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WorkingindependentlyonthedissertationproposalexperiencesofinternationalMastersstudents.pdf

Journal of Further and Higher Education

ISSN: 0309-877X (Print) 1469-9486 (Online) Journal homepage: www.tandfonline.com/journals/cjfh20

Working independently on the dissertation proposal: experiences of international Master’s students

Gayle Pringle Barnes & Ming Cheng

To cite this article: Gayle Pringle Barnes & Ming Cheng (2019) Working independently on the dissertation proposal: experiences of international Master’s students, Journal of Further and Higher Education, 43:8, 1120-1132, DOI: 10.1080/0309877X.2018.1450965

To link to this article: https://doi.org/10.1080/0309877X.2018.1450965

Published online: 11 Apr 2018.

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https://doi.org/10.1080/0309877X.2018.1450965

Working independently on the dissertation proposal: experiences of international Master’s students

Gayle Pringle Barnesa  and Ming Chengb

acollege of Social Sciences, university of glasgow, glasgow, uK; bSchool of education and lifelong learning, university of east anglia, norwich, uK

ABSTRACT This article explores the experiences of international students as they engage in independent learning through formulating dissertation proposals. It contributes new insights by focusing on the ‘pre-supervision’ stage, where students formulate a research project and write a proposal independently. The analysis draws on questionnaire and focus group data from a large cohort of international taught postgraduates in business disciplines at a UK university. Two types of experience become apparent: one in which students work through the challenges presented by more independent learning, and the other where difficulties in ‘getting started’ present a barrier to progress. The article concludes by proposing a scaffolding approach, through which students can practise and complete key independent learning tasks involved in writing a dissertation proposal.

Introduction

This article explores the experiences of a large cohort of international students as they develop Master’s dissertation proposals at a UK university. The early stages of the dissertation are key and having a clearly articulated research plan is central to success in the overall dissertation (Anderson, Day, and McLaughlin 2006). The production of a dissertation proposal tests postgraduate students’ abilities to ‘conceptualize and communicate’ the process and reasoning behind the research they will subsequently carry out (Timmerman et al. 2013, 695). Students may choose from a ‘topic pool’ of research projects provided by teaching staff, develop projects through discussion with staff or follow the ‘student proposal’ model whereby topics are identified and research questions formulated by students working alone (Harland, Pitt, and Saunders 2005). To date, research into the dissertation has focused on the experiences of students who are working alongside a supervisor. Much less is known of the experiences of students working independently, before a supervisor is allocated.

The cohort in this study is following the ‘student proposal’ approach: no supervisors or topics are iden- tified or allocated as they formulate a proposal. This approach may empower students and encourage active student participation, but also potentially disadvantage students if they lack awareness of what is feasible within a research project or of the resources available (ibid.). Given the significance of the early stages of the dissertation for success in the overall project (Anderson, Day, and McLaughlin 2006; Malcolm 2012), there is a clear need for research into students’ experiences of working independently to formulate dissertation proposals in a ‘pre-supervision’ stage.

ARTICLE HISTORY received 3 May 2017 accepted 7 March 2018

KEYWORDS independent learning; dissertation proposals; postgraduates; international students; scaffolding

© 2018 ucu

CONTACT gayle Pringle Barnes [email protected]

Journal of further and higher education 2019, Vol. 43, No. 8, 1120–1132

This study contributes new insights through a case study of a large cohort (N = 323) of international students studying in business disciplines at Master’s level. Working independently, the students were tasked with choosing a topic and formulating suitable research questions, using literature in their field to identify ‘gaps’ in current knowledge. They were also required to determine an appropriate and feasible methodology and compose a proposal for an academic dissertation, in which the research topic was presented and justified. This cohort had completed a lecture course that introduced the requirements of the dissertation and contained advice on selecting suitable topics and formulating a proposal. Students could approach lecturers or peers informally to discuss emerging ideas. This research aims to explore how the cohort experienced working independently on the formulation of the dissertation proposal and how they negotiated their initial research tasks without the support of a supervisor. The article concludes by considering how the findings might inform measures to enhance the experiences of international postgraduates as they embark on the dissertation.

The dissertation and independent learning

Even when supported by a supervisor, the dissertation is commonly associated with a greater degree of independent learning than previous assessments (Anderson, Day, and McLaughlin 2006; Greenbank and Penketh 2009; Todd, Bannister, and Clegg 2004). It is allocated more time and credit and students have a greater role to play in determining the topic and focus of their work (de Kleijn et al. 2016). Independent learning is central to university study in the UK, requiring students to take responsibility for and make decisions regarding their own learning (Higher Education Academy (HEA) 2014). Graduates of Master’s courses are expected to ‘exercise substantial autonomy and initiative in professional and equivalent activities’ and to ‘take responsibility for [their] own work’ (Scottish Credit and Qualifications Framework (SCQF) 2012, 28). This is consistent with Moore’s (1973) conception of independent learning, occurring as the learner first determines the tasks required, then carries them out and, finally, is able to reflect on and evaluate the effectiveness of the approaches taken. Some of the perceived benefits of independent learning include developing a deeper understanding of the subject matter and enhancing graduate attributes (Thomas, Jones, and Ottaway 2015). Crucially, students taking responsibility for their own learning is seen not just as a consequence but, rather, as an important aim of university study (Boud 1988; Moore 1973).

Developing and facilitating independent learning is, however, a complex task as staff and students are required to negotiate the balance of teacher support and learner independence. The level of support required with independent tasks will vary, as students react differently and unpredictably to a range of tasks and contexts through the course of their studies (Boud 1988; Christie, Barron, and D’Annunzio- Green 2013; Spiro, Henderson, and Clifford 2012). Prior learning experiences are likely to impact on a student’s readiness to embark on independent learning (Boud 1988) and this may pose particular challenges for teachers working with large and diverse groups. A lack of clarity at the institutional level can lead to varied and sometimes inconsistent understandings among staff and students regarding the practices of independent learning and the roles of teachers and learners (Thomas, Jones, and Ottaway 2015).

These complexities give rise to potential points of tension. Offering ‘too much’ guidance can cause learners to become frustrated (Boud 1988), lose confidence in their autonomous abilities (Overall, Deane, and Peterson 2011) or become reliant on teacher support (Verenikina 2008). Yet, expecting ‘too much’ independence at the wrong point can leave the learner feeling unsupported and prevent learning from occurring (Boud 1988; Knudsen 2014; Silén and Uhlin 2008). Problems can occur ‘where the freedoms, options and expansions implied here [by independent learning] are not matched by knowledge and resources’, leading to ‘bafflement and isolation’ (Spiro, Henderson, and Clifford 2012, 613, 618). It is to be expected that the journey to independent learning will include moments of uncertainty. Silén (2001, as cited in Silén and Uhlin 2008) theorises a dialectical relationship in which students swing between ‘chaos’ and ‘cosmos’: points of frustration and confusion working alongside points at which learners

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are able to use and construct knowledge. The challenge, then, is in recognising when this ‘chaos’ is productive, and when it works actively against independent learning.

This tension is apparent in earlier studies of students’ dissertation experiences. Empirical stud- ies emphasise that both students and staff value the dissertation as an opportunity for students to exercise more autonomy, but also highlight the central role of the supervisor in supporting this pro- cess (Anderson, Day, and McLaughlin 2006; Grant 2003; Greenbank and Penketh 2009; Heinze and Heinze 2009; de Kleijn et al. 2012; McGinty, Koo, and Saeidi 2010; Todd, Bannister, and Clegg 2004). Consequently, the balance of guidance and autonomy remains key during the Master’s dissertation. Evidence here is mixed, with some studies reporting positive experiences based on an appropriate balance (Anderson, Day, and McLaughlin 2008; Drennan and Clarke 2009), while others point to a lack of support from teaching staff (Salter-Dvorak 2014; Strauss 2012). Negative experiences can, however, be the result of a desire for more independence or, conversely, less (Chang and Strauss 2010; Heinze and Heinze 2009). These findings support the contention of Todd, Smith, and Bannister (2006) and de Kleijn et al. (2012) that the balance of independence and guidance offered by supervisors should be adapted according to the needs of individual students. However, tensions may remain where students and supervisors have different conceptions of the appropriate level of support.

Students value highly positive and friendly relationships with supervisors, where the supervisor is accessible and available to offer advice (Anderson, Day, and McLaughlin 2006; de Kleijn et al. 2012, 2014; Pilcher 2011). A dialogic approach, where supervisors do not simply give feedback on completed drafts but also discuss the work in progress, is particularly effective (Vehviläinen and Löfström 2016). Through this interaction with a more experienced researcher, students can progress on to work that they would be unable to complete independently (Augustsson and Jaldemark 2014). Nonetheless, providing more dialogic support is potentially more demanding of supervisors’ time (Dysthe, Samara, and Westrheim 2006), which may already be limited by the conflicting demands of staff workloads (Belghitar and Scataglini Belghitar 2010; Brown 2007). This demonstrates that external factors, beyond the needs of individual students, impact on the level of guidance available to support development of the facility to conduct independent study.

Master’s students may have little prior experience of planning and conducting independent research, despite having completed undergraduate degrees (Belghitar and Scataglini Belghitar 2010). Challenges for novice researchers include establishing feasibility and realistic scope (Franken 2012) and situating a research topic in the literature, by identifying gaps in existing knowledge and developing research questions that build on previous studies (Cooper 2011; Franken 2012; Timmerman et al. 2013). Students must demonstrate independence in these tasks, but must do so while working in accordance with pre-existing disciplinary conventions (Tobbell, O’Donnell, and Zammit 2010; Wendt and Åse 2015). Supervisors have highlighted their central role in inducting students into the academic culture of their discipline (Anderson, Day, and McLaughlin 2006; Dysthe 2002).

This growing body of research reflects on how the tensions around independent learning emerge and are negotiated as students work on dissertation projects in conjunction with academic staff. It might be posited that these tensions will also emerge as students work without supervisor support, on the ‘student proposal’ model of the early stages of the dissertation. However, this has not to date been explored in the literature. O’Donnell et al. (2009) note that a lack of opportunities to receive feedback on new tasks associated with the dissertation can negatively affect students’ effective development of independent learning. There is, therefore, a need to explore how students working without supervisor support negotiate these challenges.

For international students there may be additional challenges, particularly for students on one-year Master’s courses who are likely to be still adjusting to new expectations and study practices as they embark on the dissertation (Brown 2007; Turner 2006). Some students may be adapting to the require- ment for more independent study outside of class (Coates and Dickinson 2012; Wang 2012). Some may have less experience of academic writing (Coates and Dickinson 2012; Hills and Thom 2005; Wu and Hammond 2011) or of searching independently for academic resources (Hughes 2013), and may lack confidence in using English to engage in critical writing (Chang and Strauss 2010). During their prior

G. PRINGLE BARNES AND M. CHENG1122

educational experiences, some international students may have been encouraged to remain quiet in classes rather than questioning the teacher or other academic authorities (Ai 2017; Tian and Lowe 2013). Expectations of the supervisor’s role may be different to those established within the institution and international students may be reluctant to approach teaching staff for help or uncertain of how to do so (Brown 2007; Strauss 2012).

Despite these challenges, numerous studies have also found international students participating very effectively in more independent study (Bache and Hayton 2012; Burnapp 2006; Durkin 2008; Gieve and Clark 2005; Gu, Schweisfurth, and Day 2010; Kember 2000; Kiley 2003; Koehne 2006; Tran 2011; Wang 2012). These findings suggest that there may be diverse international student experiences of independent learning in the dissertation proposal, encompassing both challenges and means of overcoming these challenges. This study therefore explores how international students negotiate the challenges and opportunities of independent learning as they formulate dissertation proposals without the support of supervisors.

Research design

The research uses a case study approach, offering an in-depth analysis of a clearly-bounded phenome- non (Denscombe 2010). A case study approach is suitable for this research, as the researchers are inter- ested in ‘how’ and ‘why’ questions, and focus on detailed study of a complex phenomenon (Yin 2009). In taking this approach, the researchers accept that wider statistical significance cannot be claimed, but find much potential in the aim of case study research to generalise to theoretical propositions (Yin 2009). This study will conclude by proposing ways in which the findings can inform pedagogical approaches to supporting students who are writing proposals.

The study focuses on a large cohort of international taught postgraduates (N = 323) in business disciplines at a UK university. This case has been selected as the numbers of international students studying on taught postgraduate courses in the UK continues to rise (Universities UK 2015). Business subjects are chosen because they attract the largest numbers of international students to study in the UK (Higher Education Statistics Agency (HESA) 2016).

Data were collected through a questionnaire and focus groups, after ethical approval had been sought and granted. The questionnaire was designed to gather data on students’ progress on and atti- tudes towards the dissertation proposal. The questionnaire included both closed and open questions, which sought to gain insights into the key challenges students were facing and the kinds of support which they would find beneficial. Open questions were used to ensure each respondent could express his or her own view without being restricted to responses pre-defined by the researchers that may not accurately reflect their experiences (Cohen, Manion, and Morrison 2011; Kelley et al. 2003).

The questionnaire was piloted with a small group of Master’s students who were not involved in the main data collection. In response to feedback from the pilot group, the phrasing of some questions was altered to improve clarity. Questionnaires and participant information were then circulated to potential respondents at the end of classes two to three weeks before their deadline for submitting disserta- tion proposals. Paper copies were used, as this method can encourage a larger number of responses (Nulty 2008). In total, 323 completed questionnaires were received – a response rate of 60%; of these respondents, 97.2% used English as a second or other language. As the aim of this research was not to compare responses from different nationality groups, details of participants’ nationalities were not sought, particularly as this would have caused individual students to be identifiable where only a small number of students from that country were within the cohort.

All students in the cohort were invited by email to attend focus groups, which provided additional qualitative data. The focus groups took a semi-structured approach, with participants asked to dis- cuss how they felt about working on their dissertation proposals. These were held after initial analysis of the questionnaire but before the deadline for the submission of the proposal, thus allowing the researchers to develop further questions on issues raised during the analysis of data from the ques- tionnaire. Consequently, participants were prompted to discuss their experiences of topic selection,

JOURNAL OF FURTHER AND HIGHER EDUCATION 1123

prior dissertation writing, challenges when writing the proposal, and any strategies or support that had helped or could help during the process. Two focus groups, lasting between half an hour and one hour, were held, involving five and four students, respectively. Informed consent was sought to audio-record the discussions, which were later transcribed by the researchers.

While quantitative data is used to establish what students do as they work independently on dis- sertation proposals, this article focuses largely on their feelings and experiences, as demonstrated in the qualitative data from both the questionnaire and the focus groups. This qualitative data was ana- lysed using NVivo software, following the three-stage process outlined by Richards (2009): descriptive coding, topic coding and analytical coding. Initially, descriptive coding was used to record relevant demographic information about research participants. Topic coding was then used to categorise text. The data was then reviewed using analytical coding, which ‘comes from interpretation and reflection on meaning’ (ibid., 102). Where quotations are presented in the text, the source is indicated using (Q) for questionnaire and (FG) for focus group.

Research findings

Analysis of the data led to a number of key findings, which are discussed in depth in this section. Tasks which students were carrying out for the first time, such as topic selection, finding data and selection of research methods, emerged as key areas of concern, which at times appeared to impact on progress with the dissertation proposal. Barriers to communication with staff emerged, despite the desire of many in the cohort for further support. However, these support requirements were complex and emphasised the heterogeneity of students’ support requirements within the cohort.

While students’ perspectives on formulating the proposal are inevitably varied, two distinct types of experience can be identified. These are considered as distinct ‘experiences’ rather than categories of participants, in recognition of the fact that students may move between the two experiences at different points during the dissertation process. The first ‘experience’ sees students contending and even struggling with new challenges around topic selection, finding data and research methods, but also demonstrating effective independent learning strategies. This reflects the dialectical relationship between chaos and cosmos (Silén and Uhlin 2008), in which challenges lead to effective use and con- struction of knowledge. The second experience, however, sees a less productive ‘chaos’, in which dif- ficulties in ‘getting started’ on independent tasks lead to ‘bafflement and isolation’ (Spiro, Henderson, and Clifford 2012, 618) and may prevent learning from occurring. Key findings of the study and the distinct ‘experiences’ that they represent are now discussed.

Topic selection

More than half (55.6%) of respondents indicated that topic selection was the most challenging aspect of formulating the proposal (Table 1). Only 11.5% agreed and 2.2% agreed strongly that they found topic selection easy, compared to 44.0% who disagreed and 10.2% who disagreed strongly. Fewer than one in five (19.2%) had decided on their dissertation topic, less than three weeks from the deadline for submitting the proposal.

However, that students found topic selection challenging does not in itself indicate that they were overwhelmed by the independent study required. Analysis of qualitative data demonstrated that stu- dents who had not yet decided on their topic may nonetheless be actively engaged in the independent learning required. As one participant commented:

[S]till thinking of two diff. dissertation topics. I’m trying to collect as much data and info. about the two to see which is the best one in terms of time availability of data and how can I improve on what has been done before. (Q)

Although this participant disagreed that topic selection was easy, and stated ‘finding the topic’ (Q) was the most challenging part of writing the proposal, this comment demonstrates an approach consistent with Moore’s (1973) independent learning, as the learner determines the tasks involved and carries them

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out. For students, the ‘chaos’ created by the new and challenging independent learning tasks involved in the proposal worked productively alongside a ‘cosmos’ wherein they can construct knowledge in the form of dissertation topics.

A second type of experience, however, found students unable to take the initial step of identifying potential topics, and thus ‘start’ the process of topic selection:

I have no idea about how to choose the dissertation topic. (Q)

I just confused about my choice. I do not know how to start. (Q)

I don’t know what is my topic. Where to find my topic? (Q)

It’s really hard for us to start. (FG)

These students appeared uncertain about which tasks they should be undertaking and were conse- quently unable to ‘get started’ on the independent learning involved. Students in this situation felt uneasy about their roles as constructors of knowledge, able to formulate their own proposals. Some stated a preference for a ‘topic pool’: a list of possible topics circulated by staff from which students could choose, and which would circumvent this difficulty in getting started. A desire for ‘direction’ or ‘suggestions’ from lecturers was a common theme in qualitative data taken from both the questionnaire and the focus groups.

Finding data

Conducting and planning research in the proposal was another area that saw two types of experi- ence emerge: one in which independent learning was occurring through a productive relationship of chaos and cosmos, while the other risked bafflement and isolation. Students were required to establish the suitability and availability of secondary data, a process involving a number of searches, and perhaps a need to reformulate topics of study in situations where the desired data was unavaila- ble. This process of identifying and accessing secondary data was the second most commonly cited challenge after topic selection, mentioned by 17.8% of respondents (Table 1). Despite the challenges, some respondents described using resources in a manner consistent with independent learning,

Table 1. responses to open questions.1

1answers recorded by fewer than 5% of respondents have been omitted.

Most challenging aspect (of 275 total responses) % (n)

Selecting a topic 55.6 (153) data availability 17.8 (49) research methods 13.5 (37) english language 6.5 (18) finding literature 5.8 (16) Proposal structure 5.1 (14)

Most positive aspect (of 229 total responses) Will help with dissertation 17.9 (41) gaining knowledge 11.4 (26) literature 10.9 (25) Personal interest 7.9 (18) Previous experiences 7.9 (18) library 5.7 (13) lectures 5.7 (13) none 5.2 (12)

Further support that would be helpful (of 212 total responses) help from lecturers 25.9 (55) none 14.6 (31) help with research 14.6 (31) Sample proposals 11.3 (24) help from others 9.9 (21) More classes 8.5 (18)

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referring to library resources and the research literature as positive and helpful aspects of preparing the proposal (Table 1). However, some students were again unable to ‘get started’ on these activities:

I don’t know what kind of data could be reliable for me and how could I get them. (FG)

[I] don’t know if it’s easy to find the data about the topic. (Q)

Database. I’m not familiar with the database; [how to] use sources here. It will help me a lot if you can tell us some basic links, website. (FG)

These respondents appeared to be unable to begin the process of independently identifying whether suitable data was available as they were unsure of where to look or what to look for. Other students found that, without generating initial ideas for a dissertation topic, they were unable to proceed with the next task of identifying data; as one participant noted:

I don’t show any interest in a specific area. So I don’t have a direction … because before starting the proposal, I should check the data. But it will be a huge mission for me to check the data for each area. So I think it’s a big problem. (FG)

These results suggest that some students lacked experience in finding and assessing secondary data or found the alignment of dissertation topic and data particularly challenging, and were at this point unable to progress.

Selecting research methods

Similar issues arose when students were required to identify appropriate research methods, the third most commonly identified challenge (13.5%). Again, despite the difficulties involved in selecting research methods, there were demonstrations of active involvement in independent learning:

Although I understand the model … I cannot build a formula or build a model. It’s too hard. Once I think [of ] a topic, I think it’s good. But after that I think I need to build a formula, I think the topic is not a good one. (FG)

While this experience is framed as a setback, this comment demonstrates that successful independent learning is occurring: the student assesses the task requirements, reflects on the skills and the time- frame involved, and makes informed decisions about the feasibility of methodological choices. Some participants, however, felt they were not equipped for this type of reflection:

[W]e don’t familiar with the analysis method … we don’t know; where can we find some method for the good choice? (FG)

]T]he guideline shows that we can use some method from book. But we don’t have some experience, or practical… (FG)

A key issue here is practice, with students finding it difficult to commit to particular research methods without the opportunity to try them and then assess whether they are suitable for both potential projects and their own skill level. This lack of experience in selecting research methods could leave stu- dents attempting to develop independent learning skills in this area without the support they require.

Writing the proposal

Given the challenges presented by independent research and topic selection, it is perhaps not surprising that very few respondents (9.0%) had started writing the proposal close to the deadline. However, despite some concerns over English language and academic writing skills, writing the proposal was not raised as the primary challenge by the vast majority of respondents. Any such challenges are likely to have been encountered during earlier assessment tasks and, unlike topic selection or research design, respond- ents may not see such a shift in terms of independent learning during the preparation of the proposal.

Barriers to communication with lecturers

While students were not allocated a supervisor at this stage, and there were no explicit expectations that students would consult teaching staff regarding their proposal, 9.9% of students reported that they had

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discussed their dissertation with lecturers. The vast majority, however, had not had informal communi- cation with teaching staff regarding their dissertations during this pre-supervision stage. Approaching lecturers to discuss ‘getting started’ on the independent learning required to formulate a proposal was particularly challenging, as students did not have ready-formed ideas on which to request feedback:

We don’t know how to describe our question, or maybe our idea is not very mature yet, so, yeah, it’s difficult. (FG)

We only have to talk with our supervisor after we choose a topic. But before we have already seen it’s a difficult time for us to choose. But we didn’t get any help from our professor or something this is quite difficult. (FG)

Uncertainty around how to approach lecturers with difficulties in ‘getting started’ on topic selection and research methods appeared to create a barrier to accessing support. This experience, therefore, may leave students experiencing the ‘bafflement and isolation’ identified by Spiro, Henderson, and Clifford (2012, 618).

Experiencing independent learning

Different experiences also emerged in terms of how enjoyable respondents found working on the proposal; 20.7% of respondents agreed and 3.1% agreed strongly that they were enjoying the proposal. Students appreciated benefits that are consistent with more independent learning, including the plan- ning and focus that the proposal would bring to the later stages of the dissertation and the opportunity to gain knowledge, particularly in an area of personal interest (Table 1). However, 26.3% of participants disagreed and 8.4% disagreed strongly that working on the proposal was an enjoyable experience. Participants alluded to the dissertation becoming more enjoyable once the initial stage was over:

Before last week I think it’s, it’s too, it’s too painful for me to think about the topic. But in one day I suddenly find I could focus on some, some thing, so I think I am enjoying it. (FG)

Maybe after writing the completed proposal, maybe we have some good ideas, maybe then we enjoy it. (FG)

These comments suggest that the seemingly overwhelming requirements for independent learning were in fact chaos that would later combine with a more productive cosmos, through which learning could occur. Yet, while there is evidence of students working effectively through the challenges of independent learning, the difficulties students describe with ‘getting started’ remain.

Further support

In response to an open question on further support that participants would find useful, 25.9% expressed a desire for more support from lecturers, and 9.9% for more support from others, such as PhD students or former Master’s students (Table 1). More support with research, such as with finding secondary data or other source materials, was prioritised by 14.6% of respondents. Some tension emerges here between the independent tasks that students have been set and the expectations of students, as this comment demonstrates:

I hope that a professor can recommended some reference for my topic to me. … I think professor has more expe- rience and the professor reads more and can give me some instruction to show me which should I read and which should I skip. (FG)

Finding literature and making decisions on which papers are most relevant are examples of the kinds of independent learning activity that lecturers expect students to demonstrate on the Master’s disser- tation proposal. Nonetheless, while lecturers may feel that telling students what to read works against the aim of encouraging independent learning, more guidance on the process of completing these tasks would clearly be welcome.

A similar situation emerges regarding sample dissertation proposals, which were cited by 11.3% of participants as examples of further support that would be helpful. These were also discussed by focus group participants, one of whom describes how more samples could be used:

I read them and I find what topics they focus about. Maybe there is a good direction for me. (FG)

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This student appears to see sample proposals as a way of ‘getting started’ on the dissertation pro- posal, and as a means of finding research topics. Samples are best viewed with a critical eye, with their strengths and weaknesses evaluated, and as a means of helping students to form their own views regarding the scope and communication techniques of effective proposals. Using samples as training materials in the development of independent learning, therefore, rather than simply as sources of topic ideas, would be helpful.

There was no evidence of a desire for more independence: students showed no indication that they were being prevented from choosing topics that they wished to study, and were keen to follow advice from lecturers on ‘appropriate’ topic selection. However, it is important to note that not all respondents wished for further guidance: 14.6% of respondents stated explicitly that they had no further support needs (Table 1). When asked whether additional support would be helpful, responses included:

No, I’ll figure it by myself. (Q)

Everything I need is provided. (Q)

These responses act as a reminder that students’ readiness to embark on independent learning tasks is likely to be variable (Boud 1988; Spiro, Henderson, and Clifford 2012) and that a ‘one size fits all’ approach to supporting students is unlikely to be effective.

Implications and conclusions

The findings suggest that experiences of writing the dissertation proposal among this cohort are highly diverse. Despite working in the same discipline, with the same requirements for independent learning and similar support opportunities, individuals report very different experiences. There does appear to be a broad consensus that identifying appropriate topics, data and research methods is challenging. However, respondents experienced these challenges in different ways, with some describing reflecting on these challenges and working to address them. These processes are consistent with independent learning, suggesting a productive experience of cosmos alongside the chaos of uncertainty around the dissertation proposal (Silén and Uhlin 2008). Nonetheless, a new theme that emerges strongly from the findings is that difficulties in ‘getting started’ could create barriers to progress. This was particularly apparent when students reported that they did not have an initial topic idea to explore further, as without this starting point they could not begin searching for data, relevant literature or appropriate research methods. This contrasts with prior studies into the early stages of the dissertation which found students readily able to identify dissertation topic ideas, despite experiencing challenges in formulating appropriately academic research questions (Cooper 2011; Franken 2012). This acts as a reminder that students embarking on the dissertation may not only have different levels of confidence relating to independent study but may experience different tasks as challenging. Difficulties in ‘getting started’ also affected respondents who reported that they did not know where to begin searching for data or how to evaluate research methods, which created barriers to communication with teaching staff, as students were unsure how to initiate conversations without a clear topic idea on which they could request feedback. Barriers to independent learning thus emerged, as some of the cohort felt unable to determine the steps they should take to overcome the challenges they were experiencing.

These difficulties in ‘getting started’ suggest a need to explore further ways of enhancing students’ experiences of independent study, yet the diversity of student experiences is a reminder of the need to achieve an appropriate balance of guidance and autonomy in independent learning in the pre-su- pervision stage. More explicit discussions around the nature of guidance provided in the early stages of the dissertation could help to achieve this balance, as students and lecturers negotiate and construct understandings of the independent learning required. It is unlikely that all students and lecturers will automatically conceptualise appropriate levels of guidance in the same way. Measures considered desirable by some students, for example, such as the provision of a topic pool or clear direction from lecturers on which aspects of the literature to read, are likely to be considered unsuitable by lecturers and some other students, who instead see the dissertation as an opportunity for students to demonstrate

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their own ability to select topics and relevant readings. Discussion around these issues, in which both lecturers and students negotiate the guidance required, could help to address difficulties with ‘getting started’ by emphasising and exploring the underlying independent learning involved.

Ongoing discussions around the balance of guidance and autonomy could also help to ensure that students are able to access the guidance that would be most beneficial. Students value opportunities to discuss and gain feedback on their ideas from lecturers, but uncertainty among many respondents regarding how to initiate conversations on emerging ideas that were perceived as ‘not mature’ suggests that more guidance on the nature of these discussions and clearer channels through which to arrange discussions would be helpful. Students reported experiencing challenges in areas where they typically had little prior experience or opportunity for practice; these are, topic selection, research methods and data collection. A more holistic approach in which assessments in students’ taught courses are adapted to include more of the tasks required in the proposal, could stagger the leap into independent research more incrementally across earlier stages of Master’s courses.

These findings suggest that the earlier deployment of smaller, formative, ‘scaffolding’ tasks (Wood, Bruner, and Ross 1976, 90) would be beneficial, allowing students to receive feedback before progressing to making independent decisions regarding their dissertations. Scaffolding has been associated with effective approaches to independent learning as it offers explicit guidance (Hmelo-Silver, Duncan, and Chinn 2007), opportunities for students to check that they are progressing and ‘a safe space for learning to learn’ (Thomas, Jones, and Ottaway 2015, 38).

Scaffolding would be particularly helpful in addressing the challenge of ‘getting started’ on the dissertation proposal. Further activities could be built in throughout taught courses that encourage more opportunities to identify where gaps in the literature offer the potential for future research. This would address the key challenge of ‘getting started’ on the project and identifying a topic, particularly for students who have previously been given a ‘topic pool’ of suggestions. Other areas in which more practice activities could be developed include additional opportunities to identify and access data suitable for a given project, to match suitable research methods to research questions and to carry out small-scale research activities in order to gain familiarity with those methods. Providing greater opportunities for practice would also offer the chance for all students to receive feedback, and could therefore be beneficial to students who already have confidence in their work, as well as those who do not. This feedback would also give students opportunities for more informal contact with lecturers.

This project has offered new perspectives on the experiences of a large cohort of students preparing dissertation proposals independently. It points to the proposal as a site of considerable transition to independent learning. Challenges can be resolved through positive independent learning practices, but can also act as barriers to independent learning due to difficulties ‘getting started’. A limitation of the study is that it focuses on the experiences of students at a particular point in the dissertation pro- cess; a potentially productive avenue for future research would be exploring how students overcame these barriers as they progressed further through the dissertation. However, the key findings of the study have allowed the development of tentative suggestions for greater opportunities for discussion around guidance provided on independent learning practices and for scaffolding activities that could better facilitate the transition to more independent learning. Further research is required to evaluate how these or other activities could work in practice to support independent learning during the dis- sertation proposal process.

Acknowledgements The research for this article was originally carried out for Gayle Pringle Barnes’ MEd dissertation, which was supported by the College of Social Sciences at the University of Glasgow.

Disclosure statement No potential conflict of interest was reported by the authors.

JOURNAL OF FURTHER AND HIGHER EDUCATION 1129

Notes on contributors Gayle Pringle Barnes is the International Student Learning Officer for the College of Social Sciences at the University of Glasgow. Her interests include postgraduate writing and the international student experience.

Ming Cheng is a Senior Lecturer in Education at the University of East Anglia. Her main research interests include qual- ity enhancement, internationalisation of higher education, academic professionalism and postgraduate learning and supervision.

ORCID Gayle Pringle Barnes   http://orcid.org/0000-0002-2857-9259

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  • Abstract
  • Introduction
  • The dissertation and independent learning
  • Research design
  • Research findings
    • Topic selection
    • Finding data
    • Selecting research methods
    • Writing the proposal
    • Barriers to communication with lecturers
    • Experiencing independent learning
    • Further support
  • Implications and conclusions
  • Acknowledgements
  • Disclosure statement
  • Notes on contributors
  • References