensive view of the study’s research questions, the following multiple sources of data and
methods of research are recommended by the author of the study (Denzin, 2012). The obtained
qualitative data will afterwards be compared to the quantitative data to create a final review. For
example, numerical analyses of relationships between income and recovery probabilities can be
complemented with first-person narratives of how income inequality contributes to limitations on
essential resources: for instance, medical care in case of an emergency, and housing. It is because
of this methodological rigor that all conclusions arrived at are valid and can be used by both the
academician and the policy maker. To provide a more detailed picture of antecedents of disaster
resilience it is recommended to employ both quantitative and qualitative data.
The reasoning for the selection of the participants has been expanded to include both the
breadth and depth of the sample. For the quantitative analysis, only secondary cross-sectional
data will be used to assess the disaster management and socio-economic situation in the most
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recent period of the last ten years. In this study data cleaning and pre-processing will be done
with a view of handling any issue of incomplete data or any observation that may be out of the
expected range. For the purpose of this study, the researcher will use purposive sampling since it
is dealing with people who have practical experience in disaster management and or are direct
victims of disasters. This way, the data collected is as much and as relevant as possible to the
study, as Patton notes (2002). The study will therefore conduct 30 interviews to get different
views from different status and regions of the places.
As the research areas of this study concern disaster related issues, it is imperative to
consider ethical implications because the participant can be at risk. All the participants will be
given informed consent in which they will be briefed on aspects of the research, objectives,
procedures and their rights as subjects of this research before any interview is conducted on
them. The participants will be required to assent to the questionnaires and will be informed that
all their answers will be treated in confidence and that their names will not appear anywhere.
Also, it will ensure that prejudice on cultural diversity is not emphasized as much as possible
especially when dealing with the people especially the Southeast Asian societies, which have a
different culture. The approval from the university ethical committee will be sought in order to
ensure that ethics of the research will meet the international ethical standard as recommended by
the BSA (2017). The following actions are as follows and serve the purpose of the participants’
protection and the research reliability.
3.2. Data Collection and Analysis
The data collection process is divided into two sections since there is a chance to conduct
quantitative data analysis and on the other hand, there is field work which is qualitative research.
Quantitative phase is therefore a process of gathering secondary data from the databases which
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are recognized and credible. These datasets will include among others; income, education, and
health, which are critical in determining the socioeconomic status of a population in disaster
resilience. The data collected will be first pre-processed as cleaning will involve areas like
handling missing and extreme values before the data is analyzed. According to Schultz (2015)
and Bryman (2015), it is possible to use numerous techniques in the research process, and for
that reason, statistical tools like SPSS or R will be employed in the study to analyze multiple
regression, ANOVA and other types of tests that will help the researcher to fully understand the
relationship between the variables under study. Many of the patterns and correlations that are
critical to the study will be presented in this quantitative analysis of the data that is expected to
be relatively large and based on observation.
The analysis will include case studies and semi-structured interviews to provide richer
and contextualized data to the research questions. There are several case studies will be
highlighted throughout the paper and they include the countries that are prone to natural
disasters, Indonesia, Philippines and Vietnam due to their overdependence on natural disasters,
their disposition to different natural disasters and they cover various economic status. To this
end, this work will only consider some cases and examine the role of the social structure
elements in the results of disaster operation. Semi structured interviews will be conducted on a
purposive sample of respondents from the government and non-government agency, community
leaders and disaster management officials. By using semi-structured interviews, the research can
get a range of opinions and occurrences that give more comprehensive understanding of the
current state of disaster management strategies and their positive and negative results (Kvale &
Brinkmann, 2009).
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Thematic analysis will be used in analyzing the data collected and NVivo software will
be used to sort the data into themes and patterns. This procedure will make it easier to categories
and sort the data in a proper manner It will ensure that all details about the participant’s
experiences are captured in the analysis. The thematic analysis will focus on the subject areas
that include the effectiveness of the current interventions, barriers to the practice, and the effect
of the social-economic status on disasters. This qualitative design will enrich the outcome of
quantitative findings by providing details of the trends noticed from the quantitative data. It
means that if quantitative data is used to link education levels with recovery periods, then
qualitative interviews that will follow may help explain why education is central to disaster risk
reduction and management (Creswell, 2014).
Triangulation will therefore be very paramount as part of the data analysis to confirm that
results arrived at are credible. This will in turn enhance the validity and reliability of the research
because data collected from one source will be compared and confirmed with data collected by
using other methods (Denzin, 2012). The analysis of numerical data will reveal a correlation
between income and disaster resistance, while the analysis of nonnumeric data will help identify
the ways in which income influences disaster resistance; for example, the possibility to purchase
better-built homes or better-quality emergency medical services. Through this series of method
integration, the research shall be able to make much more accurate assumptions since in fact
these factors are correlated and hence give out much more specific recommendation on how to
enhance coping capacities in disasters in specific countries of south east Asia.
As outlined in both phases of the study, adaptations have been made to make sure that
research is in a position to take into account the various views of people. This part being a
quantitative research data will be sourced from published works hence data to be used will cover
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at least a decade to capture the current trends. In this case, to ensure that the users are actively
involved in the data collection process, purposive sampling technique will be used to select
interviewees who have adequate understanding and experience on the matters of concern in the
research (Patton 2002). This way, it is certain that the study will be able to capture the voices of
the society, both the town dwellers and the villager, the haves and the have nots. The goal is to
get to a point of theoretical saturation that is when the researcher gets the feeling that there will
be no other new flavor to the experiences in the region to be identified.
The most important moral consideration will be institutional morality; every effort will be
made to do research ethically. The participants will realize their purpose in the study, role
Demands, Rights and that they have the right to withdraw from the study at any time without
explanation. Participants will be asked to fill consent forms, and, to the utmost extent possible,
participant identity will not be disclosed in the study. Regarding all study data, the maximum
data confidentiality will be provided, and the information will be available only to the members
of the research group. The subject of cultural concern will be of great concern especially because
people of different and sensitive culture will be involved. In the research, a approval will be
sought from a university and the ethical consideration of the British Sociological Association
(BSA, 2017) will be adopted. This means that the measures are to safeguard everyone who
participates in any research endeavor and for the proper conduct of research.
4. Socioeconomic Variables in Disaster Resilience
4.1. Income and Poverty
Income levels, as well as poverty rates, are two of the most fundamental measures of a
society’s preparedness and recovery from natural disasters. Inequality is high in ASEAN
countries; the readiness and ability of ASEAN in facing disaster also vary depending on the level
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of income inequality (Nguyen & Shaw, 2020). When it comes to disaster, the rich are in a better
place; they have the financial muscle to strengthen their homes, stock food and medicine
supplies for the event of disasters, and also to seek insurance policies in case disasters strike
them. On the other hand, the working poor and other low income Earls struggle to meet their
basic needs, thus are highly vulnerable during disasters. This system results in significant
differences in the dynamics of economic recovery in that the well-off districts regain business as
usual while the poor districts are stuck in the development crisis zone. According to the
literature, the definition of income is not only confined to individual level fragility but also to
systematic deriving vulnerabilities at the societal level because such societies lack adequate
infrastructure and basic services (Yusuf & Francisco, 2020).
Poverty is a root cause of vulnerability because it enhances other risks that may occur to
the people and the certain areas. The vulnerable households in these nations are forced to reside
in disadvantaged areas, including: Hazard areas such as flood plains; steep slopes; and
inadequate structures in the slums (Miller et al., 2020). However, these regions have inadequate
railway, water drainage, road and safety houses structure and thus, the areas are prone to natural
disasters. Second, high levels of disaster vulnerability are exacerbated by poor and insufficient
healthcare and disasters preparedness and management systems because low income earners
cannot afford proper medical attention or seek shelter in safer areas. The poverty and
vulnerability cycle perpetuates itself; each disaster leads to increased poverty, and reduced
capacity of the poor to recover. It creates a trap in which societies most vulnerable populations
remain at the edge of the vulnerability line without any opportunity to invest in strategies that
would help them improve their systemic safety over time (Cutter et al., 2018).
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Another place where inequalities which stem from income disparities become evident is
in the ability to access recovery resources following a disaster. The health sector or damaged
homes need repairs or people can afford to move to other safer places and thus a fresh start can
be made to the society faster and better. Conversely, low-income families are forced to rely on
assistance from the authorities and, as is known, such assistance comes when it pleases, or it is
insufficient to solve the problem (Tan & Gaillard, 2018). Sometimes, bureaucratic misfeasance
and embezzlement deepen such disparities, which is therefore a waste of resources and the aid
never gets to the intended vulnerable groups. In particular, the issue of long term economic
effects of housing on low income households can be analyzed further as it is known that long
time recovery cycles may lead to job loss, learning loss, or deterioration of health. This lack of
recovery resources indicates that more specific efforts should be made to engage with
economically vulnerable populations to reduce the impact of socio-economic disparities on
recovery (Park et al., 2022).
The other challenge to disaster preparedness and response in many of the Southeast Asian
countries is the dual labor structure. At present, a significant number of such workers are
engaged in low-wage informal employment that does not offer employment rights, leaves, or
other amenities (Chatterjee, 2021). These workers are always at high risks of losing their income
because most disasters result in unemployment or reduced working hours. Since there is no
formal job and social protection that can help families cope with the costs of disaster losses or
wages during joblessness, informal employment families have no option but to turn to useful
access to credit. This direction of an economy is not only detrimental to the individual character
and strength but also to the community- rebuilding potential. However, the informal labor
dependence generates structural factors that necessitate radical changes in the economy that can
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only be best described by the global model to enhance job security and social protection (2017,
8).
Measures to enhance disaster preparedness have been observed in the governments
agenda of fighting poverty and income inequality. Thus, social protection; a cash transfer,
subsidies to housing, equal access to health-care, will act as a shield that will dampen adverse
effects of natural disasters on low-income families. Where appropriately funded and well
administered, these programs have not been a failure in providing a form of protection which
these subjects would need to be able to recover. There are many problems that affect the South
Eastern Asian states’ capacity to design and implement effective programs such as inadequate
and erratic resources, corruption, and bureaucracy. There is evidence in the literature this
argument proposing the poverty reduction strategies to go hand in with the disaster risk was
likely to produce more efficient and fair results than any other approach to the problem because,
the improvement of the economic status of the communities means a better prepared society in
the event of any other related disasters in future.
Disaster resilience can therefore not be achieved merely through addressing the issue of
income and poverty, as increasing income and eradicating poverty is inextricably linked with the
question of enhancing the economic situation in the future. The money is also needed for
contingency of every individual but also to build stronger structures or to train more efficient
first responders. The role of integrating disaster risk reduction into poverty reduction strategies
with economic activities is increasing and this means that disaster risk reduction strategies must
consider economic activities such as job creation and investment in affordable housing.
Economic vulnerability can be addressed by government for it to stop the cycle of poverty and
ensure that all people recover from disasters as soon as possible. This can be because of the
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reason that comprehensive and sustainable strategies are needed to ensure that progress made in
the reduction of income inequality is harmonized with the improvement of disaster risk reduction
(Lin et al., 2021).
4.2. Education and Awareness
The educational sector is one of the most critical factors in any disaster preparedness
program because education gives one or a community a way of how to handle a disaster
situation. The authors also agree that in Southeast Asia educational resources are not equally
available across the region which creates significant variation in disaster risk management
(Yusuf & Francisco, 2020). In a rural setting, informal disaster education is more prevalent and
generally less efficient than the formal disaster education in urban areas because people in the
former are likely to have poor education standards as compared to those in the latter. This in
particular influences the way the affected population perceives early warnings and follows the
evacuation orders. The healthier a person is, the better the chances that the individual
understands the risk and what to do, the less aware the person is the less aware they are of the
extent of the situation or its severity and what to do about it (Nguyen & Shaw, 2020).
The awareness themes and disaster education interventions have been identified to
address some of these educational gaps especially in the illiterate or low literacy societies. Some
of the programs include community workshops, disaster preparedness circulation in schools and
public information campaigns on the dangers and the right course of action in case of a disaster
(Miller et al., 2020). It poses cultures and accessibility issues with regards to the initiatives that
are developed to enhance the institution. If a program is localized and even translated into the
local language and gives people exactly what they want, then it will be successful. These
programs may be more effective if the traditional knowledge is combined with scientific
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knowledge so that people can easily understand them. The literature also directs its attention to
the promising role of appropriate culture sensitivity awareness raising interventions in
establishing trust and mobilization of a wide range of stakeholders into disaster risk reduction
campaigns.
Here, education is not seen as preparation for the improvement of the individual but as
preparation for the general improvement of all or general dealing with hardship. The educated
people are most likely to volunteer in order to coordinate or partake in the disaster management
plans, join various groups, campaign for better disaster facilities and relations and therefore, the
effect is multiplied in the whole society (Cutter et al., 2018). It fosters unity which is another
aspect of resilience, everyone includes. Research on social capital and disaster has highlighted
that people within cohesive communities are in a better place to engage in efforts to work
together in order to respond to disasters, acquire and distribute resources and support each other
during and after disasters. It means that the social capital residing in education, social inclusion
and resilience calls for an investment in both basic education and the social education systems as
well as other related social education resources.
Nevertheless, there are many issues related to the implementation and the impact of
disaster education in the Southeast Asian countries. The homes in the rural areas are not well
equipped with what it takes to prepare for a disaster, and the teachers are not well trained while
the schools are not well developed as those in the urban areas (Tan & Gaillard, 2018). Another
related challenge is the fact that school curricula do not offer comprehensive disaster education
meaning that students in these areas do not gain from important information that would help
them reduce risks. It is therefore necessary to provide money to address these needs; for instance,
in construction of schools where there are few or none at all, in teacher training, and in the
21
provision of disaster education all over the countries. When governments pay attention to these
measures, then it will be feasible to ensure that each of the various societies, the rural and the
urban, and from all the classes are ready to deal with the disasters that may be falling on them.
Another popular topic of discussion among the reformulations is disaster education which
is being delivered with the help of formal learning process. Although the trend shows that the
integration of disaster contingency planning into school curricular is on the rise, many countries
have not fully embraced it across all institutions (Lin et al., 2021). The literatures show that
integration of Climate change education into the school syllabus would make the young stars
understand climate change and hence Young stars will be able to embrace the course and become
a generation of Disaster Risk Reduction. This way students benefit from this approach and in
turn spread the word in their homes and other families making the society a better place.
Nevertheless, there are several imperative challenges which limit the possibility to enhance the
implementation of disaster education more efficiently, including, for instance, curriculum
overcrowding, and lack of government funding chiefly.
The role of education and awareness in disaster resilience is clear: The common man
armed with information on prevention and recovery is in a much better shape to cope with
disasters and recover from them. The education should be a right for every child and that is why
this will actually benefit from the focusing on this area. Thus, the policy makers should focus on
the integration of the most formal educational activities with the mission-based community
programs in order to reach the highest possible coverage. This way of approaching the disaster
risks from both the top and the bottom would mean that the young, the middle aged, the elderly
and all others in between and from all walks of life would be able to identify the risks of
disasters and how to avoid them. Investment in education in the SE Asian countries will foster a
22
society that will be able to withstand effects of climate change and other environmental
challenges that are likely to affect this world in the future (Rahman et al., 2019).
5. Case Studies
5.1. Country A: Case Study Overview
The first case study areas that are described are Indonesia, which is exposed to
earthquakes, tsunamis, volcanic eruptions, and floods. Indonesia’s location makes this country
one of the most threatened regions in the world with frequent natural disasters because of its
location along the Pacific Ring of Fire. The disaster risks are high in the large populated area and
the vulnerability due to geographical factors such as the coastal and hilly areas (Indonesia
National Disaster Management Agency, 2019). The Indonesian government has also put in place
policies and has also taken actions in aspects of disaster risk reduction. These strategies are
affected by socioeconomic disparities, and the at-risk community from the impoverished slums is
disproportionately impacted in the disasters (World Bank, 2020). These include inequities in
availability and use of resources with the resource poor rural and economically deprived areas
being at the greatest risk. Furthermore, scarce resources which are provided within the
framework of government budgets placed DRRI in the same block with other crucial needs of
society, including health and education. The measures of disaster preparedness are costly and
their application is only felt in areas with high income; thus Increasing the gaps in the society.
Indonesia has also developed a form of disaster management through establishment of
BNPB and early warning systems. The BNPB is an Indonesian government body which is
responsible for supervising the disaster management plans across the regions of Indonesian
archipelago and for managing the collaboration of local governments and foreign organizations
for implementing the disaster preparedness measures (BNPB, 2019). For instance, the agency
23
has given money for the application of technology on the early signs of tsunamis and volcanic
eruptions in the affected regions. It is evident that these systems are influenced by factors such as
socioeconomic factors such as poor communication and technology infrastructure in rural areas.
These regions face infrastructural constraints to the dissemination of warnings and the majority
of the affected populace gets insufficient or delayed information (Indonesia National Disaster
Management Agency, 2019). Additionally, literacy problems, language barriers also play their
role in the process of providing warnings especially because a large number of rural population
is illiterate. Daily activities are needed and have been sporadic and different in different regions
and are led by local leaders and supported with funds. Some of these gaps have however been
addressed through the development partnership frameworks, a situation that however raises
concerns on sustainability due to the fact that support from the partners is often scaled down or
completely stopped.
The people’s income and education levels increase the ability of an area to restore from a
disaster in Indonesia. Because of the limited access to adequate homes and services, these
affected residents and the majority of those displaced and living in informal settlements are the
most vulnerable (World Bank, 2020). From the educational point of view, this is not very
helpful, as many people in the rural areas may be unaware of good disaster preparedness
measures. As is the case with other factors, urban inhabitants have been reported to have gained
from the education campaigns while rural dwellers continue to be disadvantaged by the two
because the two deals with the identification of resources and support structures for the
campaigns (UNDP Indonesia, 2018). Due to the differences in education, the affected people do
not know the effects and how to prevent them during disasters. Also, the problem of poor health
care in the low income areas complicate the issue because injuries and diseases are hard to
24
prevent or control after disasters. Some of the economic consequences realized are that families
are shifted to the next level of poverty as disaster moves them to the next level in the poverty
ladder of life. Closeness of these learning and earning gaps should therefore be of paramount
importance in the development of better and more efficient societies.
Among the problem, Indonesia faces is the inability to foster economic development
while at the same time promoting disaster risk reduction. This has been occasioned by
urbanization where people and their developments have taken them to the disaster-prone areas
with a view to exploring the dangers that are associated with natural disasters (World Bank,
2020). Technological disaster mitigation policies exist in the country to address the problem of
land use and construction of structures that can fall easily during disasters but such policies have
not been well implemented. Third, the neoliberal agenda of fiscal discipline and market
liberalization is repeatedly defeated by the populist agenda, with the result that inadequate and
informal housing for the poor is provided with no regard for vulnerability to disasters due to
financial constraints. Solving of these problems requires the integrated processes and procedures
with economic considerations in actions and governance of hazards, in the course of disaster risk
reduction in development, which does not impede the development of new solutions with people
in Indonesia (UNDP Indonesia, 2018). Another factor that complicate the issue is the fact that
some parts of the Indonesian economy are run by informal sectors and these areas and structures
have been developed without any regulation. There are increasing demands by the urban
planners and the policy makers to embrace Integrated approaches that has intervention from the
private sector and the public sector. However, the actions are often hampered by corruption and
bureaucracy and are at most erratic. The alleged qualities of such strategies are therefore the need
to formulate long term visions that can reconcile the economic potentialities with stable growth.
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Indonesia has also demonstrated very good practices in the management of community
disasters. In the implementing areas including Aceh which a devastating hit by the 2004 tsunami,
the locals have also similar created demands as well as participate in the reconstruction and
enhancing their preparedness (Indonesia National Disaster Management Agency, 2019).
According to Getzema and Getzema, some of the measures that have helped in raising the level
of awareness include; people in the communities trying to put in place training on disaster
preparedness; and organizations of able-bodied persons in the communities to be put on standby.
These programs are locally focused and informed and aid communities in being proactive. Even
if this is the case, they have been seen to be pulled by funding constraints and the need to sustain
such spirit from national and international friends. Thus, numerous managers in communities
note the lack of available and efficient tools that are necessary for planning. This implies that
there will always be cultural beliefs and values that may influence the people in organization on
issues to do with risk taking and therefore strategy change. Also, the problem emerges in the
questions of how the traditional methods can be coordinated with the modern strategies of risk
reduction. These measures are being initiated from this date with some success in some regions
for these purposes.
5.2. Country B: Case Study Overview
The second country that needs to be considered is the Philippines which is one of the
South East Asian countries that remain most exposed to natural disasters such as typhoons,
earthquakes and volcanic eruptions. Because of being situated at the Pacific Typhoon Belt, the
Philippines is one of the countries that are most often hit by natural disasters, with about 20
storms per year, five of which are deadly (Philippine Atmospheric, Geophysical and
Astronomical Services Administration, 2020). Through the NDRRMC Philippine has established
26
a good disaster risk management framework which is the body in charge of disaster risk
management in the country. However, as in Indonesia, it is also known that social-economic
factors are crucial for the level of the communities’ readiness (ADB, 2021). Another factor is the
geographical factor of an archipelagic structure of the country that complicates work and disaster
response in remote areas. The infrastructure in such areas is poor and the physical structures can
limit movements during evacuation and later on distribution of assistance. It is geographically
dispersed and that makes it harder to coordinate with other local and national organizations.
These factors combined together make the disaster management in the Philippines to be harder
than in the other countries.
Among these are the approach that has been used by the Philippines in community based
disaster risk management (CBDRM). This approach has been most applied in the coastal and
rural society regions where the citizens have developed their personal disaster preparedness
modalities and early warning indicators. The CBDRM approach consists of enhancing the
capacities of communities to develop their own risk mapping, evacuation or to manage wounds
and includes the implementation of measures that are culturally acceptable (NDRRMC, 2020).
These activities are based on the amount of funds received and the support of the local
government units. As an addition to the above, there is no funding and poor infrastructure
especially in the resource poor regions, which hampers the coordination of the DRMs. Moreover,
shifts in governmental priorities and policies threaten the paradigms within which the long-term
disaster planning is conducted; the following risks are still possible. Non-governmental
organizations from other countries have been of great help, however, the tendency to rely on
assistance from other countries is not very desirable. Such efforts can be continued only where
there is a system of decentralized government and resources have to be properly directed.
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The livelihood factor of the Filipinos intensifies the impact of the disasters because many
of the victims are economically poor. Many people are still poor and cannot afford to take an
insurance cover to cater for such expenses hence a large population is still at risk (ADB, 2021).
This aggravates the situation of the already expanding population of informal workers who form
a large part of the working population of the world. Because they are vulnerable workers, they
are the first to be forced to accept cuts in wages as we have witnessed in the case of disaster.
This weak economic foundation though, means that the journey back into the middle class is a
slow and painful one, one that traps families of color into poverty. These are the economic
factors that have to be addressed in order to build resilience in disaster response; through policies
that ease poverty and economic imbalance to create more sustainable income sources (PSA
2019). Microfinance programs and social enterprises have been suggested but still there are very
limited of them. Similarly, credit market imperfections particularly deeper pockets credits are
still a preserve of the rich and famous and this calls for broad based economic structural changes.
Before making recommendations on how to achieve economic stability, it is important that
governments must not take the disaster risk into account.
It should also be noted that education is also involved in the residual programs related to
disasters in the Philippines. The government has attempted to incorporate disaster education in
the school then it has a direction towards building the culture of disaster preparedness among
children (UNICEF Philippines, 2019). Schools are also employed for disaster drills, and
educative sessions that help learners on how they should behave during a calamity and the
consequences of calamities. The enrolment and participation inequalities persist especially at the
rural and remote areas. Scarcely any schools have all the requirements that are needed for the
implementation of disaster education and the teachers may not have been well prepared to teach
28
this area. This education gap must be closed so that all population categories may be prepared
with the knowledge needed to respond to disasters (NDRRMC, 2020). Efforts have been made to
improve the education infrastructure but the process is usually slow to medium because of lack
of funds. Some of these gaps have been filled by NGO and private organizations, but this is not
enough; a general framework is required. Perhaps, a curriculum which can be sustained in the
long run and which can also include disaster education in the plan can be made.
Another problem of disaster management related to the effects of urbanization is another
problem Experienced in the Philippines. This has been attributed to; rapid urban development
that has lead to the growth of slum and other shanty towns in the hazard prone areas including
the riverine and coastal lines. These regions are densely populated, and the physical
infrastructure is generally weak and thus very vulnerable to floods and storm surges (ADB,
2021). The government has also followed the post disaster risk management by conducting what
is known as ‘resettlement’ to move people from the affected areas but this has not been very
effective because people are normally reluctant to move from their original place of business and
social life. To prevent risks and to design a solution, it is necessary to consider the ways that
economic improvement and safety are interrelated in cities. The cultural and social relations with
regard to land affect early relocation and thus agriculturalist voluntary relocation is difficult.
There are efforts to formulate conceptually sound integrated urban planning measures but the use
is still a challenge. These is could be made better by efforts that include involvement of the
affected communities in collaborative processes.
The Philippines has had some flexibility through these practices and a very centralized
community orientation. Mostly, local authorities and non-governmental organizations have
initiated such activities as the project of mangrove planting, protection of coastlines, and the like,
29
which have proved their efficiency concerning the impact of typhoons and storms (UNICEF
Philippines, 2019). These nature-based solutions are not only helpful for disaster risk reduction
but also beneficial to the ecological, and economic aspects of the affected areas and their
inhabitants. This experience of the Philippines reveals that even with the predominantly constant
socio-economic factors, the concept and reality of prevention can lead to significant
improvements in disaster risk reduction and resilience in the sum total in the future if community
mobilization is well done. Also, family-oriented organizational culture and values of bayanihan
which means people help each other especially during disasters are also applicable. In order to
meet future needs the community based investment and sustainable issues will also need to be
further expanded. Improvement of the disaster management system that has been depicted by the
government is inspiring to other developing countries.
6. Findings and Analysis
6.1. Socioeconomic analysis of variables across various case analyses.
On the basis of the comparison of the indicators of socio-economic development of
Indonesia and the Philippines it is possible to identify the corresponding similarities and
differences which determine the potential of countries in the field of prevention and response to
disasters. All these countries face discrimination in many spheres of their life and treatment of
different groups of people; these differences have significant effects on how people from
different communities’ experience or even suffer from negative events such as natural disasters.
The urban to rural split is quite a peculiar one for Indonesia. This is despite the fact that areas in
cities like Jakarta are well endowed with resources, better infrastructure and literate population to
undertake the right disaster control measures as seen by Indonesia National Disaster
Management Agency (2019). On the other hand, the rural areas are deprived with little or no
30
infrastructure at all; therefore, disaster warning and response interventions are also poor. As for
the problem of resource availability for crisis endurance resistance, these gaps indicate that such
inequalities need to be addressed. Similarly, the governments’ priorities also focus on the
development of cities, which makes rural areas receive little attention and even forms vicious
circles. This is a big challenge for disaster management as the urban and rural regions need two
contrasting models of management. However, disaster response is still a problem because of
physical factors such as the fact that Indonesia is a large stretched archipelagic geography. That
is why the policies of disaster management and prevention should be localized as there are
differences in culture and language in different areas.
The Philippines also fits this picture as the level of disaster preparedness in the country is
quite contrasting between the well-developed urban centers and the least developed rural regions.
Again, the core cities and areas like Manila can gain better infrastructure, preparedness, funds to
improve their early warning systems and funds to rebuild. But this is not the reality especially in
rural and the coastal part of the country respectively. The identified population has low levels of
literacy and high rates of disease, low health standards and poor disaster preparedness due to the
fact that the population live in areas that are prone to natural disasters in the Philippines
(Philippine Statistics Authority, 2019). This is even the fact that families that have some
employment have people working for them because employment that is common in the society is
the informal employment which does not assist families much when they are in financial
difficulties. Such economic vulnerability is similar to what was revealed in Indonesia and
therefore both countries should have particular economic and social measures to improve the
population’s standard of living. However, Philippines is an Archipelago; it means that it is
composed of many small and large Islands which make it difficult to access the affected area
31
with the relief items in the right time. Politics and governance is a key determinant of the
behaviour of disasters and this makes the response to disasters an unpredictable process. Its own
requirement of international aid in both countries further cements the need to develop an
independent system of disaster management that is sustainable for the future.
Indonesia as one country and the Philippines as another country in the same manner have
different social education and awareness levels for disaster because of the difference in their
preparedness and response to disasters. While disaster education has been perceived to have been
given much attention in urban areas, the rural areas have been struggling to access education
materials (UNDP Indonesia, 2018). Many rural societies have no professional knowledge in
disaster which results to delayed moments of evacuation and wrong choices during disasters.
Even though it is this way, the Philippines has put much effort into integrating disaster education
into its school systems despite the difficulties encountered in rural areas. For instance,
implementation strategies that have targeted existing densely populated areas in schools and
public awareness campaigns have been expanded to enhance their effectiveness while other
strategies that need to cover more area have been called to extend their services to the
impoverished communities (UNICEF Philippines, 2019). From the above, it is seen that the level
of education of both the urban and rural population of both countries demands more attention
and investment in the delivery of disaster education information and knowledge. Also, cultural
factors determine the level and the manner in which people understand and can be made to
understand disaster literacy, which is cultural sensitive. There is also conflict over language,
perhaps because many of the communities are not fluent in the national language. These issues
raise questions on the appropriateness of community-based education intervention strategies
which are sensitive to the free and people’s culture.
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The other crucial questions that emerge from the case studies are; how does economic
inequality affect the vulnerability of housing and infrastructure? In particular, Indonesia and the
Philippines, people with low income cannot build safe and durable homes, thus, they are at
higher risk of natural disasters. Most of the time they are compelled to live in substandard houses
or slums. The houses are largely built with inferior materials and are situated in risky zones of
the river bank or flood plains (World Bank, 2020; ADB, 2021). Lack of funds to purchase better
quality houses leads the occupants to be more vulnerable to suffering from more accidents,
fatalities and losses. Also, the low income earners have limited access to the recovery assets,
including financing or insurance; hence, recovery is costly to them. This calls for formulation of
polices that aims to ensure that provision of house and physical infrastructure is equitable so that
every community can afford good standard of living (World Bank, 2020). This is so because
aspect of planning the city structure and organization through zoning has to incorporate DR, in
the analysis. More disheartening is the fact that the informal settlements can be used to give
affordable houses as a counter measure. There could be other possible ways of funding for
instance micro credit for home improvements and maintenance that would make the homes of
the low income earners more disastrous. It means that the cooperation between the government
and the private sector is key to addressing the housing problem.
Another important externality of disaster is an inadequate healthcare which is another
potential hazard that is likely to be used as a measure of disaster preparedness. This type of
health care delivery tends to favor the urban area while the rural population suffers from
inadequate health care needs before, during and post disaster (Indonesia National Disaster
Management Agency, 2019). The Philippines is also vulnerable to the same because most of the
health institutions are compromised during disasters especially in the difficult to access areas
33
(ADB, 2021). Health care is limited and this is a factor that escalates the effects of disasters
especially due to the continued unattended to injuries to the society’s economic and social
structure. The present scenario requires more investment to enhance the healthcare infrastructure
especially in the disaster prone zones of both the countries. Mobile health care facilities and
telemedicine services might be seen as possible solutions to the challenge of reaching out to the
population which is not easily reachable. Capacity building of healthcare workers during
disasters can also enhance the health care system capacity. However, partnership with
international health care institution could bring added knowledge and creativity. The
establishment of health care system is not simply social agenda but rather a disaster risk
reduction and preparedness.
There are some particularities regarding disaster risks in every country and the manner in
which these states are willing to address them. This nation has also put much of its resources into
technology to develop early warning systems for some natural disasters including tsunamis and
volcanic activities. It is noted that these systems are limited to the rural environment since there
is no infrastructure that supports the integration of the two systems (BNPB, 2019). For instance,
Philippine has an effective tradition of community and local government organizations and Non-
Governmental Organizations and humanitarian organizations are very active in disaster response
(NDRRMC, 2020). It has also been effective in community organization and building up the
capacity of the local people. In order to extend the potential of the problem-solving in that area,
both countries need social and economic transformations. Integrating traditional practices to
disaster management with the technological approaches that involve integrating ICTs may
enhance or even replace the current disaster response operations. It means that the development
of Public-Private Partnership (PPP), can contribute to mobilizing resources for efficient DRM to
34
address problems of food assistance and so on. BNPB (2019) says the international cooperation
can also lead to the development of new forms of relations in South East Asia between the
countries of the region. It will also be to the advantage of both countries to learn from each other
on how best to strengthen the country in the face of disaster.
6.2. Social Demographic Variable Factors and Consequences Regarding Disaster Resilience
Socioeconomic factors are a part of disaster resilience process and not only define the
way of disaster preparedness, but also the way of disaster recovery. Income is thought to be an
important predictor of resilience because it allows one to buy protective factors and avoid
financial losses and recover quickly. The Indonesian and Filipino middle and higher income
status can easily fortify their houses, insure their properties, and access health care while the
poor remain excluded from such basic needs (World Bank, 2020; ADB, 2021). This paper noted
that high levels of income inequality exacerbate the adverse impacts of disasters as bottom-end
regions cannot afford to absorb the socio-economic impacts of disasters in terms of financial
replenishment. Hence, addressing those economic inequalities is pivotal to enhance the Disaster
Risk Reduction. These gaps could be remedied if special funding was provided for special
programs. It is possible to create centers for microcredit, which will help people get cheap loans
for repairing damaged houses after catastrophes. The other measures include real sources of
income diversification such as job training programs as indicated above. It means the
government must ensure that it has measures that help to promote Economic Empowerment of
disadvantaged groups.
Education and awareness is another factor that has very big influence on disasters. Those
members who have high education status are likely to take an early warning, participate in
disaster practices, get involved and make the right decisions in disaster situations. Disaster
35
education has not been well enhanced in the rural areas of Indonesia, hence, poor response
outcomes on the other hand the urban areas have been well educate and has improved the
response outcomes (UNDP Indonesia, 2018). However, while Disaster Risk Reduction in
education curriculum is well implemented in the Philippines, challenges still persist especially in
far flung and hard to reach and poor areas (UNICEF Philippines, 2019). It is also clear that
education acts as an antecedent of personal preparedness and as a basis for collective
preparedness, this means that disaster education for the communities that have no access to such
services will enhance preparedness. The community based education program may be relevant in
the formal education system. Technological lessons may be useful in enhancing disaster
education so as to enhance the level of education in the area. The participants, our DPLs and SPs,
still had some suggestions as to how these initiatives could be improved; for instance, by
developing culturally appropriate educational materials and by involving other NGOs. It is
recommended that education should remain a tool for reducing the existing gaps in the
achievement of sustainable development in the many future years.
Socioeconomic status has direct impact on housing and infrastructure that are very vital
aspects of any community. Alexander (2021) assert that the case studies provide evidence that
families with low income live in temporary structures often located in cyclically inundated areas.
These settlements are associated with poor access to necessities like adequate drainage facilities;
they are very vulnerable to disasters such as floods and the likes (World Bank, 2020). This factor
puts the low income earners in a disadvantaged as they are incapable of affording well-built
house and therefore are more likely to suffer from injuries as well as loss of property. Such
policies as those intended to advance better housing and offer cheap and disaster resilient houses
may help this hinder these risks and increase resilience. Second, concrete public concerns with
36
improvement of the infrastructure that would positively impact all classes of the community
which is transportation and shelters, an emergency safety necessity for all. Laws under
construction must be followed to their core in relations to the construction quality. Definitely,
governments should promote the important housing improvements for low income families by
subsidizing the costs that families have to pay. The other benefit key priority of resilient urban
planning is also responding to disaster risks through including green spaces. There is an
importance in planning and managing of disaster risks in planning for safer districts.
Healthcare provisioning, surprisingly, features as another sub-theme in disaster resilience
agenda where the differences between urban and rural areas of both countries has been quite
apparent. In Indonesia, unlimited exploitation of the centralized healthcare facilities in urban
areas often results in denial of access to adequate health facilities during disasters to rural
populace (BNBP, 2019). The Philippines has the same issue as finding necessary health care in
rural areas and preparing for disasters (Alexander, 2021). Where people cannot access adequate
medical care they suffer from the post disaster impact which is even more profound for low
income groups that cannot afford to seek medical help from private clinics. Increasing capacities
in a risk-prone country as well as addressing the problems of inequitable distribution of medical
services are two valuable paths toward community resilience. The present situation could be
served by mobile clinics and emergency response teams. Training the health care professional in
disaster management is another important investment. ADB (2021) says the potential
improvements to the supply of health resources could stem from governments entering into
partnerships with overseas health organizations. Probably closing the disparities in healthcare is
also an important pillar of disaster resilience planning.
37
The other two dimensions that characterize the level of disaster resilience include people-
to-people relations and cohesion as well as community involvement. Through community based
disaster management, there has been success in the Philippines in regard to enhancing
community survival. These community actions as self-directed evacuation and risk analysis can
help people and communities to act protectively for themselves (NDRRMC, 2020). Attempts
have also been made in Indonesia to involve the locals in formulation of their disaster
management plans and their effectiveness depends on resource availability and the community’s
participation (Indonesia National Disaster Management Agency, 2019). It is also important
because social relations at the basic level and community spirit is also important for disaster
preparedness as resources can be easily transferred from one house to another in the community.
Due to the fact that community centers accommodate many people of all ages, they become
suitable places for training in disaster preparedness. There are some recommendations which
must be implemented to enhance the community participation which are the interactions with
religious and cultural organizations, for example. The volunteers and local leaders are more
effective in making social connections in the lives of people. The strategies that are structures
towards building community resilience should therefore include some of the cultural features of
the communities in question.
7. Discussion
7.1. Policy and Practice Recommendations
One of the greatest lessons learnt may be the non-existent proactive sensitive policies
given the social and economic state of a community as income and poverty level have been seen
to greatly influence disaster response (Parnell and Walawege, 2018). As DRRI has poverty
reduction as its goal, this paper suggests that the Indonesian and Philippine government should
38
make poverty reduction a central goal of DRRI. Income sources like training for income
generating activities including micro finance can empower the vulnerable groups to access for
economic resources that are required for funding disaster risk reduction measures (Wisner et al.,
2016). However, those policies that were formulated to offer subsidies for housing and
infrastructure that is disaster friendly may be of great help to the low income groups. The said
interventions will also reduce the disaster related losses and assist in promoting long term
economic stability. The availability of resources can be enhanced when the government
promotes private sector investment in disaster resilience projects. This research also noted that
government should also use public private partnership in facilitating infrastructure development
especially in the disaster prone areas (Schipper & Pelling, 2006). It means that the policy makers
also have such economic interventions to address and ensure that such interventions are efficient
and sustainable for the benefit of the communities that have always been marginalized.
There is a necessity to expand the measures focused on prevention and to make them
socially oriented, including the measures of educational and informational character. This work
reveals that disparities in education due to accessibility in the urban and rural settings are key
drivers of disaster effects (Gaillard & Mercer, 2013). It will also underscore the need for
governments to include key messages for disaster preparedness into school syllabuses and ensure
that there is proper community based education for those who are hard to reach or have no access
to social media. According to Alexander (2022), the programs should also embrace cultural
diversity as well as language and knowledge appropriate to the local context. This means that
public awareness campaigns should make use of other existing technologies such as mobile apps
and social media sites in order to provide the public with such key information as early as
possible (Kapucu & Liou, 2014). Hence, people have to be educated and this becomes one of the
39
most vital measures which will enable the policymakers to act as expected in the event of
disasters. The same way that teacher training and all other educational facilities must also be
given a fair share of investment and most especially in the rural areas. It is then possible to
expand and support these initiatives with NGO and international organizations’ partnership. To
train a generation of educators on DRM issues can help identify the changes in the generational
turnover of the communities’ resilience level (Paton, 2003).
The health care sector is another sector which has to be developed and the more
important need in any country. This paper also reveals in the case studies that the absence of
healthcare in rural areas exacerbates the impacts of these disasters by raising avoidable mortality
and morbidity (Bennett et al., 2016). To this end, the governments should foster development of
health facilities in the affected regions and capacity enhance of the population in handling
disasters. In terms of accessibility, HMUs and telemedicine services are of particular value
because the target beneficiaries may be largely inaccessible especially during and after disasters.
The relations between healthcare organizations and global health body can assist in enhancing
the overall organizational health system, and therefore the ability of the organization to cope
with stress (McEntire, 2014). Policy makers have to understand that access to health care is a
part of CCA and act accordingly. It is also important to enhance the mental health care as most
of the times the psychological effects on the community are long lasting, the Nigerian school
children who committed mass suicide after being compelled to sit for exam without preparation
is a good example. There should be emergency health funds which will help best management of
the money in case of disasters. This is the case, and health care preparedness and contingency
planners can further enhance their preparedness through stocking medical supplies in strategic
locations (Cutter et al., 2008).
40
The other sets of challenges that call for drastic changes in policies include; housing or
shelter as well as infrastructure. Both Indonesia and the Philippines have the same problems
concerning informal settlements, uncoordinated urban development that makes the countries
susceptible to natural disasters (Jha et al., 2013). They should impose pressure and at the same
time increase standards and also give some more incentives to construct houses that can
withstand disasters. It is important that urban planners include disaster risk assessment into the
regulation of land use to consider growth of vulnerable settlements. Relocation of the inhabitants
of high-hazard zones should be purposeful, that is, people’s livelihoods and social interactions
should not be affected (Birkmann, 2017). The efficiency to involve the community in the
formulation and preparation of the strategies of the urban development. It also noted that
relationship with private sector organizations may provide funding for better structures and
therefore improve the community’s readiness in the event of a disaster (Birkmann, 2017). There
should of course also be policies concerning retrofitting of existing structures that may not have
been constructed in accordance with the current code. Alexander (2015) says the challenge was
for urban development projects to incorporate green infrastructure as a means of addressing
flood and heat them risks. A confirmation of the present structure that permits authorized checks
may work in identifying the investments and enhancements to be made.
Disaster management cannot be realized without the intervention of the community and
social cohesion. CBDRM practice in the Philippines reveals the importance of local resources in
addressing the disasters risks (Heijmans, 2012). The governments and NGOs should continue
creating such programs, stressing the importance of the local community to spend more time on
the response to their environment, providing the training for those who have to become leaders
of the community, and providing the funds for the practical application of such programs. It is
41
thus necessary to make more appropriate changes in community participation in Indonesia to
ensure that its networks are well placed to mobilize resources especially in emergencies. This
paper also confirms that the development of concrete social relations and the support of
communities can greatly enhance the disaster response and recovery (Aldrich & Meyer, 2015, p.
715). More effort should be placed on community based and volunteer based strategies because
it has been demonstrated that they are just as effective and in some ways more preferred than
other conventional methods in the long run. Having a chance to get into buildings which contain
community centers can give a person at least some kind of shelter during such disasters. Another
complementary activity, which could be performed, is to educate the residents in first aid or at
least in basic disaster response in order to support the current activities. This paper focused on
the idea of multiculturalism and learning from cultural values that if people support each other,
then their relation will be better (Dynes, 2006).
It is good to enhance the sphere of cooperation and the sharing of information and the
exchange of experience in regards to disaster management. As new challenges can be addressed
through cooperation across the Southeast Asia region, there are many things Indonesia and the
Philippines can learn from other countries as well as lending their own, the process will be
mutually beneficial if the cooperation is conducted accordingly (Becker, 2019). People ought to
be formed into international disaster response teams, cross jurisdictional training can go along
way in improving the field’s efficiency. Hence, based on the current knowledge acquired from
the scientific research, new approaches to the technical interventions with the latter can be
developed that could be feasible and culturally acceptable in the context of indigenous people.
More international dialogue forums and Cooperation should be held in an effort to enhance the
solidarity of combating the increasing calamity extended by Climate change. They can also
42
collaborate in writing coauthored review papers that evaluate efforts in combating climate
change striving for achievement of adaptation besides mitigation. The other is to open other
funds including the regional disaster funds in order to assist in creation of the necessary funds to
make the quick move. Disaster diplomacy that is the uniting of nations in response to disaster
can be used in improving diplomacy.
7.2. Future Research Directions
On the basis of the analysed relations between the selected SOC indicators and disaster
preparedness in Southeast Asia this research also offers recommendations for further research.
The first is that there is no systematic attempt to examine variations in the socioeconomic
dimensions of disasters and then the effects of these variations on the disasters themselves across
time (Alexander, 2015). Understanding how income changes, education and availability of
healthcare are associated with the changes in recovery over weeks will help paint a better picture
of what it means to be a resilient person. The future work should examine the connection
between the economics of disaster risk reduction/recovery and policies on social protection
/income distribution. All these studies would therefore offer the needed evidence for policy
interventions to redress economic inequities and to enhance communities (Tierney, 2014). In the
same context, the effects of condition cash transfer programs on disaster management should
also be assessed in studies. Studying how the economic aid impact migration policies and
procedures after disaster can also be useful in building the knowledge. Further comparison of
one country with another country having different economic system may give an idea on which
one is the best (Wisner, 2011). The examination of the economic incentives related to disaster-
resilient behavior is useful for policy-making in the future.
43
Another future studies agenda is to integrate cultural practices into the current DISRM
frameworks. This paper has found that cultural factors are critical in determining community’s
perception and behavior towards disasters (Kelman et al., 2012). Future research could be done
in the manner in which indigenous knowledge; including early warning systems and architecture
is similar to the ones established by science. This made the study to be a cross disciplinary one
which may help in providing a better understanding and management strategies to the culturally
sensitive population that are required in disaster management. There should be a study that
would compare the effectiveness of different CBR-based community interventions across
cultures would be useful. It could also analyze how globalization influence traditional
approaches to disaster resilience in addition to providing information on cultural dimension of
disaster (Mercer, 2010). It aims at providing insights of intergenerational knowledge transfer in
vulnerable communities with a view of strengthening the community. More work has to be done
to examine the efficiency of other cultural leaders in disaster response in order to gain more
knowledge on how best to deal with community related public. Two more possible areas of
interest relate to methods for integrating traditional and scientific knowledge in a single
framework, which is another promising area of research (Gaillard, 2010).
Research questions that require further exploration are; The role of technology in the
reduction of disaster risk. Although the use of early warnings systems and mobile
communication platforms has to some extent proven effective, its effectiveness is however
dampened by factors such as lack of access to technology in farming communities (Van Westen,
2018). The subsequent research may examine the viability of the more latest technologies as the
artificial intelligence, remote sensing in catastrophes preparedness and responsive (Van Westen,
2018). The representation of the current digital divide if hue and cry was to be made for disaster
44
risk communication could assist in the development of policies that would enhance on the
innovations to provide and augment the quality of the services it offers to peoples from all over
the society. Academicians can evaluate the usefulness of the social media in disaster response
and could study the potential of using the realized networks like Facebook and Twitter to
disseminate information and involve the public in real time (Meier, 2015). In a similarly way,
Mieier (2015) adds that research focusing on the diffusion of misinformation during disasters
and effects on the response is also essential. It means that acknowledged that auditing the
employment of blockchain technology for the purpose of transparent distribution of aid could
come up with breakthrough strategies. If the use of a specific type of technology is explored for
its ethical use in disaster contexts, then its use can be informed ethically (Crawford & Finn,
2015). According to Cutter (2016), climate change is a factor that has not been studied on
disaster risks in Southeast Asia as a continuous phenomenon, and its effect on future disaster
risks should be addressed in future research. The analyses estimating the projection of climatic
change effects in the occurrence and intensity of disasters can yield important information for
policymakers (Cutter, 2016). The other valuable research areas include the ones containing
climate adaptation options including ecosystem based and green infrastructure based options. To
design policies that may help reduce risks for the future, natural disaster risk management needs
to incorporate climate science (O’Brien et al., 2012). The CCM studies could also offer
understanding of how different communities might be helped out in light of climate change alone
and its effects on migration and displacements. Integrating climate resilience in disaster
management research is very crucial as natural disasters occur frequent, and they are more
severe. The integration of output from climatologists can improve the precision of the disaster
models (Adger, 2006). Evaluation of international climate agreements can be useful for disaster
45
resilience enhancement for global policy making. The other sources of ideas included research
on how adaptation technologies are adopted by local government, may also be useful (Pelling,
2011).
The other exciting area that can also be categorized as one of the most promising is
healthcare and disaster resilience. To the best of the current research’s knowledge, the role of
healthcare access is a crucial component of disaster preparedness; nonetheless, there is limited
information about how health systems can be best organized for disaster (Peek et al., 2018). In
future, there is need to involve the reliability of mobile medical facilities, tele-pharmacy and
medicine, training in disaster medicine and medical management courses. Research can be and
should be made for such a purpose to compare such systems in different parts of the world which
have high chances of disasters so that one may get to know what measures need to be taken to
improve the medical response in disasters. Although disaster-related psychological distress could
have been used in identifying specific needs of the affected communities, the direction of
appreciating mental health services in the process of coming up with a better view of the
community resilience might have been more useful (Norris et al., 2002). These additional works
will go a long way in providing support to effective disaster management plans that includes the
management of the physical and psychological aspect of the body. Disaster Health disparities
may be useful in the decision making of policies to improve the impact on disaster outcomes.
Such research could also explore the impact of the availability of healthcare on long term
community resilience. Primary health care in disaster situations can be compared to determine
how international relations can assist (Klinenberg, 2018).
Hence the following research questions could be posed in order to build on the existing
knowledge on governance and delivery of policies. Thus, this research finds that good
46
governance should therefore be embraced as a critical success factor to deliver disaster risk
management; but there is potential for further research to establish factors that affect the
achievement of policy goals (Tierney, 2012). It means that it provides a sound proposition by
providing a sound recommendation. The simulation which may have been based on the actual
policies or programs that were well implemented or arbitrarily implemented during the period of
disaster could have been most useful for the authorities in the event of future disasters. It also
provided a revelation that the area of disaster management has limited theoretical literature on
corruption and political will to elucidate the factors that affect positive outcomes of measures.
According to Boin et al. (2010), doing a cross country analysis of nations with their own
governance systems may give some sense of how such systems influence disaster risk
management. To understand how subnational governments could participate in the catastrophe
response, these answers must be viewed as decentralized policies. An analysis of how
community-based organizations influence the impacts of policy decisions might introduce new
insights into the governance. According to Comfort et al (2013), an analysis of the literature on
the effectiveness of the international assistance and an analysis of whether it is suitable here
could be a starting point for the creation of more efficient interventions.
8. Conclusion
Socio economic factors of disaster resilience have also been explored in this study
especially focusing on Southeast Asian countries with specific reference to Indonesia and
Philippines. From the analysis of income, education, healthcare, housing and community
engagement it is quite clear that such factors are very significant in explaining how communities
respond, prepare, prevent, cope with and recover from natural disasters. Catastrophe remain a
work in progress and socio-economic status was implicated in this work with more successful
47
preparation observed in the higher levels than in the lower levels, and the persistent and severe
problems felt by the lower socio-economic areas. These economic discriminations must be
fought as the economic capital is crucial in creating capable societies to deal with disaster risk
reduction as they use financial protection in their activities.
In this work it was found that education is an important component that enhances
baseline disaster consciousness and shows that the more educated groups are more responsive to
the warning signs and thus take pre disaster precaution and spend money on mitigation. The fact
that the facilities are mainly unequally distributed, hence the rural area is not well provided with
the facilities are the reasons for these. A campaign that will help to launch the education of
disaster information for all people within the country regardless of their age and their resident
location will be needed. Through these activities, victims’ ability to be victimized will be
decreased, as well as increasing society's preparedness. By educating how a threat will affect the
community’s resiliency better people are made to have through collaboration.
Another disaster factor which was identified as being of crucial importance in the drive
towards disaster preparedness was the availability of health facilities. Inefficient allocation of
healthcare resources is one of the biggest issues that enhance the impacts of disasters and
recovery time in the developed countries especially in rural and remote areas. Health care should
also be reinforced and available to all, in order to decrease the effects of disasters on human
health for the long term. It also has to be noted that, when investing in healthcare, especial
attention should be paid for psychological consequences of disasters, which are often overlooked
while being one of the biggest factors affecting the affected population in terms of providing
them with psychological help. It has pointed to the fact that integrating health into disaster risk
48
reduction and management can assist in the development of resilience among communities as
regards natural disasters.
Housing and structures are still the major challenges that face disaster prone areas in the
society today. Habitats in informal settlements are constructed with improper construction and
substandard materials and situated in prone areas of disasters, these habitats are not well
protected from disasters. Preventive measures such as adoptions and prevention techniques such
as good urban planning, and constructing structures in compliance with the set codes in order to
reduce risks are very useful. Relevant and thorough planning of the relocation programs that
have to be done in the society is a time consuming process and a lot of consideration has to be
given to the social and economic impacts of the people that are affected by the relocation. Such
structures are funded for to ensure the safety of lives and property as well as to ensure that the
economy is well ready to bounce back in the event of a disaster. The enhanced ideas of the city
growth with the green areas and flood protection could enhance the ability of communities to
withstand various catastrophes.
The people with their social networks are central to the processes of disaster risk
reduction and prevention. Disaster risk management and community engagement in particular,
has in the past been useful in developing community capacities for disaster response. It is
therefore important that these problems are solved so that the disaster response strategies are
made in a way that they can be carried out with the cultures of the societies. Therefore, the social
networks and volunteering are used in the community to enhance the capacity of the community
in event occurrences. Other strategies in the dissemination and application of culture on practices
that strengthen communal bonds can also be employed in the achievement of the goal of
49
enhancing the resilience of communities because disaster risk management is done culturally and
socially thoroughly.
In the future, economic, educational, healthcare and infrastructure measures should be
used for the improvement of the status of disaster preparedness. These measures should be
adopted and systems thinking should be used in conjunction with these measures as the variables
cannot be isolated and real resilience cannot be seen where socioeconomic disadvantage is
apparent. Effective disaster risk reduction framework requires the participation and collaboration
of the government, NGOs, the private sector, and other stakeholders and the community. There
will be a need to look for new threats that could be brought about by climate change and which
may call for more flexible policies whenever they are likely to occur in the future. The future
disasters that will impact a large number of the population should now be of interest to the
Southeast Asian nations to invest in resilience.
Indeed, this aspect is of interest to the research since it shows that social factors
management is crucial in disaster risk management. Conversely, the development of the adult in
resilient communities’ entails equity, inclusion and sustainability. There are many challenges
remaining if governments, organizations, and communities work together, it will make the
biggest change in the world. The planning for future shifted from the level of the response to the
next disaster and became the set of conditions under which it is possible to start the process of
social development without prejudice to anyone’s interests.
50
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