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THE ROLE OF RESPIRATORY MUSCLE WARM-UP IN IMPROVING EXERCISE
PERFORMANCE AND PULMONARY FUNCTIONS
Chapter 1. Introduction
1.1 Intention
The aim of this review was to identify the contribution of respiratory warming to exercise
performance and the respiratory system, specifically respiratory muscles and bronchial airways in
healthy individuals. Many exercise physiologists argue that the respiratory system does not have
a significant impact on the restriction of exercise performance in healthy individuals or athletes
(A. McConnell, 2009). However, the respiratory system still faces various challenges during
intensive training. One example is the regulation of partial pressure of oxygen (O2) and carbon
dioxide in alveoli, which is achieved by increasing alveolar ventilation and minute ventilation
(VE), which often reaches 20 times the resting value in humans. This is achieved thanks to the
capacity of the respiratory muscles to generate force in alveolar ventilation, while reducing
excessive physiological costs on the system during exercise (Guenette & Sheel, 2007). Another
challenge that the respiratory system must face is the ability of the bronchial (intra-thoracic)
airways to maintain patency and allow for the increased airflow required during active expiratory
that often occurs in intensive exercise. During high-intensity exercise, the bronchial airways
sometimes become a significant obstacle to expiratory airflow, which can lead to dynamic
hyperinflation, increased respiratory muscle workload, and VE limitations (Forster et al., 2012).
Research has focused on these two key aspects—respiratory muscle work/fatigue and airway
patency—to identify respiratory system limitations during and after exercise. This review will
discuss both functions as well as potential ways to overcome or reduce the challenges the
respiratory system faces during exercise.
This review is divided into four parts. The first section will provide a general introduction to the
relevant factors in the review of the respiratory system, both during and after exercise, including
exercise-triggered bronchoconstriction (EIB), exercise-triggered asthma (EIA), and expiratory
flow restriction (EFL) analysis. The second part will discuss various methods to train the
respiratory system in order to improve exercise performance. The third section will explore the
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different types of heating that can be used to optimize the "refractor period". The final section will
examine the future direction of research based on the findings obtained during this review.
1.2 The Respiratory System: Challenges with Exercise
To understand the mechanisms of respiratory control that occur during exercise, it is
important to refer to studies such as those conducted by Forster et al. (2012), as well as other
studies such as Babb, Wood, and Mitchell (2010) and Miyamoto (1990). The mechanical work
required for lung ventilation, both at rest and during exercise, involves a variety of elastic and
non-elastic mechanisms, including inertia, gravity, and distortion forces on the chest wall
(Guenette & Sheel, 2007). During intensive exercise, there are additional mechanical obstacles
that affect the respiratory system's ability to improve alveolar ventilation (VE), such as the
pumping capacity of the inspirational muscles to generate negative pleural pressure and the
capacity of the intra-thoracic airways to maintain patency allowing for increased airflow rates
during active expiratory (Forster et al., 2012). The total mechanical work is the result of all these
factors. An increase in VE during progressive exercise until it reaches fatigue results in a
disproportionate increase in mechanical work and oxygen expenditure for respiration. However,
in healthy individuals, the dynamic capacity of the inspiration and expiratory muscles to generate
strength may never be a limiting factor in VE's response to exercise (Guenette & Sheel, 2007).
Specifically, at peak training, only about half of the dynamic capacity of the inspiration muscles
is achieved in young adult individuals. For highly trained athletes, about 80-90% of the dynamic
capacity of the inspiration muscles needed to generate the required intra-pleural pressure can
require twice the expenditure of oxygen metabolism (O2) and VE response compared to untrained
individuals (Forster et al., 2012).
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An often overlooked ingredient for possible limitations is how the mechanical work of
respiration has sensory and metabolic impacts. The perceived work of breathing contributes to
how hard the exercise feels and the mechanical work demands of the breathing place on the
circulatory system for blood (O2) to maintain muscle contraction are examples of sensory and
metabolic consequences (A. McConnell, 2009). It has been suggested that the metabolic and
circulatory costs of high respiratory mechanical work during maximum levels of VE can amount
to 8-10% of VO2max and cardiac output in untrained individuals and up to 14-16% of VO2max
and cardiac output in highly trained individuals (Aaron, Johnson, Seow, & Dempsey, 1992;
Harms, McClaran, et al., 1998). These findings may represent the inability of the respiratory
system to maintain airway patency in the face of maximum or near-maximum workload, creating
high VE demands and variations in the likelihood of expiratory muscle fatigue due to the changes
in dynamic hyperinflation seen in EFL.
The main muscle of active inspiration in humans is the diaphragm. The diaphragm is a
large, dome-shaped muscle that separates the abdominal cavity and thoracic and is innervated by
the phrenic nerve. It has unique characteristics that make it the most fatigue resistant (very high
aerobic enzymatic capacity, rich blood supply source, and resistance to vasoconstriction) of all
skeletal muscles (Miller, Hemauer, Smith, Stickland, & Dempsey, 2006). Other muscles that can
help the diaphragm with inspiration are the external intercostal, scalaen, and sternocleidomastoid
(accessory muscles). As ventilation increases, the respiratory muscles are recruited. During calm
breathing, there is little to no muscle contraction/relaxation involved in expiration, and retracting
lung elasticity in healthy individuals promotes the process. The abdominal muscles and internal
and deepest intercostal muscles help with forced or active expiration that occurs during strenuous
intensity exercise (Guenette & Sheel, 2007). Recruitment
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The diaphragm during exercise can be assessed indirectly through trans-diaphragmatic pressure
measurement (Pdi), surface electromyography (EMG), and the use of bilateral phrenic nerve
stimulation (BPNS) with Pdi. PDI is a measurable difference between gastric and esophageal
pressure and can be assessed during BPNS (bilateral and supra-maximal stimulation of the phrenic
nerve through electrical/magnetic stimulation) (Guenette & Sheel, 2007; Johnson, Babcock,
Suman, & Dempsey, 1993). From studies using this technique, it is believed that the recruited
diaphragm is proportional to an increase in VE with an increase in exercise intensity (Johnson et
al., 1993). Others have proposed that the PDI plateau in the face of increased VE, thus suggesting
that accessory muscle recruitment plays an active role in the total stress generated by the
inspirational muscles (Johnson et al., 1993). Regardless of the contribution of the diaphragm and
accessory muscles, the force output required to maintain VE during intense exercise requires
significant muscle work (O2 demand) and a significant proportion of cardiac output to meet the
applied intensity. Considering the factors of high O2 demand, the required cardiac output, and
high respiratory work, it seems plausible that the diaphragm and accessory muscles may be
susceptible to fatigue (Guenette & Sheel, 2007).
Fatigue in the respiratory muscles is a condition in which there is a decrease in the capacity to
develop muscle force and/or speed, which is caused by activity under weight and which can be
reversed with rest (Macklem, 1990; "NHLBI Workshop Summary. Fatigue of respiratory
muscles. Report of the Respiratory Muscle Fatigue Workshop Group," 1990). The diaphragm
will show significant fatigue during sustained exhaustion training with an intensity greater than
80-85% VO2max (Johnson et al., 1993; Miller et al., 2006). Exercise-induced diaphragm fatigue
is caused by a high level of diaphragm work that must be maintained during high-intensity
exercise. With prolonged high-intensity exercise, hyperventilation is present throughout,
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showed that diaphragmatic fatigue did not inhibit ventilator response (Miller et al., 2006).
However, circumstantial evidence from pressure readings suggests that the fatigued diaphragm
reduces its force generation during the final stages of sustained resistance training. This causes the
inspirational accessory muscles and expiratory muscles to become more dominant in maintaining
the work of the respiratory and hyperventilated muscles. This increased use of the expiratory
muscle helps to create a reduction in the volume of the lungs at the end of the expiration, which
increases intra-abdominal pressure, thus allowing the diaphragm to elongate, maintaining its
maximum ability to produce forced (Forster et al., 2012). Some researchers have tried to identify
whether the respiratory muscles can get tired.
When a proportional assist ventilator (PAV) is used during exercise, diaphragmatic fatigue
is prevented (Babcock, Pegelow, Harms, & Dempsey, 2002). These findings suggest the
respiratory muscles can get tired during maximum exercise. Research by Babcock et al. (1995)
evaluated resting subjects because they voluntarily mimicked the magnitude and duration of work
of the diaphragm seen during resistance training. They noted that fatigue did not occur until the
work of the diaphragm increased to double the work required during maximum exercise. This
would indicate that the diaphragm has to compete with the locomotor muscles for the cardiac
output available during strenuous intensity exercise, leaving the diaphragm with inadequate
transport of O2, thus creating a state of fatigue (Miller et al., 2006). This state of fatigue likely
activates metaboreflex from within the inspiration and expiratory muscles, which increases the
outflow of sympathetic vasoconstrictors, leading to redistribution of cardiac output (Harms,
McClaran, et al., 1998).
There is a complex mechanical effect of intra-thoracic and intra-abdominal pressure on
stroke volume and cardiac output with respiratory muscle fatigue (Forster et al., 2012). EFL is
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accompanied by high expiratory pressure, which can approach or exceed the critical closure
pressure of the airway with exercise, which can result in increased left ventricular afterload and
reduced stroke volume (Miller, Pegelow, Jacques, & Dempsey, 2005). If inspiration is achieved
by diaphragm contraction alone, then the increase in intra-abdominal pressure generated by
downward movement of the diaphragm inhibits the return of the exercised lower limb veins
(Forster et al., 2012). Miller et al. (2005) showed that this reduced venous return recovered during
expiration with little net effect on reduced total venous return. As previously reviewed, during
strenuous sustained exercise, respiratory muscle blood flow can consume 8–10% VO2max and
cardiac output in untrained individuals and up to 14–16% VO2 and cardiac output in highly
trained individuals, thus affecting blood flow for working limb muscles (Aaron et al., 1992;
Harms, McClaran, et al., 1998; McClaran, Harms, Pegelow, & Dempsey, 1998).
Harms et al. (1998) set out to test the effect of respiratory muscle fatigue on sympathetic
outflow vs. training leg blood flow by altering respiratory work during high-intensity cycling
exercise. They use resistive loading and unloading of PAV from respiratory muscles to manipulate
respiratory work. Their results showed that exposure to the respiratory muscles in a filled state
resulted in reflex vasoconstriction that reduced blood flow to the exercising limb.
Conversely, when the respiratory muscles are dismantled with PAV, a state of increased blood
flow (dilation) exists. This change in limb blood flow indicates a competitive relationship between
the motor muscles and the respiratory muscles for limited cardiac output (Guenette & Sheel,
2007). Research on fatigue time (performance) using the same respiratory muscle loading and
unloading as discussed above shows that loading through resistive devices results in a decrease in
time to fatigue and unloading by
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PAV increases time to fatigue by an average of ±14-15% (Harms et al., 2000). These results
suggest that the improved performance (time to fatigue) effect can be explained by reduced
perception of secondary dyspnea to reduced respiratory muscle work (Miller et al., 2006).
The respiratory system has to face many challenges during exercise. The most prominent
challenge is the mechanical work of the respiratory muscles due to the need for lung ventilation
at rest and during exercise and the capacity of the intra-thoracic airways to maintain patency that
allows an increase in flow rate during active expiration. During exercise, an increase in VE with
progressive exercise to fatigue creates a disproportionate increase in mechanical work (as listed
above), resulting in an increase in the cost of O2 breathing. The increased O2 cost of mechanical
work to achieve an increase in VE during strenuous continuous exercise creates competition for
cardiac output, thus affecting blood flow for the working limb muscles and, thus, causing fatigue
in both muscle groups (respiratory muscles and working skeletal leg muscles). Can exercise
performance be improved if the challenges placed on the respiratory system are reduced by
changing the pre-workout conditions of the same respiratory system?
1.3 Exercise and Its Effects on Lung Function
The second described challenge facing the respiratory system during intense exercise is
the ability of the bronchial airways (intra-thoracic) to maintain patency to allow for an increase in
flow rate during active expiration often seen with high-intensity exercise. As discussed earlier,
during high-intensity exercise, the bronchial airways sometimes present significant limitations on
expiratory flow, leading to dynamic hyperinflation, increased respiratory muscle work, and
limitations of VE (Forster et al., 2012). The challenge of maintaining this airway patency can be
assessed using a variety of breathing maneuvers, which will be reviewed here.
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Spirometry is a simple method of assessing lung function by measuring the volume of air
a subject can exhale from the lungs after maximum inspiration. It is often used to diagnose
individuals with Chronic Obstructive Pulmonary Disease (COPD) and is the best way to detect
airway obstruction (Ruppel & Enright, 2012; "Spirometry for Healthcare Providers," 2010).
Specific measures derived from spirometry (directly and indirectly) include forced vital capacity
(FVC), slow vital capacity (SVC), forced expiratory volume in one second (FEV₁), FEV₁/FVC
ratio, forced expiratory flow of 25%, 50%, 75%, 25-75% (FEF 25%, FEF 50%, FEF 75%, and
FEF 25-75%), peak expiratory flow (PEF), and peak expiratory flow (PIF) (Ruppel & Enright,
2012). Another measure that is often performed after spirometry is maximum voluntary ventilation
(MVV), which can be used to obtain respiratory reserve values during maximum exercise testing
(Bender & Martin, 1985; Hill, Jacoby, & Farber, 1991; Johnson, Weisman, Zeballos, & Beck,
1999). Several other measures use different devices to assess maximum expiratory pressure (MIP
or PImax), and maximum expiratory pressure (MEP or PEmax) (Coast et al., 1999; Haverkamp,
Metelits, Hartnett, Olsson, & Coast, 2001). More difficult measurements due to the nature and
thickness of the equipment required are the determination of total lung capacity (TLC), residual
volume (RV), residual capacity fraction (FRC), and expiratory reserve volume (ERV) (Chapman,
Allen, & Romet, 1990; Ruppel & Enright, 2012).
Recent studies have used many of these measures separately or in various combinations to assess
respiratory muscle weakness and EFL.
The most commonly used spirometry values for the assessment of respiratory muscle
weakness/fatigue and EFL are the FVC and FEV₁ measures (Coast et al., 1999; Haverkamp et al.,
2001; Hill et al., 1991; Mahler & Loke, 1981; O'Kroy, Loy, & Coast, 1992). The second most
commonly used measures are MIP and MEP (Coast et al., 1999;
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Haverkamp et al., 2001; Hill et al., 1991; O'Kroy et al., 1992; Ozkaplan, Rhodes, Sheel, &
Taunton, 2005). Some studies used MVV, TLC, RV, and ERV to assess EFL and possible
respiratory muscle fatigue (Bender & Martin, 1985; Cordain, Rode, Gothhall, & Tucker, 1994;
Nourry, Deruelle, et al., 2005a).
Haverkamp et al. (2001) studied the effect of expiratory muscle fatigue on lung function
in eight (seven men and one woman) healthy human subjects exposed to expiratory fatigue (EF)
trials (loaded respiratory protocols). Measurements of recovery before and after the experiment
(0, 5, 10, and 15 minutes) compared to the control experiment (CT). The findings suggest MEP is
the only measure to look at significant changes between the EF trial before/after and CT that
remain unchanged. These findings are not surprising because the termination of the EF trial
occurred when the MEP score fell below 80% of the pretrial value. It also seems plausible that
the EF trial does not have a significant intensity or duration (the average time for the end of the
trial is seven minutes) to induce a change in expiratory flow.
Hill et al. (1991) studied a group of triathlons to see what measures of lung function change
during endurance triathlons. Pulmonary function is acquired after each event, after the event is
over, and with one day of recovery. Twelve male subjects completed a 3.8 km swim, 180 km
cycling, and 42 km run with an average completion time of 12 hours 45-
±90 minutes. After the completion of the triathlon, a significant decrease from baseline was noted
in FVC (7.1%), FEV₁ (8.4%), FEF 50% (18.6%), FEF 25-75% (15.2%), but not
changes in MVV or other FEF measures, ratios, and/or PEFs. PI max did not decrease after
swimming, but decreased significantly after cycling (26%). That reduction continued after the run,
but the PE max did not show a significant decrease every time. FEV₁ was the only one that was still
considered significant in the morning after (proximally, 12 hours). These results show
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The duration (>12 hours) of exercise is an important variable that reflects a decrease in some
measures of lung function. It remains to be determined at what time interval these variables return
to the baseline and the alleged cause of the decline.
Mahler and Loke (1981) studied lung function in fifteen ultramarathon runners before and
after (10 to 15 minutes and 2.5 hours) of 80.6-100 km (50 to 62.2 miles) road races with an average
running time of 7 hours and 42 minutes (within 80.6 km). The results revealed significant post-
race reductions in FVC (12.4%), FEV₁ (9.5%), FEF 50% (28.4%), PEF (13.7%) with improved
values after 2.5 hours of recovery. The authors believe there is an obstructive component of the
airway (due to a reduction in flow rate) and a component of respiratory muscle fatigue (due to
recovery after rest and food). This result is similar to the results obtained by Hill et al. (1991)
which support the value of exercise duration that results in a decrease in the size of lung function.
However, the study showed a return to baseline within 2.5 hours of recovery.
O'Kroy et al. (1992) examined the function of pulmonay exercise before and after (5, 10,
30 minutes) of nine (seven men and two women) active post-workout runners at three different
intensities and durations on a treadmill. The aim of this study was to determine which intensity
and duration induced changes in FVC and whether these changes could be associated with
respiratory muscle fatigue. The intensity and duration protocols are as follows: 1) a stratified
maximum test until fatigue (duration 7-14 minutes); 2) a seven-minute test at 90%VO2max; and 3) a
30-minute test at 60% VO2max. The MEP measure was close to significance at 10 minutes posttest
with no observed difference between intensity and MIP indicating no difference between time or
intensity. FVC differed between times but not intensity and decreased at five and ten minutes
compared to pre-values. FEV₁ is significantly reduced at five and ten
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minutes compared to pre-values across intensities. The authors feel the data suggest a combination
of exercise duration and intensity may be necessary to obtain changes in lung function after
exercise and that expiratory muscle fatigue may be a factor leading to a decrease in FVC.
Something worth noting (not mentioned in the article) is that FVC and FEV₁ increased (close to
significance) for 30 minutes, 60% of the VO2max intensity protocol (from Figure 1) at 30 min
posttest, indicating the likelihood of aiway dialing occurring.
Coast et al. (1999) examined the effects of a maximal exercise trial (progressive maximum-
cycle ergometer test) and a voluntary isocapnic hyperpnea (VIH) trial (mimicking respiratory
frequency and depth at maximal exercise) on lung function before and after the trial (0, 5, 10, 15
minutes) from eleven (six men and five women) healthy subjects. A significant decrease in FVC
(7%) was observed immediately after the trial, and MIP (15%) remained reduced for 15 minutes
post-trial. MEP and FEV₁ did not change with the exercise trial and all four measures did not
change in the VIH trial. The authors suggest data suggest lung function and respiratory muscle
strength may be altered after exercise but not by similar VIH trials. They further suggest the effect
of exercise on lung function is independent of the work of the respiratory muscles performed.
Ozkaplan et al. (2005) studied the relationship between respiratory muscle fatigue and
recovery (1, 2, 3, 4, 5, 10, and 15 minutes) using post-workout MIP for VO2max in moderately
trained men (18) and women (16). MIP decreased significantly in males (16%) and females (15%)
from pre-data and remained reduced in both sexes during the 15-minute recovery. The authors
concluded that inspirational muscle fatigue after maximum exercise showed that recovery patterns
were the same in men and women. The authors may use other measures to assess respiratory
muscle fatigue such as FVC, FEV₁ and
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PEF. It will also be interesting to see if this measure of lung function will tend to be the same as MIP.
Cordain et al. (1987) examined the effects of long-term exercise on respiratory muscle
strength assessed by pulmonary function data in 101 male runners (at least one year and frequency
of three or more days per week) aged 16-58 years. The results revealed that the runners showed a
much lower PE max and a much higher RV than the predicted values for height and age matching
normal subjects. No other action shows significance. The authors believe that frequent consistent
running can lead to an increase in non-pathological RV due to decreased expiratory muscle
strength.
Bender and Martin (1984) hypothesized that the ability to ventilate optimally decreases
during and after strenuous exercise. To evaluate this, they examined the size of the MVV (in 60
seconds) during the last minute and post-thorough treadmill training of 17 subjects (14 men and 3
women) subjects (8 recreational athletes and 8 competitive runners). Each experiment lasted for
three to ten minutes or 60 minutes of over-the-top exercise. The findings showed that the duration
of the three- to ten-minute workout failed to show a change in MVV. However, 60-minute
workouts showed much lower MVV values at the last minute and during recovery intervals of five
and ten. Eight non-runners and eight runners showed lower MVV values at just ten minutes of
recovery. The authors suggest the capacity for maximum ventilation decreases only in long,
thorough exercise and the most pronounced decline in non-runners.
Nourry et al. (2005) studied ventilation constraints in thirteen (nine males and four
females) aerobically trained (TR) and eleven (seven males and four females) untrained
prepubescent children (UT) by measuring the maximum volume-flow loop (MFVL) at rest and
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exercise flow volume loop (EFVL) (plotted in MFVL) during the progressive to fatigue exercise
test (8 to 10 minutes duration). The results showed that TR had a higher FVC and maximum
expiratory flow than UT. In addition, TR reported higher VE, ERV/FVC and dyspnea associated
with IRV/FVC respiratory reserve and lower O2 saturation (SaO2) values at peak power compared
to UT. The authors conclude that due to the higher level of VE, TR subjects have higher ventilation
constraints than UTs.
The ability of the bronchial (intra-thoracic) airways to maintain patency, allowing for an
increase in flow rate during active expiration, is a major challenge of the respiratory system when
the need for increased VE is required (often seen with intensive exercise). Challenges in the
bronchial airways with intense exercise sometimes present significant limitations on expiratory
flow, leading to dynamic hyperinflation, increased respiratory muscle work, and limitations of VE
(Forster dkk., 2012). Spirometry and other measures can be used to assess the airway before,
during, and after exercise. Regardless of the techniques used to measure the ability to maintain
airway patency, most studies suggest that there are limitations when the duration and intensity of
exercise are sufficient to create dynamic hyperinflation (caused by EFL) and/or respiratory muscle
fatigue (also possible due to EFL) in men and women equally (Ozkaplan dkk., 2005). This
limitation is supported by data by Cordain et al. (1987), suggesting that frequent and consistent
running can lead to a non-pathological increase in RV (dynamic hyperinflation / EFL), and this
increase may be due to a decrease in expiratory muscle strength (respiratory muscle fatigue). It is
also worth noting that studies measuring increased ventilation in the absence of exercise as shown
in the VIH trial showed the effect of exercise on lung function was independent of the work of the
respiratory muscles performed (Pantai et al., 1999). Finally, when comparing these limitations in
trained vs. untrained individuals, research shows that due to
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from higher levels of VE, trained subjects present higher ventilation constraints than untrained
subjects (Nourry, Deruelle, dkk., 2005a).
1.4 Expiratory Flow Limitations
Ventilation restriction exercises occur when the ventilation output (VE) is close to or
matches the ventilation capacity (Babb, 2013). EFL during training has been shown in men
(Johnson, Saupe, & Dempsey, 1992) (Hue, Boussana, Le Gallais, & Prefaut, 2003) and women
(McClaran et al., 1998). Currently, there is no agreed way to measure ventilation capacity, but
some suggest overlaying the tidal flow volume loop of the exercise within the maximum resting
volume-flow loop (Babb, 2013). However, Babb (2013) points out that simply making a
comparison of the volume loop of the tidal flow of the exercise with the maximum volume-flow
loop measured in the mouth to see the EFL scale may not tell the whole story. Others suggest the
use of FVC, FEV₁, PEF, FEF 50% and RV for a more effective way of judging (Beck, Hyatt,
Mpougas, & Scanlon, 1999; Buono et al., 1981; Cordain, Glycan, Latin, Tucker, & Stager, 1987;
Cordain et al., 1994). Regardless of its size, approaching the EFL can initiate a series of changes
that can play a crucial role in creating ventilation limitations during training and sports intolerance
(Babb, 2013).
A significant cause of EFL in many endurance athletes during strenuous sports is
hyperinflation and an increase in their end-expiratory lung volume (Guenette, Witt, McKenzie,
Road, & Sheel, 2007; Johnson et al., 1992; McClaran et al., 1998). Most of these athletes have
normal airways and normal age-predicted maximum flow volume data, but their high peak training
capacity creates extreme demands on ventilation and flow rate, often resulting in EFL,
hyperinflation, and reduced inspiration capacity (Dempsey, McKenzie, Haverkamp, & Eldridge,
2008). Some of the complications with hyperinflation in the lungs are as follows: 1)
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causes decreased dynamic lung compliance, increases elastic respiratory work, thereby limiting
the hyper-ventilation response to strenuous intense exercise, thereby contributing to arterial
hypoxemia and worsening of dyspnea; 2) impaired cardiac output and stroke volume caused by
increased afterload placed on the left ventricle with increased intra-pleural pressure of positive
expiration with this pressure often exceeding the critical closure pressure of the road breath; 3)
tidal volume plateaus at lower VE cause tachypnea and 4) inspirational muscle fatigue develops
because muscles function shorter than their optimal length with faster short circuit speeds
operating at the dynamic capacity limits of their force generation (Babb, Viggiano, Hurley, Staats,
& Rodarte, 1991; Dempsey et al., 2008; Guenette et al., 2007; Johnson et al., 1992; McClaran et
al., 1998; Mota et al., 1999). EFL and the cascade of events outlined are more likely to occur in
younger women (due to smaller lungs) (McClaran et al., 1998) and older endurance athletes (loss
of elastic retrograde with normal aging) than in younger men (Guenette et al., 2007). EFL in
women can be explained largely by anatomical factors that affect the capacity to produce flow and
volume during exercise as opposed to fitness-related factors (Dominelli, Guenette, Wilkie, Foster,
& Sheel, 2011). For a more complete review of the role and consequences of EFL during and after
training, one should look at the reviews in Babb (2013) and Dempsey et al. (2008).
Guenette et al. (2007) compared respiratory mechanisms (EFL, end-expiratory lung
volume, end-inspired lung volume and respiratory work) in endurance-trained athletes (eighth
men and tenth women) during cycling exercise. EFL measurements are derived from the
application of negative expiratory pressure in the mouth as described in Mota et al. (1999). The
final lung volume of expiration and the volume of the lungs of the final inspiration are achieved
through the maneuver of the capacity of inspiration. Respiratory work is integrated by plotting the
difference between the esophagus and
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airway opening pressure (trans-pulmonary pressure) against volume. EFL's limitations were seen
in nine women and three men in the final stages of training. Women have higher final expiratory
lung volume, final inspiration lung volume, and respiratory work (twice) than men at maximum
exercise. The authors believe that EFL, final expiratory lung volume, and final inspiration lung
volume may be more commonly experienced in women than in men at maximal exercise because
smaller lung volume and airway diameter are seen in women, leading to increased respiratory
work. These findings collectively show that females use most of their ventilation reserves at
higher respiratory costs than males.
Bruno et al. (1981) set out to determine and track the effects of acute exercise combat
(continuous treadmill until fatigue) on RV and TLC (determined by closed-circuit O2 dilution
methods) and other pulmonary function measures during 24-hour exercise recovery. They tested
twelve males before and after exercise (5, 15, 30 minutes, 1, 2, and 24 hours). The results showed
that RV increased significantly by 20.8%, 16.8%, and 12.0%, respectively, at 5, 15, and 30 minutes
of recovery from exercise. TLC showed an increase in significance on five-minute (2.7%) and 15-
minute recoveries. Interestingly, FVC and FEV₁ did not change after training. It is possible that
the cooling protocol (3 miles per hour, 0% grade for 5 minutes) allows these values to be close to
the resting values and not show any significance. However, looking at the data (and something not
mentioned by the authors), FEF measures of 25-75% (moderate to small airways) showed a 5.8%
increase at five and 7.6% 15-minute recoveries, respectively. Could this increase reflect the period
of refractory that occurred? This is not the goal identified from this study, but it should raise
reasonable questions in the face of RV and TLC improvements if these improvements reflect EFL.
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Cordain et al. (1994) evaluated the mechanisms that may be responsible for the acute
increase in RV that is often observed after exercise in 12 men who performed two exercise attacks
on separate days. Subjects performed one exercise for maximum heart rate and one to 85% of
maximum heart rate for 20 minutes. Lung function measures were obtained before and at 5, 15,
30, 60, and 120 minutes after exercise. Results showed significant RV improvements at 5, 15, and
30 minutes after maximum exercise and at 5 and 30 minutes after suboptimal exercise. Maximum
practice shows greater changes in the RV as seen in the submax practice battle.
Decreases were noted in PEmax and FVC, possibly due to a decrease in expiratory muscle strength,
but FEV₁ and FEF 75-85% did not change or increase. The authors address this by claiming, a 75-
85% increase in FEV₁ and FEF indicates little or no small airway compression by a shift in fluid
volume in the lungs, as cited in their review of the work. Again interesting to note this may be the
result of refractories in the airways after exercise.
Babb et al. (1991) attempted to determine the effect of mild to moderate airflow restriction
on exercise tolerance and end-expiratory lung volume by examining nine control subjects with
normal lung function and twelve patients with mild to moderate airflow limitations during
progressive cycle exercise. The data revealed that the patients had a reduced VO2max (69% of
the predicted) compared to the control (104% of the predicted). The final expiratory lung volume
was similar at rest in both groups (53% TLC), but the patients' maximum exercise value decreased
to 45% TLC, and the control increased to 58% TLC. The authors propose that the volume of the
lungs of the end of expiration correlates significantly with the values of FEV₁ and VO2max and
this relationship suggests there is a ventilation component to exercise capacity but that an increase
in the volume of the lungs of the end of the expiratory may have an impact on cardiovascular
function during exercise. In the discussion, the authors suggest an abnormal ventilation response
generated in patients
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Because the limited value of expiratory flow reserves leads to a reduction in their daily living
activities, thus creating a state of deconditioning. What's interesting to note is that normal controls
also show some EFL at maximum exercise while still reaching their maximum heart rate
prediction.
Hue et al. (2003) aimed to investigate lung function (ten minutes before and ten minutes
after a cycling trial) and compare it to that seen in the cycle succession/run as is often done by
triathlons. Thirteen young men participated in three training trials: 1) 30 minutes of constant speed
cycling followed by 20 minutes of constant speed running; 2) 30 minutes constant speed cycling
control; and 3) 20 minutes constant speed control running. Results for lung volume and capacity
for cycle-only trials showed significant improvements in RV, FRC, and RV/TLC ratios, but no
significance was found in lung volume or flow with cycles/runs or run-only trials. Based on these
findings, the authors suggest that cycling by itself seems to increase changes in post-workout lung
volume that can lead to changes in respiratory muscles (fatigue), and that these changes may be
the result of a squatting cycling position. Another study showed cycling induced a greater decrease
in respiratory muscle endurance than running (Boussana dkk., 2003; Boussana dkk., 2001; Hill et
al., 1991). Looking deeper into the data, the FEF values showed a slight improvement for the pre-
scores for cycles/runs and the run-only trials, which may indicate some airway refractories.
A series of events created by hyperinflation in the lungs can lead to changes in dynamic
lung compliance that increase the elastic work of breathing, sacrifice cardiac output and stroke
volume, lead to increased tachypnea, and inspiratory muscle fatigue, limiting the dynamic
capacity to generate force (Babb et al., 1991; Dempsey et al., 2008; Guenette & Sheel, 2007;
Johnson et al., 1992; McClaran et al., 1998). Young women (because they are smaller
19
lungs and airway diameter) and older endurance athletes (loss of elastic retrograde with normal
aging) experienced a higher incidence of EFL than younger men. Females make use of most of
their ventilation reserves, thereby significantly increasing their respiratory costs compared to
males (Guenette et al., 2007). By paying attention to the exercise modalities, it appears that cycling
exercise by itself increases the volume of the lungs post-workout (RV increase) which can lead to
changes in the respiratory muscles (fatigue), and these changes may be caused by squatting
cycling versus running upright (Boussana dkk., 2001; Hill et al., 1991; Hue et al., 2003). A study
by Babb et al. (1991) showed that the volume of the lungs at the end of expiration was significantly
correlated with the values of FEV₁ and VO2max, so the relationship between the ventilation
component and the exercise capacity and the increase in lung volume at the end of the expiratory
lung could have an impact on cardiovascular function during exercise. The authors also suggest
this may lead to a state of deconditioning (reduced activities of daily living) for individuals with
abnormal ventilation responses due to limited expiratory flow reserve values. In this same study,
normal control subjects also showed some EFL at maximum exercise while still reaching the
maximum predicted heart rate. Three of the five studies reviewed here, showed the possibility of
airway refractories seen in their subjects. Bruno et al. (1981) showed a 25-75% increase in FEF
size at five (5.8%) and 15 min (7.6%) recoveries, indicating some increase in expiratory flow in
the face of increased RV and TLC values. Cordain et al. (1994) found elevation or no change in
FEV₁ and FEF of 75-85% indicating little or no airway compression from fluid shifts in the lungs.
And finally, a deeper review of Hue et al. (2003) of individual data revealed a slight increase in
FEF size compared to pretrial data for cycles/runs and trials.
20
1.5 Sports-induced bronchoconstriction
Another area of relevance to this review is exercise-induced bronchoconstriction (EIB).
EIB is a temporary narrowing of the lower airway during and after exercise with the presence or
absence of clinically recognized asthma (Rundell, Spiering, Judelson, & Wilson, 2003; Weiler et
al., 2010). EIB is the preferred term over exercise-induced asthma (EIA) because not all
individuals with EIB suffer from asthma. Also, in asthmatics, exercise is not an inducer but a
trigger for bronchoconstriction (Brown, Howard, Khan, & Carmody, 2012). The mechanism of
EIB is based on two main theories, the "osmotic theory" and the "thermal theory." Osmotic theory
suggests a high level of ventilation during exercise that leads to excessive water loss for airway
surface fluids that alter the osmolality of the airway cells of the inhabitants leading to the release
of inflammatory mediators. Thermal theory states exercise causes airway cooling, and rapid
reheating after stopping exercise leads to reactive hyperemia, edema, and obstruction (Rundell et
al., 2003).
EIB is characterized as ≥10 or ≥15% of the reduction from FEV₁ before to after exercise
and is generally seen in three to fifteen minutes of recovery from exercise (Gothhall, 2002; Rundell
et al., 2003). EIB is very common in people with asthma (80-90%) and is seen more often in
individuals with more severe cases and in poorly controlled asthma compared to only about 12-
19% of the general population (Brown et al., 2012; Gothall, 2002). About 40-50% of individuals
with asthma may show a "refractory period", (reduced bronchoconstriction to exercise if done with
the first 2-4 hours of exercise) (Gothhall, 2002; Mahler, 1993; Randolph, 1997). The use of heating
to induce refractory periods to limit the severity of EIB may certainly have benefits for reducing
symptoms, reducing drug use, and improving exercise performance (Stickland, Rowe, Spooner,
Vandermeer, & Dryden, 2012). The EIB in elite athletes is generally higher than in the general
population and varies based on
21
type of exercise, maximum level of exercise and specific environmental conditions (Brown et
al., 2012). Khan (2012) displays the prevalence (percentage) of asthma incidence in the
Olympic Games as cited in (Weiler, Layton, & Hunt, 1998; Weiler & Ryan, 2000) as follows:
(60.7%) a combination of Nordic, cross-country, and short-track; (50%) cycling and mountain
biking; (29.6%) synchronized swimming and swimming; (24%) canoes/kayaks, paddle and
sailing/cruises, and alpine, long trails, figure skating, snowboarding, and curling. These athletes
indicated through questionnaires, "They have been told they have asthma" or "they have been
taking asthma medication at some point."
Rundell et al. (2003) set out to determine if bronchoconstriction occurs during an interval-
type simulated cross-country ski race and whether there is a refractory period when the second
attack of an interval-type exercise begins within 20 minutes of completing the first session. They
examined airway and refractory responses during a cross-country skiing time trial of about 42
minutes which was preceded by a six- to nine-minute 2.5km high-intensity warm-up ski. Eighteen
(thirteen men and five women) elite cross-country skiers completed seven consecutive 2.5km laps
and had spirometry measured before and at 5, 10 and 15 minutes after loop 1 and 20 seconds after
loops 2-6 and then serially up to 15 minutes after loop 7. Nine subjects showed a ≥10% reduction
from baseline in their FEV₁ (EIB+). Of the nine, five showed a significant decrease after loop 1,
and the other four dropped significantly between loops 2-7 with one EIB+ subject showing
significant refractory. The authors concluded EIB occurred in athletes during prolonged training
with a variable bronchial hyper-responsive onset that could affect performance. The lack of
significant refractory in their cohort is consistent with exercise bronchoconstriction dysfunction
and is different from asthma. Lack of this research
22
Support for airway refractory may be due to the limited time of 15 minutes for recovery from
exercise rounds 1 to exercise rounds 2-7 and environmental exposure from exercise.
The mechanism of EIB exists in two main theories, the osmotic theory (high levels of VE
cause water loss in the airway) and the thermal theory (cooling and reheating of the airways leads
to airway reactive hyperemia, edema, and obstruction). One or both of these theories may
contribute to EIB (narrowing of the lower airways during and after exercise in the presence or
absence of clinically recognized asthma). The prevalence of EIB is common in 80-90% of people
with asthma, 12-19% of the general population and in elite athletes with a degree of severity,
depending on the type of sport, maximum level of exercise, and certain environmental conditions
can vary by up to 24-60%. It is also suggested that about 40-50% of individuals with asthma may
exhibit a refractory period with warm-up before exercise. In contrast, Rundell et al. (2003) suggest
EIB occurs in athletes (different from those seen in asthmatics) during prolonged exercise with a
variable bronchial hyper-responsive onset that can affect performance with only one in nine elite
cross-country skiers exhibiting significant refractory. Lack of support for airway refractories may
be affected by the limited time between the first trial (considered a warm-up exercise) and
successive attempts (15 minutes) and/or environmental exposure.
The EIB will be reviewed more fully in part III Respiratory System Warming.
1.6 Breathing Muscle Exercises
Respiratory muscle training (RMT) can be divided into two very different types, namely
respiratory muscle strength training (resistive or threshold) and endurance training (hyperpnea).
These types have been used to improve the endurance performance of healthy, sick, and athletic
individuals (Beckerman, Magadle, Weiner, & Weiner, 2005; Enright & Unnithan, 2011; Griffiths
& McConnell, 2007; Hanel & Secher, 1991; Hostettler et al., 2012; Leddy et al.,
23
2007; Sonetti, Wetter, Pegelow, & Dempsey, 2001; Uemura, Lundgren, Ray, & Pendergast, 2012;
Weiner, Azgad, Ganam, & Weiner, 1992). Most studies on RMT propose improved endurance
training performance in both healthy and sick individuals with less improvement seen in very fit
individuals. The most common types, respiratory muscle strength training and respiratory muscle
endurance training, both have the same effect on performance improvement (Hostettler et al.,
2012). Respiratory muscle strength training is divided into two types: inspirational flow and
expiratory resistive load or inspirational and expiratory pressure threshold weight training (A.K.
McConnell & Romer, 2004). In the inspirational and expiratory flow resistive load training model,
the individual is inspired or expires through a variable-diameter bore device, and the smaller the
hole size, the greater the work required for each constant flow that delivers through the device.
(Hostettler et al., 2012). In the inspiration/expiratory pressure threshold load training model,
individuals create negative stress by breathing through the device while trying to cope with the
threshold load set to initiate inspiration or expire. Respiratory muscle endurance training, also
known as Voluntary Isocapnic Hyperpnea (VIH), requires individuals to maintain a high level of
target ventilation for a duration of up to 30 minutes (Coast et al., 1999; A. K. McConnell & Romer,
2004). The involvement of a high level of hyperventilation for a long time with respiratory muscle
endurance training makes the observed effects on the inspiration or expiratory muscles impossible
to isolate (A. McConnell, 2009). The combined effects of inspirational and expiratory muscle
training are suggested to be superior in improving performance (Hostettler et al., 2012). When
using inspirational and expiratory muscle exercises, it is much easier to separate, thus providing a
better indication of the role of each muscle group in performance outcomes (A. McConnell, 2009).
A study to examine the effects of cross-experimentation between inspirational and expiratory
muscle training did not find a significant expiratory effect
24
muscle training on performance alone or supplemented with inspirational muscle training
(Griffiths & McConnell, 2007). It is also suggested that adding expiratory muscle exercises to
inspirational muscle exercises during the same breath cycle may interfere with the inspiratory
muscle response to inspirational muscle exercises (A. McConnell, 2009).
Non-traditional Training Program- Beckerman et al. (2005) set out to assess the long-term
effects of inspirational muscle training on inspirational muscle strength, exercise capacity,
dyspnea perception, quality of life, and utilization of medical care in patients with COPD. They
evaluated 42 COPD patients with FEV₁ <50% of the predicted (before and at 3, 6, 9, and 12 months
during the training program) and randomly assigned them to a training group (21 subjects) who
performed inspiration muscle training for 1 year or a control group (21 subjects) who received
training with a very light load. The threshold intensity starts at 15% of the PImax for the first week
then progresses by 5-10% daily until it reaches 60%. This PI max value is maintained from the first
month to the sixth month of training. The parameters of the subjects assessed were FVC, FEV₁,
six-minute walking test, PImax, perception of shortness of breath, and health-related quality of life.
The data showed a significant increase in inspirational muscle strength (PImax) at the end of the
third month of training as well as an increase in the six-minute walking test. A significant
improvement in quality of life was seen at the end of the sixth month, and a significant decrease
in the perception of dyspnea at the end of the ninth month was noted. All benefits were maintained
for 12 months, and a decrease in health care use was noted. The authors believe the data show the
long-term effects of inspirational muscle training in COPD patients improve exercise capacity
measures, quality of life, and perception of dyspnea, as well as reduce health care utilization.
Another interesting observation is that there is no significant spirometry value
25
changed over the duration of the study, and once the measure increased to a significant degree,
there was very little additional improvement seen from the continuous improvement in training
progression.
Weiner et al. (1992) examined adults with bronchial asthma by comparing specific
inspirational muscle training and sham training (placebo) on inspiratory muscle
strength/endurance, asthma symptoms, health care care for asthma, missed school or workdays,
and medication use (inhaled β2-agonists). Thirty people with moderate to severe asthma were
divided into several groups. One group of 15 individuals received specific inspirational muscle
training, and the other 15 individuals were given control sham training. Both groups practiced five
times a week for 30 minutes for six months. The threshold intensity starts at 15% ofthe PI max and
progresses to 60% and then 80% during the last two months of training. Results showed a
significant increase in inspirational muscle strength as evaluated by PImax in RVs and a significant
improvement in respiratory muscle endurance as expressed by the association between PmaxPeak
and PImax in subjects in a specific inspirational muscle training group but not a sham training group.
The specific inspirational muscle training group showed significant improvements compared to
baseline data for asthma symptoms (nocturnal asthma), morning shortsightedness, daytime
asthma, and cough, inhaled β2-agonist use, number of health care days or visits, and number of
missed sick days due to asthma. The authors concluded a special six-month inspirational muscle
training program improved respiratory muscle strength and endurance, as well as asthma-related
symptoms, health care use, drug use, and job and school time loss.
Spirometry data from before and after training showed small but significant improvements in
FVC and FEV₁ in the specific inspirational muscle training group compared to the matching
(sham) control group. Five people can stop taking oral/IM corticosteroids
26
The drugs during the specific inspirational muscle training group were compared to just one in the
sham control group.
Hanel and Secher (1991) studied the effects of 10-minute inspirational muscle training
twice a day for 27.5 days on ten subjects in the training group (about 50% of the maximum
intensity of the PI) and ten subjects in the sham training group. They obtained pre- and post-
training data on maximum ventilation, maximum oxygen uptake (VO2max), maximum respiratory
rate during training, running distance in 12 minutes on the track, PEF rest, FVC, FEV₁, PImax and
alveolar oxygen tension (pAO2). Results from the inspirational muscle training group showed a
significant increase in PI max, a slight but significant decrease in respiratory frequency. All other
measures that came from the inspirational muscle training group were similar to the sham control
group. The authors suggest that inspirational muscle training resulted in a significant increase in
PI max but had no effect on VO2max, 12-minute running distance, resting PEF, FVC, FEV₁, and
alveolar oxygen tension (pAO2). A possible limitation of this study is the parameters of the
training protocol, which were twice daily for 10 minutes and a total of 27.5 days and about 50%
of the PI max intensity compared to the previously reviewed study by Weiner et al. (1992). In this study,
the authors trained their asthma patients five times a week for 30 minutes for six months with
intensities varying up to 80% ofthe PI max. Of course, the comparison of the respiratory system of
healthy subjects with the respiratory system of asthma patients is not the same, but the increase in
the parameters of the training protocol (time, duration, and intensity) may have altered the results
seen in the study of Hanel and Secher (1991).
Griffiths and McConnell (2006) investigated the effects of four weeks of inspiration
muscle training and/or expiratory muscle training and the effects of a subsequent six-week trial of
combined inspiration muscle training and expiratory muscle training on club-level rowers on
rowing performance. They studied seventeen male rowers before and after training with ten doing
27
inspirational muscle exercises and seven doing expiratory muscle exercises. After the initial four
weeks of the two training protocols (about 50% of the intensity of the PImax, and PEmax exercises ),
all subjects performed six weeks of combined inspirational and exhalation muscle exercises. The
measures evaluated at four and ten weeks were PImax, PEmax, minute ventilation, maximum flow
volume loop (PIF, PEF, FVC, FEV₁ and FEF 50%) during the stepwise paddle ergometer step test
and an all-out six-minute effort (6MAO). The results showed a significant increase in PImax of
26%, an increase in average power during (6MAO) of 2.7%, and a small decrease in heart rate of
up to about 5% in the inspirational muscle training group. The expiratory muscle training group
showed a 31% increase in PEmax at the end of the intervention, but no other significant measures
during the step test or the 6MOA test. The authors believe inspirational muscle training can
improve rowing performance, but expiratory muscle training and the combination of inspirational
and expiratory muscle training did not result in significant performance changes.
Enright and Unnithan (2011) evaluated the effects of inspirational muscle training on
varying intensities on inspirational muscle function, VC, TLC, working capacity, and power
output in forty healthy individuals. Subjects were randomly assigned to four groups. One group
was assigned to be controlled without training. The other three groups completed an eight-week
inspirational muscle training program set at 40, 60, or 80% of the sustained PI max. Training is
conducted three days a week, with 24 hours separating training days. Before and after body
composition training measurements, VC, TLC, MIP, MIP are continuous, working capacity and
power output are obtained. The results showed significant increases in MIP and SMIP at all
intensities (40, 60, and 80%), while training intensities of 60 and 80% showed significant
increases in
28
working capacity and power output. The 80% exercise intensity was the only group that showed
significant improvements in VC and TLC. The authors believe if substantial stress is generated
during a high-intensity inspirational muscle training program then significant improvements in
lung volume, working capacity, and power output could be seen in healthy subjects.
Uemura et al. (2012) compared two different types of respiratory muscle training on the
exercise performance of eight (four men and four women) experienced runners. The training
consisted of four weeks of resistive respiratory muscle training, twelve sessions (60% of PImax,
and PE max intensity). Followed by four-week VIH training, twelve sessions (40% of MVV/respiratory
frequency) with spirometry measures (FVC, SVC, FEV₁, MVV PImax, PEmax,), respiratory
endurance time, VO2max, walking time to voluntary fatigue at 80% VO2max, blood lactate
concentrations, and minute ventilation obtained before and about five days after each training
protocol. Changes before and after training were seen with resistive breathing muscle exercises
significantly increasing inspiration muscle strength by 23.8% and 18.7%, respectively, at rest and
post-workout running tests. VIH training significantly increased the time of respiratory endurance
to fatigue by 237.8%, SVC by 3.43%, and decreased MVV by 20%. Both breathing exercise
protocols significantly increased the duration of endurance by 17.7% for resistive breathing
muscle exercises and 45.5% for VIH training. No other measures showed significant changes in
any of the breathing training protocols. Interestingly, after the VIH training, FVC and FEV₁ did
show a slight improvement, although not seen as significant by the authors. Also important to
consider is comparing two training protocols, VIH following inspiration/expiratory muscle
training, which may have an additive effect on VIH results.
29
Leddy et al. (2007) examined the effects of VIH training with an intensity set at about 50%
of VC and MVV values for four weeks and 30 minutes a day on respiratory system and running
performance in twenty-two male competitive runners (fifteen in the training group and seven in
the sham control group). The measures assessed were FVC, FEV₁, MVV, MIP, MEP, VO2max,
four-mile running time, treadmill running time to fatigue at 80% VO2max, serum lactate, total
ventilation, VO2, oxygen saturation, and cardiac output before and after four weeks (after one day
and after seven days) of training days. Spirometry data and four-mile run times are measured
monthly during a three-month maintenance period. The data showed a significant improvement
seven days after MVV training (+10%), respiratory endurance (+208%), treadmill running time
(+50%), along with a reduction in four-mile running time (-4%), respiratory rate (-6%), VE (-7%),
VO2max (-6%), lactate (18%), during the treadmill running test. Of these, four-mile run times
remained above the pre-training level during a three-month maintenance period during which
reduced VIH training was recorded. The authors believe that with a seven-day break after four
weeks of intense training, the VIH training program is important to reveal the ergogenic effects
obtained with training and that gains can be maintained during the next period of reduction in the
frequency of VIH training.
Beckerman et al. (2005) and Weiner et al. (1992) examined the effects of inspirational
muscle training in individuals with respiratory tract diseases (COPD and Asthma) and found
increased exercise capacity, quality of life, asthma-related symptoms, loss of work and school
time, and perception of dyspnea, as well as decreased health care/medication use. Four studies
examined the effects of inspirational or expiratory muscle training protocols. Hanel and Secher
(1991) showed significance only in PImax, but used a limited protocol in time, duration, and
intensity. Instead, the remaining authors used inspirational muscle exercises
30
The protocol finds significance in a variety of measures, including performance improvements.
Griffiths and McConnell (2006) used six weeks of RMT training at 50% of PImax and PEmax, and
found inspirational muscle training was superior to expiratory muscle training in increasing
average strength (2.7%) in a six-minute all-out rowing effort. Enright and Unnithan (2011) found
an increase in performance (working capacity and power output) in their subjects at 60 and 80%
of the PI max training intensity and three days a week for eight weeks. Uemura et al. (2012) studied
inspiration/expiratory muscle training and VIH and found VIH training was superior in improving
performance (resistance running) over inspiration/expiratory muscle training (45.5% and 17.7%,
respectively), but both showed improvement. However, it should be noted that the four-week VIH
training follows the four weeks of inspiration/expiratory muscle training, thus creating an
additional effect on the VIH results. Leddy et al. (2007) also examined the VIH training protocol
on running performance and found that treadmill running time increased on the first day of post-
training (29%) and seven days post-training (50%) in four weeks of training for 30 minutes a day.
Several studies have shown significance in the measurement of lung function with increased
inspirational muscle training in FVC and FEV₁ (Weiner et al., 1992) and VC and TLC at 80%
intensity exercise (Enright & Unnithan, 2011). Due to the nature of each training protocol,
inspirational or expiratory muscle training showed significant improvements in PI max and PE max,
respectively (Griffiths & McConnell, 2007; Hanel & Secher, 1991; Uemura et al., 2012; Weiner
et al., 1992), and VIH showed increased significance in MVV (Leddy et al., 2007; Uemura et al.,
2012).
Traditional Training Programs- The beneficial effects of exercise are often seen in many
body systems with all types of exercises if done consistently, across the life span of all individuals.
Exercise can delay many of the lung changes seen with aging and
31
reduces other risk factors associated with chronic lung disease, although many studies are
inconsistent about the effect of exercise on lung function (Huang & Osness, 2005). Swimming
and running are just two examples of aerobic exercise that can be considered the best for
maintaining physical health and fitness and is known to have a profound effect on lung function
for many individuals (Sable, Vaidya, & Sable, 2012). Research on the effects of resistance training
on lung function (Singh, Jani, John, Singh, & Joseley, 2011) is rare, but recent pulmonary
rehabilitation guidelines recommend upper extremity resistance training in COPD patients for a
better rehabilitation program (Ries et al., 2007). The following is a review of studies on the effects
of general aerobic conditioning programs (Sable et al., 2012; Shinde et al., 2013), the impact of
high-intensity interval aerobic conditioning programs on lung function (Dunham & Harms, 2012;
Nourry, Deruelle, Guinhouya, et al., 2005) and endurance training (Singh et al., 2011).
Sable et al. (2012) examined the lung function of two different groups of athletes,
swimmers and runners to make comparisons on lung function. Thirty swimmers who trained at
least two to three kilometers per day on a regular basis compared to a matching group of thirty
middle-distance runners. Both groups were trained over the previous three years. The tidal volume
measures, FVC, FEV₁, and MVV were significantly higher in the swimming group than in the
running group. The authors believe the effects of swimming exercises affect lung volume
measurements because swimmers' respiratory muscles are required to develop greater pressure as
a consequence of immersion in water during the breathing cycle, leading to a functional
improvement of the muscles (such as the diaphragm) involved in breathing. The study sheds light
on the value of exercising the respiratory muscles as these people have been trained for the past
three years. It will be interesting to know the percentage
32
Prediction values for each of the groups studied and how the non-exercise control group would
change the outcome.
Shinde et al. (2013) examined the effects of aerobic exercise and yoga exercise on weight
loss and lung function before and after exercise (one year). Sixty male and female subjects (30-50
years old) with diagnosed obesity (grade I or II as calculated through BMI) were divided into two
randomly matched groups. One group was an aerobic exercise exercise group (walking, 45 to 60
minutes a day for five days a week) and the other as a yoga exercise group (various yoga exercises,
45 to 60 minutes a day for five days a week). At a one-year follow-up, the results showed
significant improvements in measures of BMI, FVC, FEV₁/FVC, and MVV in the yoga group
compared to the aerobic exercise group. The authors concluded regular yoga practice is beneficial
in weight loss and improves lung function. Of course, one can see this study as very interesting,
but an important variable to keep in mind is that yoga emphasizes that the use of breathing control
and techniques performed in various postures / poses, which, in turn, can improve lung function.
In addition, the aerobic exercise group protocol does not control the intensity of exercise, possibly
the cause of limited improvement.
Dunham and Harms (2012) set out to determine whether high-intensity interval training
(HIT) will improve respiratory muscle strength and expiratory flow rate more than aerobic
endurance (ET) training alone. Fifteen healthy subjects who were physically active were
randomly divided into either a high-intensity interval training group (eight subjects) or an aerobic
endurance training group (seven subjects). The high-intensity interval training group completed a
four-week training program three days a week, exercised on a cycle ergometer at 90% VO2max
in one-minute intervals of 90% work rate, then three minutes at 20 watts, and repeated
33
interval for a total of 20 minutes. The resistance training group completed the same four-week
exercise, three days a week, but trained for 45 minutes at 60-70% VO2max of the constant load
cycle. From the values assessed before, at the two weeks of training, and after the training program
was completed, both groups showed significant improvements in VO2max (about 8-10%), five-
mile time test (6.5%) HIT and (4.4%) ET. Both groups significantly increased PImax post-training
(43%) HIT and (25%) ET. The HIT group had a much higher size than the ET group. No change
was recorded in the rate of expiratory flow in either training group. The authors believe that full-
body aerobic endurance training exercises and high-intensity interval training are effective in
increasing inspirational muscle strength, with HIT offering a more time-efficient method than ET
in improving aerobic capacity and performance. It is reasonable to believe that the duration of the
program (four weeks) is the reason the training program has no more effect on lung function
values, but it is worth noting that a closer look at the PEF measure also showed an increase (28%
for HIT and 9% for ET) with both training groups from pre-training scores.
Nourry et al. (2005) investigated the effects of intermittent running, short-duration, high-
intensity training on rest and pulmonary function exercise in healthy and pre-pubertal children.
The training group consisted of three women and six men (age 9.7 years). They participated in
eight weeks of high-intensity intermittent running training and were compared to a control group
(regular physical activity) consisting of four women and five men (age 10.3 years). The training
group carried out their regular physical education at school and trained an additional two days at
their maximum aerobic speed percentage (MAS, determined through a 20m shuttle running test).
The training session (about 30 minutes of total training) consists of a ten-second warm-up at
100% MAS followed by a series of varied short exercises, four short runs, and intermittent (10-
20
34
seconds running in the range of 100-130% MAS) separated by three minutes of passive recovery.
After the eight-week training program, no changes were seen in the control group, but the training
group significantly improved FVC (7%), FEV₁ (11%), PEF (17%), FEF 50% (16%), FEF 75%
(15%), as well as, VO2max (15%), VE (16%), VT (15%). The authors suggest eight weeks of
high-intensity intermittent running training can improve resting lung function and exercise
ventilation in prepubertal children.
Singh et al. (2011) examined the effect of upper body resistance training on lung function
in 30 male smokers (aged 25-55 years). Subjects were randomly assigned to two groups. One of
them is an exercise group consisting of fifteen subjects (experimental group, EG) and a second
non-exercise control group of fifteen subjects (CG). EG exercises for four weeks, three times a
week on non-consecutive days, using upper body resistance training (five major muscle groups,
50-85% of a maximum of one rep, three sets of ten repetitions) and conventional deep breathing
exercises. CG only performs breathing exercises in conventional and remains inactive. Lung
function assessed before and after 4 weeks of training revealed significant improvements in FEV₁
(9%) and FEV₁/FVC (9%), but no change in FVC. The CG group had no significant changes
recorded, and the elimination of the direct effects of conventional breathing exercises may have
contributed to improvements in lung action. The authors concluded that a four-week upper body
endurance training program resulted in significant changes in lung function in sedentary male
smokers.
Sable et al. (2012) examined the lung function of two groups of athletes, swimmers and
runners, and found swimmers showed significantly higher lung function values than runners, a
trait that can be explained by swimmers' exposure to water immersion which increases the
pressure that the respiratory muscles fight during their aerobics
35
Training. Shinde et al. (2012) found regular yoga practice (> one year) compared to aerobic
exercise was beneficial in weight loss and improved lung function, which could be attributed to
the use of breathing control, and the technique was performed in a variety of postures/poses
emphasized in yoga training. It is important to note that in the aerobic exercise group, the training
protocol does not control the intensity, thus limiting the results of this group. Dunham and Harms
(2012) used two training protocols (aerobic training and HIT) and found significant improvements
in performance (VO2max and time test), as well as PI max, and PEF with both training protocols,
but the HIT group proved superior. Nourry et al. (2005) also investigated an eight-week HIT
program with significant improvement in performance (VO2max) and measures of lung function.
Finally, a study of Singh et al. (2011) using upper body endurance training to show improvement
is a measure of lung function in just four weeks. As shown here, apart from traditional aerobic
exercise, yoga, HIT, or upper body resistance training results in positive effects of lung function
and performance improvement. Something interesting to note, is that from the review of the
protocols here, protocols that challenge the respiratory system (with high ventilation requirements
or respiratory muscle work) result in the most improvements.
1.7 Respiratory System Heating
This section will review that relevant research is being conducted on how to use pre-
workout warm-ups to limit the EIB seen in individuals who may be susceptible to airway
constriction and any effects on exercise performance. As discussed earlier, the refractory period
can develop after certain warm-up protocols, thus creating a period in which further strenuous
exercise results in a much lighter EIB or no EIB (Stickland et al., 2012). The refractory period can
occur in about 40-50% of individuals who have an initial episode of EIB but then experience a
reduced response
36
which can last from 1-4 hours after a warm-up workout (Randolph, 1997). The mechanism leading
to the refractory period is unclear, but some suggest it may be mediated by catecholamine
depletion, increased circulation of prostaglandins, degranulation of mast cell mediators (Anderson
& Holzer, 2000), or with increased bronchial blood flow and the rate of water returning to the
airway surface (Kippelen dkk., 2012). The idea of a mechanism to consistently create refractory
periods in individuals with EIB or non-EIB individuals who engage in strenuous intensity exercise
that may be susceptible to EFL is particularly exciting because it can improve fewer symptoms,
decrease drug use, and improve exercise performance (Stickland dkk., 2012).
Research on the effects of pre-workout warm-up can be divided into three areas based on
the type of warm-up protocol studied (interval, continuous high intensity, and continuous low
intensity). Several studies examine different types of warming strategies/protocols. Of the interval
type protocols, four studies will be reviewed (de Bisschop, Guenard, Desnot, & Vergeret, 1999;
McKenzie, McLuckie, & Stirling, 1994; Mickleborough, Lindley, & Turner, 2007; Zach, Schnall,
& Landau, 1980); for a sustained high-intensity protocol, two studies will be reviewed (Reiff,
Choudry, Pride, & Ind, 1989; Zach et al., 1980); and for sustained low-intensity protocols, three
studies were reviewed (McKenzie et al., 1994; Morton, Fitch, & Davis , 1979; Reiff et al., 1989).
The interval warm-up protocol involves repeated sprints of 20-30 seconds at 100%+
maximum effort (VO2max or higher) as a warm-up before the workout challenge. The results were
compared to the same exercise challenge without the pre-challenge warm-up that acted as a control
for the study. Assessment of recovery time of lung function measures after exercise challenges
varied up to ten minutes to intervals of 15, 25, and 80 minutes.
37
Research by de Bisschop et al. (1999) examined the effects of warm-up protocols on
exercise-induced asthma in children with asthma to allow them to participate more fully in their
asthma-inducing activities. In the first study, peak flow measurements were assessed before,
during, and after (5 and 10 minutes) a seven-minute run (EX1) outdoors on the track in 16
asthmatic children (11 years on average). Then three pre-EX2 warm-up schedules were used with
varying intensity/speed (SRWU 1=100%, SRWU 2=120%, and SRWU 3=130%) on different
days.
This SRWU consists of a series of five short runs at a percentage of EX1 speed/intensity and 7.5%
of EX1 (distance achieved) with 1.5 minutes between runs and 5 minutes between two series of
runs and 10 minutes of recovery before EX2. In the second study, 30 young people with asthma
(an average of 12 years) did a seven-minute run alone (EX1) or the same run (EX2) after the
SRWU2 schedule. In all trials, the treatment was held for 12 hours before the test. The results
showed that in 24 of the 30 children, the decrease in PEF after EX2 was significantly less than the
decrease after EX1. The percentage decrease in PEF after EX2 was significantly correlated with
the same changes caused by the SRWU2 protocol. From the SRWU2 protocol, the children were
divided into three sub-groups: G1) increase in PEF, 10 or 30 subjects, G2), 15% fell on PEF, 14
out of 30 subjects, (G3). Fifteen percent fell in PEF 6 out of 30 subjects. Subgroup G3 did not
experience significant changes with the application of SRWU2 to EX2 recovery compared to EX1
recovery. The authors believe the change in PEF after the SRWU period is a good predictor of the
occurrence of bronchoconstriction after EX2. Thus, SRWU was able to reduce the decrease in PEF
for most children (24 or 30 subjects) in the study, thereby reducing subsequent post-exercise
bronchoconstriction. Subjects in the G1 and G2 sub-groups also increased their distance by 5%
from EX1 to EX2, indicating improved performance.
38
Mickleborough et al. (2007) investigated the efficacy of high-intensity interval warm-up
protocols and compared them to drug doses with salbutamol (a commonly used β2-agonist for the
prevention or relief of asthma symptoms) on the severity of EIB and whether the combination of
drugs and warm-up protocols provides greater protection against EIB with good interventions
alone. Eight moderately trained recreational athletes with documented EIBs were tested under
four experimental conditions: 1) control (CON); 2) interval warm-up (WU) consisting of 8x30
seconds of running at peak treadmill speed, with 45 seconds of recovery between each run; 3)
inhalation of 200μg of salbutamol (IH); and 4) combining WU and IH treatments. All four
interventions were followed by a 15-minute break and then subjects performed an exercise
challenge test (85-90% of the predicted maximum heart rate for eight minutes). Lung function is
measured before and after (recovery of 1, 5, 10, 15 minutes). Results revealed that in the CON
intervention, the average decrease in FEV₁ pre-to-post exercise in all eight subjects was -18.25%.
The mean decrease for the post-exercise WU intervention FEV₁ was significantly reduced to only
-9.1% (falling below the diagnostic threshold of a 10% decline in post-exercise FEV₁). IH and
WU+IH interventions resulted in significant bronchodilation with the maximum percentage of
mean change in FEV₁ post-exercise after IH increased +8.9% and WU+IH +15.2%. FEF 25-75%
also shows the same significance. The authors believe the data suggest that repeated high-intensity
heating may reduce EIB and that combining WU and IH interventions resulted in substantial
bronchodilation that added a protective effect against EIB development compared to interventions
alone.
McKensie et al. (1994) examined the protective effects of continuous low-intensity warm-
up and interval warm-up exercises on post-workout bronchoconstriction in athletes with exercise-
induced asthma. Twelve moderately trained subjects with asthma were tested under
39
three experimental conditions: 1) continuous heating (CW); 2) interval heating (IW); 3) control
(C). The CW intervention group performed a 15-minute treadmill run at a pace of 60% VO2max
followed by a two-minute rest and then an exercise challenge test (ET = 6 minutes at 90%
VO2max). The IW intervention group performed an 8x30-second run (a 1.5-minute rest between
each run) at an intensity of 100% VO2max, followed by a two-minute rest and then the same ET.
Group C only did ET. Measures of FVC, FEV₁ and mean maximum PEF (MMPEF) were assessed
(expressed as percentage change in baseline value) at rest before any exercise condition and every
2 minutes during the 25-minute passive recovery period. The results showed significant
differences in FEV₁, FVC, and MMPEF for CW (16.7, 10.7, and 30.2
%, respectively) above IW (29.7, 21.0, and 43.4%, respectively) or C (34.6, 30.0, and 50.0%,
respectively). The authors suggest a 15-minute CW workout at 60% VO2max can significantly
reduce post-workout bronchoconstriction in well-trained athletes with asthma. The results
showed that the CW protocol was significantly better than the IW protocol, but the IW was still
significantly better than the control. One can see a short rest period (2 minutes) between pre-
workout warm-ups as a limitation of this study that may lead to limited results for interval warm-
ups compared to continuous warm-ups.
Schnall et al. (1980) examined the idea of bronchodilation generated by short periods of
running in subjects where EIB occurred after a standard exercise test. Eight subjects (12-31 years)
with a history of prior EIB (free of asthma symptoms who had not received medication in the last
eight hours prior to testing) were tested on separate days with three trials. The trials were as
follows: 1) run twice (run A and run B) on a treadmill (10% incline and speed to produce a heart
rate of 180b/m) for six minutes each with a 49-minute break between each run (control); 2) do a
six-minute run (run C) followed by ten minutes
40
rest then seven short runs (120-130% of the six-minute run) of 30 seconds each with a 2.5-minute
rest period between each short run and then a 20-minute break followed by a second period of six-
minute runs (run D); and 3) do a seven-minute short run completed 20 minutes before the six-
minute run (run E). The data showed a significant change in the mean post-workout maximal
decline from baseline (rest) for PEF, FEV₁, and FEF25-75% measures comparing A run (control)
22.8, 23.0, and 37.3%, respectively, to E run (run after short run only) 10.4, 6.9, and 18.9%,
respectively. The values (FEV₁ and PEF) for running D revealed a significantly smaller decrease
in the change in the mean post-workout maximum in the running value A. The authors suggest
repeated short runs minimize the bronchoconstrictive effect on subsequent exercise stress and have
a bronchodilating effect on the previous EIB. They also suggest the data provide evidence to
support that people with asthma cope better with repetitive, short-duration activities and warm-up
periods may be beneficial in reducing the effects of longer exercise.
The four studies outlined above using interval protocols involved 52 subjects. The protocol
compares the percentage decrease in FEV₁ and/or PEF in the exercise trial with and without
(control) the previous interval warm-up. The spirometry measures after the exercise trial were
collected at different times (10, 15, 25, 80 minute increments). The interval warm-up protocol
consists of repeated sprints of 26-30 seconds at maximum intensity (≥100% VO2max). The mean
difference in the maximum percentage reduction in FEV₁ and PEF from the control exercise trial
compared to the warm-up exercise trial, ranged from about 4.9-16.1% and 11.6-30%, respectively.
The data support significant differences from control to interval heating protocols and the general
benefits of this type of protocol. The recovery time between warm-up and exercise tests varies
from 2 minutes to 20 minutes. Two studies reported performance measures (distance or VO2max)
during their studies; with de Bisschop et al. (1999) suggesting a 5% increase in spacin cover tracks
with interval warm-up and Mickleborough et al. (2007) reported no significant increase in
41
VO2max with interval warm-up alone.
The continuous high-intensity protocol involves continuous high-intensity heating with the
challenge of no-heating control exercises. The intensity of warm-up exercise was at the upper end
of VO2max (heart rate 180 or 98% of the max prediction) with the assessment of recovery
pulmonary function measured up to 80-90 minutes after the exercise challenge.
Reiff et al. (1989) examined the effects of prolonged warm-up periods of exercise on
subjects with AMDAL. Seventeen asthma subjects with known AMDAL were tested using two
different randomized exercise protocols: 1) a 6-minute treadmill trial at 6 kph and a 15% rate (S1A,
resulting in 98% of the predicted maximum heart rate): (continuous high intensity) followed by a
same exercise trial (S2A) with a 45-minute break between (day A); 2) 30-minute treadmill at 6
kph and 3% grade (W1B) with a 21-minute break (continuous low-intensity warm-up) followed
by the same exercise trial (S2B) used on day A (day B). The maximum percentage decrease in the
mean FEV₁ and PEF from the baseline is as follows: S1A= 46% and 51% respectively; S2A =
29% and 32% respectively; W1B = 17% and 21% respectively; S2B = 26% and 27% respectively.
Data supporting refractories are shown in S2A compared to S1A and that W1B produces
significantly less EIA than S1A with significant refractory to bronchoconstriction after S2B. The
authors concluded that the warm-up period of exercise can induce refractory to AMDAL without
automatically producing marked bronchoconstriction.
Schnall et al. (1980), as in the previous review, examined the continuous high-intensity
protocol vs. the interval heating protocol. Continuous high intensity made the subjects run twice
(run A and run B) on the treadmill (10% incline and speed to produce a heart rate of 180b/m) for
six minutes each with a 49-minute break between each run. Data showing interval heating protocol
superior to the continuous high-intensity protocol and had a more significant change in the mean
maximum post-workout fall from baseline (rest) than the use of running A (continuous high-
42
intensity warm-up) and then running B.
Continuous high-intensity protocols involving 25 subjects. The mean difference falling
from baseline for FEV₁ and PEF ranged from 6.9-17% and 10.4-21%, respectively. The data
support a significant difference from control to sustained high-intensity protocols and show some
of the benefits of this type of protocol. The recovery time between warm-up and exercise tests is
from 20 or 49 minutes. No studies reported performance measures.
The low-intensity warm-up protocol continuously uses a warm-up workout for three to 30
minutes with identical control challenges without prior warm-up. The intensity for this warm-up
protocol uses 60% HRmax, 60% VO2max, or just low-intensity heating (30-minute treadmill at 6
kph and 3% grade). Recovery lung function assessments were measured up to 25, 30, and 90
minutes after the exercise challenge.
Morton et al. (1979) set out to determine the effect of warming on the EIA. Eighteen
subjects (ten men and eight women) performed two five-minute sub-maximal treadmill trials to
achieve a heart rate of 85% of the maximum predicted for age with one preceded by
heating and those not preceded by heating (control). The warm-up protocol involves walking or
jogging on a treadmill for three minutes to produce 60% of the subject's predicted maximum heart
rate with less than a minute between warm-up completion and exercise test. The results showed
that the decrease in the mean maximum percentage of FEV₁ did not show a significant difference
from the two intervention trials (control and warming trials). The authors acknowledge that
although their study does not support the concept of warming to reduce the likelihood of an EIA,
43
Recommendations for longer, more intense warm-ups involving interval activity should be
considered with future studies.
McKensie et al. (1994) as previously reviewed compared continuous warm-up (CW) and
interval warm-up (IW) exercises on post-exercise bronchoconstriction in athletes with exercise-
induced asthma (EIA). Subjects tested under the CW protocol performed a 15-minute treadmill
run at a pace of 60% VO2max, followed by a two-minute rest, and then an exercise challenge test
(ET = 6 minutes at 90% VO2max). The results showed the CW protocol was significantly better
than the IW protocol but IW was still significantly better than the control.
Reiff et al. (1989) as previously reviewed, compared continuous high-intensity heating
and continuous low-intensity heating in subjects with EIA. The subjects were tested with a
continuous low-intensity warm-up protocol and performed a 30-minute treadmill at a speed of 6
kph and a 3% class warm-up with a 21-minute break followed by a trial exercise test. The data
showed continuous low-intensity heating protocols produced significantly less EIA than other
sustained high-intensity protocols.
Three studies using a continuous low-intensity protocol involved 47 subjects. The mean
difference falling from baseline for FEV₁ and PEF ranged from 16.7-29% and 30.2.-32%,
respectively. One study showed no significance in either measure (Morton et al., 1979). Most of
the data support a significant slight difference from control to sustained low-intensity protocols
and point to some limited benefits of this type of protocol. Recovery time between
Warm-ups and exercise tests start at zero, 2, or 45 minutes. The zero-minute break between
the warm-up protocol and the exercise test was also a study that did not show significance
with continuous low intensity. None of these studies reported performance measures. Table
1.1 summarizes the study.
44
1.8 Implications for Future Research
Many physiological mechanisms have been proposed as to why exercise can cause airway
refractory. The effects of exercise on the airway can result in dehydration of the airway surface,
leading to increased airway osmolarity. This increase in osmolarity creates inflammation, thereby
releasing the mediators prostaglandins, leukotrien, and histamine from mast cells that cause
bronchoconstriction (Anderson & Holzer, 2000). Anderson and Holzer (2000) noted that the
mechanism of EIB in asthma patients may have a different pathophysiological mechanism than
EIB in athletes. The cause of airway refractory is unclear, but it is suggested that catecholamine
depletion, increased circulation of prostaglandins, or degranulation of mast cell mediators are
possible reasons. Regardless of the reason, some researchers have tried to develop research that
creates refractories, thereby improving lung function in asthma sufferers and athletes. The idea of
a mechanism to consistently create refractory periods in individuals with EIB or non-EIB
individuals who perform strenuous intensity exercise that may be susceptible to EFL is particularly
interesting because it can improve fewer symptoms, decrease drug use, and improve exercise
performance ( When examining current and relevant research, one realizes that there is no single
heating protocol that is consistently used in multiple studies. Although similar protocols can be
grouped into general categories, such as intervals, continuous high intensity, and continuous low
intensity, there does not seem to be any agreement on the exact method to recommend. All
protocols reviewed used traditional training programs (aerobic-based or HIT-based) as the basis
of their warm-up programs. Five of the six studies that reviewed specific warming protocols found
significance in measures of lung function compared to controls. One study (Morton et al., 1979)
without significance in the measurement of lung function used a non-resting heating protocol
45
Table 1.1 Summary of heating protocols.
Learn
Year
Types of
protocols
Subject/C
ontrol
PFT
Heating protocol (WU)
Duration
: WU
and ET
(minutes)
Practice
Tests,
Time,
Type,
Intensity
% change in FEV1
and/or (PEF) breaks
Bishop
1999
Interval
36 (11-
12
year),
the
same
subject
PEF
5 short runs with EX1
speed/intensity percentages
(100, 120, or 130%) and
7.5% of EX1 (distance
achieved) with 1.5 minutes
between running and 5 minutes
between 2 running series
10
7m
track@
maxim
um
effort
(26.8% more than
control means 37.9%
for 3 groups)
Mckenzie
1994
Interval &
12 (26.5
FEV1
(continuous low intensity) CW
2
6m TM
CW=16.7%,
Continuousl
y
years),
done for 15 minutes
@ 90%
IW=29.7%, and
Low
Intensity
Same
Subject
Treadmill Running at Speed
of 60% VO2max followed by
a two-minute break and then
VO2max
C=34.6%
(CW=30.2%,
IW=43.4%, and
sports challenge test (ET=6
C=50%)
minutes at 90% VO2max).
(Conscious) Preformed IW
8x30
Second round (1.5 minute break
between each run) at an
intensity of
100% VO2max, followed by
take a two-minute break and
then
The same ET.
Mickleborough
2007
Interval
8 (19.5
FEV1,
(Hose) heating (WU)
15
8 minutes
9.1% above control
years),
FVC,
consists of 8x30 seconds
CE@
from 18.25%
same
FEF
running at peak treadmill speed,
85-90%
Subject
25-
with 45-second recovery
MPHR
75%
between each run
46
(Table 1.1 continued)
Schnall
1980
Interval &
6 (12-31
PEF,
(control) & (continuous height-
49, 20
6m TM@
I=6.9% more
than
Continuousl
y
years),
FEV1,
intensitas) berlari dua kali (lari A
10%
included.
control
Hey-
same
FEF 25-
and run B) on the treadmill (10%
HR=180
23.0%
Intensity
Subject
75%
grade and speed to produce
(Me = 10.4%
heart rate 180b/m) to six-
more than
22.8%)
each minute with 49 minutes
IM=16%
pauses between each run
(14%)
(Mixed interval) IM do
six-minute run (C run)
followed by a ten-minute break
later
seven short runs (120-130% of
run six minutes) from 30 seconds
each with a rest period of 2.5
minutes between each short term
and then take a 20-minute break
followed by the second period
walk for six minutes (run D)
(Interval) carried out seven-
Short running minutes are
completed 20 minutes before
six minutes of running (E run).
Reiff
1989
Continuousl
y
17 (16-
PEF,
(control) & (continuous height-
45, 21
6m TM@
CL=17%
Hey-
32
FEV1
intensity) treadmill 6 minutes
15%
included.
More Control
Intensity &
years),
Tested at 6 kph and 15% grade
& 6km*h
from 46%
Continuousl
y
same
(S1A, yields 98% of the max
97%
21% more
than
Low-
Subject
predicted heart rate) followed by
MPHR
51%)
Intensity
same exercise trial (S2A)
CH=29%
with a 45-minute break between
(32%)
(day A)
(continuous low intensity) a 30-
47
minute treadmill at 6 kph and
Value 3% (W1B) with 21-
Rest minutes then followed by
same practice test trial (S2B)
used on day A (day B).
48
(Table 1.1 continued)
Morton
1979
Continuousl
y
18 (11-
FEV1
sub-maximum five minutes
<1
5m TM @
Not
Low-
33
Treadmill Running to Reach the
Heart
85%
meaning
Intensity
years),
85% rate of prediction
MPHR
same
maximum for ages with one
Subject
preceded by heating and one
no (control). Warming
Walking or jogging protocol
on the treadmill for three minutes
to produce 60% of the subject
Maximum predicted heart rate
with less than a minute between
Heating solutions to
sports tests.
49
interval between warm-up exercise and exercise test and may lead to a lack of observed airway
refractory. One study (Morton et al., 1979) with no significance in the measurement of lung
function used a warm-up protocol that had no rest interval between warm-up exercises and
exercise tests and may have led to a lack of observed airway refractory. When considering the
effects of pre-workout warm-up on performance measures, one study reported a 5% increase in
distance with a high-intensity warm-up protocol (de Bisschop et al., 1999).
There are still questions about what type of pre-workout warm-up is best suited for most
individuals experiencing EIB or EFL and what effects on performance can be expected. Also
interesting is what other ways/modes can be used to improve the action with pre-workout warm-
ups.
As previously reviewed, respiratory muscle fatigue can be a factor in the limitations and
development of EFL. Johnson et al. (1993) and Miller et al. (2006) suggested that although the
diaphragm has substantial aerobic capacity, it will exhibit significant fatigue during sustained
exhaustive exercise with an intensity greater than 80-85% VO2max. The force output required to
maintain VE during intense exercise requires significant muscle work (O2 demand) and a
significant proportion of cardiac output to meet the applied intensity. It has been suggested that
the use of RMT or VIH (non-traditional traditional training programs) can improve the
performance of resistance training in healthy and sick individuals (Hostettler et al., 2012).
Singh et al. (2011) concluded that four weeks of upper body endurance training (a traditional
endurance training program) resulted in significant changes in lung function in sedentary male
smokers. Thus, it seems promising that the concept of warming up for the respiratory muscles
directly will have some benefits. Throughout this review process, this author had no knowledge
of any studies that had used traditional or traditional non-traditional resistance
50
The training method is a pre-workout warm-up to directly warm the diaphragm and accessory
muscles.
Finally, a number of limitations need to be considered. First, can respiratory muscle fatigue
and subsequent EFL be avoided by warming up before exercise? Of the studies on respiratory
muscle fatigue and EFL reviewed, all involved measures of respiratory muscle fatigue and EFL,
and no study, to the best of this author's knowledge, examined the use of pre-workout warm-ups
to limit both. Second, is airway refractory a universal finding in individuals with and without
asthma? From pre-workout warm-up studies, all studied individuals with some degree of asthma.
It is important to determine any effect on airway refractory in non-asthmatic patients with pre-
workout warm-up. Thirdly, does the use of pre-workout warm-ups improve performance?
Reviewing pre-workout warm-up studies, only two studies (out of six reviewed) attempted the
measured performance outcomes. Only a study by de Bisschop et al. (1999) showed an
improvement in performance with pre-workout warm-ups. As such, further research should focus
on how exercise performance can be improved with the use of pre-workout warm-ups. Finally, are
there any other modalities that can be used to improve pre-workout warm-up results? From the
research reviewed, all pre-workout warm-up protocols included traditional types of training
activities. Can pre-workout warm-ups using non-traditional activities (RMT, VIH or upper body
resistance training) that directly focus on respiratory muscles improve lung function, but more
importantly exercise performance?
Considering these areas of limitation in the study reviewed, what are the practical
implications for athletes and people with asthma? As shown, pre-workout warm-up protocols
using traditional training methods showed improved lung function in various groups of subjects
with asthma. What if this increase could be extended to athletes who compete in
51
Some events with a little recovery break between those events? Can recovery duration be reduced
by pre-workout warm-ups using traditional and/or non-traditional activities? Can multi-event
athletes see an improvement in their next event performance?
In conclusion, in an effort to find more efficient ways to improve exercise performance,
this author believes an area that has shown benefits is the use of pre-workout warm-up protocols.
More specifically, the use of traditional protocols (aerobic and HIT types) combined with non-
traditional protocols (RMT, VIH, and resistance training) can be key to improving performance
for athletes and people with asthma. Future research along these lines should be considered.
52
CHAPTER 2. EXPERIMENT
2.1 Eksperimen 1
Introduction. Many authors have investigated the mechanics of the respiratory system and
its limitations during exercise; Likewise, respiratory muscle fatigue has been thoroughly examined
by measuring expiratory flow limitations (Babb, 2013; Bussotti dkk., 2009; Guenette dkk., 2007;
Swain, Rosenkranz, Beckman, & Harms, 2010), final expiratory lung volume (DeLorey, Wyrick,
• Babb, 2005; Guenette dkk., 2007), training flow volume loop (Nourry, Deruelle, dkk., 2005b),
respiratory work (Guenette dkk., 2007), ending the volume of inspirational lungs (Guenette dkk.,
2007), maximum inspiration pressure (Watsford, Murphy, & Pine, 2007), maximum expiratory
pressure (Watsford dkk., 2007), and bilateral transcutaneous supra-maximal phrenic nerve
stimulation (Johnson dkk., 1993). All of the studies mentioned above examined respiratory muscle
fatigue during exercise except for bilateral transcutaneous supra-maximal phrenicular nerve
stimulation studies. The concept of recovery of the respiratory system after exercise has not been
empirically studied, for example, the time it takes for the respiratory system to recover to a resting
level from maximum or near-maximum exercise performance and the readiness of the system for
other maximum or near-maximum exercise performance.
Given the lack of research in the field of post-exercise respiratory recovery, the following
experiment is to examine post-exercise respiratory system recovery [as measured by recovery flow
volume loop (RFVL) and return to resting level (FVL)]. The purpose of this study was to
determine the effect of various exercise intensities on the size of lung function (FVC, FEV1, FEF
25-75%, and PEF) during exercise recovery. The hypothesis of this study is that after exercising
for two minutes with a bicycle ergometer at three different intensity levels, (40, 65, and 90% of
the maximum predicted heart rate) the lungs
53
Function will differ significantly at 0, 5, 10, and 20 minutes post-workout recovery in young,
healthy individuals.
Method. Ten subjects on separate days at least 24 hours apart (five men and five women)
aged 18-32 (mean 22.6 years) performed two minutes of exercise at three different experimental
intensities (40, 65, and 90% of the predicted maximum heart rate) on an electronic brake cycle
ergometer (Ergometrics 800, Sensormedics). Subjects were instructed and self-reported that they
abstained from exercise, caffeine, and alcohol for 24 hours and did not eat whole foods three hours
before the test. A 1.5-mile run for a time was completed by the participants to estimate their
VO2max (George, Vehrs, Allsen, Fellingham, & Fisher, 1993; Larsen et al., 2002). Pulmonary
function through spirometry testing (FVC, FEV1, FEF 25-75%, and PEF) and cardiovascular data
[heart rate, blood pressure, and blood oxygen saturation (SpO2)] were measured before, during,
and after (0, 5, 10, and 20-minute intervals) of each trial. The study was conducted in a university-
based kinesiology laboratory and the population of study subjects was drawn from student
volunteers enrolled in the Human Performance Education course. In this study, volunteer subjects
were excluded based on health status from the Physical Activity Readiness Questionnaire (ParQ)
(individuals with asthma, smokers, pregnant women, and others who may be at risk of developing
exercise conditions were excluded). Voluntary subjects are informed of the potential risks of the
study and their written consent is given to participate before commencing the research. The study
was approved by the University's Institutional Review Board for the use of human subjects (see
Appendix).
Study Design. Subjects were randomly selected for trial conditions and completed an
informed consent form, ParQ, ran 1.5 miles, and demographic assessments were collected (height,
weight, body composition via bioelectrical impedance- Omron® HBF 306C, Omron,
54
Table 2.1.1: Demographics for Experiment 1.
Gender
5 males, 5 females
Age
22.6±9.4
Inches tall
67.15±7.2
Weight pounds
153.8±66.2
Body Mass Index
23.673±7.2
Body fat percentage
17.98±12.9
VO2max Estimate
43.341±14.8
Corp., Schaumburg, IL) (Lukaski, Bolonchuk, Hall, & Siders, 1986) before spirometry testing.
Upon arrival for their testing, subjects were given a disposable Microgard® Disposable Filter and
underwent resting spirometry followed by a randomized condition trial. Spirometry trials are
repeated as needed to achieve the ATS standard for spirometry testing. Data from each subject
(spirometry, BP, HR, SpO2) collected at each time interval (0, 5, 10, and 20 minutes).
The following testing days are followed by at least 24 hours between trials. The subject's heart
rate and SpO2 data were monitored by pulse oximetry (Nonin® 8600 pulse oximeter, Nonin
Medical Inc., Plymouth, MN). Once the resting spirometry data were collected, the subject took
a sitting position (the seat was adjusted with about 30º knee flexion) on the bike's ergometer and
began pedaling to maintain a speed greater than 60 rpm for two minutes. Pedaling resistance was
added to increase the subject's HR to the predicted maximum HR (40, 65, and 90% of the
maximum predicate heart rate) for at least the last 30 seconds of each bike trial. The resistance is
adjusted as needed to keep the subject's HR and pedaling rpm within the protocol range. After the
bike trial was completed, the subjects immediately sat down, put on the nose clip provided, and
began the recovery spirometry test. The recovery testing protocol completes after a 20-minute
data collection interval.
Measurement of Lung Function. The measures of spirometry are forced vital capacity
(FVC), forced expiratory volume in one second (FEV₁), forced expiratory flow of 25-75%
(FEF 25-75%), and peak expiratory flow (PEF). Sensormedics Vmax® 29c Pulmonary
55
Functional/Cardiopulmonary Exercise Testing Instruments are used to collect spirometry values
and the instruments (flow and volume sensors) are calibrated daily following the accuracy
standards of the American Thoracic Society (ATS) (M.R. Miller et al., 2005). The range of
laboratory atmospheres is as follows: 1) temperature 68-74°F, 2) relative humidity 60-70%, and
3) barometric pressure 758-766 mmHg. Infection control was administered by instructing subjects
to wash their hands when entering the laboratory and each subject was given a sealed bag for their
disposable Microgard® Disposable Filter. During all spirometry measurements, the subject is
asked to sit with his nose cut off, and instructions are given by an experienced technician on the
required tasks. All testing criteria follow the ATS evaluation standard (MR Miller et al., 2005).
Data Analysis. With demographic data collected prior to testing (age, sex), dependent
variables, such as included spirometry data (FVC, FEV₁, FEF 25-75%, and PEF), anthropometric
data (mass, stature, body fat and body mass index), and timed 1.5-mile runs (VO2 prediction)
were used during the study. The independent variables were 40%, 65%, and 90% MPHR, and
post-timed exercise (0, 5, 20, and 20 minutes). After the experiment, unidirectional repeated
ANOVA measurements were calculated across independent variables for each breathing
measurement and running time to determine if the breathing capacity had changed. The criterion
of statistical significance of correlation was set at p ≤ 0.05. All statistical tests were conducted on
SPSS version 21.0 (Chicago, IL, USA).
Result. Lung capacity did not change significantly based on the intensity of the exercise
performed. No difference in lung function was found at 0, 5, 10, or 20 minutes post-workout
recovery time. Normal cardiovascular response.
Discussion. The purpose of this study was to determine the effects of different exercise
intensities (40, 65, and 90% of the predicate heart rate) on lung size
56
Table 2.1.2: Comparison of ANOVAs between conditions and time
Variable
N
Condition F
Condition p
Time F
Time p
FVC
10
0.411
0.745
0.049
0.995
FEV1
10
1
0.393
1
0.409
FEF 25-75%
10
0.253
0.859
0.252
0.908
FEM
10
0.228
0.877
0.204
0.936
Note: Significance at p ≤ 0.05*
functions (FVC, FEV1, FEF 25-75%, and PEF) during exercise recovery; And it was hypothesized
that after two minutes of exercise with a bicycle ergometer at three different intensities, (40, 65,
and 90% of the predicate heart rate) lung function would differ significantly at 0, 5, 10, and 20
minutes of post-workout recovery in healthy young individuals. The data showed no statistical
difference between measures of lung function at the various intensities of exercise tested.
Some areas that may be weaknesses of the study include limited sensitivity of lung function
to the intensity of exercise used and the duration of the exercise trial not being broad enough to
cause changes in the respiratory system. Other sensitive methods can be used to determine greater
significance in distinguishing individual respiratory system changes during exercise. Nourry et al.
(2005) used a maximum volume-flow loop (MFVL) at rest and an exercise volume-flow loop
(EFVL) (plotted in MFVL) during a progressive exercise test until fatigue (duration eight to ten
minutes). The results showed higher FVC and maximum expiratory flow in trained subjects than
in untrained subjects thus suggesting that EFVL may be a more sensitive method of looking at
changes in lung function measures. Hill et al. (1991) studied a group of triathlons to see what
measures of lung function change during endurance triathlons (long duration, multi-events).
Pulmonary function is obtained after each event and 24 hours after the triathlon is over. After the
completion of the triathlon, a significant decrease from baseline was recorded in FVC (7.1%),
FEV₁ (8.4%), FEF 50% (18.6
57
%), FEF 25-75% (15.2%), but no changes in MVV or other FEF measures, ratios, and/or PEF were
indicated. These results suggest that the duration (>12 hours) of exercise is an important variable
that reflects a decrease in some measures of lung function. Although this study describes the length
of exercise that affects triathlon lung function, it still has to be determined at what time interval
the variable begins to decline; It seems that based on the current research protocol, it would be a
longer duration of more than two minutes.
There were limitations in this study, such as intensity control being difficult to monitor
due to the short duration of the activity protocol (two minutes) and intensity adjustment through
manual resistance resulting in a heart rate to respond more slowly than subject fatigue. Longer
training time durations may have helped control these limitations and allow for a more
comfortable increase in intensity. Second, the maximum recovery PFT (zero minutes after the
experiment) was difficult to obtain for the 90% intensity protocol because most subjects were
breathing maximally and it was difficult to complete the PFT when the subjects were panting. An
alternative to this limitation is to perform peak flow at maximum recovery and complete the first
PFT at one minute of recovery. Finally, the possibility that the number of subjects in this study
could undermine statistical reliability can never be discarded.
Conclusion. A two-minute exercise trial, at an intensity of 40, 65, and 90% of the
predicted maximum heart rate, was not taxing enough to produce a change in the size of lung
function in healthy young individuals. Although the data did not show significant changes in
the size of lung function with short duration of exercise with varying intensity, the beneficial
effects of such exercise cannot be ruled out.
58
2.2 Eksperimen 2
Introduction. Many exercise physiologists believe that the respiratory system has little or
no effect on limiting exercise performance in healthy individuals or athletes (A. McConnell,
2009), but the respiratory system faces some challenges during intensive exercise. For example,
partial alveolar pressure regulation of oxygen and carbon dioxide is achieved by a considerable
increase in alveolar minute ventilation (VE) often 20 times the resting value in humans. This large
increase in VE is achieved by the capacity of the respiratory muscles to not only produce alveolar
ventilation strength but also by limiting excessive physiological costs on the system during
exercise (Guenette & Sheel, 2007). An additional challenge that the respiratory system must
overcome is the ability of the bronchial (intra-thoracic) airways to maintain patency to allow for
the increased flow rate required during active expiration that is often seen in intense exercise.
During high-intensity exercise, the bronchial airways sometimes present significant limitations to
expiratory flow; thus leading to dynamic hyperinflation, increased respiratory muscle work, and
VE limitations (Forster et al., 2012).
The research on the value of pre-workout warm-up only uses traditional training protocols
and methods [high-intensity interval (HIT), continuous low-intensity (CLI), and continuous high-
intensity (CHI)] as the warm-up mode. Another possible way to reduce the demands on the
muscles of the respiratory system and alter lung function is the use of pre-workout breathing
warm-ups that involve non-traditional training methods. Non-traditional methods use respiratory
muscle training tools (inspirational and expiratory breathing methods) to warm up the respiratory
muscles. Based on my literature review, none of the studies used non-traditional warm-up
methods for warming up before sports performance, but some studies have
59
see the training effects of this type of training protocol (Griffiths & McConnell, 2007; Singh et
al., 2011; Weiner et al., 1992) on lung function.
Weiner et al. (1992) compared specific inspirational muscle training versus sham training
(placebo) on inspirational muscle strength and endurance in an adult bronchial asthma population.
The study looked at improvements in inspirational muscle strength and endurance as well as an
increase in FVC (force vital capacity) and FEV₁ (volume of forced expiration in one second) when
compared to a sham control group with six months of training. Griffiths and McConnell (2006)
investigated the effects of four weeks of inspirational muscle training and/or expiratory muscle
training and the subsequent effects of a combined six-week trial of inspirational and expiratory
muscle training on club-level rowers on rowing performance. The results of the study showed an
increase in inspirational and expiratory muscle strength as well as an increase in average strength
paddling performance. Singh et al. (2011) examined the effects of upper body endurance training
and conventional deep breathing exercises on lung function in male smokers. The results of the
study showed an improvement in lung function (FEV₁ and FEV₁/FVC). These studies suggest the
use of non-traditional training methods as an effective way to improve lung function, inspirational
and expiratory muscle strength, and exercise performance.
The physiological and performance benefits demonstrated by previously reviewed studies
of non-traditional training methods are hypothesized to also benefit individual lung function and
exercise performance when used as a pre-workout warm-up. The purpose of this study was to
determine which of the three conditions (inspired, expired, or combined) produced the best and
most intense warm-up as judged by the perceived exertion rating (RPE) for breathing, resulting in
a positive change (improvement) in PF action, and resulting in the most favorable recovery interval
for PF action. Of the three warm-ups (i.e. IM, EM, and CM), it
60
it is hypothesized that CM will stress the respiratory muscles to a greater degree (i.e. CM will
produce a higher RPE during the performance); and for all three warm-ups, the respiratory
muscles will recover within ten minutes (i.e. have the highest PF during recovery).
Method. Ten male subjects (Table 2.2.1) aged 18 to 30 years (mean 22.6 years) completed
each of the three warm-ups at 24-hour intervals. Subjects were instructed and self-reported that
they abstained from exercise, caffeine, and alcohol for 24 hours and did not eat whole foods three
hours before the test. The study was conducted in a university-based kinesiology laboratory and
the subject population was taken from student volunteers (comfort samples).
Subject inclusion is only male subjects while exemptions are based on the health status of
volunteers from the Physical Activity Readiness Questionnaire (ParQ) (individuals with asthma,
smokers, and others who may be at risk for sports treatment are excluded). In addition,
demographic assessment (height, weight, body composition through bioelectrical impedance-
Omron® HBF 306C, Omron, Corp., Schaumburg, IL) (Lukaski dkk., 1986) completed before
starting research for the use of standardized subjects. The study was approved by the University's
Institutional Review Board for the use of human subjects (see Appendix).
Table 2.2.1: Demographics for Experiment 2.
Gender
10 men
Age
22.6±7.4
Inches tall
68.2±5.2
Weight pounds
162.0±115.2
Body Mass Index
27.36±11.24
Body fat percentage
17.77±16.73
Study Design. Subjects practiced each randomly selected warm-up on separate days for
five minutes (actual breathing) while sitting with a nose clip. After each one-minute interval of a
five-minute warm-up, subjects were asked to provide a rated respiratory exertion (RPE point
scale 1-10, Appendix 1.D.) and perform peak flow (PF)
61
through a peak flow meter. A duration of fifteen seconds is allowed to complete the RPE and PF
measurements and then the warm-up is resumed. Each random warm-up was performed for a
total duration of six minutes after fifteen seconds were added to assess RPE and PF at each one-
minute interval. PF data is recorded for up to ten minutes (intervals of 1, 2, 3, 4, 5, 6, 8, and 10
minutes) after completion of warm-up and labeled as recovery.
Respiratory warming. The three warm-ups/respiratory treatments performed for this
study were: inspirational (IM), expiratory (EM), and combined inspirator and expiratory (CM).
For IM, the subject inhales deeply and strongly into the inspiration capacity (IC) at the fast flow
on an incentive spirometer (IS) device that measures the volume of inspiration while providing
visual feedback on the high, medium, and low flow generated. After inhaling, the subject was
asked to hold the breath for five seconds, and then exhale slowly with moderate force to the
residual volume (RV). In EM, subjects are asked to inhale slowly into the IC, hold their breath
for five seconds and then exhale forcefully with rapid flow into the RV via a Resistex®
Mercury® Resistance Exercisers (RM) device with variable expiratory resistive load settings
[one to four (minimum to maximum)]. The expiratory resistive load is four for each subject. For
CM, the subject is required to inhale deeply and strongly into the fast-flowing IC on the IS device,
hold the breath for five seconds, and then exhale forcefully in rapid flow through the RM device
to the RV. All warm-ups are practiced for five minutes (actual breathing) in a sitting position and
wearing a nose clip.
Data Analysis. RPE and PF were the dependent variables in this study while the
independent variables were heating/treatment (IM, EM, and CM). After the experiment, a t-test
paired sample was calculated to compare data from pre-heating to
62
during heating (Table 2.2.2). The criterion of statistical significance of correlation was set at p ≤
0.05. All statistical tests were conducted on SPSS version 21.0 (Chicago, IL, USA).
Result. As mentioned in Figure 2.2.1, CM results in an increase in PF after five minutes of
warm-up. In addition, CM produces a fairly consistent pattern of increasing PF values. The IC
showed a consistent decline during the warming period, but the EC had an erratic response up and
down. Data from the RPE during warm-up are presented in Figure 2.2.2. The displayed RPE
increases progressively during each warm-up with CM resulting in the highest RPE value after
five minutes. The data in Figure 2.2.3 shows the highest PF value was achieved at four minutes of
recovery for all heating conditions. PF decreased after four minutes for all three warm-ups with
CM remaining highest at eight and ten minutes of recovery. Overall, however, the pattern between
heating procedures is essentially the same for each procedure.
The paired sample t-test showed there was a significant difference in CM warming at RPE4
(M = 3.800, SD = 1.398) and RPE5 (M = 4.500, SD 1.509); t(9) = -3.280, p = 0.010. Nothing else
variables were found to be statistically significant (Table 2.2.2).
Discussion. Although this is the first known study to investigate the effects of respiratory
warming on RPE and PF, the aim of this study was to determine which of the three warm-ups (IM,
EM, or CM) produced the best and most intense warm-up as judged by the perceived level of
exertion (RPE) for breathing, resulting in a positive (increasing) change in PF size. In addition, the
most favorable recovery interval is to determine how PF measures are investigated. It is
hypothesized that between the three warm-ups, the CM will stress the respiratory muscles to a
greater degree (i.e. a higher RPE during the performance) and regardless of the warm-up, the
respiratory muscles will recover within ten minutes (i.e. the highest PF observed during recovery).
63
Figure 2.2.1: Average PF over the time interval for warm-up.
Figure 2.2.2: Average RPE over the warm-up time interval.
607
603
Warm-up time interval in minutes
604
Inspiring
Combined
Expiration
595
591
0
1
2
3
4
5
6
602
604
604
611
613
L/dtk. 610
605
600
595
590
585
615
PF
619
618
624
634
640
635
630
625
620
615
Average PF during Warming Over
Time
0 1 2 3 4 5 6
Warm-up time interval in minutes
Inspiring
Combined
Expiration
2
1.5
1
0.5
0
2.4
scale
3.4
32.9
2.6
1-10 2.5
4.5
4.2
3.9
3.6
3.8
4
3,8
7
2.9
4
3.5
3
RPE
5
4.5
Average RPE during Warming Over
Time
64
Figure 2.2.3: Average recovery RPE time interval.
Table 2.2.2: T-test data for Peak Flow and RPE during warm-up: IM=Inspiratori,
EM=Expiratory and CM= Inspiratorial/Expiratory
Condition
N
Mean
Std. Deviation
t
Df
Sig. (2-echo)
Peak Flow (PF)
IN
Pra-PF
10
607.5000
73.68288
0.112
9
0.913
PF5
10
604.5000
117.05768
IN
Pra-PF
10
616.5000
75.57373
1.342
9
0.212
PF5
10
595.5000
66.35134
CENTIMETR
E
Pra-PF
10
591.0000
81.16513
-1.637
9
0.136
PF5
10
624.5000
102.91447
Peak Flow (PF)
IN
PF1
10
613.5000
79.16404
0.424
9
0.681
PF5
10
604.5000
117.05768
IN
PF1
10
618.0000
73.15129
1.317
9
0.220
PF5
10
595.5000
66.35134
CENTIMETR
E
PF1
10
611.0000
89.00062
-0.566
9
0.585
PF5
10
624.5000
102.91447
Peringkat Perceived Exertion Breathing (RPE)
IN
RPE4
10
3.6000
1.34990
-1.964
9
0.081
RPE5
10
3.9000
1.59513
IN
RPE4
10
4.0000
1.12472
-1.500
9
0.168
RPE5
10
4.2000
1.22927
CENTIMETR
E
RPE4
10
3.8000
1.39841
-3.280
9
0.010*
RPE5
10
4.5000
1.50923
Note: Significance at p ≤ 0.05*
Pre-PF = resting PF, PF1 = PF at 1 minute of treatment, PF5 = PF at 5 minutes of treatment,
620
609
600
590
580
570
560
607
605
583
572
600
582
Inspiring
Combined
Expiration
0
2
4
6
8
10
Time interval in minutes
617
610
610
08
593
618
PF
L/dtk. 610
630
631
625
620
639
637
650
641
631
660
650
640
630
PF Average Recovery Over
Time
65
The data in Figure 2.2.1 shows PF during three different warm-ups at the end of five
minutes of treatment. CM resulted in an increase in PF after five minutes while producing a fairly
consistent pattern to increase PF values until the end of treatment. The CM protocol requires
forced inhalation and exhalation in the breathing cycle, thus emphasizing the use of inspirational
and expiratory muscles. The IC and EC protocols require only forced inhalation or exhalation,
respectively, therefore emphasizing one side of the respiratory cycle. Because CM uses the use of
bilateral respiratory muscles, it is believed that the work creates a greater airway flow than the
other one-sided breathing movements (IC and EC). Movements like this increase the range of
motion of the respiratory muscles which allows for greater preparation of the respiratory system
for the next forced inhalation and exhalation as seen in the PF maneuver.
The information provided in Figure 2.2.2 shows the RPE increasing progressively with
each warm-up with CM resulting in the highest RPE value after five minutes. Paired sample t-
tests support these results showing a statistically significant improvement in CM at RPE4 vs.
RPE5. Since there is an effect in forced inspiration of CM and forced expiration, an increase in
intensity is created throughout the breathing cycle. Although all warm-ups use a complete
breathing cycle, the forced nature of the CM provides increased intensity. However, it is worth
noting the difference in real numbers between small RPE heating (3.9 IM, 4.2 EM, 4.5 CM).
The data from Figure 2.2.3 shows all heating progressively increasing the PF value at one
minute of recovery to the peak PF value at four minutes of recovery with the PF value decreasing
thereafter. At the eight and ten-minute recovery periods, the CM PF remained the highest of the
three warm-ups. These findings continue to demonstrate the power of two sides
66
The involvement of the respiratory muscles in CM warm-up allows the system to stay in top shape
for longer.
Some limitations of this study include calculations and comparisons made with each
heating (i.e. CM, Pre-PF to CM PF5) and not across the entire heating (i.e. IM to CM). Second,
the use of PF maneuvers can display various values based on the subject's effort as shown in figure
2.2.1. Third, EC produces inconsistent patterns related to poor stability in subject endeavors.
Coaching more consistent PF maneuvers and repeated efforts for the best grades will help alleviate
these inconsistencies. Lastly, small sample sizes weaken statistical reliability.
Conclusion. For each of the three warm-ups, five minutes seems to be enough duration to
help with breathing without a particularly challenging body system (RPE of 4). During CM, PF
increases from the beginning of treatment and has a consistent pattern that makes sense after five
minutes. On the other hand, IM and EM decreased at the end of five minutes. In recovery, all
conditions reached their highest value at four minutes and continued to decline thereafter. Despite
this decline, CM remained highest at ten minutes of recovery. Based on these findings, CM
appears to be the optimal respiratory warm-up for subsequent experiments.
2.3 Eksperimen 3
Introduction. Many exercise physiologists believe that the respiratory system has little or
no effect on limiting exercise performance in healthy individuals or athletes (A. McConnell,
2009), but the respiratory system faces some challenges during intensive exercise. One example
is the partial alveolar pressure regulation of oxygen and carbon dioxide achieved with a
considerable increase in alveolar minute ventilation (VE) often 20 times the resting value in the
67
human. This large increase in VE is achieved by the capacity of the respiratory muscles to not
only produce alveolar ventilation strength but also by limiting excessive physiological costs on
the system during exercise (Guenette & Sheel, 2007). Another example that challenges the
respiratory system to address is the ability of the bronchial airways (intra-thoracic) to maintain
patency to allow for the increased flow rate required during active expiry often seen in intense
exercise. During high-intensity exercise, the bronchial airways, at times, present significant
limitations to expiratory flow; therefore, it causes dynamic hyperinflation, increased work of
respiratory muscles, and limitation of VE (Forster et al., 2012).
An often overlooked ingredient for possible limitations of the respiratory system is how
the mechanical workings of breathing have sensory and metabolic impacts. Perceived breathing
work contributes to how hard the exercise feels (sensory) and the demands of the mechanical work
of breathing places on the circulatory system for blood and oxygen to maintain muscle contraction
(metabolic) (A. McConnell, 2009). It has been suggested that the metabolic and circulatory costs
of high respiratory mechanical work during maximum VE levels can amount to 8-10% of VO2max
(maximum oxygen consumption) and cardiac output in untrained individuals and up to 14-16%
VO2max and cardiac output in highly trained individuals (Aaron et al., 1992; Harms, McClaran,
et al., 1998). It is further noted that, with studies on the distribution of blood flow, when the
respiratory muscles are loaded, vasoconstriction reflexes are produced which results in a decrease
in blood flow to the exercising limbs. Conversely, when the respiratory muscles are dismantled, a
state of increased blood flow (dilation) exists in the muscles of the legs that are exercising (Harms,
Wetter, et al., 1998). This change in limb blood flow suggests a competitive relationship between
the motor muscles and the respiratory muscles for limited cardiac output (Guenette & Sheel, 2007).
These findings may represent
68
the respiratory system's challenge to maintain airway patency in the face of maximum or near-
maximum workload, creating high VE demands, competition for available cardiac output with
limb muscles, and variation in respiratory muscle fatigue.
Research on the value of pre-workout warm-up uses only traditional training protocols and
methods [high-intensity interval (HIT), continuous low-intensity (CLI), and continuous high-
intensity (CHI)] as the warm-up mode (McKenzie et al., 1994; Reiff et al., 1989; Schnall &
Landau, 1980). Reiff et al. (1989) examined the effects of prolonged periods of exercise warm-up
in subjects with exercise-induced asthma (EIA) and found that CLI and CHI warm-up showed
benefits (protection from EIA) for their subjects. McKensie et al. (1994) examined the protective
effects of CLI warm-up and interval warm-up exercise (IW) on post-workout bronchoconstriction
in athletes with EIA and their findings showed the CLI protocol was significantly better than the
IW protocol, but the IW was still significantly better than the control group. Schnall et al. (1980)
examined the idea of bronchodilation produced by short periods of running (HIT) in subjects where
EIB occurred after a standard exercise test.
Their findings suggest that repeated and short-term use minimizes EIB and has a
bronchodilating effect on previous EIB. Their research also suggests that the data provide
evidence to support people with asthma coping better with repetitive, short-duration (HIT)
activity and warm-up periods may be beneficial in reducing the effects of longer exercise. The
study suggests the use of traditional training protocols as a pre-workout warm-up that provides
subjects with positive changes in their lung function and reduces EIB.
Another possible way to reduce the demands on the muscles of the respiratory system and
alter lung function is the use of pre-workout breathing warm-ups that involve non-traditional
training methods. Non-traditional methods will use breathing muscle exercises
69
device (inspirational and expiratory muscle method) to warm up the breathing muscles. Based on
this author's literature review, no studies have been examined on non-traditional warm-up
methods for pre-workout warm-up, but some studies have looked at the training effects of this
type of training protocol (Griffiths & McConnell, 2007; Singh et al., 2011; Weiner et al., 1992)
on lung function. Weiner et al. (1992) compared specific inspirational muscle training versus
sham training on inspirational muscle strength and endurance in an adult bronchial asthma
population. Observations of increased strength and endurance of inspirational muscles were found
as well as an increase in FVC (force vital capacity) and FEV₁ (volume of forced expiration in one
second) when compared to a sham control group with six months of training. Griffiths and
McConnell (2006) investigated the effects of four-week inspirational muscle and/or expiratory
muscle training and the subsequent effects of a combined six-week trial of inspirational and/or
expiratory muscle training on club-level rowers on rowing performance. The results showed an
increase in inspirational and expiratory muscle strength along with an increase in average strength
paddling performance. Singh et al. (2011) examined the effects of upper body endurance training
and conventional deep breathing exercises on lung function in male smokers. The results showed
an improvement in lung function (FEV₁ and FEV₁/FVC). The study shows the use of non-
traditional training methods is an effective way to improve lung function tests, inspirational and
expiratory muscle strength, and exercise performance.
Since traditional training methods used as pre-workout warm-ups show positive changes
in lung function and performance, one can conclude that non-traditional training methods used as
pre-workout warm-ups can show similar benefits. The concept of a non-traditional method used
as a pre-workout warm-up to improve the respiratory muscles
70
Lung function and exercise performance are new ideas and worth investigating. Thus, if warming
up the breathing can improve the mechanical advantage of the respiratory muscles before exercise,
the subject can reduce the need for oxygen and cardiac output during the initial stage of exercise.
If oxygen consumption and cardiac output requirements from the respiratory muscles may be
reduced during the early stages of exercise performance than might be expected to appreciate the
recovery benefits as well. Based on the results of the second trial in this study, the combination of
inspirational and expiratory respiratory warm-up conditions/(IEC from now on) showed better
results (PF was most intense and increased) compared to one of the other conditions studied by
inspiration (IC) and expiratory (EC) alone. Thus, the experiment was an expanded examination of
the effects of IEC (heating) on performance, respiratory rating of perceived exertion, and lung
function. The purpose of this study was to evaluate the impact of pre-exercise respiratory warm-
up using non-traditional methods (a combination of inspirational and expiratory muscle training
modalities) (IEC) on measures of lung function (FVC, FEV₁, FEF 25-75%, PF), performance time
(300-yard shuttle and 1.5-mile run) and perceived activity respiratory recovery rating (RPE). Thus,
it is hypothesized that the use of pre-exercise respiratory warm-up using non-traditional methods
(a combination of inspirational and expiratory muscle training modalities) will increase the size
of lung function (FVC, FEV₁, FEF 25-50%, PEF)
and improved performance (reduced completion time) achieved in the space shuttle for 300 yards
and a 1.5-mile run compared to controlled conditions (CC) (no warm-up). The secondary
hypothesis is that the subject's fitness status will not be associated with a decrease in performance
time and the subject will rate the perceived level of respiratory exertion (RPE point scale 1-10,
Appendix 1.D.) as lower during recovery from each run after warm-up breathing (IEC).
71
Method. All twenty male subjects aged 20 to 34 years (mean 24.3 years) completed four
study sessions (Table 2.3.1). In addition, two subjects started the session but were unable to
complete the entire study due to scheduling conflicts; Therefore, their data was not included in
this experiment. The research was conducted in a university-based kinesiology laboratory and
gymnasium with the subject population taken from student volunteers (comfort samples). Subject
inclusion is only male subjects while exemptions are based on the health status of volunteers from
the Physical Activity Readiness Questionnaire (ParQ) (individuals with asthma, smokers, and
others who may be at risk for sports treatment are excluded). Subjects are informed of the potential
risks and give written consent to participate before commencing the study. The study was
approved by the University's Institutional Review Board for the use of human subjects (see
Appendix).
Upon completion of informed approval, ParQ, and basic data (height, weight, percent body
obesity via bioelectrical impedance- Omron® HBF 306C, Omron, Corp., Schaumburg, IL)
(Lukaski dkk., 1986) to standardize the subjects, all subjects performed an initial series of resting
PFTs followed by randomly assigned (CC) resting (no heating) control conditions (CC) for five
minutes or respiratory warm-up for five minutes using the IEC warming protocol. Subjects were
instructed to perform the following warm-up of breathing: 1) Inhale deeply and vigorously to the
capacity of inspiration (IC) with a rapid flow on an incentive spirometer (an IS- device measures
the volume of inspiration while providing visual feedback on the high, medium, and low flow
generated); 2) Hold your breath (breath) for five seconds; 3) Exhale vigorously with a rapid flow
to residual volume (RV) through the Resistex® Mercury® Resistance Exercisers (RM) device
with variable expiratory resistive load settings (set at the highest 4 resistances) to the RV. After
five minutes of CC (no warm-up) or IEC (warm-up) is complete, the subject rests for five minutes
and then
72
did a 300-yard (50-yard each way) shuttle run (Cumming & Keynes, 1967) or a 1.5-mile run (a
running line for a consistent distance) (Larsen et al., 2002) for time in the gym [all subjects
completed CC (no warm-up) and IEC (warm-up) on different days for both runs]. Subjects are
allowed to do limited independent stretching before running. After completing the run, the subject
returned to the kinesiology laboratory for recovery testing starting with PF and RPE for every
minute for 15 minutes. At intervals of 5, 10, and 15 minutes, PFT data was collected.
During each assessment interval, the subject sat down and the nose was cut. The test sequence
takes four days (two days for CC and two days for IEC) to complete. All subjects completed two
300-yard shuttle runs (one with warm-up, one without) and two 1.5-mile runs (one with warm-up,
one without). Subjects were instructed and self-reported that they abstained from exercise,
caffeine, and alcohol for 24 hours and did not eat whole foods three hours before the test. Testing
sessions are spaced 24 hours apart. Fitness status was determined by predicting subjects' VO2max
from their best 1.5-mile run time (George et al., 1993; Larsen et al., 2002).
Table 2.3.1: Demographics for Experiments 3.
Gender
20 men
Age
24.2±9.8
Inches tall
68.1±5.1
Weight pounds
163.5±76.5
Body Mass Index
24.6±16.2
Body fat percentage
11.7±10.9
VO2max Estimate
44.9±14.9
Measurement of Lung Function. The spirometry measures used were forced vital
capacity (FVC), forced expiratory volume in one second (FEV₁), forced expiratory flow of 25-
75% (FEF 25-75%) and peak expiratory flow (PEF). All lung measurements were performed
with the Sensormedics Vmax® 29c Pulmonary Function Testing/Cardiopulmonary Exercise
Instrument. Instruments (flow and volume sensors) are calibrated daily after American Thoracic
73
S
S
M
B
C M
M
E
• Random Run (300-yard shuttle or 1.5-mile run).
• Each subject completed one 300-yard shuttle run with no warm-up (CC)
and one warm-up (IEC).
• Each subject completed one no-heat run (CC) and one warm-up (IEC) 1.5-mile
run.
RPE/PF
R
M
PFT
R
M
A
Figure 2.3.1: Flowchart of subjects, interventions, and analysis.
• Test t-samples paired from dependent variables (road performance time, RPE,
FVC, FEV₁, FEF 25-75%, and PEF to independent variables [condition: no
heating (CC) v. heating (IEC)].
• PFT recovery at 5, 10, and 15 minutes.
• RPE is immediately to be executed upon completion.
• RPE and PF 1 minute (continued every minute up to 15 minutes).
• Random sitting conditions for 5 minutes (CC=no heating, IEC=heating).
• Rest for 5 minutes both conditions.
• Rest assessments: Initial PFT (FVC, FEV₁, FEF 25-75%, PEF), RPE, and PF.
• Informed consent.
• Early Demographics (height, weight, BMI, body fatness, age, gender).
• Subjects were screened (ParQ) and enrolled in the study (n=22).
• 2 subjects could not be resolved (schedule conflict).
• Total study subjects were male (n=20).
74
Community accuracy standards (ATS) (MR Miller et al., 2005). The range of laboratory
atmospheres is as follows: 1) temperature 68-74°F, 2) relative humidity 60-70%, and 3) barometric
pressure 758-766 mmHg. Infection control is administered by instructing subjects to wash their
hands when entering the laboratory and each subject is given a sealed bag for an assigned
Microgard® Disposable Filter that is only used by them for each spirometry test. During all
measurements, subjects sit down, their noses are cut, and they are instructed on proper testing
techniques by experienced technicians. All testing criteria follow the ATS evaluation standard
(MR Miller et al., 2005).
Data Analysis. The dependent variables include performance time, RPE, FVC, FEV₁, FEF
25-75% and PEF and the independent variables are no-heating (CC) and heating (IEC) conditions.
After the experiment, paired sample t-tests were calculated to compare no heating (CC) and
heating (IEC) data. In addition, VO2max is plotted against the percentage increase for running
time. The criterion of statistical significance of correlation was set at p ≤ 0.05. All statistical tests
were conducted on SPSS version 21.0 (Chicago, IL, USA).
Result. There is a significant difference in the 300-yard shuttle run as shown in Figure
2.3.2 for direct post-run RPE between no warm-up (CC) (M= 8.65, SD=0.587) and warm-up
(IEC)(M=9.1, SD=0.718); t(19)=-2.269, p=0.035, two-minute recovery of RPE without
warm-up (CC) (M=6.15, SD=1.268) and warm-up (IEC) (M= 6.8, SD=1.508); t(19)=-3.115,
p=0.006, and the seven-minute RPE without heating (CC) (M= 3.5, SD=1.235) and heating (IEC)
(M=4.05, SD=1.356); t(19)=-2.463, p=0.024. No other paired samples showed significance for
RPE recovery in the 300-yard shuttle run as well as in Figure 2.3.3 for the 1.5-mile run. The data
in Figure 2.3.4 shows no relationship between VO2max and the percentage increase in
performance time for a 300-yard shuttle and a 1.5-mile run.
75
Figure 2.3.2: Average recovery RPE for a 300-yard shuttle run compares no warm-up (blue bar)
and warm-up (red bar) to standard deviation and significance at p ≤ 0.05*.
Figure 2.3.3: Average recovery RPE for a 1.5-mile run comparing no warm-up (blue bar) and
warm-up (red bar) to standard deviation and significance at p ≤ 0.05*.
Run 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15
Recovery Time in minutes
4
2
0
*
6
RPE
1-10
scale
*
8
*
10
12
Warming
No heating
300 yards Shuttle Run RPE vs. Recovery Average
Time
Average Recovery RPE 1.5 Mile vs. Time
No heating Warming
12
10
8
RPE
1-10 6
scale 4
2
0 Lari 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15
Recovery Time in minutes
76
Figure 2.3.4: VO2max plotted with a percentage increase for a 300-yard shuttle performance
time and a 1.5-mile run.
The comparison in Figure 2.3.5 shows no significant difference for no heating (CC) and
heating (IEC) for the subject's performance time in the space shuttle of 300 yards (seconds); In
contrast, Figure 2.3.6 for a 1.5 mile (minute) run shows the difference in significance from no
warm-up (CC) (M= 13,108, SD=2,194) and warm-up (IEC) (M=12,683, SD=1,855);
t(19)=2.160, p=0.044
for the subject's performance time.
Figure 2.3.5: Average performance time for a 300-yard shuttle run compares no warm-up
Relationship % Increase v. VO2max for 300 yard shuttle
run and 1.5 mile run
60
50
40
VO2maks
ml/kg/mnt
30
20
10
0
VO2max
Estimate
-15 -10 -5 0 5 10
% Increase
52 seconds
Time
Average Performance Time for a 300-Yard Shuttle
Run
57
56
55
54
53
51
50
49
48
47
No heating
Warming
Shuttle Run 300 yd
77
Figure 2.3.6: Average performance time for a 1.5-mile run comparing no-warm-up (blue bar)
and warm-up (red bar) to standard deviation and significance at p ≤ 0.05*.
Recovery lung function data for no warm-up (CC) compared to warm-up (IEC) for a
300-yard shuttle and a 1.5-mile run, are presented in Figures 2.3.7 and 2.3.8, with respect. There
was a difference in significance for FVC for no heating (CC) (M= 4.732, SD=0.626) and heating
(IEC) (M=4.607, SD=0.631); t(19)=3.197, p=0.005 and FEV₁ for no heating (CC) (M= 3.960,
SD=0.587) and heating (IEC) (M=3.860, SD=0.607); t(19)=3.050, p=0.007 for
The 300-yard shuttle runs at ten-minute intervals (Figure 2.3.7) and at FEV₁ for a 1.5-mile
(minute) run for no warm-up (CC) (M= 3.852, SD=0.556) and warm-up (IEC) (M=3,722,
SD=0.424); t(19)=2,160, p=0.017 at a ten-minute recovery interval (Figure 2.3.8). No other
paired samples of lung function values showed significance.
Discussion. This is the first known study to investigate the effects of respiratory warming
on respiratory recovery RPE, running performance time, and recovery lung function; therefore,
the purpose of this study was to evaluate the effects of respiratory warming using combined
inspiration/expiratory respiratory warming (IEC) on perceived exertion respiratory recovery
(RPE) ratings, performance time (300-yard shuttle and 1.5-mile run), and lung function
Average Performance Time for a 1.5 Mile
Run
18
16
14
12
10
8
6
4
2
0
*
Minut
e time
No heating
Warming
1.5 Mile Run
78
Figure 2.3.7: Mean recovery PFT values for a 300-yard shuttle run comparing no warm-up at 5
minutes (light blue bar), at 10 minutes (gray bar), at 15 minutes (dark blue bar), and warm-up at
5 minutes (orange bar), at 10 minutes (yellow bar), at 15 minutes (green bar), with a standard
deviation and significance at p ≤ 0.05*.
Figure 2.3.8: Average recovery PFT values for a 1.5-mile run comparing no warm-up at 5
minutes (light blue bar), at 10 minutes (gray bar), at 15 minutes (dark blue bar), and warm-up
at 5 minutes (orange bar), at 10 minutes (yellow bar), at 15 minutes (green bar), with standard
deviation and significance at p ≤ 0.05*.
Average Recovery PFT Value for 300 Yard Shuttle Run
12
10
8
Volume 6
*
*
4
2
No Heating 5m
Heating 5m
No heating 10m
10m No heating
15m
15m heating
0
FVC (L)
FEV₁ (L) FEF 25-75% PEF
(L/dtk)
(L/dtk)
Average Recovery PFT Value for a 1.5 Mile
Run
12
10
8
Volume 6
4
*
2
No Heating 5m
5m heating
No heating 10m
10m No heating
15m
15m heating
0
FVC (L)
FEV₁ (L) FEF 25-75% PEF
(L/dtk)
(L/s)
79
sizes (FVC, FEV₁, FEF 25-75%, and PEF). The secondary objective of the study was to determine
whether the improvement in the performance of the subjects was affected by their fitness status
(VO2max). Data presented on the RPE of running recovery between no warm-up (CC) and warm-
up (IEC) showed there was a significant difference for the 300-yard shuttle run at the immediate
post-run RPE, 2-minute recovery RPE interval, and 7-minute and no difference in significance
was shown for the 1.5-mile running recovery RPE for both conditions. Performance time in a 1.5-
mile run decreased by an average of 25 seconds (a 3.2% increase) with warm-up (IEC) compared
to no warm-up (CC). The suggested significant differences for FVC and FEV₁ at ten-minute
intervals for the 300-yard shuttle run and FEV₁ at ten-minute intervals for the 1.5-mile run are
inconsistent with the stated hypothesis; because it is believed that heating (IEC) will improve
lung function. The remaining pulmonary function values have no statistical significance.
The study showed no association between VO2max and a percentage increase in the performance
time of both runs.
Data on the RPE of the recovery of the run showed there were several time intervals
(immediate post-run, 2 and 7 minutes) with significant differences between no warm-up (CC) and
warm-up (IEC) for the 300-yard shuttle run but not the 1.5-mile run. This difference suggests that
warming (IEC) actually increases the RPE in recovery. This result was possible due to the
anaerobic nature of the run (300-yard inter-space) which overloaded the respiratory system to the
maximum for a short duration and was exacerbated by the perception of warmth (IEC) just five
minutes earlier.
In addition, individuals without a history of breathing difficulties, as seen in this population of
healthy young men, adjusted to the demands of metabolism so that they did not need the benefits
provided by the respiratory warm-up used in this study (Forster & Pan, 1988). As previously
reviewed, in healthy individuals, the dynamic capacity of inspiration and excitation The muscles
80
to produce forced may never limit VE's response to exercise (Guenette & Sheel, 2007), which is
a plausible explanation for the lack of improvement seen in both runs (300-yard and 1.5-mile
shuttles) of this population.
The study showed a significant 3.2% improvement in performance time in a 1.5-mile run
after warm-up breathing (IEC). As shown by de Bisschop et al. (1999) a similar improvement was
seen after the traditional warming protocol of their study in children with asthma. Children
increasing their distance by 5% showed improved performance.
Anecdotal observations in the study found subjects felt less breathing at the start of a 1.5-mile
run after warm-up (IEC); however, their recovery RPE did not change when compared to no
warm-up (CC). How this lower perception at the beginning of training contributes to improved
performance; And if so, in what way? Studies on fatigue time (performance) using respiratory
muscle loading and unloading showed that loading through resistive devices resulted in a
decrease in time to fatigue and unloading with PAV increased time to fatigue by an average of
±14-15% (Harms et al., 2000). These results suggest that the improved performance (time to
fatigue) effect can be explained by reduced perception of secondary dyspnea to reduced
respiratory muscle work (Miller et al., 2006).
Logically, warming up the respiratory system directly before sports performance should reduce
the perception of dyspnea, reduce the work of the respiratory muscles, and result in improved
performance. One possible mechanism of this process can be described as system priming as seen
in traditional heating modalities reviewed earlier by many authors.
It is theorized that respiratory heating (IEC) will improve lung function compared to no
heating (CC). These findings showed statistically significant reductions in FVC (2.7%) and FEV₁
(2.5%) at ten-minute intervals for the 300-yard and FEV₁ shuttle runs
81
(3.3%) at ten-minute intervals for 1.5 miles for warm-up. These results are similar to the study
produced by Coast et al. (1999) which showed the effect of the maximum exercise trial
(progressive maximum cycle ergometer test) on healthy subjects. A significant decrease in FVC
(7%) was observed immediately after the trial. The authors suggest the data suggest lung function
and respiratory muscle strength may be altered after exercise; However, it is important to note, the
data of this study should be viewed carefully as all significant values less than 130 ml were
considered in the repeatability standard (≤150 ml) for FVC and FEV₁ measures (M.R. Miller et
al., 2005).
To try to rule out fitness status (VO2max) as the limit of performance improvement in this
study, VO2max was plotted against changes in performance time. The data show a lack of
relationship between these variables.
Given the limitations in this study, the following improvements should be considered: The
subject population consisting of healthy young males with no prior breathing challenges showed
a lack of significant improvement in perceived breathing for the condition (CC and IEC) and both
running. Furthermore, the perception of these subjects about breathing during rest, activity, and
recovery may be less sensitive because they tend to recover rather quickly because they only
experience breathing challenges during high-intensity exercise. Second, the use of recovery PFT
measures to determine statistical differences in seemingly healthy young men after exercise may
not be sensitive enough to detect the immediate effects of respiratory warming. Use of breath-by-
breath analysis to track trends in total respiratory rate and tidal volume during exercise; as well as
the exercise flow volume loop, perhaps a more precise measuring tool. Conversely, the breathing
challenges created by changes in the structure of the respiratory system (mouth pieces, nose clips,
and total mouth breathing) may be able to disguise anything
82
positive changes caused by warming up the respiratory system. Finally, the possibility that the
number of subjects in this study could undermine statistical reliability can never be discarded.
A possible future study is to consider diverse populations of subjects, those with previous
respiratory challenges (asthmatics, chronic obstructive pulmonary disease, the elderly, and
congestive heart failure) who might benefit from the studied respiratory warming. Use a more
sensitive way to measure the variables being tested (breath-by-breath test as one of the possible
tools). And finally, attention should be paid to the evaluation of respiratory warm-up on more
specific modalities (i.e. swimming, cycling, skiing, and/or running 400 meters) need to be
considered.
Conclusion. In exploring new ways to improve performance during activities where
breathing can limit exercise, it is understood that warming up the respiratory system before
exercise can indeed improve performance. The findings from the study showed a 3.2%
improvement in performance time in a 1.5-mile run that incorporated warm-up treatments.
Although this increase may not be seen as a major modification, when one considers the
estimated respiratory costs on the system of up to 14-16% of VO2max and cardiac output in
highly trained individuals (Aaron et al., 1992; Harms, McClaran, et al., 1998) became clear that
any benefit could be appreciated. Miller et al. (2006) suggest that improved performance can be
explained by reduced perception of secondary dyspnea due to reduced respiratory muscle work.
The evidence presented in this study shows the benefit of warming up the respiratory system
directly before exercise performance; The mechanism can be explained by reduced perception
of dyspnea, reduced work of the respiratory muscles, thus resulting in an increase in
performance. Secondary mechanisms can be explained by priming
83
The respiratory system as seen in the traditional warming modality triggers the skeletal and
circulatory systems as previously reviewed by many authors.
2.4 Eksperimen 4
Introduction. Many exercise physiologists believe that the respiratory system has little or
no effect on limiting exercise performance in healthy individuals or athletes (A. McConnell,
2009), but the respiratory system faces some challenges during intensive exercise. One example
is the partial alveolar pressure regulation of oxygen and carbon dioxide achieved by a considerable
increase in alveolar minute ventilation (VE), often 20 times the resting value in humans. This
large increase in VE is achieved by the capacity of the respiratory muscles to not only produce
alveolar ventilation strength but also by limiting excessive physiological costs on the system
during exercise (Guenette & Sheel, 2007). Another example that challenges the respiratory system
to address is the ability of the bronchial airways (intra-thoracic) to maintain patency to allow for
the increased flow rate required during active expiry often seen in intense exercise. During high-
intensity exercise, the bronchial airways sometimes present significant limitations on expiratory
flow; therefore, it causes dynamic hyperinflation, increased work of respiratory muscles, and
limitation of VE (Forster et al., 2012).
An often overlooked ingredient for possible limitations of the respiratory system is how
the mechanical workings of breathing have sensory and metabolic impacts. Perceived breathing
work contributes to how hard the exercise feels (sensory) and the demands of the mechanical
work of breathing places on the circulatory system for blood and oxygen to maintain muscle
contraction (metabolic) (A. McConnell, 2009). It has been suggested that the metabolic and
circulatory costs of high mechanical respiratory work during maximum levels of VE can amount
to 8-10% of VO2max (maximum oxygen consumption) and cardiac output in
84
untrained individuals and up to 14-16% VO2max and cardiac output in highly trained individuals
(Aaron et al., 1992; Harms, McClaran, et al., 1998). It is further noted that, with studies on the
distribution of blood flow, when the respiratory muscles are loaded, vasoconstriction reflexes are
produced which results in a decrease in blood flow to the exercising limbs. Conversely, when the
respiratory muscles are dismantled, a state of increased blood flow (dilation) exists in the muscles
of the legs that are exercising (Harms, Wetter, et al., 1998). This change in limb blood flow
suggests a competitive relationship between the motor muscles and the respiratory muscles for
limited cardiac output (Guenette & Sheel, 2007). These findings may represent the respiratory
system's challenge to maintain airway patency in the face of maximum or near-maximum
workload, creating high VE demands, competition for available cardiac output with limb muscles,
and variation in respiratory muscle fatigue states.
Research on the value of pre-workout warm-up uses only traditional training protocols and
methods [high-intensity interval (HIT), continuous low-intensity (CLI), and continuous high-
intensity (CHI)] as the warm-up mode (McKenzie et al., 1994; Reiff et al., 1989; Schnall &
Landau, 1980). Reiff et al. (1989) examined the effects of prolonged periods of exercise warm-up
in subjects with exercise-induced asthma (EIA) and found that CLI and CHI warm-up showed
benefits (protection from EIA) for their subjects. McKensie et al. (1994) examined the protective
effects of CLI warm-up and interval warm-up exercise (IW) on post-workout bronchoconstriction
in athletes with EIA and their findings showed the CLI protocol was significantly better than the
IW protocol, but the IW was still significantly better than the control group. Schnall et al. (1980)
examined the idea of bronchodilation produced by short periods of running (HIT) in subjects where
EIB occurred after a standard exercise test.
Their findings suggest that repeated and short-term use minimizes EIB and has
85
bronchodilation effect on previous EIBs. Their research also suggests that the data provide
evidence to support people with asthma coping better with repetitive, short-duration (HIT)
activity and warm-up periods may be beneficial in reducing the effects of longer exercise. The
study suggests the use of traditional training protocols as a pre-workout warm-up that provides
subjects with positive changes in their lung function and reduces EIB.
Another possible way to reduce the demands on the muscles of the respiratory system and
alter lung function is the use of pre-workout breathing warm-ups that involve non-traditional
training methods. Non-traditional methods will use respiratory muscle training devices
(inspirational and expiratory muscle methods) to warm up the respiratory muscles. Based on this
author's literature review, no studies have been examined on non-traditional warm-up methods for
pre-workout warm-up, but some studies have looked at the training effects of this type of training
protocol (Griffiths & McConnell, 2007; Singh et al., 2011; Weiner et al., 1992) on lung function.
Weiner et al. (1992) compared specific inspirational muscle training versus sham training on
inspirational muscle strength and endurance in an adult bronchial asthma population.
Observations of increased strength and endurance of inspirational muscles were found as well as
an increase in FVC (force vital capacity) and FEV₁ (volume of forced expiration in one second)
when compared to a sham control group with six months of training. Griffiths and McConnell
(2006) investigated the effects of four-week inspirational muscle and/or expiratory muscle
training and the subsequent effects of a combined six-week trial of inspirational and/or expiratory
muscle training on club-level rowers on rowing performance. The results showed an increase in
inspirational and expiratory muscle strength along with an increase in average strength paddling
performance. Singh et al. (2011) examined the effects of upper body resistance training and
breathing exercises in conventional
86
on lung function in male smokers. The results showed an improvement in lung function (FEV₁
and FEV₁/FVC). The study shows the use of non-traditional training methods is an effective way
to improve lung function tests, inspirational and expiratory muscle strength, and exercise
performance.
Since traditional training methods used as pre-workout warm-ups show positive changes
in lung function and performance, one can conclude that non-traditional training methods used as
pre-workout warm-ups can show similar benefits. The concept of a non-traditional method used
as a pre-workout warm-up for respiratory muscles to improve lung function and exercise
performance is a novel idea and worthy of investigation. Thus, if warming up the breathing can
improve the mechanical advantage of the respiratory muscles before exercise, the subject can
reduce the need for oxygen and cardiac output during the initial stage of exercise. If oxygen
consumption and cardiac output requirements from the respiratory muscles may be reduced
during the early stages of exercise performance than might be expected to appreciate the recovery
benefits as well. Based on the results of the second trial in this study, the combination of
inspirational and expiratory respiratory conditions (IEC from now on) showed better results
compared to one of the other conditions studied by inspiration (IC) and expiratory (EC) alone.
Thus, the experiment was an expanded examination of the effects of IEC (heating) on
performance, respiratory rating of perceived exertion, and lung function. The purpose of this study
was to evaluate the impact of pre-exercise respiratory warm-up using non-traditional methods (a
combination of inspirational and expiratory muscle training modalities) on measures of lung
function (FVC, FEV₁, FEF 25-75% PEF), performance time (300-yard shuttle and 1.5-mile run)
and perceived exertion (RPE) respiratory recovery rating in asthma subjects. Thus, it is
hypothesized that the use of pre-exercise respiratory warm-up (IEC) using non-
87
traditional methods (a combination of inspirational and expiratory muscle training modalities) in
subjects with asthma will increase the size of lung function (FVC, FEV₁, FEF 25-75%, PEF)
and improved performance (reduced completion time) achieved in the 300-yard space shuttle
and 1.5-mile run compared to control conditions (no warm-up). The secondary hypothesis is that
the subject's fitness status will not be associated with a decrease in performance time and subjects
with asthma will rate the perceived level of respiratory exertion (RPE point scale 1-10, Appendix
1.D.) lower during recovery from each run after respiratory warm-up.
Method. Five subjects (1 male and 4 female) with diagnosed Asthma and prescribed recue
medication aged 18 to 24 years (mean 20.8 years) (Table 2.4.1) completed four study sessions. In
addition, one subject was enrolled but never completed any session due to injury and the second
subject was initially screened but could not start because he never received a prescription for
recue medication; therefore their data was not included in this experiment. Based on the results
of the second trial in this study, the combination of inspirational and expiratory respiratory warm-
up conditions/(IEC from now on) showed better results (PF was most intense and increased)
compared to one of the other conditions studied by inspiration (IC) and expiratory (EC) alone.
Thus, this experiment is an expanded examination of the effects of IEC (heating) on performance,
perceived breathing, and lung function. The study was conducted in a university-based
kinesiology and gymnasium laboratory with a population of subjects drawn from university
athletic program volunteers and student volunteers (comfort samples). Subjects were excluded
based on health status from the Physical Activity Readiness Questionnaire (ParQ) (smokers,
pregnant women, and others who may be at risk for sports treatment were excluded). Subjects are
informed of the potential risks and give their written consent to participate before commencing
the study and are encouraged to take
88
all medications were prescribed consistently during the study. The study was approved by the
University's Institutional Review Board for the use of human subjects (see Appendix).
Table 2.4.1: Demographics for Experiments 4.
Gender
1 male and 4 females
Age
20.8±3.2
Inches tall
65.1±6.9
Weight pounds
142.2±27.8
Body Mass Index
23.5±4.9
Body fat percentage
19.0±14.7
VO2max Estimate
43.0±12.0
Upon completion of informed approval, ParQ, and basic data (height, weight, percent body
obesity via bioelectrical impedance- Omron® HBF 306C, Omron, Corp., Schaumburg, IL)
(Lukaski dkk., 1986) for subject standardization, all subjects performed a series of initial PFT (pre-
treatment) breaks followed by self-administration of prescribed inhaler recue (albuterol sulfate x
two puffs/induction for all subjects). Subjects waited for five minutes and performed a second
series of PFT (post-treatment) followed by a randomly assigned (CC) resting (no-heating) control
condition (CC) for five minutes or an IEC warm-up protocol for five minutes. Subjects are
instructed to perform respiratory warm-up as follows: 1) Inhale deeply and strongly to the capacity
of inspiration (IC) at a rapid flow on an incentive spirometer (an IS- device measures the volume
of inspiration while providing visual feedback on the high, medium, and low flow generated); 2)
Hold your breath (breath) for five seconds; 3) Exhale vigorously with a rapid flow to residual
volume (RV) through the Resistex® Mercury® Resistance Exercisers (RM) device with variable
expiratory resistive load settings (set at the highest 4 resistances) to the RV. After five minutes
without warm-up (CC) and warm-up (IEC) are complete, the subject rests for five minutes and
then performs a 300-yard (50-yard (50-yard in each direction) shuttle run (Cumming & Keynes,
1967) or a 1.5-mile run (a running line for a consistent distance) (Larsen dkk., 2002) for time in
the gym [subjects complete both running and without warm-up (CC) and warm-up (IEC)].
89
S
S
I
M
• Rest assessments: Initial PFT (FVC, FEV₁, FEF 25-75%, PEF), RPE, and PF.
• Self-administered rescue inhalers (albuterol sulfate x two inhales/inhales for
all subjects).
• PFT of the drug was posted five minutes (FVC, FEV₁, FEF 25-75%, PEF).
M
C
M
E
•
Random Run (300-yard shuttle or 1.5-mile run).
• Each subject completed one 300-yard shuttle run with no warm-up (CC) and one
warm-up (IEC).
• Each subject completed one no-heat run (CC) and one warm-up (IEC) 1.5-mile
run.
• Random sitting conditions for 5 minutes (CC=no heating, IEC=heating).
• Rest for 5 minutes both conditions.
• Informed consent.
• Early Demographics (height, weight, BMI, body fatness, age, gender).
• Subjects were screened (ParQ) and enrolled in the study (n=7).
• 2 subjects are unable to complete (injuries and cannot get a rescue inhaler).
• Total asthma study subjects (n=5).
• Test t-samples paired from dependent variables (road performance time, RPE,
FVC, FEV₁, FEF 25-75%, and PEF to independent variables [condition: no
heating (CC) v. heating (IEC)].
• PFT recovery at 5, 10, and 15 minutes.
• RPE is immediately to be executed upon completion.
• RPE and PF 1 minute (continued every minute up to 15 minutes).
90
Subjects were allowed limited self-stretching before running and had access to a rescue inhaler
during the study session. After completing the run, the subject returned to the kinesiology
laboratory for recovery testing starting with PF and RPE for every minute for 15 minutes. At
intervals of 5, 10, and 15 minutes, PFT data was collected. During each assessment interval,
subjects sit and have their noses cut off. The test sequence takes four days (two days for CC and
two days for IEC) to complete. All subjects completed two 300-yard shuttle runs (one with warm-
up, one without) and two 1.5-mile runs (one with warm-up, one without). Subjects were instructed
and self-reported that they abstained from exercise, caffeine, and alcohol for 24 hours and did not
eat whole foods three hours before the test. 24-hour split testing sessions. Fitness status was
determined by predicting subjects' VO2max from their best 1.5-mile run time (George et al., 1993;
Larsen et al., 2002).
Measurement of Lung Function. The spirometry measures used are forced vital capacity
(FVC), forced expiratory volume in one second (FEV₁), forced expiratory flow of 25-75% (FEF
25-75%) and peak expiratory flow (PEF). All lung measurements were performed with the
Sensormedics Vmax® 29c Pulmonary Function Testing/Cardiopulmonary Exercise Instrument.
The instruments (flow and volume sensors) are calibrated daily following the accuracy standards
of the American Thoracic Society (ATS) (M.R. Miller et al., 2005). The range of laboratory
atmospheres is as follows: 1) temperature 68-74°F, 2) relative humidity 60-70%, and 3) barometric
pressure 758-766 mmHg. Infection control is administered by instructing subjects to wash their
hands when entering the laboratory and each subject is given a sealed bag for an assigned
Microgard® Disposable Filter that is only used by them for each spirometry test. During all
measurements, the subject sits, their nose is cut, and they are instructed correctly
91
testing techniques by experienced technicians. All testing criteria follow the ATS evaluation
standard (MR Miller et al., 2005).
Data Analysis. The dependent variables include performance time, RPE, FVC, FEV₁, FEF
25-75% and PEF and the independent variables are no-heating (CC) and heating (IEC) conditions.
After the experiment, paired sample t-tests were calculated to compare no heating (CC) and
heating (IEC). In addition, VO2max is plotted against the percentage increase. The criterion of
statistical significance of correlation was set at p ≤ 0.05. All statistical tests were conducted on
SPSS version 21.0 (Chicago, IL, USA).
Result. There was no significant difference in the 300-yard shuttle or 1.5-mile run for RPE
recovery for both conditions [no warm-up (CC) v. warm-up (IEC)] as shown in Figure
2.4.2 and Figure 2.4.3, with respect. However, the graph in Figure 2.4.3 shows all the values of
the recovery RPE for heating (IEC) less than the values for no heating (CC) for
Run 1.5 miles. The data in Figure 2.4.4 shows no relationship between VO2max and percentage
improvement in performance for a 300-yard space shuttle and a 1.5-mile run.
A comparison for no warm-up (CC) and warm-up (IEC) for the subject's performance time
in the space shuttle of 300 yards (seconds) in Figure 2.4.5 and the 1.5-mile (minute) run in Figure
2.4.6 shows no significant difference for runs and conditions (CC and IEC).
Recovery pulmonary function data for no warm-up (CC) compared to warm-up (IEC) for a 300-
yard shuttle and a 1.5-mile run, are presented in Table 2.4.7 and Table 2.4.8, with respect. There
was a significant difference between FEV₁ at the five-minute FEV₁ recovery interval for no
heating (CC) (M= 3.312, SD=0.513) and heating (IEC) (M=3.428, SD=0.549); t(4) = -
3,833, p=0.019 for a 1.5-mile run (Table 2.4.7). No other paired lung samples
92
Figure 2.4.2: Average recovery RPE for a 300-yard shuttle run comparing no warm-up (blue bar)
and warm-up (red bar) with standard deviation and significance at p ≤ 0.05*.
300 yards Shuttle Run RPE vs. Recovery Average
Time
No heating Warming
RPE
1-10
scale
10
9
8
7
6
5
4
3
2
1
0
Lari 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15
Recovery Time in minutes
Average Recovery RPE 1.5 Mile vs. Time
No heating Warming
RPE
1-10
scale
10
9
8
7
6
5
4
3
2
1
0
Lari 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15
Recovery Time in minutes
93
Figure 2.4.3: Average recovery RPE for a 1.5-mile run comparing no warm-up (blue bar) and
warm-up (red bar) to standard deviation and significance at p ≤ 0.05*.
Figure 2.4.4: VO2max plotted with a percentage increase for a 300-yard shuttle performance
time and a 1.5-mile run.
Relationship % Increase v. VO2max for 300 yard shuttle run and
1.5 mile run
60
50
40
VO2max
ml/kg/mnt
30
VO2max
Estimate
20
10
-4.00% -2.00%
0
0.00%
2.00%
4.00%
6.00%
% Increase
Average Performance Time for a 300-Yard Shuttle
Run
80
70
60
50
Time
Second
40
30
No heating
Warming
20
10
0
Shuttle Run 300 yd
94
Figure 2.4.5: Average performance time for a 300-yard shuttle run compares no warm-up
(blue bar) and warm-up (red bar) to standard deviation and significance at p ≤ 0.05*.
Figure 2.4.6: Average performance time for a 1.5-mile run comparing no warm-up (blue bar)
and warm-up (red bar) to standard deviation and significance at p ≤ 0.05*.
The function value indicates the significance for the recovery time interval or the pulmonary
function value for both runs.
Discussion. This is the first known study to investigate the effects of respiratory warming
on RPE recovery for breathing, running performance time, and recovery lung function in
subjects with asthma; therefore the purpose of this study was to evaluate the effect of respiratory
warming (IEC) on respiratory recovery rating, perceived activity (RPE), performance time
(300-yard shuttle and 1.5-mile run), and measures of lung function (FVC, FEV₁, FEF 25-
50%, and PEF) in subjects with asthma. The secondary objective of the study was to
determine whether the subjects' performance time improvement was affected by their fitness
status (VO2max). Data on recovery RPE running between no heating (CC) and heating (IEC)
shows no
Average Performance Time for a 1.5 Mile
Run
Minut
es Time
20
18
16
14
12
10
8
6
4
2
0
No heating
Warming
1.5 Mile Run
95
Figure 2.3.7: The average for recovery PFT values for a 300-yard shuttle run compares no
warm-up at 5 minutes (light blue bar), at 10 minutes (gray bar), at 15 minutes (dark blue bar),
and warm-up at 5 minutes (orange bar), at 10 minutes (yellow bar), at 15 min (green bar), with
standard deviation and significance at p ≤ 0.05*.
Figure 2.4.8: Mean recovery PFT values for a 1.5-mile run comparing no warm-up at 5
minutes (light blue bar), at 10 minutes (gray bar), at 15 minutes (dark blue bar), and warm-up
at 5 minutes (orange bar), at 10 minutes (yellow bar), at 15 minutes (green bar), with a
standard deviation and significance at p ≤ 0.05*.
Average Recovery PFT Value for 300 Yard Shuttle Run
12
10
8
Volume 6
4
2
No Heating 5m
Heating 5m
No heating 10m
10m No heating
15m
15m heating
0
FVC (L) FEV₁ (L) FEF 25-75% PEF (L / s)
(L/dtk)
Average Recovery PFT Value for a 1.5 Mile
Run
12
10
8
Volume 6
4
*
2
No Heating 5m
Heating 5m
No heating 10m
10m No heating
15m
15m heating
0
FVC (L) FEV₁ (L) FEF 25-75% PEF (L / s)
(L/s)
96
difference in significance for both runs. However, the graph (Figure 2.4.3) for no warm-up (CC)
and warm-up (IEC) of a 1.5-mile run shows lower recovery RPE values for all post-warm-up
intervals (IEC). There was no statistical difference in performance time as it was related to both
conditions (CC v. IEC) and both runs. There was a significant difference shown for FEV₁ at five-
minute intervals for a 1.5-mile run consistent with the hypothesis stated; Because it is believed
that respiratory warming will improve lung function. The remaining lung function values had no
statistical significance for asthma subjects. The study showed no association between the subjects'
VO2max and the percentage improvement in the performance of both runs.
Data on the RPE of running recovery between no warm-up (CC) and warm-up (IEC)
showed no significant difference for the two runs; Therefore, it is possible that these asthmatic
subjects will rate their perceived breathing higher due to the anaerobic nature of running (300-
yard shuttle) which overloads the respiratory system to the maximum in a short period of time
exacerbated by the perception of warm-up just five minutes before. Anecdotally, it was the
researcher's observation that asthma subjects had a sense of perceived breathing and often their
RPE to breathe at the beginning of the test session was above that seen of the subjects (healthy
young men) studied in the third experiment of the study. As a result, asthma subjects seem to be
more sensitive to their perception of breathing during rest, activity, and recovery because most
experience breathing challenges on a daily basis and with any exercise. What's more, there may
be hope that the asthmatic person's breathing will recover more slowly; hence, the respiratory
warm-up value (IEC) as suggested by the lower recovery RPE interval for a 1.5-mile run after
that warm-up. This type of outcome can be seen as warming up is indeed beneficial for the subject
of respiratory perception during recovery.
97
There was no significant difference in performance time between no warm-up (CC) and
warm-up (IEC) for both runs, which could be attributed to a small sample of subjects tested (n=5).
However, research by Schnall et al. (1980) and Mickleborough et al. (2007) studied a small
number of subjects, (n = 6 and n = 8, with respect) and suggested statistical significance in their
procedures and protocols. Thus, it is believed that a larger sample size will strengthen the statistical
analysis and strength of this study. Likewise, the subject population consisted of one non-athlete
(apparently a healthy young woman) and four young athletes in three collegiate sports (one men's
cross country, two female softball players, and a female soccer player). The distribution of data
points seen in Figure 2.4.4 shows a lack of association between performance improvement and
fitness status (VO2max). The inability to show fitness level to be the limit for this performance
improvement could be due to the fact that most of these asthmatic subjects are well-conditioned
athletes, which would mask the differences that would be manifested by a more different
population.
Recovery pulmonary function data showed there was a significant difference for FEV₁ at
five-minute intervals for a 1.5-mile run without warm-up (CC) compared to warm-up (IEC). In
connection with this study, heating resulted in a higher FEV₁ (3.4%) which agrees with the
hypothesis that heating will improve lung function, similar to Mickleborough et al. (2007) who
investigated the high-intensity interval (WU) heating protocol and combined drug dosage with
albuterol sulfate (IH) of the appropriate treatment subjects used in this study.
Their results showed that IH and WU+IH interventions produced significant bronchodilation with
the maximum percentage of mean change in post-workout FEV₁ after IH and WU+IH, both
showing an increase of +8.9% and +15.2%, with respect. However, the findings of this study
should be viewed with caution because its significance value is less than
98
120 ml which is within the repeatability standard (≤150 ml) for FEV₁ values (MR Miller et al.,
2005). The results of this study show that statistical significance is not always related to practical
significance.
Considering the limitations in this study, the following should be pondered: Anecdotally,
the majority of these subjects (athletes) stated the cold (68-74°F) of the gym area (where the run
takes place) was difficult to breathe compared to their natural sports environment (outdoors).
Considering the effects of exercise on the airway, it is conceivable that the subject may experience
dehydration of the airway surface, leading to an increase in airway osmolarity. This increase in
osmolarity creates inflammation, therefore releasing the mediators prostaglandins, leukotrien, and
histamine from mast cells that cause bronchoconstriction (Anderson & Holzer, 2000). However,
these subjects did not suffer from the severe dehydration just described, the results of which are
worth mentioning that all of the subjects described participated in outdoor sports in Louisiana,
(high humidity and high temperatures) and may have felt their activity differently if tested
outdoors. Second, the PFT measures used to determine significant differences in seemingly healthy
young asthma sufferers may not be sensitive enough to detect the effects of respiratory warming
(IEC). The use of breath-by-breath analysis to track trends in total respiratory rate and tidal volume
during exercise as well as exercise flow volume loops may be a more appropriate measurement
tool. In addition, breathing challenges due to structural changes in the respiratory system (mouth
part, nasal clip, and total mouth breathing) may be able to disguise changes caused by the warming
of the respiratory system. Therefore, asthma subjects may be more sensitive to these types of
structural changes in the respiratory system. The goal of this researcher is not to alter the
respiratory system
99
structure, to build a naturally occurring run to promote real-life training situations.
An area for future studies is to consider diverse populations of subjects, for example,
individuals who have had breathing difficulties before (further studies of people with asthma,
chronic obstructive pulmonary disease, the elderly, and congestive heart failure) who may benefit
from the studied warming of breathing (IEC). A possible consideration is to use a more sensitive
way to measure the variables being tested (breath-by-breath test as one possible tool). In addition,
exposure to natural environmental conditions should be considered to fit the subject's activity
profile. And finally, consideration should be made to evaluate respiratory warm-up on more
specific modalities (i.e. swimming, cycling, skiing, and/or running 400 meters).
Conclusion. In exploring new ways to improve performance during activities where
breathing can limit exercise, it is understood that warming up the respiratory system before
exercise can indeed improve performance for seemingly healthy individuals and people with
asthma. The study showed that after warming up breathing, asthma subjects had lower perceived
breathing during recovery after a 1.5-mile performance run. In addition, although there is no
statistical significance, these observations support the belief that warming up the breathing will be
beneficial for asthma subjects. Miller et al. (2006) suggest that improved performance can be
explained by reduced perception of secondary dyspnea due to reduced work of the respiratory
muscles. With this idea, it makes sense that warming up the respiratory system directly before
exercise performance would reduce the perception of dyspnea, reduce the work of the respiratory
muscles, and thus, result in improved exercise performance in people with asthma. This
mechanism can be described as system priming as seen in traditional heating modalities reviewed
earlier by many authors. This is the population
100
It already increases the sensitivity of their perception of breathing during rest, activity, and
recovery because most people with asthma experience breathing challenges on a daily basis and
with any exercise. Therefore, the importance of respiratory warming for asthma sufferers cannot
be reduced.
101
CHAPTER 3. CONCLUSION
The results of the current study suggest respiratory warming before exercise performance
may be beneficial in healthy young men and asthma subjects (men and women).
In addition, the main goal of this study is to find new ways to improve performance during
activities where breathing can limit exercise; Therefore, it is understood that warming up the
respiratory system before exercising can indeed improve the exercise performance of healthy
individuals and asthmatics.
The third trial of the study showed a 3.2% improvement in aerobic performance when
healthy male subjects warmed up their breaths prior to their performance. With an estimated
respiratory cost on the body's metabolic system up to 14-16% of VO2max and cardiac output in
highly trained individuals (Aaron et al., 1992; Harms, McClaran, et al., 1998), a 3.2% increase in
performance is a realistic result of respiratory warming. As suggested by Miller et al. (2006),
improved performance can be explained by reduced perception of secondary dyspnea due to
reduced respiratory muscle work. Most subjects stated that they found breathing easier during the
early stages of a 1.5-mile run. Therefore, it can be made the case that doing respiratory warm-ups
before exercise performance can reduce the perception of dyspnea, reduce the work of the
respiratory muscles, and thus, result in an improvement in exercise performance. Traditional
warm-up protocols prepare the skeletal muscles and cardiovascular system for future workout
performances; Therefore, it can be seen that this type of respiratory warming also prepares the
respiratory muscles in the same way as preparing the system for optimal performance.
The results in the fourth trial of this study seem to be supported by the implication of Miller
et al. (2006) that improved performance can be explained by reduced dyspnea
102
Secondary perception for reduced work of the respiratory muscles. The graphical results showed
that when asthmatics used respiratory warm-up before aerobic performance runs, they experienced
lower perceived breathing during recovery, although no performance improvement was noted with
respiratory warm-ups, they seemed to recover faster. In this study population, there was already
an increase in sensitivity to breathing during rest, activity, and recovery, as these individuals often
rated their resting and exercise RPEs higher than healthy young men tested in the study's third
trial. Thus, it makes sense that warming up the respiratory system directly before sports
performance can reduce the perception of dyspnea, reduce the work of the respiratory muscles,
and result in improved exercise performance. As concluded with healthy young men and the use
of traditional warm-ups, as previously studied and reviewed, preparing the system before
performance results in benefits related to sports performance outcomes; Therefore, the importance
of the results of this experiment in asthma patients should not be overlooked.
The scientific literature on this topic does not exist, as many sports physiologists believe
that the respiratory system has little or no effect on limiting sports performance in healthy
individuals or athletes (A. McConnell, 2009). I suggest this view is inaccurate because the partial
alveolar pressure regulation of oxygen (O2) and carbon dioxide is achieved by a considerable
increase in alveolar ventilation, minute ventilation (VE), often 20 times the resting value in
humans. This respiratory system challenge is simply met by the capacity of the respiratory muscles
to not only generate force for alveolar ventilation but also limit the excessive physiological cost
on the system during exercise (Guenette & Sheel, 2007). This is supported by research that shows
an estimated respiratory cost on the body's metabolic system of up to 14-16% of VO2max and
cardiac output in highly trained individuals (Aaron et al., 1992; Harm
103
McClaran, et al., 1998). So, is it possible to reduce the physiological cost of breathing during
exercise performance and if so, how can such a decrease be achieved?
After conducting this study, it was suggested that respiratory warm-up use the perception
of reduced breathing during and after exercise; Thus, reducing the physiological cost of breathing
as seen in both subject populations. The mechanism suggested in healthy young men is reflected
in the statements of those who consider breathing easier during the early stages of aerobic running,
which ultimately results in an increase in the recommended exercise performance. Subjects with
asthma appreciated their benefits during recovery from aerobic running, with reduced perception
of breathing after warming up breathing, although they did not see an improvement in
performance, they seemed to recover faster.
The clinical significance of faster recovery and reduced respiratory perception from
respiratory warming can reach far for individuals with breathing challenges with daily activities
such as chronic obstructive pulmonary disease (COPD) and congestive heart failure (CHF)
patients. These people are often unable to meet the metabolic demands of daily activities or
exercise as are done in pulmonary/cardiac rehabilitation due to high respiratory work and
significant deconditioning. If respiratory warming can help this population recover faster and
experience a decrease in dyspnea perception, they should be able to exercise longer with fewer
disruptions to rehabilitation exercises, consequently improving exercise training and conditioning
efficiency. Therefore, future investigations using respiratory warming should study this population
as well as conditioned elderly. In addition, explore more sensitive ways to measure the variables
being tested (breath-by-breath testing as one possible tool) during performance and recovery to
improve data collection. In athletic populations, the investigation should consider conditions that
are appropriate to the natural performance of the subject
104
environment, and finally, the evaluation of respiratory warm-up on more specific performance
modalities (i.e. swimming, cycling, skiing, and/or 400-meter run), as well as recovery from the
show.
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