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What happens after treatment? A systematic review of relapse, remission, and recovery in anorexia nervosa Sahib S. Khalsa1,2*, Larissa C. Portnoff3, Danyale McCurdy-McKinnon4 and Jamie D. Feusner5

Abstract

Background: Relapse after treatment for anorexia nervosa (AN) is a significant clinical problem. Given the level of chronicity, morbidity, and mortality experienced by this population, it is imperative to understand the driving forces behind apparently high relapse rates. However, there is a lack of consensus in the field on an operational definition of relapse, which hinders precise and reliable estimates of the severity of this issue. The primary goal of this paper was to review prior studies of AN addressing definitions of relapse, as well as relapse rates.

Methods: Data sources included PubMed and PsychINFO through March 19th, 2016. A systematic review was performed following the PRISMA guidelines. A total of (N = 27) peer-reviewed English language studies addressing relapse, remission, and recovery in AN were included.

Results: Definitions of relapse in AN as well as definitions of remission or recovery, on which relapse is predicated, varied substantially in the literature. Reported relapse rates ranged between 9 and 52%, and tended to increase with increasing duration of follow-up. There was consensus that risk for relapse in persons with AN is especially high within the first year following treatment.

Discussion: Standardized definitions of relapse, as well as remission and recovery, are needed in AN to accelerate clinical and research progress. This should improve the ability of future longitudinal studies to identify clinical, demographic, and biological characteristics in AN that predict relapse versus resilience, and to comparatively evaluate relapse prevention strategies. We propose standardized criteria for relapse, remission, and recovery, for further consideration.

Keywords: Anorexia nervosa, Treatment, Outcome, Relapse, Remission, Recovery, Prevention, Eating disorder, Bulimia nervosa

Plain English Summary Relapse occurs frequently in individuals receiving treat- ment for anorexia nervosa. However, there is no com- mon agreement on how to define relapse. In this study, we reviewed previous studies of relapse, remission, and recovery following treatment for anorexia nervosa. We found that there were many different definitions for these terms, which resulted in different estimates of re- lapse rate. To understand what drives relapse it is

important to have a consistent definition across studies. To help this discussion we propose common criteria for relapse, remission, and recovery from anorexia nervosa.

Background Anorexia nervosa (AN) is a serious psychiatric illness with amongst the highest mortality rates of any mental disorder—up to 18% in long-term follow-up studies [1– 3]. Most cases emerge during adolescence, and tend to- wards a protracted and chronic course [4, 5]. In females, AN has a point prevalence of 0.3–1.0% and lifetime prevalence of 1.2–2.2% [6]. Treatment often succeeds in temporarily restoring weight, but AN individuals are at an exceedingly high risk for early relapse [7], and

* Correspondence: [email protected] 1Laureate Institute for Brain Research, 6655 S Yale Ave, Tulsa, OK 74136, USA 2Oxley College of Health Sciences, The University of Tulsa, 1215 South Boulder Ave W, Tulsa, OK 74119, USA Full list of author information is available at the end of the article

© The Author(s). 2017 Open Access This article is distributed under the terms of the Creative Commons Attribution 4.0 International License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made. The Creative Commons Public Domain Dedication waiver (http://creativecommons.org/publicdomain/zero/1.0/) applies to the data made available in this article, unless otherwise stated.

Khalsa et al. Journal of Eating Disorders (2017) 5:20 DOI 10.1186/s40337-017-0145-3

upwards of 50% relapse within the first year after suc- cessful hospital treatment [8]. The current lack of robust and reliable responses to treatment highlights the need for an improved ability to predict illness trajectories. The primary focus of this review is on how relapse is

defined following treatment for AN. Since relapse is typ- ically defined relative to recovery and remission, we also consider how recovery and remission are defined. Pike has previously eloquently reviewed relapse, recovery, re- mission, and response in AN [8]. However, since then 11 studies have addressed this topic. The current review therefore incorporates these additional publications. In preparing this review, a lack of clarity and uniform-

ity with regard to how to best define relapse, recovery, and remission was apparent. This perspective is rein- forced by a literature review of remission in eating disor- ders concluding that the definitions and associated rates vary considerably [9]. Fifteen years ago, a European col- laboration of experts (COST Action B6) adapted defini- tions for relapse, recovery, partial and full remission, and recurrence from the depression literature to AN and bu- limia nervosa (BN) [10]. Despite rigorous consensus- building and empirical testing of 233 inpatients with AN, these criteria have not been uniformly adopted by the field. To date there are no consensus guidelines available for clinicians or researchers at the professional or institutional level providing standardized operational definitions of relapse, recovery, or remission in AN. This is limiting. A greater consensus regarding the definition of these constructs would be of considerable benefit to clinicians, researchers, patients, and family members, by allowing all constituents to speak the same language. We performed a focused review of the extant litera-

ture with the primary aim of examining how these terms have been defined, in order to improve defini- tions of relapse, recovery and remission in AN. Reviewing relapse rates was a secondary goal. We propose a set of standardized criteria for relapse, re- covery, and remission from AN, which are internally cohesive and can facilitate longitudinal assessment by clinicians and researchers.

Methods Search and study selection We conducted a systematic qualitative review according to the PRISMA guidelines, searching the PubMed and PsychINFO databases. We used keywords for either “an- orexia nervosa” or “eating disorders” along with “re- lapse,” or “recovery,” or “remission.” We used an open search procedure. We also performed the same searches on Google Scholar to locate relevant articles that the other search methods possibly overlooked (none were identi- fied). Our search covered articles that were published from 1975 to March 19th, 2016. Titles and abstracts were

evaluated and full text was reviewed for relevant stud- ies. References sections were screened manually for add- itional studies unidentified via database search.

Eligibility criteria Participants had to meet ICD-10, DSM-III, IV, or 5 diag- nostic criteria for AN for inclusion. Studies (n = 1) focus- ing on binge eating providing relevant information regarding relapse risk in AN or treatment outcomes of AN were also included. Studies examining BN and AN were included, but not those focused solely on BN (n = 2) (except for one [11] that provided treatment informa- tion pertinent to AN binge-purge (AN-BP) subtype). Omitted studies included those focused on unspecified eating disorders (n = 2), comorbid psychiatric disorders (n = 2), or those without clinical descriptions of relapse or recovery (n = 3). Non-English language articles were excluded (n = 6).

Data review and study quality assessment Three authors (LCP, SSK, and JF) independently ex- tracted the following data from the selected studies: first author, publication year, country, and whether the study was related to relapse, recovery, or remission. To evalu- ate the quality of the studies, we performed a systematic review of each article using the National Heart, Lung, and Blood Institute Study Quality Assessment Tool [12]. This tool provides a rating checklist for each study type. Three authors (LCP, DM, SSK) independently evaluated each study according to the rating checklist, and ren- dered a rating of “Good” or “Fair” or “Poor.” Study qual- ity was determined by comparing ratings agreement, with consensus required among reviewers. Discrepancies in study quality rating were reconciled via discussion of the individual items on the ratings checklist to arrive at consensus agreement on the quality indicator. Disagree- ments were resolved through discussion and consensus. There were no biases or poor methods identified that warranted exclusion from the review.

Results We identified 27 studies meeting eligibility criteria (see Fig. 1). An overview of pertinent study characteristics and definitions of recovery/remission and relapse in AN are listed in Tables 1 and 2. Definitions of relapse were fundamental to understanding the reported rates in these studies. Our review revealed widely varied defini- tions of relapse and recovery/remission in AN. Defini- tions of recovery and remission are reviewed first since relapse is predicated upon them.

Definitions of recovery and remission Recovery typically requires an extended period of time during which minimal or no criteria for the disorder are

Khalsa et al. Journal of Eating Disorders (2017) 5:20 Page 2 of 12

met, whereas remission requires a shorter duration [13]. The literature can roughly be divided into articles that (1) define remission/recovery based solely on weight measurement, (2) define remission/recovery based solely on symptom reports, (3) define remission/recovery based solely on weight and symptom reports, i.e., diag- nostic criteria available at the time. We briefly review these studies next (Table 1 lists studies providing defini- tions of partial remission, full remission, and recovery). Several studies used body mass index (BMI) as the

only criterion for recovery. Cutoffs included a BMI above 19 [14] or 20 [7, 15]. In contrast, some described remission based solely on psychiatric symptoms. In one, full remission was defined as an absence of all symptoms or only “residual symptoms” for at least 12 weeks, and partial remission was defined as a reduction of symp- toms to a sub-diagnostic level for at least 12 weeks [16]. Adopted from the MacArthur guidelines for depression [13], Keel et al. [17] defined full remission as a Psychi- atric Status Rating (PSR) score of ≤2 for 8 weeks. Clau- sen [18] used the same score for 12 weeks, and defined partial remission as a PSR ≤3 for 12 weeks. Other articles described outcomes in terms of body

weight and menstruation, using terminology such as “good,” “intermediate,” “poor,” or “died” [19–22]. These criteria, or modifications of them, are often referred to as the “Morgan-Russell” criteria [19]. A later version specified remission as weight ≥85% of ideal body weight, regular menses, and no bingeing or purging behaviors

[23]. Modifying these criteria, recovery was later defined as not meeting AN DSM-IV-TR criteria for a minimum of 8 weeks [24]. Several proposed definitions included both weight and

clinical symptoms. Pike [8] defined remission as ≥90% of ideal body weight, resumption of menses, absence of compensatory behaviors, and Eating Disorder Examin- ation (EDE) [25] subscales within 2 standard deviations (SD) of normal. Recovery was defined as meeting remis- sion criteria for at least 8 weeks. Strober et al. [4] de- fined full recovery as the absence of all criteria for at least 8 weeks, and partial recovery as a “good outcome” (weight within 15% of average and normal menstruation) from the Morgan-Russell criteria [19]. Other studies did not have a duration criterion for the absence of symp- toms but used the “good outcome” criteria to define re- covery [20–22]. Stice’s Eating Disorder Diagnostic Scale defined remission as BMI ≥17.5, regular menses, and no subthreshold or full threshold eating disorder [26, 27]. Martin [28] defined recovered as having a global rating scale of “excellent,” meaning an individual was >90% ideal weight, had regular menstruation, and normal eat- ing and social patterns. Eckert et al. [29] defined “recov- ered” as within 15% of ideal body weight, cyclical menses, and no significant disturbance in eating or weight control behaviors or body image disturbance. Kordy et al. [10] defined full recovery for restricting AN as a BMI >19 and no extreme fear of weight gain for 12 months (plus no purging and no binges for 12 months

Fig. 1 Prisma diagram

Khalsa et al. Journal of Eating Disorders (2017) 5:20 Page 3 of 12

Table 1 Definitions of recovery and remission, according to individual studies identified by the literature search

Authors Criteria Duration Study quality

Definitions of Recovery

Martin, 1985 [28] “Excellent”: > 90% of their ideal weight, regular menstrual patterns, and eating and social patterns were normal

Not specified Fair

Norring and Sohlberg, 1993 [34] “Well” defined as having no eating disorder diagnosis or remnants of the weight and/or shape preoccupation

Not specified Good

Eckert et al., 1995 [29] ≥85% of ideal body weight, cyclical menses, and no significant disturbance in eating or weight control behavior or body image disturbance

Not specified Good

Strober et al., 1997 [4] Free of all criterion symptoms of anorexia nervosa or bulimia nervosa

8 weeks Good

Fichter and Quadflieg, 1999 [21] Outcome “good” defined using Morgan-Russell criteria Not specified Fair

Pike, 1998 [8] ≥90% of ideal body weight or BMI ≥20, resumption of menses, absence of binge eating or compensatory behaviors, Eating Disorder Examination subscales within 2 SD of normal

8 weeks Fair

Herzog, et al., 1999 [32] Absence of all symptoms or 1–2 residual symptoms— Psychiatric Status Rating (PRS) score of 1 or 2

8 weeks Good

Lowe et al., 2001 [22] Outcome “good” defined using Morgan-Russell and PSR 1 Not specified Good

Kordy et al., 2002 [10] AN-R: BMI > 19, no extreme fear of weight gain AN-BP: BMI > 19, no extreme fear of weight gain, no vomiting or laxative abuse, no binges

12 months Good

Carter et al., 2004 [15] BMI above 20 Not specified Good

Walsh et al., 2006 [14] BMI above 19 No information Good

Eisler et al., 2007 [20] Outcome “good” defined using Morgan-Russell criteria Not specified Good

Bodell and Mayer, 2011 [24] No DSM–IV criteria of AN 8 weeks Fair

Bardone-Cone et al., 2010 [30] Full recovery: BMI≥ 18.5, absence of binge-eating, purging or fasting for at least 3 months, not meeting criteria for current eating disorder, all EDE-Q subscales within 1 SD of normal Partial recovery: same as above, but not needing to satisfy EDE-Q criterion

Not specified Good

Carter et al., 2012 [7] BMI of 20 and reported no more than one BP episode before the end of treatment.

2 weeks BMI and no BP behaviors over the previous 28 days at the end of treatment

Good

Definitions of Full Remission

Morgan and Hayward, 1988 [23] ≥85% of ideal body weight, regular menses, and no binge eating or purging behaviors

Not specified Fair a

Pike, 1998 [8] ≥90% of ideal body weight or BMI ≥20, resumption of menses, absence of binge eating or compensatory behaviors, EDE subscales within 2 SD of normal

Not specified Fair

Stice et al., 2000 [27] BMI ≥17.5, regular menses, and no current subthreshold or full threshold eating disorder

Not specified Good a

Kordy et al., 2002 [10] AN-R: BMI > 19, no extreme fear of weight gain AN-BP: BMI > 19, no extreme fear of weight gain, no vomiting or laxative abuse, no binges

12 weeks Good

Keel et al., 2005 [17] Absence of all symptoms or 1–2 residual symptoms—PSR score ≤2

8 weeks Good

Clausen, 2008 [18] PSR score ≤2 12 weeks Good

Helverskov et al., 2010 [16] Absence of all symptoms/1–2 Residual symptoms—PSR score of 1 or 2

12 weeks Good

Khalsa et al. Journal of Eating Disorders (2017) 5:20 Page 4 of 12

Table 1 Definitions of recovery and remission, according to individual studies identified by the literature search (Continued)

Definitions of Partial Remission

Lowe et al., 2001 [22] Outcome “improved” defined using Morgan-Russell criteria and PSR 2, 3, or 4

Not specified Good

Kordy et al., 2002 [10] AN-R: BMI > 17.5 AN-BP: BMI > 17.5 in addition to ≤1 binge per week and no vomiting or laxative abuse

4 weeks Good

Clausen, 2008 [18] PSR score ≤3 12 weeks Good

Helverskov et al., 2010 [16] PSR score of 3 12 weeks Good a No NHLBI systematic criteria available to rate this study type; quality rating reflects consensus agreement between two rater assessments

Table 2 Definitions of relapse, according to individual studies identified by the literature search

Authors Criteria Duration Study quality

Definitions of Relapse

Isager et al., 1985 [33] Loss of ≥15% of weight acquired during course of treatment (if resulting in weight ≤50 kg)

Any point in time within a 1 year period

Good

Martin, 1985 [28] If the patient required further psychiatric treatment after discharge during follow–up period

Not specified Fair

Norring and Sohlberg, 1993 [34] “Ill” defined as having an eating disorder Not specified Good

Eckert et al., 1995 [29] Loss of ≥15% of average body weight (based on Metropolitan Height-Weight Chart, 1959), after achieving normal body weight

Any point after achieving normal weight during inpatient treatment or the follow up period

Good

Strober et al., 1997 [4] Full (“syndromal”) relapse: weight <85% of ideal body weight and recurrence of psychological symptoms Partial (“subsyndromal”) relapse: recurrence of psycho- logical symptoms but ≥85% of ideal body weight

Not specified Good

Fichter and Quadflieg, 1999 [21] Outcome “poor” defined using Morgan-Russell criteria Not specified Fair

Pike 1998 [8] BMI≤ 18.5 or weight ≤85% of ideal body weight; a minimum 1 SD increase on the Eating Disorder Evaluation; loss of menstrual functioning if it has been previously normal; increase in restriction leading to weight loss; and possibly increased binge eating, compensatory behavior, or associated medical problems

Not specified Fair

Herzog, et al., 1999 [32] Return to full criteria symptoms and/or Psychiatric Status Rating (PSR) score of 5 or 6

8 weeks following a state of full recovery

Good

Lowe et al., 2001 [22] Outcome “poor” defined using Morgan-Russell criteria and PSR score of 5 or 6

Not specified Good

Kordy et al., 2002 [10] Change from partial or full remission to full syndrome according to DSM-IV

Not specified Good

Carter, et al., 2004 [15] BMI below 17.5 and/or at least one episode of binge eating/purging behavior per week

3 consecutive months Good

Keel, et al., 2005 [17] Return to full criteria symptoms and/or PSR score of 5 or 6 Not specified Good

Walsh et al., 2006 [14] BMI below 16.5 for 2 consecutive weeks, or severe medical complications, or risk of suicide, or development of another psychiatric disorder requiring treatment

2 consecutive weeks (low BMI) Good

Eisler et al., 2007 [20] Outcome “poor” defined using Morgan-Russell criteria Not specified Good

Clausen, 2008 [18] PSR score ≥3 3 months Good

Bodell and Mayer, 2011 [24] Poor outcome, BMI ≤18.5 (using modified Morgan- Russell criteria)

Not specified Fair

Helverskov, et al., 2010 [16] Return to full criteria symptoms and/or PSR score of 5 or 6 Not specified Good

Carter et al., 2012 [7] BMI < 17.5 or at least one episode of binge eating/ purging behavior per week

3 consecutive months Good

McFarlane et al., 2015 [31] AN: BMI < 18.5 AN-BP: average 4 episodes of bingeing and/or vomiting per month, or BMI < 18.5

3 consecutive months Good

Khalsa et al. Journal of Eating Disorders (2017) 5:20 Page 5 of 12

for AN-BP). They defined full remission for both sub- types as meeting the same criteria for 3 months. Partial remission was a BMI >17.5 and ≤1 binge per week and no vomiting or laxative abuse for 1 month in AN-BP. Another proposed definition of full recovery was a BMI ≥18.5, absence of binging, purging, or fasting for at least 3 months, not meeting criteria for a current eating dis- order, and all EDE-Questionnaire (EDE-Q) subscales within 1 SD of normal [30]. They defined partial recov- ery as the same without the EDE-Q criterion.

Definitions of relapse Different definitions of relapse were identified (see Table 2). Some definitions were dependent on weight or BMI measures including: BMI < 16.5 for 2 weeks [14], and BMI < 17.5 [7, 15] or <18.5 [31] for three consecu- tive months. Other definitions included 15% loss of aver- age body weight after achieving normal body weight, either during the index hospitalization or any time dur- ing the 10-year follow-up period [29]. Strober et al. [4] similarly defined relapse as <85% ideal body weight, which could occur post-discharge or post-recovery. Fur- thermore, relapse could be partial if the individual had recurrence of psychological symptoms but sustained 85% of ideal weight, or full relapse if both psychological symptoms returned and body weight dropped to less than 85%. Several groups [19–22, 24] defined relapse as Morgan-Russell criteria of “poor” (BMI ≤18.5). Other definitions of relapse were dependent on psy-

chiatric symptoms or a combination of psychiatric symptoms and weight changes. Kordy et al. [10] used a definition of change from DSM-IV partial or full re- mission to full syndrome. Clausen [18] defined relapse as PSR ≥ 3 or PSR ≤ 2 after 3 months remission. Re- lapse has also been defined as meeting full syndrome criteria (PSR ≥ 5) after 8 weeks of remission [17, 32] and after 12 weeks of remission [16]. Pike’s [8] more in-depth definition of relapse includes weight loss, EDE increase, medical issues, and a return of disor- dered eating, whereas Martin’s [28] is the simplest, requiring only that an individual needs psychiatric intervention.

Rates of Relapse Relapse rates of AN were highly variable ranging from a low of 9% to a high of 52% following treatment, with the majority of studies reporting rates greater than 25% [4, 7, 10, 14–18, 21, 22, 24, 28, 29, 32–34]. Studies suggest that adolescents [4, 20, 28] and individuals with restrict- ing subtype AN [7, 29] have a lower likelihood of re- lapse. The first year is the most critical, with particular risk of relapse occurring as early as 3 months post- treatment [4, 7, 15, 32]. Not surprisingly, those who re- cover fully have lower relapse rates (9%) than those who

only partially recover (35%) [10]. Together, these results suggest that while most patients experience brief epi- sodes of recovery, a large proportion relapse. Moreover, the risk is particularly high within the first year.

Follow-Up Variability There was substantial variability in the literature for follow-up procedures. Initial evaluation time points ranged from 4 weeks to 17 months post-treatment [4, 7, 14, 15, 17, 20, 28, 32, 35]. Some studies utilized only a single follow-up time point [15, 28], whereas others followed patients across multiple time points [4, 7, 14, 17, 20, 32, 35]. Some studies had regular follow-up visits (e.g., every 4 weeks [14], 3 months [7]), whereas others had irregularly spaced follow-ups (e.g., 2, 6 and 12 year follow up [35]). Variable follow-up intervals could complicate estima-

tions of relapse rates, since relapse rates can vary by dur- ation of the study follow-up. According to this view, shorter follow-up durations might be associated with lower relapse rates than longer durations. We identified articles supporting this possibility. For example, relapse in a study measuring at 6 months was lower (9% for fully recovered and 35% for partially recovered) [10] versus studies measuring at 1-year (27–70%) [7, 14] (see Table 3). Relapse rates also varied by remission criteria, with stricter remission criteria displaying lower relapse rates than less stringent criteria. This is evidenced by two 10-year longitudinal studies. Eckert and colleagues [29] reported higher relapse rates (42%) with less strin- gent relapse criteria and Strober and colleagues [4] re- ported lower relapse rates (29.5%) with stricter relapse criteria.

Discussion The main finding of this review is that there are almost as many definitions of relapse, remission, and recovery as there are studies of them. To help rectify this state of affairs, we suggest that the eating disorders research and clinical communities evaluate, test, and ultimately adopt standardized definitions for relapse, remission, and re- covery. Depression [13], bipolar disorder [36], and schizophrenia [37] researchers already utilize standard- ized definitions of these constructs. Consensus guide- lines for response, partial response, remission, recovery, and relapse in obsessive compulsive disorder were also recently proposed [38]. However, we could identify no such definitions for AN across organizational websites, including: the Academy for Eating Disorders, Eating Dis- orders Research Society, National Eating Disorders As- sociation, and the European Council on Eating Disorders. Standardizing how relapse and recovery are defined in

research could substantially improve our understanding

Khalsa et al. Journal of Eating Disorders (2017) 5:20 Page 6 of 12

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Khalsa et al. Journal of Eating Disorders (2017) 5:20 Page 7 of 12

of the pathophysiology of AN and help ground studies of efficacy and effectiveness, as argued previously [39, 40]. Consensus would increase the quality of meta- analytic studies. It would facilitate multi-site compari- sons, which are necessary to improve statistical power for studying this relatively rare condition. Precise and consist- ent terminology would also enhance communication amongst researchers, clinicians, and caregivers. We propose a unifying framework with potential defi-

nitions for recovery, remission, and relapse to energize the discussion (see Fig. 2). These definitions are intern- ally logical, consistent, and conducive to longitudinal assessment of AN. We advocate the adoption of stan- dardized definitions for partial and full recovery and partial and full relapse. DSM-5 defines partial and full remission, but not partial or full recovery, and the dur- ation requirement is vague (“a sustained period”) [41]. We propose that definitions of relapse in AN should en- compass both clinical symptoms and signs such as BMI

measures,1 as has been proposed for definitions of re- covery [42], to more comprehensively capture the dis- order. Importantly, our suggested criteria for recovery, remission, and relapse include objective measures (BMI; observable behaviors of restricting, binging, and pur- ging), subjective measures (fear of gaining weight, dis- turbance of body image), standardized ratings (EDE), and specific durations of follow-up (1, 3, 6, and 12 months) that are conducive to utilization across both clinical and research settings (see Fig. 3). It is worth noting that the proposed approach shares

certain similarities with previous efforts to identify pat- terns of recovery in AN. For example, the Psychiatric Status Rating (PSR) scale represented a single six-item clinician rating based on DSM-III criteria [43]. Lower scores on this scale, such as a 1, indicated ‘usual self ’ or the absence of meeting diagnostic criteria, whereas higher scores, such as a 6, indicated presence of ‘definite criteria, severe.’ The PSR is similar to our proposed

Fig. 2 Proposed standardized definitions of relapse, remission, and recovery. These standardized definitions were synthesized from the different criteria for relapse, remission, and recovery in individual studies identified by our systematic review. We include a graphical representation of these definitions as a useful heuristic tool for conceptualizing the major transition points (relapse in red, remission in yellow, recovery in green) while at the same time underscoring the continuum of pathology existing within each stage. Note 1: since weight and height normally increase until age 20 in pediatric and adolescent populations, age- and gender- adjusted BMI percentiles for determining expected body weight (EBW) are more appropriate in these subgroups, as demonstrated by [52]. Note 2: determination of ideal body weight is complex, and subject to consideration of racial, ethnic, demographic, and cultural factors [53]. Note 3: Symptoms and behaviors are discrete variables, which are rated/ascertained by the clinician based on all available clinical information

Khalsa et al. Journal of Eating Disorders (2017) 5:20 Page 8 of 12

approach in the sense that both require clinician ratings, and both load upon features of AN that are relevant to diagnostic criteria in terms of weight status, symptom burden, and ongoing behaviors. However, our proposed criteria diverge principally with respect to (1) a focus on defining stages of relapse, remission, and recovery, (2) reliance upon a standardized and clinically validated interview (EDE), and (3) utilization of terminology (par- tial or full relapse, partial or full remission, partial or full recovery) that are transparent and can be utilized uni- formly with patients, caregivers, and clinicians. Our EDE cutoff selection for partial relapse (greater than or equal to 2 SD below normal) is also consistent with the ‘cutoff point a,’ which as previously suggested by Jacobsen et al. [44], represents a conservative and stringent approach to determining clinically significant changes. Due to the highest risk of relapse being in the first

year [4, 17, 20, 32, 33] and relapse often occurring as early as 3 months post-treatment [4, 7, 15, 32], we rec- ommend that longitudinal studies conduct follow up as- sessments no less than every 3 months for the first year, and every 6 months thereafter for longer studies. With- out standardized definitions, a refined understanding of the specific outcomes posed by putative risk factors, and guidance on measurement, we are in danger of adding more variability to this literature. Clinically, standardized definitions for relapse, remission and recovery, com- bined with consistent monitoring, would help provide consistent and relevant feedback to patients and family members regarding their level of risk.

There are several important limitations to consider when interpreting this review. There is an inherent diffi- culty identifying the true risk factors predicting AN re- lapse given the disparate definitions of relapse and recovery provided to date, potentially giving our review the appearance that it is challenged by a lack of synthe- sis. We argue that this challenge is precisely what future studies would overcome by adopting and adhering to one set of standards. Secondly, our interpretations are restricted to the somewhat obvious conclusions that AN is: (1) characterized by high relapse rates, (2) that re- lapse rates increase with follow-up lengths, and (3) there are few reliable predictors. While it seems nearly impossible to glean generalizations from such hetero- geneous findings, this highlights the necessity for con- sensus and standardized definitions. It is important to emphasize that while the current review has focused on AN, based in part, on our own research efforts, we believe that similar consensus standards are needed for other eating disorders such as bulimia nervosa, binge eating disorder, and unspecified eating disorder. Al- though advancing such definitions are beyond the scope of our qualitative review, we hope that highlight- ing this disparity will provoke further discussion and progress. Finally, adding a meta-analytic approach could derive ‘quantitative data’ characterizing out- comes, but at this point, would not be additively in- formative given the aforementioned limitations. This approach would be useful for a future analysis of ag- gregated studies using uniform definitions.

Fig. 3 Illness trajectories across a 2 year time period for three hypothetical individuals with AN exhibiting different illness courses. One individual with an uncomplicated course shows a consistent transition from full relapse to full remission to full recovery. Another individual shows a complicated course marked by partial remission, partial relapse, and partial recovery, followed by a decline to full remission. A third individual shows a complicated course with no recovery marked by intermittent bouts of full relapse punctuated by partial relapse and partial remission. For an analogous depiction of illness trajectory based on actual patients, see Kordy et al., [10]

Khalsa et al. Journal of Eating Disorders (2017) 5:20 Page 9 of 12

The value of reaching consensus It will be important to carefully consider the value of reaching consensus on definitions of relapse, remission, and recovery, who will benefit, and how a consensus would be best achieved. It is hard to imagine a lasting consensus without the support of eating disorder organi- zations. These include organizations which are science- oriented (e.g., Eating Disorder Research Society (EDRS) [45], Academy for Eating Disorders (AED) [46] Euro- pean Council on Eating Disorders (ECED) [47]), clinician-oriented (AED, National Eating Disorders As- sociation (NEDA) [48], and International Association of Eating Disorders Professionals (IAEDP) [49]), and pa- tient and caregiver-oriented (e.g., Families Empowered and Supporting Treatment of Eating Disorders (FEAST) [50], National Alliance on Mental Illness (NAMI) [51], AED, and NEDA). It is also necessary to prospectively consider the po-

tential challenges to achieving a consensus. In this regard, the highly interdisciplinary perspectives required in the research and treatment of eating disorders (pediatrics, family medicine, psychiatry, psychology, nu- trition and dietetics, social work, licensed therapy and counseling, and nursing) results in complex and often diverging multifactorial models, which risks a fracturing of consensus regarding these conditions. Concrete suggestions for harmonizing this discussion

include (1) the development of conference symposia, (2) cross-organization workgroups or task forces, and (3) the generation of consensus statements focused on the topic. Other practical considerations include feasibility assessments. For example, follow up frequency will al- ways be of concern, and conducting monthly, quarterly, and perhaps even bi-annual follow-ups requires re- sources that may be infeasible for certain research groups. We would argue that follow up assessment oc- curring at any frequency should use a standardized ap- proach that is comparable to other laboratories. In- person assessments might be supplemented by phone in- terviews, and/or the remote collection of collateral infor- mation from family members, and we observed evidence of this pragmatic approach in the literature surveyed in this paper.

Conclusion The heterogeneity and severity of AN presentation poses challenges to understanding why relapse occurs, and how to prevent it. We posit that the eating disorders community will benefit from considering, testing, and adopting standardized definitions for relapse, remission, and recovery. To galvanize this movement, we have attempted to provide a unifying framework with internally logical and consistent definitions. This framework is con- ducive to longitudinal clinical and research assessment,

not only for AN, but for bulimia nervosa, binge eating dis- order, unspecified eating disorder, and other eating disor- ders. Without consensus, uncertainty and variability in the reported recovery, remission, and relapse rates will persist. Standardizing definitions in AN is a critical first step in identifying at-risk individuals, and can ultimately advance the development and evaluation of treatments for this life- threatening illness.

Endnotes 1Since weight and height normally increase until age

20 in pediatric and adolescent populations, age- and gender- adjusted BMI percentiles for determining ex- pected body weight (EBW) are more appropriate in these subgroups (see Le Grange et al., [52]).

Abbreviations AN: Anorexia nervosa; BMI: Body mass index; BN: Bulimia nervosa; DSM: Diagnostic and statistical manual of mental disorders; EDE: Eating Disorder Examination; EDNOS: Eating disorder not otherwise specified; PSR: Psychiatric Status Rating

Acknowledgments We would like to thank Michael Strober for helpful discussions and comments on the manuscript, Courtney Sheen for administrative support with performing the literature review, and Francesca Morfini for assistance with manuscript retrieval.

Funding This research was supported by NIMH grant numbers R01MH093535 and R01MH105662 to Jamie D. Feusner, and by NIMH grant number K23MH112949 to Sahib S. Khalsa. Dr. Khalsa also received support from The William K. Warren Foundation and a NARSAD Young Investigator Award.

Availability of data and materials This review paper was developed on previously published data that can be obtained from the original source studies.

Authors’ contributions JDF, LCP and SSK conceived the research idea, SSK, LCP, DM and JDF drafted and edited the manuscript. All authors have read and approved the final manuscript before submission.

Competing interests The authors declare that they have no competing interests.

Consent for publication Not applicable

Ethics approval and consent to participate Not applicable

Publisher’s Note Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Author details 1Laureate Institute for Brain Research, 6655 S Yale Ave, Tulsa, OK 74136, USA. 2Oxley College of Health Sciences, The University of Tulsa, 1215 South Boulder Ave W, Tulsa, OK 74119, USA. 3Department of Clinical Psychology, Teachers College, Columbia University, 525 W 120th St, New York, NY 10027, USA. 4Department of Pediatrics, The University of California Los Angeles, 757 Westwood Plaza, Los Angeles, CA 90095, USA. 5Department of Psychiatry and Biobehavioral Sciences, The University of California Los Angeles, Semel Institute of Neuroscience and Human Behavior, 760 Westwood Plaza, Los Angeles, CA 90024, USA.

Khalsa et al. Journal of Eating Disorders (2017) 5:20 Page 10 of 12

Received: 28 January 2017 Accepted: 19 April 2017

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  • Abstract
    • Background
    • Methods
    • Results
    • Discussion
  • Plain English Summary
  • Background
  • Methods
    • Search and study selection
    • Eligibility criteria
    • Data review and study quality assessment
  • Results
    • Definitions of recovery and remission
    • Definitions of relapse
    • Rates of Relapse
    • Follow-Up Variability
  • Discussion
    • The value of reaching consensus
  • Conclusion
  • Since weight and height normally increase until age 20 in pediatric and adolescent populations, age- and gender- adjusted BMI percentiles for determining expected body weight (EBW) are more appropriate in these subgroups (see Le Grange et al., [52]).
  • Abbreviations
  • Acknowledgments
  • Funding
  • Availability of data and materials
  • Authors’ contributions
  • Competing interests
  • Consent for publication
  • Ethics approval and consent to participate
  • Publisher’s Note
  • Author details
  • References