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Criminal Justice: A Brief Introduction Thirteenth Edition

Chapter 10 Probation, Parole, and Reentry

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Introduction • Community corrections

– The use of a variety of officially ordered program-based sanctions that permit convicted offenders to remain in the community under conditional supervision

– Includes probation, parole, home confinement, remote location monitoring of offenders, etc.

• At the start of 2017, about 1 in 55 adults in the United States were under community supervision

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What Is Probation? • Probation

– A sentence of imprisonment that is suspended and served while under supervision in the community

– A court-ordered sanction

• History of probation – John Augustus, first probation officer (Boston,

1850s) – Led to probation as accepted and widely used

form of community supervision – Federal government and all states adopted by

1925

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The Extent of Probation (1 of 2)

• Probation is the most common form of criminal sentencing in the United States

– About 55% of all offenders under supervision in the United States are on probation

– About 27% of persons sentenced for a felony receive probation

• Annual rate of increase has declined but the number of persons on probation has increased greatly

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The Extent of Probation (2 of 2)

• Violent offenders have about a one in five chance of receiving probation

• States vary widely in their use of probation

• About 51% of adults discharged from probation successfully meet the conditions of their supervision

• About 15% are incarcerated because of a rule violation or because they committed a new offense

• About 7% abscond

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Figure 10.1 Offenders under Correctional Supervision, by Type of Supervision

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Probation Conditions • Individuals on probation must agree to abide by

court-mandated conditions of probation

• Violation of conditions may lead to probation revocation

• General Conditions – Apply to all probationers in a given jurisdiction

• Special Conditions – May be mandated by the judge who feels that

the probationer is in need of particular guidance or control

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The Federal Probation System • U.S. Probation and Pretrial Services System was

created by the passage of the 1925 National Probation Act

• Federal probation/pretrial services officers are federal law enforcement officers

– Can arrest or detain individuals suspected or convicted of federal offenses

– Can arrest individuals suspected of violating conditions of probation

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What Is Parole? (1 of 4)

• Parole – Conditional supervised early release of inmates

from correctional confinement – Strategy of prison reentry to the community

from prison

• Differs from probation in both purpose and implementation

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What Is Parole? (2 of 4)

• Probation – Probationers general avoid incarceration – Sentencing option available to a judge – Sentencing strategy

• Parole – Parolees have been incarcerated – Administrative decision by paroling authority – Correctional strategy

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What Is Parole? (3 of 4)

• Two major parole decision-making models – Parole board

 State paroling authority that grants parole based on the board members’ judgment and assessment

 Discretionary parole – Statutory decrees

 Produce mandatory release with release dates near completion of sentence, minus time off for good behavior

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What Is Parole? (4 of 4)

• Currently seeing movement away from release by parole boards and the use of discretionary release

• Medical parole – Early release option under which an inmate is

deemed “low risk” due to a serious physical and mental health condition under normal circumstances

– Form of reentry that is on the increase

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The Extent of Parole • Parolees are one of the smallest correctional

categories – Reluctance to use parole due to concerns about

lack of offender reformation prior to release

• About 25% of inmates released from prison are paroled

• Other inmates may also serve a short period on reentry parole—a form of supervised mandatory release

• About 56% of parolees successfully complete parole, 15% violate parole, 7% commit new offenses during parole period

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Parole Conditions (1 of 2)

• Conditions of parole – The general and specific limits imposed on an

offender who is released on parole – Similar to conditions of probation

• Parole violation – An act or failure to act by a parolee that does

not conform to the conditions of parole – Can lead to parole revocation

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Parole Conditions (2 of 2)

• Parole revocation – The administrative action of removing a person

from parole in response to a violation of conditions

• Restitution – A court requirement that an alleged or

convicted offender pay money or provide services to the victim of the crime or provide services to the community

– Frequently included as a condition of parole

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Federal Parole • Forms of federal community supervision

– Probation – Parole – Supervised release after prison

• 1984 Comprehensive Crime Control Act mandated federal fixed sentencing, abolished most federal parole

– Parole decisions still made for federal inmates whose sentences were imposed before the act’s deadline

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Figure 10.2 Federal Postconviction Supervision, by Type

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Advantages of Probation and Parole • Lower costs

• Increased employment

• Restitution

• Community support

• Reduced risk of criminal socialization

• Increased use of community services

• Increased opportunity for rehabilitation

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Disadvantages of Probation and Parole • Relative lack of punishment

• Increased risk to the community

• Increased social costs

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The Legal Environment (1 of 4)

• Griffin v. Wisconsin (1987) – Probation officers may search a probationer’s

residence without a warrant or probable cause

• Pennsylvania Board of Probation and Parole v. Scott (1998)

– Applied this to searches by parole officers

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The Legal Environment (2 of 4)

• Revocation hearing – A hearing held before a legally constituted

hearing body to determine whether a parolee or probationer has violated the conditions and requirements of parole or probation

• About 15% of adults on parole have their conditional release revoked each year

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The Legal Environment (3 of 4)

• Most frequent violations for which revocation occurs include:

– Failure to report as required – Failure to participate in treatment programs – Alcohol or drug abuse while under supervision

• Nonrevocable parole (NRP) – Designed to safely reduce state prison

populations – Offenders on NRP may not be returned to prison

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The Legal Environment (4 of 4)

• Potential liability of probation officers and parole boards for criminal actions of offenders they supervise or whom they have released

• Most experts agree that parole board members cannot be successfully sued unless release decisions made in grossly negligent or wantonly reckless manner

• Discretionary decisions by individual probation or parole officers that result in harm to the public may be more actionable

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The Job of Probation and Parole Officers • Four main functions

– Presentence investigations – Intake procedures – Diagnosis and needs assessment – Client supervision

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The Challenges of the Job • Need to balance two conflicting sets of duties:

– Provide quasi-social-work services – Handle custodial responsibilities

• Large caseloads

• Lack of opportunity for career mobility within the profession

• High stress levels

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Intermediate Sanctions • Sentencing alternatives falling between

imprisonment and probationary release

• Main advantages – Less expensive than imprisonment – Socially cost-effective – Provide flexibility

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Split Sentencing • A sentence explicitly requiring the convicted

offender to serve a period of confinement followed by a period of probation

• Frequently given to minor drug offenders

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Shock Probation and Shock Parole • Shock probation

– Offender serves a relatively short period of time in custody and is released to probation

– Unlike split sentencing, shock probation clients must apply for probationary release

– Court effectively makes a resentencing decision

• Shock parole – Similar to shock probation but is an

administrative decision made by paroling authority

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Shock Incarceration • Sentencing option that makes use of “boot camp”-

type prison settings

• Popular during the 1990s, designed mainly for young first offenders, short duration

• Largely discontinued today

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Mixed Sentencing and Community Service • Mixed sentencing

– A sentence that requires that a convicted offender serve weekends in a confinement facility and receive probation supervision during the week

• Community Service – A sentencing alternative that requires offenders

to spend at least part of their time working for a community agency

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Intensive Supervision of Probationers and Parolees (IPS) • Intensive Probation Supervision

– A form of probation supervision involving frequent face-to-face contact between the probationer and the probation officer

– The strictest form of adult probation in the United States

• Some states have extended a form of IPS to parolees

• IPS programs shown to be effective at reducing recidivism

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Home Confinement and Remote Location Monitoring (1 of 2)

• Home confinement/house arrest – Offenders are confined to their own residences – Uses remote location monitoring to track

offenders

• Valuable alternative for offenders with special needs

• Levels of federal home confinement – Curfew – Home detention – Home incarceration

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Home Confinement and Remote Location Monitoring (2 of 2)

• Advantages of house arrest – Cost-effective response to high cost of

imprisonment – Socially cost-effective—decreases opportunity

for negative socialization that occurs in prison – Monitoring significantly reduces likelihood of

failure under community supervision

• Criticisms of house arrest – May endanger the public – May provide little or no actual punishment

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Figure 10.3 Remote Location Monitoring—How It Works

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The Future of Probation and Parole

(1 of 2)

• Parole was widely criticized during the 1980s and 1990s

– Citizen groups claimed it unfairly reduces prison sentences imposed on serious offenders

– Academics alleged parole cannot ensure criminals will not commit future crimes

– Concerns about inability of parole to curb recidivism

• Estimates suggest that over half of offenders released on supervised release will be reincarcerated within three years

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The Future of Probation and Parole

(2 of 2)

• Parole violators account for over half of prison admissions in many states

• Critics argue that high recidivism and failure on parole indicate poor reintegration of prisoners into the community

• Some prisoners have challenged fairness of parole – May be arbitrarily granted – Unpredictable nature of parole experience

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Figure 10.4 Three-Year Recidivism Rates of Prisoners Released from Prison in 15 States

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Changes in Reentry Policies (1 of 5)

• Almost two out of every three people released from prison are rearrested within three years of release

• Issues creating barriers to successful reentry

– 75% of those released have history of substance abuse

– 2/3 have no high school diploma

– Lack of employment opportunities

– Over 1/3 have physical or mental disability

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Changes in Reentry Policies (2 of 5)

• Serious Violent Offender Reentry Initiative (S V O R I) – Geared toward serious and violent offenders – Goal was to reduce likelihood of reincarceration

by providing tailored supervision and services to improve odds for a successful transition to the community

• SV O R I included a three-phase service continuum – Begins in prison – Structured reentry phase – Continues for several years in the community

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Changes in Reentry Policies (3 of 5)

• S V O R I funding ended in 2012 – For adult males, participation was associated

with longer time to reincarceration and fewer reincarcerations

– For adult females, the results were mixed and not significant

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Changes in Reentry Policies (4 of 5)

• Reentry courts – Specialized courts combining intensive judicial

oversight with rehabilitative services – Based on the drug-court model – Reentry court judges oversee offender’s

supervised release into the community – Offer array of reintegration services to which

participants can be referred – Provides continual oversight

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Changes in Reentry Policies (5 of 5)

• Second Chance Act (2008) – Authorized $400 million in federal funds

between 2008 and 2012 to assist offenders reentering the community

– Act created the National Reentry Resource Center

– Funded prison-to-community transition services and programs

• Recidivism by parolees leaving supervision has declined since the act was passed

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The Reinvention of Probation and Evidence-Based Practices (1 of 2)

• The primary purpose of probation has always been rehabilitation

– Too frequently and inappropriately used with repeat or relatively serious offenders, tarnishing image

• Focus today on risk prediction tools to assess likelihood of success for offenders considered for community supervision

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The Reinvention of Probation and Evidence-Based Practices (2 of 2)

• Treatment-oriented intense supervision of offenders in the community has the largest impact on reducing recidivism.

• Evidence-based practices firmly established in probation and parole.

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Copyright

  • Criminal Justice: A Brief Introduction
  • Introduction
  • What Is Probation?
  • The Extent of Probation (1 of 2)
  • The Extent of Probation (2 of 2)
  • Slide 6
  • Probation Conditions
  • The Federal Probation System
  • What Is Parole? (1 of 4)
  • What Is Parole? (2 of 4)
  • What Is Parole? (3 of 4)
  • What Is Parole? (4 of 4)
  • The Extent of Parole
  • Parole Conditions (1 of 2)
  • Parole Conditions (2 of 2)
  • Federal Parole
  • Figure 10.2 Federal Postconviction Supervision, by Type
  • Advantages of Probation and Parole
  • Disadvantages of Probation and Parole
  • The Legal Environment (1 of 4)
  • The Legal Environment (2 of 4)
  • The Legal Environment (3 of 4)
  • The Legal Environment (4 of 4)
  • The Job of Probation and Parole Officers
  • The Challenges of the Job
  • Intermediate Sanctions
  • Split Sentencing
  • Shock Probation and Shock Parole
  • Shock Incarceration
  • Mixed Sentencing and Community Service
  • Intensive Supervision of Probationers and Parolees (IPS)
  • Home Confinement and Remote Location Monitoring (1 of 2)
  • Home Confinement and Remote Location Monitoring (2 of 2)
  • Figure 10.3 Remote Location Monitoring—How It Works
  • The Future of Probation and Parole (1 of 2)
  • The Future of Probation and Parole (2 of 2)
  • Slide 37
  • Changes in Reentry Policies (1 of 5)
  • Changes in Reentry Policies (2 of 5)
  • Changes in Reentry Policies (3 of 5)
  • Changes in Reentry Policies (4 of 5)
  • Changes in Reentry Policies (5 of 5)
  • Slide 43
  • Slide 44
  • Copyright