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TCPSynFloodAttack.pdf

Tcp Syn Flood Attack Detection and Prevention System using Adaptive Thresholding Method

Ramkumar B N1,* and Subbulakshmi T1

1School of Computer Science and Engineering, Vellore Institute of Technology, Chennai, Tamil Nadu, India

Abstract. Transmission Control Protocol Synchronized (SYN) flooding contributes to a major part of the Denial of service attacks (Dos) because of the easy to exploit nature of the TCP three way handshake mechanism. Attackers use this weakness to overflow the TCP queue of the server and make its re-sources consumed resulting it to be unavailable for the requests of legitimate users. So we are in need of a quick and precise defence mechanism to detect the TCP-SYN Flood attack. The main objective of the paper is to propose a detection and prevention mechanism of the TCP-SYN flood attack using adaptive thresholding. Adaptive threshold algorithm (ATA) is used to calculate dynamic threshold .Thus this algorithm helps to overcome the limitations of static thresholding like high false positive ratio and also alert users after violation of the threshold calculated by adaptive thresholding algorithm. The result of the suggested mechanism is very effective in the detection and prevention of the TCP SYN flood attack using adaptive thresholding algorithm.

1 Introduction

The recent advancements in technology and the

widespread use of the internet have resulted in the need

of the internet security at an alarming rate. Denial of

service attacks (Dos) one of the dangerous attacks

towards the computer network. Dos compromise the

availability of the service which is a very important

aspect in today’s business world. The widespread use

of TCP protocol and easy to exploit nature of the TCP

three way handshake mechanism has resulted in Dos

becoming more common among the cyber-attacks.

This paper proposes an effective way of preventing the

TCP SYN flood attack using the adaptive thresholding

algorithm. This method detects the anomalous TCP

requests by monitoring the rate of TCP SYN packets

from the attacker to the system.

The TCP three way handshake mechanism is

responsible for creating a TCP connection between a

client and server. To create a TCP connection a client

must send a synchronize flag packet (SYN) to the

server as shown in Fig.1. After receiving the SYN

packet sent by the client the server sends an

acknowledgement flag for the synchronize packet

(SYN-ACK) to the client. Upon receiving SYN-ACK

flag from the server the client sends an

acknowledgement flag to server. After these three

stages a connection between both client and server is

created and the transformation of data can begin now.

*Corresponding author: [email protected]

Fig.1 TCP three way handshake mechanism

To perform TCP SYN flood attack on servers,

attackers exploit the half opened connection state of the

server. This is the state where the server waits for the

ACK flag from the client to create a connection.

During this state the server would have already

allocated memory resources to the client. For

exploiting this behaviour attacker sends enormous

amount of SYN flags to the server as shown in Fig.2 so

that the system would allocate memory resources and

wait for the ACK flag from the client which it would

never receive. This results in opening of illegitimate

half open connections and wastage of memory

resources in this server until the session gets expired.

During the attack if a legitimate user requests for a

connection the server would not respond to the request

© The Authors, published by EDP Sciences. This is an open access article distributed under the terms of the Creative Commons Attribution License 4.0

(http://creativecommons.org/licenses/by/4.0/).

ITM Web of Conferences 37, 01016 (2021) https://doi.org/10.1051/itmconf/20213701016 ICITSD-2021

as all the memory resources are allocated to the

illegitimate request from the attacker.

To attack a server with TCP SYN flood attack the

attacker sends a large amount of TCP SYN flag from

different spoofed IP address to the server. The server

takes these requests as legitimate and allocates memory

and resources to these IP sources and sends an SYN-

ACK flag to the client. The server would now wait in

half open-ended state expecting the ACK flag from the

client. The large amount of illegitimate SYN requests

send by the attacker results in the overflow of the TCP

backlog queue and create half opened connection until

all system resources are depleted.

Fig.2 TCP SYN-Flood attack on a server by an attacker.

Due to the overflow of the TCP queue the request

made by the legitimate user are not accepted by the

server. The main motive of the TCP SYN flood attack

is to affect the availability of the system which poses a

major threat to the business aspect of the organization.

2 Related works

Several methods for detecting TCP SYN Flood attacks

have been proposed. Some of the techniques proposed

are the following:

A SYN flood detection system was proposed by

Y.Ohista [1] considering the time variation of the

incoming traffic. They modelled the arrival of the

normal TCP SYN packets into normal distribution

where the anomalous requests fail to follow the normal

distribution. This method is quick to detect attacks but

fails in the case of low time variation attacks because it

also follows the normal distribution. H.wang [2]

proposed a mechanism which detects the attack at

routers instead of the victim’s end. This detection

mechanism uses a non-parametric CUSUM method to

detect TCP SYN floods at a low computational cost.

The mechanism considered the nature of the TCP FIN

and RST flags to detect the Changepoint effectively.

The proposed mechanism provides alerts during the

detection of the attack and also reveals the flooding

sources location. Schuba [3] proposed that the

SYNKILL mechanism is capable for detecting the TCP

SYN flood attacks. This mechanism classifies all the

incoming packet’s IP sources as good or bad. The

addresses which are classified bad are sent a TCP-RST

packets which would reveal whether the packet from

the IP source is spoofed or not. Blazek [4] proposed a

method which involves inspection of packets control

bits during the observation period using the

Cumulative Sum (CUSUM) mechanism for detecting

the attack. This mechanism fails in case of a flash

crowd where the number of requests over an

observation period will be higher than the normal,

resulting in a false positive result. Jin and Yeung [5]

proposed a covariance analysis model to detect the

SYN flooding attack .The mechanism stated that where

the attack can be detected by inspecting the degree of

correlation between the TCP SYN packets. They used

the difference between the correlation of the normal

traffic and the traffic during an attack to detect the on-

going attack. Siris and Papagalou [6] explored the two

statistical anomaly detection algorithms adaptive

thresholding and Cumulative Sum algorithm for the

detection of the TCP SYN flood attacks. They also

provided the suggestion for the performance

improvement of the above Changepoint detection

algorithms. D. Kshirsagar [7] proposed a mechanism

for detecting the TCP SYN flood attack by combining

the thresholding and misuse detection approach. The

results are measured in terms of CPU workload by

comparing the CPU workload during and after

detection of the attack.

K.Pai [8] proposed a system where the number of

TCP SYN packets is taken as a metric to determine the

flooding attack. The number of SYN packets in a

particular interval of time from a source is greater than

the threshold is considered as an attack. This system

can detect the attack precisely but implementing the

system for large networks is very difficult. The authors

of [9] proposed an efficient methodology for

preventing the TCP SYN flooding attacks using the

iptables firewalls. They have also explained about

various functionalities of the IPtables firewall and

making firewall rules for preventing the attacks. The

authors of [10] presented a detection mechanism where

the SYN flood attack is detected by monitoring the

anomalous TCP handshakes between the client and

server. This method employs the Cumulative Sum

(CUSUM) algorithm for detecting the change.

Nakashima and Sueyoshi [11] proposed a method

which uses the packet loss rate of the TCP packets as a

metric to detect the difference between the normal and

abnormal traffic flow during the attack. Lu et al.

presented a new framework to effectively identify

packets which are compromised. It uses a perimeter-

security based Distributed Denial of Service (DDoS)

prevention system to classify compromised packets at

the router end [12]. The authors of [13] proposed real

time architecture for DDos detection using cluster

analysis. In this method, the authors extracted

particular features from a DDoS architecture and

selected variables based on the feature. Wei et al. [14]

proposed a detection mechanism using the rank

correlation (RCD) of the incoming traffic to detect the

change between the normal and abnormal traffic

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ITM Web of Conferences 37, 01016 (2021) https://doi.org/10.1051/itmconf/20213701016 ICITSD-2021

through the network. S.H.C.Haris et al. [15] proposed a

method in which the network is monitored for

anomalies in the payload of the incoming packets to

detect TCP SYN flood attacks.

3 Environment Setup for the proposed architecture

Proposed TCP-SYN Flood attack detection and

prevention system using adaptive thresholding method

architecture is implemented in Linux operating

systems.

3.1 Python

Python is a general purpose high level programming

language which follows an object oriented

programming approach. Python programming language

is easy to learn and also provides the advantage of

readability. Python is well known for its packages and

modules which provides code reusability and program

modularity. Python is coming pre-installed with

operating systems like Linux and Mac. Since windows

don’t have Python pre-installed, it must be installed

explicitly. In Windows, there's no universal library for

installing Python, so it must be downloaded like all

other GUI applications.

3.2 Scapy

Scapy is a python programming library supported by

Python and its later versions. It is used for analysing

the packets on the network. It has the ability to decode

or forge packets, capture them, send them on the wire,

and match requests and replies. It can also handle tasks

like probing, unit tests, attacks, and network discovery,

scanning, tracerouting [16]. This python library can be

used to develop more advanced tools related to

network security and ethical hacking. As scapy library

is not included with Python libraries by default, scapy

python libraries can be installed using pip for our

proposed architecture.

3.3 IPtables

IPtables is user-space utility software that empowers a

system administrator to configure the rules of IP packet

filtering using the Linux kernel firewall, implemented

as different Netfiltering modules. The filters are

categorized in different tables, which consist of chains

of rules for how to deal with network traffic packets

[17].IPtables are pre-installed with newer versions of

Linux operating systems. If not installed in the system,

users can install it through apt-get from the repositories

of their own flavours of Linux. IPtables can also be

installed in Solaris operating system as a substitute for

a firewall.

3.4 Hping3

Attack generation module uses hping3 tool for creating

the TCP SYN Flood from the attack generation module

to detection module.hping3 is a powerful to create Dos

attack against systems [18]. It is one of the most

common tools used for testing of the network security

of an organization.hping3 tool should be executed for

simulating the TCP SYN flood attack. Hping3 can be

installed as a source tarball from the project website.

Installation for Debian or Ubuntu operating system can

be done either with apt-get or Synaptic Package

Manager.

3.5 Smtplib

The architecture model is implemented in python so

the proposed architecture requires the installation of

python SMTP Libraries for sending mails to the

administrator [19]. Python offers smtplib module,

which creates an SMTP client session object which can

be used to send emails. The smtplib module for

sending mails can be installed through pip command.

As it is supported with python it can be used in all

types of operating systems including Windows and

mac OS.

4 Proposed TCP-SYN Flood attack detection and prevention system.

Proposed TCP-SYN Flood attack detection and

prevention system using adaptive thresholding method

architecture is mainly based upon the anomalous TCP

hand-shakes behaviour. The detection and prevention

mechanism architecture is divided into five modules:

the attack generation module, the detection module,

prevention module, adaptive thresholding module and

an alert module as shown in Fig. 3. The detection and

prevention is done at the end of the victim's computer.

The detection module in the architecture is responsible

for detection and classification of the network traffic.

The detection module collects all the necessary

information for detection from the incoming network

traffic and analyses the data and classifies whether

traffic is normal or not using the detection rule. It

analyses the information collected by the sniffing

process and, according to the adaptive threshold value

provided by the adaptive thresholding module, it makes

the decision to classify a request into malicious or not.

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ITM Web of Conferences 37, 01016 (2021) https://doi.org/10.1051/itmconf/20213701016 ICITSD-2021

Fig.3 Proposed TCP-SYN Flood attack detection and prevention architecture using adaptive thresholding.

The prevention module is triggered when it gets the

alert from the detection module. It uses the information

from the alert messages to prevent the SYN flooding

attack by using IPtables. The alert module uses Simple

Mail Transfer protocol (SNMP) to alert the possibility

of the on-going attack. Thus reducing the catastrophe

of the flooding attack by deciding earlier whether to

prevent the attack or to avoid false positive from the

detection module.

4.1 Detection Module

As it is stated before, to detect Denial of Service

(DOS) attacks, the module monitors the network

traffic. So the proposed architecture needs information

related to every network traffic from a IP source

differentiate normal from abnormal conditions .The

detection module needs two important metrics to

detected whether a request is anomalous or not:

• The detection module requires an adaptive

threshold for classifying the traffic.

• The number of TCP connections made by a source.

In this proposed detection method it uses the

number of requests made by a single source within the

specified time interval to classify whether a TCP SYN

packet is malicious or not using the adaptive threshold

generated by the algorithm. The detection module

analyses the source IP address and number of requests

made by the source. If the number of requests within a

given interval of time exceeds than that of the

threshold the detection mechanism classifies this as an

anomalous request. As it is known, getting thousands

of TCP-SYN requests within a minute from a single IP

source is not usual.

4.1.1 Algorithm for detection of TCP-SYN flood attack.

The algorithm for detection of TCP SYN flood attack

using the adaptive threshold value generated by

adaptive thresholding algorithm and uses technologies

like scapy and python to detect the ongoing attack is

shown in Fig.4. It actively analyses the incoming TCP

packets to the system to classify whether the packet is

malicious or not.

Fig.4 TCP-SYN Flood attack detection algorithm

4.2 Adaptive thresholding module

The adaptive thresholding module provides the

threshold value for the detection module based on

adaptive thresholding algorithm. The threshold

provided to the detection module should be very

precise if not it would affect the performance of the

system. The value of threshold is set adaptively based

upon the seasonal, monthly or daily usage where an

estimate of SYN packets mean is computed from

1. Start the detection module. 2. Get the adaptive threshold value from

the adaptive threshold algorithm. 3. Sniff the incoming packets using

scapy. 4. Check for the packet protocol.

1. If the packet has a TCP layer, proceed with the next step.

2. Else ignore the packet. 5. Check for the number of packets sent

by the source IP address within the time interval.

1. If the number of requests exceeds the threshold, proceed with the next step.

2. Else ignore the packet. 6. Trigger the alert module to send the

details of the attack to the user. 7. Trigger the prevention module to stop

the attack. 8. Stop if the program is closed.

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recent measurements of network traffic. The threshold

can also be calculate using the EWMA(Exponentially

Weighted Mean Average) method .In Equation 1 ,yn is

the count of SYN packets in the n-th interval of time,

and x̅n-1 is the mean rate of the traffic computed from

measurements prior to n, then the anomalous traffic

condition is

If yn ≥ (β + 1) x̅n-1 then the request is malicious (1)

Where β > 0 is the percentage of packets that can be

allowed greater than the adaptive threshold value

before classifying it as an anomalous traffic.

4.3 Prevention Module

The prevention module plays a vital role in the

architecture as it prevents the attack from happening

further. The prevention module is triggered by the

detection module when it finds any anomalous TCP

requests. The prevention module uses IPtables for

blocking the requests from the malicious IP addresses.

IPtables is user-space utility software that empowers a

system administrator to configure the rules of IP packet

filtering using the Linux kernel firewall, implemented

as different Netfiltering modules. The filters are

categorized in different tables, which consist of chains

of rules for how to deal with network traffic packets

[17].This detection module gets an IP address as an

input from the detection module. This malicious

address is blocked by the module from performing any

request to the host. This is done by a OS system call by

the prevention module to the operating system to add

the drop action rule for the malicious IP address using

IPtables.

4.3.1 Algorithm for prevention of TCP-SYN Flood attack.

The algorithm which is responsible for the prevention

of TCP SYN flood attack is shown in Fig.5. It uses the

detected malicious IP address from the detection

module to prevent the attack. It uses technologies like

python and IPtables to block the malicious requests.

1. Start the prevention module. 2. Check for triggers from the detection

module.

a) If malicious activity detected continue with next steps

b) Else ignore the next steps. 3. Get the IP address sent by the detection

module.

4. Block the IP address by adding it to the iptables rules by setting option DROP.

5. Check for a stop signal. a) If found, proceed with the next step. b) Else repeat from step-2.

6. Stop the prevention module.

Fig.5 Algorithm for alert module of the proposed architecture

4.4 Alert module

The alert module proposed in this architecture provides

a real time solution to avoid catastrophic results from

the actual flooding attack and also prevents from the

business loss due to false positive results from the

detection algorithm. It uses Simple Mail Transfer

Protocol (SMTP) for sending the alert to the system

administrator in real-time of the attack. So that

administrators can act accordingly to prevent from

effects of SYN flooding attack.

4.4.1 Algorithm for alerting the TCP-SYN flood attack

The algorithm for the alert module used in the

proposed architecture is shown in Fig.6. It uses the

detected malicious IP address from the detection

module to alert the user about the attack. It uses

common technologies like python, Simple Mail

Transfer Protocol (SMTP) for sending email alerts to

the administrators.

1. Start the alert mail.

2. Configure SMTP and relevant details like

receiver’s address.

3. Check for the trigger from the detection

module.

a) If triggered, execute following steps.

b) Else ignore next steps.

4. Get the details of the attack from the

detection module.

5. Wrap the details as a message with the

protocol header of mail.

6. Send the mail to the system administrator

about the attack.

7. Stop the alert module.

Fig.6 Algorithm for alert module of the proposed architecture

4.5 Attack generation module

The attack generation module in the proposed

architecture is responsible for creating a real world

attack scenario. This helps us in testing our detection,

prevention and alert modules. The attack generation

module sends enormous number of TCP SYN packets

to the detection machine for testing the effectiveness of

the proposed architectures algorithm. Attack generation

module gets the IP address of the victim’s machine to

flood the machine with thousands of SYN packets per

second. Attack generation module uses hping3 to

generate TCP SYN flood to the detection machine for

testing.

5 Implementation

To implement the proposed architecture, simulation of

a real world scenario of TCP SYN flood attack is to be

created. The attack generation module is launched to

flood the detection machine. After launching the attack

hping3 would have started sending numerous amounts

of TCP SYN packets to the detection machine. The

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main program launches the execution of the detection,

prevention, adaptive thresholding and alert module.

The adaptive thresholding module returns the threshold

value to the detection module. Now the detection

module analyses the packet flow in the network and

stores the information and counts the number of

requests made by a single source. The detection

module could detect the anomalous request being made

by the hping3 tool by verifying with the thresholding

amount and the number of requests made by a single

source IP. Now this detection will trigger the

prevention module. The prevention module works

based on IPtables. It gets the malicious IP address as a

input from the detection by module. Then this IP

address is blocked by the prevention module by adding

drop IPtables rule by invoking a system call to the

operating system. This prevents the TCP-SYN flood

attack from happening again from the malicious IP

address. This prevention module triggers the alert

module that sends the details of the attack to the system

administrator via Email in real time. Then the

administrator can act accordingly to the attack to avoid

prevention of false positive results. In this way the

TCP-SYN flood could be detected and prevented.

6 Results

The proposed architecture’s experimental results and

analysis of the TCP SYN flood attack detection and

prevention system is stated in the below section. From

the above modules of the architecture we can infer that.

6.1 Attack generation

Attack generation phase simply involves running the

hping3 tool residing in the attacking module. This

hping3 takes in the IP and port of the target machine

along with the number of packets which the target has

to be flooded with. As soon as the attack was started,

the packets started getting produced and sent to the

target machine.

Fig.7 Attacker’s network traffic graph during the SYN flood

attack.

The I/O network graph of the attacker’s machine

during the TCP SYN flood attack is shown in Fig.7

which clearly states that the number of packets sent per

second increases to an abnormally large value on the

eth0 interface. Also from the rapid spike in the graph at

around the 15 second mark as compared to the normal

traffic which was captured before the attack was

generated.

6.2 Detection and Prevention

The efficiency of this module is stated in terms of the

CPU workload of the system before attack, in course of

the attack and after detection of the attack. The CPU

workload before attack, during attack and after TCP

SYN flood detection and prevention by blocking the

malicious IP address is shown in Fig 8 .The value of

the of the CPU load under normal condition before the

attack ranges from 7-12. The CPU load value observed

during the attack ranges from 96-100 because of the

malicious incoming requests. After detection of the

attack the CPU load ranges from 7-13 which is similar

to the CPU load of the system before the attack. Figure

below clearly depicts that this system is capable of

detecting and preventing TCP SYN Flood attack

efficiently which also reduces the CPU’s workload

after detecting TCP SYN flood attack and restores the

system back to the normal state prior to that of the

attack.

Fig.8 CPU Load of the detection module

The time taken by our proposed algorithm to detect

and prevent TCP SYN flooding algorithm under

variable SYN requests per seconds is shown in Table 1

when threshold is set to 300 SYN requests. So we can

see the detection time reduces as the number of SYNs

per second increases. This clearly states that our

algorithm can effectively detect large SYN flood

attacks.

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Table.1 Time taken for detecting the SYN flood under

different SYN rates

SYN s/ s Detection Time

35 8.591

50 6.011

60 5.750

80 3.750

100 3.132

IPtables rules are updated after the detection of the

SYN flood as shown in Table 2. The prevention

module adds the malicious IP addresses to the IPtables

which helps in preventing the attack happening further.

The packets further after detection from the malicious

source is dropped by the IPtables which prevents the

TCP-SYN Flood attack.

Table.2 IPtables rules after prevention of the TCP SYN

Flood attack.

N u m

Target Prot O p t

Source Destina tion

1 DROP all - -

192.168.229.1 29 (attacker IP)

anywhe re

2 DROP all - -

192.168.229.2 34 (attacker IP)

anywhe re

The results shows that our algorithm is very

effective and efficient for detecting and preventing

TCP-SYN Flood attacks at a higher rate also the

performance of the algorithm can be increased to great

extent by introducing and tuning various thresholding

parameters according to the scenario.

7 Conclusion and Future Works

In this paper, the proposed architecture is capable of an

effective and efficient detection and prevention of SYN

flood attacks. It consists of four modules detection,

adaptive thresholding, prevention and alert modules

and the relevant metrics (IP source, number of requests

made, time of previous request and SYN arrival rate).

The detection module is efficient because it requires

less computation and memory resources of the system

.The adaptive thresholding module increases the

efficiency of the detection module by providing a

precise threshold. The prevention module works well

in preventing the attack. Using this result, the proposed

architecture described an attack detection and

prevention method taking the IP address and number of

requests made by a IP source as a metric to classify the

incoming traffic .The results states that our proposed

architecture can effectively detects and prevents SYN

flooding attacks faster and precisely.

The future works are to optimize and add some

additional parameters (e.g., variance, standard

deviation and other statistical and network parameters)

to the adaptive thresholding algorithm so the detection

module can get more precise threshold values for

detection hence improving the performance of the

module. Also the proposed architecture can be

extended for other denial of service attacks (HTTP

Flooding, ICMP Flooding, UDP flooding) [20] using

this adaptive threshold based detection algorithm.

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