Week 3 Discussion
Addiction Research and Theory
April 2009; 17(2): 152–167
Alcohol and the self: An interpretative phenomenological analysis of the experience of addiction and its impact on the sense of self and identity
PNINA SHINEBOURNE & JONATHAN A. SMITH
School of Psychology, Birkbeck University of London, London, UK
(Received 3 February 2008; accepted 3 June 2008)
Abstract This article presents an in-depth study illuminating how experiences of addiction and accompanying feelings, thoughts and expressions appear to the participant in the context of her life. It focuses on the participant’s engagement with alcohol as an experience of flux and instability and how it impacts on her sense of self. The study reports data from semi-structured interviews with a female participant, analysed using interpretative phenomenological analysis (IPA). The results are considered in relation to relevant literature, including research on addiction and recovery, works on self and identity and theory and use of metaphor. It is suggested that IPA provides an opportunity to build up a rich picture of subjective-felt experience, and thus to contribute to existing psychological research a subjective perspective not often addressed in psychological accounts of addictive behaviour.
Keywords: Identity, self-concept, interpretative phenomenological analysis, qualitative methods, addiction, metaphor
Psychological perspectives on addiction comprise a broad range of theoretical and
experimental approaches including behavioural, cognitive, neuroscience, social, treatment
research and interventions (for overviews, see, for example, West 2006; Gifford and
Humphreys 2007).
Although research on addiction has been dominated by quantitative methodologies
(Neale et al. 2005), there is a growing interest in the use of qualitative methods (Rhodes and
Moore 2001; Nichter et al. 2004). Neale et al. (2005) contended that qualitative methods
‘proved very valuable in demystifying drug and alcohol use and replacing stereotypes and
Correspondence: P. Shinebourne, School of Psychology, Birkbeck University of London, London WC1E 7HX, UK.
E-mail: [email protected]
ISSN 1606-6359 print/ISSN 1476-7392 online � 2009 Informa Healthcare USA, Inc. DOI: 10.1080/16066350802245650
myths about addiction with more accurate information that reflects the daily reality of
substance users’ lives’ (pp. 1586–87). Rhodes and Moore (2001) present qualitative
methods as ideally suited to describing the ‘lived experience’ of drug users from participants’
perspectives. Smith (1998) was concerned to use a research approach which ‘preserves the
uniqueness of the experience from the sufferer’s point of view’ (p. 213). He selected
a phenomenological approach which, in his view, is ‘the research approach most likely to
elicit data concerning the lived experience of an individual’ (p. 214). Larkin and Griffiths
(2002) make a case for psychology to address issues of subjective experience in accounting
for addictive behaviour using qualitative methods. They used interpretative phenomen-
ological analysis (IPA) in their research on the subjective experiences of addiction and
recovery in a residential addictions treatment centre.
This article is concerned with illuminating how experiences of addiction and
accompanying feelings, thoughts and expressions appear to the participant in the context
of her life. It focuses on the participant’s engagement with alcohol as an experience of flux
and instability and how it impacts on her sense of self. The study reports data from semi-
structured interviews with a female participant, analysed using IPA. By focusing in more
depth on the specific experience of a person in relation to addiction, this study builds on the
small number of qualitative studies published to date and contributes to our understanding
of the impact of experiences of addiction on a person’s sense of self.
Interpretative phenomenological analysis is considered a particularly relevant method for
this study as it aims to give voice to, and examine in detail the personal lived experience of
participants and how participants make sense of their experience (Smith 2004). IPA is also
interpretative in recognizing the role of the researcher in making sense of the experience of
participants. Smith refers to ‘double hermeneutics. The participant is trying to make sense of
their personal and social world; the researcher is trying to make sense of the participant
trying to make sense of their personal and social world’ (p. 40). IPA is also informed by the
theoretical perspective of symbolic interactionism (Smith 1996) which is concerned with the
construction of meaning within both the social and the personal world of individuals. IPA
has been used to examine a wide range of psychological topics, e.g.: understanding feelings
of anger (Eatough and Smith 2006); experience of stigma of people living with chronic
fatigue syndrome (Dickson et al. 2007); HIV positive women’s experiences of partner
relationships (Jarman et al. 2005); identity change during pregnancy (Smith 1999). For
a review of work using IPA, see Brocki and Wearden (2006) and Reid et al. (2005). We
believe IPA methodology can make a valuable contribution to psychological understanding
of the experience of addiction as it provides an opportunity to build up a rich picture of the
subjective-felt experience of engagement with alcohol, embedded in the world of the
participant.
The depth, richness and texture of the participant’s account provided an opportunity
to carry out a detailed idiographic case study. An idiographic approach aims for an in-
depth understanding of a particular individual, not possible in nomothetic research
studies which focus on aggregated data and do not provide access to specific explorations
of the particular individuals (Smith et al. 1995; Smith 2004). As Smith and coworkers
point out, idiographic studies consider the individual on his/her own terms, thereby
emphasizing the importance of the individual as a unit of analysis. Thus, they suggest
that ‘a commitment to an idiographic psychology is obviously closely linked to the
rationale for case-studies’ (ibid., p. 63). Smith (2004) suggests that a detailed analysis of
a single case would be justified when one has a particularly rich or compelling case.
A detailed single case study offers opportunities to learn a great deal about the particular
person and their response to a specific situation, as well as to consider connection
Alcohol and the self 153
between different aspects of the person’s account. At the same time, it is also the case, as
Smith (2004) contends, that ‘the very detail of the individual also brings us closer to
significant aspects of a shared humanity’ (p. 43).
Radley and Chamberlain (2001), considering the analogy between the medical case and
case studies in psychology and social science, contend that in medical cases ‘all patients are
cases, in the sense that they are illustrations of a disease category and yet unique in how they
are affected by the disease’ (p. 323). The unique aspects of the case come into being through
the particulars of the presentation made by the patient, and as a ‘double narrative: the
patient’s story is encapsulated and retold in the physician’s account’ (p. 328). Radley and
Chamberlain argue for the specific relevance of the case study to health psychology. In their
view, the case is central to issues concerning health, illness and healing: ‘suffering, as
understood through the study of the case, is irreducible to an object, resists being bounded as
a variable and is ultimately significant because of this elusive status’ [italic in original]. In effect,
all researcher’s communications about health and illness are premised upon the retention,
refinement or the reconstruction of case-understanding’ (p. 331).
Method
Participant
The participant is referred to as Alison. Her name was changed to safeguard confidentiality.
At the time of the interview, Alison was 31, single, and had been attending a day centre for
women with problems of alcohol for about 8 months.
Data collection
Alison was one of the four women attending the day centre for women with problems of
alcohol who agreed to be interviewed for a larger study of women’s experiences of addiction
and recovery. The detailed, rich account of Alison’s narrative provided the material for this
study. The team manager at the centre was approached by email and a meeting was
arranged. Permission to interview was granted with the conditions that the interview would
last about an hour and that the interviewer would inform staff about any concerns if the
participant became upset or anxious during the interview. The study had ethical approval
and Alison signed a consent form. The interviews were conducted at the day centre, in
a quiet room separate from the main area. The aim of the interview was to capture a rich and
detailed description of Alison’s experiences with alcohol and what these experiences meant
to her. An interview schedule was constructed to guide the interview, but the process
remained flexible to enable following up interesting possibilities emerging during the
interview. Three semi-structured interviews with Alison were carried out over a period of 4
weeks, which resulted in 3 h of data. Following the first interview, the first author listened to
the recording and noted down specific questions which could be followed up in greater
detail. In the second and the third interviews, the original questions were introduced again
with specific probes (e.g. Last week you said several things about control . . . would you like
to say some more about what control means to you?). As the material from of the subsequent
interviews elaborated on the same areas, it was integrated in the overall thematic analysis.
The interviews were recorded and later transcribed verbatim.
154 P. Shinebourne & J. A. Smith
Analysis
IPA provides flexible guidelines which can be adapted by researchers in accordance with
their research aims (Smith et al. 1999). The analysis followed several stages: The first stage
consisted of reading the whole transcript a number of times to become immersed in the data.
During reading notes or comments which appear significant or interesting were recorded.
The second stage involved returning to the transcript to transform the initial notes into
emerging themes or concepts taking care not to lose the connection between the
participant’s own words and the researcher’s interpretations. The third stage consisted of
examining the emerging themes and clustering them together according to conceptual
similarities. The clusters were given a descriptive label which conveys the conceptual nature
of the themes in each cluster. As the clusters of themes emerged the transcript was checked
to ensure that the connection with what the participant has actually said was maintained.
In the final stage a table of themes was produced. The table shows the structure of major
themes and subthemes. An illustrative data extract is presented alongside each theme,
followed by the line number, so that it is possible to return to the transcript and check the
extract in context. As Eatough and Smith (2006) suggest, ‘for the researcher, this table is
the outcome of an iterative process in which she/he has moved back and forth between the
various analytic stages ensuring that the integrity of what the participant said has been
preserved as far as possible. If the researcher has been successful, then it should be possible
for someone else to track the analytic journey from the raw data through to the end table’
(p. 120). The table of themes provides the basis for constructing a narrative account of the
interplay between the participant’s account of her experience and the interpretative activity
of the researcher. The narrative account contains relevant extracts in the participants’ own
words, not only to enable the reader to assess the pertinence of the interpretations, but also
to retain the voice of the participant’s personal experience.
Three superordinate themes were identified in the analysis: self in relation to alcohol, self
in relation to others and self in recovery. This article reports on the first superordinate
theme, self in relation to alcohol, and the three interrelated subthemes comprising it (see
Appendix). First, it presents an account of how Alison feels and experiences her engagement
with alcohol as an experience of flux, oscillation and instability, often expressed through
using vivid metaphors. Second, we explore how Alison experiences the process of
transformation into another personality when she is drunk, and the meaning Alison
attributes to the experience. Finally, we examine how Alison perceives herself as a multitude
of conflicting parts and how this is reflected in her ambivalence about alcohol.
Results
The experience of the self as drunk
In this section we examine how Alison presents her engagement with alcohol as an
experience of flux, oscillation and instability. We introduce the analysis with an extract
which presents some of the main features of Alison’s engagement with alcohol. It also vividly
illustrates how Alison turns to metaphors to describe her experience, a feature frequently
repeated during the interview:
Some big wave, you know, you just get caught with it, that’s what it used to be like, this kind of like
helpless feeling, just having to go and get drunk almost, you know, not even particularly wanting
to, just feeling like there’s no other way when you are in that situation.
Alcohol and the self 155
. . .
I was very much at sea, really, and, I didn’t feel grounded . . . just this flux and thought, when am
I ever going to go on land . . . and even if you were sitting on the beach, you know, you’d get caught
back in, I suppose, and now, now I feel very much like I’m not just on the beach but I’m in a hut
somewhere, I can go down to the water when I want and occasionally maybe like give in to it now
and again to see what comes up.
The metaphors used here capture Alison’s engagement with alcohol as an experience of flux,
of oscillation, instability, being lost at sea, not grounded, helplessly caught back by the wave
when attempting to pause in the constant flux engulfing her. As a contrast to the fluid imagery
underscored by the presence of alcohol (itself a liquid), a desire for stability and safety is
expressed in metaphors of being grounded, on land, on the beach, in a hut. The water
presenting at once both the risk of being engulfed and at the same time the horizon of
possibility, the allure of excitement in exploring what comes up in giving in to the wave.
The use of metaphors here and throughout the interview reveals emotional and
imaginative nuances in Alison’s relationship with alcohol. These metaphors encapsulate
what emerges throughout in the interview as a key to the dilemma at the heart of Alison’s
ambivalence about alcohol, constantly hovering between what she symbolizes here in the
metaphoric expressions of ‘sea’ and ‘land’ (see section on the use of metaphors below).
In the following extract Alison is using the figure of a ‘spiral’ to describe the process of her
escalating drinking as turns of mood when she is becoming drunk:
I’d suddenly feel like in a bad mood and depressed even before I started drinking, so I’d have to
drink more than everyone else at the start just to feel happy around people and from there it would
just spiral and spiral . . .
On the way to getting drunk I enjoyed it but it was very short lived because I used to drink so
much right at the start and I was sort of remembering falling into this kind of lull of contentment,
I suppose for a while, and suddenly feel, oh, I feel better now, I feel alright I can actually talk and
be sociable and be the person everyone wants me to be and be happy and, you know, do all that,
entertain everyone . . . and then beyond that stage I never knew how I was.
Initially alcohol is seen as an enabler, providing a route from feeling in a bad mood and
depressed, to enjoyment, contentment and sociability. Although she says that it is a short-
lived enjoyment, she seems to be giving in to the spiral which ensues, the metaphoric
expression ‘lull’ suggesting a sense of foreboding, a temporary calm before an inevitable
upsurge and transformation into an altered stage of unknowing (‘beyond that stage I never
knew how I was’). The images of the spiral and the lull indicate recurrent, perpetual
movement, analogous to the image of the wave and the flux above. There seems to be no
settled point of rest in Alison’s life, as discussed further below.
Alison portrays being drunk as an experience of loss, loss of control, losing consciousness
(blackouts), losing memory, not knowing. Elsewhere Alison describes other negative effects
such as being sick, dizzy, having hangovers and feeling she has damaged her brain. Yet, at
the same time the experience of being drunk is described in positive terms as unlocking
creativity, energizing, exciting:
I suppose its some feeling creative, you know, some feelings of like fun and excitement, I suppose
and kind of maybe being, you know unlocking some sort of artistic feeling . . . creative and
energetic, you know, and interesting.
At this point of the interview Alison is animated, playful and exuberant, in contrast to the
tone of passivity and helplessness in earlier extracts which carry the negative weight of the
156 P. Shinebourne & J. A. Smith
experience of drinking. Using the metaphoric expression ‘unlocking’, alcohol is described as
a key, a gateway to creativity. Yet the experience of exuberance is intertwined with its
counterpart, a sense of the inevitability of the ensuing descent:
But there is always the crash down as well, that’ a kind of problem that I always had before, you go
so high up that inevitably the next day I would just come crashing down and just be so kind of
I guess, to carry on the image, you know, you’d be like washed up and deplete and just feeling very
empty and, you know, very tearful and self-remorseful and,you know, reprimanding yourself and
almost expecting that you are always like just feeling of like guilt and anxiety you have done
something wrong.
There are several points of interest in this extract. In the first instance, Alison’s use of the
metaphor of the downward crash sharply contrasts with the sense of fun and excitement
generated in the experience of drinking. There is also a sense of repetition (‘problem that
I always had before’), mirroring the experience of getting caught in the perpetual movement
of the waves described earlier. In addition, this extract also demonstrates how Alison is using
metaphors creatively, teasing out another possible meaning implicated in the image of the
wave (‘washed up’). At the end of the extract she acknowledges the guilt and negative moral
judgement of herself. The sense of guilt is further discussed in the subtheme perception of the
self below.
I created such a character for myself
In this section we focus on exploring Alison’s mode of dealing with the duality and
ambivalence of her experiences with alcohol. Alison presents herself as a multitude of parts,
referring frequently to ‘part of me’, with different parts holding conflicting perspectives and
culminating in creating a separate character. In the following extract, Alison describes the
process of her transformation into a metaphoric personality she created for herself,
becoming another character through her drinking:
I would like change personality almost and become like I’m I don’t know, like a showgirl,
I suppose, so I would start performing . . . it was just almost like my body was taking over
a character from vaudeville . . . I was that character everyone loved, that person, so I suppose I got
caught in a trap of being like that, and having to drink so much in order to get to that person I did
not know sober.
Alison describes her experience when she is drunk as entering into an altered state. She
seems to have little recollection of what has happened, stating that ‘I did not know what
I was doing’. The ‘showgirl’ and her ‘normal’ self are described as occupying two separate
domains of experience and there is a sense of tension and conflict between them. Alison
appears caught in a trap, compelled to act out the person that her friends love. However,
having to drink so much in order to access that person presents a conflict with her effort to
reduce her drinking. In trying not to be ‘that person’ Alison is becoming aware of parts of the
self being lost. In the following data extract there is a sense of struggle: on the one hand
Alison says she is trying not to be that person but at the same time there is sense of loss:
I created like such a character for myself and something I am still trying to kind of not be, it’s
really difficult . . . if I try to be like really moderate and try to be myself, like people don’t
understand it, and they don’t want that.
I: What is that ‘my self’?
Alcohol and the self 157
A: I am really quite quiet and contemplative.
I: And how do you feel about these two selves?
A: . . . there’s a part of me that enjoys being entertaining and what not but I would like to be more
in touch with that part rather than only being able to access it through alcohol and currently, kind
of feeling the loss of that character because I can’t get in touch with it because I’m not drinking
that much
There is a sense that Alison is missing the other person ‘it’s just sad for me ‘cause I feel like
I can’t, I can’t reach her’. She says that sometimes she drinks deliberately in attempting to
invoke the other character, and she seems curious to discover and understand her other
personality, ‘I don’t understand who this person is, who is she? what is she? is it me, is it
someone else?’ The interviewer continues by exploring Alison’s perception of that other
person:
I: What do you like in that person?
A: Just completely free expression, not worrying about what anyone thinks, not worrying about
probably perceived limitations I feel I have with my body . . . it’s about kind of feeling totally in my
body and totally expressing myself through my body.
I: How does it feel in your body?
A: I know at the time the glimpses I had into it, it feels amazing to kind of connect immediately
through the music and do something that I feel I know at the time I feel is exactly like the right
thing to do.
In Alison’s account, the ‘other’ personality offers her an opportunity to be free from
constraints, to express freely though her body some aspects of herself which she attributes to
another agency. Using the metaphor of a vessel, Alison creates a narrative describing her
sensations of her body opening up to spirits visiting her body when she is drunk. She
portrays the spirits as pockets of energy attracted to people who can play host to them:
They are probably attracted to you and in some way there’s something that you can give them and
you can play hostess to them . . .
I: What can you give them?
A: Probably just expression . . . like old cabaret dancer probably that died before her time or
something like that, you know you’re kind of giving a performance and, allow them to have that
performance
The significance of giving a performance to a dancer who died before her time is illuminated
when Alison is searching for an explanation/understanding:
Because it has been suppressed for so for so long you know, I think it’s probably growing up,
I mean we were all dancers [Alison and her sisters] . . .., stop stop stop stop all the time you know,
constantly being told to stop.
I: You were brought up in this way?
A: Oh yeah yeah very, very catholic ahm, it’ like my mum was a school teacher . . . as a child we had
to be perfect, be seen to be really in control all the time
It seems that in evoking her ‘other’ person through her drinking, Alison is giving expression
to the self that was suppressed in her childhood. In Alison’s narrative her childhood family
appears split, with ‘half of them are actually alcoholics’ and the other half ‘extremely
abstemious’. Elsewhere in the interview Alison describes herself as an insecure child,
precariously hovering between being scared of mother and desire for mother’s approval, and
the enticing possibilities of gregarious enjoyment, as manifested in the presence of hedonistic
158 P. Shinebourne & J. A. Smith
aunts and an alcoholic grandfather. Searching for an explanation of her drinking, Alison is
making an explicit link to her childhood as she perceives a possible attempt to recapture the
missed experiences. She describes how she learned to split her experiences in parts, hiding
much of what was going on in her life from her parents, ‘I told them the parts I thought, you
know, they would approve of’. It appears that Alison’s adult sense of self is still dominated by
the experience of conflicting parts and separate personalities and this is further explored in
the next section.
Perception of the self
In this section we focus on Alison’s perception of herself as a multitude of conflicting parts
and perspectives. Responding to the interviewer’s question inviting her to reflect on what
kind of person she considers herself to be, Alison suggests she is a ‘mixture of water and fire,
a little bit of all but mainly water and fire’:
A part of me is like kind of water type it is quite kind of spiritual and go with the flow and just
having like fluidity . . . and the fire just being passionate, and you know and desiring a lot of things,
a lot of things for yourself and having that kind of impulsive nature as well, at times I can be quite
like childish and impulsive and that’s kind of fire, ‘cause I can be like, a can be a bit ground, you
know the less I kind of drink the more grounded I actually feel and that’s for me is quite kind of
solid and long lasting
In this extract Alison is using the metaphors of the elements to describe how she perceives
herself. Sensations and feelings associated with water and fire dominate her self-image.
The allusions to water resonate with the metaphors of fluidity discussed above. The passions
associated with fire are expressed through the extrovert showgirl performer, the self
indulgent ‘little show-off child’, and in the attraction to risk, that ‘part of me that kind of
I love the not knowing, and I love the feeling of flowing along’.
In the following extract Alison portrays herself in constant flux, constantly evolving,
changing from day to day, yet realizing that ‘probably sometimes it’s good but probably
sometimes it can be detrimental’ as she feels that:
There needs to be more like a centre to me that needs to be some more consistency, something
that is kind same no matter what out there, you know, I’m working on that, but I feel from one day
to the next I really do change and there’s not yet a real core and there’s not, there’s not anything
about me that’s sort of unchanging and all of that has to do with the fact that I am exploring things
now, evolving now
The self as depicted here mirrors the sense of the constant flux and instability invoked in the
fluid metaphors discussed earlier. The tension between the conflicting parts presents
a dilemma for Alison in her attempts to cope with her alcohol problem. On the one hand, she
admits there is ‘part of me that really loves the kind of chaos and this sort of abyss’,
associated with alcohol life style. Yet she recognizes that ‘it feels a part of me but it does not
really feel the whole me, it does not feel like kind of sober me’. The tension and conflicting
attitudes give rise to feelings of guilt and remorse following being drunk as she acknowledges
there is also that ‘part of me just feels courage to be cleansed’:
I suppose part of this guilt surrounding alcohol and stuff is that to me it’s poisonous, which is in
a way, but it shouldn’t be, you shouldn’t feel that bad about it but I still do, I think part of, part of
my feeling is trying just have a completely a cleansing process you know
Alcohol and the self 159
Using the contrasting metaphors ‘poison’ and ‘cleansing’ in this extract, Alison is revisiting
the dilemma at the heart of her fluctuating positions and ambivalence about alcohol. On the
one hand she recognizes that with her drinking she was ‘on a road to destruction’ and she
seems open to ‘cleanse’ herself. On the other hand, she still appears to be emotionally
engaging with the creative, exciting and playful aspects of drinking.
Discussion
In this section we build on some of the observations already made by examining them
through a theoretical lens. First we consider various perspectives on the experience of
multiplicity of the self. This is followed by examining how the use of metaphors can
contribute to understanding the participant’s experience and its meaning.
Multiple selves
One of the most striking features of the preceding analysis is the way in which Alison
presents herself as a multitude of parts, referring frequently to ‘part of me’, with different
parts holding conflicting perspectives. In her narrative Alison describes her multiple selves as
‘my other personality’ and ‘the showgirl’. She experiences the changes as ‘character switch’
taking place as she is ‘transformed to another character’.
Similar accounts have been described as dissociative experiences (e.g. Spanos 1994;
Lilienfeld et al. 1999; Merckelbach et al. 2002; Kihlstrom 2005; Seligman and Kirmayer
2008). In the psychiatric/clinical psychology paradigm (as specified in the Diagnostic and
Statistical Manual, DSM-IV, American Psychiatric Association, 1994) dissociative
disorders include a wide variety of syndromes whose common core is an alteration in
consciousness that affects identity and memory. Kihlstrom (2005) maintains that the
appearance of dissociative disorders as a separate category in DSM ratified their status as
major forms of psychopathology. However, the issue remains controversial, in particular
considering the dissociative identity disorder (Kihlstrom 2005; Lilienfeld et al. 1999;
Shaffer and Oakley 2005) in which an individual appears to possess and manifest two or
more distinct identities. Advocates of this view contend that ‘following severe abuse or
other traumatic events, individuals dissociate or ‘compartmentalize’ their subjective
experience into alternate personalities (‘alters’) as a means of coping with the emotional
pain of the trauma’ (Lilienfeld et al. 1999, p. 507). However, evidence from studies on
dissociative experiences in people with drug or alcohol problems remains contradictory
(Langeland et al. 2002; Somer 2003; Schäfer et al. 2007).
Seligman and Kirmayer (2008) maintain that the association between dissociative
expriences and trauma is predominantly a Euro-American conception as understood in
the psychiatric perspective. In contrast, dissociative experiences in many socio-cultural
contexts ‘seem to be associated with the expression of alternative selves or identites that
were not created in the context of trauma’ (p. 41). From a social-psychological
perspective, dissociative identity disorders are considered as socially constructed, context
bounded phenomena (Spanos, 1994), consisting of ‘rule-governed and goal-directed
experiences and displays of multiple role enactments that have been created, legitimized,
and maintained by social reinforcement’ (Lilienfeld et al. 1999, p. 507). In this view it is
possible to understand dissociative experiences as metaphors for emotional states
(Merckelbach et al. 2002). For example, Seligman and Kirmayer (2008) note that
160 P. Shinebourne & J. A. Smith
even in the dominant culture, dissociate states are increasingly accessed through drugs
and music. In their view, ‘dissociation allows individuals to suspend their normal self
with its accompanying social constraints and enables them, therefore, to express novel,
even normally forbidden, desires, feelings and behaviours that they experience as – and
that others attribute to – some agency other than the self’ (p. 42).
Alison describes her other personality as a construction, stating, ‘I created such
a character’, which she understands as ‘an aspect of my personality that’s repressed’.
From this perspective it is possible to consider the ‘showgirl’ character as a tool for accessing
and expressing emotions that may have been previously unexpressed, unexplored, or even
unrecognized, in a way analogous to the use of metaphors (see discussion on the use of
metaphors later in the article).
The notion as self as multiple was discussed by William James (1902), who
distinguished between I and Me (Hermans 1996). The continuity of the I manifests
itself in a ‘sense of personal identity’ and a ‘sense of a sameness’ and a feeling of
having an existence separate from others. The Me, the self-as-known, is the empirical
self that incorporates all that a person can call one’s own, including one’s body,
clothes, house, relationships, etc. James also considers the notion of a divided self,
a sense of ‘two parallel and discordant thoughts that emerge as selves’ (Gray 2005,
p. 124), which James described as experienced when comparing the current sense of
self to a desired one. James’ notion of the divided self resonates with Higgins’ (1987)
self-discrepancy theory. In Higgins’ conceptualization the different domains of self-
related beliefs may be conflicting or incompatible. The self is conceptualized as multiple
and multifaceted in Markus and Nurius (1986) notion of possible selves, the self one
would like to be or is afraid of becoming, and in Markus and Wurf (1987) theory of
the dynamic self-concept. As Hermans’ (1996) contends ‘these selves, providing images
of desired or undesired end states, motivate individual behaviour. These selves also
provide an interpretative and evaluative context for the current self. In this approach,
the self-concept is considered a system of affective-cognitive structures (also called
schemas or theories) about the self that lends coherence to the individual’s self-relevant
experiences’ (p. 33).
Another aspect of a multiple self-manifested in Alison’s account is a constantly
changing ‘dynamic’ self, constantly evolving, in constant flux. Her account of the self in
movement resonates with the existential perspective in philosophy, as described by
Kierkegaard (1980): ‘Every moment that a self exists, it is in a process of becoming, for
the self . . . does not actually exist, but is simply that which ought to come into existence’ (p. 30). Kierkegaard portrayed the self as a continually evolving process, yet he
recognized that there is a need for finding some resolution: ‘in so far, then as the self
does not become itself, it is not itself; but not to be itself is precisely despair’ (ibid.).
Similarly, in Alison’s account there is a sense of the self in constant flux as she is
‘flowing along with things’. At the same time she recognizes that ‘it can be detrimental’
because ‘there needs to be more like a centre to me that needs to be some more
consistency’. For Kierkegaard the way out of despair was in faith. It seems that Alison
too is attracted to a spiritual dimension, ‘wanting to have that kind of life, you know,
clean pure simple’.
In William James account of conflicting selves there is recognition of a necessary
choice: ‘I am often confronted by the necessity of standing by one of my empirical selves
and relinquishing the rest. Not that I would not, if I could be both handsome and fat
and well dressed and a great athlete . . . But to make any one of them actual, the rest must more or less be suppressed. So the seeker of his truest, strongest, deepest self must
Alcohol and the self 161
review the list carefully, and pick out the one on which to stake his salvation’ (James
1890, p. 310). Yet the act of choosing among several possible selves is also an experience
of loss: ‘In the very act of murdering the vanquished possibility the chooser realizes how
much in that instant he is making himself lose’ (p. 1141). At the time of the interview
Alison is ‘feeling the loss of that character’. She ‘I can’t get in touch with it because I’m
not drinking that much’.
According to James, sustaining a unified sense of self requires intense experiences,
such as spiritual revelation, whether religious or non-religious (Gray 2005). James’
writings have had significant influence on the conception of Alcoholics Anonymous
(Finlay 2000; Gray 2005) and its emphasis on spiritual transformation. The changes that
members of AA and other 12-step fellowships undergo have been described as
a transformation of identity (e.g. Cain 1991; Swora 2004), a terminology that impacted
on the literature on addiction and recovery. The path to and away from addiction has
often been described as a transformation or change in identity and developing a new
sense of self. (e.g. Biernacki 1986; Kellogg 1993; Larkin and Griffiths 2002; McIntosh
and McKeganey 2000, 2001).
McIntosh and McKeganey (2001) describe the need to repair a ‘spoiled identity’ and
a desire for a new identity and a different life-style, as central to their participants’ accounts.
They suggest that ‘the key to the recovery process lies in the individual coming to an
understanding that his or her damaged sense of self has to be restored together with
a reawakening of the individual’s old identity and/or the establishment of a new one’
(McIntosh and McKeganey 2000, p. 1503). Koski-Jännes (2002) contends that recovery
from addiction ‘involves profound changes in a person’s self concept, values and
orientations in life’ (p. 184). In Biernacki’s (1986) account, deciding to stop using drugs
takes place when the addict identity conflicts with other identities important for the person in
ways which are unacceptable to him/her.
This resonates with the findings of the studies by Weisz (1996) and Downey et al.
(2000) which suggest that perception of dissonance, discrepancies and conflicts
between substance use, valued identities and self-standards can constitute an effective
motivator for changing addictive behaviours. Miller and Rollnick (2002) contend that
most people who seek help already perceive significant discrepancy between
motivations. Yet they are ambivalent, caught in an approach-avoidance conflict.
Following Festinger’s (1957) theory of cognitive dissonance, they believe that change is
motivated by a perceived discrepancy between current behaviour and important
personal goals and values.
The discrepancies between expressed intentions and actual behaviour are manifested in
Orford’s (2001) account of the deep ambivalence and conflict which go hand in hand with
the development of addiction. In Orford’s conceptualization, engaging in a common activity,
such as drinking, smoking, gambling, drug taking, eating, may become excessive in the
person’s own view or by the definition of others. People who develop an ‘excessive appetite’
may try to keep away from sources of temptation, however, if they put themselves or find
themselves in tempting situations, ‘then inclination becomes relatively stronger and stronger
and resolve becomes more and more difficult to maintain’ (p. 263). At this stage a balance
between incentives and disincentives may develop into a state of ‘avoidance-approach’
ambivalence and conflict, whereby anticipation of pleasurable indulgence may be mixed
with uncomfortable anxiety.
In Alison’s case, dissonance and conflict about alcohol is experienced at the time of the
interview: ‘Right now I am still in major stages of doubt about stuff’. Her experience
resonates with the attitudinal ambivalence about alcohol identified in the studies by De
162 P. Shinebourne & J. A. Smith
Visser and Smith (2007) and Orford et al. (2002) which consider the paradoxical effects of
alcohol which can produce positive or negative effects at different stages, even in a single
drinking event. As De Visser and Smith (2007) point out, many of the motives identified in
their study of young men’s ambivalence towards alcohol could be considered either as an
incentive or a disincentive.
In Alison’s attempts to control her alcohol use there is a sense of continuing struggle: On
the one hand she is motivated to seek help towards recovery as she is ‘scared of the blackouts
and all the rest of it’, but at the same time she describes the experience of alcohol as creative,
energizing and exciting. On the one hand she states ‘part of my feeling is trying just have
a completely a cleansing process’ but at the same time there is ‘a part of me that really loves
the kind of chaos and this sort of abyss’.
How does the use of metaphors illuminate aspects of experience and feelings?
The duality inherent in metaphors as tools for expressing one domain of experience in terms
drawn from another domain, seems particularly apt for describing Alison’s experiences of
the self as multiple. Indeed, one of the striking features emerging from the interviews with
Alison is her frequent turning to metaphoric expressions and evoking her other personality.
As suggested above, it is possible to understand dissociative experiences as metaphors for
emotional states. How may a focus on metaphor contribute to understanding the
participant’s experience and its meaning?
While classical theory of metaphor regards metaphors as ‘inessential frills’ (Ortony 1993,
p. 2), a linguistic substitution in which one word can stand for another in an unequivocal
way. In contrast, Lakoff (1993, p. 203) contends that ‘the locus of metaphor is not in
language at all, but in the way we conceptualize one mental domain in terms of another’.
Lakoff and Johnson (1980) believe that ‘metaphor is one of our most important tools for
trying to comprehend partially what cannot be comprehended totally: our feelings, aesthetic
experiences, moral practices and spiritual awareness’ (p. 193). In their view, ‘metaphorical
imagination is a crucial skill in creating rapport and in communicating the nature of
unshared experience’ (p. 232).
Similarly, Radley and Chamberlain (2001) and Kirmayer (1992) highlight the function of
metaphor in expressing and communicating experience in the context of health psychology
and medicine. In this view, suffering and the experience of illness may be presented
metaphorically rather than literally, precisely because it is not fully specifiable and cannot be
communicated through description alone. Metaphoric expressions are particularly
significant in this context as Lakoff and Johnson (1980) contend that metaphors are
grounded in bodily experience and constructed in the context of social situations or
scenarios (Lakoff 1987).
Kirmayer (1992, p. 335) suggests that ‘metaphors are tools for working with experience. A
metaphor expresses something that the body knows how to do, a way of working with or
transforming a concept’. As a tool of communication ‘metaphors provide ways of acting on
our representations, or of making presentations to others, that transform the conventional
representation, unpack new meanings, open up the situation’ (ibid.). Alison’s use of
metaphors can be considered as analogous to the ‘showgirl’ character she created as a means
to acting out and expressing suppressed aspects of her experience. Similarly metaphors can
provide a safe bridge for articulating novel expressions of feelings and experiences.
Using metaphoric expressions opens up possibilities for richly textured communication.
Metaphors convey ‘visual and tactual imagery [that] adds a more vivid level of
Alcohol and the self 163
understanding. Also due to the different layers of sensory and informational meanings,
metaphors are more likely to evoke an experiential response in the listener than the relaying
of an adjective alone. Furthermore, metaphors can more accurately capture the quality of an
emotion than an adjective or an emotional label’ (Levitt et al. 2000, p. 23).
Understanding of the potential of metaphors to illuminate experience is supported by
empirical studies exploring metaphoric expressions in psychotherapy. Both conventional and
novel metaphors were found to have profound experiential impact and experiential meaning
for clients and therapists alike (e.g. Angus and Rennie 1988, Levitt et al. 2000). Levitt et al.
(2000) have found that metaphors were most frequently used when the clients were assessing
or analysing their experience. In their view ‘these high proportions may point to the basic
structure of therapy as a meaning-making task and to the use of the metaphor as congruent
with this purpose’ (ibid). Lyddon et al. (2001) contend that ‘metaphors may be useful tools for
helping clients access, as well as symbolize, emotions that may have been previously
unexpressed, unexplored, or even unrecognized’ (pp. 270–271). They believe that using
metaphors may enable clients to indirectly express feelings that might be too painful to address
directly. In this way, metaphors may function as a ‘safe bridge’ to work with the ambivalence
between the part of the client that wants to change and the part that does not.
Cirillo and Crider (1995) identified four kinds of metaphorical communication in therapy:
Making an implied comparison to capture a complex emotional theme; expressing multiple
meanings simultaneously to bridge disparate themes, as a metaphor tends to have several
connotations; providing a new perspective on an experience through a metaphoric
expression and using a novel metaphor to create or reveal something new or facilitate self
discovery. Following their constructivist perspective they take a ‘fluid view of metaphors’
(p. 518) whereby meaning is constructed in the process of dialogical interaction between
speakers and contexts.
While the foregoing discussion refers to explorations of metaphoric expressions in
psychotherapy and to interactions between client and therapist, they indicate similar
possibilities for focusing on metaphors in qualitative research interviews. Alison’s use of
metaphors reveals emotional and imaginative nuances in her perception of and reflection on
her experiences, perhaps not accessible directly, perhaps providing a ‘safe bridge’ to work
with the ambivalence inherent in her predicament.
Conclusion
The results of the present study capture the dynamic and finely nuanced texture of Alison’s
sense of self through her engagement with alcohol, in ways not possible with quantitative
investigations. The qualitative approach of IPA can be seen as complementing and
illuminating quantitative studies, through building up a detailed picture of the subjective-felt
experience, particularly called for in an investigation of an individual’s sense of self,
embedded in the context of an individual’s sense of being in the world. As discussed above,
not many previous studies in this field give voice to subjective accounts and personal
experiences. By focusing on a single case, we have been able to provide a detailed nuanced
account of the participant’s experience of alcohol. The reader is then able to engage in the
process of considering this case in relation to their professional and personal experience as
well as the relevant literature we have discussed here. In addition, as Smith (2004) contends,
that ‘the very detail of the individual also brings us closer to significant aspects of a shared
164 P. Shinebourne & J. A. Smith
humanity’ (p. 43). We suggest that qualitative approaches such as IPA can make a valuable
contribution to furthering our understanding of experience and its meaning.
Declaration of interest: The authors report no conflicts of interest. The authors alone
are responsible for the content and writing of the article.
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Appendix – Table of themes (Including an illustrative extract for each theme and
line number/s)
Superordinate theme 1 – self in relation to alcohol
The experience of the self as drunk
Metaphoric expressions of the experience of being drunk
Big wave 449
Escalating drinking
It would just spiral and spiral 25
The harmful experience of being drunk
Having blackouts, memory loss 15
The high and the low of the drinking experience
Creative and energetic and interesting 498
Washed up and deplete 502
Ambivalence and dilemmas
If only I could get to that without so much alcohol 488
I created such a character for myself
The self changing through drinking
Having to drink so much in order to get to this person 44–5
The process of becoming the other self
My body was taking over a character 40
Feeling the other self
Feeling totally in my body 1052
The porous body
When you are drunk you are open to spirits visiting your body 475
The self as a process of becoming
From one day to the next I really do change 1110
Perception of the self
Metaphors expressing perception of self
Mixture of water and fire 809
Positive appraisals of self
Quiet and contemplative 66
Negative appraisals of self
I can’t really assert myself 1015
Moral judgements of self
Guilt and anxiety you have done something wrong 504–5
Alcohol and the self 167