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Section 1: Foundation of the Study
Information and communication technology is making it possible for all health-
related information, such as electronic health care records, patient accessibility, and other
related patient-generated data sources, to be captured and computerized (Lee et al., 2021).
Communication technology has become one of health care organizations’ most common
universal languages. Health care organizations hold the most appropriate and timely
communication forms of electronic health care systems that are most suitable and
predominantly supportive to improve the quality of care given to patients (Kushniruk,
2019). Although the allowance of care and demands have traditionally been met, private
practices and small businesses still face cost growth, medical errors, and misdiagnoses
due to the interoperability challenges that come with the use of electronic health care
systems. Interoperability is vital for private practice and small businesses to communicate
adequately and produce an operative workflow through health care technology.
In this study, I explored successful strategies that some private practices and
small businesses use to effectively sustain electronic health care systems with
interoperability. Health care organizations are known for their most valuable resolutions
for life-threatening conditions, diagnoses, and patient’s overall treatment; therefore, the
functioning of the interoperability system is essential for scheduling and maintaining the
electric heath care systems’ upcoming operations and productivity. Through the findings
of this study, health care organizations may have the opportunity to overcome the
challenges of interoperability and potentially change the face of information technology
(IT), which may also benefit the health care environment across the globe.
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Background of the Problem
Electronic health records created a modern upgrade of data communication and
improved patient and physician relationships while strategically building financial
revenue for all health care organizations. According to Lite et al. (2020), in 2009, the
Health Information Technology for Economic and Clinical Health Act organized the
promotion of the electronic health care record and the incentive program. The Health
Information Technology for Economic and Clinical Health Act contributed to the
program by authorizing tens of billions of dollars to encourage private practices,
hospitals, and small businesses to buy into the implementation process. The electronic
health care system’s data communication exchange was implemented and advanced
rapidly to meet measures and avoid unwanted penalties. These results concluded with
gaps in care, lack of training in vital areas, loss of revenue, and lack of an operative
workflow with interoperability.
Many potential barriers can be surmounted by using electronic health care
systems and gaining an operative workflow. To overcome potential barriers, Kruk et al.
(2018) stated that efforts must be made to ensure high-quality, competency-focused
clinical education and ethics training for providers as well as the development of a
supportive environment to help them achieve quality goals. I conducted this study to
explore gaps and missed opportunities that have been neglected to build a stronger
connection between physicians and patients while restructuring a more robust data
communication system and financial foundation.
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Problem and Purpose
Health care technology investment has reached an all-time-high, with
approximately $7 billion spent in 2018 in the United States alone (Shull, 2019).
Despite
the many improvements made to electronic health care systems, private practice and
small business health care clinicians still feel the prognoses of interoperability that
remain below expectation with many data exchange errors and other ongoing significant
barriers (Sutton et al., 2020). The general business problem was that some private
practices and small businesses do not understand how to effectively sustain electronic
health care systems with interoperability. The specific business problem was that some
private practices and small businesses lacked the strategies to effectively sustain
electronic health care systems with interoperability.
According to Tsai et al. (2020), implementing electronic health care records was a
positive success; however, health care clinicians still have valid concerns about poor
interoperability and integration between systems, and these concerns have ignited a lack
of trust in their usage of the systems. The purpose of this qualitative multiple case study
was to explore successful strategies that some private practices and small businesses use
to effectively sustain electronic health care systems with interoperability. The targeted
population comprised three private practices and three small businesses located in the
metropolitan area of Detroit, Michigan. The results of this study may provide new
developments for effectively sustaining electronic health care systems with
interoperability. The results from this study may also contribute to positive social change
by increasing the quality of health care that patients receive.
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Population and Sampling
The population and sampling of doctoral research are generally based on the
chosen research methodology’s internal and external validity, and the findings are
isolated and sampled based on the exploration’s detailed aspects (Andrade, 2018). The
data for this doctoral study were collected from multiple participants from the targeted
population: three private practices and three small businesses located in the metropolitan
area of Detroit, Michigan. Each participant had knowledge of the job specifications that
are directly related to electronic health care systems. I collected data from participants
through interviews in which I asked them open-ended questions regarding their
successful strategies for effectively sustaining electrical health care systems with
interoperability.
Nature of the Study
There are three structured research methods for data collection: quantitative,
qualitative, and mixed methods (Yin, 2018). I chose to employ the qualitative method to
address the specific research problem of this doctoral study. Qualitative research is a
method of natural observation that is used to understand people’s real-world experiences,
performances, and opinions within their purest form (Adane et al., 2019). A quantitative
method was inappropriate for this study because the strategies being explored could not
be analyzed numerically to test hypotheses. Mixed methods research combines
qualitative and quantitative approaches for the broad principles of assortment and
complexity of comprehension and corroboration (Schoonenboom & Johnson, 2017). The
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mixed-method approach was not suitable for this study because quantitative data were not
relevant to the research problem.
I considered several options for the research design of this study, including the
phenomenological and narrative designs. The phenomenological design is used to
psychologically address the participants’ existing experiences and psychological
perceptions (Neubauer et al., 2019). The narrative design is the process of collecting data
based on the personal stories of the research participants (Aishath et al., 2019). The
phenomenological and narrative designs were not suitable for this study since I am not
psychologically addressing the participants or exploring a topic through personal stories.
I employed a multiple case study design in this study. This approach was appropriate for
this study because a qualitative study requires various data, such as observations, text,
and interviews, to investigate the specific business problem in real-life, contemporary,
bound systems (see Alpi & Evans, 2019).
Research Question
I developed this research question to explicitly focus on exploring the specific
business problem: What strategies do private practices and small businesses use to sustain
electronic health care records (EHR) systems with interoperability?
Interview Questions
1. What strategies did you use to successfully sustain private practices and small
businesses using EHR systems with interoperability?
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2. How did you develop and implement these strategies within your private
practice and/or small business as an operative workflow solution enjoining
interoperability with EHR systems?
3. Was the development strategy method effective and sustainable?
4. How were supporting staff able to adjust to these modifications?
5. How did the strategy development method motivate and encourage supporting
staff members?
6. What types of obstacles or challenges did you experience during this process?
7. What strategic role did the IT team play during this development process?
8. Have you identified or developed any strategies to increase productivity and
enhance interoperability with EHR systems?
9. What strategies did you incorporate to increase productivity?
10. How did the overall experience impact the quality of care for patients?
Conceptual Framework
The conceptual framework for this multiple case study was the technology
acceptance model (TAM). Davis first proposed the TAM in 1989 to increase users’
acceptance, skills, ease of use, and future intentions of utilizing IT. This model coincides
with health care clinicians’ skills that demonstrate their self-efficacy levels (Bandura et
al., 1999). The accumulation and levels of proficiency can be defined as one’s belief in
their skills and competencies to formulate and organize the execution of course actions
required within the health care industry (Bandura, 1999). It is necessary to enhance
proficiency and cohesively communicate amongst different locations within health care
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organizations to establish acceptance and knowledgeable intentions of utlizing EHR
systems (Vos et al., 2020). According to Roohi et al. (2020), the existing gap between
learned knowledge and inefficient practice within health care organizations causes a
significant increase in wasteful spending. Wasteful spending in health care may be a
nationwide issue for health care organizations and implementing and adapting to the
TAM standards may give private practices and small businesses the ability to capitalize
and execute cost-effective processes successfully under the restraint of challenging
endeavors.
Use of the TAM allowed me to effectively explore the successful strategies of
increasing users’ acceptance, skills, ease of use, and future intentions of utilizing IT
within private practices and small businesses. These successful strategies can be used to
create goals regarding utilizing outsourced means to properly sustain patient care and
workflow. Use of the TAM may also allow health care clinicians to manipulate the
system to fit the demands of health care organizations and their ability to conduct an
operative workflow, enjoining interoperability (Rich et al., 2010).
Operational Definitions
These terms and phrases are most commonly used within the health care
environment; therefore, the words are reliable and correlate with academics and business
literature.
EHRs: Electronic versions of individuals’ medical histories kept by their health
care providers throughout their treatment and may include demographic information,
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progress notes, medications, vital signs, immunizations, laboratory results, and
radiography results (Kruse et al., 2017).
Quality of care: A necessary level of care for achieving high productivity levels
within health care organizations. The degree to which the possibility of achieving the
expected health outcomes is significantly increased, aligning with updated professional
knowledge and skills in health services (Sfantou et al., 2017).
TAM: A model used to increase users’ acceptance, skills, ease of use, and future
intentions of utilizing IT (Davis, 1989).
Assumptions, Limitations, and Delimitations
Assumptions
An assumption is an expectation or belief that something is true in the absence of
proof (Dagan & Somech, 2021). I assumed that the study could explore and construct
meaning through multiple realities (see Kivunja & Kuyini, 2017). Another assumption in
this study was that EHRs have contributed to the improvement of the health care industry
by demonstrating the highest quality of care provided to patients and the success of the
implementation of electronic health care systems. I also assumed that I would have the
opportunity to explore strategies relevant to further improving electronic health care
system usage with interoperability through this study and that the results may be used to
develop a more robust financial foundation.
Limitations
Limitations are defined as aspects of the study that may potentially be out of the
researchers’ ability to control and may affect the potential to obtain a successful research
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outcome (Theofanidis et al., 2019). The potential limitations of concern in this study
included the access I had to participants while adhering to health care facility agreements,
privacy rules related to Health Insurance Portability and Accountability Act violations
from being granted access to EHR systems, and the ability to recruit potential participants
for the interviewing process.
Delimitations
Delimitations describe the author’s conscious setting of boundaries through
established restrictions so that the aims and objectives of the study remain achievable
(Theofanidis et al., 2019). This study was limited to participants who had access to the
health care organizations’ portal daily. This delimitation was established so I could
capture the participants’ experiences of how a successful operative flow during the use of
electronic health care systems and finances may increase revenue.
Significance of the Study
This study is significant because it provides data regarding successful strategies
for using electronic health care systems with interoperability. There has been a
fluctuating balance for health care clinicians to work efficiently and effectively within the
limitations of health care organizations’ strategic workflows. During the past few
decades, technologies have transformed health care, producing changes and broad
support for health care organizations This study was necessary to add valuable
understanding for private practices and small businesses to establish a successful
operative workflow with integrated systems.
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Contribution to Business Practice
As the implications of data communication increase in development, health care
organizations are more inclined to increase growth and compete with a competitive edge
(Purcarea, 2019). The consistent contribution and practices for change have become an
economic boost for the health care environment (Kruk, et al., 2018). Private practices and
small businesses are keeping pace with the modern times and changing to continually
implement health care system improvements. There is the opportunity to shift business
perspectives to align with a practicable flow and increase revenue through the
implementation of the strategies employed from the findings of this study.
Implications for Social Change
Health improvements and the advancements in technology have positively
impacted the social changes in modern society, exposing the means to create a better life
for patients. The use of the electronic health care system improves the quality of care
given, making it beneficial to the promotion of health care services the surrounding
community receives. In addition, the study results impact positive social change that
benefits the health care industry and allows clinicians to better utilize captured data to
improve patient care and patient experience.
A Review of the Professional and Academic Literature
Producing proper patient care is one of health care clinicians’ leading concerns.
Servicing patients effectively and efficiently in electronic health care systems supports
communication with how patients receive treatment and diagnosis. Electronic health care
systems are a positive contributing factor to the modifications in health developments
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within the business. Introducing electronic health care systems and technology helps
build the health care industry and join bureaus worldwide. In this qualitative study, I
explored some strategies that private practices and small businesses use to sustain
electronic health care systems with interoperability.
In this literature review, I sought to survey the extant data, concepts, records, and
evidence that relate to the research topic (see Zuiderwijk et al., 2020). This literature
review also contains a discussion of the conceptual framework of the TAM. There are
continuous barriers faced by private practices and small businesses with regard to
maintaining an operative workflow with interoperability while using EHR systems, so
additional research studies are necessary to address these challenges. In this literature
review, I attempted to establish and identify the successful implementation of effective
and efficient strategies for applying an operative workflow with interoperability during
the use of EHR systems. The literature review is comprised of the following segments:
(a) the TAM, extended versions of the TAM, and alternatives to the TAM; (b) an
overview of electronic health care systems and their functionality; and (c)
interoperability, health care barriers, and challenges related to cost.
I used the Walden University Library to find relevant literature for this doctoral
study. The databases and search engines used were Google Scholar, Sage Journals,
JMLA, PubMed, and NCBI Journals. I used the following keyword search terms to locate
literature for this review: close financial gaps with EHR, interoperability, enhancing
coding operability with EHR systems, EHR, and inefficiencies with private health
practices and small businesses. My search mainly focused on sources that had been
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published in the last 5 years to gain an in-depth wealth of knowledge on the topic. A total
of 150 sources were cited in the study, of which 137 were peer-reviewed sources, which
accounted for 91% of the references.
Conceptual Framework: The TAM
Davis (1989) first proposed the TAM. The TAM has been one of the most applied
models of variations to research health IT’s ease of use; intentions to engage with users;
and individuals; attitudes, behaviors towards use, and perceived usefulness of IT (Beldad
& Hegner, 2018). The approach toward technology adaptation depends on the
individuals’ acceptance of and attitudes toward the systems employed (Vladova et al.,
2022). For example, suppose a health care clinician can function proficiently and
effectively through data exchange. They may support and accept technology
implementation and incorporate that ability as an operative system. The technology is
then perceived as valuable by a health care clinician’s belief in applying electronic health
care systems. The acceptance of the user may also encourage improvement in their job
performance. In unison, perceived ease of use refers to their certainty that electronic
health care systems require minimal effort once trained in use (Nguyen et al., 2020).
Health care clinicians are subject to working in fast-paced environments within private
practices and small businesses, making it possible for many challenges to occur, such as
medical errors, excessive spending, misdiagnoses, and interoperability. If electronic
health care systems were easier to use, health care clinicians would deem the portal more
beneficial for private practices and small businesses.
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The benefits and perceived usefulness of an operative workflow are crucial to
simplifying specific efficiency goals. In addition, the workflow of private practice and
small businesses is essential to maintain an operative flow of patient visits and consistent
revenue (Kurk et al.,2018). The benefits of technology and its perceived usefulness to the
electronic health care system are critical components of patient visits and operational
processes, but, over the years, the implementation of the TAM and its perceived
usefulness has demonstrated how improved health care workflow may allow accessible
modifications with the necessary improvements to care gaps (Davis, 1989). Nevertheless,
the lack of
interoperability and the electronic health care system’s perceived usefulness
approach to the workflow of traditional care has resulted in inappropriate care for patients
and misrepresentation of workflow for health care organizations and those who require
minor and extensive services (Nyguen et al., 2020).
Further evaluation of users’ apprehension about engaging with electronic health
care systems is necessary to evaluate employee adaptation and performance (Yulianti &
Pusparini, 2021). The TAM is more prominent and recognized for its perceived
usefulness and intention of use concepts (Davis, 1989); however, many health care
clinicians differ in their attitudes regarding the implementation of new resource
technology. Health care clinicians’ intention to engage in using electronic health care
systems can raise employees levels of apprehension to change.
According to Scholkmann (2020), for the timeframe of technology’s existence,
people have resisted it. The working environment is currently dominated by two opinion
groups, those who believe technology eliminates jobs and those who believe it drives up
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costs (Snoswell et al., 2020). Change is inevitable when incorporating the pertinent use of
systems within private practices and small businesses. A health care organization’s
survival may solely depend upon their ability to introduce changes that is successful
(Rehman et al., 2021). The elements of unwillingness to change can present a hardship
for thriving private practices and small businesses.
Davis (1989) enhanced the TAM by introducing the extended version. Venkatesh
and Davis (2000) named this new, extended version of the TAM, TAM2. The TAM2
emphasizes social influence and cognitive processes on perceived usefulness and
intended usage (Hoong et al., 2017). The TAM2 provides a clearer understanding of the
direct effects of use and intention to use (Venkatesh & Davis, 2000).
According to Kruk et al. (2018), electronic health care systems are primarily
judged on their impact on how health care clinicians can contribute to care and their
perceived usefulness within health care organizations. Private practices and small
businesses heavily rely on the perceived use of the electronic health care systems’ job
specification intake and performance effectiveness for a productive workflow. The
TAM2
was primarily proposed to understand the health care clinicians’ use of electronic
health care systems within a health care organization (Racero et al., 2020). The perceived
significance of the input through the specified job intake by the health care clinician
determines the job’s relevancy and the system’s authenticity. If a system is at a
nonworking capacity, health care clinicians will consider the electronic health care
system’s performance invaluable. For instance, if the electronic health care system was
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deemed valuable by perceived usefulness, positive usefulness might increase the level of
usage over some time (Momani et al., 2018).
Davis developed the original TAM to provide essential elements with which to
explore the decision-making and acceptance process of electronic health care systems by
users in a clinical setting (Henshall et al., 2020). The original prototype of the TAM by
Davis (1989) and the extended version of the TAM2 by Venkatesh and Davis (2000)
offered a considerable amount of in-depth detail on the relationships between perceived
usefulness, job specification, resistance, and authenticity relating to electronic health care
systems, private practices, and small businesses. Venkatesh and Davis created a third
version of the model, the TAM3, to extend further the model.
Regardless of the complexity of the social environments they occur in, such as
health care facilities, the determination of health care clinicians’ decision-making process
has been considered an essential element of the acceptance of, perceived usefulness of,
and engagement with technology of the workforce that determines and contributes to a
health care organization’s efficiency and workflow satisfaction (Ceschi et al., 2017).
Private practices and small businesses may have the opportunity to build on the
effectiveness of the user’s experience with electronic health care systems. Using the
frame of the mindset development of each health care clinician that interacts with the
electronic health care system generates a different component of a decision-making
process regarding how the system is deemed valuable or invaluable. The determination
and acceptance of electronic healthcare systems profoundly affects a successful workflow
within health care organizations.
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I also considered using Smircich and Morgan’s (1982) health care leadership
theory as the conceptual framework for this study. The demands of leadership and the
teaching and training of employees on implementing the electronic health care system for
a successful workflow are crucial to maximizing practical administration skills and
decreasing costs (Xu, 2017). According to Smircich and Morgan, the health care
leadership theory is used to shape and define the opportunity for an organized
understanding of formed leadership styles and their behavioral approaches within private
practices and small businesses. Utilizing the health care leadership theory, I would have
had the opportunity to develop and understand the phenomenon of critical aspects of
significant leadership roles. These leadership roles align with health care organizations’
structured management guidelines that are needed to give a deeper meaning to organized
development of leadership behavioral approaches within private practices and small
business organizations and their employees’ participation. However, my specific
concerns in this doctoral study were more aligned with the TAM (see Davis, 1989). The
TAM focuses on the employees’ perceived usefulness and behavioral outcomes, which I
applied to the use of the electronic health care system that produced an operative
workflow to enhance the quality of care for patients and be cost effective.
Electronic Health Care Systems
The electronic health care system produces a digital edition of a patient’s paper
chart, has forced a cultural shift and transformed the focus of dialect, and is now a
standard medical technology (Wolfe et al., 2018). The electronic health care system is a
strategic version of real-time, patient-centered records that instantly make information
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available to health care clinicians within private practices and small businesses
(Ammenwerth et al., 2017). Private practices and small businesses heavily depend on the
electronic health care system for the modern changes in increased revenue, clinical data
collection, health-related issues, quality of care, and the ability to store (Uslu &
Stausberg, 2021). As the electronic health care system evolves within private practices
and small businesses, changes should occur. Health care clinicians’ challenges with the
technology should be considered when using electronic health care systems for the new
types of data collected from patients, additional privacy and security policies, ethics, data
sharing for user ability, decreases in revenue, and communication (Zayas- Caban et al.,
2021).
The transition from traditional to modern technology has resulted in a
professional transformation regarding the use of electronic health care systems. The
proficiency of physicians’ skills allows them to notate in-depth clinical documentation
and develop the craft of medicine. According to Honavar (2020), health care records have
4,000 years of development history, and the progression of medicine and health care
records has existed in some shape or form since the beginning of medical history.
For many years, traditional paper charts have been an established source of
communication within private practices and small businesses; however, this conventional
sense of paper-based health record charting systems costs private practices and small
businesses precious time and money. The traditional sense of charting also interferes with
providing the best care for patients (Mijin et al., 2019). The use of paper charts
transitioning into the implementation of electronic health care systems is one of the most
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secure ways of handing pertinent information that pertains to patients’ private
demographics and intimate details of care. In addition, the EHRs provide information in
the form of data that was not available with the traditional chart form. For example, using
EHRs, health care clinicians can access, manage, and share pertinent health information
with other health care facilities authorized privately in a secured, controlled environment
(Ruhi et al., 2021).
Successful accessibility of EHRs during the use of the electronic health care
system is essential for an operative workflow. Since the launch of the electronic health
care systems process, more than 94% of hospitals across the United States have applied
some form of the EHRs system (Khairat et al., 2018). The accessibility afforded by the
electronic health care systems exists as an avenue to accommodate a successful operative
workflow within private practices and small businesses. The relevancy measurements of
a successful operative workflow are supported by the accessibility of the electronic health
care system’s capacity to input and output demographic and general information, track
and dispense medication, verify insurance, and retrieve relevant lab results for patients
during an office visit. The electronic health care systems’ elements of accessibility are a
daily resource for users from private practices and small businesses and contribute to
structured functionality. Each state of the electronic health care system has been proven
beneficial to the health care industry and is regarded as vital to development, but the
ability to support end users is still an ongoing operational development process that has
not been met. As a result, the accessibility of the electronic health care system is a critical
element that has been unsuccessful in advancing at an increasing rate (Sieck et al., 2020).
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Many limitations of electronic health care systems result from implementation
process variation. Third-party vendors allow access to applications that extend the
capabilities and features of health care organizations’ electronic health care systems
(Ritchie & Welch, 2020). Due to the widespread use of electronic health care systems and
third-party applications, it has become necessary to perform a systematic review and
analysis of functions in electronic health care systems application marketplaces
(Kawamoto et al., 2019). Konnoth and Scheffler (2020) conducted a systematic review of
third-party vendors, analyzing nearly half of the participants in the most recent health
care information and technology exchange study. The authors learned that electronic
health care systems vendors routinely partake in electronic health care systems blocking.
Konnoth and Scheffler also found that 25% of the participants indicated that hospitals
and some electronic health care systems routinely do so too. These methods of conduct
should be sanctioned and revised with prevention penalties to ensure successful
accessibility.
The defined characteristics of electronic healthcare systems allow access to
private practices and small businesses. The electronic health care systems were created
and designed to fit the population’s needs and expanded to improve patients’ health. The
federal government placed the electronic healthcare system’s foundation into operation to
improve technology and patients' diagnoses to advance healing further. The background
of electronic healthcare systems describes how modifications of the characterized system
continues to contribute to medicine, taking the world into the future (Evans, 2016). The
defined characteristics and the structured quality are the desired features of an electronic
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healthcare system that emphasizes usability or measurement of performance. The
accessibility, complexity, effectiveness, ease of use, information and exchanges,
utilization, versatility, integration, interaction, dependability, responsiveness, system
correctness, system features, and reversal time are distinct elements of the system's
capability (Alazaam et al., 2021). The technology of health has bridged a form of
communication through the use of electronic health care systems. The use of the system
has also created a better relationship between physicians and patients. Private practices
and small businesses can summarize their findings to build on the health diagnosis to
contribute to the care relationship. With the electronic health care systems, relationships
are finding ways to improve daily use.
Electronic health care systems enable care and also administrative support.
Electronic health care systems allow private practices and small businesses to help
securely transmit patient data and provide high-quality patient care. Private practices and
small businesses are also streamlining their focus on patient safety and reducing errors.
The implementation of data administration ensures that the most proper patient care is
protected and precise transfer of confidential retrieved data (Bates & Singh, 2018).
Health care clinicians are steadily responsive to the demand to improve and support the
population by reducing errors and increasing the quality of care for patients. Although
many versions are ready and available for the electronic health care system, one critical
element is inputting and exporting the appropriate data. Implementing the electronic
health care systems should come close to managing the needs of the private practice and
small businesses’ requirements to meet measures of intricate care, cost, and trust and
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assist in sustaining an operative workflow. Implementing the appropriate electronic
health care system with the proper case definition enables efficient data extraction,
improves interaction for clinical decision-making in private practice and small business
research, and enhances the quality of health care services (Adane et al., 2019).
One of the primary and targeted goals of electronic healthcare systems is to
enhance the relationships of healthcare organizations. The electronic health care system
enriches collaboration within multifunctional health care facilities (Vos et al., 2020).
Private practices and small business professionals can improve collaboration as an
opportunity for health care team members to utilize the electronic health care systems and
presume roles to work together cooperatively. These assigned roles may consist of
different perspectives and skills for sharing the accountability for solving problems and
making critical decisions to formulate and carry out plans to be effective and efficient
within the quality of workflow and patient care (Morley & Cashell, 2017).
The defined enhancement of electronic health care systems collaboration within
private practices and small businesses is critical for developing aims of meeting goals and
objectives. As health care clinicians continue the connection in work performance within
private practices and small businesses, it further develops the use of the electronic health
care systems and the skillset of the health care clinicians. Deviation from these
developments may yield an opportunity for a non-alignment of goals and perceived
usefulness of the electronic health care system.
The electronic health care systems globalization and significant data impact the
overall health care technology’s development. The utilization of electronic health care
22
systems and the ability to collaborate is a critical endeavor for the United States and
globally. Implementing electronic health care systems establishes globalization’s
perceived usefulness and the need for development and expansion within different
countries. The global health electronic system is an avenue for mapping the relationships
between various online and offline networking (Hoffman & Cole, 2018). Data sharing
across sanctions are still in high demand to collaborate for all health care entities. The
health care organizations’ advantages of exchanging patients’ health information through
the electronic health care system globally across providers have been a long-awaited
recognition and participation in health information exchange. The cause of these
measures based on collaboration has different cultures lagging in implementing electronic
health care systems (Mello et al., 2018).
Although there is a tremendous push for the electronic health care system, many
challenges still go beyond the scope of technology to involve social and behavioral
detriments (Jacob et al., 2020). The electronic health care system’s social and behavioral
domain is a vital element of private practices and small businesses. The social and
behavioral determinants of health care are the cultural environments people are born,
work, or have adapted to within the population (Marmot, 2018). These social and
behavioral determinants often consist of the development and integration that correspond
with the economic systems’ societal structures and sanctions responsible for most health
discriminations (Chen et al., 2020). These determinants can contribute to and often relate
to a way of life from adaptation.
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Consequently, these determinants may also become contributing factors that are
critical causes of the results of society’s unfortunate outcomes and hardships that affect
everyone near and beyond those measures (Magnan, 2017). The description of social and
behavioral determinants aligning with health and its concentration on technology explains
how the electronic health care system can contribute to meeting different levels of
meaningful use standards. Meaningful use in the healthcare environment is applied to
obtain specific objectives such as the cultural environment, demographics, patient
engagement, variations of change, and other life cycles (Nielsn et al., 2020). These
objectives allow healthcare organizations to recoup meaningful use of incentive funding
and meet quality care measures. Capturing social and behavioral determinants with the
electronic health care system is a point of opportunity to identify and enhance different
regions and levels of care for patients. Electronic health care systems’ social and
behavioral determinates reiterate how the incentive program’s meaningful use can be
accomplished by obtaining measures specific to the culture and needs of the patients.
Electronic health care systems improve the needs of the patients and the requirements of
private practices and small businesses to meet many measures of care.
The population and support of electronic healthcare systems are effective across
the globe. Population health is the science and prevention of the health effects of a group
of individuals (Baba et al., 2018). The population of health groups of individuals is
classified as the support to improve the most vulnerable population. The population
health individuals have primarily focused on private practices and small businesses
(Kindig & Magnan, 2019). The electronic health care system is a crucial segment of
24
population health; health care clinicians can capture and track health issues through this
feature. Electronic health care systems have emerged among health care systems as a
critical piece for monitoring population health and supporting meaningful use. The
federal government launched meaningful use to measure areas for improving the health
proficiency of patients and quality care (Bau et al., 2019). It is also a way for private
practices and small businesses to gain incentives. These incentives can increase revenue
for health care organizations and mend the financial disparity that private practices and
small businesses face (Erickson et al., 2020).
Although the electronic health care system has improved by supporting
population health and capturing and tracking the population, electronic health care
systems still resume with the lacking interoperability, functionality, and many medical
errors in other instances (Kruse et al., 2018). In addition to the errors, Kruse et al. (2018)
found that most medical errors occur when staff is not adequately trained to use the
electronic health care systems. By shaping and forming information technology,
complimenting health information technology is changing the face of healthcare.
The positive impact of health care delivery and electronic healthcare systems can
be an increase in cost for improvement in private practice and small businesses. Moro
Visconti and Morea (2020) stated in 2019, a study was conducted on the financial
stability of health care delivery and electronic healthcare systems; the United States
projects an increased rate of 5.4 % from 2017 to 2022. Moro Visconti and Morea also
stated this would reflect the demanded increase for modifications within technology and
lifetime resulting conclusions. Health information technology is an asset that bridges gaps
25
between hospitals and remote paying participants. It also breaks down the study into
categories. The impact of health digitalization helps pinpoint the growth of the aged
population. When hospitals consistently meet their measures and follow the rules and
regulations, bridging gaps occur.
Private practices and small businesses can be affected by operations and the cost
of health care. According to Moro Visconti and Morea (2020), if profits are not taken into
account, a two-headed sword will result and can be damaging to private practices and
small businesses. Traditionally, private practices and small businesses used traditional
methods, but new technology has altered this. Health care operations and costs have been
impacted by technology. To maximize value and leverage patient care, health care
organizations can utilize a variety of itemized categories. When skills and communication
are at the forefront of the clinician's usage, profitability has an opportunity to be
maximized.
Electronic health care systems’ delivery of ethical conduct plays a vital role
within private practice and small businesses. The safety of daily medical information
during a workflow process can present a crucial challenge for private practices and small
businesses. Private practice and small businesses may encounter busy health care
facilities that leave them vulnerable to experiencing ethical issues. Often, health care
clinicians face unethical situations during their engagement with electronic health care
systems, and these issues cover an extensive assortment of areas within private practice
and small businesses (Rasoal et al., 2017). According to Tafie (2020), these vast areas
may exist through the service delivery task provided to patients during the daily use of
26
electronic health care systems. For example, data privacy, security violations, and
medical errors. Ethical conduct is a supporting mechanism for the functionality of private
practices, small businesses, patients, and health care clinicians. Filling the gap in medical
technology is a critical piece.
Analyzing and exploring ways to improve the workflow process during the use of
electronic health records may benefit all health care clinicians. By studying its
functionality, private practice and small businesses have the opportunity to understand
the functionality for a better user experience of the electronic health care system and
decrease the vulnerability of ethical issues. The understanding will also have the
opportunity to balance the improvement of quality care provided to patients and cost-
effective avenues.
Utilization of the electronic healthcare system may have severe effects when
improper use occurs, and medical errors can result. Poor use of electronic health care data
processing systems is one of the critical indicators for medical errors. Implementation of
standardized data management systems assists in the reduction of errors that are
associated with data processing and suffering elements (Adane et al., 2019). Electronic
health care systems have supported health care clinicians in capturing errors related to the
overall clinical process of data entry. According to Harron et al. (2017), EHR are
essential to researchers for their potential for successful levels within technology
applications.
As many health care organizations across the globe expand from the use of
technology, its opposition should have the potential to reduce errors and produce a higher
27
quality of care for patients. The success of the data that has been collected depends on the
research that has been collected. The quality of the information is critical and relies on
the collection process. EHR have a disadvantage, just as traditional charts with medical
errors. Some links can lead to misdiagnosis and mistakes within the electronic health
records platform due to different diagnosis methods for patients. A study was performed
to capture these mistakes using data identifiers. Similar data have been investigated to
ensure that errors are captured to ensure safety and the highest quality of care for patients.
These methods are implemented to ensure that electronic health records remain an
essential asset for healthcare organizations. In addition, the errors of studied elements
about electronic health records are furnished further to advance technology use within the
healthcare environment.
The electronic health care system can secure and track data usage, integration, and
communication. Electronic health care systems have been an onset for improving health
care through their trust and communication development. However, the intricate details
of electronic health care systems' implementation and further interoperability
development are still debated. According to Tsai et al. (2020), there is a decrease in
communication and the lack of integration of health care clinicians' workflows. The lack
of connective communication with other health care organizations in electronic health
care systems could increase providers' workload. Communication and trust play critical
roles in all health care environmental relationships between private practice and small
businesses (Molina- Mula & Gallo - Estrada, 2020). Patients often trust when entering a
health care facility that physicians will meet all the patient's health care needs through the
28
transaction of communication. This sentiment applies to patient and physician
relationships and the relationship between the communication workflow of patients,
health care clinicians, and the use of electronic healthcare systems. Health care clinicians
rely on the data usage of transactions of the electronic health care system and its ability to
compile, store, and evaluate extensive amounts of healthcare information data. Collecting
and integrating data is one of the most critical aspects of the workflow process, care of
patients, and the electronic health care systems (Adjekum et al., 2018). The electronic
health care system’s strategy progression of communication can only be of prominent
detail if integration is adhered to as a valuable substance of resource.
There are still barriers to utilizing electronic health care systems and telehealth.
Telehealth is a technology that has become an outlet of communication for private
practices and small businesses to medically treat, diagnose, engage, and interact with
their patients through a secured virtual appearance. Health care clinicians can connect
with established patients anywhere and anytime permitted through telehealth. Many
patients based with private practices and small businesses have found the virtual
connection convenient and a more innovative way of communication.
Private practices and small businesses' managed care workflow routines have
been shaken by the COVID-19 pandemic. Countless errors related to the implementation
of electronic health care records surfaced during the COVID-19 pandemic. For example,
most electronic health care systems do not communicate between health systems which
causes significant delays in the facility-to-facility prompt application of appropriate
precautions (Pryor et al., 2020). The uncertainties of real-time events showed countless
29
challenges of despair for the access to trade and commerce and the nation's population.
As stated for health care facilities, the invention of telehealth was an opening channel of
supply to continued practice. During the COVID-19 pandemic, there was a significant
decline in recouped revenue and cost within private practices and small business
physician visits. As a result, many private practices and small businesses were compelled
to close their business doors and utilize the virtual connection of telehealth. Through the
use of electronic health care systems, telehealth has contributed to health care delivery
modalities (Androga et al., 2022). Although COVID- 19 was able to show private
practices and small businesses how interoperability is still a challenge by describing
unwanted medical issues, increased revenue, and redundant costs.
The economic rates of insurance and day-to-day preventive practices continue to
rise. Private practices and small businesses feel the added pressure of insufficient
electronic healthcare standards. Private practices and small businesses have similar
experiences with clinical data transactions that all have substantiation costs that align
with interoperability challenges (Lite et al., 2020). Thomas et al. (2022) conducted a
study on COVID- 19 pandemic. Thomas et al. found that since the COVID-19 pandemic,
there has been a rapid increase in global telehealth utilization within the United Kingdom,
with a 1,000 % increase in Scotland for 2 weeks in March. Thomas et al. also stated that a
similar event occurred in Australia, with an increased percentage of 0.2 % in February
2020 to 35 %. As a result of these events, the Centers for Medicare and Medicaid
Services (CMS) have expanded the access for patients to utilize telehealth services to
decrease Medicare beneficiaries and the need to seek care at private practices and small
30
businesses (Rubin, 2020). Although telehealth visits align with convenience and improve
the quality of patient care, there are still excessive barriers to electronic health care
systems' levels of communication. Despite this, heavy regulatory laws and an insufficient
payment structure hinder the widespread implementation of telehealth (Kichloo et al.,
2020). As a result, within some private practices and small businesses, a challenge
remains in obtaining updated patient signatures and demographics before approving
insurance authorizations for telehealth visits. The rapid occurrences of increased
telehealth visits elevated the urgency for local and broader information exchanges to
become available nationwide.
Interoperability
Interoperability is yet an unrefined component of technology that plays a
significant role in data exchange throughout health care networking. Private practices and
small businesses dedicate themselves to transforming the global health care industry.
Utilizing electronic health care systems and incorporating interoperability is underlining
this process. Interoperability can assist in using electronic health care systems at their
total capacity of interchanging data. To extend the highest quality of care to patients,
private practices and small businesses depend on a cohesive version of the technology in
the form of modern communication.
This doctoral study aims to demonstrate why interoperability is most important to
the healthcare industry by exploring some private practices and small businesses that lack
the strategies to effectively sustain an operative workflow with interoperability during the
use of electronic healthcare systems. The foundational access and interoperability
31
exchange have four stages generally classified and designed into four primary levels:
base, sematic, organization, and the structure of health information technology exchange
(Shah et al., 2016). The foundation of interoperability is when data are produced and
exchanged from one computer system to another (Golzarpoor et al., 2018). According to
Bombard et al. (2018), patient engagement and data exchange are critical components of
healthcare delivery. For example, to encourage patient interaction with the development
of data exchange, patients can manually enter patient demographics on a secured patient
portal. The document is then uploaded. Depending on the document's location resource,
the assistance of third-party vendors would exchange this data with private practices and
small businesses.
In addition to data exchange, patient surveys after a doctor's appointment are
complete and serve as an example of patient interaction. Patients are once more
encouraged to interact with the development of exchanging data. The patients are invited
by private practices and small businesses to give their opinion about the quality of their
experiences. The basis of the format is participated by manually uploading their feedback
from the experiences. This information is an intimate exchange between the user, third-
party vendors, private practices, and small businesses. Having patients interact with the
system allows patients to share the responsibility of actively accessing and exchanging
data; without interoperability, patients are held accountable for remembering to share
their own experiences in a traditional sense of pen and paper method. Organizational
interoperability is the description. Semantic interoperability is a direct data exchange that
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enables shared computer knowledge and data sharing among organizations or systems
(De Mello et al., 2022).
De Mello et al. (2022) stated that semantic interoperability ensures that the data
exchange is understood and interprets the data regardless of who participates, using
medical terminologies and vocabularies. (Lehne et al., 2019). Lehne et al. also stated by
combining foundational and structural process concepts, the semantic interoperability
exchange is recognized as one of the most critical stages of interpreting the highest
quality of patient care. Semantic interoperability’s ability to exchange is heavily relied on
to communicate and transfer procedural information by private practices and small
businesses for its functionality. According to Seyed- Nezhad et al. (2021), through a
referral system, health care clinicians ensure the efficiency of close relationships within
healthcare on all levels. Based on Seyed-Nezhad et al.’s findings, 1,245 relevant studies
were included in the first stages, and 63 studies were affected by referral system
performance. Health care clinicians utilize the referral processing system within private
practices and small businesses to outsource patients who need additional or special care.
Outsourcing patients for specialist care allows health care clinicians to meet and align
with quality measures while diagnosing and treating a patient on different methods. To
monitor and track a diagnosis, physicians rely on exchanging information from one
system to another. Another example of semantic interoperability would be workflow
process management; healthcare clinicians routinely work with physicians to ensure that
the patient flow is smooth and continuous. Communication to generate labs, referrals, and
the ability to maximize open access to available exam rooms after triaging patients.
33
Communication that promotes semantic interoperability promotes an effective working
relationship. Sutton et al. (2020) found that reorganizing the clinical workflow process is
beneficial and crucial for reducing costs and improving the turnaround time of clinical
evaluations. Without the systematic interoperability of exchange, health care clinicians
would have continuous communication barriers.
The structure of semantic interoperability has many barriers that can disrupt and
interfere with the use of the electronic healthcare system. The exchanging of data from
one system to another has barriers to private practices and small businesses’ eprescribing.
For instance, once a patient has completed an office visit, the physician generates the
prescriptions. The electronic health care system must be able to communicate and
exchange prescribed medication with pharmaceutical systems. For example, Lehne et al.
(2019) discussed how the volume of pharmaceutical requests could increase from revised
medicine to newly diagnosed medication requests. Private practices and small businesses
rely on the electronic health care system to produce multitudes of data to exchange these
medication requests. Interoperability is relevant for proper treatment; an inaccurate
exchange may cause a lapse in time and treatment for patients to receive adequate care.
Third-party vendors play a critical role with interoperability barriers. Third-party
vendors allow the electronic health care system to develop and expand with continued
unified use (Kawamoto et al., 2019). These intricate details are most valuable for a
continued seamless office visit workflow process, such as being able to schedule
appointments, checking in and checking out patients, self-check-in, patient survey
34
feedback, verification of insurance, ordering labs, and electronic prescribing of
medication.
Many private practices and small businesses have invested in implementing
electronic healthcare records systems. Savage and Savage (2020) conducted a study and
found in 2015, 96 % of hospitals and 78 % of private practices and small businesses
successfully implemented some electronic health care system.
Interoperability within
health care assists is essential in restoring the disparities in the deliverance of health and
increasing the purpose of modern technology. The lack of interoperability is a continuous
phase in this doctoral study to drive the crucial elements of patient care, decreasing the
shortage of data exchange and the opportunity to increase revenue within private
practices and small businesses. Each level of development is a nuance of description vital
to building on health improvement within the metropolitan areas of Detroit, Michigan
communities and across the globe.
Consistency with electronic healthcare systems will allow private practices and
small businesses to benefit with improved net value. According to Pine (2019), with the
inclusion of workflow services, the electronic health care system's standardized
productivity to provide interoperability offer a net value of $77.8 billion per year. An
increased net worth and improved interoperability offers private practices and small
businesses appropriate real-time diagnosis of patients yielding a higher quality of care.
Furthermore, private practices and small businesses will also have the opportunity to
fully extend the expansion of clinical services and increase the perceived usefulness of
the electronic health care system with improved net value.
35
To deliver organized medical treatment for health care, private practices, and
small businesses have developed consistently high ratings and trusted relationships with
large and prestigious hospitals. These established relationships are vital for supporting
services that provide a mutual reference for a progressively working flowed treatment for
minor and critical conditions. Although private practices and small businesses have long-
standing clinical health work relationships with hospitals, small businesses and private
practices are at a much higher rate to experience interoperability. Pendergrass and
Chandrasekaran (2019) found that in 2014, 76 % of hospitals were able to conduct
successful data information exchange. Only 42% of private practice and small businesses
could engage in any kind of information, and only 26% were able to exchange. Several
years following Holmgren et al. (2017), Pendergrass and Chandrasekaran's findings
discovered some minor improvements in data exchange within hospital settings were at a
growing rate of 29.7% in 2015. With the advancement of interoperability, health care
organizations can improve more than just patient care in one central location;
improvements to patient care can be made across the nation. For example, suppose a
patient decides to visit another state. If that patient becomes ill and has to seek medical
care, that patient is at risk for improper medical treatment if needed. Because
interoperability is not available nationwide to adequately exchange patient information
from one system to another, patients with inaccurate diagnoses may not receive the
proper medical treatment they require. The deficiency of interoperability is a critical
distraction to the appropriate patient care and makes it impossible for adequate diagnosis,
resulting in higher demand and costs.
36
In some cases, the improved rate of technology has significantly increased the
growing demands of health care services leaving private practices and small businesses
under pressure to meet their and patients' needs. Subsequently, barriers resulting from
improper diagnosis may also be an attributed factor to private practices and small
businesses that cannot afford to consistently modify their electronic health care systems
to meet the integration demand. Although many health care organizations have
transitioned into the modern version of the electronic health care system, the traditional
IT systems and technology still exist in many health care organizations, causing
interoperability to be practically impossible (Javaid et al., 2022). Per the Centers for
Medicare & Medicaid (2022), severe penalties might be imposed on those participants
not adhering to the newly reformed obligation for participants of federally governed
health plans called the Promoting Interoperability Program. The Promoting
Interoperability (PI) Program, formerly recognized as the Medicare & Medicaid Incentive
Program, rewards participants for employing certified health information technology and
the certification of the electronic health care system (Pylpchuk et al., 2021). These
particular programs are intensely involved in promoting interoperability and ensuring that
electronic health care systems are utilized to demonstrate the meeting of quality
measures. Patients are also aggressively engaged in restructuring and promoting the
reformed program. According to Pylpchuk et al. (2021), enhancing health care
technology management was based on three stages. Such as setting the basis for capturing
data from the electronic health care systems, expanding and improving electronic health
care systems, and improving patient access. Pylpchuk et al. found that the functionality
37
involved surrounds these particular stages. The Centers for Medicare & Medicaid created
rules and regulations to promote interoperability. With the nuance of expanding
incentives and the laws and guidelines to encourage prompt interoperability, many new
studies were conducted to measure and address the alignment of the attempted
restructuring of quality measurements
Hoong et al. (2017) conducted a study involving data exchange nationally within
U.S. hospitals. Hoong et al. developed four areas to measure interoperability in the
surveys from 2014-2018. Hoong et al. found that the Technology for economic and
clinical health act of 2009 treated their focuses on increasing incentives. Still, data
sharing with the use of the electronic healthcare systems results from one quarter were
fewer than expected throughout the hospital survey for 4 years. Hoong et al. also stated
that the decreased experience of rating involving data exchange may not be a success
until sometime in the year 2027.
Strategies dealing with interoperability, rules, regulations, errors, and elevated
costs may encourage different workflow operations of training structures. There are many
barriers related to interoperability and electronic healthcare systems. Using electronic
healthcare systems to their fullest capacity continues to be challenging within private
practice and small businesses. As a result, the success of the implementation process of
electronic health care systems also remains an ongoing barrier related to the usage and
training of staff members. Training staff members often generates multiple ways of
coping mechanisms. Earlier, the study expounded on the TAM by Davis (1989). The
TAM was examined with variations of ease of use and apprehension. Incorporating a
38
development of training methods may have an opportunity to offset the adverse effects on
a user's ability.
Developing strategic and standardized methods of dealing with operational
problems is essential for private practices and small businesses. According to Carayon et
al. (2019), a critical synthesis of understanding system barriers emphasizes how workers
experience job specifications and handle them. For example, the development of
resilience, electronic health care systems adaptation, workflow problem-solving, and the
potential to create workarounds.
According to Henshall et al. (2020), resilience is the ability to cope and be
successful despite adverse circumstances. For instance, interoperability barriers may arise
for health care clinicians confronted with one or multiple providers. Coping with
interoperability during the high demands and added pressure of an operative workflow
may designate the behavior of a health care clinician being overwhelmed with numerous
obligations. The development of resilience may assist a user in planning and organizing
their workflow when utilizing the electronic health care system and interoperability.
Health care clinicians' prioritization skills allow for the unexpected of any disturbance to
be rectified promptly with unified resolution.
Private practices and small businesses are rapidly changing with the refinement of
modifications of the electronic health care systems; health care clinicians must adapt and
handle these sudden changes (Kristensen et al., 2020). The electronic health care systems'
variations of change took on their shape and form during the implementation process of
electronic health care systems. Health care clinicians' apprehension about these
39
modifications became accustomed to the transition from traditional charting to the
transformation of electronic health care systems. For example, health care clinicians rely
on resilience skills to pull through unexpected disturbances and, over time, adapt to the
changes that take place with similar occurrences. From the adaptation and organization of
the transition and coping with interoperability during the use of the electronic health care
systems, health care clinicians can seek to find stability to complete many tasks.
Several segments comprise the workflow of private practice and small business
responsibilities while using electronic health care systems and functioning with
interoperability barriers. An effective and efficient workflow depends on health care
clinicians carrying out their duties, yet everyone works together for one common goal.
However, many workflow problems often arise that are caused by deviation from an
adapted workflow. A health care clinician could identify the problem and make necessary
changes through proper training. Alluring, adequate training to healthcare clinicians may
have the opportunity to ease use and unwanted tension.
Davison et al. (2021) stated that the post adoption setting of electronic healthcare
systems may have several consequences with workarounds. Workarounds may contribute
to the limitation and the ability of health care clinicians to fully access the electronic
health care system and interoperability. Although workarounds can be a temporary fix to
a problem, they often leave health care clinicians in the direction of deviating from the
accomplished goal of having a seamless and effective workflow during the use of
electronic health care systems and interoperability. The ability to communicate from
40
system to system is vital and is a very useful feature and cost efficient for private
practices and small businesses.
Golzapoor et al. (2018) stated that there is a compelling need to move beyond the
scope and limitations of integrated systems to leverage cloud-based information systems
to enable communication and collaborative relationships between distributed stakeholders
and enable the electronic health care system. The value of exchanging data from one
system to another is the foundational basis of interoperability (Rajkumar et al., 2022).
Interoperability opens up a direct line of communication on all levels of care that is
critical within private practices and small businesses. Private practices and small
businesses are most effective when all productivity measures can be exceedingly met
during an office visit or outsourced specialty care. The ability to conduct the highest
quality of care is the driving force of all actions throughout health care organizations.
Increasing the effectiveness and efficiency of an operative workflow was also a goal of
interoperability.
Conclusion
This review represents the professional and academic literature on the consistent
barrier to interoperability during the use of electronic health care systems. The literature
review has also exhibited that not all strategic angles of interoperability have been
explored and addressed. Since transitioning from the traditional charting of records to the
current EHR specification, private practices and small businesses rely heavily on utilizing
a successful and continuous workflow.
41
According to Dutton & Koehler (2020), the majority of revenues in the U.S.
health care industry is from fee-for-service and billing to patient insurance companies,
80% –90% or from the patients themselves, 10%–20% and growing. In a rapidly
changing environment, the collaboration between enterprises is becoming increasingly
diverse. It has been emphasized that interoperability is essential for the success of private
practices and small businesses (Jwan & Hakan, 2020). With the evolutionary
development and ability of the electronic health care system, healthcare revenue has a
chance to continue to increase with a successful operative workflow incorporating
interoperability. Interoperability is the basis of health care's ability to build a seamless
way for private practices and small businesses to meet and succeed in quality care
measurements for patient care. Without interoperability, private practices and small
businesses will continue to experience fragmented attempts to communicate and connect
with additional costs through modern technology.
The gap in the literature defining interoperability provided the means to analyze
current events evolving in the study. The support of the TAM framework by Davis
(1989) and its researched content offered a more profound and saturated understanding to
assist with resolving disparities with interoperability for future reference. These resolving
issues with the lack of interoperability can bring short and long-term benefits from
utilizing the TAM.
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Transition
This transition statement aims to explore successful strategies that some private
practices and small businesses use to effectively sustain an operative workflow with
interoperability during the use of electronic health care systems.
Section 1 established a foundation and exhibited details exploring the problem of
the lack of the ability to sustain an operative workflow during the use of electronic health
care systems. These details were also presented within the problem statement, the nature
of the study, the conceptual framework, and the significance of the study. Within Section
1, the problem was a driven force to produce the research question and combined
literature review.
In Section 2, I discussed the methodologic component of the study. It also
describes information about the role of the researcher and the specific guidelines for the
data collection and analysis. The research method and justification of the qualitative
multiple case studies is discussed within this study. Throughout this process, I maintained
the study's rules, regulations, and ethical standards.
Section 3 addressed the study's research and presentation findings by submitting a
professional review. In conclusion, the researcher reflected on the studied results and
made the necessary recommendations to follow suit regarding the topic of the inquiry.
43
Section 2: The Project
Section 2 begins with an explanation of the study’s purpose. In Section 2, I also
the methodological steps taken in this multiple qualitative case study of strategies to
effectively sustain an operative workflow with interoperability during the use of
electronic health care systems. This study’s success depended on applying the advanced
process development aspects, and each stage of development was critical.
Purpose Statement
According to Tsai et al. (2020), implementing EHRs was a positive success;
however, health care clinicians still have valid concerns about poor interoperability and
integration between electronic health care systems, and these concerns have ignited a lack
of trust in the usage of the system. The purpose of this qualitative multiple case study was
to explore the successful strategies of some private practices and small businesses to
effectively sustain electronic health care systems with interoperability. The targeted
population comprised three private practices and three small businesses located in the
metropolitan area of Detroit, Michigan. The results of this study may provide new
developments regarding effectively sustaining EHR systems with interoperability. The
results from this study may also contribute to positive social change by increasing the
quality of health care that patients receive.
Role of the Researcher
The qualitative multiple case study design allows for the researcher to explore and
dive deeper into complex, real-world issues (Alase, 2017). From my days in the clinical
setting as a medical assistant to the present as a practice manager (in administration), I
44
have gained vast knowledge of electronic health care systems. My background has
provided me with specific training and insight into the nuances that private practices and
small businesses experience daily regarding the use of electronic health care systems.
Having witnessed the transition from paper charts to EHRs, I have always been
fascinated by the process of electronic health care systems and being a part of the
operational team that provides quality patient care.
The researcher is responsible for attempting to collect data relevant to the study.
In this study, I collected data through participant interviews. The Belmont Report
summarized the ethical principles that the National Commission for the Protection of
Human Subjects of Biomedical and Behavioral Research (1979) identified during its
deliberations relating to human research. To be aligned with The Belmont Report
guidelines, I needed to be receptive and transparent in gathering pertinent information
and selecting participants in Detroit’s metropolitan area who had experience with
successfully sustaining electronic health care systems with interoperability. The data
collected from the targeted participants provided the opportunity to better understand and
develop strategies for private practices and small businesses to use to improve the
interoperability of their electronic health care systems.
Participants
Qualitative research is the most robust way of understanding what the participants
think about an innovation (Hamilton & Finley, 2019). The critical concepts distilled from
the target population’s experiences and perspectives of real-time events are what the
researcher uses to answer the research question(s) in a qualitative study (Collins &
45
Stockton., 2018). In qualitative research, information is collected through interviews from
participants experiencing the phenomenon concerning what is occurring and why
(Bradshaw et al., 2017). I chose the participants of this qualitative multiple case study
based on the categorized relationship that is directly aligned with the healthcare service
line of EHR systems. Adhering to ethical principles must be a prominent factor when
establishing strategies for gaining access and sustaining workable relationships with
participants in qualitative research (Vuban & Eta, 2019). The first step to gaining access
to participants is a researcher requesting access to the targeted population. I had to obtain
written consent from the human resources departments, CEOs, managers, and/or leaders
of the participants who had worked in the three private practices and three small
businesses located in the metropolitan area of Detroit, Michigan that were the target
population in this study. After receiving approval from the human resources departments,
CEOs, managers, and/or leaders, I had to develop a level of rapport with the participants
to maintain a balance of trust, privacy, and professionalism during the research process.
Research Method and Design
Researchers use three approaches to comprehensively understand their research:
quantitative, qualitative, and mixed methods (Dawadi et al., 2021). In this study, I used a
qualitative approach. The multiple case study research design was most appropriate
because it strategically aligned with the goals of the study and allowed for the collection
of data from the targeted population of qualified participants. In qualitative studies,
various data, such as observations, texts, and visual interviews, are gathered to investigate
46
the specific business problem justified in real-life, contemporary, confined, and
structured events (Dejonckheere & Vaughn, 2019).
Research Method
The purpose of this multiple case qualitative study was to explore a more
profound interpretation of the participants’ natural experiences and perspectives of a
phenomenon while enhancing the qualitative comprehension of utilizing electronic health
care systems (see Daher et al., 2017). While exploring the participants’ natural and
holistic experiences, the researcher must focus on the context perspectives that arose
from the participants’ authentic responses (Alase, 2017). I aimed to provide real-time,
saturated data comprising in-depth descriptions of successful strategies used to
effectively sustain electronic health care systems with interoperability.
According to Noyes et al. (2019), a quantitative approach is insufficient to address
health systems-related questions; however, the quantitative method remains essential to
the most recognized algorithm-based research approaches (Zellner et al., 2021). Because
the quantitative method relies on anticipating what needs to be measured to achieve
accuracy, it was unsuitable for this study.
According to Regnault et al. (2018), a mixed-method approach integrates both
qualitative and quantitative methods. Although a mixed-method approach would have
been a robust way to research health systems, it was not appropriate for this study
because quantitative data were not relevant to answering the research question.
47
Research Design
I employed a multiple case study design in this study. By using a case study
research design, the investigator was able to collect and analyze evidence that enabled
them to answer the specific business problem question (Priya, 2021). Phenomenological
questions concern a phenomenon that is not well known and requires an investigation
within the environment in which it occurs, and this requires a case study approach (Tobi
& Kampen, 2018). Utilizing a case study has many benefits. Case studies are frequently
used to conduct research because the interest is focused explicitly on the complexity of a
single or multiple cases (Rashid et al., 2019).
For this study, I chose a multiple case study design to concentrate on the
contemporary phenomenon and explore it through various lenses, extracting data from
sources to achieve triangulation (Ebneyamini & Sadeghi Moghadam, 2018). To conduct
the study, I needed to request access to the health care organizations’ employees for
participant interviews. These participant interviews focused on the successful strategies
that the private practices and small businesses have used to effectively sustain electronic
health care systems with interoperability. I selected multiple participants from the
targeted population of three private practices and three small businesses located in the
metropolitan area of Detroit, Michigan. The recruited participants partake in the
interviewing process specifically focused on the research questions. The data collected
from the participant interviews included itemized logs and notes I took during the
interviews to assist with data analysis. Other data types included articles related to the
study and government resources from the U.S. Department of Health and Human
48
Services, Office for Civil Rights, and CMS. The collected data and interview responses
allowed me to address the study’s problem and purpose.
Population and Sampling
Qualitative sampling comprises the use of various interviews conducted during
multiple case studies to ensure that the findings provided rich and saturated data
(Korstjens & Moser, 2018). I used purposive sampling in this qualitative study to ensure
a sufficiently saturated sample size. In purposive sampling, participants are selected
according to their purpose in relation to the case study and characterized by the
characteristics that enhance an understanding of real-life experiences (Andrade, 2021).
My objective was to interview and collect data from the qualified participants of the
targeted population of three private practices and three small businesses located in the
metropolitan area of Detroit who had direct knowledge of and experience with the EHR
systems. The data collected in this study answered the research question and provided
real-time information that may contribute to the health care environment.
Ethical Research
The multiple case study design allows researchers to gain experienced
information from participants’ knowledge in specific fields of business. Each aspect of
ethical research defines the magnitude of the participant's lives, well-being, dignity, and
respect for privacy (Sng et al., 2016). Therefore, gaining pertinent information from an
outside source should be protected at all costs. In addition, researchers must adhere to the
moral elements of a research study. By following the principles outlined in The Belmont
49
Report, the researcher ensures that they uphold and implement ethical research and
analysis processes (Sng et al., 2016).
After being granted approval under IRB approval number 09-09-22-1016775 to
conduct the study by following the guidelines of ethical research conduct put forth by
Walden University’s Institutional Review Board (IRB), I began the data collection
process by obtaining consent from the qualified participants. To obtain informed consent,
pertinent information about the study must be disclosed to the participant, the consenter
must have the capacity to consent, and the decision must be voluntary (O’ Sullivan et al.,
2021). I either emailed or hand delivered a written consent form to the potential
participants (i.e., CEOs, managers, and/or leaders of the three private practices and three
small businesses located in the metropolitan area of Detroit). I informed the participants
that no pressure would be applied to coerce them into participating; therefore, the consent
form included a clause stating that they could withdraw from the study at any point and
could do so without penalty. The consent form also included a clause informing
participants that no incentives would be provided for their volunteered participation.
Research ethics stress the importance of confidentiality and requires researchers
to ensure that they respect the dignity and autonomy of human subjects when using or
sharing information about them and to ensure their interests are not violated (Bos, 2020).
To follow Walden University IRB guidelines, I am storing the collected data from the
participants in a secure and safe location for a period of 5 years. The collected data is
stored in a locked cabinet with a combination that only I have access to. Securing the
50
collected data in a locked cabinet and safe location ensures that the participants’ rights to
confidentiality are not violated.
Data Collection Instruments
Within health care systems, a research document study is a standard method used
to collect data (Busetto et al., 2020). Collecting accurate data from participants is critical
for conducting a qualitative multiple case study. These participants worked in various
organizations across Detroit’s metropolitan area and had pertinent insights into successful
strategies that some private practices and small businesses use to effectively sustain
electronic health care systems with interoperability.
Balancing the advantages and disadvantages of formulating a doctoral study is
essential. One advantage of this doctoral study was that it provided the opportunity to
collect saturated data from the targeted participants to produce a successful strategic
conclusion. The strategic conclusion can be used by other private practices and small
businesses. The disadvantages of collecting data in this manner included the amount of
access to participants afforded by health care facility agreements, privacy rules related to
HIPPA violations complicating being granted access to EHR systems, and the ability to
recruit qualified potential participants.
After receiving IRB approval, I moved forward with data collection. The data
collection involved contacting three private practices and three small businesses. The
organizational data technique of this study was based on multiple data collected from the
instruments of the targeted participants' interviews. During the data collection process, I
used a cell phone to record all the collected data from the targeted participants. All data I
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was able to obtain within this doctoral study is being stored and accessible for future
reference with recorded information.
Additionally, I kept track of pertinent information gathered using research logs. I
employed color- coding to examine the collected data. By color-coding, I had the
opportunity to analyze qualitative text data by taking them apart in order to uncover value
before putting them together again (Elliott, 2018). All data collected and utilized within
this process from the targeted participants will be stored for approximately 5 years after
the completion of the study.
Data Collection Technique
The purpose of this qualitative multiple case study was to explore the successful
strategies of some private practices and small businesses to effectively sustain electronic
health care systems with interoperability. According to Busetto et al. (2020) the value of
research involves analyzing the nature of a phenomenon, often by using semi structured
interviews. Busetto et al. also stated in order to perform an analysis of the data collected
from semi structured interviews transcripts and protocols must be created. To explore
these strategies, I followed a guided interview protocol (See Appendix B) that consisted
of 10 interview questions while conducting virtual Teams and or Zoom interviews. The
potential participants had knowledge of the job specification that were directly related to
EHR systems were contacted by phone and email. The participants received a copy of the
consent form and were made aware the interview process would be recorded and strictly
confidential. Teams and Zoom interviews with a cellphone for every recording of the
interview session, enabled me to record the duration of the interview and accurately
52
transcript the participant's statements. Each interview was expected to last approximately
30-60 minutes to allow for questions, follow up responses and notations. The interviews
were scheduled around the convenience of both the participant and myself. Follow up
phone calls and emails were conducted to validate the information obtained. Utilizing the
interview protocol allowed me to obtain accurate data that is essential for gaining a
detailed understanding of lived experience and to integrate a systematic approach.
Data Analysis
Multiple case studies are qualitative research methodologies used to analyze
various data sources in order to gain a better understanding of a problem. By visualizing
the case study through multiple lenses, multiple facets of the phenomenon can be
revealed (Rashid et al., 2019). Erlingsson and Brysiewicz (2017) stated that an analysis of
multiple qualitative case studies primarily focuses on describing the results of vast
amounts of data collected clearly and concisely. The data analysis for this doctoral study
addressed each research question pertaining to the doctoral study. I prepared the analysis
by utilizing NVivo. NVivo l assisted in allowing me to facilitate and identify principal
themes for my doctoral study. Utilizing the color-coding analysis enabled me to
differentiate between each response of the participants and to cross-analyze each case
within the doctoral study.
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Reliability and Validity
Reliability
The credibility of an adequately formed researched study should always stand on
the consistency that the authentication of the research conducted can be validated within
its findings of the research method. The researcher can demonstrate the difference
between a successful or failed research development through the reliability process. The
researcher would need to maintain an open account of reliable research practices,
analysis, and conclusions while remaining cognizant of the partiality of the information
presented (Cypress, 2017). Ultimately, the study's dependability must be shown and
proven by the researcher as a source of credibility and is essentially a trustworthy
element. A qualitative research study that follows the suggested format, style, and
research techniques can turn into a valuable piece of evidence that validates the study’s
intent (Forero et al., 2018).
Validity
Validity can be viewed as the quality of being grounded in facts, relevant,
meaningful, logical, and confirming to accept principles and being sound, just, and
consistent (Cypress, 2017). The goal for this doctoral study is to explore the data
collected from an array of instruments of the targeted participants' including interviews,
questionnaires, and document reviews. In addition to exploring the collected data, I
checked for accuracy within the researched findings to establish the study as a reliable
source.
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As a component of the study’s intentions to determine reliability and validity, a
researcher would verify the study’s objectives by utilizing the credibility, transferability,
and confirmability process. The concept of credibility refers to the degree of confidence
in the validity of the data and its interpretation (Renjith et al., 2021). I incorporated the
triangulation method of multiple in-depth approaches to enhance the value of credibility
strategically and address the research question (Korstjens & Moser, 2017). The
transferability is a characteristic of relevancy and the dynamic interaction of conditional
criteria in the research process's primary and target context, which must adhere to the
transfer process (Schloemer & Schröder-Bäck, 2018). By providing audit trails, revisions,
and decisions on the choices, the researcher can increase transferability by
communicating the generalizability analysis of the research assumptions (Nowell et al.,
2017). The ability for researchers to confirm their findings plays a crucial role in
qualitative research. Confirmability establishes that data and interpretations are not
fabricated from the inquirer’s imagination but based on empirical research (Korstjens &
Moser, 2017). To ensure confirmability, the researcher must make sure that they maintain
effective communication and keep accurate records of the data collected to avoid
miscommunication and accusations of bias (Dejonckheere & Vaughn, 2019). Qualitative
research uses data saturation as a criterion to determine when to stop collecting and/ or
analyze data. Failure to achieve data saturation would significantly impact the research
conducted (Saunders et al., 2018). In many cases, research findings cannot be replicated
because of errors in experimental design and statistical analysis (Prager et al., 2019). The
researcher must then demonstrate transparency and document the failed attempts.
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Transition and Summary
This qualitative case study aims to explore successful strategies that have
successfully sustained small businesses and private practices to sustain electronic
healthcare systems with interoperability. Section 1 of this study describes the conceptual
framework based on the literature review analysis. The conceptual framework of this
study utilized the TAM by Davis (1989) in focusing on the specific research problem and
interview questions galvanizing the real-time information from the targeted participants
of the metropolitan area of Detroit, Michigan. Detailed information about the study's
methodology is presented in Section 2. In Section 3, I recapitulate the study's
methodology and discuss the findings in descriptive detail.
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Section 3: Application to Professional Practice and Implications for Change
Introduction
In this qualitative multiple case study, I explored strategies used to successfully
sustain electronic health care systems with interoperability. The targeted population of
this study included a total of three private practices and three small businesses located in
the metropolitan area of Detroit, Michigan. I applied the conceptual framework of the
TAM guided this study data analysis. As part of the data collection process, I collected
data from participants via virtual interviews using Microsoft Teams and a cellphone that
enabled me to audio record and import the participant responses into the QSR NVivo R1
software for data analysis. QSR NVivo R1 software also assisted me in developing
itemized logs of data, notations, color-coding accuracy, and themes. Three key themes
emerged from my cross-analysis of the data: (a) effective communication and successful
training, (b) strategic decisions and technical support, and (c) electronic health care
systems’ ease of use.
In this section, I provide a comprehensive summary of the research findings and
the qualified participants’ experiences directly related to electronic health care systems
with interoperability. An in-depth analysis of the research findings is also presented in a
manner that applies the TAM.
Presentation of the Findings
This study was guided by the following research question: What strategies do
private practices and small businesses use to sustain EHR systems with interoperability?
Participants from three private practices and three small businesses in Detroit, Michigan
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were interviewed for data collection. The participants were six CEOs, managers, and/or
leaders of private practices and small businesses that sustained an operative workflow
with interoperability. Participants were informed through the consent process that all
information obtained would be kept confidential, and their identities would not be
disclosed. Participant numbers (i.e., Participant 1, 2, 3, 4, 5, and 6) were substituted for
their original names. I conducted data analysis in QSR NVivo R1, which assisted with the
color-coded analysis and differentiating between each response of the participants.
Three main themes emerged from the cross-analyzed data: (a) effective
communication and successful training, (b) strategic decisions and technical support, and
(c) electronic healthcare systems’ ease of use. The first theme of effective communication
emerged from implementing updated technology and consistent staff training. An
employee’s ability to navigate and use the electronic health care system efficiently and
effectively is critical for processing and developing essential data entry and workflow
clinical operational skills (Aguirre, 2019). The second theme was strategic decisions and
technical support, primarily driven by an employee’s need for assistance. Employees
must have a sound support system to make effective decisions that will enhance their
ability to perform successfully. The third theme is the EHR system’s ease of use. In the
TAM, Davis (1989) stated that the ease of use of a system directly influences an
employee’s willingness to accept the electronic health care system. Inadequate training,
errors, misunderstandings, and other problems can result from the rejection of the
electronic health care system, which may negatively impact not only the utilization of the
system but also the profitability of private practices and small businesses.
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The TAM by Davis (1989) served as the conceptual framework for this study. The
TAM focuses on factors determining an individual’s behavior intentions to use new
technologies from the perspective of the end-user (Kalayou et al., 2020). Using the TAM
in this study generated an opportunity for the findings to be further enhanced with a
significant level of understanding of how the electronic health care system would be
perceived as useful, easy to use, and be accepted by the user. Besides being able to
describe a technology’s perceived usefulness and acceptance by its users, use of the TAM
helped to identify the dominant challenges faced by private practices and small
businesses due to ongoing barriers resulting from a lack of strategies for maintaining an
effective operative workflow and interoperability while using an electronic health care
system.
According to Pereira et al. (2022), multiple factors can affect the acceptance and
use of successful strategies, including behavior, clinical care, and operating workflow
system structure levels. As a result, use of the TAM was a valuable method of
determining a system’s success by examining behaviors, ease of use, and acceptance. In
this multiple qualitative case study, I gained valuable insight into how interoperability
can be used to create effective workflows in an operational setting and the distinct
characteristics of electronic health care systems.
Theme 1: Effective Communication and Successful Training
Based on the results of this study, effective communication and successful
training are directly correlated with TAM. Change management and technology
modifications are necessary for organizations implementing electronic health care
systems. From the finding of this study, I also learned that modified changes often require
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employees to adjust overtly or convertly, but employees' ability to adapt is paramount.
According to Anthony and Petersen (2021), in the TAM, users’ inclination to use or not
use an application depends on the degree to which they believe it will improve their job
performance. Additionally, in the TAM, Davis (1989) stated that building self-confidence
is integral to effective communication and successful training.
Effective communication and successful training were identified as a theme that
all participants agreed are crucial elements in ensuring that the knowledge acquired by
private practices and small businesses is further nourished and maintained for the
deliverance of effective, efficient, quality care to patients. The quality of care that health
care private practices and small businesses provide to patients can be enhanced by
developing the employees’ communication skills and sharpening their abilities through
essential training (Mata et al., 2021). In a health care environment, communication and
essential training are inextricably linked. The importance of communication and training
for employees ensures that private practices and small businesses are building trust with
their employees and helps establish a solid foundation for learning and productive work
environments. In addition, some participants commented and added value of improved
efficiency from the integration of (Davis’s, 1989; see also Tsai, 2020) TAM regarding the
perceived ease of use of the electronic health care system when communication and
training were implemented.
A lack of communication between health care organizations and patients can
cause several errors. Training deficiencies may lead to resistance from employees to
change and the acceptance of electronic health care systems. In correspondence to the
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literature review, errors may also be caused by the lack of training users have with the
electronic health care system; nevertheless, through training and communication, that can
be minimized to ensure that electronic health care systems are usable (Henshall et al.,
2020). Participant 1 stated, the “electronic health care system is changing every day. So
the first strategy is to keep on educating; training, training, training is key for new
information anywhere.” Participant 2 also noted two things crucial to sustainability:
training and testing. Using electronic healthcare systems to capture and use clinical
information and knowledge is vital for a quality, safe, sustainable health care system
(Fennelly et al., 2020). Participant 3 learned new staff did not have much knowledge of
technology; teaching them was challenging due to language barriers, but the
organization’s vision encouraged a successful implementation. According to Al Shamsi
et al. (2020), a language barrier has been shown to contribute to miscommunications that
may negatively affect patient care, and health care organizations have used online
translation tools to meet these challenges. Participant 4 acknowledged that after their
organization recruited individuals to train employees, their employees were eager to learn
newly implemented electronic health care systems strategies. Participant 6 reported that
employees willing to learn would learn the basics of operating the electronic health care
systems if given 1 week of training.
According to the participants, employees must remain engaged with electronic
health care systems and undergo training to stay up to date with developments and
improve patient care continuously. Concise communication and proper training will
ensure the development of the employees and the health care organizations.
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Theme 2: Strategic Decisions and Technical Support
The concepts surrounding Theme 2 combine strategic decisions with technical
support and the TAM for employees’ ease of use of the electronic health care system. In
order for the electronic health care system to be effective, employees must feel capable of
making strategic decisions and know that technical support is nearby. The second theme,
strategic decisions and technical support, is also related to the importance of
communication and proper training. While ensuring adequate communication and
training, some participants felt that a support system was necessary and helpful to ensure
the systems were properly utilized and implemented in private practices and small
businesses. Participant 1 stated, “We sustain support with IT third-party support
partnership that has helped with communication and training. Working as a team with the
third party partnership, it has become very, very successful.” Participant 2 reported that
they were able to implement what their organization called subject matter experts. These
experts were a part of the organization and were referred to as super users. Through the
support of their colleagues, super users assist staff members and give them the confidence
they need. With the assistance of the super users, staff support is an ongoing process
implemented within the organization after the vendors have completed it. To ensure the
process is operating smoothly, the staffing support would consist of daily and multiple
meetings to provide proper support and correct errors as needed. Those who support that
practice represent the backbone of the organization. As a result of this process, all staff
will contribute to the organization’s sustainability.
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Supporting employees in making strategic decisions and reducing costs is
essential. Proper staffing support will enable health care organizations to minimize errors.
According to Moloney et al. (2020), a healthy, high-performing, committed workforce
promotes sustainability and organizational effectiveness. Participant 3 found that staff
quickly understood new measures due to IT. Participant 4 described the electronic health
care system’s implementation as a case of a trial-and-error process. IT supports the
organization’s desire to be sustainable, but the implementation of electronic health care
system can be challenging without IT support. In addition, Participant 4 noted that the
electronic health care system was initially not sustainable, even with IT and its expertise.
The prognoses of the implementation process within the health care organization may
take up to a year to complete the sustainability method. As part of the strategy to ensure
compliance, Participant 4’s health care organization implemented a pilot program with
other companies to ensure the electronic health care system works appropriately.
Theme 3: Electronic Health Care Systems’ Ease of Use
The ease of use of an electronic health care system is essential to maintaining an
operative workflow. Operational workflow is fundamental to the clinical process to
minimize errors (Hess, 2018). According to Zheng (2020), the electronic health care
system has been a challenging transition over the past decade, impairing frontline
clinicians’ ability to provide safe, efficient, and effective care. Employee ease of use
during operative flow is critically important for not only minimizing errors but for
maintaining safe patient care for patients. Employees should be able to use the electronic
health care system seamlessly.
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The third theme of the electronic health care system’s ease of use affects the
ability of private practices and small businesses to deliver quality care to patients
effectively. An employee’s ability to navigate the electronic health care system is
essential to private practices and small businesses’ success utilizing the system. A
product’s usability refers to whether it performs its intended function when used as
intended. All participants agreed that the system’s ease of use contributed to the quality
of patient care.
According to Participant 1, “It was challenging for the organization to go viral
since the employees were uncomfortably changing. However, as the health care
organization progresses, integrating electronic healthcare systems with interoperability
has become easier for patients and employees to integrate.” Participant 3 stated that
“implementing new features made the electronic health care system very user friendly.”
Participant 4 stated that,
electronic healthcare systems are needed. It is necessary at our facility, and we are
diligently pursuing it. As our company has 239 facilities, we implement more and
more of the electronic health care system daily. Our goal is to make it stick. We
are still working on it.
Participant 5 reported having an improved experience of using electronic health care
systems, saying, “Access to charts and work made it easier for me to see care plans and
additional information.” According to Participant 6, “the electronic health care system is
easy to navigate.” Participant 6 also noted,
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through navigation that everything moves quickly; when a button is pressed to
give the electronic health care system a command, everything moves even faster.
The system moves fast; you can press a button, and everything moves even more
quickly. Each patient can be in and out of the office in less than an hour.
Some participants expressed change as a resistance barrier for many employees.
According to Davis (1989), and the TAM, change can impact behavior and become
influential to an employee’s intentions of use with the electronic health care system.
Consequently, this will affect the overall learning process associated with the electronic
health care system. However, as exhibited with positive reinforcement, change is
possible. Table 1 illustrates the word frequency query derived from the data analysis
assisted by the QSR NVivo R1 software.
Table 1
Frequency of Words in Participants’ Responses Characterizing Strategies for Electronic
Health Care Systems’ Interoperability
Word Frequency of occurrence
Communication 13
Successful 17
Training 17
Strategic 11
Decisions 17
Technical 17
Support 12
Electronic health care system 34
Ease 10
Applications to Professional Practice
In this multiple case study, I explored strategies that private practices and small
businesses used to successfully sustain workflow operations with electronic health care
65
systems’ interoperability. To minimize barriers to acceptance of change in private
practices and small businesses, Mallon (2019) suggested that electronic health care
systems and strategic planning for quality improvement should be a consistent focus for
integrating interoperability into an operational workflow. Sharing data amongst all health
care facilities is a need to expand the care provided to patients. Electronic health care
systems with interoperability have the capability to accomplish this, and private practices
and small businesses should seize the opportunity to increase the quality of care given to
patients and decrease the cost of the business acquired.
Throughout this study, the conceptual framework consistently aligned directly
with the findings of this study. The TAM by Davis (1989) was implemented as the
conceptual framework. Davis's TAM represents change through behavior and acceptance.
Backhouse & Ogunlayi (2020) estimated that about 80% of health care improvement
occurs through human interaction, while 20% occurs through technical means. In
addition, Backhouse & Ogunlayi argued that quality improvement can help improve
individual patient care and transform complex health care systems by empowering
employees and patients to lead and achieve change. Throughout the literature review, the
concept of change is emphasized as a positive reinforcement of health improvement.
The findings of this study and the data collected from the participants were
interpreted and analyzed, which derived from three prominent themes (a) effective
communication and successful training, (b) strategic decisions and technical support, and
(c) ease of use of the electronic healthcare system. In bridging the gaps within private
practice and small businesses, effective communication and training are essential. In
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addition, employees will be able to work more efficiently and provide relevant
information to patients more quickly. Clinical communication is also crucial to patients'
well-being. Being able to trust that the information given is key to the provided quality of
care that the patient will receive. As a result of employee communication and training,
errors are reduced, and valuable information is learned. Based on the response of all
participants in this study, effective communication and technical support were strategic
tactics for seamless operational workflows. Strategic decisions and technical support are
also critical elements for employees. Employees must feel empowered to embrace change
so that strategic decisions can be created with substantial support. Employee confidence
is built with substantial support, which reinforces different avenues of meeting challenges
and achieving goals. Participant responses indicated that having support allowed them to
embrace change and utilize the electronic health care system, so they were more inclined
to accept it. As previously mentioned, with the expansion of the electronic healthcare
system, productivity and quality of care will increase as well as data sharing across
jurisdictions will be enhanced. Private practices and small businesses can improve service
lines based on these findings. Additionally, the findings of this study may contribute to
the body of existing knowledge that suggests strategies for improving an operative
workflow through the interoperability of electronic healthcare systems. This study will
not only provide further insight into the existing barriers, but it will also have the
potential to facilitate growth and a positive impact of change for private practices and
small businesses.
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Implications for Social Change
Health care organizations within their communities play a significant role in
servicing and healing the districts daily. In an era where health care is increasing and
demand is rising, finding ways to improve access to quality care has never been more
critical (Hartzler, 2018). Health care organizations must keep up with technological
changes when providing community services. According to Alotaibi and Federico (2017),
many opportunities exist to improve and transform health care through the use of health
information technology, including reducing human errors, improving clinical outcomes,
facilitating care coordination, improving practice efficiency, and tracking data over time.
The rise of contemporary technology and the modern era have rapidly enabled health care
organizations to adapt to the current health and social environment. A direct link exists
between the changes and the use of electronic health care systems. As a result, health care
organizations have been able to transform and achieve new ways of life that enhance the
wellness of patients due to the direct impact and rapid changes in health care.
The objective of the multiple case study was to improve the workflow of private
practices and small businesses' electronic health care systems with the use of
interoperability. The implications of social change from this study may have the ability to
assist private practices and small businesses ability to increase productivity, and job
sufficiency, while utilizing the electronic health care system and also improve the quality
of care given to patients. This study may potentially be used as a road map to enhance
patient care goals and be cost effective.
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Recommendations for Action
The findings of this qualitative multiple case study have been presented as
recommendations for action in accordance with the participant's responses and the themes
identified from the data analysis. Additionally, this study's results may help develop and
implement an operative workflow based on interoperability barriers in electronic health
systems. Patients' health and well-being can be improved by continuously improving
health care services offered by private practices and small businesses. In order to improve
the efficiency of electronic health care systems, I recommend the following actions: (a)
Private practices and small businesses should think about eliminating paper within the
operational workflow to contribute to promoting Davis's (1989) the TAM’s ease of use
with electronic health care systems. If the employees utilize the electronic health care
system continuously, it gives them an opportunity to become accustomed to the use of the
system. (b) Through the data collection process of this study, I have learned that most
private practices and small businesses have not transitioned from paper to the electronic
health care system. Private practices and small businesses not being able to transition
from paper to electronic is another barrier. Studies conducted by Shachar et al. (2020)
have found that clinicians generally support using electronic health care systems;
however, the service would be difficult to provide without adequate funding. An
affordable electronic health care system should be available for private practices and
small businesses that cannot afford to convert from paper to electronic health care. The
state should consider sponsoring an electronic health care system platform with specified
rules and regulations to comply with patient care requirements for private practices and
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small businesses. (c) The implementation of continuous support and communication,
along with additional training, should be carried out on a monthly basis for minor updates
and on an annual basis for significant updates. (d) To ensure uninterrupted patient care,
electronic health care systems should be mandated to be shared data with private
practices, small businesses, and hospitals nationwide. (e) With the addition of
uninterrupted patient care with the use of electronic health care systems and shared data
nationwide, data security should be updated to comply with HIPPA and eliminate
violations of errors. (f) The electronic health care infrastructure should be supported and
updated by all private practices and small businesses with an information and technology
department to keep up with changes. To improve the efficiency of health care, it is
recommended that these recommendations be considered to assist and further advance the
improvement and interoperability of electronic care systems in small businesses and
private practices.
Recommendations for Further Research
As electronic healthcare systems have gradually replaced paper records over the
past decade, clinicians have faced significant challenges supporting clinical workflow,
hindering safe, efficient, and effective care (Zheng et al., 2020). This study aimed to
identify and explore strategies for a successful operational workflow with the use of
electronic healthcare system interoperability. Three prominent themes were identified
from the findings of this study and the data collected from the participants. (a) effective
communication and successful training, (b) strategic decisions and technical support, and
(c) ease of use of the electronic healthcare system. My study had some limitations; for
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example, conducting in-person interviews with participants was difficult due to access
restrictions, COVID-19 restrictions, and precise timing due to the job specifications in a
healthcare setting. The recruitment process for interviewing prospective participants
related explicitly to the doctoral study was also a limitation. In accordance with COVID-
19 and restrictions, nonpatients were not allowed on the premises if the health care
organization did not serve them. Therefore, recruiting participants was challenging due to
COVID-19's limitations. The alternative of using Teams and or Zoom enabled me to
overcome this limitation.
Healthcare is continuously changing as a result of technological advancement and
improving the quality of care for patients. Further research would be recommended to
broaden the knowledge base of health care not only for Detroit, Michigan but nationwide,
in light of participants' responses and the explored strategies for preventing obstructed
care through shared data and excessive errors. A national exploration of the findings of
this study will allow for a more thorough and robust understanding of the limitations of
operative procedures with electronic health care systems interoperability, which will
further contribute to reducing the cost of access for private practices and small
businesses.
Reflections
I have gained a substantial amount of health understanding throughout my clinical
background, from my experience as a medical assistant to now practice manager
(administration), earning well over 20 years of experience within the health care
environment. The concept of electronic health care systems piqued my interest. I became
71
fascinated by the transition from paper charts to electronic health records, further
strengthening my desire to contribute to patient care as an operational team member.
Obtaining IRB approval and beginning data collection were challenging segments; after
acquiring IRB approval, I gained a deeper understanding of the data collection process.
My next challenge was getting participants, but I was able to achieve it after struggling to
search and making numerous unsuccessful attempts. My experience in the health care
field made it challenging for me to avoid becoming biased when using electronic health
care systems. As I engaged the participants in the discussion on electronic health care
systems, I avoided adverse effects that could potentially impact the study and kept an
open mind, allowing the participants to give their lived experiences.
While I faced many obstacles during the writing process of this doctoral study,
one of the most significant setbacks was losing my dad to COVID-19. I have also been
infected with COVID-19 twice and experienced many other personal and work-related
issues during the last couple of years. The hardships reminded me of a conversation with
my dad about how proud he was of my decision to pursue a doctorate. My journey was
not easy, but I kept going. This doctoral study provided me with valuable knowledge and
an in-depth understanding of the electronic healthcare system, which has broadened my
perception and perspective. In addition, these findings could also benefit private practices
and small businesses as a result of the research conducted in this study.
Conclusion
Health care workers use an electronic health information system to provide
healthcare services to individuals and exchange data between them (Khubone et al.,
72
2020). Poor interoperability has the opportunity to lead to inadequate performance of
information technology in private practices and small businesses, leading to medical
errors and obstructing data exchange. This qualitative study aimed to explore private
practices and small businesses lack of strategies to effectively sustain electronic
healthcare systems with interoperability. Three themes emerged from the findings of this
study (a) effective communication and successful training, (b) strategic decisions and
technical support, and (c) ease of use of the electronic healthcare system. Increasing
productivity by supporting the front line and reducing costs are necessary strategies for
private practices and small businesses to continue to operate in the healthcare sector by
maintaining an effective workflow with the interoperability of electronic healthcare
systems. Additionally, it is essential for patients to receive quality care. The study’s
findings revealed a number of valuable benefits and liabilities associated with the
electronic healthcare system with interoperability. Davis’s (1989) the TAM was utilized
throughout this study to describe how real-time experiences of perceived usefulness, ease
of use, and overall behavior of resistance to change influence private practices and small
businesses. Nevertheless, through its researched content, the TAM (Davis, 1989) may
also have the opportunity to provide a deeper and more comprehensive understanding to
address gaps in interoperability for future applications.
73
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