Organizational Research and Theory
Enablers That Positively Impact Implementation of
Organizational Change
Abstract — This study analyzes the enablers identified by
Organization Development (OD) practitioners from
interpretivist’s view as being necessary for positive change to
happen in organization. Through semi-structured interviews with
six OD practitioners from three organizations that elicit their
experiences of change initiatives, nine enablers were found that
span across the three dimensions of content, context and process
suggested in Armenakis and Bedeian’s [1] Integrated Theoretical
Framework for change. The research data also indicates that the
interdependence of these three change dimensions increases the
level of change recipients’ commitment towards successful
implementation of change, and suggests that the intangible
dimensions of context, as compared to the tangible dimensions of
content and process, is found to require more attention from OD
practitioners in order for change to be successfully implemented.
Keywords — change enabler, organization change, content-
context-process framework
I. INTRODUCTION
Organization development (OD) is a broad field of study
that addresses the issue of planned organizational change and
how the change affects organizations and individuals within
those organizations [2, 3]. The fast-pace market changes,
advances in network technology, and rapid growth in diverse
workforce, all point to the fact that successfully implementing
planned organizational change is a topic that organizations
must seriously explore [4]. Although the literature has provided
numerous theories, frameworks and models, a failure
percentage of planned change initiatives has been reported
ranging from 50%~70% [5, 6].
Burnes and Cook [7] conclude that both rigor and relevance
are critical to the future of OD research, and call for efforts
from both academics and practitioners to eliminate the gap
between theory and practice: practice is likely to be flawed and
sub-optimal without a strong theoretical and methodological
rigor, but theory has little impact without practical relevance.
In light of this, the goal of this research was to thus create
incorporation of theory and practice: learning from OD
practitioners’ view, are about the enablers that positively
impacted the organizational change in an integrated theoretical
framework, Armenakis and Bedeian’s [1] theoretical
framework.
II. LITERATURE REVIEW
Armenakis and Bedeian classify and integrate existing
research, theories and models into three factor dimensions and
one outcome dimension. The three factor dimensions have
been subsequently referred to as Armenakis and Bedeian’s
theoretical framework shaping employees’ reactions to change
efforts [8]. The three factor dimensions are content, context and
process. The content of change refers to the “what” of change,
that is, concerning the type or substance of the change [8,
p.609]. The context of change “focuses on forces or conditions
existing in an organization’s external environments” [1, p.293].
The process of change refers to the phases in implementing
change and the stages in understanding change [1, 9].
Armenakis and Bedeian’s conceptualization of a change
framework provides a new research direction for organizational
change. More importantly, it provides a platform for further
research to study factors, variables and enablers on
organizational changes. Self, Armenakis and Schaninger [10]
conducted research through questionnaires to examine how one
content variable, two context variables, and one process
variable impact organizational change in a Fortune 500
telecommunications company. By testing the hypothesized
dependent variables and independent variables, Self,
Armenakis and Schaninger conclude that organizational change
is strongly related to or influenced by impact of the change on
employees (content), organizational communication media
(process) and employees’ perceived organizational support
(context), but not leader-member exchange (context).
Walker, Armenakis and Bernerth [11] introduce a new term
“individual difference” to the three macro-dimension factors in
Armenakis and Bedeian’s theoretical framework. The term
“individual difference” refers to the variety of individuals in
each organization, particularly different individual resilience
and tolerance for ambiguity. Data was collected from 117
participants through questionnaires. By testing the hypotheses
in the proposed model, they conclude a model of “tolerance for
ambiguity” (individual difference) to “cynicism” (context) to
“change beliefs” (process) to commitment in an organizational.
Devos and Buelens’ [8] experimental simulation studies
show five factors in the three dimensions, i.e. threatening
character of organizational change (content); trust in executive
management, trust in the supervisor, and history of change
(context); and participation in the change effort (process).
Lily Cheng
DOI: 10.5176/2010-4804_4.1.348
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©The Author(s) 2015. This article is published with open access by the GSTF
5
Based on the hypothesis testing in two phases, they conclude
that these content, context and process factors have significant
effects on the employees’ openness to change, and introduced
locus of control to the framework.
In summary, Armenakis and Bedeian’s integrated
theoretical framework provides OD academics a platform to
study the factors and enablers on organizational change, and
provides practitioners a common ground to understand
organizational change. However, the existing research on
factors or enablers in the framework, namely Devos & Buelens
[8], Armenakis and Bernerth [11], and Self et al. [10],
leverages on methods of hypothesis testing, which are from
positivist’s and quantitative perspectives. Due to the
quantitative nature, their research may be strong in rigor but
weak in relevance. As Johnson and Onwuegbuzie [12] have
pointed out, quantitative research has some weakness: (i)
categories and theories may not reflect local constituencies’
understandings, (ii) confirmation bias exists because of the
focus on hypothesis testing, and (iii) knowledge produced may
be too abstract for application.
Thus this research aims to study the enablers that positively
impact the implementation of organizational change from the
OD practitioners.
III. METHODOLOGY
This research adopts a qualitative method from an
interpretivist’s perspective. An inductive and
phenomenological study, set out to formulate propositions [13]
out of conscious, first-person perspectives an, in rich detail,
phenomena as they are situated and ed experience [14]. The
qualitative method is able to describe in rich detail, the
phenomena as they are situated in local contexts, study
dynamic processes, and provide emic viewpoint [12, 15].
The three organizations that have participated in the
research are multi-national corporations in pharmaceutical,
chemical and electronics industries. One dyadic pair of a
change agent and a change recipient from each of these
organizations has participated in the research (6 participants in
total). The participants had implemented organizational change
(change agents) or had been affected by organizational change
(change recipients) prior to the time of research. They provide
this research a holistic view on the enablers that positively
impacted organizational change.
The ethics committee has been granted ethical approval
from the researcher’s university, which supervises the research.
Each participant was invited to, and participated in a two-hour
one-to-one in-depth semi-structured interview with the
researcher. One-to-one in-depth interview is a type of interview
that serves as an effective tool to provide an environment for
participants to speak openly and frankly [16]. It encourages
personal thoughts, provides alternative answers to questions,
offers the researcher the opportunity to capture non-verbal
responses [17], and is one of the common data collecting
methods of qualitative studies [15]. A semi-structured
interview, which is different from structured interview, is a
participatory interview method [18] common in qualitative
research [19], and “combines the flexibility of the unstructured,
open-ended interview with the directionality and agenda of the
survey instrument to produce focus” [20, p.149]. The
participants were assured of the anonymity of the information
and experiences they have shared.
The interview was centered on the following key questions:
1. What is your general experience in organizational
change interventions?
2. What were your experiences in working with the
different types of change, small, middle and large scale?
3. How do you define successful implementation in
organizational change?
4. What conditions need to exist to facilitate a successful
implementation of organizational change?
5. What are contributions of each enabling aspect that
influences success of organizational change? Which of these
enabling aspects is the most important to enhance the success
of organizational change?
6. To what extent can the change agents have control
over these identified enablers?
IV. FINDINGS
The participants’ verbatim was recorded and transcribed.
Open coding technique, a commonly used qualitative data
analysis technique to unfold the perceptions, properties and
dimensions of concepts, was performed [21]. The coding
process met the purpose of qualitative data analysis which is to
discover the participants’ experiences and understanding, and
extract themes and repeated patterns for the researcher [22]. As
a result, nine enablers that positively impact organizational
change were identified across content, context and process
dimensions.
In the content dimension, three enablers were identified,
namely, perceived gap, desired state, and consistency of
change message. Perceived gap refers to the realization and
acknowledgement of “either an existing weakness or existing
deficiency”. By acknowledging the organization is poorly
aligned with the environment or identifying the possibilities of
improvement and transformation could create the perception of
existing gap and dissatisfaction with the present state, and the
sense of urgency for a change, “even if the change is painful”.
Desired state refers to the identification and articulation of an
ideal future state or vision to be achieved. Articulating and
picturing an ennobling future could bring change recipients’
passion to envision the exiting future possibility. To do so, the
desired state has to be “compelling”, “exciting” and “possible”.
Another enabler in content dimension is the consistency of
change message. This refers to creating a consistency in
implementing change, “establishing certain things that won’t
change in moments of confusion”, and maintain the change
momentum.
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6
In the context dimension, three enablers were identified,
namely, trust and credibility, addressing emotional responses,
and transformational change agent. Trust and credibility refer
to the change recipients’ trust in the organization and in the
change agents. The analysis on the dyadic pairs shows that
trust is a two-way relationship in an organizational change: on
one hand, the change recipients need to trust the change agent’s
and the organization’s credibility; on the other hand, the
change agent and the organization have to trust, value and
respect the change recipients. Addressing emotional responses
refers to acknowledging, appreciating, respecting and
managing change recipients’ negative emotions and individual
feelings, such as “fear”, “frustration” and “pressure”. As the
participants shared, organizational change process creates an
“emotion roller-coaster ride”. Transformational change agent
refers to a change agent that shows intellectual stimulation,
inspirational motivation, individualized consideration and
idealized influence. Such change agent “shows interest to know
you”, “addresses each and everyone’s unique concerns”, plays
the role of “evangelist”, and “gives a vision with challenge”.
One interesting finding is that if a change recipient fully agrees
with the change, he/she will be transformed and play certain
roles of a change agent such as advocating the change initiative
among peers.
In the process dimension, three enablers were identified,
namely, involving and engaging, communicating, and
monitoring of change initiative. Involving and engaging refer
to the practice of encouraging broad-based and genuine
participation and engagement in the change process. Such
practice creates “empowerment” and sense of ownership
among the change recipients. Communicating refers to the
practice of open, two-way and effective communication
channel. Communicating not only creates “transparency”, but
also provides a “feedback channel”. Monitoring of change
initiative refers to monitoring “measurable targets”, “time
frame”, “milestone and updates”.
Other than the identified nine enablers, there are other
findings in this research:
A. Finding #1
Participants’ verbatim suggests there are possible
interdependences between the nine identified change enablers.
For example, one of the participants expressed,
I think having that transparency, that honesty as the
result of providing all the information to the recipient
like myself, built up trust and helped to ease the anxiety,
my anxiety basically of knowing that will happen to the
site and what will happen to me.
Such verbatim suggests that communication increases trust
and reduces the negative emotional responses, and suggests a
possible enhancement from enabler communicating to trust and
credibility, and from enabler communicating to addressing
emotional responses. Table 1 summarizes the all suggested
interdependency between enablers by each participant. If
enhancement from one enabler to another has been identified in
the verbatim of a participant, the acronym of the participant
will be recorded in the respective cell (CA: Change Agent; CR:
Change Recipient).
B. Finding #2
All of the participants strongly believe the transformational
change agent plays the central role in the change process. As
shown in Table 1, this finding resonates with finding #1 that
other enablers are depending on transformational change agent.
However, change agents control over enablers also requires the
support and cooperation from change sponsor and change
recipients
C. Finding #3
The participants shared that organizational change
generates a variety of emotions and feelings, including anxiety,
apprehension, fear, sadness, uncertainty and perception of
betrayal. However, those individual emotions and feelings are
“very often overlooked”.
TABLE I. IDENTIFIED INTERDEPENDENCE BETWEEN ORGANIZATIONAL CHANGE ENABLERS
V. DISCUSSION AND CONCLUSION
The findings, based on participants sharing of their
understanding and experiences, provide some new insights to
the literature.
As the findings suggest, identification of a perceived gap
provides a sound reason for change. A number of researchers
have noted the importance of identifying the Perceived Gap.
Self and Schraeder [23] comment that “the first challenge
organizations face is recognizing the need for change” (p.167).
In addition, Whelan-Berry and Somerville [24] argue that it
was the leaders’ responsibility to convince others that the
current approach would not achieve the desired objective for
the organization, and this argument echoes the research
participants’ remark that “the acknowledgement of that both by
the person implementing the change and the people who are
going to be affected by the changes is important”. The
identification of a Perceived Gap is consistent with Lewin’s
step of Unfreezing and Kotter’s “Establishing a sense of
urgency” and “Creating a powerful guiding coalition”. By
asking the questions “why do we need to change” and “what do
we need to change”, practitioners involved in the change
acknowledge the necessity for change in their answers.
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The research participants consider the articulation of an
ideal and ennobling future state as a crucial enabler in the
successful implementation of change initiatives. Articulating
the desired state and picturing an ennobling future for the
change recipients could bring out their passion and help them
to envision exciting future possibilities. This desired state could
also bring out the purpose and benefits of the change, which
would largely ensure the success of change implementation.
Lacking a compelling vision or not being able to articulate and
demonstrate that vision to change recipients often results in the
disastrous failure of change initiatives. Existing research
largely support the significance of having a desired state, or a
compelling vision [24, 25]. Winston Churchill [26] cited that
“there is nothing wrong with change if it is the right direction”.
A vision provides a direction, and as long as it is clear, concise
yet comprehensive, compelling and regularly communicated,
everyone can find his/her own role in the vision community
[27]. Kouzes and Posner [28] define vision as “an ideal and
unique image of the future for the common good (p.153)” and
suggest that the source of this vision as well as its articulation
and translation is oftentimes a matter of intuition. However, as
suggested by researchers such as Whelan-Berry and Somerville
[24], merely having a compelling vision and a desired state
alone is not enough; both change agents and change recipients
are required to accept, or in other words, “buy-in” the vision,
and believe that the desired state would benefit both the
organization and the individual.
The consistency of the change message is another key
enabler in the Content dimension identified in my research.
The participants believed that the consistency in message
would help implement a change by reducing ambiguity and
confusion and establishing certain things that won’t change.
Researches in strategic organization management have already
to some extent endorsed the notion of consistency [29].
Scholars in organizational change have observed the role which
consistency plays [30] and recognized the idea of balancing the
paradox of continuity and change [31].
The research data indicates that building trust and
credibility is a crucial antecedent in implementing a successful
change. The participants’ sharing that credibility is built on
past experiences, supporting Kouzes and Posner’s [32]
assertion that credibility is earned over time and does not come
naturally with titles or hierarchical positions. In the context of
organizational change, an organization’s credibility is based on
its degree of success in its past changes, as well as how fairly it
reallocates organizational resources during past and ongoing
changes [33]. Other than reliable professional knowledge and
expertise, and interpersonal skills and dynamism, a change
agent’s credibility is perceived based on his/her role modeling
behaviors, honesty in communication, reputation, consistency,
or, in another word, on his/her trustworthiness. In line with
Harisalo, Huttunen and McInerney’s [34] argument that trust is
a result of human interaction, this research finding also
suggests that trust, like respect, is a mutual relationship built
among the change agents, change recipients, and the
organization, i.e. a change recipient’s level of trust in a change
agent, will depend on the change agent’s level of trust in the
change recipient, and vice versa. Zand's [35] argument
provides yet another perspective in understanding the two-way
nature of trust: he elaborates that trust to another person
contains a willingness to increase one’s vulnerability to the
other person whose behavior is beyond your control; your
benefits and interest are threatened by other person’s potential
abusive use of such vulnerability. If a person trusts another,
he/she would be willing to share opinions, ideas and resources
of his/her own, and listen to and follow the other’s advice, even
though this may increase her risks and vulnerabilities during
organizational changes when uncertainties are largely involved.
When the individual displays trust in the other person when
stakes are high, most likely in reciprocity, the other person
would appreciate these actions demonstrating trust and would
trust this person in return. Conversely, mistrust alienates people
from one other by reducing their willingness to cooperate and
collaborate [34].
Organizational change often triggers intense emotions [36],
which in some cases can lead to resistance [37]. For example,
loss or anticipated loss of control, routines, traditions, status,
and relationships can lead to fear, frustration, anxiety,
resentment, grief and depression [38]. Some have compared
these emotions to the grieving process associated with major
traumatic events such as death and dying [39]. Eriksson [40]
argues that in environments of rapid and continuous change,
these emotions can be exacerbated by an emotional residue of
fatigue and lethargy left over from past change initiatives. The
observation from this research supports the literature that
addressing emotional responses is an enabler to positive
implementation of organizational change. Observation
emerging from my research is that the research participants
seemed to dwell much more on negative emotional responses
than positive emotional responses. For instance, the change
recipients repeatedly displayed and recalled frustrations when
mentioning difficulties encountered in implementing a change
or in experiences of failed change, while the change agents put
much emphasis on the challenging task of addressing negative
emotional responses. This observation corroborates Cameron’s
[41] argument that negative emotions appear to hold stronger
and longer effects than does the positive, and the accumulation
of these negative emotional responses might lead to a
dangerous state of emotional trauma when certain thresholds
are broken, which might easily destroy the accumulated effects
of many positive past events. Given that these findings concur
with the cited literature, OD practitioners are advised to be very
careful not to evoke any negative emotions while doing the
necessary to bring about positive emotions during a change
initiative.
The research participants unanimously agreed upon the
paramount importance of a strong and capable change agent
being present to enhance and enable organizational change.
Their description of capable change agent ties in with the four
elements of transformational leadership [42, 43]: Intellectual
Stimulation, Inspirational Motivation, Individualized
Consideration and Idealized Influence. A transformational
change agent does not only constantly adapt himself/herself,
but also exerts great influence on the people around him/her,
serving as a catalyst and contributing positive energy to the
organizational change. Sims [44] defined a change agent as
internal employee or external expert who is appointed to
oversee the change process. However, this research finding
sketches a quite different portrayal on the figures of change
agents, showcasing whether a member is change agent is far
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8
more dynamic than being appointed to oversee the change
process. The researcher would argue that when a change
recipient is highly motivated and committed to change, he/she
could start to take on the role of persuading and influencing
others to adapt, becoming transformed to a change agent to
some extent. In light of this, the research would introduce a
more generalized and dynamic concept for change agent, as
being someone with clear understanding about and great
commitment toward, and thus advocating the incoming or
ongoing organizational change.
The participants of this research also highlighted
importance of involving and engaging change recipients from
the start to the end throughout the journey. Somerville [24] also
agree that, being involved in the planning or piloting of change
implementation, both change agents’ and change recipients’
understanding of the change initiatives would be deepened, and
they would thus be increasingly committed to the
organizational change. However, one of the participants
pointed out that blindly involving a large scale of change
recipients prematurely when the change is still unclear could
cause panic and misunderstanding.
O’Neill and Jabri [45] argued that organizations are formed
in talk and maintained in talk, and the existence of an
organization is based on networks of relationship which are
“expressed in language”. Numerous scholars [24, 33, 45-51] as
well have acknowledged the pivotal role communication plays
in organizational change. The research participants of this
study unanimously and repeatedly emphasized the utmost
importance of communicating as the key enabler to
successfully implement a change, especially the clarity of
communication, and the assurance of two-way communication.
FIGURE 1. CROSS-DIMENSIONAL ORGANIZAITONAL CHANGE FRAMEWORK
The interdependency among the enablers within the
content, context or process dimension, and across the
dimensions, as shown in Table 1, also provides new insights on
Armenakis and Bedeian’s framework. Such finding resonates
with existing knowledge on the correlations across content,
context and process variables [8, 11]. Other literature also
suggests the correlations and interdependency within
dimensions. For example, the level of emotional stress
experienced by employees would affect their trust in
management [52], and emotions such as cynicism are also
found to be negatively correlated with trust in management
[53].
Based on the cross-dimension interdependency, the
researcher introduces the concept of cross-dimensions in
Armenakis and Bedeian’s framework, as shown in Figure 1.
The presence of the enablers in each dimension creates
enabling cross-dimensions and a holistically enabled
organizational change. With the framework, OD practitioners
can assess the missing enablers or dimensions in the on-going
or upcoming change intervention. OD academics can also
examine enablers for organizational change in a more
systematic rather than linear manner.
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AUTHOR’S PROFIL
Dr. Lily Cheng, An OD practitioner since 1995, is founder and CEO of PACE O.D. Consulting. She received her Ph.D. in Education from Monash University, her Master of Arts in Education & Human Development from George Washington University, and her Bachelor of Arts in Business, University of Tasmania.NHer research interests are in organization development and change, human resource management, strategy and leadership development. She is also a Certified Master for The Leadership Challenge®, a Certified Master Coach with the Behavioral Coaching Institute (BCI), Certified Management Consultant, and a Member of the International Coaching Council (ICC).
GSTF Journal on Business Review (GBR) Vol.4 No.1, July 2015
©The Author(s) 2015. This article is published with open access by the GSTF
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