SEC Reporting - The Basics

(1) What are the four interconnected goals that the SEC has tried to achieve? Provide your assessment on whether the SEC has been successful in achieving its goals.

(2) How does the SEC affect the development of generally accepted accounting principles in the United States?  Do you believe the SEC has proper oversight? Explain.

WALMART

 1) Identify the filing date of your company’s last 10-K filing.

2)     Identify the filing dates of your company’s last three (3) 10-Q filings.

3)     Identify the filing dates of your company’s last three (3) 8-k filings.

4)     Identify the filing date of your company’s last S-1 or S-3 filing.

5)     Identify the filing date of your compay's last DEF14-A filing