Interventions Human Service Professionals
Provide to Prevent Human Trafficking
Chapter 1: Introduction to the Study
Introduction
The tradition of human slavery in America is not a new topic. Many would
account the beginning of America’s slavery to the arrival of enslaved Africans in 1619,
captured salves arrived in North America as early as the 1500s (Harasymiw, 2022).
Passed in 1865, the 13th amendment abolished slavery (Harasymjw, 2022); slavery,
however, continues to date. Human trafficking constitutes a contemporary form of
slavery. Modern enslavement, or human trafficking, constitutes as offenses against
human rights, encompassing the exploitation of individuals (Wright et al., 2021). The act
of human trafficking is labeled a global crisis and a crime against humanity (Talbot &
Suzuki, 2021). Human trafficking exists across the world and impacts people through no
boundaries of race, religions, or backgrounds. Opportunities arise through activities like
moving through transfer, harboring, receiving of individuals or recruitment achieved
through deceptive influence, all with the intention of exploiting them for financial gain.
Internationally recognized, majority of trafficking victims are primarily subjected to
exploitation for the purpose of sexual exploitation (UNODC, 2020); therefore
traditionally, the term trafficking is often associated with sexual exploitation of women
and girls. Human trafficking, however, also consists of forced prostitution, servitude,
forced or compulsory labor, forced marriage, begging under exploitative and coercive
conditions, organ removal, baby selling of babies, illicit adoption, and combinations of
criminal activity and exploitation (Frank, 2022). Trafficking cases are diverse and
complex with human service professionals continuing to struggle to identify and disrupt
human trafficking networkers across the United States.
The impact of human trafficking is seen across varies populations. Amongst those
most affected by all forms of human trafficking are lower income persons and families
(UNODC, 2020). Traffickers prey upon the marginalized and impoverished. Cases
reviewed by United Nations Office on Drugs and Crime (UNODC) 2018 global report
found that at least half of the victims targeted were due to their economic needs
(UNODC, 2020). Vulnerability is high for undocumented migrants and people in need of
employment. Victims of human trafficking predominately consist of women and children.
The 2018 global report indicates that for every 10 victims, approximately five adults were
women, and two were young girls (UNODC, 2020). There is an understanding that
traffickers often manipulate, force violence, and use coercion, often accompanied by
promises of a better life (Wretman et al., 2021). Human trafficking continues to be
perpetuated throughout society. Therefore, to begin the process of ever eradicating human
trafficking, the networks to support survivors must be identified and disrupt the
manifestation of trafficking throughout each community.
This chapter includes an overview of the background of the problem, problem
statement, the purpose of this study, research question, theoretical framework, the nature
of the study, definition of relevant terms, assumptions, delimitations, limitations,
significance of study, and a summary.
Background
The movement to stop modern human trafficking has confronted many
challenges, and one that is significant is that the crime is hidden. Although found in every
country, trafficking remains a hidden crime, with perpetrators often operating on the
internet and under the criminality side of the economy (UNODC, 2020). A common
misconception is that the United States does not experience an issue with human
trafficking. However, the United States is ranked one of the highest in sex trafficking
(UNODC,2020). According to the United States human trafficking hotline 2019 Data
Report, from December 2007 through December 2019, a total of 63,380 situations of
human trafficking, including sex trafficking and labor trafficking, was identified (Polaris
Project, 2020). Given the hidden nature of trafficking, these numbers are also not entirely
accurate as statistics represent documented cases.
Instances of human trafficking vary widely and involve complex situations. Cases
can lack sufficient detail to easily pinpoint methods of control, victim profiles, or
trafficker profiles. However, of those cases that service providers are aware of, there is a
clear link to the experience of many behavioral and mental health disorders. Victims of
human trafficking tackle issues such as post-traumatic stress, suicidal ideation, physical
conditions, and anxiety disorders (Burt, 2018). Even the victims known to services
experience extreme trauma experiences compounded by stigma and the feeling of shame
(Powell et al., 2018). Services that are provided are often serving multiple traumatized
population and further evaluation is needed to ensure quality of care is standard and
appropriate for human trafficking victims specifically.
This research will focus on the interventions used by human professionals
operating as directors, managers, or program directors to prevent human trafficking of
sexual exploitation also known as sex trafficking. Researchers have shown that more
literature is needed to explore how interventions could be developed to help human
services professionals within anti-trafficking better response to human trafficking
(Koegler et al., 2021). Without a change, human trafficking will continue to be a systemic
issue throughout society. Understanding the breadth of services needed and the efforts to
improve the outcome for victims will further help professionals reduce disparities and
improve quality of life.
Problem Statement
Understanding the preventative measures to human trafficking is essential to
decreasing the effects of the crime on victims. Challenges faced by human service
professionals to support human trafficking victims include streamlining services and
working more collaboratively with stakeholders and systems (Powell et al., 2018).
Victims of human trafficking often need services addressing basic needs including
physical health, trauma-focused therapy, empowering environment, and promoting skills
development. However, human services professionals note that these services are not
always easily accessible (Koegler et al., 2021), and even when they are available, the
service quality is not at the needed intensity level to make a significant impact for the
victim. Duncan and DeHart (2019) noted that the needs of victims are complex,
extensive, and deeply ingrained; therefore, long-term approaches are critical for
treatment. Service providers also express concerns that the lack of service coordination
restricts response to victims (Williamson et al., 2020). In addition, these service
provisions can be fragmented, with high rates of lost contact and disengagement with
victims and workers who lack knowledge of trafficking and trauma-informed care
(Recknor et al., 2019). Hurst (2021) explained that some survivors found difficulties
quickly building a trusting alliance or repour with professionals because of negative
interactions between them and the helping professional. Lack of knowledge and training
in identifying human trafficked victims also showed ineffectiveness in preventing future
harm to youth involved in sexually exploitive relationships (Hurst, 2021). This lack of
training further expands into first responders' inability to not only identify the hidden
nature of sexual exploitation and hinder appropriate care to victims (Hurst, 2021) but to
move away from criminalizing youth involved in the sex trades. Efforts such as this is the
shift needed toward reforming systems to respond to victims affected by the crime of
human trafficking.
International and national efforts have been put in place to prevent human
trafficking. In 2000, United Nations Protocol to Prevent, Suppress and Punish Trafficking
in Persons, Especially Women and Children was created (Victims of Trafficking and
Violence Protection Act, 2020). Also in 2000, U.S. Trafficking Victims Protection Act
(TVPA) was established as well as the Palermo Protocol (Victims of Trafficking and
Violence Protection Act, 2020). These legal instruments help support and identify victims
and create strategies to protect the individuals at risk. In the content of the law, law
enforcement initiatives and campaigns to raise awareness are reasonable prevention
strategies for human trafficking (Bonilla & Mo, 2019). Historically, a legal strategy
approach has been implemented as the primary action for managing human trafficking
(Donohue-Dioh et al., 2020). Laws are necessary to facilitate social change, demand
order, and provide protection for victims; however, laws created a little over 20 years ago
for a century old global crisis may not capture the practical context of the preventive
measures needed towards sex trafficking.
For the purpose of prevention, one way of reducing the number of human
trafficking victims is by understanding human service professionals' input on the
interventions developed. The perspective of the human service professional is, however,
limited throughout research (Koegler et al., 2021) and lacks empirical rigor
(DonohueDioh et al., 2020) The evidence-based views and recommendations of
professions is vital in prevention efforts (Donohue-Dioh et al., 2020). There is a gap in
the literature on the developed services and resources that human services professionals
provide to prevent human trafficking (Koegler et al., 2021). Researchers have not
addressed how resources could be further developed to support professionals better
respond to the prevention of trafficking.
Purpose of the Study
The purpose of this single intrinsic case study is to explore the interventions that
human service professional directors use to prevent human trafficking in Missouri.
Research Question
What interventions do human service professionals use to prevent human
trafficking in the state of Missouri?
Conceptual Framework
I will use trauma-informed care as a framework for this study. Trauma-informed
care is a framework proposed by Harris and Fallot (2001). Harris and Fallot developed a
strengths-based delivery approach of trauma-informed care based on service providers
understanding how trauma impacts an individual. There is an emphasis on delivering
services to trauma survivors in a way that prompts participation in treatment and not
retraumatizing the victim (Harris & Fallot, 2001). Harris and Fallot proposed a
traumainformed approach to enhance outcomes across operating systems to benefit both
the individuals traumatized and the professionals responsible with assisting them in
achieving stability and safety as survivors. As a framework, the trauma-informed
approach is designed not to treat symptoms related to the abuse experienced but to deliver
services appropriate to the unique needs of trauma survivors (Harris & Fallot, 2001). I
will use a trauma-informed approach in this study as it ensures the prevention services
offered to victims are welcoming and engaging for the victims while maintaining the
service provider's emotional, physical, and psychological safety. In this study, I will use a
trauma-informed approach to understand human service professionals' strategies for
creating interventions to prevent human trafficking.
Nature of Study
In this qualitative study, I will use a single intrinsic case study. Qualitative
researchers aim to understand phenomena from participants' perspectives (Merriam &
Grenier, 2019). A case study is an approach to research to analysis and investigate a
single or collective case (Stake, 1995). The case study design is completed within a
realworld context to investigate a contemporary phenomenon (Yin, 2018). In addition, a
case study is used when there are more variables of interest than data points (Yin, 2018).
Case studies differ from other approaches and therefore require several different sources
of evidence to then place data in a triangulation (Yin, 2018). The benefit of various
analysis methods and multiple data collection allows for an in-depth understanding of the
case influenced by the context and emerging data (Stake, 1995). In a case study, the
intensive study of a single unit explains the understanding of the larger unit (Yin, 2018).
The case implies a related phenomenon that is observed at a specific time frame or
overtime (Yin, 2018). The case unit identified in this study are the managers and program
directors throughout the state of Missouri. They are bound by the phenomena of creating
successful interventions to prevent human trafficking.
For this study, the goal was to choose five to seven participants through
purposeful sampling and triangulation of collected data as well as reviewing and
collecting internal and public organizational documents. The participants will participate
in a semistructured, one-on-one interview through Zoom links. In the interviews, I
explored each professional's successful strategies, components, and recommendations for
success regarding creating interventions designed to prevent sexual exploitation human
trafficking.
Definitions
Commercial sex act: Any sexual act involving the exchange of anything of value
between people (Justice for Victims of Trafficking Act, 2015).
Exploitation: The unethical or unfair use of someone for one’s own benefit in the
form of prostitution or other forms such as; sexual exploitation, labor, slavery, or organ
removal (UNODC, 2020).
Human service professionals: Human service professionals aim to serve a variety
of clients with diverse needs and concerns. Professionals work throughout service
facilities including fields of mental health, public health, and education (Neukrug, 2017).
Sex trafficking: Includes the illicit actions of hiding, enlisting, transporting,
patronizing, or soliciting an individual through that of coercion and deceptive ways with
the intention of commercial sex (Justice for Victims of Trafficking Act, 2015).
Trafficking: The enlisting, transportation, moving, harboring, or receiving of
individuals by methods of unjust exercise of authority, threat, control, abduction,
deception, or the use of exploiting vulnerability. Additionally, it involves the exchange of
money or benefits to achieve control over a person, all with the goal of exploitation
(UNODC, 2020).
Assumptions
In this study, I assumed that human service professionals will value their
profession in supporting victims of human trafficking. I also assume that all participants
will have an interest in the overall study. I assumed that all professionals will be truthful
and accurate in illustrating their experiences with the strategies they use with
interventions for victims. Lastly, I assumed that within the listed screening criteria for
sampling, each participant chosen would have had experiences with human trafficking
victims and survivors.
Scope and Delimitations
The study’s scope involves human service professional and their successful
strategies in the use of interventions against sex trafficking. Delimitations are aspects of a
study that define boundaries and parameters consciously set by the researcher; this
includes the study’s theoretical background, populations, research questions, variables,
and assumptions (Theofanidis & Fountouki, 2018). In this study, I focus solely on human
service managers and program directors who successfully create interventions for the
prevention of sexual exploitation. All questions will focus on the functions, operation,
and strategies used to create interventions. The focus in only on managers and program
directors as they hold the responsibly to create the interventions. Human service
professionals outside of these roles will not participate in this study has they would not
have a role in intervention development. Involvement with participants will not focus on
any other human trafficking type other than sexual exploitation. These parameters are
further limited to those in Missouri.
Other conceptual frameworks considered for this study included a human
rightsbased approach and a victim-centered approach. A framework such as human
rightsbased approach is used for addressing trafficking as it aligns with international
human rights standards and advocating for the promotion and protection of human rights
(United Nations Human Rights Office of the High Commissioner, 2014). Applying a
human rights-based approach requires through review of how violations happen
throughout a trafficking cycle. Additionally, the approach aims to recognize and address
discriminatory practices and unfair distributions of power that contribute to the cause of
trafficking. (United Nations Human Rights Office of the High Commissioner, 2014). The
victim-centered in the context of sexual exploitation is a way of engaging victims to not
retraumatize the victim and systematically focus on their rights, well-being, needs, and
choices, thereby giving back control to the victim where possible (Haddadin &
Alexander, 2013). Although both frameworks work effectively with victims of human
trafficking, there is no focus on specifically on the human service providers and their
actions in preventing efforts.
Limitations
Limitations, if not addressed, can affect the outcome of the study. In a study,
limitations are any uncontrollable restrictions that hinder or impact the research and its
findings (Theofranidis & Fountouki, 2018). Limitations may affect the study design,
results, and conclusion as there is an influence on how a researcher interprets the data,
causing the data to be flawed or slanted (Raskind et al., 2019). In this qualitative study, a
limitation includes the narrative data collection. I collected data from participants
providing opinions of their experiences, which may vary between individuals. As this is a
qualitative study and not proven by statistical data such as a quantitative study, to reduce
this limitation, multiple sources of information were gathered to understand the factors
that contribute to the phenomena.
Additionally, this study was in line with COVID-19 safety precautions in place.
Normal previous processes of interview style were changed due to the pandemic, which
meant no interviews were permitted to take place face-to-face. The alternative to face-
toface interviews is conducting telecommunications interviews via video, such as Zoom.
Discussions over Zoom can create barriers such as frustrations when experiencing
technical issues which can impact the participant’s engagement during the data collection
(Archibald et al., 2019). Although interview guidelines are available before the interview,
distractions are prevalent when completing interviews via Zoom. To mitigate these
challenges, I will ask participants if they have a good internet connection before starting
the interview and ensure they feel comfortable and familiar in their space. Participants
will also be aware that they can stop the interview at any time and ask for more
explanation if the question is not understood.
This study's results may apply to various forms of human trafficking. However,
applicability may be limited to sexual exploitation and the managers and program
directors functioning in the role of creating interventions. Additionally, due to the
potential variations in organizational missions, geographical requirements, and specific
intervention tactic, the results of this study could be restricted to this group of
participants. However, certain concepts still can transfer to other settings, populations,
and organizations based on specific needs.
Significance
The reviewed literature revealed a lack of research on human services
professionals' developed services and resources to prevent human trafficking. This study
aims to explore the interventions that human service professional directors use to prevent
human trafficking in Missouri. This information may help human service professionals
improve interventions focused on preventing sexual exploitation in human trafficking and
to identify best practices to create strategies in human trafficking prevention successfully.
The findings also show possible ways to enhance preparedness and provide quality
program evaluation.
This study is significant as human trafficking affects victims' physical,
psychological, and emotional development. Human trafficking further hinders the
development of a nation, promotes criminal and corrupt behavior, and undermines human
resource development (UNODC, 2020). By further understanding the interventions that
human professionals provide to prevent acts of human trafficking, appropriate outreach
can be developed throughout human service professions. Research regarding the
interventions professionals provide to prevent human trafficking will aid in additional
training for human service professionals working in critical support settings most likely
accessed by those trafficked. Results can also improve the identification and methods of
responsiveness to trafficking and guide the specialist support required. Ultimately, more
resources will create different strategies to reduce the number of human trafficking
victims.
Understanding the successful strategies used by human service professionals to
prevent sex trafficking is necessary to effect positive social change. Once more human
service professionals know what strategies are effective in interventions, these procedures
can be applied to more interventions. Expanding this knowledge to more program
directors and managers aids in the effort to address the crime of sex trafficking in the
United States.
Summary
The purpose of this qualitative case study is to explore the strategies used by
human service professionals for creating interventions for the prevention of human
trafficking. Sex trafficking remains a complex phenomenon that remains a hidden crime
worldwide. Various factors contribute to being vulnerable and susceptible to becoming a
victim of sex trafficking. There are further reasons why professionals find it challenging
to engage victims and provide prevention this crime. Therefore, it is crucial to understand
the experiences of those professionals who have successfully supported sex trafficked
victims as they have first-hand knowledge of this success. In Chapter 1, the introduction
of the study and its significance were discussed, as well as the background, problem
statement, purpose, research question, conceptual framework, and nature of the study.
Essential definitions, assumptions, delimitations, limitations, significance, and a summary
were also discussed within Chapter 1.
In Chapter 2 of this dissertation, I present the relevant literature. The literature
review includes the definitions of human trafficking, and I explore laws, human
trafficking as a crime, and preventative measures taken. I also explore human trafficking
awareness, the theoretical framework of trauma-informed approach, and the impact of
human trafficking and Covid-19.
Chapter 2: Literature Review
Introduction
Human trafficking is a human rights violation enslaving children, women, and
men across the globe. The 2021 Global Estimates of modern slavery indicated that on any
given day, one in every 150 people is experiencing a situation of modern slavery or
human trafficking (International Labour Organization [ILO], 2022). This number is an
estimate given the hidden nature of the human trafficking crime. Although human service
professionals are essential in identifying, supporting, and assisting in preventing human
trafficking, service providers have struggled to identify, prevent, and disrupt human
trafficking networks (Polaris, 2018). The purpose of this single intrinsic case study is to
explore the interventions that human service professional directors use to prevent human
trafficking in the state of Missouri.
Among the many challenges of combating human trafficking, an additional
challenge is identifying areas of improvement for human service professionals and what
strategies work well. Professionals find it challenging to identify areas of improvement
regarding the quality of victim services as there is not a nationally recognized minimum
standard of care for trafficking victims (Koegler et al., 2021). Preble et al. (2022)
revealed a consistent theme of lack of resources ranked as a barrier to service provisions
and a need for more training on the cross of human trafficking with other traumatic
events, such as domestic violence and substance misuse. Gerassi et al. (2022) noted that
training for service providers on sex trafficking often concentrated on commonly
associated risk factors, neglecting to address other structural elements, such as racial
oppression. Further research is needed to develop an evidenced-based minimum standard
of care and to develop the services that human services professionals can provide to
prevent human trafficking (Koegler et al., 2021). Scholars have exemplified the need to
understand the resources human service professionals need to prevent human trafficking
successfully.
In this chapter, I review trauma-informed care as a conceptual framework and its
relation to the current research. I further review the literature search strategy used to find
current, scholarly sources and examine the current literature relating to the phenomena of
interest, including types of human trafficking, human trafficking and whom it affects,
human trafficking as a crime, and preventing human trafficking. Finally, challenges in
human service professions and the absence of what works are examined.
Literature Search Strategy
This literature review was conducted to examine the current and empirical
knowledge base regarding the sexual exploitation of human trafficking victims and
human service professionals. The scholarly databases explored were made available
through the Walden University library and Google Scholar. Scholarly articles were
obtained using terminology related to human trafficking, modern slavery, sex trafficking,
child trafficking, human service professionals, service providers, trauma-informed care,
human trafficking prevention, sexual exploitation, and Missouri. The databases used were
SAFE Journals, APA PsycInfo, ProQuest, EBSCO, PubMed, PsycINFO, ScienceDirect,
SocINDEX, CINAHL, and Supplemental Index. Apart from the framework,
governmental legislation, and laws, the literature reviewed was published between 2017
and 2022.
Theoretical Foundation
Trauma-Informed Approach
Professionals advocate the need to establish trauma-informed care systems as it is
important to acknowledge trauma as contributors to mental health. Trauma-informed care
is a framework proposed by Harris and Fallot (2001). This framework recognizes that
understanding the impact of an individual's trauma is a fundamental responsibility for
professionals (Harris & Fallot, 2001). Understanding an individual’s trauma is not limited
to the benefit of the victim and their support but also the service providers.
Trauma-informed services have broad applications in the field of human services.
Harris and Fallot’s (2000) trauma-informed care is rooted in the service provider’s
understanding of the individual’s impact of trauma and characterized by a strengthsbased
service delivery method. There is an emphasis on delivering services to trauma survivors
that prompt treatment participation and do not retraumatize the victim (Harris & Fallot,
2001). The purpose of a trauma-informed approach is to improve outcomes across
systems for the benefit of the traumatized person and the professionals tasked with
helping achieve stability and safety for the survivor (Harris & Fallot, 2001). On an
organizational level, the changes made by trauma-informed care require an organization's
culture to have professionals emphasize appropriately in responding to the effects of
trauma by shifting the paradigm to professionals asking what happened to the individual
instead of what is wrong with the individual (Harris & Fallot, 2001). This change of
culture results in a change of outcome for the victim.
Survivors of human trafficking frequently experience extensive traumatic
episodes associated with their victimization. Trauma-informed care does not treat the
symptoms or related issues of abuse but instead provides services that support and are
accessible and appropriate to those who have undergone trauma (Harris & Fallot, 2001).
The absence of a trauma-informed approach in a service support system poses a risk of
triggering and potentially worsening an individual’s trauma symptoms (Harris & Fallot,
2001). Through the trauma-informed approach, triggering and retraumatization of the
victim are avoided.
Current use of Framework
The growing awareness of trauma has resulted in the continued development of
trauma-informed services. Services structured to understand trauma require specific
delivery from human service professionals. Fallot and Harris (2015) advocated for using
trauma-informed services within services provided by human service professionals. As
trauma can affect how people approach beneficial relationships; individuals with a history
of trauma and abuse are often reluctant to initiate or may disengaged with support and
services. The impact of trauma also affects the staff members working within these
human service programs. Secondary and vicarious traumatization are frequent concerns
within the work settings of human services (Fallot & Harris, 2015). Guided by Fallot and
Harris (2015), the Creating Cultures of Trauma-Informed Care approach (CCTIC) to
organizational change is guided into five core values: safety, trustworthiness, choice,
empowerment, and collaboration. Each guiding principle addresses the consumer's
service level needs and the staff's administrative level.
The first of the guiding principles is safety. Ensuring the safety, both physical and
emotional, of consumers and staff is a high priority. Implementing this principle includes
considering the importance of the physical components, such as building signage and safe
entry to welcoming greetings and clear explanations of the program's mission (Fallot &
Harris, 2015). The following principle, trustworthiness, goes further into task clarity,
interpersonal boundaries, and consistency. Service provided needs to be adjusted to
ensure all tasks and boundaries are clear (Fallot & Harris, 2015). For staff, service
delivery must be precise by maintaining consistency in practice and establishing
appropriate boundaries for the program (Fallot & Harris, 2015). Program directors and
clinical supervisors should comprehend the impact of services for direct staff work,
including emotional impact, high turnover, vicarious trauma, and emotional and physical
exhaustion. For the guiding principle of choice, the consumer's experience of choice and
control develops throughout their services. These choices are seen in options such as
service users deciding when, where, and by whom services are provided. For the service
provider, the choice principle focuses on the staff's experiences of choice and control,
especially in how employees met their goals. Staff members have a choice how they
choice to meet their job requirements and there are clear guidelines in job performance
guidelines (Fallot & Harris, 2015). The collaboration principle recognizes the
significance of fostering partnerships and equalizing power dynamics between staff and
clients. The understanding is that the healing process occurs in meaningful relationships
that share power and the decision making. Lastly, the empowerment principle recognizes
the consumer's strength, builds skills, and prioritizes the consumer's empowerment
throughout the services (Fallot & Harris, 2015). Prioritizing staff empowerment and
skillbuilding include ensuring all members of staff have the necessary resources needed
to complete their jobs effectively and competently. Throughout every aspect of the
program's function, there is a requirement for enhanced awareness of how service
providers understand trauma's effect on people.
The Self-Assessment and Planning Protocol and its accompanying CCTIP
SelfAssessment Scale is Fallot and Harris' (2015) attempt to provide a clear and
consistent guideline for programs and agencies facilitating trauma-informed care in their
service systems. The protocol and self-assessment tools were created for the use and
implementation of service providers, administrators, and survivors to continue developing
and evaluating trauma-informed programs. (Fallot & Harris, 2015). The emphasis is
placed on organizational culture as it embodies the broadest and most comprehensive
understanding of the program’s function. The self-assessment and planning protocol is
sectioned into six domains. Each domain is guided by key questions used to ignite
discussions and invoke indicators of a trauma-informed approach (Fallot & Harris, 2015).
The review of the day-to-day service procedures offers a starting point for organizational
change.
Each level of the protocol and self-assessment tool has specific requirements for
guidance. The first domain requires the organization to question the extent that their
activities and environment are in line with the five guiding principles of trauma-informed
practice (Fallot & Harris, 2015). The second domain is listed as formal services policies
(Fallot & Harris, 2015). This domain requires asking how the formal policies actively
reflect an understanding of a trauma survivor's or staff's challenges and or strengths.
Questions also posed include to what level the policies are monitored and consistently
implemented. The third domain of the protocol consists of asking how the program has a
consistent way of identifying individuals exposed to trauma (Fallot & Harris, 2015). This
domain focuses on the screening of trauma, the assessment planning stage, and
traumafocused services (Fallot & Harris, 2015). The following three domains are
considered system-level and administrative changes. Domain 4 focuses on administrators
integrating understanding and resources about abuse and violence throughout the
programs (Fallot &Harris, 2015). Domain 5, staff trauma training and education, accesses
the level at which staff members have received adequate training in the understanding of
trauma and the impact this may have on their service delivery (Fallot & Harris, 2015).
Lastly, Domain 6 is human resource practices. The main objective here is, inquiring the
concerns relating to trauma in the hiring and performance review (Fallot & Harris, 2015).
The assessment is intended to start the change for the organization's culture; participants
of all stakeholders, from upper-level administrators to direct service staff, must be
involved.
Techniques Developed Using Trauma-Informed Approach
Other techniques developed using a trauma-informed approach include that by the
Substance Abuse and Mental Health Service Administration (SAMHSA). Harris and
Fallot developed the first concept of trauma-informed care within health care in the early
2000s; some modern programs and initiatives surroundings trauma-informed practice are
guided by SAMHSA's (2015) guidelines. SAMHSA (2015) developed a working concept
to help facilitate communication between systems, understand the relationship and
significance between trauma and behavioral health issues, and provide guidance for
professionals in systems to adopt a trauma- informed approach. SAMHSA introduced a
framework that has the versatility to adapt to several behavioral health specialty sectors
including but not limited to the primary health field, military sectors, education, child
welfare, criminal and juvenile justice, and other professional services that have the
responsibility of care to ease or exacerbate an individual's ability and capacity to cope
with the experiences of traumatic episodes (SAMHSA, 2015). SAMHSA also lists six
key principles of the trauma-informed approach. The principles, led by safety provisions,
support through peers, push to empower, voice and choice, trustworthiness and
transparency, as well as collaboration and mutuality. These principles, along with
cultural, historical, and gender considerations, can be generally applied across different
environments. Ultimately providing a versatile yet tailored approach to trauma-informed
care.
Another trauma-informed approach is the sanctuary model. As the sanctuary
model is an organizational change model; it is built and developed specifically for
community service organizations (Bloom, 2010). This model represents a
traumainformed, organization-wide, evidence-informed approach to creating
organizational culture. The model facilitates the integration of services users in delivering
therapeutic approaches within a cohesive trauma-informed methodology (Bloom, 2010).
Galvin et al.
(2022) aimed to understand the perceived restrictors and barriers to implementation
perceived by residential care staff and specifically focus on understanding how these
perceptions influence and impact the success of the organization. Galvin et al. (2022)
found that by staff having a depth of understanding and knowledge of trauma-informed
care this fostered staff engagement at all levels of the organization. The shared
knowledge further impacted not only the staff but enabled staff to better provide service
and care to client; providing a deeper comprehensive understanding of experienced
trauma (Galvin et al., 2022). Increased trauma-informed knowledge and understanding
shifts the attitude of staff working within a trauma-informed setting and improves the
interacting environment with clients that have been traumatized.
Framework and This Study
A trauma-informed approach is a fundamental concept for this study. In this
study, I focus on the human service professionals' successes in preventing human
trafficking. Research is clear regarding the importance of the service provider
professional and the service user for using the trauma-informed approach (Fallot &Harris,
2015). Implementing a trauma-informed approach creates the opportunity to change the
experience for service providers while also understanding what works from their
perspective (Fallot & Harris, 2015). Professionals working within the field of supporting
human trafficking victims are not able to support the healing process of victims if they
operate within chaotic, stressful environments, do not recognize vicarious trauma, and are
working in unsupportive environments. A trauma-informed approach is essential for this
research as the objective is to understand the successes in preventing human trafficking;
services utilizing a trauma-informed approach will serve as a benchmark for practical and
effective steps toward prevention. The trauma-informed approach also focuses on the
actions of the human service professional themselves; professionals and their services are
primary throughout this study. For the human trafficking victim and human service
professional, a trauma-informed approach can provide a transformation experience and
efficacy of care in providing healing to those that need (Mersky et al., 2019). A
traumainformed approach is important for this study as several approaches and methods
recognize the victim's experiences; however, many fail to note the service provider's
importance in supporting the victim. The trauma-informed approach makes the service
provider's wellbeing a priority. Through the use of trauma-informed approaches in this
study, the success strategies of human service professionals will be examined, and other
organizations can implement the dissertation results.
Literature Review
Defining Human Trafficking
There are several terms used to describe trafficking. Umbrella terms used to
reference the crime of traffickers exploiting and profiting at the expense of both children
and adults include trafficking in persons, human trafficking, and modern slavery (U.S.
Department of State, 2022). In the United States, the provision, recruitment, harboring,
transportation, or obtaining of a person for labor or services while using force, fraud, or
coercion for subjection to involuntary servitude, peonage, debt bondage, or slavery
further defines forms of human trafficking in persons (Victims of Trafficking and
Violence Protection Act, 2000). Across the United States, human trafficking is
predominately acknowledged in two ways; forced labor and sex trafficking
(Understanding Human Trafficking, 2022). Human trafficking operates in various forms,
amongst several include forcing in marriage, the removal of organs, begging under force,
child soldiers, and the selling and purchasing of children (Saner et al., 2018). Second
ranked to Germany, the United States is considered one of the top destinations for victims
of human trafficking (Kim et al., 2018). In identifying the crime, the first objective is to
identify who is at risk of being human trafficked.
The comprehensive understanding of human trafficking requires an examination
of the terminology, legal protocol, and concept of definition limitations in order to
develop a multifaceted perspective on the global issue. Internationally, the Protocol to
Prevent, Suppress and Punish Trafficking in Persons, Especially Women and Children,
also referred to as the Palermo Protocol, was the first agreed definition of trafficking in
individuals (Goździak & Vogel, 2020). Before being established, the Palermo Protocol
underwent 2 years of deliberation and negotiations. Formally established in 2000, the
Palermo protocol was created at the UN Centre for International Crime Prevention in
Vienna (Goździak & Vogel, 2020). Two organizations represented opposing
perspectives; one was influenced by feminist and religious groups, while the other was
lobbied by human rights advocates. The two groups represented opposite views of
prostitution. Religious and feminist activist of the Coalition Against Trafficking in
Women (CATW), argued that the definition of trafficking should include all forms of
prostitution regardless if force or deception is involved. (Goździak & Vogel, 2020). The
opposing view of the Human Rights Caucus viewed prostitution as a legitimate service
and claimed that defining human trafficking must include the element of force or
deception (Lauger et al., 2022). However, CATW viewed prostitution as a violation of
the human rights for women (Goździak & Vogel, 2020). Defining human trafficking was
difficult during this time as one view consisted of sex work to be an act of self-decision
while another perceived prostitution as coerced. Ultimately, the Palermo Protocol refused
the definition suggested by religious and feminist organizations. Instead, it stipulated that
the definition of human trafficking requires the presence of force, fraud, or coercion
either for sexual exploitation or a particular labor (UN Protocol, 2000). The development
of the Palermo Protocol provided a significant milestone in the efforts to define human
trafficking and combat it.
Along with the complexities of defining human trafficking, one of the most
fundamental challenges facing human service professionals and law enforcement is the
ability to identify the victims of human trafficking victims accurately. Considering the
variations of human trafficking, the problem remains hidden for several reasons; this
includes the understanding that some trafficked youth do not define their experiences as
human trafficking and fail to recognize their exploitation; therefore, victims do not seek
assistance (Haley et al., 2017). Some professionals responsible for recognizing human
trafficking indicators have limited resources, tools, and training to detect them
effectively. The lack of trust that victims bestow in these professionals can also be of
concern (National Action Plan to Combat Human Trafficking, 2021). Along with these
challenges, agencies lack consistent data collection protocols (Haley et al., 2017). Human
trafficking statistics are difficult to collect, and there is no recognized method to estimate
the number of undetected victims of trafficking (Saner et al., 2018). These challenges
continue to make identifying victims of human trafficking and those behind it difficult.
While acknowledging the challenges and limitations from the nature of
underreporting of human trafficking and lack of enforcement central data recording, the
data reports available only present a small fraction of the realistic trafficking occurrence.
According to the 2019 U.S. National Human Trafficking Hotline Data Report, over
22,000 victims and survivors were identified (Polaris Project, 2019). From this number,
14,597 was of sex trafficking and 4,934 was of labor trafficking (Polaris Project, 2019).
This is nearly a 20% increase from the previous year of individual victims and survivors
contacting the hotline directly (Polaris Project, 2019). However, the Bureau of Justice
Statistics of the U.S. Department of Justice received a total of 2,198 referral to U.S.
attorneys for human trafficking criminal offenses in 2020, this was a 62% increase from
2011’s 1,360 persons referral (Lauger et al., 2022). With such a variation in numbers,
understanding those who are at risk of human trafficking is essential.
The involvement in human trafficking is often explained by economic, social, and
political conditions. Disproportionately, the most vulnerable and underserved are affected
by human trafficking the most (Movsisyan, 2019). Societal factors play a large role in
identifying who is at risk of trafficking. There are several risk factors contributing to
human trafficking; the five highest ranking include unsafe irregular migration, substance
misuse, mental health difficulties, youth runaways or homelessness, and involvement
with children services (Polaris, 2017). A common driving force across all communities
and cultures that perpetuate risk of human trafficking is poverty (Talbot & Suzuki, 2021).
Throughout the United States, the most prevalent victim trafficked is young women
between the ages of 12 and 16 for sexual exploitation of prostitution (Basu et al., 2021).
In the United States, single mothers, young girls, and divorced women with children are
primary targets due to impoverished circumstances and traffickers offering the Idea of an
escape from poverty. Traffickers offer opportunities of love, affection, and high-paying
job in hopes of a better way of life (Bauer et al., 2019). Each reasoning for human
trafficking involvement either pushes victims out of their current predicament or pulls
them into human trafficking scenarios. This idea is understood as the push/pull concept
and it heightens the vulnerability of human trafficking victims (Kragten-Heerdink et al.,
2018). Promises often lure victims of human trafficking into trafficking relationship due
to pull factors such as stability for their families, possibilities of work, education, or other
agreements.
Human Trafficking as a Crime
Although considered an invisible crime, the presence of human trafficking is
growing. As a criminal industry that denies the freedom of over 49.6 million people
worldwide, human trafficking can generate an estimated yearly profitability of $150
billion worldwide (ILO, 2021). According to the Bureau of Justice Statistic of the U.S.
Department of Justice (2022), the criminal prosecuted number for human trafficking
increased by 84% to 1,343 from 2011 to 2020. By the end of 2020, the recorded number
of individuals in a state prison for any form of human trafficking stood at 1,564 (Lauger
et al., 2022). These numbers can appear low when comparing to the number of people
affected by the crime.
The actions of the trafficker are deliberate and skilled. Human trafficking occurs
when a trafficker uses the action-means-purpose (AMP) model (Human Trafficking,
2021). According to the AMP model, the criminal takes an action that includes
recruitment to identify potential victims. Exploiting the vulnerability of the victim, the
trafficker aims to isolate individuals, explicitly creating a divide between family and
friends (Talbot & Suzuki, 2021). This increased vulnerability makes the victim more
susceptible to the trafficker’s influence, and the trafficker then can use force, fraud, and
or coercion. The victim is then consumed in the world of the trafficker, having unrealistic
views of reality in which the trafficker exhibits their authority. The goal of the trafficker
is for the victim to experience further isolation from the outside world and continue to
play on the vulnerability of the victim, ultimately controlling the victim’s behavior
(Talbot & Suzuki, 2021). All of these actions are to compel the victim to provide
services, labor, or commercial sex acts.
Identifying what actions do not qualify as human trafficking is also essential in
defining the crime of human trafficking. A victim does not need to be transported
physically from one place to another place for the offense to consist of human trafficking
(Lauger et al., 2022). Although similar to human trafficking, it is essential to distinguish
it from migration human smuggling (Goździak & Vogel, 2020). Distant crimes apart,
human smuggling is related to but not the same as human trafficking. The action of
human smuggling typically involves the consent of a person smuggled (National Institute
of Justice, 2023). Clarification between the terms trafficking and smuggling is provided
by the Palermo Protocol. The distinction includes three entities: exploitation, the action of
consent, and transnationality (Goździak & Vogel, 2020). The action of smuggling entails
migrates who have provided consent to be transported. These actions often come with
people paying money to be smuggled across borders. In contrast, if initial consent was
initially given and subsequent alterations in circumstances occurred due to the influence
of deception, coercion, or abusive actions from the traffickers involved, it is then
categorized as a trafficked victim (Goździak & Vogel, 2020). An additional differential
factor for victims is that the act of smuggling is always transnational. Trafficking,
however, does not have to cross state lines or national borders and can operate where
initiated with the victim (United Nations, 2000). Smuggling participants typically
separate from those who assisted them to migrate once they reach their destination versus
trafficked victims are involved in ongoing exploitation (National Institute of Justice,
2023). Determining the severity of the exploitation between the two groups remains a
debate, but it is essential to note the differentiation between the two actions.
Legal Ramifications of Trafficking
While human trafficking has been referred to as the modern-day slavery, formal
protocols addressing the issue were established only a short time ago. In 2000, the
adoption of the Palermo Protocol by the United Nations General Assembly in 2000
marked a significant milestone in the global effort to combat human trafficking
(Understanding Human Trafficking, 2022). Additionally in 2000, on October 28th,
President Bill Clinton formally ratified the first comprehensive federal law aimed to
address trafficking in persons, Victims of Trafficking and Violence Protection Act,
commonly known as the Trafficking Victims Protection Act (TVPA; Goździak & Vogel,
2020). Several times over the years, authorities reauthorized the policy, starting in 2003
followed by 2005, 2008, 2013, and most recently 2019 (Busch-Armendariz et al., 2018).
The legislation provided definitions of the most common trafficking crimes: sex and
labor. TVPA's focus on sex trafficking was paralleled to international antitrafficking
efforts. The TVPA introduced the concept of the Three Ps, representing protection,
prevention, and prosecution. An additional P was later established, meaning partnerships,
a total of four Ps (Busch-Armendariz et al., 2018). Each phase represented an action;
prevention refers to the action put in place to avoid potential victims being subjected and
vulnerable of exploitation (Goździak et al., 2020). Protection entails varied assistance
programs ranging from mental health support, financial assistance, medical attention, and
securing accommodation, accessible to those who meet specific criteria
(BuschArmendariz et al., 2018). The prosecution aspect requires traffickers to be held
responsible under criminal enforcement and imposes sanctions for their actions
(Goździak et al., 2020). Lastly, partnership refers to the collaborations between various
agencies and stakeholders to prevent trafficking, prosecute traffickers, and protect victims
(Understanding Human Trafficking, 2022). The protocols established within the last 20
years represent only first steps toward combatting human trafficking. The next steps
hinge on the effective implementation of the protocols within policies and through the
service providers.
There is a substantial difference between the TVPA and Palermo protocol. TVPA
was established specifically for the United States and the Palermo protocol established
the first acknowledged international definition for human trafficking (Goździak & Vogel,
2020). The Palermo protocol extends beyond the international definition of human
trafficking, offering the community with a comprehensive legal framework that is victim
centered. This framework serves as a foundation that can be built upon and developed
(Understanding Human Trafficking, 2022). When developed, 140 countries signed on
agreeing that human trafficking is both a violation of human rights and a criminal
offense; therefore, prevention actions are required along with the protection of vulnerable
populations and the significant prosecution of criminal offenders. (Baird et al, 2021).
Reflecting on the crime aspect of human trafficking, the Palermo Protocol was not
specifically designed to address the human rights violation taking place through slavery
but rather a response to the international political need of combating organized crime
associated to human trafficking (Goździak & Vogel, 2020). There are three protocols
supplementing the UN Convention against Transnational Organized Crime. The first is
the Palermo Protocol, and the other two consist of, - Protocol against the Smuggling of
Migrants by Land, Sea and Air (Smuggling Protocol) - Protocol against the Illicit
Manufacturing and Trafficking in Firearms, Their Parts and Components and
Ammunition (Firearms Protocol) (Eurpol,2018). With this understanding of the legal
frameworks in place, efforts can expand in combating human trafficking.
Combatting Trafficking
Appropriate agencies and organizations did not always adequately address
survivors' complex and specific needs. Trafficking survivors were seen to have few
options for tailored support when the antitrafficking movement launched in the United
States in the 1990s (Baird et al., 2021). Before adopting the TVPA, victims who had
suffered from and survived human trafficking experiences were typically serviced by
service systems not fully aware and unequipped for human trafficking (Baird et al.,
2021). The absence of specialized and diverse services for human trafficked victims was
seen to marginalize further and endanger survivors. Goździak and Vogel (2020) noted
that advocates of antitrafficking and legislators consider TVPA of 2000 and the
Trafficking Victims Protection Reauthorization Act of 2003 as pivotal legislation in
tackling trafficking both internationally and throughout the United States. The passing of
the TVPA legislation initiated a government division to combat trafficking. The U.S.
Department of State officially created its Office to Monitor and Combat Trafficking in
Persons (Goździak & Vogel, 2020). This progression sparked other departments
throughout the state, such as the Department of Health and Human Services and
Department of Education, to follow with their programs to fight the acts of human
trafficking (Goździak & Vogel, 2020). All acts continue their operations to date.
With these efforts came tools to combat the crime of human trafficking
throughout the United States and internationally. The Trafficking in Persons Report
(TIP), produced by U.S. Department of State’s Office to Monitor and Combat Trafficking
in Persons, suggests it is the primary diplomate instrument used by the government to
initiate discussions with foreign governments regarding human trafficking (U. S.
Department of State, 2020). The report provides a narrative of 188 countries that
selfreport their perceived efforts to combat human trafficking (U.S. Department of State,
2018). The annual report results in a tiered rating using the standard and compliance
outlined in the TVPA of 2000s 3 Ps: prosecution, protection, and prevention (U.S.
Department of State, 2020). The three tiers used indicate how government can improve
its antitrafficking efforts based on the previous year’s ranking (U.S. Department of State,
2020). The report does not compare one country to another but measures the country
against itself based on its efforts.
The most vulnerable and underserved members of society are disproportionately
impacted by human trafficking. Amongst the extent of the 2021updated National Action
Plan to Combat Human Trafficking plan, the plan aims to address the curated needs of
families, individuals and communities underserved (The National Action Plan to Combat
Human Trafficking, 2021). The plan specifically aims to expand the efforts in addressing
the inequities of marginalized groups (The National Action Plan to Combat Human
Trafficking, 2021). These communities frequently experience social and economic
inequities, and individuals often endure several variations of abuse. The National Action
Plan reflects the commitment to equity of race and gender by actively addressing the
systemic injustices experienced by these communities (The National Action Plan to
Combat Human Trafficking, 2021). Strategic interventions can include programs that
offer appropriate support to allow communities and individuals to reduce their
vulnerability through mitigating identified risk factors (The National Action Plan to
Combat Human Trafficking, 2021). Combating trafficking efforts range from targeted
education of vulnerable population to prohibiting goods entering the U.S markets that
was manufactured under forced labor efforts (The National Action Plan to Combat
Human Trafficking, 2021). With 72% of reported calls to the National Human
Trafficking Hotline in 2019 related to sex trafficking and 11% related to labor trafficking
(Polaris Project, 2019), prevention and combat efforts often focus on sex trafficking.
However, it’s important to note that the National Action Plan is not limited to fighting
only sex trafficking. It also reflects the commitment to safeguarding worker’s rights and
endeavors to eliminate forced labor within the supply of goods (The National Action Plan
to Combat Human Trafficking, 2021). Covid-19 pandemic exacerbated these concerns
particularly due to lack of job security, significant disruptions in supply chain
availabilities, and substantial unexpected spike in demand for essential medical services
and supplies (The National Action Plan to Combat Human Trafficking, 2021). The
National Action Plan seeks to address the issue of not providing safe and human
migration. The National Action Plan aims to address the long-term drivers and acute
concerns of irregular migration (The National Action Plan to Combat Human Trafficking,
2021). There is a need to ensure legal immigration pathways provide safe alternatives for
migration.
Sex Trafficking as a Crime
Although there are several types of human trafficking, sex trafficking is often the
most recognized. The main victims of sex trafficking are women and children (ILO,
2017). Sex trafficking is a form of human trafficking in which criminals use force, fraud,
or coercion to perform commercial sex (Polaris, 2017). Sex trafficking of minors is child
abuse in the United States (U.S. Trafficking Victims Protection Reauthorization Act,
2006). Explicitly describing children, the commercial sexual exploitation of children
(CSEC) is a form of sexual abuse that entails the sexual exploitation of a child.
Exploitation involves actions conducted for the financial benefit of another person or in
exchange for something of value that is given or received by any person (Office of
Juvenile Justice and Delinquency Prevention, 2019). According to the Polaris Project
(2018), CSEC includes survival sex, kidnapping for the objective of prostitution,
exploitation of children through webcam, child pornography production and distribution
(Bird & Reitano, 2019). Further evaluation of other exploitation practices are necessary
to inform effective strategies to combat CSEC.
The rate of sexual exploitation continues to change. Globally, commercial sexual
exploitation consist of 4.9 million women and girls (ILO, 2021). In the United States,
research is sparse containing estimates of the prevalence of children who experience
CSEC (Franchino-Olsen et al., 2022). However, regardless of the method or the overall
number, when a person is younger than 18, it is considered a crime or sex trafficking of
minors (STM). If an adult initially agrees but later becomes held through psychological
manipulation or force, they are considered a victim of trafficking (U. S. Department of
State, 2018). Over the years legislation has been passed and policies created to combat
issues of STM (Baird & Connolly, 2021). Legislative changes have aimed to transform
the way victims are treated and delivery of services by law enforcement. In 2013, the
Institute of Medicine (IOM) and the National Research Council (NRC) published a report
about CSEC and STM in the United States. The report initiated reframing the legal status
of prostituted and trafficked minors (Gies et al., 2019). As requested by the U.S
Department of Justice, the report advocates for a shift, urging a transition from treating
victims and survivors of CSEC as criminals and, instead, placing emphases on the
importance of understanding and recognizing the action as child abuse and not a fault of
the child’s (Gies et al., 2019). The report provided recommendations on the development
of legislation and directives that align victims of CSE and sex trafficking from the
perception of criminals resulting in arrest and delinquent systems to services and systems
that educate and are prepared to meet their specific and tailored needs (Gies et al., 2019).
This type of legislation was referred to as Safe Harbor laws (Gies et al., 2019). Safe
Harbor laws in the United States have been enacted to change the narrative and system
response to juveniles who have fallen victim and exploited in commercial sex (Cole &
Sprang, 2020). Given that American federal consent laws are clear that those under the
age of 18 are minors and are unable to consent to commercial sex, the goal is for law
enforcement’s perspective to shift from criminalizing youth for exploitation and
recognizing them as victims of abuse (Franchino-Olsen, 2019). Victims of CSEC remain
the only child abuse victims who can be arrested and prosecuted for their own
victimization. The future of Safe Harbor laws will ensure that victims of CSE are not
involved in the juvenile and criminal justice system and receive trauma-informed care.
Vulnerabilities and Risk of Sex Trafficking
There are multiple risk factors and vulnerabilities that contribute the exploitation
of victims. The intersection of technology and human trafficking has created new
challenges for identifying, intervening, and advocating for victims. When service
providers and members of the community are either unaware of the youth’s risk of
exploitation of CSEC or their actions are perceived as juvenile delinquency, this creates a
significant barrier in intervening and identifying those at risk (Cole & Sprang, 2020). A
crucial aspect of human trafficking currently is the significant role that technology plays
in facilitating and contributing to exploitation. Although access to the internet continues
to have its limitation, in 2020, the number of internet users increased to the largest it has
ever done in a decade (ITU/UNESCO Broadband Commission for Sustainable
Development, 2022). This period evidenced a 15% increase in internet use in low- and
middle-income countries (ITU/UNESCO Broadband Commission for Sustainable
Development, 2022). A contributory factor for this increase was the Covid-19 pandemic.
For criminals this shift resulted in seizing the opportunities of the pandemic to
significantly generate profits and increase criminal activities (European Commission,
2020). In particular, human trafficking operating methods changed to fit the world’s
current state and increased advertising victims on the internet or exploiting them in
private facilities (European Commission, 2020). While the full impact of the pandemic is
yet measurable, it is clear that the crisis has given rise to extraordinary challenges and
disproportionately affects the most vulnerable (European Commission, 2020). A once
hidden crime was effectively even more disguised by the impact of the pandemic through
technology.
The further development and access to the internet have increased the
vulnerability of more children to the risk of exposure to sexual exploitation and abuse.
Traffickers utilize technology throughout every stage of the human trafficking crime
(Europol, 2018). Traffickers are hiding their identities and maintaining anonymity by
creating fake social media accounts for the recruitment of their victims (Inter-agency
Coordination Group Against Trafficking in Persons [ICAT], 2019). The UNODC Human
Trafficking Report (2018) revealed that traffickers actively seek individuals on various
social media platforms; first establishing a relationship of trust with the victims before
forcing them into exploitative situations. The increased use of crypto currency creates an
anonymous arena for traffickers to make transactions and move finances throughout the
process (ICAT, 2019). The evolution of technology has had a significant impact on both
society and the crime of human trafficking.
Sex trafficking crimes occurring online pose different implications for response
versus those that are not. The expansion of the internet and its’ advances has given rise to
a new set of individuals involved in trafficking in persons. Movsisyan (2019) noted there
are several avenues of profitability with the developments through internet; internet
service providers are also profiting as they are facilitating the crime for the traffickers.
Avenues such as encrypted networks on the dark net provide a sense of anonymity for
sexual offenders, making it challenging for law enforcement to efficiently track online
activity efficiently (We Protect Global Alliance, 2021). Consequently, wide networks of
offenders have the access and ability to exchange information, contacts, and child sexual
abuse material (We Protect Global Alliance, 2021). In contrast to the previous trends and
risk of sex trafficking occurring throughout casinos, truck shops, and or other physical
locations, the exploitation is now predominantly hidden online (Movsisyan, 2019).
Providing resources to referrals to victims from online platforms to facilitate their exit is
a challenge. Identifying the traffickers is also further challenging as internet platforms
provide capabilities to hide the criminals’ identities and their locations (We Protect
Global Alliance, 2021). Access to technology has created many advantages but it has also
created new opportunities for criminals to commit the crime.
The issue of trafficking remains a significant problem, especially when those at
risk fail to identify the risk. Hornor et al. (2020) observed a lack of understanding
regarding the significance of CSEC victimization, particularly in teens. In their research,
97% disagreed with pimping and most teen participants expressed negative views toward
CSEC (Hornor et al., 2020). However, a concerning 10% of participating adolescents felt
the involvement of the teen with a pimp is the fault of the teen (Hornor et al., 2020).
Therefore, the approach to vulnerabilities, those at risk, and an approach to human
trafficking prevention matters. However, the prevention process starts with the necessity
of appropriately identifying trafficking. Heightened areas to identify sex trafficking is
also seen by nurses and medical staff as first respondents. Healthcare professionals noted
that those who have been a victim of human trafficking, they can be reluctant to
selfidentify due to fear (Recknor et al., 2018). These fears include arrest or deportation,
retaliation by the trafficker, and overall fear of police and authority figures (Recknor et
al., 2018). Some nurses fail to identify traffic victims, mistaking them for victims of
domestic victims, drug addicts, or prostitutes (Raker, 2020). Medical professionals
unintentionally inflate the issue when they fail to rescue victims (Raker, 2020).
Identification is only one step in preventing crime.
Human Trafficking and Covid
The global crisis, Covid-19, forced the world’s operation to adjust. This pandemic
exerted an impact on populations that were already deemed vulnerable and marginalized
(U.S. Department of State, 2021). Furthermore, it exacerbated these challenges, leading
to heightened vulnerabilities that, in turn, increased the risks associated with human
trafficking and exploitation (U.S. Department of State, 2021). Human trafficking does not
stop during a pandemic. The socioeconomic impacts of the pandemic exacerbated
vulnerabilities throughout communities. As individuals faced reduced access to housing,
health care, social security, finances, and the support networks, the potential for
exploitation intensified (Micallef et al., 2021). The pandemic created greater
opportunities for traffickers to conceal their activities. The pandemic increased
opportunities for traffickers to conceal their activities, including businesses exploiting
workers to remain viable and traffickers to specifically use more internet avenues,
creating higher levels of cybersex trafficking (U.S Department of State, 2020). The
circumstances rendered victims less likely to break free from the control of their
traffickers, thus compounding the trauma that they experienced (U.S. Department of
State, 2020). Notably, resources designed for trafficking prevention were reallocated to
address the needs arising from Covid-19 (U.S. Department of State, 2021). The resulting
economic instability, combined with challenges in reaching vulnerable groups and the
suspension or postponement of prevention and awareness initiatives, highlighted the
repercussions of the pandemic specifically on human trafficking (Warria, 2020). Overall,
the Covid-19 pandemic not only heightened existing vulnerabilities but also created
additional dimensions of risk for victims of human trafficking.
Throughout the pandemic, human traffickers took advantage of the declining
economy and individuals being unable to mitigate throughout countries and adapt to their
environment. Therefore, traffickers took advantage of situations where screening and
identifying victims became more challenging during the pandemic (U.S. Department of
State, 2021). Where identification and follow-up support could not be completed in
person, service providers were encouraged to create other channels of identification and
reporting such as online, use of helplines, or social media options (UNICEF, 2020).
Service providers were also encouraged to partner with law enforcement and health care
practitioners, both throughout the community and in quarantine facility-based, to ensure
they could identify the signs of trafficking and spot potential cases (UNICEF, 2020).
During the pandemic, it was also imperative that communities with high numbers of
returning migrants and targeted vulnerabilities were well informed with contact details of
organizations and how they could be of assistance. It was necessary for human service
professionals to communicate vital information through the distribution of accurate
contact details and social media platforms (UNICEF, 2020). This proactive approach
played a role in addressing the unique challenges faced during the pandemic, setting the
stage for further exploration of the difficulties encountered by human service
professionals in their efforts to combat human trafficking.
Difficulties Faced by Human Service Professionals
The role held by a human service professional is multifaceted. The role of a
human service professional is to assist communities and individuals they serve function
as effectively as possible (National Organization of Human Services, 2015). In the 1960s,
the profession of human services was developed in response to the direct need of human
problems. Human service professionals are defined as service providers and professionals
who hold a wide ranges of service providers roles (National Organization of Human
Services, 2015). These roles operate throughout nonprofit organizations and public and
private agencies in efforts to assist individuals and communities (National Organization
of Human Services, 2015). Human service professionals play a role in preventing human
trafficking by identifying, responding, and developing services for potential victims.
Human service professionals can only responsibly act to prevent human
trafficking if they are trained to do so. Early interpersonal relationships between service
provider and victims are essential in either promoting or hindering the exposure of risk
for sexual exploitation (O’Brien, 2018). However, human service professionals may not
receive human trafficking training that is adequate in first recognizing human trafficking
and then to responding appropriately (Recknor et al., 2018). Although interpersonal
relationships with professionals are important, there is inadequate training of identifying
victims can lead to missed opportunities to intervene and safeguard victims (Duncan &
DeHart, 2019). Without the adequate training, human service professionals may
inadvertently retraumatize a victim and cause more harm (Brennan et al., 2023).
Therefore, adequate training should be incorporated within organization as well as
education around the crime.
The training that is available also requires maturation and further evidence-based
research. There are no centralized training methods for human service professionals
working within the human trafficking field (Mugari et al., 2021). Human trafficking
organization and resources such as National Human Trafficking Resource Center
(NHTRC) developed categories that human trafficking education and training should
center around (NHTRC, 2016). There are four key content areas education should focus
on: definitions and problem scope, risk factors and health implications, assessment, and
response (NHTRC, 2016). Although this is suggested, nothing is required under a
governing body. Therefore, training is subject to interpterion. New developments and
adjustments in research require training adjustments. Gerassi et al. (2018) noted that the
commonly reported indicators of identifying potential victims that is disseminated at
trainings for service providers do not have a strong evidence base to support them. To
assist human service professionals with victim identification, several antitrafficking
organization describe consistent human trafficking indicators (Gonzalez-Pons et al.,
2020). Previous indicators, such as signs a person is being controlled, signs the person
lacks freedom, and signs of physical abuse may not be as sufficient as best practices for
identification (Gerassi et al., 2018). As these indicators are changing and evolving,
human service professionals are failing to recognize the shift. Professionals are also
failing to recognize victims in practice as they do not fit the image portrayed through the
media or they do not show the typically studied indicators of trafficking (Gerassi et al.,
2018). A health professional stated that, if a service user looks like a prostitute, than the
individual is indeed a prostitute (Recknor, 2020). To overcome these biases and
misinterpretations, screening tools are also needed. Similar to training on human
trafficking for professionals, there is no standard established for human trafficking screen
tools (Hainaut et al., 2022). The absence of standards results in reliance on worker’s
selfidentification or self-reference for determining the sensitivity and specifications of
screening tools (Hainaut et al., 2022). Hainaut et al. (2022) suggested that tools designed
to identify trafficking victims may not consistently undergo adequate validation, lack
adaptability for diverse human service professional settings, and fail to sufficiently
generalize for different forms of trafficking. This way of screening will lead to
inaccuracies and lack of consistencies across organizations.
Legal Barriers for Human Service Professionals
As research continues to develop around screening tools and training to identify
victims of human trafficking, the ownership of identification is dependent on the
professionals’ knowledge and insight. Without training on how to recognize victims of
sex trafficked minors, service providers may inadvertently treat victims as if they are
offenders of criminal offenses or youth involved in illegal activities, resulting in
unmerited juvenile proceedings (Cole & Sprang, 2020). Systemic responses to trafficking
can intensify the blurred boundaries between victim and offender status, particularly as
service providers contend with the distinguishing between prostitution and sex trafficking
(Duncan & DeHart, 2019). The issue of human service providers and law enforcement
not understanding the differences can result in victims not being treated and cared for
according to their needs. The actions of being treated as a criminal instead of a victim
further traps a victim in trafficking situations (Duncan & DeHart, 2019). These blurred
lines of a victim being treated as a criminal further has an impact on the lack of
recognition of the crime of human trafficking. Some human service professionals may
imply a disconnect in the underlining cause of human trafficking (Josenhans et al., 2020).
Failure in how to recognize the systemic and structural factors that contribute to
trafficking may lead to an inability to address economic and social conditions that
exacerbate vulnerabilities of those trafficked and advocation for changes in policy
(Recknor et al., 2018). One challenge involves victimizing survivors and another
challenge lays in the consequences of the trafficker. These underlining concerns are only
the start of the legal barriers in preventing human trafficking.
The lack of legal frameworks for prosecuting human trafficking makes it difficult
to provide effective interventions. Each legal framework has a focus and for the Palermo
Protocol the focus is on the purpose of exploitation in human trafficking. Exploitation is
not clearly given a definition in international law as it is subject to a variety of
interpretations and a difficult concept to define (Goździak & Vogel, 2020). Looking at
labor trafficking, exploitation occurs when workers are treated unjust, failure to be
compensated appropriately for their labor, and when traffickers exploit the situation for
their own profitable gain (Goździak & Vogel, 2020). However, legally, the real challenge
is to demonstrate to the opposing view that the harsh experiences of the victim, such as
extensive long hours without pay, deductions of pay without notice, inhabitable living
conditions, and high fees to recruitment agencies, are criminal offenses and should be
prosecuted (Goździak & Vogel, 2020). In addition, suspended sentences given as a result
of human trafficking to convicted criminals also leads to mistrust from victims and a lack
of confidence to expose their trafficker (U.S. Department of State, 2018). Given the
complexity for human service professionals in defining and law enforcement prosecuting
in the content of human trafficking, it is imperative to explore potential solutions and
policy recommendations to address these challenges.
Limited Resources Available to Professionals
Human service professionals experience further challenges after victims are
identified. Once a trafficking victim is identified (whether it is labor trafficking or sexual
exploitation), the human service professional must keep the victim safe and obtain the
appropriate resources to help the victim. This action can result in an arrest of a victim. It
can be seen as a contradictory act for a person to be underage and arrested for
prostitution. Under the federal law, the children who are arrested are considered victims,
not criminals (Duncan & DeHart, 2019). Yet, criminal justice personnel and human
service professionals may struggle with the lack of resources and with identifying
supportive services and residential care suitable for these youth (Duncan & DeHart,
2019). However, sometimes the arrest of youth ensures safety for victims from exploiters
and recruiters (Duncan & DeHart, 2019). It is possible that these actions are
retraumatizing and likely not to be the best suited for delivering services to address the
past and ongoing victimization often associated with sex trafficking (Scott et al., 2019).
The balance between keeping victims safe and providing adequate services specific to the
complex needs of a human trafficked victim is difficult.
Arresting victims and prosecuting offenders does not solve the human trafficking
problem. A victim not receiving service may be due to how and where the victim comes
into contact with their service providers (Gonzalez-Pons et al., 2020). If the initial
interactions occurs through law enforcement, it is unlikely that the victim’s needs will be
met beyond the criminal justice system (Gonzalez-Pons et al., 2020). With the
appropriate resources, primary prevention should be implemented at multiple levels
(Greenbaum et al., 2018). Therefore, there is a further need for the collaboration of the
criminal justice component and human service professionals (Judge, 2018). Correctional
staff throughout facilities require human trafficking training to unify training content as
well as determine if such trainings are improving antitrafficking knowledge, skills,
attitudes, and behavior (Rizo et al., 2022). The needs of the victims incarcerated require
critical resources and programming that identifies their victimizing and the capacity to
offer support and reentry into their communities (Rizo et al., 2022). To more effectively
address the needs of human trafficking victims, collaboration among healthcare
providers, legal avenues, researchers, and human service professionals is essential. There
is a need for screening tools to aid service care providers in identifying trafficking
victims, ensuring that victims’ overall needs can be effectively met. (Munro-Kramer et
al., 2019). Lack of resources has been a consistent limitation for human service
professionals and this results in a shortage of services available.
In addition to the challenges related to victim safety and legal complexities,
human service professionals also face limitations in terms of education and training.
Human trafficking is on the rise across the United States, making it increasingly likely
that human service professionals will encounter trafficking victims early in their careers
(Litam et al., 2021; UNODC, 2018). However, many of these professionals are not
prepared to assist individuals who have experienced human trafficking at such an early
stage in their profession (Koegler et al., 2020). To address this issue, Mays et al. (2023)
suggested that professionals can best overcome this limitation by exhibiting positive
attitudes toward sex trafficking survivors and advocating the development of
clientspecific counselor self-efficacy. The effectiveness of preparedness hinges on the
professional's belief in their own abilities when assisting trafficking survivors, along with
their positive attitudes toward clients (Mays et al., 2023). Ultimately, a survivor's
outcome often relies on the support and guidance provided by the human service
professional.
Education does not need to be limited to only formal education and training
throughout the human service profession. Instead, education provided by human service
professionals should hold a broader approach that encourages young people to initiate
peer-to-peer discussions about risk factors, personal experiences, and prevention
strategies related to human trafficking (Greenbaum et al., 2018). Human service
professionals, in collaboration with additional health professionals have the opportunity
to provide education to clients and their families on human trafficking, including the
associated risks and strategies operated by traffickers (Greenbaum, 2020). Therefore,
amongst the recommended peer to peer discussions, the accurate information is shared
with the vulnerable population (Greenbaum, 2020). The efficacy of this prevention
initiative will be strengthened through the training offered to human service
professionals, encompassing essential tools that can be disseminated and integrated into
awareness campaigns via social media and mobile communication channels (Greenbaum
et al., 2018).Such an inclusive approach to education not only equips professionals with
the necessary knowledge and skills but also engages the broader community in the fight
against human trafficking, fostering a more comprehensive and effective response.
Summary
The United States is not omitted from experiencing the crime of human
trafficking. Those most vulnerable to human trafficking often experience overlapping
social and economic inequities. Victims of human trafficking derive significant benefits
from access to various resources, including housing, financial assistance, medical
services, mental health support, and informed care (Goździak et al., 2020). However,
opportunities to identify trafficking victims are often missed by individuals trained to do
so. A more effective strategy for prevention services can be developed through
multifaceted partnerships involving human service professionals (Gonzalez-Pons et al.,
2020). The literature review discussed human service professionals' difficulties and needs
in defining what human trafficking is, legal ramification of human trafficking, human
trafficking as a crime, combatting trafficking, sex trafficking as a crime, vulnerabilities
and risk of sex trafficking, human trafficking and Covid, difficulties human service
professionals have accessing services for victims , legal barriers human service
professional face when working with human trafficked victims, and the limited resources
available to human service professionals. Current preventive measures present the
blueprint for combating the crime of human trafficking and the areas needed to improve
for human service professionals. Chapter 3 explains the methodology for this study.
Chapter 3: Research Method
Introduction
The purpose of this single intrinsic case study is to explore the interventions that
human service professional directors use to prevent human trafficking in Missouri. The
aim is to understand what interventions human service professionals use to prevent
human trafficking in the state of Missouri. This chapter includes a detailed discussion of
the methodological plan for this intrinsic case study. I provide information on the
research design and rationale, the role of the researcher, and information on the
methodology for the study. This chapter details the sample criteria, research affiliation, if
any, with study participants, and methods data is collected and analyzed. I conclude this
chapter by discussing trustworthiness and ethical standards.
Research Design and Rationale
For this single intrinsic case study, I used a qualitative methodology with the
purpose of understanding what interventions human service professionals use to prevent
human trafficking in the state of Missouri. Qualitative researchers aim to understand
phenomena from the participants' perspectives (Merriam & Grenier, 2019). Qualitative
research focuses on experiences, behaviors, and social issues to understand a
phenomenon (McGrath et al., 2019). The qualitative method also allows data to be
collected from extensive details through open-ended questions specific to the topic of this
study (Barrett & Twycross, 2018). This method covers a range of empirical materials that
depict aspects of a person’s life and experience through life stories, interviews,
observations, and case studies (Hussain et al., 2021). I chose to use the qualitative method
in this study to obtain an in-depth exploration of the personal experiences of prevention
strategies by human service professionals engaged in assisting victims of human
trafficking. The complexities of the experiences from the human service professionals
contribute to the understanding of each experience.
I chose to use a case study design. A case study is utilized to examine either a
single case or a collective case (Stake, 1995). A case study is based on the “why” rather
than the “what” to gain further understanding of a topic (Stake, 1995). A case can be an
item, person, or population that is complex, and it can be specified and bounded (Stake,
1995). There are various methods for collecting and analyzing data to further advance
and understand the case (Stake, 1995). This single case study is specified to human
service managers and program directors who are currently working within the role of
successfully creating interventions to prevent human trafficking. This study focuses not
on the participants’ full capacity in their role but specifically on their experiences in the
successful strategies, components, and recommendations for success regarding creating
interventions put in place to prevent sexual exploitation human trafficking.
Generic design and ethnography were other qualitative research designs
considered for this study. The generic design includes multiple approaches, and the study
does not have a specific methodological viewpoint (Kostere & Kostere, 2021). The
generic design is used to explain real world human experiences (Kostere & Kostere,
2021). I did not use a generic design as the research question is holistic, broad, and open
to an in-depth understanding and discovery of the topic (see Kostere & Kostere, 2021). I
seek to understand prevention techniques of human service professionals. Ethnography,
on the other hand, focuses on the analysis of customs, beliefs, social settings, practices,
and beliefs within a network (Jones-Hooker & Tyndall, 2023). When there is a need to
describe how a cultural group works and to explore languages, beliefs, and behaviors,
ethnography is the most appropriate design (Mohajan, 2018). In this study, there is no
need to locate a cultural sharing group and analysis a social culture; therefore,
ethnography is not the best fit. While some authors have suggested a new methodology
for health contexts by combining case study design with organizational ethnography;
however, Côté-Boileau et al. (2020) stated that the impact of qualitative research is
currently underdeveloped and not an appropriate design for this study. The choice of an
intrinsic case study was made because it is tailored to investigating a unique
phenomenon, driven by the researcher’s interest (see Harling, 2012). The researcher is
required to define the distinctiveness of this phenomenon, setting it apart from others,
which may be based on a collection of characteristics or the sequence of events.
Role of the Researcher
The role of a qualitative researcher includes several responsibilities. As the
researcher, I am a key instrument in the study (see Taherdoost, 2022). I am responsible
for collecting open-ended data to understand the participant’s thoughts, actions and
reactions, and overall beliefs about the study (see DeJonckheere & Vaughn, 2019). I
collected data through examining archival documents and conducting interviews with
participants. My role as the researcher is to analyze the data received through purposeful
sampling. As the researcher, I hold a role in finding and interviewing appropriate
participants for this study.
It was also my role to establish creditability and produce an unbiased analysis. A
researcher’s perceptions and biases have the potential to influence questionable and
unethical research practices, ultimately impacting the end results of the study (Baldwin et
al., 2022). To mitigate any potential bias, I used bracketing. Bracketing is the attempt to
set aside my personal preunderstandings and assumptions and to be more open to the
phenomenon (Dörfler & Stierand, 2020). During the interview process, I built rapport yet
maintained professionalism and established boundaries by stating my role as the
interviewer. The topic of exploring prevention strategies had the potential for participants
to discuss trauma events. Completing qualitative research interviews can create emotional
challenges for some researchers. Therefore, being mindful of emotional impact and
disturbances during these procedures are important (Dickson-Swift, 2022). I put
mindfulness in practice by completing memos after each interview as well as while I’m
reviewing the recordings. I used this process to ensure I am setting boundaries between
myself and the participant while continuing to maintain a rapport.
The potential for the presence of bias is inevitable in any study. My role as the
interviewer requires the need to be reflexive, conscious, and aware of the impact the
conversation between myself and the participant will have on the interview (see McGrath
et al. 2019). McGrath et al. (2019) suggested that the interviewer should be seen as a
cocreator of the data along with the participant, avoiding introducing bias or
contaminating the data. My previous experience in the field of human services may led to
a potential bias when collecting analyzing data. My preconceived ideas of human
trafficking and its prevention methods are based on my 15 plus years working in child
protection. However, my previous knowledge of human traffic may aid in understanding
the context of the subject and the experience of the participant. Potential bias is also
mitigated by constantly being self-aware of my potential bias and managing this
throughout the data collecting process.
To show appreciation for participant’s involvement in my study, each participant
received a token of appreciation after completing the interview. Participation token is
often given to offer reimbursement to cover any cost participates may encounter (UK
Statistics Authority, 2022). In this study, participates received a Visa gift card of $10 for
volunteering and sharing their experiences of creating prevention strategies. This token of
participation was given to show an appreciation of their time. Within 3 business days of
completing the interview session with the participate, they received the token of
participation as well as an emailed letter of appreciation.
Methodology
Participant
For this qualitative study, I selected an intrinsic single case study to explore the
interventions that human service professional directors use to prevent human trafficking
in Missouri. The population for this study consists of human service managers and
program directors who currently or previously created successful interventions for the
prevention of sexual exploitation. There is a requirement of homogeneity within the
sample pool; this will relate in a better understanding of the overall perceptions of similar
individuals that have insight in their experiences (Clark & Vealé, 2018). The
requirements set for this sample include human service professionals working in the
human service field for a minimum of 5 years. These human service professionals must
have worked directly with sexually exploited victims for a minimum of 4 years. The
requirement for a minimum of 5 years of experience in the field signifies the importance
of substantial professional knowledge and establishes eligibility for managerial roles.
In this study, I use purposeful sampling. Purpose sampling is used in qualitative
research when the researcher selects individuals who are a good match to the aim and
objective of the research (Campbell et al., 2020). Case study researchers often use
purposeful sampling with the goal to illustrate the phenomenon of an interest with an
indepth understanding (Patnaik & Pandey, 2019). I chose to use a purposeful sample
because this sampling allows me to specifically select human service manager
participants located in the state of Missouri. The highly subjective choice ensures that the
information provided by the participants is resource-rich specifically regarding
prevention strategies.
I obtained six participants for this study. The number of participants in qualitative
research depends on the problem being studied. I chose a small number of participants as
this develops a more in-depth understanding of the topic. A smaller sample size is chosen
to carefully assess the insights and precision of participants about the topic (Taherdoost,
2022). Sample size play a role in maintaining the research’s reporting accuracy (Subedi et
al., 2021). Unlike quantitative studies, the goal in qualitative studies is not of statistical
representativeness; therefore, a large sample size is not necessary (DeJonckheere &
Vaughn, 2019). The purpose of qualitative methods is not to generalize the results to a
larger population (DeJonckheere & Vaughn, 2019). The focus is on in-depth
understanding of the topic, derived from a comparatively smaller cohort of participants.
The researcher seeks to achieve data saturation, in which no new relevant information is
contributed (Alam, 2020). I determined that I achieved data saturation when there were
no new pertinent information from participant interviews and the information received is
redundant. Once data saturation was achieved, I terminated participant interviews.
I recruited participants for this study by word of mouth and social media
platforms including LinkedIn, Facebook, X, and Instagram. Flyers were posed throughout
these social outlets. I communicated the requirements of study with the participants along
with the interview duration, data collection process, and data privacy procedure.
Instrumentation
I created an interview protocol for this study. Interview protocols include the
guide for the interview component of the study (Yeong et al., 2018). The interview
process is supported by the interview protocol. The interview protocol ensures the
interview is efficient in gathering comprehensive details within the time constraints
(Yeong et al., 2018). I used the interview protocol refinement (IPR) framework. This
framework comprises of a four-phase process for creating and enhancing an interview
protocol (Castillo-Montoya, 2016). The first phase of the four-step process involves
ensuring that the interview questions are in line with the research question
(CastilloMontoya, 2016). The second phase includes developing an interview protocol
promoting a conversation that may include asking interview questions differently from
how it is initially written (Castillo-Montoya, 2016). This phase may include drafting a
script for direction. The third phase involves receiving committee response on the
finalized interview protocol (Castillo-Montoya, 2016). Lastly, the fourth phase is to
implement any changes received (Castillo-Montoya, 2016). The feedback received
improves the interview protocol’s reliability and trustworthiness.
Following the guidelines of the interview protocol, my interview questions
include six open-ended questions that aim to understand the procedures human service
professionals successfully completed to aid in preventing sexual exploitation. Questions
have a follow-up probing question to allow for further understanding. The interview
questions are based on professional experiences whilst carrying out prevention measures.
Expert Panel Review
I have conducted an expert panel review to enhance the validity of the interview
protocol. The expert panel review helps enhance the practicability and credibility of the
interview protocol (McGrath et al., 2019). The expert panel review takes place before the
interviews takes place.
For the expert panel, three experts were chosen. The interview protocol was sent
to each panelist via email after a telephone call to review the interview questions. Two of
the three experts were selected because of their managerial role in corporate social
responsibility and their direct experience in human trafficking victims' program
initiatives. Expert 1 had 17 years of experience in the field. Expert 2 had had 7 years of
experience. Expert 3 was chosen for their role as a human service professional who has
worked with programs dealing with victims of human trafficking. Expert 3 had 25 years
of experience in this field. Expert 1 corrected grammar in the introductory paragraph and
suggested I ask what human trafficking is defined for their organization. Expert 2 added
probing questions about funding to operate interventions that combated human trafficking
and where the funding came from. Expert 3 suggested changing the wording of one
question. Each suggestion was reviewed and taken into consideration for the final
interview questions. As a result of the panel review, I added probing questions about
funding to operate interventions, changed grammar, and changed the wording of one
question. The expert panel interviews enable me to gain skills before embarking on data
collection (McGarath et al., 2019). The process has clarified the questions I will ask in
the final interview.
Procedures for Recruitment
I recruited participants for this study through multiple channels, including word of
mouth and social media platforms, including LinkedIn, Facebook, X, and Instagram.
Those who expressed interest were instructed to contact me via email or phone. To
participate, each individual was employed in Missouri and met specific qualifying criteria
established prior to the recruiting process. Prior to involvement, I received informed
consent from all participants, and comprehensive study guidelines provided. Interview
questions regarding their involvement with human trafficking victims was discussed and
explanation and guidelines of confidentiality given.
All interviews were completed using the Zoom platform and securely recorded
through a recording system. It is important to note that Zoom interviews may have
presented certain challenges, such as limited visibility of participants (Parsons et al.,
2023). This limited view can result in the loss of nonverbal cues and engagement during
the interview. To mitigate this challenge, I paid close attention to less obvious cues, such
as eye contact and vocal inflection. Additionally, I actively engaged with participants to
maintain their comfort throughout the interview (see Parsons et al., 2023). These recorded
interviews were subsequently transcribed for the purpose of data collection. Each
participant received transcriptions from me by email following their interview.
Interviews were be scheduled for a duration of about 60 minutes. While the
allotted time has not guaranteed to be used in full, it did not exceed 90 minutes. At the
start of each interview, I explained the study's objectives and context to the participant.
Rapport was established through introductory questions, followed by the questions they
received beforehand. Pending each answer, where needed, participants were prompted for
further elaboration and in-depth insights. Participants will also be encouraged to provide
any additional information they believe is pertinent, given their familiarity with the study
and its purpose.
Data Analysis Plan
In this qualitative study, I used a single intrinsic case study. This study followed
Yin’s (2018) five components of data analysis. The first step of compiling consists of
gathering and organizing the collected data (Yin, 2018). For this study, I administered
one-on-one semistructured interviews and collect data from internal and public
organizational documents. The purpose of this step is to gather as much information as
possible for the study (Yin, 2018). Disassembling is the next stage, which is breaking the
data down into smaller units in order to understand and gain further details (Yin, 2018).
In this study, I dissected the details given and placed them first into categories. Following
disassembling is reassemble, which is grouping the smaller units into meaningful
categories (Yin, 2018). For this step I looked for patterns, insights, or concepts
throughout the data collected (see Yin, 2018). These patterns or concepts may emerge
following my examination of the data in different ways such as reflecting on different
themes or creating a matrix or visual diagrams and charts. Another way I accomplished
this step is by writing self-memos taken while observing data (Yin, 2018). The next step
requires a deeper exploration of the data in the interpreting stage (Yin, 2018). In this
stage, I analyzed the data to identify relationships and trends that develop explanations or
theories based on the findings. The final step in Yin’s steps is concluding. Concluding
draws an overall generalization based on the evidence provided by the data (Yin, 2018).
In this stage, I synthesized the findings from data collected categories. The findings
provided a clear and coherent understanding of the topic.
Issues of Trustworthiness
Credibility
To confirm trustworthiness, credibility must be present. Credibility provides the
confidence in a study’s findings. Credibility serves as a measure to understand and
confirm if the results accurately represent the information received from the received data
(Korstjens & Moser, 2018). Credibility is rooted in honest and transparent reporting
(Johnson et al., 2019). I promoted credibility in this study through triangulation.
Triangulating refers to using different information sources and or procedures to
consistently establish connections and patterns. (Stahl & King, 2020). There are various
triangulation processes; for this study, the best fit is methodological triangulation.
Methodological triangulation uses multiple methods of analyzing and collecting data
(Stahl & King, 2020). For this study, I used triangulation by collecting data through the
analysis of interviews and reviewing and collecting internal and public organizational
documents.
Transferability
An additional component of trustworthiness is the assertion of transferability.
Transferability notes that descriptions and patterns identified in one context may exhibit
applicability in another (Stahl & King, 2020). In qualitative research, transferability
occurs when the same circumstances apply to diverse participants sharing similar
backgrounds (Stahl & King, 2020). Transferability is possible when the findings of this
study will be helpful to other similar groups. Transferability is promoted in several ways;
one way transferability is promoted is through triangulation. Triangulation further
supports researchers in grasping the understanding of the phenomena researched (Moon,
2019). Data triangulation can help strengthen the transferability of the findings by
providing multiple perspectives and evidence that supports (Moon, 2019). For
transferability from this study, I thoroughly describe the techniques for data collection
and the criteria will be evidenced and available to review.
Dependability
A further element of trustworthiness is dependability. Dependability pertains to
the study’s reliability and the thorough documentation of its logical processes (Stahl &
King, 2020). Stahl and King (2020) stated that an aspect of dependability is the
researcher’s anticipation of review by a peer. The researcher presumes that the work is
inspected. The researcher ensures that facts are separated from the researcher’s
interpretation (Stahl & King, 2020). To ensure dependability for this study, I used
bracketing, which is the process of ensuring that data are separated from my observation
and interpretations (Stahl & King, 2020). The practice of bracketing requires a review of
bias and reflexive analysis by the researcher. Bracketing helps the researcher to recognize
and temporarily suspend their personal bias and preconceived notions (Stahl & King,
2020). This approach reduces the potential impact of biases on the research and
influencing the outcome (Stahl & King, 2020). A part of the bracketing process can
involve debriefing with peers to validate findings and interpretations. I ensured to follow
this procedure by engaging two educational peers with my research. Allowing multiple
reviewers examine my work has ensured that different perspectives are considered, and
potential biases are identified.
Confirmability
To further minimize bias, the concept of confirmability needs to be considered.
Confirmability aims to align with objective reality as closely as possible (Stahl & King,
2020). Confirmability entails providing a detailed and comprehensive picture of the
methods used in this study. Data accuracy is necessary for the researcher to maintain
impartiality throughout the study (Stahl & King, 2020). The confirmability of the results
of this study is influenced by explaining any influence I may have had as the researcher
during the interview and detailing this through peer review and triangulation.
Ethical Procedures
This research adhered to all ethical considerations. I provided potential
participants with comprehensive information that facilitated participants in making
informed decisions concerning their participation throughout this study. The selection of
participants adhered to the recruitment plan, which includes self-selection, participant
criteria, and obtaining informed consent. Informed consent preceded the Zoom
interviews. Study participants were notified that they have the right to withdraw from the
study at any stage. Additionally, participants are protected under Walden University's
Institutional Review Board (IRB) oversight, with approval granted before data collection
commences. All data acquired during the study was maintained securely under a
password protected computer and treated confidentially. All paper forms collected is filed
under lock and key. To further ensure participant confidentiality, all information collected
is stored on my computer in a file which is password-protected. These protective
measures collectively add to data privacy. All data gathered will be securely and safely
disposed of 5 years following the conclusion of the study.
Summary
Chapter 3 addressed the methodology used in this study exploring the
interventions that human service professional directors use to prevent human trafficking
in Missouri. This chapter discussed research design and rationale, role of researcher,
participant population, instrumentation and procedures, expert panel review, procedure
for recruitment, data analysis plan, trustworthiness, creditability, dependability,
confirmability and ethical procedures.
Chapter 4 provides the results of the study, including the setting, demographics,
data collection and data analysis, and evidence of trustworthiness.
Chapter 4: Results
Introduction
This single intrinsic case study aimed to explore the strategies used by human
service professionals to create interventions to prevent human trafficking. I completed
this study to answer the following research question: What interventions do human
service professionals use to prevent human trafficking in the state of Missouri?
In this chapter, I provide the evidence of trustworthiness by highlighting
confirmability, dependability, and transferability. This chapter further discusses the
development of themes. The results of this study are also presented in this chapter, along
with interview responses from participants sharing their experiences as human service
professionals working with victims of human trafficking. The chapter concludes with a
summary of the information presented.
Setting
I conducted all interviews with participants virtually using the Zoom platform.
Virtual interviews provided convenience as I was located in a different country from the
participants at the time of these interviews. Although video communication has
limitations, such as a restricted view of the participant's environment and some difficulty
in reading body language, Zoom enabled effective face-to-face communication despite
the distance and time difference. All interview appointments were scheduled via email.
Due to an unforeseen circumstance, one participant missed the scheduled interview,
which was then rescheduled to the next convenient day. All interviews utilized Zoom's
camera and audio features. To ensure protection and compliance, confidentiality forms
were sent to participants prior to the interviews to confirm their consent for audio
recording.
Demographics
A total of six people participated in this study. Interviews did not result in the
collection of any demographic data because they were not relevant to answering the
research question. However, all participants met the participant criteria. As required, all
participants currently worked in the state of Missouri during the time of these interviews.
Participants also held a manager or supervisor role as a human service professional and
worked directly with sexually exploited victims for a minimum of 4 years.
Data Collection
A total of six participants were interviewed for this study. Each participant
engaged in one semistructured interview. As outlined in Chapter 3, participants received
consent forms prior to the start of the interview. These consent forms were emailed
before the interview, and verbal compliance was confirmed during the interview.
All data from participants were gathered through Zoom interviews. To my
knowledge, no other persons were present besides the participant being interviewed.
Interview times varied for each participant, with the average interview length being 43
minutes. During all interviews, I took detailed notes in a notebook, which was securely
stored in a locked drawer. The Zoom interviews were audio-recorded using my mobile
device, and the recordings were subsequently transcribed and documented. Additional
data were collected from six archival documents, retrieved from public domains and
organizational websites.
One variation in data collection involved a participant missing the scheduled
interview due to a workplace crisis. After waiting for 15 minutes during the Zoom
session, I reached out to the participant regarding their participation. I signed off after not
hearing from them for 20 minutes. The participant later messaged to apologize for their
absence. We rescheduled for a convenient time, and the interview was successfully
conducted within 2 days. There were no other variations in data collection as described in
Chapter 3.
Data Analysis
While using Zoom to conduct the interviews, I audio recorded the sessions with
my mobile phone. During each interview, I also took detailed scripted notes. After the
interviews, I utilized Microsoft Word Transcribe to convert the audio recordings into
transcripts. I meticulously listened to the audio and reread the transcripts multiple times
to ensure accuracy, correcting grammatical issues occurring from the transcribe, and any
other mistakes noted throughout the transcription process. After completing this review,
the participants received their respective transcripts in accordance with the informed
consent form they had received before the interview. This process allowed the
participants to review their transcripts for accuracy and confirm their interactions during
the interview. It also provided an opportunity for participants to alert me to any errors and
request corrections if needed. No feedback indicating transcript inaccuracies was
received.
Each stage of data analysis followed a process. The process adhered to Yin’s
(2018) five components of data analysis. The initial step involved compiling as much
information as possible during the interviews and recording it on an Excel sheet. The
Excel sheet was organized into sections for each participant, interview question,
response, codes, categories, themes, and notes. Throughout the review process, I
repeatedly read the transcripts and listened to the audio recordings. I compared my
scripted notes with the transcripts and incorporated my notes into the memo section of the
Excel sheet. Probing questions were asked during the interviews to avoid assumptions.
The next stage consisted of Yin’s (2018) disassembling stage, which entails
breaking the data down into smaller units to further gain insight. The initial stages of
coding included first descriptive coding and content coding. Examples of these codes
included collaboration across different organizational sectors, survivor insights, and
concerns of revictimization of human trafficking victims. Following this stage, the data
underwent a second coding cycle, allowing for review from a different perspective and
facilitating the disassembly and reassembly of the data. The codes were then organized
into Yin’s reassemble phase, which involves category development using mind map
visualization and matrix creation. For this study, some identified categories were
continuous improvement and feedback, preventive education and relationships, and
coerced involvement in the justice system. From these categories, I activated the
subsequent stages of data analysis as outlined by Yin and identified emerging themes. For
example, the categories enhanced collaborative efforts and integrated understanding
across sections contributed to the development of the theme: the need for multiagency
human service collaboration to prevent human trafficking. These developed themes were
then able to answer the research question.
Through the data analysis, I identified seven themes from the interviews. Theme 1
was need for multiagency human service collaboration to prevent human trafficking.
Theme 2 was the need for education on defining human trafficking for middle and high
school youth. Theme 3 was to use human trafficking survivor’s insight and strategies to
prevent future human trafficking. Theme 4 was to address the stability needs of victims to
avoid returning to traffickers. Theme 5 was human service providers using strategies that
do not apply an overemphasis on criminal justice is more effective for prevention. Theme
6 was human service professionals need continuous education on ever changing human
trafficking trends. Theme 7 was community engagement is necessary for prevention.
Evidence of Trustworthiness
Credibility
Credibility in this study provides confidence in the truth of the findings.
Credibility is concerned with whether the results of the study accurately represent the
perspective of the participants involved in the study. To ensure the best reflection and
clarification during the interview, I asked open-ended questions and probed to reflect the
participants' responses. Interviews were transcribed by Microsoft Word Transcribe
software and then listened to and reviewed for any needed corrections. Each interview
transcript was sent to the participant via email to ensure the accuracy of the interview's
content. To further confirm creditability, I analyzed the open-ended questions of the
interview and reviewed public organizational documents as a triangulation strategy.
Transferability
For this study, the success of transferability is ensured during data collection and
data analysis. The process of transferability notes that information identified in this
context may be applicable in another (Stahl & King, 2020). Transferability is also
promoted through data triangulation. To achieve this, I provided a comprehensive
description of the research process and data collection methods, ensuring that the findings
are understandable and transferable. This approach allowed for multiple perspectives and
provided evidence to support each step of the research. By offering accurate, supportive,
and robust information, future researchers can expand upon this study. The strategies
followed in this research contribute to the discipline by providing human services
professionals with effective measures to prevent human trafficking.
Dependability
Dependability refers to reliability as well as the thorough documentation of the
study’s logical processes. This process involves maintaining the detailed written
procedure of data collection. In this study, all standards were followed and provided
guidance for ensuring there were no deviation. The data collection process was approved
by Walden IRB prior to data collection and analysis. During the data collection process, I
ensured dependability by using bracketing. Bracketing was employed during data
collection. This technique required the suspension of personal biases and preconceived
notions to maintain impartiality. The process involved journaling, making memos of my
thoughts, and enlisting peers for a peer review. This approach allowed for multiple
examinations of the work and consideration of different perspectives.
Confirmability
Confirmability aligns with objective reality, integrity, and authenticity. It involves
providing a detailed picture of the methods of my study and only using the information
provided by each participant. Throughout the study, the exact words of each of the
participants were used when analyzing and coding the data to ensure confirmability. Each
interview was verified with the participant, and I bracketed my knowledge from previous
work history, which might have influenced the study topic using a journal. Any
influences challenging confirmability would have been disclosed. Additionally, audio
recordings, journaling, and peer review further ensured confirmability.
Results
To answer the research question, I asked six questions during the semistructured
interviews. I also included probing questions for clarity and exploration when needed.
The data collection process concluded seven major themes. Theme 1 was need for
multiagency human service collaboration to prevent human trafficking. Theme 2 was the
need for education on defining human trafficking for middle and high school youth.
Theme 3 was use human trafficking survivor’s insight and strategies to prevent future
human trafficking. Theme 4 was address the stability needs of victims to avoid returning
back to traffickers. Theme 5 was human service providers using strategies that does not
apply an overemphasis on criminal justice is more effective for prevention Theme 6 was
human service professionals need continuous education on ever changing human
trafficking trends. Theme 7 was community engagement is necessary for prevention.
Need for Multiagency Human Service Collaboration to Prevent Human Trafficking
The participants noted the need for working in partnership and collaborative
efforts across human service sectors such as antitrafficking coalitions juvenile justice,
child protective services, therapists, service providers working in drop-in centers, and
youth serving organizations to improve the overall response to human trafficking. This
collaboration fosters an integrated understanding of each sector's functions and
contributions, and it facilitates communication on successful strategies for preventing
human trafficking. Additionally, these partnerships aid in continuous feedback,
emphasizing the importance of ongoing feedback and adaptive practices. Participant 1
shared,
I think that collaborative models work pretty well, and especially when you've got
different people in different organizational sectors that are. You know,
contributing to increasing a better response to the issue. So I think anti trafficking
coalitions can be really useful to sort of facilitate that collaboration.
Participant 1 further went on to state,
But I think when people better understand each other’s areas and what they can
do and what they can't do and. Maybe provide some feedback on things that they
could be doing like differently or better as well as sort of affirmations about here's
what's working well. Hmm. I found that to be really useful.
When discussing what strategies do not work, Participant 3 explained,
Scare tactics. Oh, my God. Scare tactics and like. This focus on criminal justice
exclusively doesn't work. As human trafficking, so the trafficking survivors don't
often see themselves as survivor. As you know, victims, so they're not going to,
like, run to the nearest police station and be like, hey, I'm a victim. So you really
need to have like a a much more interdisciplinary kind of approach. Participant 3
illustrated what was not productive in strategies for preventive work and followed
up with the importance of interdisciplinary work between human service
professionals and criminal justice system. Archive data 2 discussed the
importance of collaboration in their organization and further stated “our
collaborative partnerships include trafficking survivors, service providers, faith-
based groups, legislators, the Supreme Court and Attorney General of Missouri.”
The insight from the interviews and the archival documents highlighted the
importance of integrated and interdisciplinary approaches to addressing human
trafficking. This mutual understanding of each profession’s function and its
contribution is crucial for developing successful strategies to prevent human
trafficking.
Need for Education on Defining Human Trafficking for Middle and High School
Youth
The participants outlined that early education on healthy relationships and
defining human trafficking for middle and high school youth enhances prevention
strategies. This approach, while acknowledging the controversial elements of such
education from community and school officials, fosters better understanding and
awareness among young people, thereby contributing to the early prevention of human
trafficking. Participant 3 stated,
And the other things that are really effective are things like healthy relationship
curricula in schools. That's pretty controversial. So and it's not just about safe sex,
like, that's that can be part of it, of course. But it's, you know, like. It's about the
anti-bullying, it's about and you know, coercive relationships and dating
relationships, it's, you know, how you know when you have friends that aren't
treating you quite right. You know, it's life at home and helping you realize that,
you know, things that might be happening at home may or may not be all that
healthy. That's part of it. Right. So those are tools that kids need in order to
understand that future relationships they encounter. Are they feel good or not.
And so I mean, that's like I said before, that's controversial because part of that
conversation is about consent and sexual relationships.
Participant 4 detailed,
Using experts in the field to educate youth and definitely intervening at a younger
age. I would say like middle school level seems to be more more effective. I
know there's a lot of, like, you know, red tape around there, like introducing
certain things to the younger kids. However, these younger kids are being
exposed. Quicker than we can tell them about things.
Participant 5 also explained from their experience why early intervention is necessary.
Early early intervention, obviously, social media has really driven this. Yeah, it's.
I would say hit them, hit start hitting kids, age appropriate awareness, knowing
when you send. When you send pictures to your boyfriend, you know and he sells
them. Now you've now you've been a victim, right?
Education at this stage was also recognized in the need for building a rapport and
teaching healthy relationships as a preventive measure. Participant 6 noted her current
position in activating this need:
We would go out, and the main thing was just building the rapport with them and
teaching them healthy models of relationship, but really breaking down the whole
aspect of what love is. And. What is healthy love, What is a facade of love, And
then what does love mean to them? That was the perspective that I usually took
and I started with just building a relationship with them and then we would just
break down the cognitive distortions and say what was different from their old
response to their new response and going out and things.
Incorporating early education on health relationships and human trafficking into school
curricula can play a role in preventative efforts. Despite potential controversies, this
education is vital for equipping the youth in human trafficking awareness and prevention.
Use Human Trafficking Survivors’ Insight and Strategies to Prevent Future Human
Trafficking
The participants emphasized strategies that consider long-term impacts and
incorporate survivor insights to enhance the effectiveness of antitrafficking efforts.
Highlighting the importance of survivor experiences and perspectives ensures that
longterm plans are informed by those who have experienced human trafficking.
Participant 1 noted,
Having professionals who are involved in that collaboration as well as survivors
is also very helpful because survivors of course understand you know what
they've experienced and they have unique insights. Especially when you're
thinking about consequences of responses long term, survivors tend to be really
helpful in helping people think out long term consequences.
Although Participant 1 was clear about the positives of gathering victim’s insight,
Participant 2 shared the opposition in not receiving survivor insight and stated, I think
human trafficking has really become like a hot button issue for lots of different
political things all across the spectrum, and it does seem like lots of people want
to help, but everyone is picking a different way to do that. And so, you know, you
have, like, conservative politicians that are passing bills that I don't find
particularly helpful, but I also see Democratic politicians doing that too. So I
guess for me, my stumbling block is lawmakers, not taking a second to learn from
providers or from survivors themselves, and instead just deciding like, well, this
will help and like, pass a bill that actually doesn't.
Participant 6 stated,
Well, just from my perspective, my own perspective, I'm a survivor as well. So
working with the individuals that were survivors, I had another way to relate with
them and, I say relate with them, but it's also on the other hand of that is to call
them out and to be able to say “hey, like, you're not going to play me, I've been
there” and cause we have the skill set and we're taught the skill set on how to
manipulate situations and don't even know that we're doing it. So whenever you
have another survivor there, it's kind of like I know what you're doing, you might
not know that you're doing it but I'm gonna call you out and we have that
relationship that we can do that. I would say that was the most helpful part.
Victim insight was seen as vital in illustrating past experiences. By obtaining
information and future planning, this leads to more effective and empathetic
strategies for combating human trafficking.
Address the Stability Needs of Victims to Avoid Returning to Traffickers
The participants noted that there are benefits in addressing needs for victims and
vulnerable individuals that contributes to their stability and security. By meeting these
immediate needs, the dependency on traffickers for basic necessities is reduced,
ultimately enhancing the effectiveness of human trafficking prevention efforts. This
theme also delves into the need to understand the root issue of trafficking. Participant 2
shared,
So in combating it, I would say some of the most useful. Strategies have been
around meeting the needs of people through our own services so that they don't
feel like they need to fall back onto sexual exploitations. A lot of the people that I
work with, I wouldn't call it voluntary because there's a lot of manipulation
around it, but a lot of them, were kind of preyed on and manipulated because they
had some big need that wasn't getting met. Housing, money, income, food, things
like that. And so if we're able to meet those needs, then a lot of the time the
traffickers don't have the tools to kind of manipulate or coerce someone into
trafficking to begin with. because a lot of the people we work with, it starts out
because they need something.
Participant 3 stated,
So what's really effective is things like, you know, ensuring that people have
adequate access to like, you know, housing, employment, things like, you know. The
social determinants. that will stabilize communities and individual, you know, lived
experience. And those are often things that are not really funded very well, OK. Or, you
know, they're kind of often the last things that are thought of. Participant 5 echoed this
need and illustrated their experience with examples demonstrating the benefits of
addressing stability needs,
You know we, we meet them where they're at and we just love on them. We just
try to prepare them right. We try to pour into them their value, you know, a
relationship that's not transactional. We help them get their birth certificate and
their drivers license and you know, social security card. Things that will put them
in a better position when they recognize this is a situation that I don't want to be
in. Life skill groups, pro social activity, how to have healthy boundaries, how to
have a positive relationship with another human being that isn't transactional,
that's based on a mutual care care and respect. That's honestly, that's what's
worked for us
Participant 2 gave examples of these situations as well,
A woman who she had successfully gotten away from her trafficker. She was
working with us, but she found that working an entry level job, the income that
she was making was not enough to pay for all of her needs. She couldn't pay for
her car, and her childcare, and her job;. I'm sorry and her rent all with that job.
And so she ended up reaching out to her trafficker again to say like, what income
can you offer me? Which makes sense. Like if you're trying to survive. I
completely understand. Reaching for whatever you need. But we were able to
secure her a space in an apprenticeship program with one of the local labor
reunions, and so then she was able to make more money and learn a trade at the
same time. So that kind of long term then, you know, she's not gonna need to fall
back with that trafficker in order to get her needs met. and also she was just
psyched to be able to, like, learn something new.
Participant 1 further detailed their concerns and expressed the need to not only address
stability needs but the root sources of these needs,
I think a lot of our attention is focused on responses after the fact, which are
definitely needed, but I think that if we did a better job of addressing root sources
of the problem, then we would be in turn ameliorating trafficking before it
happens. I don't think you're ever going to entirely eradicate the problem, but you
can certainly reduce its likelihood and I think you can better do that through big
picture responses so you know, we know that there's a very strong association, for
example, between poverty and sex trafficking, exploitation. So, you know,
poverty alleviation programs such as expanding Medicaid, expanding Medicare,
you know those healthcare responses I think would be beneficial, continuing to
increase the minimum wage would be beneficial. Increasing access to safe and
affordable housing, you know, all of these things that are sort of macro level
responses that might seem like well, that's not related to sex trafficking or that's
not sex trafficking specific. Well, it is because they're the social conditions that
more or less produce, not just like vulnerability to trafficking but traffickers. You
know, like, if you look at a lot of traffickers, they're coming from the same
backgrounds as people who are trafficked. So you know, how can we prevent that
desire for economic livelihood? That means that people will exploit others in
order to get it.
By meeting basic needs such as housing, employment, and access to essentials, the
dependency on victims’ traffickers is reduced. Long-term solutions, such as
apprenticeship programs and poverty alleviation initiatives, can further create an avenue
and prevent victims from returning to traffickers. Addressing the root causes of
trafficking, such as poverty and lack of access to resources, is crucial for preventing
exploitation and reducing the likelihood of trafficking.
Human Service Providers Using Strategies that do not Overemphasize Criminal
Justice is More Effective for Prevention
The participants noted that the use of law enforcement using criminalization as
leverage to force cooperation amongst victims does not aid towards prevention.
Participant 1explained,
So there's a law enforcement person who I've worked with also who, He’s very
anti decriminalization of young people involved in commercial sex. So yeah. And
you know, I asked him well, why? Because isn't that re victimizing? If you have
somebody who's a victim of trafficking and then they're treating them, you know,
as a, as a criminal. Then he said, well, we try not to treat them as a criminal, but
you've got to have some kind of leverage in order to get them to, you know,
report. And the traffic occurs and if you don't then it if you decriminalize, then
basically it's like a free run for traffickers to do whatever they want to.
Participant 2 illustrated,
I have not had a lot of luck working with law enforcement in my area. We've had
a lot of prevention efforts thwarted a little bit like as an example, if I'm working
with a client that I know has recontacted her trafficker or has kind of fallen back
into the life in some way. And then I found out she was arrested for drugs. Even if
I go into the police officers like area and I say like I I realized she was arrested for
drugs we're working with her, she’s a trafficking victim. I get very little give on
that and so that system seems very focused on penalizing anything they can rather
than rehabilitating.
Police officers specifically were frequently mentioned throughout this theme. Participant
2 also stared their experience and stated,
We also have a lot of police officers, unfortunately that are the traffickers
themselves. We've seen that happen a lot. And so that also adds another layer of
safety questions like are you even safe calling 911 if your trafficker as a cop?
Absolutely not like you don't want to. Be involved in that system. So those are big
stumbling blocks and then.
Participant 6 shared,
I have not found it very effective, law enforcement side. It does not work to
discipline them. Typical therapy does not work. Structure therapy does not seem
to work very well right off the bat. It's more of meeting than where they're at. I've
seen a lot of people, they just they give up right in the beginning because they
can't get a hold of that. But whenever you're working with an individual that
population, you're kind of working backwards. You can't get anything done until
you have that relationship, so you're spending an immense amount of time in the
beginning just building that trust and then you can help them bridge over into
whatever else they need.
This theme highlighted that strategies that prioritized the holistic needs of trafficking
victims outweighed those that focused on the criminal justice factor. Participants
highlighted the ineffective and potential harm of using forced cooperation with victims.
Human Service Professionals Need Continuous Education on Changing Human
Trafficking Trends
During the interview, the participants illustrated the need for continuous education
and development amongst the profession. Participant 4 shared the view that, “I think
early intervention strategies have been have proven to be incredibly helpful in combating
that and community engagement like I said, and. And continuous training, continuous
life?” Participant 3 articulated,
So for practitioners, I think the coalitions and task forces really need to place
emphasis on having regular and periodic discussions, trainings, whatever. On you
know if they're going to be using like an indicator scale of some sort to help them
figure out what it is that they're looking at because they need to have regular
discussions around those scales and to be up to date on because there are so many
limitations, OK. And they're going to change. All the time. Is just a very variable
place that we're in right now around that and there's a lot of work being done
around it right now. So like that needs to happen. And then also along with that
discussion, those coalitions and task forces need to, not sure how to say this, but
they need to have conversation around working with researchers
Participant 5 also shared similar thoughts with Participant 3 around training and shared,
So for me, I think that there should be training for all like human service workers,
you know, like mandatory, mandatory training for all human service workers.
Anyone. Because it's there. It's so in our faces all the time. So yeah, that is
definitely something that, you know, in my opinion I would implement.
Participant 3 also discussed the use of tools, scales, and education in human trafficking.
The challenge of the maturity of defining human trafficking was illustrated and how this
impacts the continuous education and develop for human professionals. Participant 3
stated,
Not all of them are going to be culturally appropriate for the population they're
being used for so. And so like, I want to back up a little bit, so. So it takes like 17
years to come up with evidence based anything right for clinical practice. And if
the TVPA was passed in 2000, that means we've had 24 years of working in this
space. So we're just now to the point where we're likely to be able to start. Saying
that anything is evidence based, right? So I mean, we've just been doing the best
we can with what we've got up to now. So yeah, in certain spaces with certain
populations, there have been scales developed, right? How validated and reliable
they are.
Participant’s 3 views were taken into consideration, especially when Participant 6
acknowledged “ that your trafficker is 10 steps ahead of you.” The participants illustrated
the need for education through the profession, along with the challenge in slow
development of evidence-based methods in the field. Implementing regular mandatory
training for all human service professions will better equip them in combating human
trafficking as human trafficking evolves.
Community Engagement is Necessary for Prevention
The requirement of community engagement was consistently present throughout
the interviews. Participant 4 clearly stated that “Community engagement. Absolutely.
Spreading awareness” were the strategies that they found personally effective in
combatting human trafficking. Participant 1shared,
I guess I immediately go back to community support. Yeah, that supportive
service providers and survivors just to better increase our understandings about
not just human trafficking itself, but also about, you know, better responses and
also challenges that we see in the Community.
In a further question, Participant 1 went on to say,
Well. I think sometimes there's like larger community misunderstandings of the
issue, and I think that can pose a barrier. Especially when that translates into, you
know, professionals who are likely to encounter people who experience human
trafficking. So if they think that trafficking looks like it does on TV or in the
movies or those things that make the news. Then you know they're prepared to
identify and work with a very small corner of what human trafficking looks like
in the United States, and then they're much less prepared, you know, to work with
or address trafficking that happens, you know, sort of outside of that. Really
lesser lesser experience type of traffic and then of course service gaps, that's a big
one. Participant 4 elaborated on the level of support and the occasions where there
are limitations. They described that support is available from those
knowledgeable of human trafficking, however, Participant 4 stated,
I find that we get a lot of support from people who already are aware. It's so hard
to talk to someone new and they and they're just like all in with like, we'll give
you what you need. We'll let you talk to our kids. And I'm particularly talking
about like maybe the school systems. They're not like. There's a barrier there, and
you know, and it's really hard for us to receive the support and the backing to go
in and educate these children inside of schools.
Participant 4 also stated,
Yeah. Yeah, it's the resistance from the school. It's the resistance from, you know,
the public. We go when we speak at churches, you know, and it's that it's that kind
of a lot like closed mindedness is what we see inside of churches. So we have that
barrier and the resistance from the schools. When we go into churches, we see
maybe you know close the mines and they're like oh, that's like a their problem.
It's not a US problem, you know, that happens in that country not this country or
it happens in single parent homes, you know, not two parent homes and you
know. And those are both right and wrong answers, you know, because it does,
but it but it also happens in other ways. And so it it's really hard to to get people
to see the other side of it when they don't want to.
The “their problem” referenced by Participant 4 illustrated what Participant 6 also
disclosed regarding the need for community education. Participant 6 stated,
I think in prevention we first have to take a step back and educate the community.
And educate professional. I think that is the biggest missing piece is people think
that it's a choice and they think that they're going out and doing these things
because they want to and that is not not at all the case. It's what they've learned.
It's learned behavior. So I would say we would definitely have to teach
everybody, one how to spot it,
Although overcoming resistance and misconceptions was a component of this theme,
during the interview, the participants emphasized the importance of spreading awareness,
educating the public and professionals. Effective community engagement can bridge
service gaps and allow linkage in the interdisciplinary work as well.
Summary
Chapter 4 outlined the setting of the study, demographics, data collection
methods, and data analysis processes. This chapter also presented evidence of
trustworthiness, including credibility, transferability, dependability, and confirmability.
Lastly, it provided a thorough outline of the results, which consisted of seven themes.
These themes, discovered during the data analysis process, answered the research
question.
Chapter 5 presents a further explanation of the findings, discusses the limitations
of the study, and offers recommendations for future research on successful strategies that
human service professionals can use to prevent human trafficking. Additionally, I will
discuss how the implications of this study can encourage social change. Finally, the
chapter will conclude with a summary of the study.
Chapter 5: Discussion, Conclusions, and Recommendations
Introduction
The purpose of this single intrinsic case study was to understand what
interventions human service professionals use to prevent human trafficking in the state of
Missouri. The results of this study may play a role in guiding future research, supporting
human service professionals in improving interventions focused on preventing sexual
exploitation in human trafficking, and identifying best practices to create strategies for
human trafficking prevention successfully. The findings also demonstrated ways to
enhance preparedness and provide quality program evaluation.
The main themes that developed from this study included the need for
multiagency human service collaboration to prevent human trafficking, the need for
education on defining human trafficking for middle and high school youth, using human
trafficking survivor's insight and strategies to prevent future human trafficking,
addressing the stability needs of victims to avoid returning to traffickers, human service
providers using strategies that do not apply an overemphasis on criminal justice is more
effective for prevention, human service professionals need continuous education on ever
changing human trafficking trends, and community engagement is necessary for
prevention.
In this chapter, I present an interpretation of my research findings, limitations,
recommendations, and implications. Finally, I provide a conclusion of the study.
Interpretation of the Findings
Need for Multiagency Human Service Collaboration to Prevent Human Trafficking
One of the primary themes that emerged from the findings was the need for
multiagency human service collaboration to prevent human trafficking. This theme was
present in the literature examined in Chapter 2. Specifically, the TVPA legislation
introduced the concept of the Three Ps, with the fourth additional P being partnerships
(Busch-Armendariz et al., 2018). Each phase represents a needed action, and partnership
refers to the need for collaboration between various agencies and stakeholders. This joint
working and collaboration not only operate in preventing trafficking but also in
prosecuting traffickers and protecting victims (Understanding Human Trafficking, 2022).
For some human trafficking victims, law enforcement becomes the initial interaction, and
it is unlikely that the victim's needs are met through the criminal justice system
(Gonzalez-Pons et al., 2020). Therefore, there is a further need for collaboration between
services such as criminal justice and human service professionals to apply multiple levels
of engagement and support for the victim (Judge, 2018). Collaboration promotes an
understanding between agencies to comprehend each sector's function and emphasize
communication.
The theme also aligned with the theoretical framework of this study, the
traumainformed approach. Fallot and Harris (2015) guided the CCTIC to organizational
change into five core values: safety, trustworthiness, choice, empowerment, and
collaboration. Each guiding principle addresses the different needs of the consumer and
the staff's administrative level. The principle that applies to this theme is the collaboration
principle, which recognizes the significance of fostering partnerships and equalizing
power dynamics between staff and clients. The significance of this relationship is in the
understanding that the healing process occurs in meaningful relationships that share
power and decision making.
Need for Education on Defining Human Trafficking for Middle and High School
Youth
This theme aligns with the components of the existing literature review presented
in Chapter 2, which emphasizes that early relationships between service providers and
victims are essential in exposing potential risks and identifying sexual exploitation. The
UNODC (2020) recognized that raising public awareness and understanding of
trafficking through school education serves as an effective preventive strategy.
Counselors, teachers, and school administrators who regularly interact with victims can
not only identify those being trafficked but also aid in preventing trafficking (Albert,
2021). Educators trained in human trafficking education and schools who provide this
training to students play a role in preventing, detecting, and addressing child trafficking
crimes (Zhu et al., 2020). Teachers, in particular, have the opportunity to observe
vulnerabilities and accurately identify and report suspicions of abuse or human trafficking
due to the significant time they spend with students (Albert, 2021). Early education
fosters a better understanding and awareness of human trafficking among young people,
contributing to early prevention.
The theme also aligned with the theoretical framework. Harris and Fallot’s (2001)
trauma-informed care is rooted in the service provider’s understanding of the individual’s
impact of trauma and characterized by a strengths-based service delivery method. There
is an emphasis on delivering services to trauma survivors that prompt treatment
participation and do not retraumatize the victim (Harris & Fallot, 2001). Incorporating
these practices while educating children reduces the risk of retraumatizing. Despite
potential controversies, education at this stage is vital for equipping youth with awareness
and prevention strategies against human trafficking. Several participants highlighted the
need for education to occur at the middle and high school levels, despite resistance from
the community or schools. During my interviews, one participant noted that the fear
surrounding human trafficking education often stems from the misconception that it is an
introduction to sex education. The delivery of human trafficking education is as important
as the content. Integrating education on healthy relationships and human trafficking into
school curricula can significantly contribute to preventive strategies.
Use Human Trafficking Survivors’ Insight and Strategies to Prevent Future Human
Trafficking
Existing research noted in the literature review aligns with Theme 3. Hurst (2021)
highlighted the importance of incorporating the perspectives of human trafficking
survivors in the development of prevention programs. Appropriate agencies and
organizations did not always adequately address the complexity of survivors' needs,
leaving them with limited options for tailored support (Baird et al., 2021). Insights from
victims are vital in illustrating past experiences, enabling human service professionals to
tailor care, services, and treatment for survivors based on their expressed needs. The
absence of specialized and diverse services for human trafficking victims further
marginalizes and endangers survivors. By obtaining their input and planning for the
future, more effective and empathetic strategies for combating human trafficking can be
developed.
The theoretical framework also aligns with this theme. There is an emphasis on
delivering services to trauma survivors in a way that encourages participation in
treatment without retraumatizing the victim (Harris & Fallot, 2001). Victim insights
indicate that friction in the client-professional relationship can deter victims from seeking
support and assistance, prolonging their interaction with traffickers and impacting trust in
professionals. Harris and Fallot (2001) proposed a trauma-informed approach to enhance
outcomes across systems, benefiting both the traumatized individuals and the
professionals responsible for assisting them in achieving stability and safety. Insights
from survivors guide human service professionals in incorporating the best practices to
prevent future victimization.
Address the Stability Needs of Victims to Avoid Returning to Traffickers
This theme aligns with the existing literature reviewed in Chapter 2, which
recognizes that the most vulnerable populations are subject to human trafficking. Given
that the most underserved members of society are disproportionately affected by human
trafficking, prevention programs must acknowledge this disparity and adjust accordingly.
The National Action Plan to Combat Human Trafficking (2021) aimed to address the
needs of these underserved families, individuals, and communities underserved. It seeks
to expand efforts to address inequities faced by marginalized groups, thus supporting the
efforts of trafficking prevention. There is also a need to enhance support services for
victims. One of the Ps of the TVPA legislation is protection (Busch-Armendariz et al.,
2018). Protection includes various assistance programs such as mental health support,
financial aid, medical care, and secure housing for those who meet specific criteria
(Busch-Armendariz et al., 2018). These support mechanisms are crucial in ensuring that
victims have access to necessary services, thereby reducing their dependency on
traffickers for basic needs.
Theme 4 aligns with the theoretical framework. Trauma-informed care aims to
understand the impact of trauma on human trafficking victims and the circumstances that
lead to their vulnerability (Harris & Fallot, 2001). This framework emphasizes a holistic
understanding of victims' needs, ensuring that immediate and basic necessities are
prioritized (Harris & Fallot, 2001). Such an approach helps reduce dependency on
traffickers by providing stability and security through supportive services.
Traumainformed care involves recognizing the relationship between trauma and
behavioral health issues while guiding professionals to adopt a trauma-informed
approach. One key principle is safety provisions, which includes safe housing, financial
assistance, and access to essential resources. Ensuring victims can access appropriate and
effective services aligns with findings that stability is crucial in preventing human
trafficking.
Human Service Providers Using Strategies That Do not Apply an Overemphasis on
Criminal Justice is More Effective for Prevention
Theme 5 aligns with the literature presented in Chapter 2 in stating that arresting
victims does not solve the human trafficking problem. If the initial interaction by a victim
occurs through law enforcement, it is not likely that their needs will be met beyond the
services of the criminal justice system (Gonzalez-Pons et al., 2020). This theme showed
that the use of law enforcement using criminalization as leverage to force cooperation
amongst victims does not aid towards prevention. The needs of the victims incarcerated
require critical resources and programming that identifies their victimizing and the
capacity to offer support and reentry into their communities (Rizo et al., 2022). To more
effectively address the needs of human trafficking victims, collaboration among
healthcare providers, legal avenues, researchers, and human service professionals is
essential. Specifically concerning CSEC, as requested by the U.S Department of Justice,
a shift urged a transition from treating victims and survivors of CSEC as criminals and,
instead, placing emphases on the importance of understanding and recognizing the action
as child abuse and not a fault of the child’s (Gies et al., 2019). This theme highlighted
that strategies that prioritized the holistic needs of trafficking victims outweighed that
that focused on the criminal justice focused strategies.
The theorical framework also aligns with this theme. The purpose of a
traumainformed approach is to improve outcomes across systems for the benefit of the
traumatized person (Harris & Fallot, 2001). On an organizational level, the changes made
by trauma-informed care require an organization's culture to have professionals
emphasize responding to the effects of trauma by shifting the paradigm to professionals
asking what happened to the individual instead of what is wrong with the individual
(Harris & Fallot, 2001). During some circumstances, within the criminal justice arena, the
earnest is placed on what did the victim do instead of what happened towards the victim.
With trauma-informed practice involved, there can be a more positive change of outcome
for the victim.
Human Service Professionals Need Continuous Education on Changing Human
Trafficking Trends
This theme aligns with literature illustrated in Chapter 2 in that human service
professionals can only responsibly act to prevent human trafficking as they are trained to
do so. However, human service professionals may not receive human trafficking training
that is adequate in first recognizing human trafficking and then to responding
appropriately (Recknor et al., 2018). There are no centralized training methods for human
service professionals working within the human trafficking field (Mugari et al., 2021).
The training that is available also requires maturation and further evidence-based
research. Human trafficking organization and resources such as National Human
Trafficking Resource Center (NHTRC) developed categories that human trafficking
education and training should center around (NHTRC, 2016). Similar to training on
human trafficking for professionals, there is also no standard established for human
trafficking screen tools (Hainaut et al., 2022). The absence of standards results in reliance
on worker’s self-identification or self-reference for determining the sensitivity and
specifications of screening tools (Hainaut et al., 2022). Therefore, the need for continuous
education in practice is critical to development and consistency of practice across
professions.
The theorical framework also aligns with this theme. Without the adequate
training, human service professionals may inadvertently retraumatize a victim and cause
more harm; the trauma-informed approach prevents this traumatization (Harris & Fallot,
2001). The trauma-informed approach aims to equip staff with adequate trauma training
and education, which will support their service delivery (Fallot & Harris, 2015).
Therefore, it is essential that continuous, comprehensive, and evidence-based training be
prioritized to ensure that human service professionals are equipped to recognize and
respond to human trafficking effectively, while also minimizing the risk of further harm
to survivors.
Community Engagement is Necessary for Prevention
The last theme also mirrored literature throughout Chapter 2 in the recognition
that raising public awareness about human trafficking serves as an effective preventive
strategy. Human service professionals undertaking community sensitization equips
community members with knowledge on how to guard themselves against potential
traffickers (Mbamba et al., 2022). Community engagement also helps the community
identify what trafficking is, in order to safeguard appropriately. The need of engagement
and awareness also extends to educating the community of variations of human
trafficking as opposed to what the media portrays as human trafficking. Without the
appropriate education, professions may fail to recognize victims in practice as they do not
fit the image portrayed through the media and do not show the typically studied
indicators identifying trafficking (Gerassi et al., 2018).
The theorical framework approach also aligns with this theme. The growing
awareness of trauma has resulted in the continued development of trauma-informed
services. The purpose of a trauma-informed approach is to improve outcomes across
systems for the benefit of the traumatized person and the professionals tasked with
helping achieve stability and safety for the survivor (Harris & Fallot, 2001). This includes
the actions human service professionals engage in throughout the community to bring
awareness and educate.
Limitations
Limitations of this study need to be considered. Some noted limitations of the
study are a result of the criteria that was in place for each participant. This included
experience level, experience type, and geographical location of participants that
inherently restricted the diversity and inclusivity of the sample, potentially affecting the
generalizability and applicability of the findings. No demographic information was
collected for this study because all of the participants were currently working in Missouri.
The decision to collect data exclusively from professionals currently working in Missouri
limited the transferability of the results, as the data reflects experiences and conditions
are specific to that region. Consequently, this regional focus restricts the broader
applicability of the findings to other populations and contexts.
The criteria for this study also consisted of human service professionals having an
experience with sexual exploitation. Although critical in the findings of this study, types
of human trafficking are vast and varied across populations and forms. Other forms of
human trafficking and their prevention methods and successes may vary. The absence of
data on these other forms limits the study's comprehensiveness.
Gender, age, and experience level were also not disclosed throughout this study,
contributing to limitation. Data were only collected from professions working within the
human trafficking field over 5 years. The inclusion of only those with over 5 years of
experience in the human trafficking field may have excluded perspectives from newer
professionals who could offer different insights based on their more recent education and
exposure.
A semistructured Zoom interview was used to collect the data from all
participants and also presents limitations. Using Zoom for interviews provides
convenience to interview across boards and time zones, but it may have limitations. By
completing interviews through Zoom, I could have missed out on pertinent information.
Full assessment of their environment, nonverbal signals, body language, technical issues,
and connectivity issues could affect the details and quality of the collected data.
Recommendations
The development, implementation, and teachings of human trafficking
preventative strategies remain a topic of exploration. The wide variation in human
trafficking highlights the need for diverse approaches to prevention and a deeper
understanding of the effectiveness of these strategies. Therefore, administrating
additional research in this area is necessary. Future studies could benefit from using an
experimental design with a quantitative methodology to assess the impact of specific
prevention strategies. Quantitative data would allow for the testing of relationships
between variables and examine cause and effect associations (Bloomfield & Fisher,
2019). Researchers could use data to evaluate the effectiveness of antitrafficking policies
and interventions by analyzing changes in human trafficking statistics. Comparing the
implementation of different prevention strategies would show measurable data to assess
their effectiveness.
An additional recommendation for future research involves exploring different
topics. It would be beneficial to examine the methods human service professionals use to
collect data on the prevalence of human trafficking. Human trafficking is a hidden crime,
and numbers rarely reflect the true reality due to misrepresented or underreporting and
inadequate documentation. Although modern day slavery has persisted for centuries, the
TVPA was only established in 2000. This relative infancy in legislation leaves room for
improvement, especially in developing successful prevention strategies. Expanding
documentation and data collection practices is crucial for human service professionals.
During data collection for this study, it was noted that, apart from one participant,
no other participants discussed the use of scales, human trafficking indicators, or
screening tools. This could be due to various reasons, such as their level of engagement
does not require indicators or there is a lack of need for them. As there is no standard
training on human trafficking for professionals, there is also no established standard for
human trafficking screen tools. Further research to contribute to development is critical.
Lastly, the concept of human trafficking is not bound to a state, region, or country. The
epidemic is a worldwide issue. The implication and understanding of human trafficking
vary across cultures. Future research could explore how cultural influence impact human
trafficking. For example, the practice of forcing children into fishing communities in
Ghana or child labor in agriculture in Guatemala highlights the cultural factors that
impact the community’s human trafficking problem. The actions of the adults in these
circumstances are often based on cultural norms, which challenge tackling the crime of
human trafficking. Understanding these cultural influences and developing culturally
appropriate education and prevention strategies would be a valuable recommendation for
future research.
Implications
This study promotes positive social change as it provides a better understanding of
the strategies used by human service professionals to prevent human trafficking. This
understanding may directly impact human traffic victims. Risk factors leading to human
trafficking vulnerability will be able to be reviewed and a focus on prevention applied.
This study may lead to positive social change by bringing awareness to the impact of
human trafficking trauma and the appropriate way to administer care. The findings of this
study can also inform policies and shape community responses to the evolving nature of
human trafficking, ensuring that the needs of victims are prioritized and that the process
of decriminalizing victims is facilitated.
The social determinants of health are crucial in understanding and developing
prevention strategies for human trafficking. Therefore, applying this study to key social
determinants, such as economic stability, is critical. The focus on economic stability is
directly related to the outcomes of this study, emphasizing the need to address victims'
stability needs to prevent their return to traffickers. This can be achieved by meeting
basic needs such as housing, employment, and access to essential services. A multiagency
approach, involving collaboration between human service professionals and other
agencies, is essential for providing holistic care and services to victims. Access to
healthcare, a critical social determinant, can also be improved through collaborative
efforts, thereby enhancing prevention efforts. Another social determinant is community
and social context. This study’s results highlight a need for the community to be educated
around human trafficking and its elements in order to find success in prevention of
human trafficking. Educating the community enhances its ability to recognize and define
human trafficking, as well as identify the most effective prevention strategies.
Further recommendations for human service professional include practice
implications from the results of this study. Human service professionals can use the
results from this study to implement changes to their practice such as integrating
feedback from human trafficking survivors into their practice. Human trafficking
survivors offer unique insights that human service professionals without direct experience
cannot provide. The information provided in this study may also encourage human
services professionals to create effective treatment plans and use the trauma-informed
approach, as this will treat appropriately and not cause further trauma.
Conclusion
The purpose of this single intrinsic case study was to understand what
interventions human service professionals use to prevent human trafficking in the state of
Missouri. Successfully tackling human trafficking is a challenge as the act is labeled as a
global crisis and a crime against humanity. It is a hidden crime that impacts and affects
all cultures. The crime of human trafficking is not to be limited to that of only sexual
exploitation. Further research is needed around other forms of human trafficking.
Although this study has resulted in identifying successful strategies to prevent human
trafficking; preventive strategies need to be specifically catered to the type of human
trafficking. Human trafficking such as forced prostitution, servitude, forced or
compulsory labor, forced marriage, begging under exploitative and coercive conditions,
organ removal, baby selling of babies, illicit adoption, and combinations of criminal
activity and exploitation each require targeted interventions that address their unique risk
factors and outcome.
Ongoing research is essential in this area. Despite relatively new legislation and
processes that are continually under review, the crime persists, and the number of victims
continues to rise. Immediate actions are necessary to bring about change and protect
those vulnerable to this crime. Victims rely on change agents, such as human service
professionals, to know what is best to protect them, provide adequate services, and
implement successful interventions. For human service professionals to fulfill this role
effectively, more information and evidence-based research must be readily available.
Unlike other professions such as law enforcement, teaching, or doctors, where there are
standardized educational and training requirements, there is no established standard for
those protecting and serving victims of human trafficking.
This study contributes to improving polices, procedures, and the working environments
for human service professionals. In conclusion, the findings emphasize that working in
collaboration, applying insights from survivors, educating the youth and the community
about human trafficking, avoiding criminalization to victims, understanding the stability
needs of victims and continuous education to service providers are crucial.
Successful prevention strategies cannot occur without these elements.