Networking
Tcp Syn Flood Attack Detection and Prevention System using Adaptive Thresholding Method
Ramkumar B N1,* and Subbulakshmi T1
1School of Computer Science and Engineering, Vellore Institute of Technology, Chennai, Tamil Nadu, India
Abstract. Transmission Control Protocol Synchronized (SYN) flooding contributes to a major part of the Denial of service attacks (Dos) because of the easy to exploit nature of the TCP three way handshake mechanism. Attackers use this weakness to overflow the TCP queue of the server and make its re-sources consumed resulting it to be unavailable for the requests of legitimate users. So we are in need of a quick and precise defence mechanism to detect the TCP-SYN Flood attack. The main objective of the paper is to propose a detection and prevention mechanism of the TCP-SYN flood attack using adaptive thresholding. Adaptive threshold algorithm (ATA) is used to calculate dynamic threshold .Thus this algorithm helps to overcome the limitations of static thresholding like high false positive ratio and also alert users after violation of the threshold calculated by adaptive thresholding algorithm. The result of the suggested mechanism is very effective in the detection and prevention of the TCP SYN flood attack using adaptive thresholding algorithm.
1 Introduction
The recent advancements in technology and the
widespread use of the internet have resulted in the need
of the internet security at an alarming rate. Denial of
service attacks (Dos) one of the dangerous attacks
towards the computer network. Dos compromise the
availability of the service which is a very important
aspect in today’s business world. The widespread use
of TCP protocol and easy to exploit nature of the TCP
three way handshake mechanism has resulted in Dos
becoming more common among the cyber-attacks.
This paper proposes an effective way of preventing the
TCP SYN flood attack using the adaptive thresholding
algorithm. This method detects the anomalous TCP
requests by monitoring the rate of TCP SYN packets
from the attacker to the system.
The TCP three way handshake mechanism is
responsible for creating a TCP connection between a
client and server. To create a TCP connection a client
must send a synchronize flag packet (SYN) to the
server as shown in Fig.1. After receiving the SYN
packet sent by the client the server sends an
acknowledgement flag for the synchronize packet
(SYN-ACK) to the client. Upon receiving SYN-ACK
flag from the server the client sends an
acknowledgement flag to server. After these three
stages a connection between both client and server is
created and the transformation of data can begin now.
*Corresponding author: [email protected]
Fig.1 TCP three way handshake mechanism
To perform TCP SYN flood attack on servers,
attackers exploit the half opened connection state of the
server. This is the state where the server waits for the
ACK flag from the client to create a connection.
During this state the server would have already
allocated memory resources to the client. For
exploiting this behaviour attacker sends enormous
amount of SYN flags to the server as shown in Fig.2 so
that the system would allocate memory resources and
wait for the ACK flag from the client which it would
never receive. This results in opening of illegitimate
half open connections and wastage of memory
resources in this server until the session gets expired.
During the attack if a legitimate user requests for a
connection the server would not respond to the request
© The Authors, published by EDP Sciences. This is an open access article distributed under the terms of the Creative Commons Attribution License 4.0
(http://creativecommons.org/licenses/by/4.0/).
ITM Web of Conferences 37, 01016 (2021) https://doi.org/10.1051/itmconf/20213701016 ICITSD-2021
as all the memory resources are allocated to the
illegitimate request from the attacker.
To attack a server with TCP SYN flood attack the
attacker sends a large amount of TCP SYN flag from
different spoofed IP address to the server. The server
takes these requests as legitimate and allocates memory
and resources to these IP sources and sends an SYN-
ACK flag to the client. The server would now wait in
half open-ended state expecting the ACK flag from the
client. The large amount of illegitimate SYN requests
send by the attacker results in the overflow of the TCP
backlog queue and create half opened connection until
all system resources are depleted.
Fig.2 TCP SYN-Flood attack on a server by an attacker.
Due to the overflow of the TCP queue the request
made by the legitimate user are not accepted by the
server. The main motive of the TCP SYN flood attack
is to affect the availability of the system which poses a
major threat to the business aspect of the organization.
2 Related works
Several methods for detecting TCP SYN Flood attacks
have been proposed. Some of the techniques proposed
are the following:
A SYN flood detection system was proposed by
Y.Ohista [1] considering the time variation of the
incoming traffic. They modelled the arrival of the
normal TCP SYN packets into normal distribution
where the anomalous requests fail to follow the normal
distribution. This method is quick to detect attacks but
fails in the case of low time variation attacks because it
also follows the normal distribution. H.wang [2]
proposed a mechanism which detects the attack at
routers instead of the victim’s end. This detection
mechanism uses a non-parametric CUSUM method to
detect TCP SYN floods at a low computational cost.
The mechanism considered the nature of the TCP FIN
and RST flags to detect the Changepoint effectively.
The proposed mechanism provides alerts during the
detection of the attack and also reveals the flooding
sources location. Schuba [3] proposed that the
SYNKILL mechanism is capable for detecting the TCP
SYN flood attacks. This mechanism classifies all the
incoming packet’s IP sources as good or bad. The
addresses which are classified bad are sent a TCP-RST
packets which would reveal whether the packet from
the IP source is spoofed or not. Blazek [4] proposed a
method which involves inspection of packets control
bits during the observation period using the
Cumulative Sum (CUSUM) mechanism for detecting
the attack. This mechanism fails in case of a flash
crowd where the number of requests over an
observation period will be higher than the normal,
resulting in a false positive result. Jin and Yeung [5]
proposed a covariance analysis model to detect the
SYN flooding attack .The mechanism stated that where
the attack can be detected by inspecting the degree of
correlation between the TCP SYN packets. They used
the difference between the correlation of the normal
traffic and the traffic during an attack to detect the on-
going attack. Siris and Papagalou [6] explored the two
statistical anomaly detection algorithms adaptive
thresholding and Cumulative Sum algorithm for the
detection of the TCP SYN flood attacks. They also
provided the suggestion for the performance
improvement of the above Changepoint detection
algorithms. D. Kshirsagar [7] proposed a mechanism
for detecting the TCP SYN flood attack by combining
the thresholding and misuse detection approach. The
results are measured in terms of CPU workload by
comparing the CPU workload during and after
detection of the attack.
K.Pai [8] proposed a system where the number of
TCP SYN packets is taken as a metric to determine the
flooding attack. The number of SYN packets in a
particular interval of time from a source is greater than
the threshold is considered as an attack. This system
can detect the attack precisely but implementing the
system for large networks is very difficult. The authors
of [9] proposed an efficient methodology for
preventing the TCP SYN flooding attacks using the
iptables firewalls. They have also explained about
various functionalities of the IPtables firewall and
making firewall rules for preventing the attacks. The
authors of [10] presented a detection mechanism where
the SYN flood attack is detected by monitoring the
anomalous TCP handshakes between the client and
server. This method employs the Cumulative Sum
(CUSUM) algorithm for detecting the change.
Nakashima and Sueyoshi [11] proposed a method
which uses the packet loss rate of the TCP packets as a
metric to detect the difference between the normal and
abnormal traffic flow during the attack. Lu et al.
presented a new framework to effectively identify
packets which are compromised. It uses a perimeter-
security based Distributed Denial of Service (DDoS)
prevention system to classify compromised packets at
the router end [12]. The authors of [13] proposed real
time architecture for DDos detection using cluster
analysis. In this method, the authors extracted
particular features from a DDoS architecture and
selected variables based on the feature. Wei et al. [14]
proposed a detection mechanism using the rank
correlation (RCD) of the incoming traffic to detect the
change between the normal and abnormal traffic
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ITM Web of Conferences 37, 01016 (2021) https://doi.org/10.1051/itmconf/20213701016 ICITSD-2021
through the network. S.H.C.Haris et al. [15] proposed a
method in which the network is monitored for
anomalies in the payload of the incoming packets to
detect TCP SYN flood attacks.
3 Environment Setup for the proposed architecture
Proposed TCP-SYN Flood attack detection and
prevention system using adaptive thresholding method
architecture is implemented in Linux operating
systems.
3.1 Python
Python is a general purpose high level programming
language which follows an object oriented
programming approach. Python programming language
is easy to learn and also provides the advantage of
readability. Python is well known for its packages and
modules which provides code reusability and program
modularity. Python is coming pre-installed with
operating systems like Linux and Mac. Since windows
don’t have Python pre-installed, it must be installed
explicitly. In Windows, there's no universal library for
installing Python, so it must be downloaded like all
other GUI applications.
3.2 Scapy
Scapy is a python programming library supported by
Python and its later versions. It is used for analysing
the packets on the network. It has the ability to decode
or forge packets, capture them, send them on the wire,
and match requests and replies. It can also handle tasks
like probing, unit tests, attacks, and network discovery,
scanning, tracerouting [16]. This python library can be
used to develop more advanced tools related to
network security and ethical hacking. As scapy library
is not included with Python libraries by default, scapy
python libraries can be installed using pip for our
proposed architecture.
3.3 IPtables
IPtables is user-space utility software that empowers a
system administrator to configure the rules of IP packet
filtering using the Linux kernel firewall, implemented
as different Netfiltering modules. The filters are
categorized in different tables, which consist of chains
of rules for how to deal with network traffic packets
[17].IPtables are pre-installed with newer versions of
Linux operating systems. If not installed in the system,
users can install it through apt-get from the repositories
of their own flavours of Linux. IPtables can also be
installed in Solaris operating system as a substitute for
a firewall.
3.4 Hping3
Attack generation module uses hping3 tool for creating
the TCP SYN Flood from the attack generation module
to detection module.hping3 is a powerful to create Dos
attack against systems [18]. It is one of the most
common tools used for testing of the network security
of an organization.hping3 tool should be executed for
simulating the TCP SYN flood attack. Hping3 can be
installed as a source tarball from the project website.
Installation for Debian or Ubuntu operating system can
be done either with apt-get or Synaptic Package
Manager.
3.5 Smtplib
The architecture model is implemented in python so
the proposed architecture requires the installation of
python SMTP Libraries for sending mails to the
administrator [19]. Python offers smtplib module,
which creates an SMTP client session object which can
be used to send emails. The smtplib module for
sending mails can be installed through pip command.
As it is supported with python it can be used in all
types of operating systems including Windows and
mac OS.
4 Proposed TCP-SYN Flood attack detection and prevention system.
Proposed TCP-SYN Flood attack detection and
prevention system using adaptive thresholding method
architecture is mainly based upon the anomalous TCP
hand-shakes behaviour. The detection and prevention
mechanism architecture is divided into five modules:
the attack generation module, the detection module,
prevention module, adaptive thresholding module and
an alert module as shown in Fig. 3. The detection and
prevention is done at the end of the victim's computer.
The detection module in the architecture is responsible
for detection and classification of the network traffic.
The detection module collects all the necessary
information for detection from the incoming network
traffic and analyses the data and classifies whether
traffic is normal or not using the detection rule. It
analyses the information collected by the sniffing
process and, according to the adaptive threshold value
provided by the adaptive thresholding module, it makes
the decision to classify a request into malicious or not.
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ITM Web of Conferences 37, 01016 (2021) https://doi.org/10.1051/itmconf/20213701016 ICITSD-2021
Fig.3 Proposed TCP-SYN Flood attack detection and prevention architecture using adaptive thresholding.
The prevention module is triggered when it gets the
alert from the detection module. It uses the information
from the alert messages to prevent the SYN flooding
attack by using IPtables. The alert module uses Simple
Mail Transfer protocol (SNMP) to alert the possibility
of the on-going attack. Thus reducing the catastrophe
of the flooding attack by deciding earlier whether to
prevent the attack or to avoid false positive from the
detection module.
4.1 Detection Module
As it is stated before, to detect Denial of Service
(DOS) attacks, the module monitors the network
traffic. So the proposed architecture needs information
related to every network traffic from a IP source
differentiate normal from abnormal conditions .The
detection module needs two important metrics to
detected whether a request is anomalous or not:
• The detection module requires an adaptive
threshold for classifying the traffic.
• The number of TCP connections made by a source.
In this proposed detection method it uses the
number of requests made by a single source within the
specified time interval to classify whether a TCP SYN
packet is malicious or not using the adaptive threshold
generated by the algorithm. The detection module
analyses the source IP address and number of requests
made by the source. If the number of requests within a
given interval of time exceeds than that of the
threshold the detection mechanism classifies this as an
anomalous request. As it is known, getting thousands
of TCP-SYN requests within a minute from a single IP
source is not usual.
4.1.1 Algorithm for detection of TCP-SYN flood attack.
The algorithm for detection of TCP SYN flood attack
using the adaptive threshold value generated by
adaptive thresholding algorithm and uses technologies
like scapy and python to detect the ongoing attack is
shown in Fig.4. It actively analyses the incoming TCP
packets to the system to classify whether the packet is
malicious or not.
Fig.4 TCP-SYN Flood attack detection algorithm
4.2 Adaptive thresholding module
The adaptive thresholding module provides the
threshold value for the detection module based on
adaptive thresholding algorithm. The threshold
provided to the detection module should be very
precise if not it would affect the performance of the
system. The value of threshold is set adaptively based
upon the seasonal, monthly or daily usage where an
estimate of SYN packets mean is computed from
1. Start the detection module. 2. Get the adaptive threshold value from
the adaptive threshold algorithm. 3. Sniff the incoming packets using
scapy. 4. Check for the packet protocol.
1. If the packet has a TCP layer, proceed with the next step.
2. Else ignore the packet. 5. Check for the number of packets sent
by the source IP address within the time interval.
1. If the number of requests exceeds the threshold, proceed with the next step.
2. Else ignore the packet. 6. Trigger the alert module to send the
details of the attack to the user. 7. Trigger the prevention module to stop
the attack. 8. Stop if the program is closed.
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recent measurements of network traffic. The threshold
can also be calculate using the EWMA(Exponentially
Weighted Mean Average) method .In Equation 1 ,yn is
the count of SYN packets in the n-th interval of time,
and x̅n-1 is the mean rate of the traffic computed from
measurements prior to n, then the anomalous traffic
condition is
If yn ≥ (β + 1) x̅n-1 then the request is malicious (1)
Where β > 0 is the percentage of packets that can be
allowed greater than the adaptive threshold value
before classifying it as an anomalous traffic.
4.3 Prevention Module
The prevention module plays a vital role in the
architecture as it prevents the attack from happening
further. The prevention module is triggered by the
detection module when it finds any anomalous TCP
requests. The prevention module uses IPtables for
blocking the requests from the malicious IP addresses.
IPtables is user-space utility software that empowers a
system administrator to configure the rules of IP packet
filtering using the Linux kernel firewall, implemented
as different Netfiltering modules. The filters are
categorized in different tables, which consist of chains
of rules for how to deal with network traffic packets
[17].This detection module gets an IP address as an
input from the detection module. This malicious
address is blocked by the module from performing any
request to the host. This is done by a OS system call by
the prevention module to the operating system to add
the drop action rule for the malicious IP address using
IPtables.
4.3.1 Algorithm for prevention of TCP-SYN Flood attack.
The algorithm which is responsible for the prevention
of TCP SYN flood attack is shown in Fig.5. It uses the
detected malicious IP address from the detection
module to prevent the attack. It uses technologies like
python and IPtables to block the malicious requests.
1. Start the prevention module. 2. Check for triggers from the detection
module.
a) If malicious activity detected continue with next steps
b) Else ignore the next steps. 3. Get the IP address sent by the detection
module.
4. Block the IP address by adding it to the iptables rules by setting option DROP.
5. Check for a stop signal. a) If found, proceed with the next step. b) Else repeat from step-2.
6. Stop the prevention module.
Fig.5 Algorithm for alert module of the proposed architecture
4.4 Alert module
The alert module proposed in this architecture provides
a real time solution to avoid catastrophic results from
the actual flooding attack and also prevents from the
business loss due to false positive results from the
detection algorithm. It uses Simple Mail Transfer
Protocol (SMTP) for sending the alert to the system
administrator in real-time of the attack. So that
administrators can act accordingly to prevent from
effects of SYN flooding attack.
4.4.1 Algorithm for alerting the TCP-SYN flood attack
The algorithm for the alert module used in the
proposed architecture is shown in Fig.6. It uses the
detected malicious IP address from the detection
module to alert the user about the attack. It uses
common technologies like python, Simple Mail
Transfer Protocol (SMTP) for sending email alerts to
the administrators.
1. Start the alert mail.
2. Configure SMTP and relevant details like
receiver’s address.
3. Check for the trigger from the detection
module.
a) If triggered, execute following steps.
b) Else ignore next steps.
4. Get the details of the attack from the
detection module.
5. Wrap the details as a message with the
protocol header of mail.
6. Send the mail to the system administrator
about the attack.
7. Stop the alert module.
Fig.6 Algorithm for alert module of the proposed architecture
4.5 Attack generation module
The attack generation module in the proposed
architecture is responsible for creating a real world
attack scenario. This helps us in testing our detection,
prevention and alert modules. The attack generation
module sends enormous number of TCP SYN packets
to the detection machine for testing the effectiveness of
the proposed architectures algorithm. Attack generation
module gets the IP address of the victim’s machine to
flood the machine with thousands of SYN packets per
second. Attack generation module uses hping3 to
generate TCP SYN flood to the detection machine for
testing.
5 Implementation
To implement the proposed architecture, simulation of
a real world scenario of TCP SYN flood attack is to be
created. The attack generation module is launched to
flood the detection machine. After launching the attack
hping3 would have started sending numerous amounts
of TCP SYN packets to the detection machine. The
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main program launches the execution of the detection,
prevention, adaptive thresholding and alert module.
The adaptive thresholding module returns the threshold
value to the detection module. Now the detection
module analyses the packet flow in the network and
stores the information and counts the number of
requests made by a single source. The detection
module could detect the anomalous request being made
by the hping3 tool by verifying with the thresholding
amount and the number of requests made by a single
source IP. Now this detection will trigger the
prevention module. The prevention module works
based on IPtables. It gets the malicious IP address as a
input from the detection by module. Then this IP
address is blocked by the prevention module by adding
drop IPtables rule by invoking a system call to the
operating system. This prevents the TCP-SYN flood
attack from happening again from the malicious IP
address. This prevention module triggers the alert
module that sends the details of the attack to the system
administrator via Email in real time. Then the
administrator can act accordingly to the attack to avoid
prevention of false positive results. In this way the
TCP-SYN flood could be detected and prevented.
6 Results
The proposed architecture’s experimental results and
analysis of the TCP SYN flood attack detection and
prevention system is stated in the below section. From
the above modules of the architecture we can infer that.
6.1 Attack generation
Attack generation phase simply involves running the
hping3 tool residing in the attacking module. This
hping3 takes in the IP and port of the target machine
along with the number of packets which the target has
to be flooded with. As soon as the attack was started,
the packets started getting produced and sent to the
target machine.
Fig.7 Attacker’s network traffic graph during the SYN flood
attack.
The I/O network graph of the attacker’s machine
during the TCP SYN flood attack is shown in Fig.7
which clearly states that the number of packets sent per
second increases to an abnormally large value on the
eth0 interface. Also from the rapid spike in the graph at
around the 15 second mark as compared to the normal
traffic which was captured before the attack was
generated.
6.2 Detection and Prevention
The efficiency of this module is stated in terms of the
CPU workload of the system before attack, in course of
the attack and after detection of the attack. The CPU
workload before attack, during attack and after TCP
SYN flood detection and prevention by blocking the
malicious IP address is shown in Fig 8 .The value of
the of the CPU load under normal condition before the
attack ranges from 7-12. The CPU load value observed
during the attack ranges from 96-100 because of the
malicious incoming requests. After detection of the
attack the CPU load ranges from 7-13 which is similar
to the CPU load of the system before the attack. Figure
below clearly depicts that this system is capable of
detecting and preventing TCP SYN Flood attack
efficiently which also reduces the CPU’s workload
after detecting TCP SYN flood attack and restores the
system back to the normal state prior to that of the
attack.
Fig.8 CPU Load of the detection module
The time taken by our proposed algorithm to detect
and prevent TCP SYN flooding algorithm under
variable SYN requests per seconds is shown in Table 1
when threshold is set to 300 SYN requests. So we can
see the detection time reduces as the number of SYNs
per second increases. This clearly states that our
algorithm can effectively detect large SYN flood
attacks.
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Table.1 Time taken for detecting the SYN flood under
different SYN rates
SYN s/ s Detection Time
35 8.591
50 6.011
60 5.750
80 3.750
100 3.132
IPtables rules are updated after the detection of the
SYN flood as shown in Table 2. The prevention
module adds the malicious IP addresses to the IPtables
which helps in preventing the attack happening further.
The packets further after detection from the malicious
source is dropped by the IPtables which prevents the
TCP-SYN Flood attack.
Table.2 IPtables rules after prevention of the TCP SYN
Flood attack.
N u m
Target Prot O p t
Source Destina tion
1 DROP all - -
192.168.229.1 29 (attacker IP)
anywhe re
2 DROP all - -
192.168.229.2 34 (attacker IP)
anywhe re
The results shows that our algorithm is very
effective and efficient for detecting and preventing
TCP-SYN Flood attacks at a higher rate also the
performance of the algorithm can be increased to great
extent by introducing and tuning various thresholding
parameters according to the scenario.
7 Conclusion and Future Works
In this paper, the proposed architecture is capable of an
effective and efficient detection and prevention of SYN
flood attacks. It consists of four modules detection,
adaptive thresholding, prevention and alert modules
and the relevant metrics (IP source, number of requests
made, time of previous request and SYN arrival rate).
The detection module is efficient because it requires
less computation and memory resources of the system
.The adaptive thresholding module increases the
efficiency of the detection module by providing a
precise threshold. The prevention module works well
in preventing the attack. Using this result, the proposed
architecture described an attack detection and
prevention method taking the IP address and number of
requests made by a IP source as a metric to classify the
incoming traffic .The results states that our proposed
architecture can effectively detects and prevents SYN
flooding attacks faster and precisely.
The future works are to optimize and add some
additional parameters (e.g., variance, standard
deviation and other statistical and network parameters)
to the adaptive thresholding algorithm so the detection
module can get more precise threshold values for
detection hence improving the performance of the
module. Also the proposed architecture can be
extended for other denial of service attacks (HTTP
Flooding, ICMP Flooding, UDP flooding) [20] using
this adaptive threshold based detection algorithm.
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