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The Dialogic Mindset: Leading Emergent Change in a Complex World

Gervase R. Bushe, PhD Simon Fraser University

Robert J. Marshak, PhD American University

The Professor of Leadership and Organization Development in the Beedie School of Business, Simon Fraser University, Vancouver, Canada,

Gervase Bushe’s career spans three decades of transforming organizational structures, culture and processes away from command and control toward collaboration. Using “field-experiment” research methods that partner with organizations to increase their effectiveness through inquiry, he is the award winning author, (twice recipient of the Douglas McGregor Memorial Award), of over 80 papers and three books on organizational change, leadership, teams and teamwork. Clear Leadership: Sustaining Real Collaboration and Partnership at Work (2009) has been translated into 6 languages and his Clear Leadership course is taught by over 100 certified instructors worldwide. He has consulted to blue chip corporations and start-ups, public sector and business corporations, in a variety of sectors. His newest co-edited book (with Robert Marshak) is Dialogic Organization Development: The Theory and Practice of Transformational Change (Berrett-Koehler, 2015).

Robert J. Marshak is Distinguished Adjunct Professor of Organization Development in the School of Public Affairs at American University,

Washington, DC. He has led a global consulting practice specializing in organizational change for more than thirty years and has trained thousands of participants in Organization Development certificate and graduate degree programs around the world. Bob is the author of Covert Processes at Work: Managing the Five Hidden Dimensions of Organizational Change (2006); Organizational Change: Views from the Edge (2009); and co-editor with Gervase Bushe of Dialogic Organization Development: The Theory and Practice of Transformational Change (2015), as well as more than eighty-five articles and

Abstract

The “visionary leader” narrative and performance

mindset that predominate in theories and practices

of “Change Leadership” are no longer effective

in an environment of multi-dimensional diversity

marked by volatility, uncertainty, complexity, and

ambiguity. Developments over the past thirty

years in organization development theory and

practice, which have led to what we call Dialogic

Organization Development, implicitly suggest

a different leadership narrative and mindset are

needed. Consistent with transformational OD

practice, seven core assumptions of a Dialogic

Mindset for leaders are described. Relying on one

person to “show the way” has become a barrier

to leaders enacting the kind of emergent change

processes needed in rapidly changing, complex

organizations. The contours of a new leadership

narrative are identified followed by a discussion of

the implications for leadership development.

Keywords: Leadership, leadership development,

organization change, dialogic mindset, VUCA

_______________

Bushe and Marshak

38 Organization Development Journal l Spring 2016

In this article, we describe the dominant

leadership narrative, which focuses on establishing

visions and plans, assumes organizations are

mostly stable entities, and presumes that data and

analysis can solve problems. We argue that this

dominant leadership narrative is no longer viable

in a complex, interdependent, and multi-cultural

world. A new narrative of leadership is forming that

is more capable of guiding the emergent, generative

organization and change processes required of

interdependent systems in a multi-dimensional,

diverse world marked by volatility, uncertainty,

complexity, and ambiguity (VUCA). This narrative

also includes new organization development

practices that do not fit the dominant paradigm.

Our ongoing study of these newer change practices

(Bushe & Marshak, 2009, 2014, 2015) leads us

to argue that successful leadership will require

very different assumptions about organizing and

leading from the prevailing “Performance Mindset”

that emphasizes instrumental and measurable

goal setting and achievement. We identify seven

assumptions of a “Dialogic Mindset” we think

underlie successful leadership practice in a VUCA

world. The continuing emphasis on being a heroic,

strategic thinker who can envision viable futures

and the path to those futures does little to prepare

today’s leaders for the complex, ever-changing

challenges they face. Instead, leaders need to utlize

book chapters on organizational consulting and change. He received the Organization Development Network’s Lifetime Achievement Award in recognition of his outstanding contributions as a consultant, educator, and author and is widely recognized for his leading edge thinking about organization development and change.

Contact Information:

Gervase R. Bushe PhD Professor of Leadership and Organization Development

Beedie School of Business Simon Fraser University Vancouver, Canada www.gervasebushe.ca

Email: [email protected]

Robert J. Marshak PhD

School of Public Affairs American University Email: [email protected]

39Bushe and Marshak

complexity and uncertainty in ways that encourage

and enable generative and transformational change.

We conclude by discussing three key attributes

such leaders will require: the capacity to manage

their own anxiety about “letting go” as well as the

anxiety emergent leadership creates for followers

who expect leaders to provide answers; practicing

high levels of self-differentiation; and operating

from advanced stages of ego development.

The Leader As Visionary Model

The prevailing narrative of leadership is

based on the assumption that great leaders must

have vision and the ability to lead followers to

that vision. Leaders, followers, and commentators

alike assume that being a visionary is indispensable

to organizational leadership. For example, more

than 70 years ago, Dimock (1945) described the

requirements of executive leadership, one of which

was “a clear vision of his goals and how to achieve

them” (p.139). Later, management gurus began to

distinguish between vision and goals. Some noted

vision is abstract while goals are concrete (Locke &

Latham, 1990) while others suggested that having

vision is the ability to see the goals realized in a

possible future (Levin, 2000) with enough clarity

that paths to those goals become visible.

The ability to set and achieve a vision

or goals continues to be central to definitions of

leadership (Rupprecht, Waldrop, & Grawitch, 2013;

Sternberg, 2013). However, there are other models

advanced in recent years that better address the

realities of today’s VUCA world. After all, what if

things are too complex and changing in our multi-

cultural, global world for any executive to know

what products or services to make, what markets to

pursue, or how best to structure and manage their

organization? How do we know if a vision is the

right vision, except in retrospect? What about all

those organizations that have followed a “failed”

or failing vision (e.g. Nortel Networks, Blackberry,

Washington Mutual, Circuit City, Ames Department

Stores, Lehman Brothers, and so on)? The complex

realities of what leaders must deal with on a

daily basis now challenge the traditional views of

leadership and have begun to stimulate alternative

ways of thinking about leadership and change.

For example, a leading voice supporting an

alternative paradigm is Heifetz’s (1998) leadership

model that indirectly challenges the heroic,

visionary orthodoxy. He divides the decision

situations leaders face into technical problems,

which can be defined and solved through a top-down

imposition of technical rationality; and adaptive

challenges, which can only be “solved” through

the voluntary engagement of the people who will

have to change what they do and how they think.

In Heifetz’s alternative narrative of leadership,

adaptive leaders identify challenges but instead of

40 Organization Development Journal l Spring 2016

providing solutions, they encourage employees and

other stakeholders to propose and act on their own

solutions. Others offer complimentary perspectives.

For example, David Snowden and his Cynefin Model

of contingency approaches to decision-making point

out that when cause-effect relations aren’t fully

understood, an emergent approach is more effective

(Snowden & Boone, 2007). Sharmer (2009) argues

that leaders need to “let go and let come” in order

to “lead from the emerging future.” Stacey (2001,

2015) argues that all organizing is inherently so

complex and emergent that the traditional narratives

about leadership are no longer applicable—if they

ever were.

Interestingly, over the past thirty years, an

increasing array of Organization Development and

allied approaches and methods implicitly call for

a leadership narrative different from the heroic,

visionary orthodoxy. These newer approaches

and methods differ from the founding principles

of Organization Development and require leaders

to be something other than “visionary” in how

they address change and transformation in their

organizations.

The Emerging Model Of Dialogic Change And

Leadership

Our research into the increasing number

of Organization Development approaches that

violate central tenets of foundational Organization

Development change theory led us to appreciate the

underlying similarities in assumptions and intent of

methods as dissimilar as Appreciative Inquiry (AI)

and Open Space Technology, Dynamic Facilitation

and Reflexive Inquiry, the Cycle of Resolution and

Narrative Coaching, among many, many others. 1

In our research, we grouped them under the label

“Dialogic OD” because all of these methods, in one

way or another, agree that transformational change

requires changing the conversation (Bushe &

Marshak, 2009). We chose this label also because it

contrasted well with foundational Lewinian change

theory, action research methods, and attention to

organizations as open systems, which we labeled

“Diagnostic OD.” Furthermore, we concluded

that these Dialogic OD methods emerged precisely

because they help leaders and organizations

respond to the complexities of managing change in

ambiguous, turbulent, complex, and multi-cultural

situations (Bushe & Marshak, 2015).

Diagnostic Organization Development

methods, in keeping with the models of

organizations and leadership prevalent during the

foundational period of Organization Development

(1950s-1970s), are designed to help leaders address

necessary changes by producing clear visions,

goals, and plans, and through collaboratively

1 See www.dialogicod.net/toolsandmethods.pdf for a continuously updated bibliography of Dialogic OD methods.

41Bushe and Marshak

collecting and analyzing data to guide action

planning. How much those who must change are

involved in data collection, analysis, and planning

varies, but “participation” is generally viewed as

the key to overcoming the inevitable resistance

to change. While the engagement of everyone in

problem-solving is encouraged, it is expected that

leaders will decide on solutions, identify goals, and

the path to those goals usually through top-down,

“waterfall” interventions. Research often finds that

such planned change efforts result in low success

rates, which raises the question: might some of

this failure be the result of treating the adaptive

challenges of today like the technical problems of

the past?

Implicit in all Dialogic Organization

Development methods is a very different narrative

of leadership more aligned with the needs of

adaptive challenges in a complex world. Notable

contributors to this new narrative of leadership

and change include Frank Barrett (2012), Harrison

Owen (2008), Deborah Rowland (Rowland & Higgs,

2008), Ed Schein (2013), Patricia Shaw (2002),

Marvin Weisbord (Weisbord & Janoff, 2015), and

Meg Wheatley (1992). This implicit model of

leadership, which is more aligned with the needs

of organizations in a VUCA world, runs counter

to the visionary leader narrative’s widespread

Performance Mindset. The remainder of this paper

will briefly outline the Performance Mindset and

then the assumptions of the Dialogic Leadership

Mindset implied by insights from Dialogic

Organization Development and based in practices

of inquiry and learning rather than command and

control. The article concludes with a discussion

of what will be required of leaders adopting such a

mindset.

The Performance Mindset And Organizational

Learning

A Performance Mindset looks at all activities

as a means to an end—how they are instrumental

to goal setting and achievement—preferably

with assurances that they will reliably produce

desired outcomes. From this perspective, dialogic

processes can appear to be of questionable value

as they focus on engaging people in reflection and

interaction, rely on self-organizing processes and

emergence, and seek to achieve desired outcomes

by “changing the conversation.” It’s all talk and

no action (Marshak, 1998). Operating from a

Performance Mindset, the concerned leader would

likely exclaim: “How is paying for my employees to

take a day off work, sit around, and talk about some

big complex issue going to be productive?” The

Performance Mindset just sees a waste of time unless

an identified problem is solved or there is a clear set

of action items produced that will be implemented

at management’s direction. Otherwise, the manager

42 Organization Development Journal l Spring 2016

is potentially losing a day of revenue paying for a

day in which no work gets done.

The Performance Mindset goes hand in

hand with the dominant leadership narrative: the

great leader is one who can shape the performance

of his or her followers and provide them the context,

targets, resources, motivation, and direction to

achieve. People who can do these things are

great leaders, and those who cannot are failures.

Recently, Schein (2013) has referred to this as Do

and Tell leadership and bemoans its dominance and

detrimental impacts on addressing today’s complex,

adaptive challenges.

To be sustainably successful, organizations

have to manage learning as well as performing. This

is one of the core paradoxes of management and

organization theory: how to create organizations that

can be simultaneously innovative and efficient; that

is, how to best organize in order to learn and perform

at the same time (Lawrence & Dyer, 1984)? The

most efficient forms of organizing, like assembly-

line manufacturing, are also the least able to adapt

and change. Our business models for succeeding

in complex, uncertain environments, like popular

music or pharmaceuticals, are highly inefficient

and spend lots of money on innovation hoping for

one monster hit to pay it all back. Learning and

performing are paradoxically related because when

someone is focused on performing well, they usually

are not learning anything, and vice versa. One of

the core dilemmas of business organizations in the

21st century is how to be efficient and innovative at

the same time.

To accomplish this, organizations need

ambidextrous leaders who can operate from a

Performance Mindset and a Dialogic Mindset. The

fundamental premises of Dialogic Organization

Development that we discovered can teach leaders:

1) how to structure collective inquiry to produce

high value learning, new ideas, new networks,

and people acting on their good ideas; 2) how to

create new performance levels from engaging

the motivation and ideas that lie dormant in their

organizations’ social networks.

The Performance Mindset isn’t necessarily

opposed to a Dialogic Mindset. It recognizes that

organizations cannot continue to perform without

learning. Stuff happens, things change, and people

have to adapt, yet in the dominant leadership

narrative, learning depends on experts, wise

teachers, and heroic leaders who can show us the

way. It does not know how to deal with situations

in which no one knows the “right” answers or ”best

practices” are not applicable. The Performance

Mindset knows very little about how to inquire

into collective experience in ways that catalyze the

emergence of new ideas, processes, and solutions by

aligning with and amplifying the untapped wisdom

43Bushe and Marshak

Development models based in complexity science

and those based in interpretive social science (Bushe

& Marshak, 2014). We identified the unique and

common characteristics of each approach and how

their underlying ideas and practices were merging

to create a new way of thinking about organizations

and change. Our focus in that work was on the

Dialogic Mindset of the Organization Development

Practitioner. Here, we adapt and apply those insights

to create what we call the seven assumptions of the

Leader’s Dialogic Mindset. These assumptions

are shown in Table 1 and briefly described in the

following pages.

1. Reality and relationships are socially

constructed.

What people believe to be true, right, and

in the organization.

Instead of telling people what to do and how

to do it, a leader using a Dialogic Mindset might

ask questions like: “Do we understand why people

come to work each day?” “When do they bring the

best of themselves and care about the company’s

results?” “What do we do to make it more likely

that people who work here will have new ideas and

act on the good ones?” “How do we ensure that the

people who have to cope with change at the front

lines are able to adapt quickly and effectively?”

The Dialogic Mindset: Collective Inquiry and

Learning as a Transformational Process

Our in-depth analysis articulated the

Dialogic Organization Development Mindset and

summarized the theory and practice of Organization

Table 1: Seven Assumptions of the Leader’s Dialogic Mindset

1. Reality and relationships are socially constructed.

2. Organizations are social networks of meaning making.

3. Transformational leadership shapes how meaning is made and especially the narratives which guide people’s experience.

4. Organizations are continuously changing, in both intended and unintended ways, with multiple changes occurring at various speeds.

5. Groups and organizations are inherently self-organizing, but disruption is required for transformational adaptation and change.

6. Adaptive challenges are too complex for anyone to analyze all the variables and know the correct answer in advance, so the answer is to use emergent change processes.

7. Leading emergent change requires mobilizing stakeholders to self-initiate action, then monitoring and embedding the most promising initiatives.

44 Organization Development Journal l Spring 2016

and leaders cannot just insert or implement new

social “realities” like they might a mandated

reorganization, new strategy, or new performance

standards. Indeed, attempts to implement a new

social reality using the same kind of processes one

would use to implement a new computer system

always results in unintended consequences—usually,

unhappy ones (Kotter & Heskett, 1992; Ogbonna

& Wilkinson, 2003). Social reality emerges out of

the multitude of day-to-day interactions embedded

in social contexts. Leaders need to have an eye

and ear for what people in the organization are

saying, reading, and writing about organizational

dynamics. Ignoring interactions that are dismissive

of critical issues could be as dangerous as ignoring

downturns in productivity, sales, and revenues.

It becomes an essential aspect of leadership to

encourage interactions, conversations, and resulting

social agreements about what the organization, its

people, and its stakeholders should pay attention

to and be concerned with, and then encourage the

development of new ideas to address them.

2. Organizations are social networks of

meaning-making.

Human beings are compelled to make sense

of what we and others are doing and what is going

on around us (Weick, 1995). In organizations, an

active fantasy life is always present where people

make up what is going on in the organization and

important emerge through socialization and day-

to-day conversations. In one organization, the

“bottom line” is all-important; in another, it is

growth and market share. Remember the dot-com

bubble, when businesses without revenue were

trading at astronomical valuations? That “irrational

exuberance” was a socially constructed reality.

Barrett, Thomas, and Hocevar (1995) demonstrate

how the introduction of quality management,

like any change, doesn’t happen all of a sudden,

but rather meaning and relationships are slowly

changed through thousands of conversations. In

1980, one of us worked at General Motors, when

“quality” in that organization meant: “conformity to

specifications,” “cost more to get,” and “automotive

engineers know what a quality car is and customers

don’t.” By 1990, “quality” meant “whatever the

customer wants,” and it could be achieved at lower

costs by building it right the first time. This change

did not occur as a result of any single change

program, planned set of events, or training program,

but rather emerged over time after many different

change programs, events, and changes in strategic

direction. And yet, there were still groups where a

different “quality narrative” held sway.

Social construction is powerfully influenced

by what leaders talk about, share, endorse, read,

comment upon, ignore, dismiss, negate, or downplay.

Nonetheless, there are other powerful influences,

45Bushe and Marshak

with their leaders—what they are doing, why they

are doing it, and what they are likely to do next.

How much is fantasy and how much is reality

depends on how much straight-talk takes place,

who talks with who, and how willing leaders are

to be transparent. And, of course, people don’t

just make sense of their leaders, but also make

sense of other groups, customers, suppliers, and

all important stakeholders. When things are not

making sense, people might go and directly ask

the source of confusion “what’s going on?” “Why

did this happen?” But more often than not, people

will talk to trusted colleagues, friends, and spouses

(or just themselves) to figure out what is going on.

These networks create common beliefs about what

others are thinking, feeling, and wanting, and then

people act as if their beliefs are true (Bushe, 2009).

The Dialogic Mindset assumes that what happens

in organizations is influenced more by how people

interact and make common meaning than by how

presumably objective factors and forces impact the

organization. This also means that attending to,

listening to, and including marginalized or excluded

voices is critical for innovation in a diverse world

with a complex array of factors, influences, and

stakeholders.

From a Performance Mindset, a leader

might seek to measure and diagnose the competitive

environment and the organization’s existing vision,

mission, strategy, structure, operating systems,

technological capabilities, human resources

practices, and the like. Drawing on experts and

trusted managers, these factors would be explicitly

“measured” against a model or standards, then

remedies to develop or re-align the organization

for competitive success would be announced.

This mindset assumes that the organization or

leader’s success and failure depends on how well

interventions to directly change these factors are

developed and implemented. A statement like,

“To be more competitive we need to move from

product-line divisions to a global three-way matrix

involving products, functions, and markets,” sounds

sensible and expected from leaders, even if we are

not sure what it means.

Environmental forces and organizational

factors are obviously important, but leaders

who also view organizations as social networks

of meaning-making will pay equal or even

greater attention to what people throughout the

organization are thinking and saying and how they

make sense of their daily work experiences. What

stories and anecdotes do they tell about what is

needed for individual and organizational success

and failure? How do they interpret current and

ideal performance? Who do they hold responsible

for what? What do people believe is possible and

not possible in their job and the organization?

46 Organization Development Journal l Spring 2016

may decide that off-shoring cuts costs and ensures

survival and growth. People who have a story about

their leaders as ruthless and greedy may decide that

off-shoring leads to job losses and decline.

Leaders with a Dialogic Mindset understand

that the actual reasons for why they take whatever

decisions they take are not as influential as the

interpretations people make about those decisions.

It’s the narratives people hold that will determine

how people see and react to leadership decisions.

Developing new narratives and meanings to shape

new and agreed upon ways of thinking is a core

part of transformational leadership. New narratives

stimulate new meanings which in turn will allow

previously impossible or incompatible actions to be

seen as not only possible, but long overdue.

This means transformational leadership will

encourage some meanings or interpretations over

others. For example, they will try to ensure that

“doing more with less” is interpreted as a call to

re-invent how work is done rather than a demand

to “work harder and longer with fewer workers

to achieve the same results.” They will also pay

attention to what meanings are being made in the

organization, how those meanings come into being,

what sustains or challenges them, and what the

leader might do to encourage the emergence of new

meanings to meet new situations. Finally, while

leaders may be able to influence meanings people

Furthermore, the meaning of things may differ in

different parts of the organization, inviting inquiry

into varying interpretations that may exist in different

sectors and networks of the organization. Leaders

who view organizations as networks of meaning-

making understand that complicated innovations

that worked in one organization cannot simply be

copied in another. The fate of any innovation will

depend on the perceptions that develop about what

the innovation is, the motivations and competence

of those championing it, and what will be lost

and gained. These perceptions are not random or

unpredictable, but emerge from socially constructed

realities and the networks of meaning-making that

foster and reinforce them.

3. Transformational leadership shapes

how meaning is made and especially the

narratives which guide people’s experience.

The meanings and interpretations that

arise in organizations are shaped and reinforced

by the narratives or “storylines” that help explain

to people how to make sense of what they see

taking place. For example, if a company decides

to build a new manufacturing plant in a developing

country, how people will make meaning of this

expansion will depend on the story they have about

the organization, its competitive environment, and

its leaders. People who have a story about the

organizations’ leaders as caring, capable stewards

47Bushe and Marshak

technological, economic, or natural environment.

Any single “planned change” has to contend with a

multitude of other forces pushing the organization in

a myriad of ways. The larger and more complex the

organization, the more likely a variety of planned

changes are simultaneously underway and at

various stages of unfolding. The image of change as

a unitary sequence of strategic analysis, vision, and

implementation seems like an oversimplification or

very limited view to the Dialogic Mindset.

For example, an organization, with which

one of us consulted, was formed as a major

division of an international corporation through the

acquisition of two smaller independent companies

in North America and Europe. The presidents of

these smaller companies were retained to run them,

but the organization put a new CEO in place to

oversee the total operation. Initially, the division

focused change efforts on operational efficiencies in

manufacturing. While working on this, the need for

a more “integrated” division emerged as a pressing

requirement. At first, the meaning of “an integrated

global organization” was unclear, yet sparked new

conversations that led to efforts to change the

division’s structure, brand and marketing plans,

career pathways, and organizational identity and

name. As these efforts were underway, outside

factors contributed even more requirements for

change. Stock market analysts were anxious to see

make about important organizational factors,

they will not be able to dictate them. Therefore,

leaders should also seek to influence the processes

of meaning-making, including the use of various

structured engagements and events intended to

influence how and what people think, as well as

what they do.

4. Organizations are continuously

changing, in both intended and unintended

ways, with multiple changes occurring at various

speeds.

One of the legacies from 20th century

thinking that influences the Performance Mindset

(and Diagnostic Organization Development)

is the tendency to think of organizations as

entities with inherent stability (inertia) where

change is something that occasionally happens

between periods of stability through processes of

unfreezing, movement, and refreezing (Marshak,

2004). Certainly, there are times of stability and

forces for stability, but the Dialogic Mindset sees

organizations as flow processes in which lots of

things are moving at different speeds and change

is merely a matter of temporal perspective. From

this point of view, “stability” is just slow moving

change. Furthermore, what is changing and why

things are changing is often out of the hands of any

person or group. Change inside organizations can be

the consequence of changes in the political, social,

48 Organization Development Journal l Spring 2016

self-organization will be more or less beneficial

to the organization depends on leadership and the

narratives that guide people’s meaning-making.

The Performance Mindset assumes that without

proactive leadership there will be disorganization,

anxiety, and chaos, so order needs to be imposed. It

may be true that you can impose (temporary) order

more quickly than it will emerge, and therefore this

may seem like a more productive route, especially

when anxiety is high. However, leaders cannot

unilaterally impose the meanings people will make

of situations. Furthermore, well-intended efforts

to control may lead to narratives of oppression,

and narratives detailing complex rules and specific

behaviors often lead only to compliance and

submissive responses. In a world of uncertainty

and complexity, the Dialogic Mindset seeks to work

with, rather than against, self-organizing processes,

and attempts to shape them, when possible, toward

organizational needs.

Unless the on-going processes of self-

organization are disrupted, they may continue to

recreate familiar, but limiting patterns of thought and

action and thereby pose a barrier to necessary learning

and adaptation. The self-organizing properties

of systems will re-organize into more complex,

adaptive states only when close to chaos (Waldrop,

1992); this is replicated in organizations (Pascale,

Milleman, & Gioja, 2001). While the Performance

improved profitability after the acquisitions and

pressed for cuts in employees and expenses; the

competitive environment was in the midst of shifting

from competition based on quality to competition

based on price; the costs of base materials began

to shift wildly; and political factors in Asia

were impeding efforts towards another planned

acquisition in order to complete the original vision

for major operations in North America, Europe,

and Asia. The political and cultural dynamics

within the top team composed of a new CEO, two

former presidents (who each thought he should be

CEO), and members from Columbia, France, The

Netherlands, the United Kingdom, and the USA

all compounded these perturbations. All of this

unfolded over a period of only two and a half years!

5. Groups and organizations are

inherently self-organizing, but disruption is

required for transformational adaptation and

change.

In nature, order emerges without a plan

or leadership. Science has recently taught us that

complex behavior emerges from a few simple

rules (Holman, 2015). This is easily seen when

catastrophes occur and large numbers of people

are able to self-organize rapidly in response. Self-

organization occurs in organizations wherever

and whenever there is ambiguity and space for

innovation and adaptation to emerge. Whether that

49Bushe and Marshak

where diverse networks of people are socially

constructing reality in every conversation, where

meaning can be created, maintained, or destroyed

at a moment’s notice, and where factors emerge

and change in varying ways and at varying rates

of speed, it is impossible to know in advance what

will cause what. There are few “best practices” that

can be relied on to work in any specific situation.

What new technology will people embrace? What

HR practices will really engage employees? What

corporate policies will increase innovation? The

answers to these can only be seen in retrospect

after something has succeeded (or failed). Who

foresaw all the implications of the internet for the

music business, newspapers, and now the taxi and

hotel businesses? On the other hand, though widely

expected to be disruptive, why has it had, to date,

such small impact on the business models for higher

education?

When dealing with a complex, multi-

dimensional world, expecting a leader to be able to

see the future and show the way may cause more

problems than it solves. One of the most common

findings of studies of companies managing

complexity and innovation is that trying to figure out

the right answer before you engage the people who

will have to implement that answer is a road to ruin.

For example, Collins and Hansen (2011) found in

their study of companies that thrived in uncertainty

Mindset views disruption as an unwelcome threat

to success and thus something to guard against

and avoid, the Dialogic Mindset understands that

disruption is integral to transformational change

and embraces it (Holman, 2010). In order for

adaptive self-organizing processes to emerge in

organizations, people must believe that the old order

no longer works, there is no going back, and that

true transformation in thinking and action is needed.

The leader may guide a transformation in response

to an unplanned disruption (e.g., a new disruptive

technology that poses an existential threat to the

organization). Alternatively, the leader may have

to encourage disruption to existing narratives and

patterns of meaning-making to create the necessary

stimulus for innovation and adaptation. In the latter

case, the leader is, in effect, doing the very opposite

of the visionary narrative. Rather than show people

the way forward, the leader shows them that the

current way is no longer tenable and must be thrown

out. Instead of imposing a new vision to address

the adaptive challenge, the leader creates disruption

to support collective inquiry and processes of self-

organization and emergence.

6. Adaptive challenges are too complex

for anyone to analyze all the variables and know

the correct answer in advance, so the answer is to

use emergent change processes.

In a world of ambiguity and uncertainty,

50 Organization Development Journal l Spring 2016

ingredients are present (Bushe & Marshak, 2014;

2015): 1) Reactions to disruption are channeled so

that the natural processes of self-organization and

emergence lead to a reorganization at a higher level

of complexity; 2) The process of change stimulates

the creation of new core narratives that provide

people with new storylines about the organization

thereby shaping new adaptive behaviors; 3)

Generative images and processes surface and are

utilized to increase the production of new ideas and

the motivation to act on them.

7. Leading emergent change requires

mobilizing stakeholders to self-initiate action,

then monitoring and embedding the most

promising initiatives.

All the previous assumptions inform the

Dialogic Mindset’s basic framework for learning and

adapting under conditions of diversity, complexity,

and adaptive challenges. The leader’s job is not to

have a grand vision and show people how to reach it.

The leader’s job is to frame adaptive challenges and

complex contexts in ways that mobilize the diverse

networks of people who must change so that they will

want to change. This leadership focuses on creating

conditions that unleash the energy and ideas latent

in the organization so that emergent, self-organizing

processes serve the organization. This leadership

works to enrich social networks so that people with

similar motivations and ideas can find and support

that those pursuing big visions were outperformed

by leaders who did not try to identify the right new

product or service and made a big bet. Instead,

the more successful leaders encouraged numerous

small experiments, learning as they went, in a more

emergent process of change. In environments of

uncertainty, successful companies “fire bullets, then

cannonballs.” Snowden and Boone (2007) write

that what works and why can only be understood in

retrospect, so first send out probes, then sense and

respond. And yet, figuring out what to do before

you do anything is precisely what the dominant

leadership narrative calls for. Instead, try many

small, fail-safe experiments to see what, in this

situation, really leads to what, and will actually do

what you hope it will.

In the new leadership narrative, the leader

does not know in advance what the content of the

change will be, but does provide a process for

change (Rowland & Higgs, 2008) that engages those

people who will help the organization learn and

adapt through collective inquiry. However, unlike

the Performance Mindset, in which diagnostic and

analytic inquiry is used to collect information and

then to plan and implement change, the Dialogic

Mindset sees collective inquiry and change occurring

simultaneously. Through processes of engaging

people in collective inquiry, transformational

change occurs when at least one of three critical

51Bushe and Marshak

also included learning the principles of dialogue.

This provided a safe container for the exchange

of storylines and the relatively rapid emergence

of a new narrative about the importance of

“global integration.” At first no one knew what

“global integration” really meant, but it served

as a generative image (Bushe & Storch, 2015)

that fostered new meanings across the previously

independent units and functions and led the teams

to propose a variety of initiatives that advanced

this ideal. Teams were encouraged to act on their

proposals and, in conjunction with managers

throughout the organization, develop their own

ideas about what global integration meant in terms

of all aspects of the division: strategy, structure,

systems, image, culture, identity, and so forth.

Implications for Developing Leaders

The Organization Development approaches

of the past 30 years that we have clustered under

the “Dialogic Organization Development Mindset”

imply (implicitly and explicitly) a model of leadership

that differs from the dominant leader as visionary

narrative. We think these newer OD processes and

the beginnings of a new narrative of leadership

have emerged precisely because organizational

leaders now face complexity, uncertainty, and

diversity that cannot be successfully managed by

the Performance Mindset that emphasizes facts,

figures, and best practices to identify specific targets

each other in order to take on complex conditions and

adaptive challenges through self-initiated actions

and small experiments. Rather than vet ideas,

manage projects, check implementation plans, and

so on, the Dialogic Mindset wants to encourage the

emergence of new ideas and possibilities fostered

by different narratives and meanings that challenge

the status quo. This mindset seeks to tap into the

latent motivation that exists among small groups

of people who are passionate about their ideas and

unleash them to take action. The leader, along

with others, then monitors the results, and those

experiments that show promise are nurtured and

allocated resources. Once it becomes clear which

initiatives will work, they are built upon, scaled

up, and embedded into the organization (Roehrig,

Schwendenwein, & Bushe, 2015).

For example, in the earlier case of the newly

formed division, the leader and leadership team

had no clear ideas about what needed to be done or

how. They knew they needed to create a successful

division, but at first attempted to make each of the

acquired units independently successful. The CEO,

despite pressure to conform to the visionary leader

narrative, instead launched an effort that brought

key second tier managers from all geographies and

functions together on a quarterly basis to engage

each other and confront adaptive challenges in a

“management development” learning context that

52 Organization Development Journal l Spring 2016

and even anxiety, long enough to produce truly

innovative and adaptive responses to the complex

challenges facing organizations today.

In our experience, leaders who can do this

are currently rare, but those who can, in addition

to holding some or all of the assumptions of the

Dialogic Mindset, share some traits that make it

possible for them to lead others emergently. Here we

will note three such traits and suggest that programs

and coaching which seek to develop leaders for a

VUCA world need to focus on how to develop these

traits: increased capacity to cope with anxiety (their

own and others’); high levels of self-differentiation;

and high levels of ego development.

Coping with Anxiety

It is important to acknowledge the impact of

anxiety for leaders and organizational members in

effectively working in a world of high complexity,

ambiguity, diversity, and volatility. Anxiety and

change are widely acknowledged to be linked in

a “Goldilocks” relationship. If a person or group

experiences too little anxiety, there is no motivation

to change. If they experience too much anxiety they

will deny, distort, defend, or are otherwise too fearful

to change. Only when there is enough anxiety to

motivate a search for new thoughts and behaviors,

yet not so much as to lead to fearful debilitation,

will change occur. Given the demand for on-going

change and adaptation in today’s organizations, our

and how to move towards them. Instead, this new

model of leadership for a VUCA world emphasizes

emergent, socially constructed meaning-making in

order to foster collective attention towards adaptive

challenges and to stimulate bottom-up, locally

responsive solutions.

One widely recognized problem

organizations face is that lower level managers

advance up the ranks because of their ability to meet

performance targets and this produces too much of a

narrow, short-term perspective and reliance on what

was successful in the past at the executive level.

Often organizations and leadership development

programs try to ameliorate this through educational

and developmental assignments aimed at increasing

the “strategic thinking” of those grooming for senior

roles. While these approaches may help, they still

operate within the leader as visionary narrative.

More than skills, we believe a new narrative of

leadership is needed at this time, a widespread belief

about what a leader is and what a leader does that

is consistent with the assumptions of the Dialogic

Mindset. Then followers and other stakeholders

will understand why leaders aren’t offering a vision.

They will be able to recognize a kind of leadership

that manages complexity through emergent change

processes. They will appreciate those leaders who

can hold ambiguity and uncertainty in ways that

encourage people to manage their discomfort,

53Bushe and Marshak

control outcomes. As long as they explicitly or

implicitly hold to that narrative they have two main

options. One option is to continue to try and control

outcomes by adopting new planning models, hiring

more or different experts, blaming failures on others

or overwhelming resistance to change. The second

option is to deny the need for change, to adopt a

let’s wait to see how things develop attitude, or to

defensively explain how there is nothing anyone can

do about the situation. Both are ways for the leader

operating from a visionary leader mindset to protect

their sense of worthiness in the face of a situation

they cannot predict and control. Yet both options

follow from a positioning that is inappropriate to

the complexities of the situation and will likely to

lead to organizational failure.

Similarly, followers who hold the visionary

leader narrative and Performance Mindset will look

at the leader through these lens and potentially

respond in one of two ways. One is to expect the

leader to become a better visionary or be considered

a failure. Regardless of the complexity, uncertainty

or ambiguity of the situation the leader is expected

to demonstrate visionary leadership qualities or

risk losing their followership. The second way is

to deny the situation: “This is all cyclical.” “This

too will pass.” “Next quarter will be different.”

Consequently, there is the potential for both

leaders and followers operating from the visionary

concern is not so much whether there is enough

uncertainty and anxiety to motivate change, but

whether or not leaders and organizational members

are overwhelmed with too much complexity,

uncertainty, and associated anxiety thus leading to

defensive reactions and calls for a visionary leader

to provide magical answers. Let’s consider this

question by recapping and extending our discussion

of leadership models and mindsets in today’s

organizational world.

Anxiety and contemporary organizational change.

The visionary leader narrative calls for

individuals worthy of leadership to be able to assess

situations, envision desired outcomes, plan how to

achieve them, and manage implementation efforts.

Followers also know this narrative and expect

individuals worthy of leadership to be able to fulfill

this role. So in addition to any anxiety created

through trying to cope with the complexities of

today’s organizations, leaders and members must

also confront the anxiety that may arise when a

leader does not meet those expectations. Further,

the greater the organizational uncertainty, the

greater the expectations and desire for decisive,

visionary action. To not fulfill that role implies the

leader is unworthy and a failure.

Leaders who buy in to the visionary

leader narrative and Performance Mindset will

face situations where they are unable to plan and

54 Organization Development Journal l Spring 2016

when attempts to plan and control change fail, a

new leadership narrative will lessen anxiety by

explaining what is actually being experienced and

why. The leader may not be able to control change,

but people will have more certainty about what is

needed and the roles and processes that are more

likely to lead to innovation and true transformation.

Organizational members will understand why

the leader is not providing a vision, why a more

emergent approach is likely to be more effective,

and what they and their leaders need to do to enact

their parts of the unfolding story.

What name becomes attached to this new

leadership narrative is anyone’s guess. However,

even with an accepted leadership narrative that

helps us to understand the kinds of actions leaders

and followers must take in a VUCA world, the

challenges posed by complexity, ambiguity, and

uncertainty can produce anxiety in leaders that

reduces their ability to lead from a Dialogic Mindset.

We turn now to considering two additional qualities

that are likely required for leadership in a VUCA

world that we think need to be included when we

think about leadership development that supports

this new narrative of leadership.

Self-Differentiation

The theories and practices that have evolved

in family systems therapy may offer some valuable

insights into what may be involved in developing

leader narrative to tacitly collude in denying the

seriousness, urgency, and potential impact of

uncertain circumstances in order to reduce their

anxiety to manageable levels. The way out of

this trap, however, is not to better develop leaders

capable of embodying the visionary narrative, but

to recognize that a different leadership narrative

and actions are more effective in the face of the

complex, adaptive challenges in a multi-cultural,

multi-dimensional world.

Anxiety and the new leadership narrative.

Many contemporary strategic and leadership

models that acknowledge complexity attempt to find

ways to simplify to an extent that the Performance

Mindset can still apply. The Dialogic Mindset,

however, does not see simplification as the solution

to managing complexity. Instead it helps us to

understand why the complexity of some situations

in today’s organizations exceeds the ability and

capacity of anyone to plan, manage, and control

change. In the face of that complexity, it also offers

an alternative approach that holds off on committing

to any course of action while seeking new ideas

and possibilities to address pressing concerns.

In essence, it explains the need to adopt less of a

planning and engineering approach to change in

favor of one that relies more on inquiry open to new

possibilities and the endorsement of desirable, yet

unplanned outcomes. Instead of increasing anxiety

55Bushe and Marshak

that everyone creates their own experience, they do

not take responsibility for others’ experience and do

not hold others responsible for their own experience.

As a result, they are able to create climates of

high engagement where people are willing to tell

each other the truth of their experience (Bushe &

O’Malley, 2013)—all qualities needed for dialogic

inquiry and learning.

Leaders operating with less self-

differentiation will tend to manage their own and

others’ anxiety through one of two basic ways: 1)

They can dismiss or otherwise disconnect from

others so that they don’t think about what those

others are experiencing and what impact they

might be having on them, and express no curiosity

about others’ experience. As a result, they have

little ability or interest in inquiry-based forms

of leadership. 2) Alternatively, they can try to

change other people’s experience to be more in

line with their own thinking, often unaware that

the motivation to do so may come from a desire to

reduce any discomfort they feel when confronted

by unwelcomed comments from others. Whether

knowingly or unwittingly, they let their followers

know what the “approved” thoughts, feelings, and

wants are, reducing the likelihood that people will

be willing to openly share with the leader any part of

their experience that might make the leader anxious.

Instead of inquiry and putting things “on the table,”

leaders who can have a “non-anxious presence”

(Friedman, 1985) since a central focus of these

theories is on the production, consequences, and

regulation of anxiety in social groups (Kerr &

Bowen, 1988). The concept of self-differentiation,

developed by Murray Bowen (1978), refers to the

ability to be an individual while staying in emotional

contact with others and is particularly useful in

understanding the requirements and challenges

of leading inquiry and learning in organizations

(Bushe, 2009; Short, 1991).

Benefits of self-differentiation

The concept assumes that the more

differentiated a person, the more they can cooperate,

look out for themselves and others, and operate

rationally in stressful as well as calm situations

without losing their own interests and identity while

trying to meet or fulfill others’ needs and ambitions

(Kerr & Bowen, 1988). According to Bushe (2009),

leaders operating in self-differentiated ways know

what their experience is, are able and willing to

describe it to their followers, and are curious about

the experience of others. They know what they think,

feel, and want and can act on that with or without

the approval of others. Yet they also want to know

what the experience of their followers are, and are

open and curious to hearing what others think, feel

and want, and stay connected without becoming

emotionally hijacked. Operating on the assumption

56 Organization Development Journal l Spring 2016

Secondly, creating a space in which

something new can emerge requires leaders who are

not only able to engage others, but are able to bring

very diverse parties and perspectives into the mix

in a way that is generative rather than conflictual.

Because a self-differentiated leader does not need

to censor unorthodox points of view or contrary

opinions to sustain their own emotional calm, they

can hold and model a space in which contrary views

can be expressed. This is critical, as the generative

potential of emergent change processes depend, to

a great extent, on the creativity and innovation that

comes from including people and ideas who have,

in the past, been left out or marginalized (Holman,

2010).

Ego Development

Besides self-differentiation, are there any

other personal qualities needed for a leader to

successfully operate from a Dialogic Mindset?

One possibility comes from Constructivist

Developmental Theory (Loevinger, 1976), which

identifies a sequence of cognitive frameworks people

go through in developing ever-increasing cognitive

complexity and self-awareness. This model of

ego development helps to explain the underlying

psychological processes that may help distinguish

leaders who can operate from a Dialogic Mindset

from those who can’t as well as the developmental

journey required to get there. Similar models with

important topics will remain undiscussed (Marshak,

2006). While they may appear caring and claim

they want authentic engagement, such leaders make

it impossible to create the climates of clarity and

safety required for real inquiry (Friedman, 1985)

Self-differentiated leadership.

Leading in a way that engages the real

complexity of a situation without grasping at

simplistic solutions to maintain illusions of

knowledge and control requires self-differentiated

leaders for a number of reasons. First, it requires

leaders who are able to sustain connections without

feeling responsible for other people’s fears even

as anxiety increases. As discussed earlier, one of

the reasons the visionary leadership narrative is so

dominant is that believing that there is someone

who knows what to do and will lead us to salvation

decreases our anxiety in ambiguous situations.

For a leader to acknowledge that he or she doesn’t

know, and that no one can really know what will

work until we try something and see what happens,

is not reassuring and can be interpreted as a failure

of (visionary) leadership. Consequently, a leader

with poor self-differentiation will either be swept

up in the emotional appeal to do something, or back

off even further and become distant and unavailable.

Either approach will only increase the anxiety in the

system or lead to collective denial of the very real

and complex challenges facing the organization.

57Bushe and Marshak

the next stage but can’t really operate from it (i.e.,

able to talk the talk but not walk the walk). Table 2

shows the percentages of adults at each stage of ego

development from four different studies.

Stages of ego development and the dialogic

mindset.

As the first three studies (primarily from

North American samples) show, around 80% of

adults in random samples score no higher than

the “conventional stages.” Yet a wide range of

leadership theorists working with this model agree

that conventional stages of ego development are

not well-suited to leading in a VUCA world; rather,

a VUCA world requires leaders operating at the

later, “post-conventional” stages (cf., Cowie, 2012;

Laloux, 2014; Torbert, 2004). For example, Torbert

different labels have been applied to issues of

leadership and organization in a number of different

ways (Beck & Cowen, 2005; Cowie, 2013; Laloux,

2014; Torbert, 2004).

Briefly, there are between seven and nine

stages of development identified through hundreds

of rigorous studies using the sentence completion

test (Hy & Loevinger, 1996) and its variants

(Cook-Greuter, 2010). Each stage is nested in

the previous—that is, the cognitive abilities and

frameworks developed at early stages are required

for development to later stages, so that no stage can

be skipped. Those at later stages can use the mental

processes of earlier stages but those at earlier stages

cannot use those of later stages. It is generally

believed that people can understand the logic of

Table 2. Percentages of Adults at Different Stages of Ego Development

21

2 Unpublished study of Certified Consultants International (CCI) members, a body set up by NTL to certify T-group and OD consultants that no longer exists.

2)

58 Organization Development Journal l Spring 2016

piece of data to support that comes from study four in

Table 2, which shows the stages of ego development

of 37 OD consultants whose theory and practice

had been vetted by a rigorous peer-review process

and could be considered leading exemplars of the

profession. We don’t think it is coincidence that

65% of them scored at post-conventional stages of

ego-development. Instead we think many of them

are people who developed to later stages, became

disenchanted with the kinds of organizing processes

and cultures associated with the Performance

Mindset, and left to become consultants in order to

create the kinds of organizations they’d like to be

members of.

Clearly the importance of ego development

to the ability to lead from a dialogic mindset is a

fertile area for future research. For us, however, it

is a topic of informed speculation describing what is

needed to successfully lead in a world of complexity

and ambiguity and from a dialogic mindset that

involves more than a recipe for a different set of

actions, but rather a different way of being that

runs counter to conventional wisdom. In short, we

suggest that for leaders to be successful in a world of

uncertainty and ambiguity they will need to develop

beyond conventional ways of thinking, acting, and

being.

Challenges for Leader Development

Describing what leaders of the future will

(2004, p.108) describes the “action logic” of leaders

at the autonomous stage as placing “high value on

timely action inquiry, mutuality and autonomy;

attentive…to unique historical moments, inter-

weaves short-term goal-orientedness with longer-

term developmental process-orientedness; aware of

paradox that what one sees depends on one’s action-

logic; creative at conflict resolution.”

According to Cowie (2012, p.33-35) leaders

at this stage “give up certainty for curiosity because

‘not knowing’ is now a state which does not threaten

my sense of who I am. Embrace complexity,

paradox, ambiguity, uncertainty and flux because I

now know that reality is not defined by my wishes,

hopes, fears, anxieties, theories and beliefs, or those

of my cultural group…Challenge business as usual

and find creative solutions to problems because I am

not invested in the preservation of my organisation

as-it-is as the venue in which I affirm my identity…

Advance an international rather than a merely

multi-national position because I now understand

the meaning of a globalized (i.e. an interrelated and

interdependent) world.”

The match between higher stages of ego

development described above and a Dialogic

Mindset that embodies the new leadership narrative

we describe in this paper suggest this model might

help explain a lot of variance in the success and

failure of transformational change initiatives. One

59Bushe and Marshak

differentiation of trainees. There is some guidance

in family systems therapy, but it focuses on working

on one’s self within one’s family of origin and

current family (Titelman, 2014). This is important

work, but to what extent an organization can expect

or require that of its employees is problematic.

Methods to increase self-differentiation in

organizationally acceptable contexts and ways are

needed. Currently, to our knowledge, there are

limited studies or programs to build upon. One

example is Bushe’s Clear Leadership (n.d.) program

that focuses on increasing the self-differentiation of

leaders to increase their capacity to “lead learning”

in organizations, but there is little written on the

pedagogical processes used in this program or

research about its effectiveness in increasing self-

differentiation. O’Neill (2007) offers some ideas

on coaching for increased self-differentiation that

could be incorporated in leadership development

activities. For example, based on the assumption

that self-differentiation is a balance of being able

to state one’s position while staying connected to

others, she provides simple anchoring mechanisms

to help leaders know when they are being too rigid

in their positions and not connected, or too vague in

their positions and not connected, and some simple

actions to get back into balance.

Challenges for supporting greater ego

development in leaders of the future.

need to be able to be and do is one thing. Helping

leaders of the present and future develop those

ways of being, thinking, and doing is another. This

is especially true with psychological and identity

dimensions.

Challenges in learning to cope with anxiety

Of the three areas we identify for leadership

development to support a new narrative of

leadership, processes for learning anxiety reduction,

or “self-soothing,” are the most developed as they

have been the focus of counseling and therapy for

many decades. Leadership development programs

might benefit from incorporating insights from

at least two streams of practical research. One is

somatic psychotherapy, also referred to as body-

oriented psychotherapy, which works with breathing

and muscles to access awareness of and release

sources of anxiety (Macnaughton, 2004). The other

is mindfulness (Siegel, 2011), a process rooted

in Buddhist meditation practices now receiving

widespread attention because neuroscientists have

found it effectively reduces stress and anxiety

(Tang, Hölzel, & Posner, 2015)

Challenges in developing increased self-

differentiation in leaders of the future.

Based on this discussion, leadership

development programs concerned with creating

leaders for a VUCA world would benefit from

considering how they can increase the self-

60 Organization Development Journal l Spring 2016

leaders into higher stages of ego development that

can be provided by organizations is something the

leadership, coaching, and organization development

fields need to learn more about.

Closing Summary

To summarize, in this paper, we argue that

the dominant “visionary leader” narrative makes it

difficult for leaders to enact the kinds of leadership

behaviors and processes required in complex, multi-

cultural organizations within uncertain and rapidly

changing environments. These organizations are

filled with paradoxical, wicked, adaptive challenges

to which no one can know the solution because any

solution will have to meet local contingencies and

constraints which, themselves, are in a constant

state of change. Based on our research into

Dialogic Organization Development, we offer seven

assumptions held by leaders who are able to guide

their organizations and successfully take on adaptive

challenges. We note how this “Dialogic Mindset” is

at odds with the dominant “Performance Mindset”

prevalent in business organizations and argue that

a new narrative of leadership is required to support

leaders in utilizing the kinds of leadership styles

and behaviors known to result in transformational

change. We conclude by identifying three areas

for leadership development activities to support

individuals to enact the assumptions of the Dialogic

Mindset and the processes of Dialogic OD:

What little is known about how people

develop beyond the conventional stages of ego

development, tends to describe the impact of traumatic

events (e.g. divorce, getting fired, losing a child) that

cause reconsideration of societal injunctions about

roles and achievements. There have been attempts

to create leadership development programs to

increase ego development, perhaps most famously

the MBA at Boston College under Bill Torbert’s

leadership (Torbert, 1987), and increasing interest

in how to develop adults beyond conventional

stages of development (Esbjörn-Hargens, Reams,

& Gunnlaugson, 2010; Pfaffenberger, Marko,

& Combs, 2011), but not much proven success.

One study suggests processes that increase post-

conventional ego-development may only have

potency at mid-life (Lilgendahl, Helson & John,

2013). Nonetheless, any leadership development

program that hopes to have significant impact on

the ability of individuals to lead organizations in a

VUCA world will have to consider the role of ego

development, either as a prerequisite for inclusion

or as developmental goals to work toward. It

does appear that people who develop into the

post-conventional stages of ego development are

interested in their own psychological development,

and activities that would commonly be described

as “personal growth” (Cowie, 2012; Pfaffenberger,

2013; Scott, 2009). Ways of supporting more

61Bushe and Marshak

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