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Lectures Notes Strategic Management Transposable elements
Transposable elements (TEs) are ubiquitous in eukaryotic genomes and their
mobility impacts genome structure and function in myriad ways. Because of their
abundance, activity, and repetitive nature, the characterization and analysis of TEs
remains challenging, particularly from short-read sequencing projects. To overcome this
difficulty, we have developed a method that estimates TE copy number from short-read
sequences. To test the accuracy of our method, we first performed an in silico analysis of
the reference Sorghum bicolor genome, using both reference-based and de novo
approaches. The resulting TE copy number estimates were strikingly similar to the
annotated numbers. We then tested our method on real short read data by estimating TE
copy numbers in several accessions of S. bicolor and its close relative S. propinquum.
Both methods effectively identify and rank similar TE families from highest to lowest
abundance. We found that de novo characterization was effective at capturing qualitative
variation, but underestimated the abundance of some TE families, specifically families of
more ancient origin. In addition, interspecific reference-based mapping of S. propinquum
reads to the S. bicolor database failed to fully describe TE content in S. propinquum,
indicative of recent TE activity leading to changes in the respective repetitive landscapes
over very short evolutionary timescales. We conclude that reference-based analyses are
best suited for within-species comparisons, while de novo approaches are more reliable
for evolutionarily distant comparisons.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
In plant genomes, the transposable elements (TE) community is both
quantitatively and qualitatively dynamic. TEs occupy a variable proportion of the
genome, and many studies have shown that their differential accumulation and deletion
strongly correlates with genome size (Bennetzen 2000; Bennetzen 2002; Tenaillon et al.
2010; Michael 2014). In some cases, rapid rates of amplification and decay can lead to
variable TE composition among closely related plant lineages. For instance, although
similar numbers of TE families occupy both the rice and maize genomes, transpositional
bursts of a few Long Terminal Repeat (LTR) retrotransposon families have inflated the
maize genome to six times that of rice (Baucom et al. 2009; Baucom et al. 2009).
Variation is also common among more closely related taxa, such as those that belong to
the same subfamily (SanMiguel and Bennetzen. 1998), and even among members of a
single genus. Interspecific comparisons performed in Gossypium and Oryza revealed that
proliferation of a small subset of TE families were responsible for the observed genome
size variation among species (Hawkins et al. 2006; Piegu et al. 2006). TE copy number
variation is not always due to the activity of just a few families, however, as has been
demonstrated by the proliferation of several different TE families in Zea and Arabidopsis
(Hollister et al. 2011; Hu et al. 2011; Tenaillon et al. 2011). Given that ongoing and
punctuated TE activity has been widely documented in plants, it is important to
understand the contribution of TEs to lineage-specific novelty, as insertional
polymorphisms may ultimately contribute to species diversification.
Although TEs are predominantly silenced, protecting the genome from rampant
insertional mutagenesis, the host suppression system can be circumvented in some
situations. TE activation has been reported following both hybridization and
polyploidization (Kashkush et al. 2002; Beaulieu et al. 2009; Parisod et al. 2009; Xu et al.
2009). An example is that of hybrid Sunflower species, in which the hybrid genomes are
50% larger (~1,130 Mb additional DNA) than either of the parental genomes (Ungerer et
al. 2006). This increase was attributed to recent proliferation (0.5 - 1 mya) of Ty3/Gypsy
elements (Ungerer et al. 2009). In addition, TEs are often activated in response to various
biotic and abiotic stresses such as infection, temperature, wounding and salinity (Mhiri et
al. 1997; Grandbastien et al. 1998; Takeda 1998; Pecinka 2010; Tittel-Elmer et al. 2010;
Fujino et al. 2011; Cavrak et al. 2014; Makarevitch et al. 2015; Finatto et al. 2015). Such
TE activity can generate numerous insertional polymorphisms, each with the potential for
functional consequences when inserted into genes or gene regions (Kashkush et al. 2003;
Kashkush and Khasdan 2007; Chu et al. 2011; Ito et al. 2011; Studer et al. 2011; Butelli
et al. 2012). Although TE activation might negatively affect genome integrity, it has been
suggested that species or populations that are prone to strong diversifying selection would
benefit from TE driven genome variability (Huang et al. 2008; Martin et al. 2009;
Fernandez et al. 2010; Lockton and Gaut 2010).
To date, analyses of TE copy number that could inform studies of activity and
accumulation have been hindered by the inability to analyze the repetitive fraction from
short-read sequencing projects. This difficulty is due to the inability to accurately
assemble short sequence reads that belong to repeats, as these reads often create assembly
gaps, incorrectly collapse onto a single chromosomal position, and/or map to multiple
locations in the genome, resulting in misassembled arrangements. Most modern
assemblers attempt to resolve these issues by employing alignment strategies that either
discard multiply mapping reads, report all possible mapping locations, or randomly map
reads to the position of best alignment; however, the random placement or all-together
removal of multiply mapping reads clearly prevents detailed analyses of repeat regions.
Additionally, although there are assemblers that are efficient enough to report all possible
mapping locations for repetitive sequences, they work best for high-coverage datasets
(>20x) or with longer sequence read lengths (Phillippy et al. 2008, Treangen and Salzberg
et al. 2012). These limitations pose a serious challenge to the characterization of repeat
content and to the determination of repeat copy numbers from NGS datasets.
Here, we demonstrate a method to evaluate TE composition and accurately estimate copy
number using Illumina short-read sequence data. We first tested the accuracy of our
method by performing an in silico analysis of the reference BTx623 Sorghum bicolor
genome, which resulted in copy number estimates that are strikingly mathematically
similar to the annotated TE copy numbers. Following this simulated analysis, we tested
our methods on real short read datasets by estimating copy numbers in several accessions
of S. bicolor and its close wild relative, S. propinquum. Copy number estimations were
performed using both reference-based and de novo methods for comparison. Both
methods rank the families in similar order from highest to lowest abundance; however,
the estimated copy numbers via de novo analysis differ from that of the reference-based
approach, and these differences correlate with the relative insertional timing of individual
TE families. Specifically, we find that de novo approaches are more effective in
estimating copy numbers for young TE families but tend to underestimate the abundance
of older families. In addition, interspecific reference-based mapping failed to fully
describe TE content in S. propinquum due to inefficient mapping of reads to the S. bicolor
database. We conclude that reference-based methods are best for estimating within
species variation whereas de novo approaches are more reliable for evolutionarily distant
comparisons.
Materials and methods
In silico development of method for copy number estimation
As the availability of a high-quality reference genome was required to develop our
approach, we focused on the genus Sorghum. The Sorghum bicolor reference genome
(BTx623, v1.0 Paterson et al. 2009) was downloaded from Phytozome v9.0, and full-
length Long Terminal Repeat (LTR)-retrotransposons were identified with LTRharvest
(Ellinghaus et al. 2008) using the default settings, except for the following: a motif for 5’
and 3’ LTRs as each LTR should begin and end with TG and CA nucleotides, minimum
and maximum length LTRs of 100 5,000 bp, and seed length set to 60 bp. Sequences
that were incorrectly identified as LTR-retrotransposon (false positives) were removed
from the output by performing a nucleotide BLAST against the Plant Genome and
Systems Biology (PGSB, formerly MIPS) Poaceae repeat database (Nussbaumer et al.
2013) with an e-value cutoff of 1e-10 and sequence identity of 80%. Sequences that did
not match to grass-specific LTR-retrotransposons were removed. An all-by-all BLAST (e-
value cutoff 1e-10 and at least 80% sequence similarity) was performed with the 5’LTRs
and the result was clustered into families using RepMiner (J. Estill, code available at
http://repminer.sourceforge.net, Baucom et al. 2009), and resulting clusters were
visualized as a network using the imaging program Cytoscape 3.0 (Shannon et al. 2003).
In addition, the percent sequence divergence between the 5’ and 3’ LTR of each element
was extracted from the LTRharvest output and used to determine the insertional timing of
each element in the BTx623 reference genome using a grassspecific substitution rate of
1.3 x 10-8 per site per year (Ma and Bennetzen, 2004).
RepeatMasker (employing default settings) was used to identify additional LTR
sequences that are not present as full-length sequences (solo LTRs) using the LTRharvest
output sequences as a database (Smit, Hubley and Green RepeatMasker Open-4.0.
20132015). All of the full-length elements identified by LTRharvest were first masked
using the feature maskfasta from Bedtools 2.17.0 package (Quinlan and Hall 2010), so as
not to count these LTRs twice. The RepeatMasker output was filtered for hits that were
less than 5% divergent from the database sequences and were at least 150 bp in length.
LTR sequences from both the LTRharvest and Repeatmasker analyses were combined
into a single dataset for further analysis. In addition, exemplars that represent the entire
population of sequences were selected from the extracted 5’ LTRs using affinity
propagation clustering, which were then used for de novo analysis (see below) (Frey and
Dueck Science 2007; Bodenhofer et al. 2011).
To devise an accurate method to estimate TE copy number from the short read data, we
tested the equation from Hawkins et al. (2006) on an in silico dataset generated from the
BTx623 reference using the short read simulator, DWGSIM v.0.1.11. The program was
run on ‘illumina’ mode to generate 7.5 million reads of 100 bp in length. We used only
single-end reads for our analysis in order to treat each read as a mathematically
independent sample. The simulated reads were mapped back to the reference genome
sequence using Bowtie2 under default settings (Langmead and Salzberg 2012). With the
known chromosomal positions for each identified element, the total number of reads that
are strictly and uniquely aligned (i.e., entire 100 bp read) within the first and last
nucleotide position of each identified 5’ LTR was extracted from the BAM alignment file
using the intersectBed and coverageBed tools of Bedtools 2.17.0.
The copy number of each element (n) was estimated using the following equation
(Hawkins et al. 2006):
n =  XobsN *(G e)* (lt 21m + e)
Where Xobs is the total number of reads aligned to a given element (5' LTR), N is the
total number of reads used during mapping, lt is the length of target sequence (5’ LTR), m
is the overlap required to count a match to the target region (in this case, the entire length,
or 100 bp), e is the length of the sequence read, and G is genome size. Simply put, this
equation estimates how frequently a sequence of a particular length (the LTR) must be
present in a genome of a given size, if a proportion of random samples (reads that
match/total random samples) from that genome match the particular LTR. The greater the
proportion of reads that map to a particular LTR of a given size, therefore, the higher the
copy number estimate for that LTR in the genome. To evaluate possible sampling effects,
we repeated the in silico subsampling and statistical estimates for 100 independently
simulated datasets. Confidence intervals (95%) were calculated for all copy number
estimates as described in Hawkins et al (2006).
We also tested our method using a de novo assembly approach, implemented in
RepeatExplorer, for the same simulated short read sequence data used in the
referencebased approach described above (Novak et al. 2013). RepeatExplorer employs a
graphbased clustering method by quantifying the similarities between reads. The program
begins by filtering reads that pass a specific threshold (> 90% sequence similarity over
55% of the read length). Using these similarities, the program constructs a graph and
creates clusters from frequently connected reads that represent individual repetitive
families. Reads within each cluster are then assembled into contigs using CAP3 with an
overlap length cutoff of 50 bp (for 100 bp reads) and sequence identity of at least 80%
(Novak et al. 2010). To classify clusters into specific LTR-retrotransposon families,
BLAST was performed between the RepeatExplorer contigs from the largest clusters and
the 5’ LTR exemplars from the reference genome. After classifying the clusters into
families, copy numbers were estimated from the contigs present in each cluster
employing the same probability equation used in the reference-based quantification.
Copy numbers were estimated for the ten largest TE families for each accession.
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