Believing, Thinking, and Doing: Physical Therapist Students’ Clinical
Reasoning and Characterizations of Practice
Chapter 1
Introduction
Many physical therapist (PT) students and novice clinicians demonstrate shortcomings in
their clinical practice that are likely due to poor clinical reasoning abilities. PT students make
errors during their clinical affiliations related to insufficient knowledge and ineffective patient
interaction skills (Hayes, Huber, Rogers, & Sanders, 1999). Novice clinicians have difficulty
responding to patients’ unique needs. Further, novices struggle to integrate patient interactions
with their own technical practices (Jensen, Shepard, Gwyer, & Hack, 1992). Limitations in
clinical reasoning abilities likely underlie all of these difficulties.
Clinical reasoning is a complex problem-framing, problem-solving, and decision-making
process necessary for effective healthcare practice. This highly context-dependent process
requires interaction with the patient, caregivers, and other healthcare team members and is
influenced by models of practice (Higgs & Jones, 2008). The Clinical Reasoning Research and
Curriculum Consortia of the American Council of Academic Physical Therapy (ACAPT) recently
proposed the working definition of clinical reasoning as: “a non-linear, recursive cognitive
process in which the clinician collaboratively synthesizes information with the patient,
caregivers, health care team, the task and the setting, and reflectively integrates information with
previous knowledge in order to take deliberate action to formulate goals and health management”
(Clinical Reasoning Research and Curricula Consortium, 2012). The process of clinical
reasoning encompasses how a healthcare practitioner’s knowledge is translated into patient care
(Barrows & Feltovich, 1987), yet many factors, including beliefs and models of practice,
influence what resources a practitioner uses during rapid decision making (Schoenfeld, 2010).
1
Additionally, this iterative process requires clinicians to make decisions and continually re-assess
actions taken in the face of uncertainty (Barrows & Feltovich, 1987; Higgs & Jones, 2008). This
highly context-dependent process requires both formal and informal strategies and ongoing
interaction with the patient (Higgs & Jones, 2008; Simmons, 2010). In order to function as
autonomous professionals, physical therapists must develop effective clinical reasoning skills
(Brookfield, 2008; Simmons, 2010). To prepare students for autonomous practice, entry-level PT
educational programs need to promote the development of students’ clinical reasoning skills, yet
to date there is little consensus on how best to approach this task. I propose that in order to
effectively teach physical therapy specific clinical reasoning, we need a greater understanding of
how students develop their clinical reasoning skills and the programmatic features that influence
this development.
Importance of Clinical Reasoning Specific to Physical Therapy
Few studies have addressed teaching practices to best facilitate PT students’ development
of clinical reasoning skills. More studies have addressed the issue of diagnostic reasoning in
medical students (Coderre, Jenkins, & McLaughlin, 2009; Norman, 2005; V. L. Patel & Groen,
1991), but three key differences in physical therapy practice suggest the need to examine
teaching strategies specific to physical therapy clinical reasoning. First, the diagnostic process is
only one aspect of the clinical reasoning process for physical therapists (Jones, 1992). Studies of
medical reasoning have focused primarily on diagnostic reasoning at the level of identifying the
active pathology (medical diagnosis) (Bordage, Grant, & Marsden, 1990; Coderre et al., 2009;
Elstein, Shulman, & Sprafka, 1978; Norman, 2005; V.L. Patel & Groen, 1986; V. L. Patel &
Groen, 1991). Within physical therapy practice, however, diagnostic reasoning must not only
identify the active pathology but also identify the reason for the problem and the consequences of
illness/disease process (Christensen, Black, & Jensen, 2013; A. M. Jette, 1989; Rothstein,
Echternach, & Riddle, 2003). Physical therapists’ analysis of contributing factors typically
2
focuses on the second unique factor of PT clinical reasoning, the analysis of movement (Jones,
1992; Rothstein et al., 2003). The analysis of movement is central to experienced PTs’ clinical
reasoning processes (Jensen, Gwyer, Shepard, & Hack, 2000). This focus on movement and
understanding movement patterns and their role in normal and pathological function is central
across multiple PT practice settings, including pediatrics (Embrey, Guthrie, White, & Dietz,
1996), neurology (McGinnis, Hack, Nixon-Cave, & Michlovitz, 2009; Riolo, 1996; Wainwright
& McGinnis, 2009), and orthopedics (S. May, Greasley, Reeve, & Withers, 2008). Physical
therapists must also consider contraindications and precautions to movement as they approach
their examination and treatment with patients (Jones, 1992). Third, due to the ongoing and
interactive nature of therapeutic work, concurrent with evaluating and developing strategies to
address the patient’s problems, the therapist ought to work collaboratively with the patient to
determine ways to engage and motivate the patient in the treatment process (Mattingly, 1991;
Wainwright & McGinnis, 2009). This interactive process includes gaining an understanding of
the patient’s context and perspective on the illness or injury (Christensen et al., 2013; Jensen,
2011). Education for clinical reasoning physical therapy should address these unique
characteristics in addition to the diagnostic process.
Overview of the Study
In this dissertation study I extend our understanding of how entry-level physical therapist
students develop their clinical reasoning skills across educational programs. I address this issue
by answering four primary research questions: 1) How do PT students characterize physical
therapy practice? 2) During an encounter with a patient, what clinical decisions do PT students
make, and what clinical reasoning strategies underlie their decisions? 3) What is the relationship
between PT students’ characterizations of practice and their clinical decisions? And 4) Do PT
students’ clinical decisions and reasoning strategies vary across educational programs?
3
I collected data from students in two entry-level physical therapist educational programs
in Southern California. The primary data sources were PT students’ responses to interview
questions concerning their conceptualizations of practice (Dall'alba, 1998, 2002, 2004) and PT
students’ performance on and explanations of a standardized patient case (Durning et al., 2012;
Peabody, Luck, Glassman, Dresselhaus, & Lee, 2000). Few studies have addressed the
characteristics of clinical reasoning capacities of PT students prior to completion of their
entrylevel programs (Babyar et al., 2003; Doody & McAteer, 2002; Hendrick, Bond, Duncan, &
Hale, 2009; James, 2007), and even fewer have compared aspects of PT students’ reasoning
across programs (Huhn, Black, Jensen, & Deutsch, 2013).The findings of this study extend our
current understanding of PT students’ clinical reasoning abilities by not only examining the
strategies employed by students during a clinical reasoning case and their conceptualizations of
PT practice, but also analyzing differences in students’ approaches to clinical reasoning across
academic programs. Physical therapist educators currently lack established benchmarks for
student clinical reasoning (Jensen, 2011), and have very little research to guide curricular design
for physical therapist education (Deusinger, 2011; Peterson & Sandholtz, 2005; Portney, 2011;
Spake & Salem, 2005). This dissertation advances our understanding of students’ approaches to
clinical reasoning and the educational program factors that may influence their development.
Significance
To date, there has been little work addressing how to bridge what is known about
expertise and expert practice with entry-level educational practices for instruction and assessment
of clinical reasoning (Norman, 2002). Currently, entry-level physical therapist educators lack
consensus on what constitutes clinical reasoning and describe even greater variation in
approaches to teaching it (Black et al., 2015). To effectively prepare entry-level physical therapist
students for autonomous practice, entry-level educational programs must support students in
developing their clinical reasoning skills. Few studies, however, have addressed curricular
4
development in PT education (Broberg et al., 2003; Weddle & Sellheim, 2009). Further, there are
few studies of PT educational practices to provide guidance on how to translate educational
innovations from research into classroom practice (Gwyer & Hack, 2012). The findings from this
study point to curricular design principles that may better support students’ development of
clinical reasoning skills.
Overview of Chapters
The ensuing chapters of this dissertation describe the background, methods, findings and
significance of this study. Chapter 2 begins by describing the theoretical foundation for this
study, informed by the current literature on clinical reasoning and professional development in
physical therapy. Chapter 3 describes the methods, beginning with a description of the sites and
participants followed by the data collection sessions (interviews and standardized patient
activities). Chapter 3 then describes the analysis used to address each of the four research
questions. Chapter 4 begins the presentation of the findings with descriptions of the students’
characterizations of practice and factors that influenced their views on practice. Chapter 5
presents the findings of the types of clinical decisions and reasoning strategies the participants
employed during their encounter with the standardized patient. This chapter includes analyses of
the types of hypotheses and reasoning strategies the students employed, in addition to the types
of reflection they engaged in during the encounter. Chapter 6 draws on the findings presented in
the prior two chapters and explains the relationship between the students’ characterizations of
practice and their actions during the clinical encounter. Chapter 7 describes similarities and
differences in the characterizations and practices of students from the two programs. Finally,
Chapter 8 presents a revised model of clinical reasoning using the findings from this study to
build on the theoretical framework presented in Chapter 2. Chapter 8 further describes the
educational implications of the findings from this study and the revised model for clinical
reasoning.
5
6
Chapter 2
Theoretical Framework
The theoretical framework for this dissertation draws on Edwards & Jones’ (2007) model
of clinical reasoning in physical therapy that defines clinical reasoning as a dialectic of narrative
and empirico-analytical reasoning within the context of the clinical setting and the patient’s life.
Researchers have identified eight primary types of reasoning strategies employed by experienced
physical therapists during their encounters with patients (Edwards, Jones, Carr, Braunack-Mayer,
& Jensen, 2004) (See Table 2.1). Clinicians engage two of these strategies, diagnostic reasoning
and narrative reasoning, during the diagnostic process, while they draw on the remainder during
the treatment process. Additionally, the PT must integrate ethical reasoning, the consideration of
dilemmas that impinge on treatment, and assessment of best action, throughout all of the
reasoning processes (Edwards & Jones, 2007; Edwards, Jones, Carr, et al., 2004). Building on
Edwards and Jones’ (2007) framework, I describe four underlying capacities necessary for
effective clinical reasoning and propose a new perspective for studying students’ development of
clinical reasoning skills.
Table 2.1: Clinical reasoning strategies (adapted from Edwards, Jones, Carr, et al., 2004)
Collaborative Reasoning Building a consensual approach towards goal
setting and treatment planning
Diagnostic Reasoning Determining the active pathology, impairments,
functional limitations, and contributing factors
Ethical Reasoning Considering dilemmas that impinge on treatment
and assessing the best action
Interactive Reasoning Establishing and maintaining the patientpractitioner
relationship
Narrative Reasoning Seeking to understand the patient's understanding
of his/her condition
Predictive Reasoning Envisioning and evaluating future scenarios and the
role of patient and PT choices
Reasoning about Procedures Determining and carrying out the appropriate
interventions
Reasoning about Teaching Determining content and approach to patient
7
education and assessing outcomes of education
Capacities Required for Clinical Reasoning
Edwards & Jones’ (2007) model describes clinical reasoning in experienced clinicians. I
propose that four primary capacities underlie the ability to successfully engage in this mode of
reasoning. First, clinical reasoning requires a well-organized knowledge base and contentspecific
deductive reasoning skills (Higgs, 1992). Second, clinical reasoning requires the ability to
effectively interact with patients (Hayward et al., 2013; Higgs, 1992). Third, clinical reasoning
requires the ability to manage decision making in a context of uncertainty (Hayward et al., 2013;
Shepard & Jensen, 1990). Finally, clinical reasoning as envisioned by the World Health
Organization (World Health Organization, 2002) and the American Physical Therapy
Association (APTA) (American Physical Therapy Association, 2012) requires a patient-centered,
biopsychosocial orientation to practice (Schoenfeld, 2010; Trede & Higgs, 2008). Figure 2.1
depicts the relationship between these capacities, and the following section describes these
capacities and their role in clinical reasoning in more detail. These capacities contribute to our
understanding of the knowledge, skills, and attitudes that students need in order to develop their
clinical reasoning abilities.
Figure 2.1: Capacities Required for Clinical Reasoning
8
Clinical Reasoning Requires Content Specific Deductive Reasoning Skills
Diagnostic reasoning, predictive reasoning, and reasoning about procedures (selection of
treatment) require an appropriate knowledge base and effective problem solving skills. This
section addresses the two most prevalent models of clinical problem solving, the
hypotheticodeductive model and forward reasoning models. While the hypothetico-deductive
model is more prominent in novices (Coderre, Mandin, Harasym, & Fick, 2003; Doody &
McAteer, 2002; Wainwright, Shepard, Harman, & Stephens, 2011), experienced clinicians may
evidence both forward (pattern recognition) and backward (hypothetico-deductive) reasoning
based on content specific knowledge levels (Mandin, Jones, Woloschuk, & Harasym, 1997).
Although most studies indicate expert clinicians draw on forward reasoning strategies (Coderre
et al., 2003; Jensen et al., 2000; V.L. Patel & Groen, 1986; Wainwright et al., 2011), they must
draw on the hypothetico-deductive process when dealing with areas outside of their expertise.
9
Clinical reasoning requires a complex interaction between a practitioner’s problem solving skills
and content specific knowledge base (Higgs, 1993).
The hypothetico-deductive model. The hypothetico-deductive model emerged from
early studies on medical clinical reasoning, and suggested that a general problem-solving model
could be applied to clinical reasoning (Norman, 2005). The basic process of the
hypotheticodeductive model involves four steps: cue acquisition, hypothesis generation, cue
interpretation, and hypothesis evaluation (Elstein et al., 1978). The concept of hypothesis
encompasses a broad range of thought, from diagnostic ideas to any structure/process that may
be contributing to the patient’s state (Barrows & Feltovich, 1987). Although it is considered a
backwards-reasoning model, the hypothetico-deductive process, remains important to physical
therapist education, as clinicians must have a general problem solving strategy to resort to when
working outside of their areas of expertise (Bowen, 2006; V.L. Patel & Groen, 1986).
Pattern recognition and forward reasoning. Forward reasoning models focus on the
organization of knowledge and availability as the determinants of diagnostic reasoning (Bordage
et al., 1990). The concept of forward reasoning includes the use of production rules involving
if/then propositions (V.L. Patel & Groen, 1986). One element of the forward reasoning models
cited by Bordage et al. (1990) is “forceful features” which are elements elicited during the patient
interview and examination (observations, statements, test findings) that give rise to pattern
recognition in memory structures. Expert health care providers encapsulate knowledge into
“illness scripts” that contain complex inter-woven networks of knowledge including enabling
factors for particular diagnostic categories (A. B. de Bruin, Schmidt, & Rikers, 2005;
Norman, 1989a, 1989b; V. L. Patel, Groen, & Frederiksen, 1986; Rikers, Schmidt, & Moulaert,
2005; Schmidt & Rikers, 2007). These illness scripts result from the interlinking of biomedical
and clinical knowledge networks with specific patient case experience (Mandin et al., 1997;
Schmidt, Norman, & Boshuizen, 1990). Within physical therapy practice, experienced clinicians
10
develop movement scripts and engage in movement analysis through a pattern recognition
process (Embrey et al., 1996; McGinnis et al., 2009).
Overall, physical therapist educators must be aware of the role of both the
hypotheticodeductive and forward reasoning processes. Entry-level education should support
students in developing a sufficient knowledge base that is adequately organized and integrated
for them to draw on during complex clinical situations. This effective knowledge organization
starting from their foundational classes can support students in their development of “illness
scripts” for content specific reasoning. Programs, however, also need to equip students with
more generalized problem-solving strategies such as the hypothetico-deductive process so that
they can address unfamiliar situations. Knowledge and problem solving alone, however, are
insufficient for clinical practice. Clinical reasoning must happen within the context of the
patient’s life and thus students must also be able to integrate this problem solving with
appropriate interpersonal interactions with the patient.
Clinical Reasoning Requires Effective Interactions with the Patient
In the changing world of healthcare, PTs need to be interactional: empowering clients to
be active in their own healthcare for quality of life and well being (Higgs, Hunt, Higgs, &
Neubauer, 1999). At a minimum, during the initial session with a patient, the PT must interact
with the patient in order to gather information, develop a relationship, and communicate
information (Roberts, Whittle, Cleland, & Wald, 2013). The complexity of physical therapy
practice contexts requires integration of a wide variety of knowledge sources, including the
patient’s own knowledge (Edwards & Richardson, 2008). Physical therapists must be prepared to
address issues that go beyond the tissue pathologies and biomechanics, as most patients in
physical therapy present not with isolated physical conditions, but with physical conditions that
impact their sense of identity and psychic well-being (Parry, 1997). For these patients, deductive
reasoning alone will fail to address their needs (Daykin & Richardson, 2004). Practitioner-patient
11
interactions may affect patients’ perceptions of the effectiveness of interventions and the ultimate
success of those interventions (M. D. Bishop, Mintken, Bialosky, & Cleland, 2013; Ferreira et
al., 2013). Specifically, enhanced patient-practitioner interactions can contribute to increased
pain reduction in patients with chronic back pain (Fuentes et al., 2014). Technique and
knowledge alone cannot prepare a health care professional for the interactional needs of working
with individuals with injuries and illness (Benner, 2004); clinicians must develop competencies
in interacting with the people they care for. Within clinical practice, two critical arenas of
interaction with the patient include narrative reasoning and collaborative reasoning.
Engaging in narrative reasoning enables the clinician to better understand the patient’s
context and bring a more holistic approach to care (Benner, 2000). These processes require that
the clinician establish rapport with the patient and have the perceptual acuity to understand all
forms of the patient’s communication (Benner, 2000). The clinician must be open to recognizing
that each patient attributes meaning to his/her situation in an individual and context specific way
(Edwards & Richardson, 2008). The PT cannot assume a shared understanding of the situation,
and must engage in ongoing active listening to gain an appropriate understanding (Edwards &
Richardson, 2008). Physical therapists must not only gain an understanding of the patient’s
narrative “story,” but they must also engage the patient in collaborative problem solving, forming
a joint understanding of the problem and drawing on the patient’s preferences and values in
developing treatment options (Edwards, Jones, Higgs, Trede, & Jensen, 2004). Engaging in this
shared decision-making requires certain skills and knowledge in effective interaction including
responsiveness to the patient’s subtle cues during the interaction (Bernabeo & Holmboe, 2013;
Jensen, Shepard, & Hack, 1990). To effectively engage patients in their own care, health care
practitioners need to develop an awareness of each patient’s specific needs and beliefs (Hibbard
& Greene, 2013; Mattingly, 1991, 1998). Experienced practitioners do not separate the
12
constructivist narrative process from the clinical problem solving process (Edwards, Jones, Carr,
et al., 2004).
Clinical Reasoning Requires Reflection for Decision Making in a Context of Uncertainty
Analytic deductive reasoning and interaction skills alone do not prepare a clinician for the
uncertainty inherent in addressing the complexity of real world clinical patient care. Patient cases
are ambiguous by nature; thus clinical reasoning requires practitioners to develop a reasoning
framework when not all the facts are known (Barrows & Feltovich, 1987). This lack of explicit
structure requires the clinician to set the problem and determine what to attend to prior to solving
the problems presented (Schon, 1987). The ambiguity inherent in clinical decisionmaking also
typically includes conflicts of values (Tanner, 2006). In light of these ambiguities and value
conflicts, clinical judgments do not represent objective technical problem solving based on
concrete facts (Greenhalgh, 1999). Rather, clinical reasoning occurs in the
“indeterminate zone of practice” that entails navigating uncertainty and value conflicts, not the
direct application of rules or techniques (Schon, 1983, 1987). Regardless of how much research
evidence is accumulated, clinicians will always ultimately have to make a decision and that
requires an element of uncertainty (West & West, 2002). To deal with this context of uncertainty,
practitioners must engage in reflection in and on action and develop flexibility in their practice
(Schon, 1983).
Clinical reasoning within these uncertain contexts is a spiral process involving cognition,
metacognition and knowledge (Hendrick et al., 2009). Reflection in action, an ongoing
metacognitive awareness, allows the clinician to adapt the reasoning process in response to
unfolding outcomes in process (Schon, 1983; Wainwright, Shepard, Harman, & Stephens, 2010).
This practice of reflection in action is particularly important when a practitioner encounters a
situation in which the initial actions taken do not result in the expected outcome (Schon, 1983).
Further, reflection in action enables experienced PTs to vary their responses to the immediate
13
patient’s needs rather than depending on set protocols (Embrey et al., 1996; Rushton & Lindsay,
2010; Smith, Higgs, & Ellis, 2008a; Unsworth, 2001). This flexibility in reasoning is crucial for
therapists who encounter social or organizational barriers to their desired actions (Johns, 1995).
Reflection on action, that is, looking back and analyzing prior actions (Schon, 1983), enables
physical therapists to learn from their experiences and integrate these experiences into their
present work. This practice of reflection is crucial for clinicians to examine their assumptions and
biases in order to question the effectiveness of routine aspects of care, anticipate problems and
consider alternative approaches (Anderson & Funnell, 2005; Donaghy & Morss, 2007; Embrey et
al., 1996). Reflection on action, not experience alone, is what enables clinicians to continue to
learn from their practice (Shulman, 2004). Reflection both in and on action can help clinicians
develop more flexible approaches to clinical reasoning, critical skills in the everchanging context
of patient care.
Clinical Reasoning Requires a Patient-Centered Orientation to Practice
A physical therapist’s beliefs and orientations about effective practice influence how
he/she actually draws on capacities for reflection, deductive reasoning, and patient interaction in
practice (Edwards, Jones, & Hillier, 2006; Schoenfeld, 2010; Smith, Higgs, & Ellis, 2008b; Trede
& Higgs, 2008). In physical therapy, two primary views of practice predominate: the biomedical
(application of biomedical science to cure problems) and the biopsychosocial
(considering the interaction of physical, psychological, and social) (Daykin & Richardson, 2004;
Stenmar & Nordholm, 1994). A clinician practicing from a patient-centered biopsychosocial
approach integrates respect for the patient’s whole life in collaborative problem solving and
seeks to find a common ground with the patient to work from (Lewin, Skea, Entwistle,
Zwarenstein, & Dick, 2001; Stewart, 2001). A clinician practicing from the biomedical model,
however, will privilege analytical reasoning over collaborative reasoning with concern for the
14
patient’s values and life experience (Edwards et al., 2006). Not all physical therapists or PT
students, however, conceptualize practice from a patient-centered, biopsychosocial perspective
(Daykin & Richardson, 2004; Hendrick et al., 2009; Lindquist, Engardt, Garnham, Poland, &
Richardson, 2006; B. Richardson, Lindquist, Engardt, & Aitman, 2002). These variations in
conceptualizations have implications for clinical reasoning.
During an encounter with a patient, what the health care practitioner attends to depends
on his/her values and philosophical orientations (Smith et al., 2008a; Tanner, 2006). In medical
practice, the physician or medical student’s orientation to the patient-practitioner relationship
influences what he/she considers acceptable to discuss with the patient (Dall'alba, 2002). The
lens through which students view their profession influences what features are given attention,
the types of problems they choose to address and the methods deemed appropriate for solving
problems (B. Richardson, 1999b). In order to engage in collaborative/shared decision-making,
clinicians must believe that the patient has an active role in the process, and the health care
practitioner must have an attitude that allows for patient engagement in the process (Bernabeo &
Holmboe, 2013; Edwards, Jones, Higgs, et al., 2004; Edwards & Richardson, 2008). Further,
health care practitioners must have awareness and recognize the influence of their beliefs and
values on their relationship with the patient in order to engage in patient-centered reasoning
(Atkins & Ersser, 2008). Beyond the information collected, a physical therapist’s orientation to
practice influences the balance of analytical and collaborative reasoning he/she engages in.
Summary
Experienced clinicians integrate the four capacities of content-specific analytic reasoning,
interactions with the patient, decision-making under uncertainty, and patient-centeredness to
provide effective care for patients with diverse needs (Jensen et al., 2000; Shepard, Hack, Gwyer,
& Jensen, 1999). I propose that examination of PT students’ clinical reasoning abilities should
include assessment of these four capacities. Gaining a greater understanding of how PT students
15
draw on and integrate these four capacities during their work with a patient can enhance our
understanding of how PT students develop their clinical reasoning abilities.
Development of Clinical Reasoning Skills and Educational Program Structure
Effective education for the development of clinical reasoning should address the
capacities required for effective reasoning (Higgs, 1992). As such, entry-level physical therapy
education should address efficient knowledge organization, along with the integration of
reflection and patient interaction. These capacities should be developed with concurrent attention
to students’ orientations to practice, as a lack of alignment between elements may promote
disconnections in students’ development of reasoning abilities.
The current educational literature on clinical reasoning addresses three broad categories
of pedagogical practices for teaching clinical reasoning: (a) Cognitively directed teaching
strategies including methods of content integration and the inclusion of case studies in classroom
teaching (Beck & Bergman, 1986; A. B. de Bruin et al., 2005; Eva, 2004); (b) Explicit teaching
of clinical reasoning strategies in isolated clinical reasoning courses (Burnett & Pierson, 1988;
Higgs, 1990) or clinical coursework and internships (Bowen, 2006; Crandall, 1993; Goss, 1996;
Kelly, 2007); and (c) The use of narrative and reflection in either classroom or clinical activities
(Brady, Corbie-Smith, & Branch, 2002a; Donaghy & Morss, 2000, 2007; Jensen & Paschal,
2000). Each of these categories supports elements of the clinical reasoning process, but these
teaching strategies in isolation leave disconnections between the classroom and clinic and gaps in
students’ overall understanding of the reasoning process. A critical factor in the limitations of the
current approaches to teaching clinical reasoning stems from the “clinical research” approach.
Most studies have designed a single “intervention” and assessed the impacts of that one
intervention. While these studies have contributed to our understanding of components of the
learning process in the development of clinical reasoning, we do not yet fully understand how
they all work together for the most effective teaching of clinical reasoning skills.
16
Clinical reasoning underlies all of physical therapy practice, and thus overall program
structure likely exerts a greater influence on students’ development of clinical reasoning skills
than individual classroom or clinical experiences. Innovations at the level of an individual course
or clinical experience can provide insights into the factors that contribute to students’ learning. A
shift from the study of individual courses or “interventions” to a programmatic view, though, is
needed to fully understand students’ development of clinical reasoning skills, as a curriculum for
professional learning needs to be one of continuous growth, not disconnected pieces (Dewey,
1974).
One aspect of physical therapist educational program structure currently under
investigation is the timing and placement of clinical experiences. The American Council of
Academic Physical Therapy (2014) has identified two primary curricular models for entry-level
physical therapist education: integrated (affiliations spread throughout the program) and terminal
(affiliations concentrated at the end of the program). Integrated clinical affiliations may provide
students with greater opportunities to contextualize ideas learned in didactic courses than do
terminal clinical affiliations (Huhn et al., 2013). Examination of students’ clinical reasoning in
programs with integrated versus terminal clinical curricula can lend greater support to aspects of
program structure that best support students’ development of clinical reasoning.
The examination of students’ perceptions of practice and clinical reasoning strategies is
an important initial step towards understanding the complex interaction of the educational
program structure and students’ development of clinical reasoning capacities. The pedagogical
practices described in the literature likely contribute to students’ overall development, yet they do
not function in isolation. In order to develop effective approaches to teaching clinical reasoning
skills, we need an understanding of not only how students’ engage in clinical reasoning, but also
how their clinical reasoning and understandings of practice vary from program to program.
17
Chapter 3
Methods
This dissertation examined how physical therapist students conceptualized practice and
engaged in clinical reasoning. In particular I assessed students’ perspectives on practice, their
clinical decisions and reasoning strategies, and the relationship between these constructs.
Further, in this study I examined variations across educational programs.
Site Selection
I recruited students from two entry-level physical therapist educational programs. I
selected the educational programs based on preliminary differences in their overall program
structure. Both programs use traditional (discipline based) curricula but differ in the sequencing
of their courses, the types of pre-clinical experiences included, and the scheduling of students’
full time clinical experiences. University A and University B were specifically selected for their
differences in timing and placement of clinical affiliations. University A uses primarily terminal
clinical affiliations while University B uses integrated clinical affiliations. As a result, at the time
of this study, students from University A had participated in 6 weeks of clinical affiliations while
students at University B had participated in 16-20 weeks. Table 3.1 summarizes the preliminary
differences.
Table 3.1: Preliminary program differences
University A University B
Course
Sequencing
First term includes course on professional
interactions
First term is entirely foundational science
Separate clinical courses for examination
and intervention (in separate terms)
Clinical courses address examination and
intervention in same course
Timing of
Clinical
Experiences
Pre-clinical experiences are in integrated
onsite clinic
Readings on expert practice included
Pre-clinical experiences are two week
experiences off site
Clinical experiences concentrated during
third year (Terminal experiences)
Clinical experiences interspersed over
second and third years (Integrated
experiences)
Students have had 6 weeks of clinical
experience
Students have had 2 2-week pre-clinical
experiences and 12-16 weeks of clinical
experience
18
Participant Selection
Within each program I selected students during their second year in the three-year
doctoral program. I specifically targeted students who were near the end of their second year in
the program to best identify differences due to the influences of program structure. During their
first year, students would have had limited time within the program and the impact of the
program may not be as pronounced. By the conclusion of their third-year, many students will
have been in specific clinical sites for up to nine months, and thus their reasoning may reflect
more of the individual clinical sites than of their educational program. Thus, assessing students
in the final term of their second year should best reveal any variations due to program structure.
From each program I selected a random sample of four student volunteers to participate
in this study. I decided on four participants from each program based on the numbers of
participants used in prior studies of expert-novice differences in physical therapy practice
(Wainwright et al., 2010, 2011). Within the selection process, I ensured that at least one
participant (25%) from each program was male, based on the gender distribution within the
students’ classes as a whole.
Participants
The participants at both programs had similar demographics. No participant had prior
experience as a PTA or athletic trainer. All participants had prior experiences as PT aides and/or
volunteers. Most also had personal experience as a patient in physical therapy or with a family
member as a patient. Average age at University A (mean age 27 years) was slightly higher than
University B (mean age 25.25 years). Participants expressed interest in a variety of physical
therapy practice settings, but the spectrum of practice areas was evident across both programs.
Table 3 summarizes the demographic information of the participants.
Table 3.2: Participant demographic information
Name Age/
Gender Clinical Experience Pre-PT Clinical
Experience
Other Work
Experience
19
Bethany 27
Female
•Integrated neurological clinic
•Outpatient orthopedics (6
wks)
•Hospital/rehab
volunteer
•MDA camp volunteer
•Outpatient orthopedics
aide (1 yr)
•Restaurant service
•Research assistant
•Peer advisor
Mason 27
Male
•Integrated neurological clinic
•Outpatient orthopedics (6
wks)
• Outpatient
orthopedics aide
(6 years, 2 clinics)
•Food service
•Retail
Kelly 25
Female
•Integrated neurological clinic
•Outpatient orthopedics (6
wks)
•Outpatient orthopedics
volunteer
•Volunteer at Rehab
Hospital
• Water polo coach
Chloe 29
Female
• Integrated neurological clinic
• Inpatient hospital (6 wks)
• Outpatient
orthopedics aide
(4.5 years)
•Interior design
•Gym coordinator
•Organic orchard
Peter 27
Male
•Outpatient orthopedics &
neurology (12 wks)
•Stroke boot camp (2 wks)
•Outpatient orthopedics (2
wks)
• Outpatient
orthopedics aide
(2 yrs, 2 clinics)
•Customer service
•Food service
•Basketball coach
Lisa 26
Female
•VA outpatient orthopedics (8
wks)
•Outpatient orthopedics
(private clinic) (8 wks)
•Inpatient rehabilitation (2
wks)
•Pediatrics (2wks)
•Observation:
orthopedics and
pediatrics
•Volunteer at
inpatient hospital
•Corporate sales
•Nanny/babysitting
•Gym front desk
•Event hostessing
Sophia 24
Female
•VA outpatient orthopedics (8
wks)
•Private outpatient orthopedics
(8 wks)
•Outpatient orthopedics (2
wks)
•Outpatient orthopedics &
vestibular (2 wks)
•Hospital volunteer:
inpatient
rehabilitation and
skilled nursing
•Acute care volunteer
•Outpatient
orthopedics aide
•Dorm residence
Assistant (RA)
•Food service
•Event hostessing
Hannah 24
Female
•Hospital based outpatient
orthopedics (12 weeks)
•Pediatrics (2 wks)
•Outpatient orthopedics
(2wks)
•Outpatient
orthopedics (private
clinic)
•Hospital based
outpatient
orthopedics
•Kitchen work
•Server/hostess in
food service
•Hair and make-up
work
Data Collection
Each participant participated in two separate data collection sessions. In the first session
each participant completed an in-depth interview, and in the second session each participant
completed a standardized patient assessment and interview. I describe each session in more detail
in the following sections. I compensated each participant with a $50 Amazon gift card at the
20
University A University B
completion of the final data collection session. I conducted all data collections sessions on
campus at the participants’ programs. Figure 3.1 demonstrates the sequence of data collection
sessions.
Figure 3.1 Sequence of data collection sessions
Conceptual Interviews
In the first data collection session, I conducted an in-depth semi-structured interview with
each participant. These interviews focused on the students’ conceptualizations of and experiences
with physical therapy practice. Within the interview, I specifically asked students to describe a
concrete patient example that they considered to be representative of a typical physical therapy
patient and one that that they felt would be very challenging. These questions follow closely from
prompts previously used during interviews to explore medical students’ and clinicians
understanding of medical practice (Dall'alba, 1998, 2002, 2004; Holmstrom, Halford, &
Rosenqvist, 2003; Holmstrom & Rosenqvist, 2001) and novice physical therapy clinicians’
perceptions of their practice (Lindquist et al., 2006; B. Richardson et al., 2002). In addition to
describing concrete patient experiences, I asked participants to give a metaphor for the work of a
physical therapist. Metaphors represent an expression of individuals’ thought processes and
provide insight into individuals’ tacit theories about their professional practice (Lakeoff &
Johnson, 1980; Martinez, Sauleda, & Huber, 2001; Thomas & Beauchamp, 2011). I also asked
students to complete a resume sort wherein they named the experiences they have had with
21
I -D ‐
C
I
S
P Encounter
Interview
physical therapy and sorted these experiences based on how those experiences influenced their
understanding of physical therapy. (See Appendix A for interview guide)
The final component of the interview was a modified Q-sort. During the Q-sort, the
participant classified a set of descriptive statements according to degree of application to a
specific situation (Akhtar-Danesh, Baumann, & Cordingley, 2008; Barker, 2008; Valenta &
Wigger, 1997) For this study, I selected the Q-sort concept statements based on analysis of
existing literature and my pilot data (Barker, 2008; Jensen et al., 1992; Lindquist et al., 2006).
These statements represent actions physical therapists might take and concepts they might
consider during their work with a patient. I conducted further pilot testing of the Q-sort
statements with experienced orthopedic and neurologic physical therapists to ensure that I was
not missing any critical concepts. For this study I used a modified Q-sort and asked the
participants to rank their top and bottom three concepts (Jacobson, 1980). I then asked each
participant to explain his/her rationale for placing those concepts in his/her top and bottom three.
(See Appendix A for Q-sort list)
Standardized Patient Encounter and Interview
In the second data collection session, I used a standardized patient encounter and
postencounter interview to examine entry-level physical therapist students’ clinical decisions and
clinical reasoning strategies during an orthopedic patient encounter. A standardized patient is a
healthy individual trained to portray a specified musculoskeletal injury (Peabody et al., 2000).
Rationale for method. Although researchers have not identified a single best method for
assessing clinical reasoning (Huhn, Black, Jensen, & Deutsch, 2011; Schuwirth, 2009),
researchers have employed four primary research methods for investigating clinical reasoning: 1)
Naturalistic clinical observations (Hayward et al., 2013; Jensen et al., 1992; Wainwright et al.,
2011), 2) Lab based knowledge-based tasks (step by step case studies) (Boshuizen & Schmidt,
22
1992; Coderre et al., 2003), 3) Cognitive assessments (Bordage et al., 1990; Charlin, Roy,
Brailovsky, Goulet, & van der Vleuten, 2000), and 4) Standardized patients (Durning et al.,
2010; Peabody et al., 2000; Prislin, Lie, Shapiro, Boker, & Radecki, 2001).
Each of these prior methods has its own strengths and limitations, but due to the
complexity of clinical reasoning, using multiple assessment methods produces a better picture of
the participant’s overall capacity (Huhn et al., 2011). Naturalistic clinical observations allow
insight into how clinicians engage in clinical reasoning in context. For three reasons, however,
this is not feasible for the study of physical therapist students’ reasoning. First, beginning
students lack the skills to assess a patient autonomously in the clinic and thus would require
instructor intervention that would affect the findings of the study. Second, asking a student to
assess a patient prior to adequate training would place the patient’s safety at risk. Finally,
scheduling individual clinical observations with students at multiple sites would require
coordination of an extensive number of clinics that is not feasible for this stage of research.
Most laboratory studies have used paper case studies and focused on the participants’
cognitive processes. These assessments provide extensive information regarding the
cognitive/diagnostic aspect of clinical reasoning, but they do not allow sufficient assessment of
participants’ interactions with the patient. Research in clinical reasoning in physical therapy
indicates that experienced physical therapists integrate diagnostic reasoning with narrative
relationship building with the patient (Edwards & Jones, 2007; Jensen et al., 2000).
The use of standardized patients allows a controlled examination of participants’
reasoning processes while preserving the interactive nature of the task. While many studies have
assessed clinical reasoning and patient-practitioner interactions in medical students using
standardized patients (Durning et al., 2012; Durning et al., 2010; Peabody et al., 2000; Prislin et
al., 2001), few studies have integrated this method into the study of physical therapist students’
clinical reasoning (Ladyshewsky, Baker, Jones, & Nelson, 2000). The use of a standardized
23
patient allows for examination of both the cognitive (through a retrospective think-aloud) and
interactive elements of clinical reasoning in an environment that is safe for beginning level
students.
Standardized patient encounter. The first task participants completed during the second
data collection session was the standardized patient (the patient) encounter. The patient encounter
entailed the participant conducting a physical therapy examination on and forming a physical
therapy assessment of the patient. The patient was a healthy individual who had been trained to
portray the specified musculoskeletal injury, and the same patient was used for all participants to
ensure consistency across participants. Prior to meeting the patient, I presented the participant
with the instructions and gave the participant the patient’s referral information (see Appendix B).
I instructed the participant to conduct the examination with the patient as if he/she were assessing
a new patient in a physical therapy clinic. I instructed the participant to proceed to his/her first
treatment when he/she completed the assessment. If the participant had not completed his/her
assessment in 35 minutes, I instructed him/her to proceed to the treatment phase.
The participant did not complete the full treatment for the safety of the standardized
patient, as the treatment identified for the patient in the case may not have been appropriate for
the actor portraying the patient. Once the participant had initiated the treatment, I instructed him
or her to proceed to concluding the session with the patient. The conclusion of the session could
include any instructions the participant wishes to give the patient on follow up or home activities.
The interactions of the participant and the patient during the encounter were video and audio
recorded. I took notes on the participant’s actions during the patient encounter to guide the
postencounter interview. The duration of the patient encounters ranged from 20 to 40 minutes,
similar to initial assessments in many clinics (Roberts et al., 2013). Figure 3.2 depicts the
sequence of activities during the data collection session.
Figure 3.2: Sequence of second data collection session
24
Post encounter form and interview. Following the patient encounter, the participant
completed the “Post Encounter Form” (see Appendix C, adapted from Durning et al., 2012)
describing his/her assessment of the patient and his/her reasoning process. Immediately after the
participant completed the “Post Encounter Form,” I interviewed the participant regarding his/her
reasoning processes during the patient encounter (see Appendix D for interview guide). The first
portion of the interview included a review of the patient session where I asked the participant to
describe his/her thought process underlying each action taken during the encounter. All
interviews were audio recorded.
Development of the standardized patient case. I used the literature on training
standardized patients to inform the development of the case for this study (Wallace, 2007). I
designed the case around a patient with sacroiliac joint dysfunction. Sacroiliac dysfunction is an
orthopedic complaint common in physical therapy practice (Cibulka, 1992) for which specific
provocation tests may give unclear/unreliable findings (Slipman, Sterenfeld, Chou, Herzog, &
Vresilovic, 1998), and pain patterns can be highly variable (Slipman et al., 2000). These factors
create uncertainty within a scripted case. Further, sacroiliac joint dysfunction may be
particularly effective for a standardized patient case, as provocation tests, not static position or
palpated motion may be the best indicator of pathology (symmetry does not rule out pathology,
nor does asymmetry guarantee pathology) (Dreyfuss, Dryer, Griffin, Hoffman, & Walsh, 1994;
25
S
P Encounter
( and
)
P - E ‐
F
P - E ‐
I
Walker, 1992). The specific biomedical details of the case were informed by the literature on
sacroiliac joint dysfunction, including the patient’s description of the pain (Cibulka, 1992;
Slipman et al., 2000; van der Wurff, Buijs, & Groen, 2006), aggravating and alleviating factors
(Cibulka, 1992), and responses to provoking tests (Cibulka, 1992; Laslett, Aprill, McDonald, &
Young, 2005).
Beyond the biomedical aspects of the case, I designed factors in the patient’s lifestyle and
history to provide opportunities for participants to draw on ethical reasoning, interactive
reasoning, narrative reasoning, collaborative reasoning, reasoning about teaching, reasoning
about procedures, and predictive reasoning. Specifically, information within the case pointed to
the patient’s financial situation and possible ethical conflicts of asking the patient to commit to a
“typical” multi-visit course of physical therapy. The case also provided information regarding the
patient’s career and family life and the patient’s experience of the current injury. Training for the
standardized patient included specific instructions regarding how much information to freely
share and what information requires further questioning from the participant (Wallace, 2007).
Appendix B contains the complete patient case description and Appendix E describes the training
procedures for the standardized patient, based on Wallace’s (2007) recommendations. During the
final practice session with a novice clinician (recent graduate / physical therapy license applicant
(PTLA)), the standardized patient accurately represented the case and appropriately responded to
all of the PT’s questions. Additionally, the PTLA made the appropriate diagnosis (Sacroiliac joint
dysfunction), as had the two prior third-year students who had participated as part of the
standardized patient’s training process.
Analyses
All audio recordings from the conceptual interview (data collection session 1) and patient
encounter and interview (data collection session 2) were transcribed verbatim. All transcripts
were loaded into DeDoose qualitative analysis software (http://www.dedoose.com/) for coding.
26
Analysis of Characterizations of Practice
To examine the students’ characterizations of practice, I coded their conceptual interviews
(data collection session 1) using a process of structural coding (Saldana, 2009) informed by the
current literature. Drawing on the existing literature (Dall'alba, 1998, 2002) and my pilot studies
(Gilliland, 2012; Gilliland & Fischer, 2014), I defined four coding domains to analyze
participants’ conceptualizations of practice based on their responses to the interview questions.
These domains and the categories within each category are listed in the tables in
Appendix F, along with example quotations from the data. The first domain, Purpose of the
Encounter, was derived directly from Dall’Alba’s (1998, 2002) categories established in medical
students and clinicians. This domain classified the response based on the indicated types of
interactions expected and types of issues addressed in a patient-practitioner encounter. The
second domain, End Goal of Practice, was derived from my pilot data (Gilliland, 2012; Gilliland
& Fischer, 2014). Participants in these studies varied as to whether they identified the purpose of
physical therapy practice as focused on the patient’s physical function and impairments, life
roles, or psychological status. The third domain, The Nature of Knowledge in the Encounter, was
derived from both Dall’Alba’s (1998, 2002) analyses and my pilot studies. Participants’
responses indicated whether they placed the highest value on the practitioner’s biomedical
knowledge, the patient’s knowledge alongside the practitioner’s, or the process of interaction
between the practitioner and patient. Finally, the domain, The Patient’s Role, was derived from
my pilot data. Participants’ responses tended to indicate whether they expected compliance from
the patient, or whether the patient had some level of autonomy within the encounter and
treatment process. Use of this coding system during prior investigations has yielded inter-rater
pairwise agreement ranging from 70% to 79% with Cohen’s kappa ranged from 0.55 to 0.65
(Gilliland, 2012; Gilliland & Fischer, 2014).
27
I investigated convergence of students’ responses to the interview questions specifically
examining whether their descriptions from concrete examples paralleled the metaphors and roles
they described more generally. Further, I compared the students’ concrete descriptions of specific
patient encounters with their hypothetical description of the role of the patient to identify
differences in the students’ tacit and explicit theories of practice.
I drew on participants’ Q-sort data as an additional source of triangulation. First I
examined which items students ranked highest and lowest. Then I compared the Q-sort data
alongside the other analyses to provide greater overall description of students’ conceptualizations
of physical therapy practice.
Finally, I analyzed participants’ descriptions of the experiences that influenced their views
on physical therapy for type of experience and the nature of its influence. Specifically I
examined patterns of how students perceive that each type of experience influenced their views
on practice.
Analysis of Clinical Reasoning and Decision Making
Transcripts from the patient encounter were coded to indicate the participant’s and the
patient’s actions alongside the verbal exchange. In the first stage of coding, I used structural
coding (Saldana, 2009) to identify the participant’s actions during the patient encounter,
interactions with the patient, hypotheses formed, and interventions selected. I coded each
participant’s actions/decisions during the patient encounter based on the elements of physical
therapy examination (American Physical Therapy Association, 2003). I created sub-codes within
the coding categories to allow more specific description of the examination data the participants
collected (see Appendix G: Tables 1A and 1B for codes). I coded each participant’s verbal
interactions with the patient using the categories developed by Jensen, Shepard, and Hack
(1990). I adapted this coding scheme to include one additional code (clarification/confirmation)
that emerged from the data (see Appendix G: Table 2). From the retrospective think-aloud, I
28
coded each participant’s statements of diagnostic ideas, contributing factors, and judgments as
hypotheses (Barrows & Feltovich, 1987; Jones, Jensen, & Edwards, 2008). The coding
categories for the hypotheses were derived from Jones et al.’s (2008, p. 253) hypothesis
categories, with additional codes emergent from the data (see Appendix G: Table 3). I further
analyzed the participants’ patterns of hypothesis formation by examining the patterns of code
cooccurrences (two codes applied to the same text block). From the patient encounter,
postencounter form, and interview, I categorized the participant’s selected treatment interventions
based on the physical therapy interventions described by the American Physical Therapy
Association (American Physical Therapy Association, 2003) (See Appendix G: Table 4). I also
coded each intervention based on the dimension of the International Classification of Functioning
(ICF) (World Health Organization, 2002) the intervention addresses (impairment, activity or
participation).
To enhance the credibility and consistency of these findings, a random sub-sample of the
data were coded by a second coder trained on the coding system. The primary investigator and
the second coder achieved 97% agreement (kappa .964) for coding of clinical actions and 72%
agreement (kappa 0.69) for coding of hypotheses. Further, each participant confirmed his/her
actions during the post-encounter interview.
In the second stage of coding, I examined the relationship of the hypotheses participants
formed, examination data collected, and actions taken to identify their reasoning strategies. I
coded the reasoning strategies based on the strategies defined by Edwards et al. (2004, p. 322). I
created sub-codes within the reasoning categories to provide more specific categorization of the
participants’ thought processes (see Appendix G: Table 5 for reasoning codes). A random sample
of the data was coded by a second coder trained on the coding system. The primary researcher
and the second coder achieved 90% agreement (kappa 0.88) in coding.
29
Alongside the reasoning strategies, I analyzed each participant’s explanations during the
retrospective think-aloud for evidence of reflection in- and on-action (Schon, 1983; Wainwright
et al., 2010). I analyzed the examination data each participant collected during the patient
encounter in relation to the assessment stated in the post-encounter form for thoroughness of
examination and logic of conclusions. As part of this analysis, I classified any reasoning errors
the participant made based on the nature of erroneous conclusions drawn (Gilliland, 2014). In
this second stage, I also analyzed the relationship of the treatment interventions the participant
described to the examination data collected and the participant’s stated overall goals for the
patient.
Analysis of Relationship of Characterizations and Practice
To examine the relationship between students characterizations of practice and their
clinical decision making, I drew on the data and analyses from both the conceptual interview
(data collection session 1) and the standardized patient encounter (data collection session 2). I
compared each participant’s characterization of practice (based on the analyses of his/her
conceptual interview) with his/her clinical decisions during the standardized patient encounter
(Dall'alba, 2002). Specifically I compared participants’ overall characterizations of practice with
their overall approaches to the patient examination and assessment based on their reasoning
patterns, hypotheses, and their stated priorities and goals for the patient during the standardized
patient encounter. I included case studies of five participants to demonstrate these relationships in
more depth. Finally, I examined the relationship between students’ characterizations of practice
and their engagement in reflection during the patient encounter.
Analysis of Variations by Program
To address whether PT student reasoning varies across programs, I drew on the findings
from analyses of both the conceptual interview (data collection session 1) and the standardized
patient encounter (data collection session 2), and compared across participants. Students’
30
individual interview responses and resume sorts demonstrated how the students perceived their
learning.
Based on the students’ conceptual interviews (data collection session 1), I analyzed for
patterns of characterizations within each program, specifically identifying characteristics
highlighted by the majority of students in that program. I also examined the students’ Q-sort
rankings to identify patterns within each program of items the students ranked highest. I then
compared the patterns across programs to identify similarities and differences in students’
characterizations of practice across programs.
I analyzed the students’ actions during the standardized patient encounters and
postencounter interview responses (from data collection session 2) for patterns of actions and
reasoning strategies within each program. I specifically examined this data for examination
measures conducted, justifications for examination/assessment decisions, assessments made, and
interventions selected. Based on the patterns I identified within each program, I then compared
across the two programs to identify similarities and differences in the students’ clinical
decisionmaking and reasoning between the two programs.
Finally, I drew on students’ descriptions of experiences that had influenced their
understandings of physical therapy practice based on the resume sort during data collection
session 1 and factors they described as influencing their thought process during the patient
encounter during data collection session 2. I used this information to provide preliminary
insights into factors that influence students’ clinical reasoning and characterizations of practice.
Further, in-depth analysis of programmatic factors influencing students’ reasoning is beyond the
scope of this study.
Researcher Perspective
I bring a unique perspective to this research as a physical therapist, physical therapist
educator, and educational researcher. My perspective is informed by a combination of
31
frameworks from the literature in physical therapy clinical practice alongside my work in
teaching and learning and teacher professional development. This combination enables me to
analyze physical therapy practice from the insider perspective, yet be informed by theories of
teaching and learning. Affordances of my combination of experiences include my ability to
conduct educational research in physical therapy drawing on the perspective of existing
frameworks of physical therapy clinical practice. Further, my work as a physical therapist
educator significantly contributes to the development of my research questions based on my
observations within the classroom and program overall. My situation of my analyses within the
existing frameworks of physical therapy practice, however, may limit my ability to analyze
phenomena occurring outside of this frame.
Trustworthiness and Credibility
I have incorporated multiple measures in order to enhance the credibility, dependability
and confirmability of the findings in this study. To ensure data saturation, I interviewed an
additional six students (three at each program) following the initial data analysis (Marshall,
1996). Preliminary analysis of these additional interviews revealed themes consistent with the
previous data. To enhance the credibility of the findings, I drew on established methods of data
collection including the standardized patient encounter and the conceptual interview questions
(Shenton, 2004). All stages of analysis, including the preliminary coding frames, were informed
by the existing literature in the field (Mays & Pope, 1995). I incorporated reliability coding for
the structural coding stage of analysis (Shenton, 2004). For reliability coding, I trained research
assistants on the coding schemes described in the analyses for research questions one and two,
and the assistants coded a subset of the data. To enhance the dependability of the findings, I
included detailed descriptions of the data collection process and the development of the data
analysis (Shenton, 2004). I also triangulated across data sources for each research question
32
(Lincoln & Guba, 1985; Merriam, 2009; Patton, 2002) to reduce the risk of bias and enhance the
credibility of the findings. I also included direct quotations (low inference data) throughout the
findings to enhance the trustworthiness. Finally, throughout the data collection and analysis
process, I maintained an audit trail to trace the development of the findings (Miles & Huberman,
1994)
33
Chapter 4
Characterizations of Practice
Expert physical therapists practice from a patient-centered perspective, integrating the
patients’ values into their assessment and treatment, and emphasizing teaching and empowerment
over fixing problems (Jensen et al., 2000). These expert clinicians not only demonstrate this
patient-centered practice in action, they also hold well-developed perspectives on practice that
parallel these actions (Jensen & Paschal, 2000). Prior studies have demonstrated that
professionals in a variety of practices tend to practice in ways that are consistent with their
characterizations of practice (Dall'alba, 2002; McMullen, 1999; V. Richardson, Anders, Tidwell,
& Lloyd, 1991). Professional development should support students’ growth towards more
expansive orientations to practice (Dall'Alba & Sandberg, 1996, 2006), yet studies of medical
students indicate that many do not change their conceptions of practice during their education
(Dall'Alba, 2004). These diverse characterizations of practice have implications for the students’
interactions with patients and ongoing professional development (Anderson & Funnell, 2005;
Cabana et al., 1999; Daykin & Richardson, 2004)
A physical therapist’s beliefs and orientations about practice influence how he/she
actually draws on capacities for reflection, deductive reasoning, and patient interaction in
practice (Smith et al., 2008b; Trede & Higgs, 2008). Expert practice in physical therapy is
characterized by reasoning from a patient-centered collaborative stance, drawing on diverse
knowledge sources, valuing the patient’s beliefs and knowledge, and focusing on patient
education and empowerment over clinician performance (Jensen et al., 1992; Resnik & Jensen,
2003). Prior studies have indicated that while students and novice clinicians may acknowledge
the value of patient-centered care, they do not practice in that way (Christensen & Nordstrom,
2013). These findings prompt the question of whether novice physical therapists lack the skills to
34
engage in patient-centered care or if they do not conceptualize practice in this way. This chapter
examines the question: How do PT students characterize physical therapy practice?
Findings
In this section I describe the students’ characterizations of practice based on their
interviews and Q-sorts. I first present the students’ overall characterizations of practice based on
the structural coding of the four domains informed by the current literature (purpose of the
encounter, end goal of practice, knowledge valued, and patient’s role) and the data from the Qsort
activity. I then present three detailed case studies illustrating the students’ qualitatively different
perspectives. Finally, I examine the nature of the experiences the students considered influential
to their understanding of practice. I conclude this section with some considerations regarding the
students’ use of patient-centered language.
Overall Characterizations of Practice
The participants demonstrated four qualitatively different characterizations of physical
therapy practice through their responses to the interview questions and their ranking of items in
the Q-sort. I grouped the participants based on the category in each of the four coding domains
(purpose of the encounter, end goal of practice, knowledge valued, and patient’s role) that was
most prevalent in their responses. The participants’ characterizations ranged from a mechanical
approach that involved diagnosing and fixing problems with an emphasis on patient compliance
to a dynamic relationship between the PT and patient as illustrated in Figure 4.1. The students’
Q-sort selections and descriptions further supported their characterizations of practice. In the
following section, I describe the four perspectives evident in the students’ interview descriptions
and then provide three detailed case studies illustrating the range of perspectives exhibited by the
participants.
Figure 4.1: Trajectory of characterizations
35
Diagnosing and fixing problems. Three students described physical therapy practice
with a focus on fixing problems. These participants characterized the purpose of the encounter
as diagnosing and fixing problems and emphasized patient compliance in order to achieve an end
goal of physical function. Each of these participants also indicated the importance of the PT’s
medical/professional knowledge in working with a patient. For example, Mason (from University
A)’s description of the role of the patient indicated the importance of the PT’s knowledge, the
patient’s responsibility to comply with the PT, and a focus on diagnosing and fixing physical
problems.
There is a lot of time spent at home that they need to work on, whether it is postural
reeducation, decreasing aggravating factors or changing the work environment, whatever
it may be. That homework needs to be put in on their end. So that way we can get that
patient as functionally independent as we can.
Kelly (from University A) described the role of the patient in similar terms. She also
expected the patient to follow the PT’s directions in order to address their problems.
Well I expect them to at least try everything I mean I want them to be able to be
responsive to what I’m telling them, you know be, try their, I mean if I correct them I
want them to really try to do the correct thing, I mean unless they’re really in pain I want
them to listen to what I’m saying and try to like do, for example, exercises correctly.
36
Diagnosing
andFixing
Problems
Assessing
and
Educatingthe
Patient
Supporting
thePatient
while
Diagnosing
andTreating
Working
Together
withthe
Patient/
Teamwork
Peter (from University B) furthered the emphasis on diagnosing and fixing problems
through his metaphor for the work of a PT. In his description of the car mechanic, he highlighted
the purpose of the encounter as fixing problems that rely on the PT’s knowledge.
Being a physical therapist is like… it’s like being a car mechanic. Someone brings in
their car, it’s broken, and a physical therapist is expected to put it back together and fix it,
so it’s running like new, if not new, as good as you can get back, just repair it.
These three students’ mechanical characterization of the work of a physical therapist is
further highlighted by their rankings of the Q-sort items. Overall, these three students placed
functional and activity testing in their most important list and all placed the patient’s perspective
and social support in their least important list. Their emphasis on functional and activity testing,
however, was consistent with their characterization of physical therapy practice focused on
diagnosing and fixing problems. The students who considered functional status or activity level
testing most important indicated it was so because activity testing identified impairments and
skills the PT needed to address in treatment. As Mason explained in his selection of assessment
of functional status, “Starting with functional limitation I can get a sense, as a PT, as to what the
impairments might be.” Peter indicated activity testing was important as it led directly to
treatment: “Just how well they are able to do these functional activities, those would be the
things that I would try to work on first.” Two of the three students describing physical therapy
practice with a focus on diagnosing and fixing problems also placed tissue level testing as one of
their most important items in the Q-sort. Their explanations indicated that the medical/tissue
level diagnosis was key to providing the appropriate treatment for the patient. As Kelly explained
her reasoning for placing tissue-level testing in her most important list, “If you don’t have a
diagnosis… it’s probably important to figure out what’s wrong… you wanna know that (the
diagnosis), get them 100% that figured out before you start treating.” The students’ primary focus
on diagnosing and fixing problems parallels the practice of novice clinicians with a focus on the
mechanics of problem solving (Jensen et al., 1990). This focus suggests that the students’
37
limitations in practice may be a result not only of limited skill but also of an inability to envision
the patient-centered approach to practice that is characteristic of experts.
All of these students placed the patient’s expectations in their least important list in the Q-
sort. Their justifications indicated that they believed they could make assumptions about the
patient’s expectations. For example, Mason explained,
I know why the patient is there in PT… I can kinda use a little bit of logic and deducing
why they are there. So spending a lot of time on what their expectations for PT are, I can
kinda figure, these guys want to get back to where they were before or better.
These students also believed that the patient’s expectations would not impact their ability
to provide an effective treatment. Peter explained, “I think you know getting their goals is very
important, but as for the expectations… I don’t think that what their expectations are for therapy
is as important, cause again you could still provide a good treatment without it.” The low value
these students placed on the patient’s expectations for therapy suggests their limited
understanding of the value of patient input for effective therapeutic outcomes (Arnetz, Almin,
Bergstrom, Franzen, & Nilsson, 2004; M. D. Bishop et al., 2013; Fuentes et al., 2014;
Holmstrom et al., 2003; Milidonis, Godges, & Jensen, 1999). The students’ explanations for their
low ranking of social support in the Q-sort were also consistent with their medical/mechanical
characterization of practice. Kelly explained her low ranking of understanding the patient’s
social support by explaining that it was more important to address the patient’s injury. Peter
further emphasized that the work he did with the patient in the clinic would not be impacted by
the patient’s level of social support. These students’ over-emphasis on physical function isolated
from the patient’s psychosocial roles may limit their effectiveness in clinical practice and
professional growth (Anderson & Funnell, 2005; Cabana et al., 1999; Daykin & Richardson,
2004).
Assessing and educating the patient. Two students (both from University B)
emphasized the patient’s role in learning with continued value on the PT’s knowledge. While this
38
characterization gave a more active role to the patient, these students continued to value the PT’s
medical knowledge over the patient’s own knowledge. These two students consistently indicated
that the purpose of the PT’s encounter with the patient was to assess the patient and educate the
patient regarding his/her condition and how to manage it. Lisa (from University B)’s description
of a typical encounter with a patient in the clinic highlighted this role of assessing and educating
the patient and expecting the patient to learn skills from the PT to carry out on his/her own.
There were like three people who I saw like this and all of these people come in and they
have this very stooped posture and forward head … they didn’t come in for postural re-ed
but from what we know about posture for the neck and for the shoulder and how the
shoulder works, the big thing that I was treating was postural re-ed. So I was giving them
very specific postural exercises to affect their neck positioning, their head positioning,
and their shoulder positioning to work on their neck and shoulder pain.
Hannah (from University B) also emphasized the role of the PT in educating the patient
as she described what she believed was most challenging in physical therapy practice. She
continued to value the PT’s knowledge in the interaction as she highlighted why the PT needed to
conduct extensive education for some patients.
It’s hard because from a clinical standpoint you know what you want to address and you
know that it’s depending on what it is, it’s going to take more than one treatment session
and it’s going to take a little bit of patience and also not everybody has the background
knowledge to understand what a joint mobilization is why you’re stretching them and all
the uncomfortable things versus the soft tissue and the massages and all that. And I think
it’s just hard to balance out between telling them, ‘Okay well this is what’s causing your
problem…’ Kind of negotiating, because you want the compliance but you don’t want to
bombard them with everything clinical because they might not understand.
Like the three students described above, these two students also placed high value on
assessing the patient’s functional status in their Q-sort rankings. Their explanations for their
rankings, however, indicated that this information served a different purpose for them. They
ranked assessing the patient’s functional status highly because they believed it gave them
information regarding how the patient’s life activities were impacting his/her injury and
functional abilities, and that it also gave them insight into what the patient would want to
accomplish in PT. Hannah explained:
39
I think that gives you a lot of insight into things that they are doing in their day that
maybe hurting or helping them. It also gives you an idea of what is important them and
how invested they will be… just gives you an overall idea of what their goals are and
what’s important to them.
They indicated that this information was important for setting goals in physical therapy.
Both of these students also ranked the patient’s expectations for therapy amongst the most
important items in the Q-sort. Their explanation was consistent with their characterization of
practice focused on education. They indicated that the patient’s expectations were important
because they impacted how the PT needed to interact with the patient to increase his/her
participation in therapy. They also indicated that the patient’s expectations would give them
insight into how they needed to educate the patient regarding his/her responsibilities in therapy.
Lisa explained,
I think learning about the patient’s expectations for PT is very important, and this goes
back to that idea, are they expecting to come in and have me work on them for half an
hour and then go home and be better, or are they expecting to have a home program and
actively participate in exercises in the clinic and are curious what they can do to prevent
and get back and all that kind of stuff.
These students’ emphasis on teaching in their characterizations of practice suggests their
understanding of one characteristic evident in the work of expert physical therapists: the value of
teaching over hands on treatment (Jensen et al., 1992).
Supporting the patient while diagnosing and treating. One student (from University
A) described the purpose of the encounter between the PT and the patient as supporting the
patient while carrying out the diagnosis and treatment. In addition to her emphasis on supporting
the patient psychologically, her responses indicated that she expected the patient to learn from the
physical therapist. As she described her expectations for the patient, she indicated that she
wanted the patient to try new activities, but she also reflected a role for the PT in supporting the
patient while he/she tries.
So hopefully they would have an open mind to trying new things and trying things that
may be uncomfortable or things like that. That’s what I really enjoy about my patient in
40
clinic is she’s always willing to do one more and if I say hey do you wanna try this, have
you done this since your incident, and she’s like no, but yes I wanna try it, she’s always
like sure I’ll try it, and I’m like if it doesn’t work then we know, but at least we can try.
(Chloe)
She also described the importance of understanding the patient’s psychological state and
providing appropriate support to encourage his/her participation in therapy. She acknowledged
the challenges for the PT in creating this motivating and supportive environment for the patient.
Probably the psychological part of it is really hard, like if you have a really depressed
patient or they don’t wanna do it, noncompliance, I think that’s really difficult just
because you have to pump up your inner cheerleader and get them invested in what
you’re saying and what you’re doing, and I think that persuasive part is more difficult
when you have somebody that is not receptive to it. (Chloe)
Chloe’s rankings of the Q-sort items also indicated her focus on the patient’s
psychological needs alongside her need to address physical function. She described the
importance of understanding the patient’s psychological state as it impacted the patient’s level of
participation in therapy. She also placed learning about the patient’s employment and leisure
activities in her most important list in the Q-sort as she indicated the patient’s activities impacted
the way she set goals. Chloe’s attention to the patient’s emotional state as a crucial element of
therapeutic interactions suggests she is developing a perspective consistent with a
biopsychosocial model of care, in which the patient’s emotional and life experience are important
aspects of healthcare (Jones et al., 2008; World Health Organization, 2002).
Working together with the patient. Finally, two students (one from each program)
described physical therapy practice in terms of working together with the patient. These students
indicated the importance of the patient’s own knowledge and input as they impacted the therapy
process. They indicated that they expected the patient to learn during the therapy process, but
their description of this learning indicated a greater role for the patient in gaining an ongoing
understanding of his/her condition compared with the other students’ focus on the patient
learning specific skills to carry out. These two students also indicated participation in life
41
activities and quality of life as important end goals for physical therapy, beyond the level of
physical functioning. Bethany (from University A) specifically emphasized the importance of
teamwork with the patient and other healthcare providers throughout her descriptions. Her
metaphor summarized her clinical examples as she described the work of a physical therapist as a
bridge.
So PT as a profession connects patient to patient. So you have group exercises, so you
can connect patient to patient. And you can connect patients with their family through
like education. And also how to incorporate the disability into their lives or the patient’s
life. And then I guess a bridge to other health care professionals. As in referral.
Bethany’s Q-sort was consistent with her characterization of physical therapy practice
focused on teamwork with the goal of enhancing the patient’s quality of life. She explained her
high ranking of understanding the patient’s level of social support:
Obviously if you are talking about a toddler or just a kid, if they don’t have family
support… Also, school stuff, if they are being teased at school, or if they are being, not
bullied, but just not looked at the same like other kids, and I think that is very important
in a kids perspective.
Bethany and Sophia (from University B) both gave a high ranking to activity level
testing, which they indicated was important because it impacted the patient’s participation in life
activities. Sophia also highlighted a return to life activities as the ideal end goal of physical
therapy practice. Her description of the ideal outcome of a PT’s encounter with a patient
indicated the importance of the PT working together with the patient to determine outcomes and
the role of the patient in learning and understanding about his/her condition and how to
selfmanage so he/she can return to activities.
So 100% pain free was not really realistic, but learning how to move better, learning so
that the patient knows how to manage their symptoms, the patient knows their limits and
what they shouldn’t be doing, that they’re actively trying to break their bad habits and
when they, I always say that they’re graduating from PT and so these are your exercises
and I try to teach them where to go from there, so that they kind of understand why
they’re doing their exercises, what the benefit of it is to them.
42
Sophia indicated understanding the patient’s perspective was one of the most important
items in the Q-sort. She explained that she believed it was important to understand where the
patient was coming from and what he/she valued in order to drive the patient’s participation in
therapy. These two students’ characterizations of practice emphasizing working with the patient
parallel the actions of experienced clinicians who practice from a biopsychosocial perspective,
focusing their work on enhancing the patient’s quality of life and participation in meaningful life
activities (Jensen et al., 2000; Jones et al., 2008).
Relationship of Participants’ Characterizations Across Domains and Responses
Consistency across interview questions. Participants demonstrated consistency across
their responses to the questions. Overall coding for each participant only varied by one category
within each domain. For example, four participants had some responses that indicated the
patient’s role was learn and do and some with learn and understand. No participant
demonstrated divergence in any of the categories. For example, no participant indicated the
purpose of the encounter as highly mechanical such as diagnosing/fixing a problem in one
response and highly interactive such as teamwork in another.
Relation of explicit and tacit theories. Overall students demonstrated consistency
between their explicitly stated purpose of physical therapy (interview question 1) and the purpose
that was evident in their descriptions of concrete patient examples and their metaphors for
practice. For example, Lisa explicitly described the purpose of PT in terms of finding efficient
movement patterns and focused on the role of PT in physical function. In each of her concrete
descriptions of patient examples, she consistently characterized the desired outcome of physical
therapy in terms of physical function and movement education (learn and do and learn and
understand). Bethany strongly emphasized the psychosocial and physical well being of the
patient in her explanation of the purpose of PT, and her concrete patient descriptions consistently
43
indicated the importance of teamwork in the patient encounter and quality of life as an important
outcome of physical therapy practice.
The participants demonstrated similar patterns of consistency between their explicitly
stated role for the patient (interview question 8) and the role of the patient they implied through
their concrete examples and metaphors. For example, in his explanation of the role for the
patient, Mason explained that the patient needed to complete the exercises the PT prescribed and
could not expect only passive massage treatments. Throughout his concrete examples, Mason
also indicated a compliance role for the patient.
Case Studies
The following case studies provide more detailed descriptions of three students’
characterizations of practice that span the spectrum of perspectives described above. These three
students’ characterizations ranged from fixing mechanical problems to education to providing the
patient with support and connections.
The mechanic (Mason from University A). Throughout his descriptions of physical
therapy patient encounters and his expectations for the patient, Mason described a mechanical
perspective on physical therapy practice. This characterization emphasized making the
appropriate diagnosis and selecting treatment. Each of his descriptions focused on the
importance of the physical therapist’s knowledge and skills. Mason’s description of a typical
physical therapy encounter focuses on the technical aspects of diagnosis and treatment.
I feel like the PT should take their time with the initial eval to make sure that their
differential diagnosis skills are correct… And that first treatment should really be focused
on that, the examination and a basic treatment and from the second visit on.
Mason’s emphasis on technical differential diagnosis permeates all of his descriptions. He
identified the work of a car mechanic as his metaphor for the work of a physical therapist. He
described how the PT’s work was like that of a mechanics.
44
So there’s a clunk in the car. First thing, as a mechanic, what I would tell the patient is…
I need to see what could be causing the clunk and then kind of start with… Now let me
go through my list and run these diagnostic tests…. Like a mechanic, you are going to
systematically have to break down what could be causing the issue and then what am I
going to do to fix it.
Each of Mason’s responses indicated his characterization of physical therapy practice as a
treatment of mechanical problems wherein the patient needed to comply with the therapist’s plan
of care. Mason’s characterizations indicate a view of physical therapy that parallels the practice
of many novice practitioners: focused on the mechanics of following procedures and treating
medical problems (Jensen et al., 1992; Jensen et al., 1990). Although this characterization may be
typical of novice practice, the value the student placed on this approach to practice may limit his
development of skills for more holistic practice (Dall'Alba & Sandberg, 2006).
The Movement Educator (Lisa from University B). Throughout her interview
responses, Lisa described physical therapy practice as a process of teaching patients how to move
efficiently. Her explicit description of the purpose of physical therapy focused on movement and
efficiency.
I think PT is all about finding the most efficient and pain free way for people to move, so
it’s all about moving around in your day, humans are meant to move and how can we
make their, a person’s movement efficient, so that they’re not wasting a lot of energy.
Building on her view of movement, Lisa described her ideal outcome in physical therapy as the
patient learning to self-manage his/her condition. The learning she described goes beyond
replicating what the therapist instructed and entailed the patient gaining greater insight into
his/her condition and movement patterns.
So orthopedic practice, my ideal outcome would be to give the patient tools to note when
they’re going into a painful cycle or when they’re falling into old habits, so they could
correct for it and treat whatever their symptoms are at that point in time.
When asked what she meant by “tools,” Lisa explained, “Education, patient education.” Lisa’s
perspective of the physical therapist as an educator and facilitator extended to her metaphor
where she explained that physical therapists were like a dam that shifts the flow of the river, but
45
allows the river to determine its course. She explained that PTs don’t heal, that they facilitate
healing.
It takes out the magical aspect out of it and … it feeds back into patient education and
giving the patient the ability to take care of themselves. If we approach therapy as, I am
the healer you have to come to me; it takes away the self-efficacy of the patient. Whereas
if we are facilitating healing and part of the facilitation is by teaching them how to move
properly… We’re facilitating their healing process. We’re giving them the tools to heal
themselves.
Lisa’s theme of PT as educator pervaded all of her responses. She consistently focused on the
importance of the patient’s movement patterns and the PT’s role in educating the patient to
become more aware of his/her own movement patterns. Lisa’s characterization of practice
focused on movement education demonstrates her integration of two key elements of physical
therapy clinical practice, including the focus on movement and patient education for
selfmanagement (Jones, 1992; S. May et al., 2008; Milidonis et al., 1999; Rothstein et al., 2003).
She, however, placed limited focus on patients’ psychosocial experiences of their conditions,
suggesting limitations in her development of a truly patient-centered perspective on practice
(Jones et al., 2008; Mead & Bower, 2000)
The Bridge (Bethany from University A). Bethany’s interview responses consistently
indicated physical therapy should enhance the patient’s quality of life, even if physical function
could not be improved. She described the physical therapist as playing a role in connecting
patients to other people (other patients and family) and meaningful life activities. Bethany
indicated a greater role for the physical therapist in addressing the patient’s psychological and
emotional needs than any of the other participants did. This characterization of a psychosocial
role for physical therapy pervaded all of her interview responses, beginning with her explicit
description of the purpose of physical therapy.
So it’s not just the physical part. I guess also the mental part… Say people with chronic
pain syndrome, they don’t just have physical pain; they also have this perception that
they’re always in pain; it’s not just the physical part. So you have to deal with patients’
46
psychosocial aspect of it and also family. You have to educate the family and the patient
and the caregiver… It’s also about treating them as a whole.
Bethany’s emphasis on addressing the whole person and building connections permeated all of
her responses. Her concrete patient examples exemplified her perspective on physical therapy as
a team activity. Continuing with the theme of connections, Bethany gave an example of a bridge
as a metaphor for the work of a physical therapist. She explained,
I guess it could be a bridge. So PT as a profession connects patient to patient... And you
can connect patients with their family through like education. And also how to
incorporate the disability into their lives or the patient’s life. And then I guess a bridge to
other health care professionals. As in referral.
Bethany’s relational characterization of physical therapy practice is also exemplified in her
explanation of the responsibilities of the patient. She expresses that the PT and patient must build
mutual trust and that the improvement patients experience from physical therapy interventions
may be psychological instead of physical.
But if there is no change (in physical ability), then I think, by changing something there
can be change. That something can be mentality, mood, just seeing the pathology in a
different way. … Then they have to trust us. Respect which is fair, they respect me, I
respect them.
Bethany’s responses to all of the interview questions indicated her view that physical therapy
should address the patient’s psychosocial needs in addition to his/her physical needs. Her
descriptions suggest that teamwork between the PT and patient and others in the treatment team
is necessary to achieve these outcomes. Bethany’s emphasis on teamwork suggests her
development of critical elements of patient-centered practice, including placing value on the
patient’s interests and emotional experiences (Mead & Bower, 2000). Further, her emphasis on
mutual respect between patient and practitioner suggests development of an approach to practice
that reduces the power difference between the two parties that may support greater patient
empowerment (Engel, 1981; Holmstrom & Roing, 2010; Taylor, 2009)
47
The three students’ perspectives described above represent characterizations of practice
on a continuum from typical novice, practitioner-centered practice, to typical physical therapy
practice focused on movement, to a biopsychosocial perspective with an emphasis on the
patient’s psychosocial needs (Jensen et al., 2000; Jensen et al., 1992; Mead & Bower, 2000). The
range of student perspectives from fixing problems to educating and learning from patients
parallels the process of professional development noted in novice physical therapists over their
first two years of practice (Hayward et al., 2013). Each student provided examples that
consistently indicated his/her perspective, suggesting that these students have well founded
perspectives on the practice of physical therapy (Jensen & Paschal, 2000). The existence of these
three distinct perspectives within a group of students at the same stage of their education
suggests that factors other than simply time in practice impact students’ (and later clinicians’)
perspectives and approaches to practice. These students’ perspectives have implications for their
desired outcomes and approach to patient interactions and treatment (Dall'alba, 2002).
Factors Influencing Students’ Perspectives on Practice
Experiences cited by the students. Students described a wide variety of personal and
professional experiences that influenced their views on physical therapy practice. Specifically,
students described clinical experiences through their educational programs, clinical observations
prior to their physical therapist education, classes within their programs, and personal
experiences. Students with more clinical experience (those from University B) cited clinical
affiliations. Two students cited specific patient interactions during those affiliations, while
students with less clinical experience (those from University A) cited clinical observations and
personal experience. Figure 4.2 summarizes these experiences.
48
Figure 4.2: Experiences that influenced participants’ understanding of practice
These experiences influenced students’ perspectives on the purpose of physical therapy as
well as their own identities as novice physical therapists. Some students focused primarily on
experiences that influenced their technical understanding of the profession (types of procedures
used) while others indicated greater impacts on their understanding of the importance of working
with other people (patients and colleagues). Further, students identified experiences that built
their confidence in seeing themselves as PTs.
The students’ explanations for how each experience impacted their perspectives point to
the different ways that students’ exposures to physical therapy practice impact their learning and
perspectives. Table 4.1 summarizes the ways that students indicated that their experiences
influenced their perspectives.
Table 4.1: Co-occurrences of influence codes
Type of Experience
Classes
Student Clinical
Experiences
Individual
Patient
Observations
(volunteer/
aide)
Personal or
Family
Experience Total
Breadth of PT
Practice 2 1 1 4
Developing Own
Confidence as PT 6 1 7
49
0%
5%
10%
%15
20%
25%
30%
35%
40%
45%
50%
Student
Clinical
Experiences
ObservationsPersonalor
Family
Experience
Classes Individual
Patient
% of Experiences Cited
Figuring out how to
work with people 5 4 1 2 12
How PT changes
lives 1 3 4
PT is about
Procedures 4 2 2 8
PT is complex 3 1 2 6
PT requires
creativity 1 1 2
What not to do 1 2 3
Working with
obstacles 2 2
Total 5 21 5 11 6
Students cited their clinical affiliations and specific patients they encountered during
those affiliations as impacting their ideas of how PTs have to work with people (and the
challenges of working with individuals). Only students from University B cited individual
patients, while students from both programs cited clinical experiences overall. Clinical
experiences and observations also impacted students’ perceptions of the procedures PTs conduct.
Students primarily developed their identities as PTs through their clinical experiences. Students
cited their coursework for imparting the complexities of the work of a physical therapist. These
findings suggest that students perceive many experiences as influencing their perspectives, yet
these experiences impact different aspects of their perspectives.
Language Use: Patient-Centered Language
Three students’ use and interpretation of patient-centered language emerged as an
unexpected finding during the interviews. The literature identifies five key elements in
patientcentered practice, including the following: 1) addressing the psychological and social
impacts of disease, 2) understanding the patient as a whole person, 3) valuing the patient’s
knowledge in decision making, 4) placing priority on the therapeutic relationship over “fixing”
problems, and 5) acknowledging that the health care practitioner and patient influence each other
(Atkins & Ersser, 2008; Mead & Bower, 2000). These students used the terms patient-centered,
50
Perceived Impact of Experience
active participant, and autonomy in many of their responses. When pushed for concrete
examples of what they meant in their use of these terms, the students provided examples that
suggested that they did not fully understand the use of these terms. The following section
describes several examples of students’ use and interpretations of patient centered language.
Students discussed active participation, autonomy, and communication in ways that
diverged from the patient-centered literature. For example, Mason (from University A)
explained that the patient should be an active participant in the therapy process. When asked for
an example of this, he explained the need for patients to follow through on home programs.
Patient plays a bigger role than they think that they should play… There is a lot of time
spent at home that they need to work on, whether it is postural re-education, decreasing
aggravating factors or changing the work environment, whatever it may be. That
homework needs to be put in on their end. So that way we can get that patient as
functionally independent as we can.
At no time did he indicate a constructive role for the patient in the development of the
therapy plan. Peter (from University B) explained that the patient should have autonomy in
coming up with treatments and goals. He went on to explain that autonomy meant that these
goals should be designed around the patient’s activities.
Well when they come in you say, you know try to find the things that they like to do or
like to get back to and so you would try to tailor your treatment around their goals, so if
they’re a runner, you would include running in their rehab, you wouldn’t include
swimming or biking and just ask them.
He continued, however, “I don’t think that knowing what their expectations are for
therapy is as important, cause again you could still provide a good treatment without it.” This
response suggests only a partial understanding of patient-centered care, in that he places
importance on matching the goals to the patient’s functional needs but does not consider the
patient’s perspective an important aspect of this process. Similarly, Hannah (from University B)
expressed the importance of patient communication, yet described a rather limited view of what
this communication should encompass: “so I feel like the patient’s role is to really try to
51
communicate what it is that’s bothering them and they’re the reason we’re there.” Each of these
participants’ interpretations of patient-centered language suggests a more limited role for the
patient than the patient-centered literature promotes (Lewin et al., 2001; Mead & Bower, 2000;
Stewart, 2001). For example, these students’ emphasis on the patient’s need to follow the
physical therapist’s treatment plan limits the patient’s input in the therapy process and maintains
the power differential between patient and practitioner. With this use of patient-centered
language, students may think that they are engaging in patient-centered practice when their actual
practice is more technical and practitioner-centered.
Discussion
This chapter has described students’ conceptualizations of physical therapy practice. In the
following, section I discuss three findings from this chapter that have implications for clinical
education. First, students described a broad range of conceptualizations that parallel different
stages of professional development. Second, the students’ perceptions of the impact of clinical
experiences on their perspectives indicate implications for clinical education. Third, the students’
use of patient-centered language points to possible limitations in their understandings of
patientcentered practice. Finally, I describe the implications for clinical education based on these
findings.
Range of conceptualizations
Students’ responses indicated conceptualizations ranging from highly mechanical to very
interactive/psychosocial. Most students described examples wherein the purpose of an encounter
with a patient was to make a diagnosis and initiate treatment as well as educate the patient. They
primarily valued their own medical knowledge and expected the patient to learn what they
taught. Overall, the students conceptualized the purpose of physical therapy practice as restoring
the patient’s physical, functional abilities. The majority of students (five out of eight) also placed
limited importance on the patient’s expectations for physical therapy as an influence on their
52
treatment plans. Three students, however, described conceptualizations that placed a greater
emphasis on supporting the patient and educating the patient. Two students expressed a role for
the PT in providing emotional support and advocacy for the patient. These findings parallel prior
findings in physical therapist, medical, and dental students wherein the students expressed
conceptualizations ranging from purely biomedical to integrated medical and psychosocial
(Dall'alba, 1998, 2002, 2004; Hendrick et al., 2009; Lindquist et al., 2006).
The students’ characterizations of practice range from that of a typical novice physical
therapist to views that approach those of more experienced clinicians. The most common
conceptualization (PT centered, addressing mechanical problems) parallels the novice approach
to clinical practice described in the literature (Jensen et al., 1992). The limited value the majority
of students placed on understanding the patient’s expectations of therapy suggests they have
significant progress to make towards the conceptualization of practice held by expert
practitioners, wherein understanding the patient’s context and experience are crucial to reasoning
(Christensen et al., 2013). No student described a truly patient-centered, constructive perspective
as might be found in an expert (Resnik & Jensen, 2003). The students’ range of
conceptualizations suggests the possibility for progress along the continuum from novice towards
expert, though full expert conceptualization may not be achievable at this early stage. Further, as
prior studies have indicated, a breadth of experiences may contribute to novice practitioners’
ability to function at a higher level (Wainwright et al., 2011).
Factors Students Identify as Impacting their Conceptualizations
The full range of conceptualizations was evident in students from both academic
programs, suggesting that factors outside of the educational program play a role in influencing
students’ perspectives. The influences cited by the students support this hypothesis as the
students cited clinical experiences and observations most frequently as impacting their
53
understanding of practice. Academic programs, however, may be able to strategically implement
clinical experiences to best support students’ development of holistic perspectives on practice.
Clinical experiences may impact students’ perspectives in both expansive and limiting
ways. The two students (from University B) who cited individual patient interactions in their
descriptions of influences were also the ones who described the greatest amount of
teaching/learning in their conceptualizations of practice. This relationship raises a question as to
whether these students were able to learn from these individual patients because they already had
a more sophisticated conceptualization or if their attention to the patient supported their
development. Their ability to learn from individual patients may be indicative of a more
reflective approach to professional learning, which may be individually driven or may have been
supported by their clinical environments (Mostrom & Black, 2013). On the other hand, the
student (from University A) who gave the most mechanical conceptualization of practice cited
clinical experiences and observations in terms of procedures used as well as examples of what he
perceived as non-optimal practice. The diverse ways in which students perceive their clinical
experiences as influencing their perspectives suggest that it is not the clinical experiences alone,
but how they are implemented that impacts students.
Understanding of Patient-Centered Care
The responses expressed by some students suggest limitations in their understanding of
patient-centered care. For purposes of this study, I did not specifically ask any questions about
patient-centered care but allowed students to freely describe their views on ideal and typical
practice. The literature on patient-centered practice emphasizes the importance of the patient as a
constructive, active participant in his/her care, the practitioner’s respect for the patient’s
knowledge and perspective, and the value of the patient-practitioner relationship itself (Atkins &
Ersser, 2008; Mead & Bower, 2000). The students’ use of language in their responses indicates
that they all have exposure to and experience with patient-centered language, yet they hold
54
different understandings of what that language means in action. Specifically, these students’ use
of active participation to describe compliance with home exercises suggests they give minimal
value to the patient’s knowledge in driving care. This attitude could limit the students’
effectiveness in practice as the practice of patient-centered care and shared decision-making
requires health care providers to have attitudes and beliefs that value the patient’s knowledge and
input in the process (Bernabeo & Holmboe, 2013). These students’ misapplications of
patientcentered language may also indicate their attempts at applying newly learned concepts to
previously developed practitioner-centered views of practice. This mismatch of terminology and
interpretation for practice parallels findings in teacher professional development, wherein
teachers may adopt the language of new policies or practices to explain their existing practices
(Cohen & Ball, 1990). For physical therapist educators, these findings indicate the importance of
asking students to provide concrete examples as they may use language in ways that vary from
the established use. Further, physical therapist educational programs should provide experiences
that challenge students’ understandings of patient-centered practice. Direct patient experiences
both within the academic program and through clinical education may support students in
developing a more comprehensive understanding of patient-centered practice.
Implications for Physical Therapist Education
Clinical education. The findings in this chapter suggest the importance of appropriate
selection and placement for students in clinical affiliations. Clinical experiences are shaping
students’ perspectives in addition to supporting their skill development. Effective clinical
instructors integrate practices that support reflective learning (Kelly, 2007); however, studies
suggest that most clinical instructors do not use time for reflection during clinical experiences
(Page & Ross, 2004).
Clinical instructors’ teaching practices may impact how students develop their
conceptualizations of practice. Clinical instructors could guide students in analyzing video of
55
their clinical practice to support them in becoming more reflective on their own practice and
shifting their perspectives on practice (Holmstrom & Rosenqvist, 2001; van Es & Sherin, 2010).
Instructors supporting students in reflective practice, however, need to highlight elements of
practice the student may not attend to naturally, as the student’s pre-existing orientation to
practice will influence what he/she typically attends to (Larsson, Holmstrom, Lindberg, &
Rosenqvist, 2004). This reflective practice can promote a shift in practitioners’ perspectives,
especially when they are confronted with aspects of practice outside of their typical assumptions.
Further, guiding students or practitioners to question the effectiveness of typically selected
patterns of interaction and their attributions for success or failure may support shifts in
orientation to patient-centered practice (Anderson & Funnell, 2005). The potential for critical
reflective practice to enhance practitioners’ orientations to practice suggests that activities
designed to support reflection on and analysis of practice may be vital for effective professional
development within entry-level physical therapist education and beyond.
Classroom education. While clinical experiences exert a strong influence on students’
understandings of practice, didactic classroom experiences can also impact these understandings.
The didactic curriculum should support students’ growth towards more expansive orientations to
practice (Dall'Alba & Sandberg, 1996, 2006), yet studies of medical students indicate that many
do not change their conceptions of practice during their education (Dall'Alba, 2004). Two factors
within the classroom level of physical therapist education may impact students developing
perspectives on practice: 1) content overload, 2) the examples of practice presented in classes.
One critical element for physical therapist education relates to content overload. In a
profession in which students must develop a sufficient foundation of content knowledge,
program directors need to consider how to effectively distribute coursework, as student
perceptions of work overload influence their approaches to learning, primarily driving students
towards a rote memorization approach to learning that is not compatible with effective clinical
56
reasoning (Newble & Entwistle, 1986; Sadlo & Richardson, 2003). Placing a higher focus on
clinical reasoning and communicating about reasoning may help reduce the implicit impact of
emphasis on factual knowledge and technical skills and can promote students’ development of
values consistent with patient-centered reasoning (Ajjawi & Higgs, 2008a).
The clinical examples and the opportunities for skill development that faculty present
during university coursework can impact students’ understandings of practice. The
representations of practice (the examples of practice enacted within the educational program)
influence what students learn to see from the disciplinary perspective (Grossman et al., 2009).
Programs that emphasize students’ technical skills and scientific knowledge over individual
patient needs may sway students away from a patient-centered perspective (Kieser, Dall'alba, &
Livingstone, 2009; Shepard & Jensen, 2002). Using an explicit model of practice may also help
faculty offer representations of practice that better align with the overall mission (Santasier &
Plack, 2007). The inclusion of patient examples and case studies that provide the students with a
broader view of the patient’s life (not only the clinical details of his/her injury) can support
students in developing more contextually situated approaches to interventions (Neistadt, Wight,
& Mulligan, 1998). The models of practice students are exposed to during their didactic
coursework can set the stage for how they approach patient care during their clinical affiliations.
Conclusion
Students hold a range of conceptualizations of the purpose and enactment of physical
therapy practice. In this chapter all of the participants were at the same stage of their education,
yet they expressed a range of views on practice from a mechanical and practitioner centered view
to a more holistic and patient-centered view. The students’ identification of clinical experiences
and observations as the primary influences on their perspectives suggests a strong role for
clinical education in supporting students’ development of more patient-centered characterizations
of practice. The current structure of clinical education within most entry-level physical therapist
57
educational programs, however, presents challenges to effectively supporting students’
developing perspectives due to the variety of facilities and clinical instructors involved in the
process.
Although this chapter did not directly relate the students’ characterizations to their actual
clinical practice, the literature indicates that the range of conceptualizations described by the
students here indicates their propensity towards qualitatively different approaches to patient
encounters (Dall'alba, 2002; McMullen, 1999; V. Richardson et al., 1991). The following two
chapters will explore this relationship between students’ conceptualizations and their enacted
practice in more depth. In chapter five I describe the students’ approaches to the patientencounter
to identify the varieties of ways that students engage in clinical decision-making. Chapter six
builds on chapters four and five to examine the relationship between the students’
characterizations of practice and their clinical reasoning and decision-making.
58
Chapter 5
Clinical Reasoning and Decisions
Entry-level physical therapist education aims to prepare students to be autonomous
practitioners. Clinical reasoning abilities reflect how students transfer knowledge acquired in the
classroom to clinical patient care (Barrows & Feltovich, 1987). Further, clinical reasoning in
physical therapy entails a complex interweaving of deductive reasoning with narrative
understanding of the patient’s perspective (Edwards & Jones, 2007). No prior studies, however,
have examined how PT students engage the four capacities of content specific analytic reasoning,
interactions with the patient, decision making under uncertainty, and patientcenteredness during
their interactions with patients.
Findings
In this section I first describe the clinical actions (examination processes) undertaken by
the participants, followed by their reasoning processes underlying those actions. I further
describe the relationship of the participants’ reasoning processes to their selected interventions
for the patient and the errors present in their reasoning and decision-making. Finally I present
evidence of the participants’ use of reflection in- and on-action during their work with the
standardized patient.
Examination Process
During the encounter with the patient, all participants began with a clinical interview and
proceeded to conduct examination tests and measures. During the interview, all participants
sought information about the patient’s description of her chief complaint, the patient’s goals for
therapy, and the details of the patient’s pain, including aggravating and easing factors, pain
ratings and pain location. Most, but not all (6 out of 8) participants from both programs elicited
information about the patient’s employment and recreational interests, and past and current
medical history. The participants who inquired about medical history gained information about
59
the patient’s diagnosis of Type II Diabetes. Two students (from University A) did not conduct
any follow up questions regarding the patient’s diabetes and only one student (from University
B) asked extensive questions about the patient’s management of her diabetes. None of the
students asked the patient about her expectations for the physical therapy process, thus missing
an important source of information that can impact the effectiveness of interventions (M. D.
Bishop et al., 2013; Daykin & Richardson, 2004; Puentedura et al., 2012).
During the examination, all students included tests and measures aimed at identifying the
patient’s pathology and biomechanical or structural links to the pathology. These tests included
assessing posture and active range of motion (AROM) of the spine, palpating the painful region,
and conducting special tests aimed at identifying affected tissues. Participants, however,
demonstrated differing responses to the tests they conducted. For example, all participants
observed the patient perform forward spinal flexion, three participants used this test to gather
data on the quantity of movement and onset of pain, two participants used the test to hypothesize
about factors that limit the patient’s movement, two participants hypothesized about structures
that may have been affected, and one participant hypothesized about the patient’s willingness to
move. Six of the eight participants conducted special tests for sacroiliac joint dysfunction (the
pathology the case was designed around). Only half (4 of 8) of the participants assessed the
patient’s functional movement relevant to her complaint (gait and/or picking up objects from the
floor).
Interactions with the Patient
Participants’ interactions with the patient focused on gathering data and directing the
patient during tests and measures. The most common patterns of interactions were seeks
information (average of 34% of interactions), clarification/confirmation (26% of interactions),
and simple commands (20% of interactions). On average, 6% of interactions involved the
participant rewarding or encouraging the participant; however, this was not even across
60
participants, with one participant giving no encouragement and one participant for whom 15% of
her interactions consisted of rewarding or encouraging the patient. Figure 5.1 demonstrates the
patterns of interactions.
Figure 5.1: Patterns of interactions
Hypotheses
The hypotheses the participants formed focused primarily on identifying the patient’s
affected body structure. Figure 5.2 displays the hypotheses the participants named most
frequently. Appendix I: Table 1 provides examples of these hypotheses. This pattern of
hypothesis generation, including identifying the movement impairments that contribute to and
result from the injury, follows closely from the patterns identified in the literature on physical
therapy diagnosis, (Delitto & Snyder-Mackler, 1995; Guccione, 1991; Sahrmann, 1988). Three
students demonstrated a pattern of generating hypotheses focused on understanding the patient’s
behavioral characteristics in addition to identifying the pathology. This pattern was unique to
these students (from University B) and not present universally in the participants. Participants,
however, rarely discussed the impact of the pathology on the patient’s life (participation) or the
patient’s perspective on her condition.
61
0%
5%
%10
15%
20%
25%
30%
35%
40%
Rewards/
Encourages
Simple
Commands
ClariPication/
ConPirmation
Seeks
information
Average Percent of Interactions
Figure 5.2: Most common hypotheses generated by participants
The hypothesis code co-occurrences further illustrate the elements of physical therapy
diagnosis in the students’ problem solving processes. Following from their focus on identifying
the affected structure, the most common co-occurrence involved ruling out a structure that had
previously been identified. Participants’ identification of impairments as contributing factors
follows closely from the elements of physical therapy diagnosis presented in the literature
(Delitto & Snyder-Mackler, 1995; Guccione, 1991; Sahrmann, 1988). Students also frequently
linked a structure (such as a specific muscle) to a pathology (such as a strain). This pattern
continued into their final assessments. Table 5.1 summarizes the most common co-occurrences.
Table 5.1: Code co-occurrences of hypothesis codes
Ruling Out Contributing
Factors
Activity
ability/
restriction
Impairment
(body
function)
Pathology/
Medical
Diagnosis
Structure
Ruling Out 3 1 10 9 22
Contributing
Factors 3 9 18 6 8
Activity
ability/ 1 9 1
62
restriction
Impairment
(body
function)
10 18
6 7
Pathology/
Medical
Diagnosis
9 6
6
16
Structure 22 8 1 7 16
Reasoning Strategies
Participants’ reasoning strategies further demonstrated their focus during the patient
encounter. The most common reasoning strategy was Diagnostic Reasoning, focused on
diagnosis of the primary pathology. Students also frequently exhibited diagnosis of movement
impairments, reasoning about procedures (identifying possible interventions and strategies for
implementing the interventions), and diagnosis of causal factors (see Figure 5.3). Appendix I:
Table 2 provides examples of these reasoning strategies. These patterns of reasoning strategies
further demonstrate the students’ focus on determining the patient’s pathology and the movement
patterns that contribute to and are affected by the pathology. Two participants (Lisa from
University B and Bethany from University A) demonstrated greater reasoning focused on
identifying the patient’s personal needs and impact of the pathology. As one source of
triangulation, I compared each participant’s reasoning strategies with his/her hypotheses
(described above). Participants demonstrated consistent patterns of hypotheses related to their
reasoning strategies. For example, a participant generated a hypothesis regarding the anatomical
structure at fault following the use of the reasoning strategy “diagnosis of primary pathology.”
Figure 5.3: Reasoning strategies employed
63
Overall Reasoning Patterns
I identified the participants’ overall patterns of reasoning through analysis of the
organization of reasoning strategies employed and hypotheses developed by each participant.
Five primary patterns of reasoning emerged including: trial and error, following protocol, the
hypothetico-deductive process, reasoning about pain, and analysis of patient behavioral patterns.
Figure 5.4 presents the overall distribution of reasoning patterns.
Figure 5.4: Reasoning patterns
64
Trial and Error. One participant demonstrated a significant use of trial and error in her
work with the patient. Bethany (from University A) had initiated her examination by creating a
list of items she wished to address, but was unable to adapt her process to the patient’s needs.
Bethany seemed thrown off by the patient’s pain, and dropped several tests in process to avoid
causing pain. When she conducted a test that elicited the patient’s pain, Bethany was unable to
form any assessment from that test, as she didn’t feel that she had been able to fully conduct the
test. During the post-encounter interview, she explained her difficulty making sense of the case
because it did not fit the cases she had seen in class.
I kind of ruled out facet so I was debating between lumbar instability because of
her forward flexion, hip flexion and lumbar flexion. With muscle strain, because
it’s so acute, I don’t know what to do with her because I know we’re getting to the
treatment side of it, and I’m getting a little nervous so like what am I going to do
now, I don’t know. I need to ask somebody because her presentation doesn’t really
fit what we learned in class.
Bethany further carried out numerous manual muscle tests for the purpose of
“documentation.” She also stopped three-quarters of the way through the examination and asked
if a clinical instructor was available to assist her. Bethany demonstrated significant concern for
the patient’s privacy and personal needs throughout the examination but struggled to connect
findings and planning.
65
Protocol. Six of the eight participants initiated their patient encounter by creating an
examination form based off their memory of forms they had used in classes or clinical
experiences. Mason (from University A) explained the notes he had written prior to meeting the
patient:
I was jotting things down because those little notes, they make sense to me, and that’s
what I would use to go back to write my initial evaluation to document I can go back and
sort of like when we were taught to go through a typical evaluation exam an eval and we
needed to hit these points, so I’m just kind of making a written note as to what the points
are for documentation purposes, but also if I go back, say I do my exam, and I realized
that I forgot to ask her something, I could look over there to see if I wrote it down or if I
did forget to ask, I can ask it next time.
A seventh participant, Sophia (from University B), did not create a form, but during the
interview she referred to information and structure from prior examination forms as part of what
guided her examination process. Drawing on the structure of these examination forms helped
participants organize their examination process and make sure they addressed the information
they had learned was important during a patient evaluation. Most participants expressed that they
were afraid they might forget to elicit important information from the patient if they did not write
themselves the examination sheet as a reminder.
Hypothetico-Deductive Process. Participants demonstrated use of the established
reasoning pattern, the hypothetico-deductive process, through their identification of multiple
primary hypotheses with follow up testing to rule in or out selected hypotheses (Elstein et al.,
1978; Norman, 2005). Early in the patient interview, these participants generated multiple
hypotheses regarding the source of the patient’s pain and proceeded to ask questions and conduct
tests to rule in or rule out the hypotheses they had generated. Chloe (from University B)
demonstrated use of the hypothetico-deductive process in her explanation of her initial thought
process:
I was thinking of the different referrals, so it could be low back, it could be SIJ, it could
be hip just kind of the different “radiculopathy” or facet. Just all the things that it could
have been.
66
As she gained more information about the case, she re-evaluated her hypotheses and
identified additional tests that she wanted to rule in or out her current hypotheses. After learning
that the patient had fallen at work, Chloe explained,
It was more, now it’s a trauma. Now it could be like a ligamentous or possibly a fracture
something like that. So before I did do anything more intervention I would probably want
to refer back to an X-ray, because she hadn’t gotten one.
Chloe demonstrated the hypothetico-deductive process during her efforts to determine
the patient’s primary pathology (structure/pathology) by identifying possible hypotheses and
gathering information to rule them in or out. Other participants such as Peter (from University B)
demonstrated use of the hypothetico-deductive process to identify contributing factors that may
be addressed during treatment. Peter explained why he chose to assess the patient’s hip range of
motion to determine if limitations at the hip were contributing to stress on the patient’s back:
“Because the hips can affect what’s going on in the back and she if had limited range of motion
in her hips that can put more strain in the back.” Seven of the eight participants used this strategy
of developing hypotheses and determining the data they needed to collect to support or refute
their hypotheses throughout the patient encounter.
Reasoning About Pain. Participants demonstrated two distinct patterns of reasoning
about pain that have been identified in the literature. First, all participants demonstrated a
biomedical approach to reasoning about pain (Smart & Doody, 2007). This process included
using the location and description of the patient’s pain to develop hypotheses about the primary
pathology. Hannah (from University B) demonstrated the biomedical approach to reasoning
about pain as she explained her use of the patient’s pain description in guiding her thinking.
Because different structures causes different types of pain and I would like to know
which structure is most likely caused her pain and her describing what it feels like can
help differentiate…. Achy, I thought it could be muscle or joint but then the sharp made
me think okay, there might be some involvement with the joint. Maybe a fracture or even
just nerve involvement if it’s like any other symptoms associated with it so I wanted to
ask more about that.
67
Further, six participants used the patient’s ratings of her pain to determine the level of
severity of the injury. Finally, five participants also used the patient’s ratings of her pain to set
goals for treatment. Mason (from University A) explained that the patient’s pain ratings could
help him determine if his treatment had been effective
I kind of have to have a range of a pain scale and pain is something I can document over
time, like patients, if I see that her pain is going down over time, that is another objective
measure I could use to be like alright the treatment seems to be working, so a couple
different reasons.
Two participants demonstrated a behavioral approach to reasoning about pain in addition
to the biomedical approach. The participants employing this reasoning strategy collected the
same information from the patient regarding the location of her pain and her ratings of the
intensity of the pain; however, they drew on this information to form assessments about the
patient’s behavioral responses to the pain and the patient’s perspective on the pain. Lisa (from
University B) interpreted the patient’s ratings of the pain as an indication of how the patient
reacts and perceives her injury.
So the visual-analog scale obviously is very subjective, it’s hard to compare one person to
another but really for me it just gives me a good idea of how this person reacts to pain.
What their idea of pain is. So at rest she gave it a 1 out of 10 and at best a 1 out of 10.
That means it is bothering her all the time, which is good to know which is still kind of in
that inflammatory phase, but it’s a pretty low level, not too bad and then it’s getting to a 7
or 8 out of 10 at the end of the day and that’s a big jump and I am a little bit more
inclined to believe her.
These different approaches to reasoning about pain demonstrate that even though all the
participants collected similar data from the patient, their reasons for collecting that data and their
interpretations differ.
Behavioral Analysis. The same two participants (from University B) who demonstrated a
behavioral analysis approach to reasoning about pain also reasoned about the patient’s overall
behavioral responses. Their analysis of data collected from the patient including her immediate
and current management of her back pain and her management of her diabetes demonstrated a
68
focus on the patient’s overall behavioral patterns that was not present in the other participants’
work with the patient. For example, Lisa explained that the patient’s current approach to
managing her back pain provided insight into the patient’s behavioral profile and how she would
respond to a treatment program. Sophia similarly explained how she interpreted the patient’s use
of diet and exercise to manage her diabetes as evidence that she would be likely to follow
through on a home exercise program.
So that made me want to, especially ask, what type of exercise is she doing. But that,
she’s going to make those kinds of changes in her life that probably, her compliance is
going to be a little bit better than someone who is not mindful of exercise or their diet.
Lisa and Sophia’s focus on the patient’s behavioral responses suggests their attention to
the greater psychosocial factors, including the patient’s perspective, that impact physical therapy
intervention (Ferreira et al., 2013; Fuentes et al., 2014). No other participants demonstrated any
form of reasoning about the patient’s behavioral characteristics or responses.
Final Assessments
All participants’ final assessments included identification of an anatomical structure, with
most also identifying a medical diagnosis/pathology. Two participants (both from University A)
identified sacroiliac dysfunction (the pathology the case was designed around) with the
remaining six participants identifying a muscle strain (either strain of erector spinae or quadratus
lumborum). One participant, Lisa (from University B), also included contributing factors (the
patient’s body mechanics) as part of her assessment. Most participants identified key elements of
the physical therapy diagnosis (Guccione, 1991; Rothstein et al., 2003), including the mechanism
of injury, contributing factors, or patient behavioral characteristics, in their overall impressions
(described in the post encounter form), but did not specifically name these as part of their
assessment. During the post encounter interview, participants confirmed the assessments they had
written on their post-encounter forms.
69
Participants demonstrated four different approaches in proceeding from their examination
findings to their final assessments. First, the two participants (from University A) who
concluded that the patient had a sacroiliac joint dysfunction had conducted multiple sacroiliac
joint provocation tests and cited literature supporting the assessment of sacroiliac joint
dysfunction when multiple sacroiliac joint provocation tests were positive. Second, three of the
students (from University B), who identified a muscle strain as their primary assessment of the
patient, had conducted sacroiliac joint provocation tests, but cited the patient’s apparent pelvic
alignment as a reason to rule-out the sacroiliac joint dysfunction. Third, two of the participants
(one from each university) who identified a muscle strain failed to conduct sacroiliac joint
provocation tests and never considered sacroiliac joint dysfunction as one of their hypotheses.
Finally, one participant (from University A), who also demonstrated reliance on of trial and error
during her interactions with the patient, conducted sacroiliac joint provocation tests but was
unable to interpret them because they elicited the patient’s pain. The participants’ written
justifications for their assessments supported their stated final assessments, yet none included
rationale for ruling out competing hypotheses. This limited attention to ruling out competing
hypotheses is also reflected in the participants’ reasoning errors.
Reasoning Errors
The participants in this study demonstrated three patterns of reasoning errors during their
encounter with the patient. These include failing to generate a key hypothesis, ruling out a
hypothesis without sufficient reasoning, and hanging on to a hypothesis in the face of conflicting
findings.
Participants demonstrated a failure to generate key ideas or hypotheses in their evaluation
of both the patient’s primary pathology and co-morbidities due to jumping quickly to one idea.
This pattern followed closely from Croskerry’s (2003) description of Confirmation Bias and
Premature Closure. Mason (from University A) and Peter (from University B) never brought
70
sacroiliac joint pathology into their lists of pathologies and never conducted any tests for
sacroiliac joint involvement. These participants generated the hypothesis of a muscle strain early
in their examination process and never considered alternate explanations. These participants
conducted fewer tests and measures overall compared to the other participants. Both participants,
however, later identified during an interview that they should have considered sacroiliac joint as
a possible source of the patient’s pain. Bethany (from University A) and Lisa (from University B)
never inquired about the patient’s other medical conditions and thus failed to elicit information
about the patient’s co-morbidity of diabetes. Kelly and Chloe (both from University
A) gained information about the patient’s diabetes but never asked any follow up questions
regarding management. As a result, these participants failed to consider how the patient’s current
reduction in activity level (due to the back pain) impacted her management of her diabetes.
One participant (Bethany from University A) demonstrated a pattern of dropping
hypotheses without sufficient data to rule them out due to her inability to interpret any test that
aggravated the patient’s pain. For example, Bethany briefly considered sacroiliac joint
dysfunction as a possible source of the patient’s pain. The only sacroiliac joint test that she
conducted was the “stork test” for sacroiliac joint instability. When the test provoked the patient’s
pain before she was able to fully assess the patient’s mobility, Bethany stopped the test and
dropped her hypothesis of sacroiliac joint dysfunction without any further follow up.
So she was not able to stand on her left and lift her right, which means she was in
pain. And when she was standing her on right and lifting the left, she was okay so
then that tells me, well that doesn’t really tell me anything because she’s not able to
perform it in a standardized way.
Following this pattern, Bethany failed to make any assessment based on her findings from
that test. She also was unable to determine follow-up tests to clarify the results of the test.
Four participants (three from University B and one from University A) maintained their
hypothesis that the patient has a muscle strain despite gathering data that could suggest other
71
reasons for the patient’s pain. For example, all of these participants conducted at least one test
that placed the patient in passive lumbar extension, a position that should not be aggravating to a
strained extensor muscle, yet did not question their assessment of extensor muscle strain when
passive extension provoked the patient’s pain. These participants all found that the patient met
their criteria for ruling in a muscle strain (pain with active contraction, pain when placed on
stretch, and pain on palpation), yet they failed to consider other conditions that could also present
with those findings.
Finally, participants also demonstrated different understandings of the process of making
a diagnosis of sacroiliac joint dysfunction during their work with the patient. Two participants
(from University A) weighted their reasoning primarily on the findings from the sacroiliac joint
provocation tests and concluded that the patient has a sacroiliac joint dysfunction based on the
provocation tests even though the patient had apparently normal pelvic alignment. Three
participants (from University B) conducted sacroiliac joint provocation tests and repeatedly
assessed the patient’s pelvic alignment. These participants ruled-out their hypotheses of
sacroiliac joint dysfunction based on the patient’s apparent alignment in spite of the positive
provocation tests. The participants discussion of their decision making process following the
patient encounter indicated that these differences represent a difference in their learning of the
necessary and sufficient conditions for ruling-in an sacroiliac joint dysfunction.
Goals, Interventions and Relations to Reasoning Processes
Goals. Participants described five primary categories of goals for their interventions with
the patient. The most common goal was pain relief/pain management. This included reductions
on pain rating scales during activities and at rest. Half of the participants included functional
mobility related goals. These goals included activities such as improving gait or improving body
mechanics while lifting objects. Three participants (from University B) emphasized patient
understanding and self-management in their goals, commenting on the limited number of
72
physical therapy sessions to which the patient had access. Two participants focused their goals on
impairment measures such as trunk range of motion. Figure 5.5 presents the students’ treatment
goals.
Figure 5.5: Treatment goals
Interventions. The participants recommended a broad array of interventions for the
patient. All participants included strengthening exercises of either trunk or hip musculature in
their plans. All participants also addressed the activity level by including either functional
movement training or activity modifications. Five participants also elected to use modalities (ice,
electric stimulation or ultrasound) to manage the patient’s pain. Half of the participants indicated
they would create a home exercise program (focused on stretching and/or strengthening). Three
participants, primarily the two who focused on muscle strain throughout their examination
process, included soft tissue mobilization in their treatment plans. Three other participants
indicated patient education was an important element of their plan. Each of the interventions
identified addressed elements of the patient’s needs, but only the three students who emphasized
education took into account the significant role that patient understanding and self-efficacy have
on the management of back pain (Daykin & Richardson, 2004; Linton &
Shaw, 2011). Figure 5.6 displays the interventions the students selected.
73
Figure 5.6: Interventions planned
Relation of Goals and Interventions to Examination. The relationship between
participants’ interventions, goals and examination data revealed both strengths and limitations of
their reasoning processes. The interventions a physical therapist selects should be guided by the
examination data and evaluations (Riddle, Rothstein, & Echternach, 2003). The relationship
between the students’ examination data and interventions indicates some students have made
greater progress towards effective selection of interventions than others have.
Six of the eight participants formed goals that followed from examination data collected
and hypotheses formed, and selected interventions based on the goals and examination data
selected. For example, Hannah (from University B) identified poor body mechanics,
impairments that contribute to the injury, and patient behavioral and movement characteristics
within the hypotheses she formed. Her goals for the patient followed from these hypotheses and
included patient understanding and self-management, reduced pain, improved body mechanics,
and a return to hiking. Hannah related her interventions directly to the goals she set. Her
interventions included stretching tight muscles and strengthening weak muscles (identified in the
examination), training and education on functional movements (to address body mechanics), and
patient education (to support the patient’s self-management and awareness).
74
0
1
2
3
4
5
6
7
8
9
Modalities
SoftTissue
Mobilization
Stretching
Strengthening
FurtherAssessment
HEP
FunctionalMovement
ActivityModiPication
Education
ImpairmentLevel ActivityLevel
# of Participants
Two participants, however, demonstrated disconnections between their examination
process and intervention selection. Kelly (from University A), for example, focused her
examination on identifying the primary pathology and did not include any functional movement
or strength assessments. Her goals, however, addressed participation, and she described
interventions focused on strengthening and functional activities. The most common
disconnection between examination data and goals/interventions was the inclusion of functional
activity goals and interventions without an assessment of those movements. Four participants
had the patient perform an active forward flexion range of motion (a measure of impairment) and
later indicated that constituted their functional movement assessment. This interchanging of
impairments and functional assessments suggests gaps in the students’ understanding of the
importance of functional movement in physical therapy assessment and intervention (E. D. de
Bruin & Murer, 2007; Willy & Davis, 2011).
Reflection
Students’ responses during the post-encounter interview indicated their use of both
reflection in-action and reflection on-action (Schon, 1983) during the patient encounter. This use
of reflection shaped their clinical decisions through their assessment of their in-the-moment
decision-making as well as their ability to draw on prior experiences to inform their decisions.
Figure 5.7 depicts students’ overall use of reflection in- and on-action.
Figure 5.7: Participants’ use of reflection
75
Reflection in-action. Students demonstrated reflection in action through their assessment
and questioning of their findings and decisions during the patient session. Some used reflection
to re-evaluate conclusions they had drawn from prior tests or to consider tests they needed to
revisit. Hannah (from University B) explained:
I wanted to see if maybe I missed something at the beginning. And based on the
way that she was bending, I wanted to see if she had any anterior tilt because
before I was just kind of looking at if things are even between the sides but now I
wanted to see if okay if something is contributing to the way she’s moving that’s
limiting it.
Other participants actively debated the merits of following clinical wisdom over what
they had read in research as they made decisions during their work with the patient. Lisa (from
University B) explained:
The fall, I especially wanted to see, sometimes with a fall onto one side or the
other you can cause a little bit of a jarring with that SI and her pain the way she
was pointing to her pain I wanted to see if there was any mal alignment there. I
know that the research is all over the place with SI stuff but I’ve seen enough
patients feel better after you do a mobilization or an MET (muscle energy
technique) and I think it’s worth looking at in terms of pain relief.
The participants who demonstrated reflection in action demonstrated a greater ability to
adapt their examination and evaluation process to the unfolding findings, suggesting greater
development towards the type of practice evident in experienced clinicians (Jensen et al., 1992).
76
Peter (from University B) and Mason and Kelly (from University A) demonstrated the least
reflection in action and also demonstrated the most “linear” rule-driven approach to reasoning
that is typically evident in novices (Conger & Mezza, 1996; Jensen et al., 1992).
Reflection on-action. Students demonstrated reflection on action as they re-assessed
their immediate actions during the patient assessment and drew on prior experiences with
patients from classes or clinical affiliations. These patterns parallel Wainwright et al.’s (2010)
findings of Reflection on Specific Action and Reflection on Professional Experience in novice
and experienced clinicians. As Wainwright et al. (2010) described, reflection on specific action
involved thinking back on a specific action or decision from the patient encounter and
envisioning modifications. Reflection on professional experience involved comments related to
the impact of prior clinical experiences on decisions made during the patient encounter.
Reflection on Specific Action. The students demonstrated reflection on specific action as
they re-evaluated decisions they had made during the immediate patient session. Bethany (from
University A) demonstrated this reflection as she assessed her process through the patient
examination:
So I was thinking, what could that be? So dull and achy is definitely somatic…
There’s no numbness and tingling, which is good, but I’m not able to rule this out,
because I was not able to do a full straight leg raise. Yeah just trying to see if anything
fits into a pattern. But I did have a lot of going back and forth.
Peter (from University B) also re-assessed his selection of tests, re-evaluating decisions
he wished he could change: “I would rule out SI. I think there’s some tests I did that didn’t give
me pretty much information that I could’ve taken out, for example the side bend and the
extension actively.” Students’ descriptions of their use of reflection on specific action indicated
the role of this reflection in supporting students in learning from their experiences to adapt and
improve their work with future patients. Specifically, this type of reflection can help students
77
build practice strategies and develop ongoing metacognitive habits essential for ongoing
professional development (Jensen & Paschal, 2000; Kuiper, 2005).
Reflection on Professional Experience. The students who had more clinical experience
demonstrated greater use of reflection on professional experience as they drew on specific prior
examples of patient experiences to guide their decision-making. For example, Lisa (from
University B) identified prior patients’ descriptions of pain patterns as an influence in her
questioning of the current patient.
So yeah, I guess a little bit from the clinic because patients will come in from the
description like, I’m okay for the first while and then an hour later; I need to do
something about it. I don’t know where I heard that specifically, but it gives me an
idea of how bad it is. If it’s somebody that jumps up immediately to 10/10 and
there’s nothing you’re going to do about it, it just tells me something about their
pain and how they respond to it and how they think about it.
Sophia (from University B)’s approach to patient education was influenced by her
reflection on prior patient experiences:
A lot of people think they know how to correctly do things, sometimes they don’t
and also going through that handout a lot of times my patients have told me, oh that’s
the best thing you did was show me how to get in and out of the car and getting up
and down the chair. And so just making sure that they know how to do things
correctly. It’s also something they can take home and use in their habits.
Students drew on their prior clinical experience to guide their interview and examination
with the patient and to inform their selection of interventions.
Overall, students’ use of reflection enabled them to draw on prior patient experiences and
adapt their examination process to the specific current patient. Students’ use of reflection on
action demonstrated their learning from prior experiences (reflection on professional
experiences) and their potential to learn and change future practices based on their experiences
with the current patient (reflection on specific action).
78
Discussion
This chapter has described students’ actions and reasoning processes during their
encounter with a standardized patient. Overall, students focused on identifying the patient’s
primary pathology and possible biomechanical or behavioral contributing factors. Students’
treatment goals and interventions primarily followed from the examination data and hypotheses
they formed during the patient examination. The following section discusses the relationship of
the students’ reasoning processes to physical therapy specific reasoning and the factors that may
underlie these reasoning abilities. First, the students’ reasoning processes suggest their progress
towards physical therapy specific reasoning as well as limitations in their development. Second,
the nature of the students’ reasoning strategies supports the role of the four capacities (organized
knowledge base, ability to interact with patients, decision-making under uncertainty, and a
patient-centered orientation to practice) defined in the framework as supporting students’
development of reasoning processes.
Development of Physical Therapy Specific Reasoning
Students demonstrated two of three key characteristics of established diagnostic patterns
in physical therapy. Within physical therapy practice, diagnostic reasoning requires integration of
a biomechanical/pathological analysis and the impact of the impairments on the patient’s life
function or disability (Jones et al., 2008). Key elements of this diagnostic process include
identification of: movement impairments and their relation to the patient’s physical function
(Guccione, 1991), factors that contribute to the patient’s problem (Rothstein et al., 2003), and
ways that the patient’s personal characteristics affect his/her level of disability (Guccione, 1991).
Students demonstrated a focus on movement analysis through their examination process,
hypotheses, and interventions. This parallels the focus on movement in the reasoning of expert
and novice physical therapists (Embrey et al., 1996; S. May et al., 2008). The students, however,
demonstrated two different approaches to their reasoning about movement suggesting that some
79
participants held different foci for their assessment processes. Four students focused exclusively
on movement at the impairment level, such as identifying limitations in a forward bend or hip
abduction strength. Three students, however, demonstrated greater attention to the patient’s
movement patterns and behaviors. These students’ attention to movement patterns suggests
progress towards the development of movement scripts identified in expert therapists (Embrey et
al., 1996).
The hypotheses the students named most often further indicate their development of a
physical therapy specific diagnostic process. The students’ hypotheses focused on identifying
affected anatomical structures and movement impairments that contribute to the patient’s current
condition. This focus indicates students’ progress towards a physical therapy specific diagnostic
process of identifying movement factors that contribute to the injury (Delitto & Snyder-Mackler,
1995; Guccione, 1991; A. M. Jette, 1989; Sahrmann, 1988). Further, the students’ identification
of movement impairments as contributing factors enabled them to develop interventions based on
the hypotheses they had formed (Sahrmann, 1988).
The students demonstrated less attention to the impact of the patient’s injury on her life
function. Physical therapists must address the consequences of the patient’s disease process in
addition to the pathology itself (A. M. Jette, 1989), and this process includes understanding how
the effects on physical function impact a patient’s ability to carry out his/her life roles. Only three
students, however, developed multiple hypotheses about the impact of the pathology on the
patient’s life and the impact of the patient’s personal characteristics on her function and
prognosis. The students’ attention to movement and impairments as contributing factors suggests
that the students’ are developing the analytical or technical aspects of the physical therapy
diagnostic process, yet giving limited attention to the psychosocial components of the process.
The relationship of the participants’ goals and interventions to their stated final
assessments also suggests a mismatch between the participants’ interpretation of the assessment
80
and the physical therapy assessment and diagnosis defined in the literature (Rothstein et al.,
2003; Sahrmann, 1988). All participants identified a pathology of an anatomical structure (a
spinal muscle strain or sacroiliac joint dysfunction) as their final assessments. These final
assessments did not directly bear on the goals set and interventions selected as the goals and
interventions focused more at the level of impairments and functional/participation activities.
During the examination process, the students developed hypotheses concerning the patient’s
impairments and activity limitations as well as contributing factors to the patient’s injury, key
aspects of the physical therapy diagnosis (Rothstein et al., 2003; Sahrmann, 1988). Only one
participant, however, included those elements in her stated assessment. The participants’
development of these hypotheses and their inclusion of interventions related to impairments as
contributing factors indicate their understanding of this aspect of the physical therapy assessment
process, yet their inclusion of only a pathology/anatomical structure (more akin to a medical
diagnosis) in their named assessment suggests a disconnection between their enacted assessment
process and their definition of physical therapy assessment.
Capacities for Clinical Reasoning
The students’ successes and limitations during the patient encounter suggest that the four
capacities for clinical reasoning (knowledge base organization, ability to manage decision
making under uncertainty, orientation to practice, and ability to interact with the patient)
influenced how students carried out clinical reasoning and patient care. First, the students’
knowledge of factors related to the patient’s condition impacted their ability to draw meaningful
conclusions from the tests they conducted. Second, the students’ use of reflection affected their
abilities to critically analyze and integrate ideas during the patient session. Third, the students’
demonstrated qualitatively different approaches to the patient encounter, indicative of biomedical
and biopsychosocial models of practice. Finally, the students’ demonstrated limited variation in
81
their interactions with the patient. The following section examines how each capacity impacted
the students’ reasoning and decision making during the patient encounter.
Organization and Accessibility of Knowledge. Students’ abilities to organize and link
ideas also influenced their effectiveness in evaluating the patient. Most students demonstrated
use of the hypothetico-deductive process throughout their patient assessments, similar to the
practice of novice clinicians (Coderre et al., 2003; Doody & McAteer, 2002; Wainwright et al.,
2011). Knowledge of linking pain presentation, aggravating and easing factors to tests and
observations impacted students’ evaluation processes. Specifically, whether the students had
learned to give more weight to provocation tests or the patient’s pelvic alignment in making a
sacroiliac joint diagnosis impacted how they interpreted test results. Students in one program
explained that they had learned that they needed five positive provocation tests in order to
conclude sacroiliac joint involvement. The students from this program who conducted the tests
drew the sacroiliac joint conclusion. Students in the second program described learning a greater
focus on pelvic alignment and gave greater weight to pelvic alignment than positive provocation
tests, leading them to rule-out the SIJ diagnosis. These findings suggest that the content and
organization of students’ classroom learning impacted the way they connected their knowledge
to the clinical case (Custers, 2010; Mandin et al., 1997; Norman, 2009). Additionally, students’
abilities to link the patient’s descriptions of her injury to possible pathologies impacted their
progression through the patient evaluation. The two students who failed to generate any
sacroiliac joint hypotheses never conducted tests that would refute their primary idea of a muscle
strain. Two students demonstrated uncertainty in the process of conducting and interpreting the
tests that suggested limited depth in understanding the test such as failing to draw any
conclusions from a test they could not conduct exactly as they had learned in class. These
students’ rule-driven approach to the patient assessment is representative of the novice approach
to problem solving guided primarily by rules and protocols (Conger & Mezza, 1996; Jensen et
82
al., 1990). These errors also parallel many of the cognitive biases noted in the work of clinicians
(Croskerry, 2003). The three students who demonstrated greater depth to their examinations and
assessments drew on knowledge from multiple domains (orthopedic pathology, biomechanics,
psychology, motor learning, personal experience). Their use of a varied knowledge base suggests
development towards the expert practice of integrating diverse knowledge sources for patient
care (Resnik & Jensen, 2003; Rushton & Lindsay, 2010; Wainwright et al., 2010). Overall the
students who were able to readily access their knowledge and flexibly organize their use of
questioning, tests, and measure demonstrated the most thorough examination and assessment of
the patient.
Managing Uncertainty with Reflection. Reflection in- and on-action influenced the students’
processes through the evaluation process. Overall, students’ reflection in-action took two primary
forms. Four students used reflection to re-assess their actions and shift course during the
examination, while one student reflected on her own limitations and desire for external guidance
from a clinical instructor. Students who engaged in reflection in-action questioned findings and
re-evaluated (or re-examined) certain tests or examinations. These students demonstrated greater
flexibility in their progress through the case and were able to adapt their tests and measures to the
unfolding situation (Schon, 1983; Wainwright et al., 2010). While the students reflected on their
own use and interpretation of tests and measures, only two considered possible conflicts of
values between their interests and the patient’s. These students’ use of reflection in-action
suggests the students are making progress in the development of more complex reflection in
action as described in experienced clinicians (Embrey et al., 1996; Rushton & Lindsay, 2010;
Smith et al., 2008a; Unsworth, 2001). One student, who also demonstrated the least knowledge
regarding the case, indicated at multiple points during the examination and interview that she
would have felt more confident with a supervisor present. While these comments indicate
limitations in this student’s own capacities for clinical reasoning, they also indicate her
83
awareness of her limitations, which may enable her to seek the appropriate learning situations
that she needs.
Students’ use of reflection on professional experience suggests the role of reflection
onaction in building their clinical knowledge scripts. Experienced health care providers
frequently draw on scripts that contain complex inter-woven networks of knowledge, including
enabling factors for particular diagnostic categories, and examples of specific prior patients
during their interactions with new patients (Mandin et al., 1997; Schmidt et al., 1990; Schmidt &
Rikers, 2007). Specific to physical therapy, expert clinicians develop these scripts around patient
movement patterns (Embrey et al., 1996; McGinnis et al., 2009; Riolo, 1996; Wainwright &
McGinnis, 2009). Students who reflected on professional experience engaged that experience to
enhance their exploration of the current patient. Students typically engaged this reflection by
drawing on prior experiences with patients who shared similarities with the current patient.
Insights from these prior patient experiences enabled the students to make connections in both
the biomedical and behavioral domains. Students used their knowledge of prior specific patients
to guide their process through the examination in terms of selecting appropriate tests and
measures. Students also reflected on specific prior patients as they interpreted the standardized
patients’ personal characteristics and behavioral responses. The students’ use of reflection
indicates a significant role for reflection on professional experience in students’ development of
illness and incidence scripts (Mandin et al., 1997; Schmidt et al., 1990).
Students’ use of reflection on specific action suggests that they viewed their work on the
standardized patient as an opportunity to continue to improve their clinical reasoning skills.
Students’ reflection on specific action primarily focused on analysis of clinical decisions they
believed were effective, or those they would change if given an opportunity to re-visit the patient
scenario. This use of reflection suggests the students have the capacity to learn from their clinical
experiences, as Shulman (2004) suggested that the reflection on-experience, not the experience
84
alone, fosters learning. Overall, students’ use of reflection influenced their progress through the
immediate patient case and the connections they drew to prior experiences.
Approaches to the Patient Encounter. Students demonstrated different overall approaches to
the patient encounter. These differences illustrate Schon’s theory that real world problem solving
involves first framing the problem, then solving it (Schon, 1983). The two primary approaches to
the patient encounter were the biomedical approach and the behavioral approach. Students
demonstrating the biomedical approach focused their examination and hypothesis development
around identifying the patient’s primary pathology. These students’ treatment plans also focused
on the biomechanical and impairment levels. Three students demonstrated a greater focus on
identifying patient behavioral characteristics that impact movement and treatment. These
students included greater attention to patient education and activity modification in their
treatment plans. These students’ educational approach to patient treatment suggests they may be
developing some of the characteristics of more expert practitioners, even at this early stage of
their education (Jensen et al., 1992; Resnik & Jensen, 2003). Although all participants collected
similar data during their examinations, their interpretation and use of that data suggests different
approaches to framing the clinical problem. For example, all students asked the patient to rate her
levels of pain. Six students used this information as an indication of the severity of the patient’s
injury and a measure for progress. Two students, on the other hand, used the pain ratings to gain
insight into the patient’s perceptions of and behavioral responses to the injury. Students’
orientations to practice likely influence these approaches, as the following chapter will explore.
Interactions with the Patient. The standardized patient scenario provided limited insights into
the students’ interactions with the patient. Students primarily focused on gaining the information
(either verbally or through tests) required to make an assessment. Students devoted little to no
time to social interactions or relationship building with the patient. A scenario with repeat visits
and full treatment sessions may better allow assessment of interactions. The students’
85
interactions in this study, however, do parallel the findings of Roberts et al. (2013) wherein
clinicians dominated the conversation with patients and the content of interactions focused on
gathering and clarifying information. Further, observations of students during actual clinical
encounters in the field would provide richer data on patient interactions.
Conclusion
The findings from this chapter support the proposed model of clinical reasoning.
Students’ ability to draw on relevant knowledge and generate appropriate hypotheses affected
their process through the case. Students’ engagement of reflection both in- and on-action
affected their ability to question findings and draw on prior experiences to guide their process
through the patient encounter. Finally, students demonstrated qualitatively different foci in their
work with the patient, suggesting different models of practice underlying their actions. In the
following chapter, I examine the relationship of the participants’ characterizations of practice to
their reasoning and decision making during the patient encounter.
86
Chapter 6
Characterizations and Practice
In medical practice the physicians’ or medical students’ orientations to the
patientpractitioner relationship influence what they consider acceptable to discuss with the
patient (Dall'alba, 2002). Physical therapists’ underlying assumptions and understandings
influence how they collect and interpret information in clinical situations (Edwards et al., 2006).
PT students’ conceptualizations of practice likely influence their approaches to clinical reasoning,
yet no studies to date have directly compared PT students’ characterizations of physical therapy
practice with to their clinical decisions. This chapter addresses the question: What is the
relationship between PT students’ characterizations of practice and their clinical decisions during
an encounter with a patient?
Findings
In this section I first describe the relationship between the participants’ overall
characterizations of practice and their approach to the patient encounter based on their
hypotheses and reasoning strategies during the standardized patient session. I then present five
case studies illustrating the relations of characterizations and actions described. Finally, I present
data on the relationship between students’ characterizations of the purpose of the encounter and
their use of reflection (in-and on-action) during the patient encounter.
Overall Characterization of Practice and Approach to Encounter
The participants’ clinical actions and reasoning strategies during the patient encounter
followed five patterns that paralleled their characterizations of practice. First, the three
participants (Bethany and Kelly (from University A) and Peter (from University B)) whose
characterizations of practice emphasized the need for problem solving and diagnosing and fixing
problems engaged primarily in diagnostic reasoning focused on the primary pathology. These
87
participants also formed the least number of hypotheses regarding patient characteristics or
patient perspective. The case study of Peter (from University B) (see following section)
illustrates this pattern. Second, the two participants (Lisa and Hannah from University B) whose
characterizations focused on assessing and educating the patient included frequent mentions of
patient characteristics during their hypothesis formation. They both also frequently demonstrated
reasoning about the patient’s movement patterns and movement impairments. Third, the one
participant (Chloe from University A) whose characterizations of practice focused on supporting
the patient while diagnosing and treating used reasoning strategies that focused on the diagnosis
of the primary pathology but also frequently demonstrated reasoning about the patient’s personal
needs. The case study of Chloe provides examples of this pattern. Fourth, the one participant
(Sophia from University B) who characterized practice as finding a way together had the greatest
use of narrative reasoning and reasoning about the patient’s personal needs, suggesting that she
gave a higher level of attention to understanding the patient’s experience. Examples of Sophia’s
characterizations and practice are presented in the following section. Chloe and Sophia were also
the only participants to inquire about the patient’s living situation and social support during the
patient encounter, indicating their concern for the patient’s overall well being in addition to her
physical condition. Finally, the one participant (Bethany from University A) who emphasized
teamwork throughout her characterizations of practice also drew primarily on diagnostic
reasoning about the primary pathology and reasoning about the patient’s personal needs.
Bethany also demonstrated the greatest concern for the patient’s need for privacy and
unwillingness to place the patient in any position that caused pain. Bethany’s concern for the
patient’s pain, however, limited her ability to effectively conduct her assessment as I describe in
her case study below. Table 6.1 contains summary statements for each participant’s
characterization of practice and overall approach to the patient encounter (based on the reasoning
88
strategies and hypotheses described) that demonstrate the patterns described in this section for
each participant. Figure 6.1 illustrates the relations.
Table 6.1: Relation of characterizations and practice
Participant Overall Characterization Approach to Encounter
Kelly Fixing problems: PT has knowledge, patient
needs to learn and do
Examination very medical diagnosis focused (no
impairment or functional level testing)
Mason Fixing the mechanical problems: PT has
knowledge, patient needs to follow (compliance)
Patient encounter focuses on making diagnosis
and treatment aimed directly at tissue pathology
Peter Fixing the mechanical problems: PT has
knowledge, patient needs to follow
No functional activity testing, focus on
identifying pathology, some impairment testing
Hannah Improving physical function, patient needs to
learn from PT, some room for patient input
Practice focused on assessing and educating the
patient on movement patterns
Lisa Movement educator: PT has knowledge, patient
needs to learn and understand
Patient encounter focuses on behavior and
movement re-education
Chloe Support and advocate for the patient
Biomedical approach to pathology alongside
support for patient (only student to enquire about
living situation, social support)
Sophia
Listening is as important as treatment, treat the
whole person. Patient is learning how to move
appropriately
Patient encounter focus on teaching with support
for patient. Considered the patient’s perspective
and behavioral responses during the encounter
Bethany Building connections: Improving quality of life,
highly relational
Hesitant to cause any pain to patient, but unable
to adapt examination to generate effective data,
Low confidence, difficulty with knowledge base
Figure 6.1: Relation of characterizations and practice
89
Case Studies
Peter (from University B): Diagnosing and fixing problems. Peter focused on solving
and fixing problems. He began his interview by explaining that the purpose of physical therapy
was to return patients to physical activities. He explained,
If they (the patients) have had an accident or injury and they’re not able to do things that
they used to be able to do, physical therapy would help them get back to that example, or
return to walking, or mobility, stuff like that.
His focus on fixing problems and addressing physical function carried over into his
metaphor where he explained the work of a PT was like that of a car mechanic. When a patient
comes to a physical therapist, he compares the process to “Someone brings in their car, it’s
broken, and a physical therapist is expected to put it back together and fix it, so it’s running like
new, if not new, as good as you can get back, just repair it.” Following his characterization of
physical therapy practice as solving mechanical problems, he focused his work with the
90
standardized patient on identifying her pathology and the impairments that contributed to it. This
approach was evident in his hypotheses where pathology, impairments, and contributing factors
were his three most frequently identified hypotheses. His reasoning strategies also focused
primarily on diagnosing the primary pathology and determining procedures to treat the patient.
During his encounter with the patient, he used the patient’s descriptions of her condition to hone
in on the pathology. For example, when she described her pain, he drew on the information to
identify injured structures.
Well, achiness didn’t really, it drove me away from thinking nerve because a nerve I
would think that would be more described as a numbness or tingling or radiating, so
when she said achiness I thought that you know again it was just more muscles that were
kind of damaged from the fall.
His examination process followed his focus on identifying the injured anatomical
structure. He did not ask the patient any questions about her living or social situation, nor did he
assess her performance of any functional activities, suggesting his continued focus on diagnosing
a biomedical problem. As he transitioned to treatment, he aimed his interventions directly at
repairing the affected tissue. He explained to the patient as he initiated his treatment.
We have some techniques here that we can help the healing, move it along a little bit.
Yeah I think it’s just a muscle strain and some activity modification would be best. I’m
going to do some, ultrasound for you. Which, the way the ultrasound works is, it
basically emits sound waves into that damaged tissue and that helps uh bring more blood
into the area to sort of speed up the healing process.
His treatment focused on the mechanical nature of the injury. He explained after the
patient session that he would start with activity modification to unload the tissue, some soft tissue
mobilization to heal the muscle, and exercises for the patient to reduce the stress on the injured
tissue. Both Peter’s descriptions of physical therapy practice and his actions and reasoning
strategies during the patient encounter indicate his technical view of physical therapy practice
focused on diagnosing a biomedical problem and providing treatment to heal an injured tissue.
91
Lisa (from University B): Assess and educate the patient. Lisa consistently described
physical therapy practice with a focus on teaching patients more effective ways to move. She
described the explicit purpose of physical therapy as:
I think PT is all about finding the most efficient and pain free way for people to move, so
it’s all about moving around in your day, humans are meant to move and how can we
make their, a person’s movement efficient, so that they’re not wasting a lot of energy.
In her descriptions of typical patient encounters, Lisa explained that not only should
physical therapy practice enhance human movement but also that the role of the physical
therapist is to educate the patient regarding the most efficient ways to move. She described her
ideal outcome in physical therapy as the patient gaining independence in understanding how to
manage his/her own movement habits.
So orthopedic practice, my ideal outcome would be to give the patient tools to note when
they’re going into a painful cycle or when they’re falling into old habits, so they could
correct for it and treat whatever their symptoms are at that point in time.
Throughout the patient encounter, Lisa demonstrated this approach to assessing the
patient’s movement patterns and educating the patient on more effective movements. She used
typical tests and measures, such as active range of motion, to gain insight into the patient’s
willingness to move. She explained her thought process after observing the patient perform an
active forward flexion.
Yeah, so I wanted to see how willing she was to move for one thing. Not very willing to
move. Very cautious with bending forward, which is always an interesting thing with
somebody who says they are crouching things to pick up pots and pans from underneath.
And then you ask them to do a forward bend, “oh it hurts”. Okay, well you’re grunting
through it throughout the day, so to me you’re probably pushing through a pain a little bit
too much throughout your day because that’s not a good thing because clearly with she
got about 50 percent flection before she’s like, ‘Oh that hurts. I need to come out of it.’
Well that’s different; you know just isolated movement versus functional movement.
Sometimes people do that. They will push through because their job requires it. And then
when I looked from the back they went a little bit off to the left and she really wanted to
bend that left knee.
92
Lisa drew on information about the patient’s responses to the injury and ongoing pain as
opportunities to educate the patient about self-management of her condition. When she learned
that the patient was currently doing only minimal self-care to manage her back pain, Lisa
explained the importance of education.
Yeah she said rest and she sometimes takes Advil. I think it just lets me know that she is
not really sure how to take care of her body when it gets injured. She just hopes for it to
go away, which is a great thing for PT, because it gives us so many things to work with.
Just sort of a reminder, okay education is going to be a big thing with this patient.
As Lisa transitioned into her treatment plan, she explained to the patient what she had
observed during the examination and her ideas for initial treatment. After the encounter she
explained that she believed it was important for the patient to understand the role of her
movement patterns in the recovery process. Lisa further explained that she hoped that helping
the patient understand the connections would contribute to the patient’s follow through with
home exercises.
I think it’s good for them to know what is going on in my mind. For PT especially, these
exercises, for someone who doesn’t understand their body very well, who doesn't
understand their exercise very well, who doesn’t understand really how poor motor
control is going to effect their ability to recover from an injury. It can seem really bizarre.
You know if I have a person who comes in, especially with low back, and I immediately
start giving them a hip flexor stretch and abdominal exercises, they are like what on earth
is this going to do for me. But it’s important to sell them what’s going on. Otherwise,
especially for someone who’s on a home program, they are not going to do it.
Lisa explained that her highest priority in treatment was for the patient to learn more
appropriate body mechanics and skills for self-management of her back pain. She explained her
decision based on the patient’s situation.
Yeah because especially with a patient like this, if we’re trying to get them out and into a
home program quickly just for cost reduction, not expecting her to be 100% by the time
I’m done. Just realistically, but knowing they have tools and knowing that they’re
consciously thinking at work about positioning, reaching, bending, things that bother it
normally. If she’s constantly thinking okay I need to move in a better way, then I’m like
great, this is a person who’s a little bit better about taking care of themselves.
Independent.
93
Throughout her interactions, Lisa engaged in a practice that illustrated her
characterizations of physical therapy. In both her interview descriptions and her clinical
decisions and reasoning processes, Lisa prioritized movement analysis and educating her patient
regarding their movement and self-management of their conditions.
Chloe (from University A): Support the patient while diagnosing and treating.
Through her interview and her interactions with the standardized patient, Chloe demonstrated an
approach to physical therapy practice that included psychological support for the patient while
assessing and treating medical problems. Chloe’s descriptions of physical therapy practice
contained a mix of patient advocacy and more traditional treatment. Chloe identified the purpose
of physical therapy as enhancing the patient’s quality of life in addition to physical function.
I think it’s about improving quality of life and it’s you know not just working out and
strengthening what’s weak and you know stretching what’s tight, it’s about the experience
and enhancing the human experience that is you know being able to participate and have
fun with physical therapy.
Her mix of holistic and technical was also evident in her explanation of her view of the
patient’s role in therapy. She explained that she expected her patients to have an open mind to her
interventions. While she describes the PT as determining the interventions, she considered the
patient’s perspective.
I mean I guess maybe working with something they’ve never worked on before or you
know cause I’m sure not everybody has a body weight supporting treadmill and it might
look a little intimidating or something like that, so hopefully they would have an open
mind to trying new things and trying things that may be uncomfortable or things like that,
that’s what I really enjoy about my patient in clinic is she’s always willing to do one
more and if I say hey do you wanna try this, have you done this since your incident, and
she’s like no, but yes I wanna try it, she’s always like sure I’ll try it, and I’m like if it
doesn’t work then we know, but at least we can try.
Throughout her descriptions of practice, Chloe highlighted the role of the PT in making
assessments and designing interventions for the patient while listening to the patient’s input and
supporting him/her as a person. This characterization carried over into her work with the
standardized patient. Chloe explained her approach to asking an open ended introductory
94
question to the patient as “Just a broad question to get the conversation going, you know, what
happened to her and what the story is.” Her approach to asking the patient about topics besides
her direct injury continued through her interview with the patient. For example, after learning
that the patient was employed as a chef, she asked about the restaurant at which the patient
worked. Chloe’s explanation for these questions: “Just to get rapport going.” Chloe also
considered the patient’s personal level of comfort as she transitions into her examination. Prior
to assessing the patient’s posture, she asked if the patient was OK with exposing her back and
trunk. Chloe explained her reasons for asking prior to moving forward.
Just to see what her comfort level is, obviously if she doesn’t want to, I mean it is easier
for us to see a posture, do a postural assessment if there is less close on. But obviously
keeping the patient’s modesty in considering that is important.
She continues this concern for the patient as she explained her rationale for thoroughly
explaining procedures to the patient prior to touching her.
Just to let her know, I guess to make her feel more comfortable about what I am doing to
her because I am going to be touching her body and if I have already gotten a, “I don’t
want to take off my clothes” maybe she doesn’t want me to touch her either, so she
might. Just to make sure the patient is comfortable. I want to make sure everything is
okay before I go ahead and do it.
Throughout the examination Chloe checks in with the patient about her level of comfort
with the procedures. The process of Chloe’s examination and treatment, however, focus more on
the level of identifying and treating a pathology. As she examines the patient’s movement and
conducts orthopedic tests, Chloe consistently explains her process in terms of identifying the
injured anatomical structure and the nature of the pathology. As she observed the patient
performing spinal flexion, she linked her observations to biomechanical processes.
It kind of affected, well she was kind of, it brought on her pain, it made me think, maybe
it is something with the lower back and then she kind of deviated to the right with
extension. Maybe a closing restriction.
Following this line of thought, Chloe’s hypotheses focused on identifying impairments,
contributing factors, and determining interventions. Her reasoning strategies continued the
95
pattern of determining a medical diagnosis and treatment as she primarily drew on diagnostic
reasoning about the primary pathology, movement impairments, and contributing factors. Chloe’s
plan for treatment followed from her medical and biomechanical attention throughout the
examination. She placed the highest priority on managing the patient’s pain and added goals
related to the patient’s range of motion and mobility. Overall, Chloe’s approach to the patient
encounter paralleled her descriptions of practice. She paid attention to the patient’s
psychological and personal needs yet conducted a routine physical therapy examination focused
on identifying the patient’s pathology and impairments. This separation of psychosocial issues
from the biomedical, similar to the actions of many clinicians, may represent a limited
understanding of the biopsychosocial model (Singla, Jones, Edwards, & Kumar, 2014). Her
characterizations and her practice included both the psychological and physical aspects of
therapy yet maintained them as separate entities.
Sophia (from University B): Working together with the patient. Sophia demonstrated
an emphasis on supporting patients while working with them to help them learn how to move
more effectively in both her interview and her interactions with the standardized patient. Sophia
began her interview by explaining that physical therapy was about helping people learn and adapt
to accomplish what they want in life.
Really helping people readjust and relearn how to move so that they can accomplish what
they want to do in life. Whether it’s how to get up out of a chair correctly because you
have back pain or is it just walking again after having your knee replaced, I’ve mostly
seen ortho at this point, so that’s my perspective right now, so and sometimes it’s you’re
coming in and you’re talking to your patient about okay how are you going to get your
exercises done at home and I’ve had homeless patients in the past and so sometimes
you’re working as not jus their physical therapist, but like just someone to talk to.
Her characterization of practice moved beyond simply teaching patients to do exercises or
assume postures correctly. As she described, she wanted patients to understand their bodies and
their own ways of moving.
96
…learning how to move better, learning so that the patient knows how to manage their
symptoms, the patient knows their limits and what they shouldn’t be doing, that they’re
actively trying to break their bad habits and when they, I always say that they’re
graduating from PT and so these are your exercises and I try to teach them where to go
from there.
Sophia brought this perspective of the therapist as a teacher and supporter to her
interactions with the standardized patient. Similar to Chloe, she opened with a broad question
that did not focus on the injury on the referral. As she explained,
I think it helps them kind of get more of a story, some people aren’t big talkers and some
people are so I kind of want to see what their side of the story is rather than just low back
pain.
As Sophia moved through her interview and examination with the patient, she used her
questions and assessments to gain more information about the patient’s behavioral responses and
understand how to best work with that patient. She explained her reasoning for asking the
patient about how she responded immediately after the fall at work.
So I can see how she was reacting. Did she automatically think, “okay I need to ice this,”
or you know some people prefer heat for pain. Or did she continue on with her day,
which it sounds like she did and when she got home at the end of the day, she rested… So
that’s going to be a little bit of a barrier because, you know, she has a job so she has to
work through her jobs. Teaching her different tips at work, you know, giving yourself a
little rest when you can. Or I want to know if she was on lighter duty or maybe she could
give over some responsibilities to somebody else. But it was nice that she did rest at the
end of the day. Like she knew she needed to give her body some rest.
Sophia’s assessment process focused on her gaining an understanding of the patient’s life
situation and responses to movement. Throughout the patient session, her hypotheses focused on
identifying movement impairments and patient characteristics that impact the injury. Likewise,
she primarily drew on diagnostic reasoning about the pathology and movement impairments, but
also drew extensively on reasoning about the patient’s personal needs. Her focus on
understanding the patient’s situation was also evident in her explanation for asking about the
patient’s living situation. When Sophia learned that the patient lived alone, she explained,
97
You know, there’s no one at home that’s going to bug her about doing her exercises. And
then you know she has all those household things she has to do on her own, there’s no
help at home. Putting away the groceries can be a problem. She’s the only one that’s
going to do that.
Drawing on her understanding of the current patient and her experiences with prior
patients, Sophia focused her interventions on helping the patient develop strategies to move more
effectively for the tasks she needed to do. She explained her decision to give the patient a
handout on body mechanics:
A lot of people think they know how to correctly do things, sometimes they don’t and
also going through that handout a lot of times my patients have told me, oh that’s the best
thing you did was show me how to get in and out of the car and getting up and down the
chair. And so just making sure that they know how to do things correctly. It’s also
something they can take home and use in their habits.
Throughout her interactions with the patient, Sophia worked to understand the patient’s
situation and help her to learn ways to manage on her own. These actions paralleled the
descriptions Sophia had given of physical therapy practice and clinicians who had influenced her.
To Sophia practice was about supporting patients in finding their own best ways to move and
function. Her encounter with the standardized patient also demonstrated this approach to
practice.
Bethany (from University A): Teamwork with the patient. Bethany demonstrated
greater divergence between her characterizations of practice in her descriptions and her
enactment with the standardized patient. Bethany characterized practice with a strong emphasis
on the patient’s psychosocial well being achieved through teamwork between the therapist and
patient and others on the medical team. She described the purpose of physical therapy:
So it’s not just the physical part. I guess also the mental part… Say people with chronic
pain syndrome they don’t just have physical pain, they also have this perception that
they’re always in pain; it’s not just the physical part. So you have to deal with patients’
psychosocial aspect of it and also family. You have to educate the family and the patient
and the caregiver… It’s also about treating them as a whole.
98
Through her descriptions of patient interactions and her metaphor, Bethany emphasized
the psychosocial role of the therapist in connecting patients to other people and meaningful life
activities.
I guess it could be a bridge. So PT as a profession connects patient to patient... And you
can connect patients with their family through like education. And also how to
incorporate the disability into their lives or the patient’s life. And then I guess a bridge to
other health care professional. As in referral.
Bethany, however, struggled to enact the patient session in the ways she had described.
She opened by specifically asking the patient about her back pain. During the post-encounter
interview, she reflected that a broader opening might have been more effective:
She is here for her lower back pain, so I would like to know about her pain so I guess a
better opening sentence would be “what brought you here?” So then maybe it’s not the
pain that’s bothering her, maybe it’s something else. Yeah I would like to know why she
is here. Sometimes the doctor will say lower back pain and then she might be here for
“Oh I hurt my ankle,” or something. We want to know the patients view of her condition
and see what’s bothering her the most.
As Bethany progressed through the interview and examination, she focused more on
identifying the patient’s pathology. She kept the patient’s complaint of pain in mind, but was
hesitant to conduct any tests that bring on the patient’s pain.
I don’t want to aggravate her; I don’t want to strain her even more. Maybe I
shouldn’t emphasize so much on the pain, but that’s her only complaint. Maybe if
she has numbness and tingling and weakness, I might ask does it reproduce your
complaint. But since she only talks about pain then it seems like I ask her, how’s
your pain, how’s your pain. Just to keep her in check. Sometimes patients make
faces and I can see her just making faces so I’m like okay, how are you, how’s the
pain. So I just to make sure I keep her in check. I’m not putting her in too much
pain or hurting her.
Bethany’s resistance to bringing on any pain for the patient limited her in conducting tests
that would have given her more information about the pathology. She attempted to make sense
of the data she had gathered but was unable to draw a clear conclusion.
Well she has pain with almost all of her active range and motion rotation actually
is not bad, it’s good. But forward bending and backward bending, she is limited
by pain. Forward bending, she bends her left knee so that could either be a nerve
99
issue but she didn’t say there was any numbness or tingling. She could just be not
wanting to use the muscle because my first my hypothesis would be a left
extensor sprain and it kind of makes sense she doesn’t want to go very far because
that would be eccentric lowering of her body. And then for hip extension, her abs
were working because that actually puts her extensor in slack. But there’s also
pain so it could be… (sighs) not sure what it could be. So that’s kind of where I
got stuck.
Bethany attempted to keep the patient’s needs and life function in focus but
struggled to connect all of the pieces of her examination to make an effective assessment.
Her hypotheses and reasoning strategies focused primarily on diagnosing the primary
pathology and movement impairments. She also frequently drew on reasoning about the
patient’s personal needs. For example, she considered the patient’s level of pain tolerance
as she designed an intervention.
It seems like her pain tolerance is very low. Everybody’s different and I have to respect
that. Once we gain trust, then they know, okay this isn’t gonna hurt me, or she knows
exactly what she’s doing. Then I think it’s just that having a good conversation and also
letting her know, I may not know everything, but if I don’t know, I’ll go check. I’ll find
out for you and try not to hurt her. Because if I hurt her, they’re not gonna come back
again.
Overall, Bethany drew more extensively on trial and error during her examination
than did any of the other participants. Through this trial and error and her hesitance to
bring on any pain for the patient, Bethany was unable to effectively adapt her examination
process to come to an appropriate assessment or fully address the patient’s needs. In the
discussion I present several possible explanations for Bethany’s inability to carry out the
patient session in ways consistent with her characterization of practice.
Use of Reflection
Students varied in the amount of reflection (both in- and on-action) that they engaged in.
The three participants who indicated the greatest value on teaching and learning in the patient-PT
relationship (Lisa and Hannah with assess and educate and Sophia with finding a way together)
demonstrated the most incidences of reflection through their explanations of their actions during
100
the patient encounter. At the other end of the spectrum, the three students who described
physical therapy practice in terms of mechanics and problem solving and emphasized the PTs
role in diagnosing and fixing problems (Peter, Mason and Kelly) demonstrated the fewest
incidences of reflection during and after the standardized patient encounter. Similar to the
differences in the use of reflection between experienced and novice practitioners (Wainwright et
al., 2010), the students whose characterizations of practice better approximated expert practice
(patient-centered and educationally focused) demonstrated greater use of reflection than those
whose characterizations paralleled novice practice (practitioner-centered, focused on fixing
problems). Figure 6.1 illustrates the number of incidences of reflection participants demonstrated
grouped based on their characterizations of practice. For groupings that included more than one
participant, I used the average number of incidences.
Figure 6.2: Participants’ use of reflection based on characterization of the encounter
Discussion
This chapter has described the relationship between students’ characterizations of
physical therapy practice and their enactment of practice during a standardized patient session. In
this section I discuss three points from these findings that have implications for entry-level
physical therapist education. First, students’ interactions with the patient typically paralleled their
101
0
5
10
15
20
25
30
Diagnose
andPix
Assess
and
educate
Support
whiledx
andtx
TeamworkFindinga
way
together
Average # of Incidences
Onaction
Inaction
characterizations of practice. Second, limitations in problem-solving or psychomotor skills may
limit students’ enactment of practice in the ways they characterize it. Third, these findings
suggest that professional development in physical therapy may occur along two axes, one axis of
perspective and one of skills/knowledge. Finally, each of these findings has implications for
teaching and assessment in entry-level physical therapist education.
Practice Parallels Perspective
The physical therapist student’s characterizations of practice gave insight into how they
would approach the standardized patient encounter. Schoenfeld (2010) proposed that orientations
and beliefs influence how practitioners organize their thinking in action. Role conceptions and
beliefs about practice form a framework through which professionals construct an ordered view
of their practice (Clark & Peterson, 1986; Magnusson, Krajcik, & Borko, 1999; B. Richardson,
1999b; Shibutani, 1955) including assumptions of characteristic relationships and values or
trustworthiness assigned to certain actions and responses (Fang, 1996; V. Richardson et al.,
1991). As the human capacity for information processes is limited by constraints on short-term
memory, during complex activities such as physical therapy clinical practice, individuals
selectively perceive and interpret information based on their orientation to the situation
(Shavelson & Stern, 1981). For healthcare practitioners, these orientations include their
conceptions of the patient-practitioner relationship (Engel, 1980). These orientations influence
what approaches practitioners consider legitimate in a given situation and what goals they
prioritize (Schoenfeld, 2010). The variation across students in their interactions with the
standardized patient paralleled the variations in their characterizations of practice described in
their interviews, supporting this model that their underlying orientation to practice influenced
how they approached the patient scenario. Instructors can not only gain insight into students’
approaches to clinical care but also support students in developing higher levels of practice
through examination of their characterizations of practice.
102
Perspective Alone is Insufficient
Orientations alone, however, are insufficient for students to enact effective practice.
Students must also have appropriate knowledge and skills to enact the practice they envision. The
case of Bethany provided an example of a student who held a highly patient-centered holistic
view of practice. This perspective, however, was not entirely evident in her interactions with the
standardized patient. Development of beliefs alone, will not directly lead to effective practice, as
students must have the skills to act on their beliefs. While this concept has not fully been
explored in the healthcare literature, studies of professional development in teaching highlight
these issues. Through a case study of one reading teacher, V. Richardson et al. (1991) suggested
that a teacher’s beliefs might change, while his/her practice lags behind, as the individual
develops the appropriate skills to enact the new beliefs. Studies involving novice teachers
support this implication that new teachers, or those trying to integrate new ideas, may lack the
skills to practice as they believe to be appropriate (Brickhouse, 1990; Cohen & Ball, 1990;
Tabacbnick & Zeichner, 1984). Low teaching self-efficacy and an external locus of control may
also prohibit teachers from practicing in ways they believe appropriate (Thompson, 1984).
Bethany exhibited many of these characteristics as she demonstrated low confidence (through her
repeated inquires for assistance from a clinical instructor) during her work with the patient.
Students demonstrating this type of inconsistency between their characterizations of practice and
their actions may require additional support in developing their knowledge and problem solving
skills in order to enact the practice they describe.
Professional Development on Two Axes
The findings presented in this chapter support Dall’Alba & Sandberg’s (2006) theory that
professional development can occur along two axes. Dall’Alba & Sandberg (2006) defined these
axes as 1) one’s understanding of practice (perspective on practice) and 2) the ability to carry out
that practice. The students’ in this current study demonstrated differing stages of development
103
along both axes. Peter, Mason, and Kelly demonstrated more novice perspectives on practice
through their characterizations of practice that focused on the diagnosis and treatment of medical
problems (Jensen et al., 1992). They each also demonstrated adequate skill levels to address the
standardized patient in ways that paralleled their perspectives, including the ability to select and
implement diagnostic tests. Sophia, on the other hand, described practice through
characterizations that paralleled more experienced therapists (Jensen et al., 1992). She also
demonstrated interactions and decision-making during her encounter with the patient that
indicated her ability to enact her view of practice. The case of Bethany demonstrates an example
of greater development along the orientations axis than the skills axis. Bethany’s inability to
enact the practice she described suggests that her problem-solving and decision making skills are
not yet sufficient to practice in the way she characterized.
The two-axis theory of professional development may explain differential development of
clinicians over time. The literature on expertise in clinical practice indicates that the development
of expertise is not a function of experience alone (Resnik & Jensen, 2003). Based on the two-axis
theory, clinicians or students who hold narrower (more biomedical) perspectives on practice may
develop their skills in diagnosis and technical approaches to intervention, yet would be unlikely
to develop the interactive skills evident in experts (Dall'Alba & Sandberg, 2006). For example,
medical students’ perceptions of expertise in medical practice correlated to their self-reported
approaches to studying and problem solving (Mylopoulos & Regehr, 2009). Within medicine,
physicians’ views of practice can limit their adoption of clinical practice guidelines or models if
the new ideas are not aligned with the physicians’ current orientation to practice (Anderson &
Funnell, 2005; Cabana et al., 1999). Further, in physical therapy practice, PTs do not integrate
new knowledge into their practice structures if they do not feel that information fits within their
current models of practice (Daykin & Richardson, 2004). The students in this current study who
demonstrated more patient-centered perspectives on practice also exhibited greater amounts of
104
reflection during their encounter with the patient. This differential use of reflection may have
important impacts on their learning and ongoing professional development (Shulman, 2004). To
best support physical therapist students’ professional development, educational programs should
address both axes of professional development, supporting students’ development of more
holistic perspectives on practice while providing opportunities to develop the knowledge and
skills necessary to enact those perspectives.
Implications for Physical Therapist Education
The interrelation of students’ perspectives on practice and their enactment of practice
points to the critical role of reflective practice in physical therapist education for the development
of both perspectives and skills. Entry-level physical therapist educational programs must address
students’ developing perspectives on practice, but perspective alone is not sufficient. Students
must also have opportunities to develop the skills and knowledge necessary to enact patient-
centered practice. The integration of opportunities for critical reflection and practice of
interactive clinical skills may support students’ development of patient-centered perspectives and
practice.
Reflection. Instruction in and support for critical reflection may help students develop
not only more patient-centered perspectives on practice but also the skills to enact that practice.
The students in this study who demonstrated the most technical/practitioner-centered
perspectives on and approaches to practice also demonstrated the least use of reflection during
their encounter with the standardized patient. Two possible explanations of this relationship are
that 1) Students who view practice as concrete or mechanical problem solving may not value
reflection as a tool to improving practice, and 2) The narrow perspective and the limited use of
reflection may both be indicators of an underlying more novice ability to practice. Following
from either of these hypotheses, instruction in and ongoing support for critical reflection during
both academic coursework and clinical experiences may promote these students’ development of
105
their perspectives and abilities to connect their knowledge to action in order to enact their
practice.
Reflection is a crucial skill in managing uncertainty in “real world” clinical settings
(Schon, 1983), but in order for students to effectively develop and integrate this practice,
reflection must be addressed throughout the curriculum (Delany & Watkin, 2009). Reflective
practice across classroom and clinical experiences can help students build the links they need
between analytical reasoning and patient-centered care (Epstein, 1999), and transition their
thinking to clinical applications (Crandall, 1993; Wainwright et al., 2010, 2011). Introducing
students to a structured framework for reflection during their classroom work can provide them
with support for reflection during clinical experiences (Donaghy & Morss, 2000, 2007).
Specifically, the integration of intentional reflection during students’ clinical experiences,
through activities such as elaborating on their reasoning process with a mentor (Schmidt &
Rikers, 2007), especially when students are supported in questioning their assumptions, can help
students move beyond simple repetition of previously learned concepts to develop their
reasoning capacities (Donaghy & Morss, 2000).
Reflection can also help students connect their classroom knowledge to the clinic. The
practice of reflection during both classroom and clinical learning enables students to look back at
their actions and better understand how their decisions and actions led to the outcomes they
experienced (Schon, 1987). Further, without the capacity for reflection, students will be limited
in their ability to learn from experience, as it is not the experience itself that promotes learning
but the process of thinking about the experience (Hayward et al., 2013; Shulman, 2004).
Reflection before, during, and after learning activities can better promote students’
metacognition in reasoning (Higgs, 1993). Specifically designated time during clinical
experiences for reflection may help students better develop their experiential knowledge, the type
of knowledge clinicians depend on most (Jensen & Paschal, 2000; B. Richardson, 1999a). The
106
type of self-assessment that students can develop through reflection is crucial for helping
students identify their own strengths and limitations and engage in ongoing professional
development (Donaghy & Morss, 2007). Reflection may be the key to helping reduce the
mismatch between classroom education and the type of knowledge needed for clinical practice
(Donaghy & Morss, 2007; Jensen & Paschal, 2000; B. Richardson, 1999a). These reflective
skills may also enable students to develop more holistic perspectives on practice and the ability
to further learn from practice
Broader development of clinical skills. The types of knowledge and skills emphasized
within entry-level physical therapist educational programs can also influence students’
perspectives and abilities to practice. Programs typically emphasize the development of
knowledge and technical skills, yet attention to both orientations and skills may better support
students in developing the habits of mind and skills necessary to take a trajectory towards
expertise (Jensen & Paschal, 2000). Factors in curricular design may impact students’
development of patient-centered orientations to practice alongside the skills necessary to enact
that approach to practice.
Learning experiences that emphasize the importance of communication skills and caring
alongside technical abilities may support students in developing the abilities to enact more
patient-centered approaches to practice. The integration of a community of practice and reflective
practice may support students in cultivating caring approach to practice and the skills to enact
that practice (Hayward & Li, 2014). Research in a variety of professions suggests that including
conversational routines within professional education can enhance practitioners’ abilities to enact
effective interactions within their practice (Ball & Forzani, 2009; Holmstrom & Rosenqvist,
2001; Lampert, Beasley, Ghousseini, Kazemi, & Franke, 2010). Studies of PT students’
development of communication and interpersonal skills suggest that reflection and dialogue, in
addition to observation and practice, are critical learning strategies for the development of
107
effective interpersonal interactions with patients (Plack, 2006). Including opportunities for
students to develop conversational skills for collaborative reasoning and providing opportunities
for ongoing reflection and dialogue may support students in developing a more patient-centered
orientation to practice and the skills for patient care (Hayward, Blackmer, & Markowski, 2006;
Plack, 2006). Effective communications skills are necessary for healthcare practitioners to
navigate the contextual obstacles to patient-centered practice (Taylor, 2009); thus development of
an orientation to patient-centered practice and the communication skills to enact it are critical
elements of physical therapist professional development.
Conclusion
The findings in this chapter support the model that students’ approaches to clinical
reasoning and decision-making follow from their perspectives on physical therapy practice. The
qualities students’ emphasized in their descriptions of physical therapy practice were evident in
their interactions with the standardized patient. As the case of Bethany demonstrates, however,
the development of perspective alone is insufficient; students must also develop the skills
necessary to enact the practice they envision. Entry-level physical therapist educational programs
should include learning opportunities that support students in developing a patient centered
perspective on practice and the skills to carry out that practice. The next chapter examines how
program level factors may influence students’ development of both their perspectives and skills
for practice.
108
Chapter 7
Variations by Program
Contextual and program factors influence student learning (Huhn et al., 2013; Newble &
Entwistle, 1986; Sadlo & Richardson, 2003). Thus, students’ approaches to clinical reasoning
may be related to their educational program experiences. Factors across the curriculum likely
influence students reasoning, as a single class in reasoning processes is insufficient to teach
students how to reason and integrate knowledge (Burnett & Pierson, 1988; Higgs & Boud,
1991). Currently, there is no standard model for physical therapy education in the United States
(Gordon, 2011). One aspect of curricular structure that may significantly impact students’ clinical
reasoning is the timing and placement of clinical affiliations. Within the two primary curricular
models for clinical affiliations (integrated and terminal) (American Council of Academic
Physical Therapy, 2014), integrated clinical experiences may provide students with greater
opportunities to explore the concepts they learn in their courses (Huhn et al., 2013). If
programmatic factors influence students’ development of clinical reasoning, then students at
different entry-level physical therapist educational programs would demonstrate differences in
their clinical reasoning approaches and skill. In this study, University A employed a terminal
clinical curriculum, while University B employed an integrated curriculum. No studies to date
have examined the qualitative differences in students’ development of clinical reasoning skills at
different programs.
Findings
In this section I describe the similarities and differences across programs in the students’
characterizations of practice and approaches to the patient encounter. I begin by describing
within and across program patterns in students’ characterizations of practice. I then describe the
similarities and differences across programs in students’ actions during the patient encounter.
109
Finally, I describe patterns in the factors students cited as impacting their views on practice and
clinical reasoning processes.
Characterizations of Practice
Students in both programs characterized physical therapy practice in ways that indicate
their development as novice physical therapists. First, through their clinical examples and Q-sort
rankings, students at both programs described the role of the physical therapist in addressing
patients’ movement for functional purposes. Specifically all students included at least one of the
following in their top rankings in the Q-sort: functional status, activity testing, or employment
and leisure activities. All students, regardless of program, also described the role of physical
therapy in addressing movement impairments and activity limitations. The students’ emphasis on
addressing movement for functional purposes indicates their development of one of the key
elements of physical therapy practice: analysis of and support for the patients’ movement
(Embrey et al., 1996; S. May et al., 2008; Riolo, 1996). Within this focus on movement, students
at both programs described practice from a perspective consistent with novice practice (Jensen et
al., 1990). Specifically, these students emphasized the technical/mechanical aspects of physical
therapy practice, focusing on making a diagnosis and treating the patient’s problems (Jensen et
al., 2000). This characterization, evident in some students at each program, is consistent with
typical novice practice focused on the application of technical skills (Jensen et al., 1992).
Students at both programs also used patient-centered language in many of their explanations.
While half of the students at each program appropriately used this language, half of the students
at each program demonstrated misapplications of patient-centered language, including issues
such conflating active-participation with compliance. This use and misuse of patient-centered
language suggests that students at both programs had exposure to the language but may have
lacked sufficient experiences to gain a deep understanding of the practice in action (Cohen &
Ball, 1990).
110
In addition to the typical novice conceptions of practice evident at both programs,
students at each program demonstrated elements of more complex understandings of practice, yet
these manifested in different ways at the two programs. At University A, half of the students
strongly emphasized the role for physical therapy in the patient’s psychosocial well being. At
University B, three of the four students highlighted the physical therapist’s responsibilities as an
educator, a quality not evident in the students at University A’s characterizations. These three
students also placed the patient’s expectations for therapy in their most important list in the
Qsort, while all participants at University A placed the patient’s expectations in their least
important list. Each of these elements (the psychological and the educational) is a component of
expert practice (Jensen et al., 2000), yet the presence of one element at each program suggests
that different qualities of practice may have been highlighted in each program.
Actions During Patient Encounter
During the encounter with the standardized patient, students also demonstrated many
similarities across programs. All students, regardless of program, began the patient encounter
with an interview and transitioned to examination/tests/measures. During the interview all
participants sought information about the patient’s description of her chief complaint, the
patient’s goals for therapy, and the details of the patient’s pain, including aggravating and easing
factors, pain ratings and pain location. Most, but not all (at least 3 of 4 at each program),
participants elicited information about the patient’s employment and recreational interests, and
past and current medical history. During the examination all students at both programs also
included tests and measures aimed at identifying the patient’s pathology and biomechanical or
structural links to the pathology. These tests included assessing posture and active range of
motion (AROM) of the spine, palpating the painful region, and conducting special tests aimed at
identifying affected tissues. All of these interview questions and tests and measures are consistent
with elements of the physical therapy examination process (American Physical Therapy
111
Association, 2003). Following their examinations of the patient, all participants at both programs
included identification of a pathology (medical diagnosis) in their final assessment. Students at
both programs also made similar reasoning errors. For example, one participant at each program
prematurely focused in on a muscle strain and took a narrow approach to the examination,
similar to Croskerry’s (2003) description of Confirmation Bias and Premature Closure. These
participants failed to generate a sacroiliac joint hypothesis, never conducted any sacroiliac joint
tests, and focused in on muscle strain. Overall, all participants at both programs conducted the
patient encounter in a similar pattern, including interviewing the patient, then conducting
tests/measures, then forming an assessment, and finally proceeding with an intervention. This
aspect of the students’ actions follows from the typical patterns of interviewthen-examination
noted in many clinical reasoning frameworks (Rothstein et al., 2003).
Within the general framework of the patient encounter, students from the two programs
demonstrated six primary differences in their approaches to the patient. First, participants
differed on the priority they gave to imaging (x-ray or MRI) tests. All participants at University
A inquired about whether the patient had had imaging tests, and determined that they would want
the patient to return to the physician for x-rays when they learned none had been taken. None of
the participants from University B inquired about imaging tests. Second, the students from the
two programs differed in how they responded to the patient’s disclosure of her Type II Diabetes.
At University A, participants inquired if she took medication and then asked no further questions
when they learned that she did not. At University B, upon learning that the patient did not take
medication for the diabetes, the participants asked further follow up questions regarding her
management of the diabetes. These students’ flexibility in following up on the patient’s response
rather than moving along on a checklist suggests higher levels of understanding of the patient
interview process (Jensen et al., 1992; Rothstein et al., 2003). Third, students demonstrated
consistent differences in their willingness to have the patient move into painful positions during
112
the examination. At University A, students repeatedly advised the patient to not move to the
point of pain. Mason explained why he asked the patient to stop her movement short of the onset
of pain.
Because that could flare the patient up and if the patient gets flared up, then the rest of
my test is going to be difficult, I have to sometimes remind, even like in my past
experience a lot of patients have the idea that oh pain is good or no it’s supposed to hurt
they’re doing the exam, we don’t want that though, we don’t want to bring them into pain
to hurt them to make it worse cause that doesn’t do them any service and we are actually
limited in our treatment when they’re more flared up, so that constant reminder kind of
has to be there.
Kelly further explained that asking the patient to stop short of pain was emphasized in
their orthopedics course. At University B, the students consistently explained to the patient that
some of their tests could cause an increase in her pain. For example, Sophia explained to the
patient prior to asking her to perform a forward bend,
I’m going to have you move a little bit. I’m actually going to try to see what’s painful for
you so it might increase your pain. I want it not to be a severe pain though, okay?
The students from University B indicated that explaining the patient that he/she may have
to move into some painful positions was something they had learned in their orthopedics courses.
Fourth, while all students asked the patient to perform active range of motion flexion and
extension, they differed in how they interpreted their findings. The students at University A used
their observations and the patient’s responses to assess pain onset and to hypothesize about tissue
involvement (i.e.: muscle strain, facet joint, disc). For example, Mason explained his thinking
after observing the patient’s active range of motion in flexion and extension: “So if she’s limited
in one versus the other, it could point me towards structures, muscles, or certain joints, if it’s
something in the spine, if it’s something more on the lateral side, whatever it may be.” This focus
on pain provocation and location as indicators of pathology suggests these students are following
a biomedical model in their reasoning about the patient’s pain (S. May et al., 2008). At
113
University B, three of the four participants used their observations of the patient’s active range of
motion to form hypotheses about the patient’s movement behaviors and patterns. For example,
Lisa described a different thought process after observing the same motions as Mason had. She
explained,
So I wanted to see how willing she was to move for one thing. Not very willing to move.
Very cautious with bending forward, which is always an interesting thing with somebody
who says they are crouching things to pick up pots and pans from underneath. And then
you ask them to do a forward bend, “oh it hurts”. Okay, well you’re grunting through it
throughout the day, so to me you’re probably pushing through a pain a little bit too much
throughout your day.
Similar to Lisa, other students from University B also described a process of assessing the
patient’s movement patterns and behavioral choices in response to their observations of active
range of motion. These students demonstrated a more integrated approach to movement analysis,
looking beyond isolated impairments to patterns of movement and behavior (McGinnis et al.,
2009). Fifth, the students from the two programs demonstrated consistent differences in how they
prioritized the data they collected for making a sacroiliac joint diagnosis. At both programs,
three of the four participants conducted multiple tests for sacroiliac joint dysfunction, including
provocation tests and alignment tests. All of the students at University A based their final
assessments on the results of the sacroiliac joint provocation tests. They explained that in their
orthopedics class they had learned that the research evidence suggested that one needed positive
findings on three of five sacroiliac joint tests in order to make the diagnosis. These students’
justification of their diagnostic process is consistent with the literature on sacroiliac dysfunction
(Dreyfuss et al., 1994; Walker, 1992). At University B, the students also conducted both the
provocation tests and alignment tests but biased their decisions towards the alignment tests.
When they found that the patient had apparently normal pelvic alignment, even though she had
positive sacroiliac joint provocation tests, these students ruled-out sacroiliac joint dysfunction.
The students from University B also indicated that they had learned that process from their
114
orthopedics class. Two students also indicated that the process of prioritizing pelvic alignment
over the provocation tests had been reinforced in their clinical affiliations. Both these students’
and their clinical instructors’ reliance on information from courses or colleagues over the
research evidence for assessment and intervention parallels the broader use of evidence based
practice in physical therapists. While most PTs indicate that they value evidence-based practice,
most PTs do not consistently integrate research evidence into their practice (Iles & Davidson,
2006; D. U. Jette et al., 2003; Turner & Whitfield, 1997). Finally, the students from the two
programs differed in what they prioritized in their treatment plans. Three of the four participants
from University A placed the highest priority on pain management. Bethany described her
reasoning for prioritizing pain management in her treatment program.
Decrease pain because pain is so limiting. Pain limits her from doing anything. So she
says sitting is better, which is good but she works so much and for her to return to work
like say 8 hours, I think pain management is a big part. Her active movement and
everything, I think she can get by – I think pain is the culprit, and I want her to rest too,
but if she’s not able to then.
The students from University B, on the other hand, prioritized patient education and
selfmanagement. Sophia explained her reasoning for prioritizing patient education.
Definitely her patient education. So that she has follow through when doing the activities.
Telling her why this is beneficial. And then also, as well with what patient education
goes, continuing to move instead of stopping altogether. I’ve seen patients who hurt their
back and then they stop moving and it’s five months down the road and they can barely
move anymore. That’s the worst thing you could have done for yourself.
The students at University B’s emphasis on patient education in their treatment programs
paralleled the emphasis they placed on education in their characterizations of practice. This
focus on education over direct treatment suggests these students are demonstrating progress
towards the practice characteristics of experienced clinicians with the emphasis on education
over hands on treatment (Jensen et al., 1992). These programmatic differences suggest that while
students at both programs learn the same general process for conducting a patient examination,
they differed in how they learned to interpret and act on the data they collected.
115
Influences
The students from the two programs described three similar factors that influenced their
perspectives on physical therapy and their actions during the patient encounter. First, students at
both programs cited personal experience with physical therapy as an influence on their
understanding of practice. These personal experiences ranged from impacting their
understanding of the basic procedures in physical therapy to the necessity for creativity. For
example, Peter explained that his experience as a patient in physical therapy initially led him to
believe that physical therapy was a straightforward application of procedures.
I had therapy done on my knee for tendonitis, and that was before I had gone to physical
therapy school and honestly I thought at that point that it would be easy, you know just give
them a few exercises, so I was probably 19 or 20 at the time, so that may have shaped my
idea of physical therapy.
Chloe, on the other hand, cited personal experiences as impacting her understanding of
the creativity required in physical therapy. She described her observations of her father’s
physical therapy for Parkinson’s disease.
So my dad has Parkinson’s and he is getting into more of the dementia stage, so he’s actually
not doing much PT anymore, but when I was able to sit in on one of his PT experiences and I
just thought it was amazing because the PT really had him engaged and they really made it
fun for him, so not only were they doing boxing with him, they were throwing balls, doing
the big arms, big everything, then they actually took a Nerf gun and had him shooting one of
the aids and the aids was hopping around, so I thought that was pretty poignant in what I
want to do with my patients and make it fun, and not just pumping iron, doing reps, doing
things like that, I want to be able to make it fun for them and to gain that function back.
Each student described some type of personal experience that influenced his/her
perspective on physical therapy. Some students, such as Hannah, indicated that later coursework
deepened their understanding of the complexity of physical therapy, while others such as Chloe
considered the complexity from their early experiences. Second, students at both programs
indicated that their didactic course work helped them to understand the breadth and complexity
of physical therapy practice. Students such as Peter and Mason explained that the vast quantity of
116
information they were exposed to during their initial coursework influenced their understanding
of how much knowledge is required to effectively assess and treat a patient. As Peter explained,
My coursework, just seeing how involved it is, and how much of the knowledge you need in
order to treat patients appropriately. I don’t think many people know how much goes into
treating a patient. I think you think you just read it in a book and go off a template and you
can treat a patient, but I think through the coursework, it’s a lot more than that.
Chloe further explained that coursework had influenced her to think more deeply about
underlying factors. She explained that her orthopedics instructor frequently reminded the
students, “They’ve really kind of nailed it into us that low back pain is ninety percent of what
you’re going to see in the clinics. They kind of think, ‘Well, don’t just think about low back
because it might be coming from somewhere else.’” Finally, students from both programs
described their clinical experiences as reinforcing or bringing greater understanding to skills or
procedures they had learned in class. Mason explained that his clinical affiliation gave him the
opportunity for greater amounts of repetition necessary to master the procedures.
When you’re in the clinic and you’re seeing 15 patients a day, you’re gonna do that 15 times
and you become very methodical about it, when you’re in school you’re still kind of learning
that base of knowledge that’s important for the clinicals, so they both kind of influenced me
and as I go further in my didactic education, I feel like I get better at my clinical knowledge,
but it’s not fine-tuned.
Hannah indicated that her clinical experience helped her to better understand the
principles underlying the tests she had learned in class. She explained how her understanding
and use of specific sacroiliac joint tests had been impacted.
I saw, I’ve seen it in class uhm, just as we were doing SI joint just to reset and I saw my CI
do it. So at first in class, I didn’t understand why but then I was like oh because you shift and
everything so seeing it in the clinic, I was like okay so it is a thing, it does make it, it does
help so uhm both for sure class when we did SI.
This interaction of classroom and clinical learning that the students described indicates
the importance of consistency between classroom and clinical education for effective
development of clinical reasoning. The literature suggests that current entry-level physical
therapist educational program structure fails to fully realize the connections between classroom
117
and clinical learning (Jensen & Paschal, 2000; B. Richardson, 1999a). Students from both
programs indicated that personal experience, physical therapy didactic course work, and clinical
affiliations influenced their views on physical therapy practice and their actions during the
patient encounter. The timing and organization of the classroom learning and clinical affiliations,
however, may impact their influence on students’ learning as the program differences described
in the next section suggest.
The primary differences between the two programs in this study are the timing and
quantity of clinical affiliations the students had completed at the time of the study. At University
A, students had completed one six-week clinical affiliation at the end of their first year of course
work and one on-campus integrated (one patient per week) clinical experience during the final
term of their second year. At University B, the students had completed 16-20 weeks of clinical
affiliations. They completed two weeks during the final trimester of their first year, two weeks
during the first trimester of their second year, and 12-16 weeks during the second trimester of
their second year. The three differences in influences that the students cited as impacting their
understanding of physical therapy practice and their actions during the patient encounter likely
stem from these differences in program structure. First, in their descriptions of experiences that
had influenced their perspectives on physical therapy practice, all participants from University A
cited experiences that impacted their understanding of physical therapy focused on carrying out
procedures, while only one participant at University B. For example, Bethany identified the
impact of her work as an aide on her understanding of the different types of tools and skills at
physical therapist could use.
PTs that came out recently within the last 5 years and also PTs that are way back. So that
gave me a little different approach to treating patients. B/c I think that back in the day, they
treat more manual, they use their hands and thumbs and use their body a lot whereas the PTs
now they use Graston tools, which is like the butter knife and also a lot of other stuff that can
preserve your body and let you work longer without pain.
118
The consistent identification of experiences that influenced their understanding of
physical therapy focused on procedures suggests a more mechanical perspective on practice from
the students at University A. Second, consistent with the difference in amount of clinical
affiliations in the programs, students at University A cited their pre-physical therapy volunteer
and aide experiences most frequently as impacting their perspectives on physical therapy practice
while no student from University B did. The students from University B, on the other hand,
consistently cited their clinical affiliations within their program, and two participants described
the impact of specific patients they worked with during those affiliations. Finally, the students at
the two programs described different impacts for their coursework on their actions during the
patient encounter. The students from University A consistently cited their orthopedics
coursework and specific procedures, protocols, and decision making guides they had learned in
their coursework as influencing their interactions with the patient and the conclusions they drew
from the information they collected. Following her work with the patient, Chloe explained how
her coursework had impacted her process during the patient encounter.
Mostly ortho classes have been really amazing with Dr. B and just going through it and
getting the most hands on experience and they’ve really kind of nailed it into us that low
back pain is ninety percent of what you’re going to see in the clinics. They kind of think,
“Well don’t just think about low back because it might be coming from somewhere else.”
The students from University B, on the other hand, cited their coursework together with
their clinical affiliations. Typically, they described their clinical affiliations as helping them to
better understand the procedures they had learned in class or supporting their development of
more flexibility in using the procedures. For example, Lisa explained how her clinical
affiliations influenced her to have more flexibility in her examination procedures.
Clinically, in terms of whenever I get a person onto the table and trying to decide how much
I’m going to move them around, that’s more clinical. I think when we’re in the test; we’re
working with somebody that is healthy. In the practical, the person is pretty healthy, usually
and we can ask them to jump up and down and do backflips and they’re usually okay, but
you get into the clinic and you have somebody that goes from sideline to supine and that
takes them 5 minutes just to do that. And you’re like okay I really need to get better.
119
Overall, the students from University A cited experiences prior to physical therapy school
and their didactic coursework more frequently than the students at University B did. The
students at University B indicated that their clinical affiliations had influenced both their
perspectives on physical therapy practice and their actions and reasoning processes during the
patient encounter. These differences point to the impact of the timing and quantity of clinical
experiences in influencing both students’ perspectives on practice and clinical decision-making.
Discussion
The differences described in this chapter suggest that variations in programmatic factors
likely influence PT students’ characterizations of practice and clinical decision-making. The
similarities in the students’ approaches to the patient encounter suggest a baseline consistency
across the programs, yet different aspects of practice may be highlighted, emphasized, or
prioritized at each program. The difference in timing and quantity of clinical experiences likely
plays a role in the differences in the students’ practice, yet other program elements may also
influence the students’ perspectives and practice.
In this section, I first discuss how the findings in this chapter raise an important question
over the impact of clinical experiences versus classroom teachings and the timing of the two. I
then examine two factors: 1) values modeled by the faculty and 2) the timing of clinical
experiences that may contribute to program-wide differences in students characterizations of
practice and clinical reasoning. Finally, I propose future directions for research to better
investigate the programmatic elements that impact students’ clinical reasoning.
Impacts of Clinical versus Classroom Learning
The programmatic differences in the students’ characterizations practice and clinical
decision-making during the patient encounter suggest program level factors may be influencing
both students’ perspectives and clinical reasoning. At University B, students placed a higher
120
value on the physical therapist’s role as an educator both in their descriptions of practice and
through their actions with the patient. These students tended to attribute their choices to
influences from both their classes and clinical experiences. From the data in this study, it is
impossible to determine if this difference in value placed on teaching stems from the greater
amount of clinical experience or from practices valued within the didactic curriculum at
University B. Two of the differences in the students’ clinical decision making point to the impact
of classroom teachings: 1) how to manage pain onset in clinic; 2) evidence based or clinical
anecdotes for diagnostic criteria. As they explained their reasoning following the patient
encounter, students from both programs directly linked their justification for these two aspects of
the examination to what they had learned in their orthopedic coursework. The students at
University B, however, indicated their clinical experiences reinforced the practices regarding
pain onset and sacroiliac diagnosis that they had learned in their classes. The students at
University A who described learning an evidence-based approach to sacroiliac joint diagnosis,
did not mention clinical experience as impacting their understanding of this practice, and
emphasized the role of their orthopedics course in influencing their reasoning. These patterns
suggest the interaction of classroom and clinical learning, in that as students gain more clinical
experience, certain practices that they learned in the classroom may be reinforced. An interesting
question these findings raise is whether or not the students from University A will continue their
evidence-based approach to sacroiliac joint diagnosis if they encounter nonevidence-based
practices during their later clinical affiliations.
Programmatic Factors That May Influence Clinical Reasoning
Faculty Values and Behaviors. The values and behaviors modeled by the faculty and
administrators during on campus didactic coursework may contribute to the observed differences
in students’ characterizations and enactment of practice. These values and ideas may be
communicated explicitly or implicitly. For example, the students in this study demonstrated
121
differences in their approach to pain management during the patient encounter and diagnostic
criteria for SIJ. They described explicit teachings in their programs communicating these ideas.
Other differences, such as the difference in focus on teaching by students at University A
compared to psychological/emotional processes by students at University B, may be
communicated more indirectly.
Faculty within an educational program model not only technical skills but also values and
priorities. These values are communicated through the behaviors of the faculty as a whole, not at
an individual course level, as it is the aggregate influence of the faculty’s implicit professional
behaviors that determines what skills and values students develop (Santasier & Plack, 2007;
Threlkeld, Jensen, & Royeen, 1999). The representations of practice (the examples of practice
enacted within the educational program) influence what students learn to see from the disciplinary
perspective (Grossman et al., 2009). For example, programs that emphasize students’ technical
skills and scientific knowledge over individual patient needs may sway students away from a
patient-centered perspective (Kieser et al., 2009; Shepard & Jensen, 2002). Overall, the teaching
and policies within a department exert a strong influence on students’ approaches to learning and
their conceptions of knowledge (Newble & Entwistle, 1986; Sheppard & Gilbert, 1991).
Differences in teaching practices or departmental policies between programs may contribute to
differences in students’ perspectives on practice and clinical decision-making. In order to truly
study these programmatic differences, however, one would need direct observations and
interviews with faculty and students. An analysis of course descriptions or even syllabi would
likely not reveal the types of implicit messages that may be communicated through classroom
teaching and assessment.
Timing of Clinical Experiences. The timing and amount of clinical experience that the
program offers may further contribute to the observed differences in the students’
characterizations of practice and clinical decision-making at the two programs. All students
122
mentioned their clinical affiliations as affecting how they thought about physical therapy
practice. The students at University B (with an integrated clinical curriculum) had 10-14 weeks
more offsite clinical experiences than the students at University A (with a terminal clinical
curriculum). The students at University B also had their clinical experiences starting with
semester 3 (first-year). The students at University A had a 6-week clinical experience following
their first-year and then completed a one-semester on campus one patient per week on campus
clinical. The students at the two programs demonstrated differences in their approaches to and
interactions with the patient (as described in the findings above). Prior research has suggested
timing and volume of clinical experiences in the program may impact students’ critical thinking
scores (Huhn et al., 2013).
The difference in the amount of direct clinical experience the two programs offer may
influence how students develop their conceptions of practice. Early clinical experiences, even
experiences that include only observation, can help students in developing their conceptual
models of PT practice and reasoning (Collins, Brown, & Newman, 1987). The development of
these conceptual models can influence students’ later classroom learning, as students need a clear
conceptual model of the entire task in order to understand a portion they may be focusing on
(Collins, 2006). Clinical experiences included throughout the curriculum would enhance
teachers’ abilities to situate the task of clinical reasoning and provide varied examples in practice
(Collins, Brown, & Holum, 1991), better promoting students’ understanding of the
contextualized nature of clinical reasoning (Charlin, Boshuizen, Custers, & Feltovich, 2007;
Jones, 1992). Beyond supporting students’ knowledge organization, clinical experiences can help
students understand the nature of clinical knowledge as a dynamic resource, not simply a
collection of examples (Mylopoulos & Regehr, 2007). Finally, clinical experiences can support
students in developing contextually appropriate interactional skills, an affordance not present in
the classroom setting (Benner, 2004). The findings from this current study suggest that timing of
123
clinical experiences may impact students’ approaches to the patient encounter; however, greater
analyses of the programs and clinical experiences are necessary to draw firm conclusions on this
influence.
Need for Further Research
This dissertation has described differences in students’ characterizations of practice,
clinical decisions and reasoning strategies between two entry-level physical therapist educational
programs. At a macro-level, the two programs differ primarily based on the timing and volume
of the clinical affiliations the students had participated in by the end of their second academic
year (integrated versus terminal clinical curricula). Many other programmatic factors, beyond
the timing of clinical experiences may also contribute to the observed differences in the students
reasoning and decision-making. The current data does not allow for analysis of which
programmatic factors influenced the differences in students’ characterizations and practices at the
two programs. Interviews with faculty and administrators and classroom observations would be
necessary to effectively assess how faculty and administrator values are communicated. Further,
assessment of students’ characterizations of practice and actions during clinical encounters
longitudinally throughout their education may provide critical information regarding changes
affected by specific program elements such as a first clinical affiliation or a specific course.
Detailed observations of faculty and students’ use of language (patient-centered and otherwise) in
classroom and teaching laboratories may provide more insights into the students’ appropriation
of patient-centered and technical language. This chapter has provided some preliminary insights
into differences in students’ characterizations of practice and clinical decision-making that occur
at a program level, yet far more research is needed to understand what programmatic factors
contribute to these differences. A greater understanding of the program level factors that impact
students’ characterizations of practice and clinical reasoning can allow programs to make
124
curricular decisions that best support students’ development of effective patient-centered clinical
reasoning.
125
Chapter 8
Conclusion, Implications, and Limitations
In this dissertation I have examined eight physical therapist students’ characterizations of
practice, as well as their clinical reasoning and decision-making during a patient encounter.
Students in two different programs demonstrated characterizations of and approaches to practice
that ranged from practice characteristic of typical novice clinicians to that of more experienced
practitioners. Students also demonstrated consistency among their characterizations of practice,
their reasoning processes, and their actions during the patient encounter. Although the students
overall demonstrated a high level of similarity, I identified six key differences between the
clinical reasoning processes of students from the two programs.
The theoretical framework for this dissertation was based on a model of four capacities
required for patient-centered clinical reasoning. In this final chapter, I first build on the findings
from each of the previous chapters to refine the model, specifically indicating the inter-relations
among the capacities as a student engages in clinical reasoning. Then, drawing together the
educational implications from each prior chapter, I propose three over-arching principles that
should guide entry-level physical therapist educational curricular design.
Revised Model of Clinical Reasoning
In the theoretical framework, I proposed that four capacities underlie clinicians’ abilities
to engage in physical therapy specific patient-centered clinical reasoning. These capacities are: 1)
a well-organized knowledge base and content-specific deductive reasoning skills (Higgs, 1992),
2) the ability to effectively interact with patients (Hayward et al., 2013; Higgs, 1992), 3) the
ability to manage decision making in a context of uncertainty (Hayward et al., 2013; Shepard &
Jensen, 1990), and 4) a patient-centered, biopsychosocial orientation to practice (Schoenfeld,
2010; Trede & Higgs, 2008). The findings from this dissertation study supported the importance
of these four capacities. Not only has this research supported the necessity of these capacities, it
126
has illustrated some key inter-relations, specifically between the nature of a student’s
understanding of practice and his/her clinical decision making and use of reflection. The next
section describes the role of each capacity as evidenced by this study, and the following section
proposes a revision to the initial model based on the findings from this dissertation study and
current theories of practice.
Figure 8.1: Capacities required for clinical reasoning
Support for Constructs in the Preliminary Model
Reflection. Participants’ use of reflection influenced their reasoning processes during the
patient encounter and their views on practice. The students who demonstrated greater use of
reflection in-action during the patient encounter demonstrated more flexible reasoning processes,
while those who demonstrated the least engaged in the most “linear” rule-driven approach to
reasoning that is typically evident in novices (Conger & Mezza, 1996; Jensen et al., 1992).
Following the patient-encounter, seven of the eight participants integrated information gained
127
from prior clinical experiences into their work with the patient through reflection-on-action.
Reflection on-action from clinical experiences also influenced the students’ characterizations of
practice. Overall, the findings from this study indicate important roles for reflection during
immediate clinical decision-making and for students’ development of clinical reasoning abilities.
Content specific reasoning. Participants’ abilities to draw on content specific knowledge
impacted their abilities to enact their desired actions with the patient. During the immediate
patient encounter, a participant’s ability to draw on and organize content specific knowledge
impacted his/her ability to effectively form an assessment and develop an intervention. For
example, Mason failed to generate a hypothesis about sacroiliac joint dysfunction during the
patient encounter yet reflected after the session that he should have taken that diagnosis into
consideration. His inability to draw on the knowledge in action suggests it was the accessibility
or organization of knowledge (not a lack of knowledge) that limited his ability to form a specific
hypothesis.
Orientations and content specific reasoning. Each student’s characterization (model) of
practice was represented in his/her approach to the patient-encounter such that the qualities the
student highlighted in his/her descriptions of practice were evident in his/her actions with the
patient. For example, Lisa, who repeatedly described the physical therapist’s role as a movement
educator, focused her work with the patient on identifying movement patterns and educating the
patient on biomechanical and behavioral changes. Kelly, on the other hand, framed the patient
problem around diagnosing and fixing problems and consistently drew on her knowledge of
procedures for identifying an appropriate pathology. The case of Bethany, as described in chapter
6, demonstrated an example of how a student’s content specific reasoning limitations impacted
her ability to engage in the type of problem solving she had envisioned through her
characterizations of practice. Overall, the students’ abilities to access, organize, and draw on
128
content specific knowledge impacted their abilities to interact with the patient as they had
characterized.
Interactions. The single visit standardized patient model provided limited insights into
the students capacities for interaction. All students primarily focused on gathering information
(through questions or tests/measures) from the patient.
The four capacities were evident throughout the students’ clinical decision making with
the patient. In the following, section I present a model that accounts for the interrelations of the
capacities described above.
Proposed Integrated Model
The previous section demonstrated how the findings of this dissertation study supported
the roles of the proposed four capacities for clinical reasoning and their interrelations. The
ensuing sections propose a revised model that accounts for the interactions between the
capacities. The findings from this dissertation uphold the role of a student’s orientation to
practice as a critical influence on his/her clinical reasoning and decision-making with a patient.
In his work with teachers, Schoenfeld (2010) addressed the relationship between a professional’s
orientation to practice and his/her moment-to-moment actions. Schoenfeld proposed that one’s
immediate goals (what the individual wants to accomplish in the moment) drive his/her
utilization of resources (knowledge, skills, and material and social supports) during skilled
decision-making and action. These goals are set consistent with one’s system of beliefs and
prioritized based on the value assigned to the specific outcome (Schoenfeld, 1998).
The revised model builds on the initial model by providing illustration of how the four
capacities work together as students engage in clinical reasoning. First, the revised model
indicates that students draw on their abilities for both content specific reasoning and patient
interactions as they engage in clinical reasoning. Second, the revised model introduces the role of
immediate goals as a link between students’ orientations to PT-patient relationship and their use
129
of knowledge and skills for reasoning and action. Third, the revised model demonstrates the role
of reflection in managing uncertainty in both the immediate clinical reasoning process and in the
development of orientations. Finally, the structure of the revised model indicates how all of these
capacities work together. Figure 8.2 illustrates the revised model.
Figure 8.2: Revised model of clinical reasoning
Students’ orientations to practice influence the types of immediate goals they form. The
students’ immediate goals then drive the knowledge and skills they draw on in order to engage in
clinical reasoning and decision-making. As they engage in clinical reasoning and
decisionmaking, their ability to reflect in- and on-action impacts their ability to modify their
reasoning processes and actions in an uncertain context. Reflection in-action may lead to
modification of immediate goals that lead to revised actions and decisions. Over the long term,
reflection onaction may also lead students to revise and adapt their orientations to practice.
The following sections describe in more detail how the findings from this dissertation
study support the revised model. I first describe types of immediate goals students form during
encounters with patients. I then describe the role of these immediate goals as a link between
students’ orientations to practice and their use of knowledge and skills (content specific
reasoning and interactional skills) to engage in clinical reasoning. Finally, I describe how the
130
findings support the role of reflection during both immediate action and long-term development
of orientations.
Types of Immediate Goals
In the previous, section I explained the inter-relations between the students’ orientations
to practice, their abilities to draw on knowledge and skills, and the role of reflection in mediating
their actions. In the following section, I describe the role that immediate goals play in linking a
student’s orientations to his/her actions. As Schoenfeld (2010) described, immediate goals drive
action, and these goals are prioritized based on one’s orientation to practice. These goals at times
may be explicitly identified (such as wanting to identify pathology, manage pain, or educate the
patient), but also act more implicitly during moment-to-moment actions, specifically driving how
problems are framed.
Goals during patient examination. The students did not explicitly state step-by-step
goals during their patient examination and assessment processes. However, the hypotheses they
formed and the reasoning strategies they drew upon as they selected the tests and measures
indicated their implicit goals. For example, the majority of Kelly’s reasoning strategies focused
on diagnostic reasoning about the primary pathology. Her selection of tests and measures also
focused primarily on special tests aimed at ruling in or ruling out a specific pathology. Her
actions and reasoning strategies during the patient-encounter point to her goal of diagnosing a
specific pathology. Sophia, on the other hand, more frequently used reasoning strategies focused
on identifying the patient’s personal needs and movement impairments. The use of these
reasoning strategies combined with her formation of multiple hypotheses about the patient’s
behavioral characteristics point to Sophia’s immediate goals during the examination as
identifying the patient’s movement and behavioral patterns.
Goals for intervention. The students made their goals more explicit when they described
their plans for intervention, yet these goals also demonstrated consistency with the implicit goals
131
they had pursued during the patient examination. For example, Mason explicitly identified pain
management as his goal for the patient’s treatment. He then selected a treatment (soft tissue
mobilization) that was consistent with his stated goal for the treatment. Lisa identified patient
education and self-management as her goals for treatment. She also selected interventions
consistent with this goal as she focused on teaching the patient appropriate movement strategies.
Lisa’s examination process (while not explicitly stated) was also consistent with these goals as
she focused on understanding the patient’s movement patterns and personal characteristics.
Goals as the Link Between Orientations and Use of Knowledge and Skills for Reasoning
Goals and orientations. Not only did the students’ explicitly and implicitly identified
goals drive their examinations, assessments, and treatments, but these goals also directly related
to their characterizations of practice. For example, Mason had described practice in terms of
fixing mechanical problems, and his implicitly identified goals (represented by his reasoning
strategies) during the examination also focused on diagnosis of the primary pathology and
reasoning about procedures. Lisa had characterized practice as focused on movement education.
This characterization was evident in her goals as she focused her examination on identifying
movement patterns and behavioral responses and explicitly stated that her goal for treatment
included patient education and self-management.
Goals and Knowledge and Skills. Goals, however, cannot directly lead to action.
Students must have the content specific reasoning abilities and skills for interaction to enact these
goals. With respect to clinical reasoning, students specifically need the organization and
accessibility of their content specific knowledge in order to act on their goals. Limitations in
knowledge organization or accessibility may prevent students from effectively carrying out their
goals. For example, in the case of Mason, his reasoning strategies indicated his immediate goals
of identifying the patient’s pathology; however, his failure to generate a hypothesis related to
132
sacroiliac joint dysfunction and inappropriate interpretation of the passive extension tests
prevented him from identifying the patient’s specific pathology.
Bethany’s uncertainty about how much pain provocation was acceptable during certain
tests and measures limited her ability to fully enact her goals of identifying the pathology. Thus,
the goal may initiate the reasoning process, but students must be able to appropriately organize
and access their knowledge, draw on their technical skills to carry out tests, and engage the
reasoning skills necessary to interpret the findings in order to act on their goals.
Students’ interactional skills likely also impact their ability to carry out their immediate
goals during real-world patient encounters. All of the students, however, focused their
interactions with the patient on gathering information and conducting tests. This lack of variation
in interactions limits the conclusions that can be drawn from this study regarding the role of
interpersonal skills in the reasoning process.
The Role of Reflection
Finally, this model suggests that reflection is necessary for ongoing refinement of goals in
light of the actions, interactions, and responses that occur. This role for reflection in the
adaptation of decision-making during unfolding situations is identified in the literature on
reflective practice and expertise in physical therapy (Schon, 1983; Wainwright et al., 2010). The
findings from this research support this role for reflection, as the students who engaged in more
reflection in-action tended to modify their examination plans based on the unfolding data, while
those who engaged in minimal reflection in action tended to follow a more rule-driven process,
characteristic of novice practitioners (Jensen et al., 1992). Reflection likely also influences
students’ orientations to practice. This study, however, did not directly address the role of
reflection in changing students’ orientations to practice.
133
Summary of the Revised Model
The revised model builds on my initial framework of the four capacities required for clinical
reasoning. This model enhances the initial framework by illustrating how the capacities work
together to enable students to engage in and develop their clinical reasoning skills. This model is
compatible with existing frameworks for clinical reasoning, such as Edwards and Jones (2007).
Specifically, the immediate goals a clinician is pursuing may be focused on narrative/relationship
building (driven by the lived world pole) or empirico-analytical reasoning (driven by the
biomedical pole). My revised model builds on both my initial framework and existing models of
clinical reasoning by delineating how underlying capacities impact students’ moment-to-moment
reasoning and decision-making.
Limitations and Further Development
This model proposes a mechanism through which orientations drive goals and the use of
knowledge and skills as students engage in moment-to-moment decision-making and action
during clinical encounters. This study did not directly investigate the factors that influence
students’ development of clinical reasoning. Further longitudinal and intervention studies will
better elucidate the factors that directly impact the development of each of the capacities for
reasoning. Specifically, this model points to the importance of content specific reasoning skills
for clinical reasoning, yet further research should investigate the pedagogical practices that best
support students’ development of content specific reasoning processes consistent with their
models of practice. While the findings of this study suggest that reflection plays a role in the
development of students’ orientations to practice, as the current literature indicates (Anderson &
Funnell, 2005; Holmstrom & Rosenqvist, 2001), further studies within physical therapist
educational programs should verify this link in the model.
134
Key Themes in the Revised Model
Three important themes emerged from the findings of this study that are integrated in the
revised model. First, the revised model indicates the role of goals as a mediating frame between
students’ orientations and their actions. Second, the revised model indicates the cyclical nature of
reasoning, reflection, action, and learning. Finally, the revised model may explain some
differences in the reasoning processes of the students from the two programs.
Goals as Mediating Frame
The revised model introduces the concept of immediate goals as the mediating frame
between students’ orientations and their actions. As Schon (1983) noted, real world problems
require appropriate framing prior to problem solving. The concept of immediate goals indicates
the role of problem framing prior to drawing on knowledge and skills to solve those problems.
Schoenfeld (2010) defined immediate goals during problem solving as the task the individual is
focused on accomplishing in that moment. In the revised model of clinical reasoning, the
concept of immediate goals demonstrates the mechanism through which students’ orientations to
practice influence the knowledge and skills they draw on during clinical reasoning. Students with
mechanical views of physical therapy practice formed immediate goals of identifying and
addressing the patient’s immediate pathology. Students who conceptualized physical therapy
practice with a focus on teaching formed immediate goals focused on identifying the patient’s
behavioral patterns and likely responses to interventions. These immediate goals shaped the
students’ reasoning processes.
Learning Trajectories and Reflection
The students’ actions during the patient encounter and interview responses indicate a
trajectory of learning and development in both their characterizations of practice and their
engagement in clinical reasoning. Learning trajectories are broad, non-linear pathways of
progressively more sophisticated ways of thinking (Clements & Sarama, 2009). These learning
135
trajectories are inextricably intertwined with the curricular tasks that promote students’ learning
(Empson, 2011). Students’ individual characteristics, such as their orientation to learning
(superficial or deep), also impact their learning trajectories within a given curriculum (Spiers et
al., 2014). The varied stages of the students’ perceptions of practice and engagement in clinical
reasoning demonstrated in this study point to the impacts of both their orientations (as the revised
model indicates) and curricular opportunities (such as clinical experiences) on their development
of clinical reasoning. Critical components of these learning trajectories are students’
opportunities to engage in activities, reflect on those activities, and compare their new
experiences to their existing conceptual understanding (Simon & Tzur, 2004). The cyclical nature
of reasoning, reflection, and goal modification in the revised model of clinical reasoning
highlights this crucial aspect of learning for professional practice.
In addition to the development of skills and knowledge, part of development as a
professional in any field involves acquiring the appropriate technical language for that practice.
Common technical language facilitates communication within the profession (American Council
of Academic Physical Therapy, 2014). Language alone, however, is insufficient. Educators may
provide technical language to students during coursework, yet that exposure does not guarantee
students will use it appropriately. As the students’ use of patient-centered language in this study
suggests, students and novice practitioners may be exposed to the language of a specific practice
and adopt that language prior to the development of skills consistent with the language. On the
other hand, students may develop complex aspects of their reasoning processes without having a
language to describe it. During their clinical decision-making, the students demonstrated skills in
making appropriate physical therapy treatment plans, yet did not explicitly identify a physical
therapy diagnosis during their assessment process. These findings point to the spiral process of
learning, language appropriation, and integration. One key aspect of the revised model for
clinical reasoning is the cyclical nature of learning, practice, and reflection. As the model
136
indicates, reflection plays a crucial role not only in students’ immediate decision making during
the patient encounter, but also in their development of their perspectives and skills for practice.
Early and consistent experience with reflective practice should support students in continual
progress through the learning cycle.
Differences in Programs
Differences in program structure may have influenced the variations in the students’
actions and reasoning. While the issue of integrated versus terminal clinical experiences is a
critical debate within entry-level physical therapist education, few studies have investigated
differences in the clinical reasoning or decision-making of students from programs with different
clinical curricula. In a comparison of students’ critical thinking skills, students from a program
with an integrated clinical curriculum demonstrated higher levels of critical thinking than those
from a program with a terminal clinical curriculum (Huhn et al., 2013). Although this current
study allows only preliminary analyses of differences across programs, students from the
program with an integrated clinical curriculum demonstrated greater use of reflection as well as
greater focus on behavioral analysis and teaching. Integrated clinical experiences may allow
students greater opportunities to explore concepts introduced during coursework and reflect on
the effectiveness of their actions. By engaging in this cycle of learning, practice, and reflection
throughout the curriculum, students may develop more sophisticated clinical reasoning skills
during their entry-level education.
Implications for Educational Program Design
Based on findings from this dissertation study and my revised model for students’ clinical
reasoning, I propose three principles for curriculum development that entry-level physical
therapist educational programs should include in program design to promote students’
development of clinical reasoning capacities for patient-centered care. First, the curriculum
should support students’ development of both their orientations to practice and their knowledge
137
and skills to enact that practice. Second, the development of reflective practice must be
integrated throughout the curriculum. And finally, programs must strive for alignment among the
values they impart, the knowledge and skills they teach, and the clinical practice students need to
engage in. The following section describes each of these principles in more detail.
Principle #1: Structures to Support Students’ Development of Orientations and Skills
As the findings of chapters 5 and 6 demonstrated, students’ orientations to practice
influence their clinical reasoning and decision-making, but orientations alone are insufficient.
Students must have the appropriate knowledge and skills to enact the practice they envision. An
explicit model of clinical reasoning integrated across the curriculum can support students’
development of a patient-centered perspective and the skills to enact that practice.
The consistent use of a model of clinical reasoning can further support students’
development of patient-centered orientations to practice and provide them with a structure to
organize their thinking. Use of a consistent model of reasoning across content areas can promote
students’ integration of varied content areas and may enhance knowledge transfer to clinical
situations (Higgs, 1993; Neistadt, 1996). The influence of a model for clinical reasoning, though,
extends beyond simply making an implicit thought-process visible. The nature of that model also
influences students’ perspectives and practices (Darrah, Loomis, Manns, Norton, & May, 2006).
The use of a patient-centered model of clinical reasoning within entry-level education may help
students better develop their understanding of true patient-centered practice and the
biopsychosocial model of practice. This impact on perspectives on practice may be particularly
important as current literature suggests that physical therapists overall need to develop deeper
understanding of the biopsychosocial model (A. Bishop & Foster, 2005). Clinicians’ partial
understanding of the biopsychosocial model (as evident in many clinicians) leads them to address
psychological and medical issues separately rather than working with the patient as a whole
person (Singla et al., 2014). The consistent use of an integrated model of clinical reasoning (such
138
as Edwards & Jones; (2007) across the curriculum may support students’ development of the
clinical reasoning process and a patient-centered orientation to practice (Christensen &
Nordstrom, 2013). The use of a consistent model of clinical reasoning and content integration
across courses not only provides students with a framework for organizing their knowledge
across courses and clinical experiences but also supports students in developing a patient-
centered orientation to practice and the skills to enact that practice.
Principle #2: Ongoing Emphasis on Reflective Practice
The findings from this study indicate a critical role for reflective practice in students’
development of effective clinical reasoning. As this study demonstrated, reflective practice plays
a role not only in students’ reasoning and decision-making during a patient encounter, but their
use of reflection is also related to their characterizations of practice and their perceptions of
factors that influenced their practice. Effective skills in reflective practice enable students to
manage uncertainty during clinical experiences and develop their orientations and skills for
practice. Students can only reap these benefits, however, if the development of reflective practice
is supported throughout their educational program.
Managing uncertainty in the clinic. Based on the findings from chapter 5 and the
proposed model of clinical reasoning, reflection plays a critical role in the management of
unexpected findings during a patient encounter. During real-world clinical situations, students
face poorly defined problems that require them to determine what to attend to and how to frame
the problem they will address (Schon, 1983, 1987). Reflection in- and on-action can help
students develop the necessary flexibility in their thinking required to frame and address the
unstructured problems they face in the clinic (Schon, 1983). Exercises that support reflective
practice across classroom and clinical experiences can help students build the links they need
between analytical reasoning and patient-centered care (Epstein, 1999) and transition their
thinking to clinical applications (Crandall, 1993; Wainwright et al., 2010, 2011). As students
139
transition to clinical affiliations, activities that support the students in questioning their
assumptions about the patients and situations they face can further help students move beyond
simple repetition of previously learned concepts to develop their reasoning capacities (Donaghy
& Morss, 2000).
Development of orientations and learning from practice. Reflection on action can help
students integrate their clinical, classroom, and personal experiences and gain insights into how
these experiences impact them. The use of reflective writing exercises have helped medical
residents develop self-awareness of how their personal experiences impacted their professional
learning and practice (Brady, Corbie-Smith, & Branch, 2002b). Reflective activities that support
students in questioning their current assumptions about patient-practitioner interactions can
support students in shifting their orientations to practice (Anderson & Funnell, 2005; Holmstrom
& Rosenqvist, 2001). Reflection on action not only enables students to examine and develop
their perspectives on practice, this reflection is also critical for their ongoing learning from
practice. Even within basic science courses such as physics, the quality of students’ reflections
on learning was associated with the level of learning gains in the course (D. B. May & Etkina,
2002). Without the capacity for reflection, students will be limited in their ability to learn from
experience, as it is not the experience itself that promotes learning but the process of thinking
about the experience (Hayward et al., 2013; Shulman, 2004).
Support and practice in reflection are critical. In order for students to engage in
reflective practice and learn from their experiences, educational programs must provide structure
and support for students’ development of reflective abilities. Journal writing and small group
discussions are frequently employed as reflective activities. For example, journal writing and
peer group sharing occurring on a daily basis during clinical affiliations helped nursing students
develop self-awareness and self-directed learning (Riley-Doucet & Wilson, 1997). Journal
writing alone does not indicate development of reflection. Students will focus on the elements
140
that are assessed, thus using a framework for assessing reflective writing can increase student
motivation and provide faculty with a way to give structured feedback and determine areas for
improvement (Pee, Woodman, Fry, & Davenport, 2002; Plack, Driscoll, Blissett, McKenna, &
Plack, 2005). Writing clinical narratives provides students and clinicians with an opportunity to
re-process a clinical encounter and consider alternative perspectives (Greenfield, Jensen, &
Mostrom, 2012). Narrative and reflective writing, however, must be taught, developed, and
practiced across courses and throughout the curriculum. In order to engage in reflective practice,
students must develop an understanding of its value and the skills to enact the practice
(Greenfield et al., 2014).
Principle #3: Alignment of Values, Knowledge, Skills and Practice
As the findings from chapter 7 suggested, students may develop different perspectives on
and skills for practice based on differences in program structure both internally (within the
didactic portion) and through clinical experiences. A curriculum for professional learning needs
to be one of continuous growth not disconnected pieces (Dewey, 1974). In order to foster this
continuous growth, programs should strive for effective connections between classroom and
clinical learning, and alignment of their implicit and explicit curricula.
Connection from classroom to clinic. Some of the differences evident in the students’
approaches to the patient encounter between the two programs may stem from the differences in
timing and integration of clinical experiences at the two programs. Clinical experiences help
students build contextual understandings and awareness of their role in clinic (Charlin et al.,
2007). Prior studies have identified the disconnection between classroom learning and clinical
experiences as a problem in PT entry-level education (Jensen & Paschal, 2000; B. Richardson,
1999a). Other researchers have suggested that cultural differences between the classroom and the
clinic limit students’ abilities to transfer their learning to clinical settings in which awareness of
critical features of social/environmental context is critical for effective action (B. Richardson,
141
1999a). As I discussed in chapter 7, clinical experiences throughout the program may play a
crucial role in students’ development of a conceptual model of physical therapy practice and
reasoning (Collins et al., 1987). These experiences could further enhance teachers’ abilities to
situate the task of clinical reasoning and provide varied examples in practice (Collins et al.,
1991).
While outside clinical experiences provide the greatest opportunity to understand context,
case studies and community patients may provide some support for students’ capacities for
integrating their content knowledge for clinical practice. During case study activities, when
students are provided with more details of the patient’s life situation, they develop more detailed
and individualized treatment plans and better situate their interventions in the social context
(Neistadt et al., 1998). The use of longitudinal case studies across the curriculum may prompt
students to include greater consideration of psychosocial factors and integration of multiple
knowledge sources in their patient care (Loghmani, Bayliss, Strunk, & Altenburger, 2011;
Strunk, Altenburger, Bayliss, & Loghmani, 2012). Bringing community patients into the
classroom may further enhance the benefits of case study work, providing students with greater
exposure to the type of interactive skills needed for clinical care, within the controlled
environment of the classroom (Piper Kelly & King, 2012).
As the findings from chapter 7 suggest, the timing and types of clinical affiliations,
community patients, and case studies that students experience may impact their perspectives on
practice and approaches to patient care. Coordination of classroom coursework and clinical
examples and affiliations is necessary to best support students’ development of patient-centered
clinical reasoning.
Alignment of implicit and explicit curricula. Not only should programs strive to
connect students’ learning from classroom to clinic, they also should strive for alignment
between their stated values and actions. The alignment (or lack thereof) between a program’s
142
implicit curricula (the values and expectations communicated to students through the program
structure and faculty behaviors [Jensen, Paschal, & Shepard, 2013]) and the program’s explicit
goals can impact students’ developing orientations to practice. A greater alignment between the
implicit and explicit curricula can help foster consistent professional identity development in
students (Ajjawi & Higgs, 2008a; Shepard & Jensen, 1990). Students’ development of clinical
reasoning skills is intertwined with their development of their understanding of the profession
and their professional role (Ajjawi & Higgs, 2008b). The disjointed approach to teaching and
assessment currently employed in many programs (teaching and assessment focused on multiple
choice exams and getting the “right” answer) can limit students’ development of reflective ability
and influence their perspectives on practice (Coles, 1998). In order to foster the types of learning
students need for a deep understanding of clinical reasoning, programs must align teaching and
assessment with their goals at the program level because individual interventions and
assignments seem ineffective at changing students’ approaches to learning (Entwistle, 1991;
Higgs & Boud, 1991; Mann, Gordon, & MacLeod, 2009; Sadlo & Richardson, 2003; Trigwell &
Prosser, 1991). Implicit curricular factors, such as faculty attitudes and types of assessments, may
exert as strong an influence on students’ orientations to practice as do explicit teachings (Ho,
Yao, Lee, Hwang, & Beach, 2010). As I discussed in chapter 4, in addition to alignment of
teaching and assessment, the representations of practice that faculty model further influence
students’ perspectives on practice and skills for practice (Grossman et al., 2009; Santasier &
Plack, 2007). Course ordering, methods of assessment, and models of practice all communicate
values to the students (Kieser et al., 2009). Appropriate alignment can support students’
development of patient-centered clinical reasoning, while variations in alignment may explain
some programmatic differences such as those noted in chapter 7.
143
Summary of Curricular Principles
Entry-level physical therapist education should prepare new clinicians for the demands of
practice they will face in the future (Wojciechowski, 2015). While there currently are no clear
models for the most effective approach to physical therapist education (Gwyer & Hack, 2015),
there is a call to address education from a more unified perspective at the programmatic level
(Graham, 2015). The three principles described above contribute to a curriculum that works as a
whole to foster students’ overall professional growth, including patient-centered perspectives on
practice and the skills to enact that practice. The Commission on Accreditation in Physical
Therapy Education (2014) defines teaching as “activities related to developing the knowledge,
skills, attitudes, and behaviors of students necessary for entry to the profession.” As such,
curricular design for entry-level physical therapist education should address the three principles
in order to best foster students’ development of perspectives and skills consistent with
patientcentered care. This dissertation study has begun the process of examining the complex
interrelationships of physical therapist students’ clinical reasoning and perspectives on practice.
The model and the recommendations may guide physical therapist educators in curricular design
to provide students with the optimal experiences to enhance their development of patient-
centered clinical reasoning.
Limitations and Future Research
This study has examined physical therapist students’ clinical reasoning and
characterizations of practice at two entry-level physical therapy educational programs. This
study, however, has five primary limitations that should be addressed in future research. First,
this study included a small sample size of four students from each of two programs. While the
findings from this study provide an in-depth examination of these students’ reasoning processes
within the context of these programs, research that examines a larger population and inclusion of
more programs will enhance our understanding of students’ clinical reasoning in the broader
144
context. Second, the use of a clinical simulation (standardized patient) in place of clinical
observations may have limited the types of interactions the participants engaged in with the
patient. The clinical simulation allowed for consistency across observations; however, this setting
removed many of the contextual factors from the patient-practitioner interaction. Further, the
single visit scenario did not allow for examination of the participants’ engagement in ongoing
relationship building with the patient. Additionally, the use of a standardized patient shifts the
power dynamic between the patient and participant because unlike a typical healthcare situation,
the standardized patient is the person who is more certain of the situation and knows the expected
diagnosis (Fins et al., 2013). Third, this study examined students’ perspectives and clinical
actions, yet did not examine the broader teaching practice or culture within the students program.
Surface program features such as the timing of clinical affiliations likely impact students’
development of clinical reasoning, yet as discussed, more widespread factors such as models of
clinical reasoning demonstrated (explicitly or implicitly) by faculty, language use within the
program, and types of assessments employed also likely influence students’ clinical reasoning
and perspectives on practice. Future studies (possibly building on the work of National Study of
Excellence in Physical Therapist Education; (Gwyer, Hack, Jensen, Mostrom, & Nordstrom,
2015) that involve classroom observations and faculty and administrator interviews could better
elucidate the complex factors that influence students’ development of clinical reasoning. Fourth,
to truly examine how students develop their clinical reasoning abilities, future studies using
methodologies similar to those employed in this dissertation study could track changes over time
in students’ perspectives and clinical reasoning and decision-making. Finally, this study did not
attempt to link the students’ current clinical reasoning or perspectives on practice to their
academic or clinical performance. Prior studies have indicated minimal relationships between
students’ academic and clinical performance (Luedtke-Hoffmann, Dillon, Utsey, & Tomaka,
2012; Sisola, 2000). As discussed, clinical reasoning and reflective abilities may play a role in
145
students’ capacities to transition from classroom to clinic. Further examination of the
relationship between students’ perspectives on practice, clinical reasoning skills, and academic
and clinical performance may shed more light on the complex relationships.
146