Need Adobe Edit

Lexxiano22

rhmar1.pdf

Home >Business & Finance homework help >Accounting homework help >Need Adobe Edit

Page 1 of 21

85 Willow Rd, Menlo Park, CA 94025 [email protected]

03/01/2021 to 03/31/2021 Salexia Timmerman Account #:957696263

224-55 Edgewood Ave, Jamaica, NY 11413, USA, Laurelton, NY 11413

Options Equities Cash and Cash Equivalents

Account Summary Opening Balance Closing Balance

Net Account Balance ($191.44) $41.84

Total Securities $2,021.40 $3,327.00

Portfolio Value $1,829.96 $3,368.84

Income and Expense Summary This Period Year to Date

Dividends $0.00 $0.00

Capital Gains Distributions $0.00 $0.00

Interest Earned $0.00 $0.00

Portfolio Allocation

Cash and Cash Equivalents 1.24%

Equities 0.00%

Options 98.76%

This statement shall be conclusive if not objected to in writing within ten days (except with respect to debit card transactions). Errors and omissions exempted. Please address all communications to the firm and not to the individuals. Address changes or other material changes in your account should be directed to the office servicing your account. Kindly mention your account number. This statement should be retained for income tax purposes.

Page 2 of 21

Portfolio Summary

Securities Held in Account Sym/Cusip Acct Type Qty Price Mkt Value Est. Dividend Yield % of Total Portfolio

GM 04/01/2021 Call $65.00 Estimated Yield: 0.00% GM Margin 707 $0.01 $707.00 $0.00 20.99%

GNUS 04/01/2021 Call $3.00 Estimated Yield: 0.00% GNUS Margin 300 $0.01 $300.00 $0.00 8.91%

IDEX 04/16/2021 Call $4.00 Estimated Yield: 0.00% IDEX Margin 100 $0.16 $1,600.00 $0.00 47.49%

X 04/01/2021 Call $26.00 Estimated Yield: 0.00% X Margin 10 $0.72 $720.00 $0.00 21.37%

Total Securities $3,327.00 $0.00 98.76%

Brokerage Cash Balance $41.84 1.24%

Total Priced Portfolio $3,368.84

Page 3 of 21

Account Activity

Description Symbol Acct Type Transaction Date Qty Price Debit Credit

GME 02/26/2021 Call $800.00 GME Margin STC 02/26/2021 4 $0.13 $51.98

GME 02/26/2021 Call $800.00 GME Margin STC 02/26/2021 1 $0.13 $12.98

GME 04/16/2021 Put $4.50 GME Margin STC 02/26/2021 5 $0.05 $24.98

Gold Fee Margin GOLD 03/01/2021 $5.00

NOK 03/05/2021 Put $4.00 NOK Margin BTO 02/26/2021 1 $0.16 $16.00

PLTR 03/05/2021 Call $30.00 PLTR Margin BTO 02/26/2021 1 $0.26 $26.00

PLTR 03/05/2021 Call $30.00 PLTR Margin BTO 02/26/2021 3 $0.29 $87.00

PLTR 03/05/2021 Call $30.00 PLTR Margin BTO 02/26/2021 2 $0.29 $58.00

SNDL 03/19/2021 Call $2.00 SNDL Margin STC 02/26/2021 7 $0.18 $125.98

SNDL 03/19/2021 Call $4.00 SNDL Margin STC 02/26/2021 2 $0.05 $9.98

SNDL 03/19/2021 Call $4.00 SNDL Margin STC 02/26/2021 3 $0.05 $14.98

Tesla Unsolicited, CUSIP: 88160R101 TSLA Margin Sell 02/25/2021 0.304064 $725.11 $220.48

GME 04/16/2021 Put $3.00 GME Margin STC 03/01/2021 3 $0.02 $5.98

GME 04/16/2021 Put $3.00 GME Margin STC 03/01/2021 2 $0.02 $3.98

NOK 03/05/2021 Put $4.00 NOK Margin STC 03/01/2021 1 $0.09 $8.98

PLTR 03/05/2021 Call $30.00 PLTR Margin STC 03/01/2021 6 $0.10 $59.98

SNDL 03/19/2021 Call $2.00 SNDL Margin BTO 03/01/2021 5 $0.15 $75.00

UBER 03/19/2021 Call $60.00 UBER Margin BTO 03/01/2021 1 $0.56 $56.00

Page 4 of 21

Account Activity

Description Symbol Acct Type Transaction Date Qty Price Debit Credit

ACH Deposit Margin ACH 03/03/2021 $20.00

ACH Deposit Margin ACH 03/03/2021 $200.00

ACH Deposit Margin ACH 03/03/2021 $300.00

ACH Deposit Margin ACH 03/03/2021 $25.00

ACH Deposit Margin ACH 03/03/2021 $150.00

AMC 03/05/2021 Call $10.00 AMC Margin BTO 03/03/2021 1 $0.15 $15.00

AMC 03/05/2021 Call $10.00 AMC Margin BTO 03/03/2021 3 $0.15 $45.00

AMC 03/05/2021 Call $10.00 AMC Margin BTO 03/03/2021 2 $0.15 $30.00

AMC 03/05/2021 Call $10.00 AMC Margin BTO 03/03/2021 1 $0.15 $15.00

AMC 03/05/2021 Call $10.00 AMC Margin BTO 03/03/2021 1 $0.30 $30.00

AMC 03/05/2021 Call $10.00 AMC Margin BTO 03/03/2021 2 $0.30 $60.00

AMC 03/19/2021 Call $12.00 AMC Margin BTO 03/03/2021 2 $0.59 $118.00

AMC 03/19/2021 Call $12.00 AMC Margin BTO 03/03/2021 1 $0.60 $60.00

NEE 03/19/2021 Call $77.50 NEE Margin BTO 03/03/2021 1 $0.40 $40.00

NEE 03/19/2021 Call $77.50 NEE Margin BTO 03/03/2021 4 $0.40 $160.00

Page 5 of 21

Account Activity

Description Symbol Acct Type Transaction Date Qty Price Debit Credit

NEE 03/19/2021 Call $77.50 NEE Margin BTO 03/03/2021 2 $0.35 $70.00

NEE 03/19/2021 Call $77.50 NEE Margin BTO 03/03/2021 3 $0.40 $120.00

NEE 03/19/2021 Call $77.50 NEE Margin BTO 03/03/2021 10 $0.37 $370.00

NEE 03/19/2021 Call $77.50 NEE Margin BTO 03/03/2021 5 $0.40 $200.00

SNDL 03/19/2021 Call $2.00 SNDL Margin STC 03/03/2021 4 $0.08 $31.98

SNDL 03/19/2021 Call $2.00 SNDL Margin STC 03/03/2021 1 $0.09 $8.98

UBER 03/19/2021 Call $60.00 UBER Margin STC 03/03/2021 2 $1.30 $259.98

UBER 03/19/2021 Call $60.00 UBER Margin STC 03/03/2021 1 $1.29 $128.98

UBER 03/19/2021 Call $60.00 UBER Margin STC 03/03/2021 4 $1.02 $407.98

ACH Deposit Margin ACH 03/08/2021 $300.00

ACH Deposit Margin ACH 03/08/2021 $900.00

ACH Deposit Margin ACH 03/08/2021 $600.00

AMC 03/05/2021 Call $10.00 AMC Margin STC 03/05/2021 2 $0.04 $7.98

AMC 03/05/2021 Call $10.00 AMC Margin STC 03/05/2021 21 $0.04 $83.95

Crypto Money Movement Margin COIN 03/08/2021 $6.96

Crypto Money Movement Margin COIN 03/08/2021 $7.00

Crypto Money Movement Margin COIN 03/08/2021 $0.84

VOD 04/16/2021 Put $15.00 VOD Margin BTO 03/05/2021 6 $0.11 $66.00

VOD 04/16/2021 Put $15.00 VOD Margin BTO 03/05/2021 10 $0.13 $130.00

Page 6 of 21

Account Activity

Description Symbol Acct Type Transaction Date Qty Price Debit Credit

VOD 04/16/2021 Put $15.00 VOD Margin BTO 03/05/2021 1 $0.13 $13.00

AMC 03/19/2021 Call $12.00 AMC Margin BTO 03/08/2021 2 $0.53 $106.00

AMC 03/19/2021 Call $12.00 AMC Margin BTO 03/08/2021 3 $0.54 $162.00

NEE 03/19/2021 Call $77.50 NEE Margin BTO 03/08/2021 10 $0.23 $230.00

NEE 03/19/2021 Call $77.50 NEE Margin BTO 03/08/2021 1 $0.40 $40.00

NEE 03/19/2021 Call $77.50 NEE Margin BTO 03/08/2021 7 $0.40 $280.00

NEE 03/19/2021 Call $77.50 NEE Margin BTO 03/08/2021 6 $0.40 $240.00

NEE 03/19/2021 Call $77.50 NEE Margin BTO 03/08/2021 5 $0.40 $200.00

NEE 03/19/2021 Call $77.50 NEE Margin BTO 03/08/2021 15 $0.26 $390.00

SOLO 03/19/2021 Call $8.00 SOLO Margin BTO 03/08/2021 1 $0.06 $6.00

SOLO 03/19/2021 Call $8.00 SOLO Margin BTO 03/08/2021 10 $0.06 $60.00

SOLO 03/19/2021 Call $8.00 SOLO Margin BTO 03/08/2021 9 $0.06 $54.00

SOLO 03/19/2021 Call $8.00 SOLO Margin BTO 03/08/2021 5 $0.06 $30.00

SOLO 04/01/2021 Call $6.00 SOLO Margin BTO 03/08/2021 4 $0.34 $136.00

VOD 04/16/2021 Put $15.00 VOD Margin STC 03/08/2021 16 $0.11 $175.96

VOD 04/16/2021 Put $15.00 VOD Margin STC 03/08/2021 1 $0.11 $10.98

ACH Deposit Margin ACH 03/10/2021 $50.00

PLTR 03/12/2021 Call $27.50 PLTR Margin BTO 03/09/2021 3 $0.13 $39.00

PLTR 03/12/2021 Call $27.50 PLTR Margin BTO 03/09/2021 1 $0.14 $14.00

Page 7 of 21

Account Activity

Description Symbol Acct Type Transaction Date Qty Price Debit Credit

PLTR 03/12/2021 Call $27.50 PLTR Margin BTO 03/09/2021 1 $0.14 $14.00

PLTR 03/12/2021 Call $27.50 PLTR Margin BTO 03/09/2021 2 $0.15 $30.00

SOLO 03/19/2021 Call $8.00 SOLO Margin STC 03/09/2021 25 $0.04 $99.94

ACH Deposit Margin ACH 03/11/2021 $200.00

ACH Deposit Margin ACH 03/11/2021 $300.00

KODK 03/12/2021 Call $8.50 KODK Margin BTO 03/10/2021 4 $0.58 $232.00

KODK 03/12/2021 Call $8.50 KODK Margin BTO 03/10/2021 1 $0.59 $59.00

KODK 03/12/2021 Call $9.00 KODK Margin BTO 03/10/2021 8 $0.30 $240.00

KODK 03/12/2021 Call $9.00 KODK Margin BTO 03/10/2021 2 $0.30 $60.00

PLTR 03/12/2021 Call $27.50 PLTR Margin STC 03/10/2021 8 $0.44 $351.97

SOLO 04/01/2021 Call $6.00 SOLO Margin STC 03/10/2021 4 $0.61 $243.98

ACH Deposit Margin ACH 03/12/2021 $500.00

ACH Deposit Margin ACH 03/12/2021 $1,000.00

KODK 03/12/2021 Call $8.50 KODK Margin STC 03/11/2021 5 $1.14 $569.98

KODK 03/12/2021 Call $9.00 KODK Margin STC 03/11/2021 10 $0.64 $639.97

KODK 03/19/2021 Call $12.00 KODK Margin BTO 03/11/2021 5 $0.47 $235.00

KODK 03/19/2021 Call $12.00 KODK Margin BTO 03/11/2021 5 $0.52 $260.00

Page 8 of 21

Account Activity

Description Symbol Acct Type Transaction Date Qty Price Debit Credit

SOLO 04/16/2021 Call $8.00 SOLO Margin BTO 03/11/2021 1 $0.34 $34.00

SOLO 04/16/2021 Call $8.00 SOLO Margin BTO 03/11/2021 4 $0.34 $136.00

SOLO 04/16/2021 Call $8.00 SOLO Margin BTO 03/11/2021 1 $0.34 $34.00

SOLO 04/16/2021 Call $8.00 SOLO Margin BTO 03/11/2021 1 $0.35 $35.00

ACH Deposit Margin ACH 03/15/2021 $200.00

ACH Deposit Margin ACH 03/15/2021 $600.00

ACH Deposit Margin ACH 03/15/2021 $1,000.00

ENDP 03/19/2021 Call $9.00 ENDP Margin BTO 03/12/2021 5 $0.15 $75.00

ENDP 03/19/2021 Call $9.00 ENDP Margin BTO 03/12/2021 2 $0.15 $30.00

ENDP 03/19/2021 Call $9.00 ENDP Margin BTO 03/12/2021 5 $0.15 $75.00

ENDP 03/19/2021 Call $9.00 ENDP Margin BTO 03/12/2021 2 $0.15 $30.00

ENDP 03/19/2021 Call $9.00 ENDP Margin BTO 03/12/2021 5 $0.15 $75.00

ENDP 03/19/2021 Call $9.00 ENDP Margin BTO 03/12/2021 1 $0.19 $19.00

GE 04/16/2021 Call $13.00 GE Margin BTO 03/12/2021 2 $0.50 $100.00

GE 04/16/2021 Call $13.00 GE Margin BTO 03/12/2021 3 $0.50 $150.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/12/2021 2 $1.09 $218.00

GNUS 04/01/2021 Call $3.00 GNUS Margin BTO 03/12/2021 10 $0.23 $230.00

GNUS 04/01/2021 Call $3.00 GNUS Margin BTO 03/12/2021 5 $0.23 $115.00

GNUS 04/01/2021 Call $3.00 GNUS Margin BTO 03/12/2021 5 $0.26 $130.00

Page 9 of 21

Account Activity

Description Symbol Acct Type Transaction Date Qty Price Debit Credit

GNUS 04/01/2021 Call $3.00 GNUS Margin BTO 03/12/2021 1 $0.27 $27.00

GNUS 04/01/2021 Call $3.00 GNUS Margin BTO 03/12/2021 2 $0.27 $54.00

IDEX 04/16/2021 Call $4.00 IDEX Margin BTO 03/12/2021 3 $0.53 $159.00

IDEX 04/16/2021 Call $4.00 IDEX Margin BTO 03/12/2021 1 $0.53 $53.00

IDEX 04/16/2021 Call $4.00 IDEX Margin BTO 03/12/2021 2 $0.53 $106.00

IDEX 04/16/2021 Call $4.00 IDEX Margin BTO 03/12/2021 2 $0.54 $108.00

KODK 03/19/2021 Call $12.00 KODK Margin BTO 03/12/2021 2 $0.34 $68.00

KODK 03/19/2021 Call $12.00 KODK Margin BTO 03/12/2021 3 $0.32 $96.00

KODK 03/19/2021 Call $12.00 KODK Margin BTO 03/12/2021 10 $0.47 $470.00

SNDL 03/19/2021 Call $1.50 SNDL Margin BTO 03/12/2021 9 $0.18 $162.00

SNDL 03/19/2021 Call $1.50 SNDL Margin BTO 03/12/2021 1 $0.18 $18.00

SNDL 03/19/2021 Call $1.50 SNDL Margin BTO 03/12/2021 5 $0.19 $95.00

SOLO 04/16/2021 Call $8.00 SOLO Margin BTO 03/12/2021 3 $0.33 $99.00

AAL 03/19/2021 Call $27.00 AAL Margin BTO 03/15/2021 10 $0.23 $230.00

AAL 03/19/2021 Call $27.00 AAL Margin BTO 03/15/2021 3 $0.25 $75.00

AAL 03/19/2021 Call $27.00 AAL Margin BTO 03/15/2021 7 $0.25 $175.00

Page 10 of 21

Account Activity

Description Symbol Acct Type Transaction Date Qty Price Debit Credit

AAL 03/19/2021 Call $27.00 AAL Margin BTO 03/15/2021 5 $0.24 $120.00

AMC 03/19/2021 Call $12.00 AMC Margin STC 03/15/2021 5 $3.00 $1,499.98

ENDP 03/19/2021 Call $9.00 ENDP Margin BTO 03/15/2021 10 $0.10 $100.00

GE 04/16/2021 Call $13.00 GE Margin STC 03/15/2021 5 $0.72 $359.98

GM 04/01/2021 Call $65.00 GM Margin BTO 03/15/2021 10 $0.64 $640.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/15/2021 10 $0.58 $580.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/15/2021 5 $0.56 $280.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/15/2021 5 $0.57 $285.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/15/2021 3 $0.80 $240.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/15/2021 4 $0.82 $328.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/15/2021 1 $0.82 $82.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/15/2021 5 $0.87 $435.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/15/2021 3 $0.89 $267.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/15/2021 1 $0.89 $89.00

KODK 03/19/2021 Call $12.00 KODK Margin STC 03/15/2021 25 $0.29 $724.94

NEE 03/19/2021 Call $77.50 NEE Margin BTO 03/15/2021 16 $0.30 $480.00

NEE 03/19/2021 Call $77.50 NEE Margin BTO 03/15/2021 1 $0.30 $30.00

NEE 03/19/2021 Call $77.50 NEE Margin BTO 03/15/2021 3 $0.30 $90.00

Page 11 of 21

Account Activity

Description Symbol Acct Type Transaction Date Qty Price Debit Credit

SOLO 04/16/2021 Call $8.00 SOLO Margin STC 03/15/2021 10 $0.27 $269.97

ACH Deposit Margin ACH 03/17/2021 $600.00

ACH Deposit Margin ACH 03/17/2021 $400.00

SNDL 03/19/2021 Call $1.50 SNDL Margin STC 03/16/2021 4 $0.28 $111.98

SNDL 03/19/2021 Call $1.50 SNDL Margin STC 03/16/2021 1 $0.28 $27.98

SNDL 03/19/2021 Call $1.50 SNDL Margin STC 03/16/2021 2 $0.28 $55.98

SNDL 03/19/2021 Call $1.50 SNDL Margin STC 03/16/2021 1 $0.28 $27.98

SNDL 03/19/2021 Call $1.50 SNDL Margin STC 03/16/2021 2 $0.28 $55.98

SNDL 03/19/2021 Call $1.50 SNDL Margin STC 03/16/2021 1 $0.28 $27.98

SNDL 03/19/2021 Call $1.50 SNDL Margin STC 03/16/2021 4 $0.28 $111.98

AAL 03/19/2021 Call $27.00 AAL Margin STC 03/17/2021 25 $0.09 $224.94

AAPL 03/19/2021 Call $126.00 AAPL Margin BTO 03/17/2021 3 $0.73 $219.00

ACH Reversal Margin ACH 03/18/2021 $400.00

AMC 03/19/2021 Call $12.00 AMC Margin STC 03/17/2021 5 $1.70 $849.98

GE 03/26/2021 Call $14.00 GE Margin BTO 03/17/2021 10 $0.17 $170.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/17/2021 10 $0.53 $530.00

GNUS 04/01/2021 Call $3.00 GNUS Margin BTO 03/17/2021 2 $0.18 $36.00

GNUS 04/01/2021 Call $3.00 GNUS Margin BTO 03/17/2021 18 $0.18 $324.00

GNUS 04/01/2021 Call $3.00 GNUS Margin BTO 03/17/2021 2 $0.18 $36.00

GNUS 04/01/2021 Call $3.00 GNUS Margin BTO 03/17/2021 1 $0.18 $18.00

Page 12 of 21

Account Activity

Description Symbol Acct Type Transaction Date Qty Price Debit Credit

GNUS 04/01/2021 Call $3.00 GNUS Margin BTO 03/17/2021 6 $0.18 $108.00

GNUS 04/01/2021 Call $3.00 GNUS Margin BTO 03/17/2021 1 $0.18 $18.00

IDEX 04/16/2021 Call $4.00 IDEX Margin BTO 03/17/2021 2 $0.36 $72.00

IDEX 04/16/2021 Call $4.00 IDEX Margin BTO 03/17/2021 1 $0.40 $40.00

IDEX 04/16/2021 Call $4.00 IDEX Margin BTO 03/17/2021 3 $0.36 $108.00

IDEX 04/16/2021 Call $4.00 IDEX Margin BTO 03/17/2021 5 $0.36 $180.00

V 03/19/2021 Call $227.50 V Margin BTO 03/17/2021 1 $0.53 $53.00

V 03/19/2021 Call $227.50 V Margin BTO 03/17/2021 1 $0.55 $55.00

ACH Deposit Margin ACH 03/19/2021 $300.00

V 03/19/2021 Call $227.50 V Margin BTO 03/18/2021 8 $0.15 $120.00

V 03/19/2021 Call $227.50 V Margin BTO 03/18/2021 4 $0.13 $52.00

V 03/19/2021 Call $227.50 V Margin BTO 03/18/2021 1 $0.13 $13.00

V 03/19/2021 Call $227.50 V Margin BTO 03/18/2021 3 $0.13 $39.00

V 03/19/2021 Call $227.50 V Margin BTO 03/18/2021 1 $0.13 $13.00

AAPL 03/19/2021 Call $126.00 Margin OEXP 03/19/2021 3S

ENDP 03/19/2021 Call $9.00 Margin OEXP 03/19/2021 40S

NEE 03/19/2021 Call $77.50 Margin OEXP 03/19/2021 100S

V 03/19/2021 Call $227.50 Margin OEXP 03/19/2021 20S

LVS 03/26/2021 Call $61.00 LVS Margin BTO 03/23/2021 5 $0.67 $335.00

Page 13 of 21

Account Activity

Description Symbol Acct Type Transaction Date Qty Price Debit Credit

LVS 03/26/2021 Call $61.00 LVS Margin STC 03/24/2021 5 $0.75 $374.98

AAL 04/01/2021 Call $24.00 AAL Margin BTO 03/25/2021 5 $0.24 $120.00

ACH Deposit Margin ACH 03/26/2021 $300.00

GE 03/26/2021 Call $14.00 GE Margin BTO 03/25/2021 25 $0.01 $25.00

GE 03/26/2021 Call $14.00 GE Margin BTO 03/25/2021 20 $0.01 $20.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/25/2021 11 $0.06 $66.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/25/2021 5 $0.06 $30.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/25/2021 13 $0.06 $78.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/25/2021 1 $0.06 $6.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/25/2021 7 $0.06 $42.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/25/2021 15 $0.06 $90.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/25/2021 30 $0.06 $180.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/25/2021 10 $0.06 $60.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/25/2021 1 $0.05 $5.00

GNUS 04/01/2021 Call $3.00 GNUS Margin STC 03/25/2021 10 $0.25 $249.97

ACH Deposit Margin ACH 03/29/2021 $1,000.00

GE 03/26/2021 Call $14.00 Margin OEXP 03/26/2021 55S

Page 14 of 21

Account Activity

Description Symbol Acct Type Transaction Date Qty Price Debit Credit

GM 04/01/2021 Call $65.00 GM Margin BTO 03/26/2021 3 $0.04 $12.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/26/2021 5 $0.04 $20.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/26/2021 1 $0.04 $4.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/26/2021 17 $0.04 $68.00

Gold Fee Margin GOLD 03/29/2021 $5.00

AAL 04/01/2021 Call $24.00 AAL Margin STC 03/29/2021 5 $0.25 $124.98

ACH Deposit Margin ACH 03/30/2021 $1,800.00

ACH Deposit Margin ACH 03/30/2021 $500.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/29/2021 1 $0.03 $3.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/29/2021 20 $0.03 $60.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/29/2021 3 $0.03 $9.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/29/2021 8 $0.03 $24.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/29/2021 2 $0.03 $6.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/29/2021 1 $0.03 $3.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/29/2021 4 $0.03 $12.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/29/2021 1 $0.03 $3.00

Page 15 of 21

Account Activity

Description Symbol Acct Type Transaction Date Qty Price Debit Credit

GM 04/01/2021 Call $65.00 GM Margin BTO 03/29/2021 4 $0.03 $12.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/29/2021 3 $0.03 $9.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/29/2021 2 $0.03 $6.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/29/2021 7 $0.03 $21.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/29/2021 5 $0.03 $15.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/29/2021 2 $0.03 $6.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/29/2021 3 $0.03 $9.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/29/2021 10 $0.03 $30.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/29/2021 8 $0.03 $24.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/29/2021 15 $0.03 $45.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/29/2021 1 $0.03 $3.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/29/2021 47 $0.03 $141.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/29/2021 48 $0.03 $144.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/29/2021 2 $0.03 $6.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/29/2021 1 $0.03 $3.00

IDEX 04/16/2021 Call $4.00 IDEX Margin BTO 03/29/2021 3 $0.11 $33.00

IDEX 04/16/2021 Call $4.00 IDEX Margin BTO 03/29/2021 15 $0.11 $165.00

IDEX 04/16/2021 Call $4.00 IDEX Margin BTO 03/29/2021 5 $0.11 $55.00

SNAP 04/01/2021 Call $55.50 SNAP Margin BTO 03/29/2021 5 $0.20 $100.00

Page 16 of 21

Account Activity

Description Symbol Acct Type Transaction Date Qty Price Debit Credit

SNAP 04/01/2021 Call $55.50 SNAP Margin BTO 03/29/2021 4 $0.21 $84.00

SNAP 04/01/2021 Call $55.50 SNAP Margin BTO 03/29/2021 1 $0.22 $22.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/30/2021 30 $0.03 $90.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/30/2021 11 $0.03 $33.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/30/2021 2 $0.03 $6.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/30/2021 119 $0.03 $357.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/30/2021 14 $0.03 $42.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/30/2021 20 $0.03 $60.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/30/2021 3 $0.03 $9.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/30/2021 4 $0.03 $12.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/30/2021 3 $0.03 $9.00

Page 17 of 21

Account Activity

Description Symbol Acct Type Transaction Date Qty Price Debit Credit

GM 04/01/2021 Call $65.00 GM Margin BTO 03/30/2021 4 $0.03 $12.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/30/2021 1 $0.03 $3.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/30/2021 4 $0.03 $12.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/30/2021 1 $0.03 $3.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/30/2021 6 $0.03 $18.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/30/2021 20 $0.03 $60.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/30/2021 1 $0.03 $3.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/30/2021 2 $0.03 $6.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/30/2021 20 $0.03 $60.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/30/2021 2 $0.03 $6.00

GM 04/01/2021 Call $65.00 GM Margin BTO 03/30/2021 1 $0.03 $3.00

GNUS 04/01/2021 Call $3.00 GNUS Margin BTO 03/30/2021 5 $0.04 $20.00

GNUS 04/01/2021 Call $3.00 GNUS Margin BTO 03/30/2021 10 $0.04 $40.00

Page 18 of 21

Account Activity

Description Symbol Acct Type Transaction Date Qty Price Debit Credit

GNUS 04/01/2021 Call $3.00 GNUS Margin BTO 03/30/2021 3 $0.04 $12.00

GNUS 04/01/2021 Call $3.00 GNUS Margin BTO 03/30/2021 2 $0.04 $8.00

GNUS 04/01/2021 Call $3.00 GNUS Margin BTO 03/30/2021 180 $0.02 $360.00

GNUS 04/01/2021 Call $3.00 GNUS Margin BTO 03/30/2021 50 $0.02 $100.00

IDEX 04/16/2021 Call $4.00 IDEX Margin BTO 03/30/2021 33 $0.12 $396.00

IDEX 04/16/2021 Call $4.00 IDEX Margin BTO 03/30/2021 8 $0.12 $96.00

IDEX 04/16/2021 Call $4.00 IDEX Margin BTO 03/30/2021 10 $0.12 $120.00

IDEX 04/16/2021 Call $4.00 IDEX Margin BTO 03/30/2021 1 $0.12 $12.00

IDEX 04/16/2021 Call $4.00 IDEX Margin BTO 03/30/2021 2 $0.12 $24.00

IDEX 04/16/2021 Call $4.00 IDEX Margin BTO 03/30/2021 1 $0.12 $12.00

SNAP 04/01/2021 Call $55.50 SNAP Margin STC 03/30/2021 10 $0.09 $89.97

X 04/01/2021 Call $26.00 X Margin BTO 03/30/2021 3 $0.56 $168.00

X 04/01/2021 Call $26.00 X Margin BTO 03/30/2021 1 $0.56 $56.00

X 04/01/2021 Call $26.00 X Margin BTO 03/30/2021 3 $0.56 $168.00

X 04/01/2021 Call $26.00 X Margin BTO 03/30/2021 2 $0.56 $112.00

X 04/01/2021 Call $26.00 X Margin BTO 03/30/2021 1 $0.57 $57.00

Total Funds Paid and Received $20,909.96 $21,143.24

Page 19 of 21

Executed Trades Pending Settlement These transactions may not be reflected in the other summaries

Description Acct Type Transaction Trade Date Settle Date Qty Price Debit Credit

SNDL 04/30/2021 Call $1.50 Margin BTO 03/31/2021 04/01/2021 1 $0.10 $10.00

ACB 04/09/2021 Call $10.50 Margin BTO 03/31/2021 04/01/2021 5 $0.17 $85.00

SPY 04/01/2021 Call $400.00 Margin BTO 03/31/2021 04/01/2021 5 $0.33 $165.00

SPY 04/16/2021 Call $410.00 Margin BTO 03/31/2021 04/01/2021 2 $0.56 $112.00

SNDL 04/30/2021 Call $1.50 Margin BTO 03/31/2021 04/01/2021 1 $0.10 $10.00

TLRY 04/09/2021 Call $25.50 Margin BTO 03/31/2021 04/01/2021 2 $0.84 $168.00

VIPS 04/16/2021 Call $39.00 Margin BTO 03/31/2021 04/01/2021 2 $0.55 $110.00

TLRY 04/01/2021 Call $25.00 Margin BTO 03/31/2021 04/01/2021 4 $0.25 $100.00

SNDL 04/30/2021 Call $1.50 Margin BTO 03/31/2021 04/01/2021 9 $0.10 $90.00

SPY 04/16/2021 Call $410.00 Margin BTO 03/31/2021 04/01/2021 3 $0.55 $165.00

SPY 04/16/2021 Call $410.00 Margin BTO 03/31/2021 04/01/2021 4 $0.57 $228.00

SPY 04/16/2021 Call $410.00 Margin BTO 03/31/2021 04/01/2021 1 $0.58 $58.00

IDEX 04/16/2021 Call $4.00 Margin STC 03/31/2021 04/01/2021 10 $0.12 $119.97

SPY 04/01/2021 Call $400.00 Margin BTO 03/31/2021 04/01/2021 4 $0.33 $132.00

SPY 04/01/2021 Call $400.00 Margin BTO 03/31/2021 04/01/2021 1 $0.33 $33.00

IDEX 04/16/2021 Call $4.00 Margin STC 03/31/2021 04/01/2021 90 $0.12 $1,079.81

ACB 04/09/2021 Call $10.50 Margin BTO 03/31/2021 04/01/2021 10 $0.17 $170.00

ACB 04/09/2021 Call $10.50 Margin BTO 03/31/2021 04/01/2021 2 $0.17 $34.00

ACB 04/09/2021 Call $10.50 Margin BTO 03/31/2021 04/01/2021 1 $0.17 $17.00

ACB 04/09/2021 Call $10.50 Margin BTO 03/31/2021 04/01/2021 2 $0.17 $34.00

Page 20 of 21

Executed Trades Pending Settlement These transactions may not be reflected in the other summaries

Description Acct Type Transaction Trade Date Settle Date Qty Price Debit Credit

GM 04/01/2021 Call $65.00 Margin STC 03/31/2021 04/01/2021 5 $0.01 $4.98

TLRY 04/09/2021 Call $25.50 Margin BTO 03/31/2021 04/01/2021 3 $0.84 $252.00

X 04/01/2021 Call $26.00 Margin STC 03/31/2021 04/01/2021 5 $1.48 $739.98

Total Executed Trades Pending Settlement $1,973.00 $1,944.74

Page 21 of 21

Important Information Robinhood Securities, LLC (“RHS”) carries your account as the clearing broker by arrangement with your introducing broker-dealer, Robinhood Financial LLC (“RHF”). If this is a margin account and we maintain a special miscellaneous account for you, this is a combined statement of your general account and special miscellaneous account maintained for you under Regulation T issued by the Board of Governors of the Federal Reserve System. The permanent record of the special miscellaneous account as required by Regulation T is available for your inspection at your request.

The per annum rate of interest charged on debit balances in your account is shown on this statement. This rate may change from time to time in accordance with fluctuations in interest rates. Interest is computed from the 1st day of the month to the last day of the month. The interest is based on the average daily balance in your account with us, and for the actual number of days based on an interest year of 360 days. When calculating margin interest, free credit balances in all accounts will be offset against any debit in the margin account and the interest will be charged on the new debit balance.

We are required to report to the Internal Revenue Service all cash dividends and interest credited to your account on securities held for you in our name. All dividends and interest credits should be included in your income tax return.

Information relative to fees and any other charges incurred in connection with listed option transactions occurring during the month has previously been furnished to you in confirmation of such transactions. A summary of the information will be made available to you promptly upon request. Exercise assignment notices for option contracts are allocated among customer short positions pursuant to a manual procedure which randomly selects from amongst all customer short option positions including those contracts which are subject to exercise. All short American style option positions are liable for assignment at any time whereas European style options are assigned at expiration. A more detailed description of our random allocation procedure is available upon request.

You are to promptly advise Robinhood of any material changes concerning your investment objectives or financial situation by updating your information using the Robinhood platform or by contacting [email protected].

Our financial statement is available for your personal inspection; it can also be emailed to you upon request.

RHS is a Member of SIPC, which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). Explanatory brochure available upon request or at www.sipc.org.

Any free credit balances represent funds payable upon demand which, although properly accounted for on our books and records, is not segregated, and may be used in the conduct of this firm’s business as permissible under the SEC Rule 15c3-2.

Notice to Customers

RHS acts as clearing agent for your trades. Your account, which was introduced to us by RHF, is established under your name on a “fully disclosed” basis at RHS. You remain a customer of RHF.

As required, under SEC rules, both the Firm’s Order Routing Report as well as information regarding specific order routing information is available free of charge upon request.

As a clearing agent, we provide securities clearance and may provide order execution based on RHF instructions. RHS will not be involved with or have any responsibility for decisions regarding securities transactions in your account. RHF will be responsible for opening, approving and monitoring all activities in connection with your account. The entry of orders and any instructions regarding the deposit or withdrawal of securities or monies should be made through RHF.

In addition to the above mentioned services, RHS will provide cashiering services, safeguarding of funds and securities while in our possession, monitoring compliance with applicable credit Regulation T and RHS internal policies, preparing and making accessible your account records (including transaction confirmations and periodic statements of your account).

The dividend totals reflected in the Income and Expense Summary are inclusive of both taxable and non-taxable dividends.

Interest charges to your account may be based on the size and net debit balance during the interest period. These rates are subject to revision without notice in accordance with any changes in the broker call loan rate, as published in the Wall Street Journal. For more complete information regarding interest charges to customers, consult the RHF Fee Schedule, available at https://rbnhd.co/fees.

We also offer Robinhood Cash Management as an additional feature of your account. Robinhood Cash Management includes debit card access to your account and automatic sweep of uninvested cash to bank deposits. If you participate in Robinhood Cash Management, your use of the debit card, and your rights with respect to debit card transactions, will be governed by the Robinhood Debit Card Agreement, which has been provided to you and is available at https://rbnhd.co/debit-card-agreement.

In case of errors or questions about your electronic transfers, including your debit card transactions, or if you think your statement or receipt is wrong or if you need more information about a transaction listed on the statement or receipt, email Robinhood at [email protected]. Robinhood must hear from you no later than sixty (60) days after you were sent the FIRST statement on which the problem or error appeared.

A. Tell Robinhood your name and account number. B. Describe the error or the transfer you are unsure about, and

explain as clearly as you can why you believe it is an error or why you need more information.

C. Tell Robinhood the dollar amount of the suspected error.

Robinhood will investigate your complaint and will correct any error promptly. If we take more than ten (10) business days to do this, we will credit your account for the amount you think is in error, so that you will have the use of the money during the time it takes Robinhood to complete our investigation.

If you participate in Robinhood Cash Management, your uninvested cash is swept into accounts at FDIC-insured program banks, where your uninvested cash will earn interest from the program banks and be eligible for FDIC insurance up to applicable limits, subject to FDIC rules. Please see the Robinhood Securities, LLC & Robinhood Financial LLC Insured Network Deposit Sweep Program Disclosures, available at https://rbnhd.co/ind- disclosure, for the terms and conditions of this sweep program, including information regarding FDIC insurance coverage.

RHF and RHS are members of the Financial Industry Regulatory Authority, Inc. (“FINRA”), and we are required to inform you of the availability of the FINRA Investor Brochure, which contains information on FINRA BrokerCheck. You may contact FINRA at 800-289-9999 or via their website www.finra.org. RHS carries your account and acts as your custodian for funds and securities deposited with us directly by you, through RHF as a result of transactions we process to your account. Any suspected inaccuracy or discrepancy in your account statement must be promptly reported to RHF. In order to protect your rights, please confirm any oral communications in writing and include your brokerage account number. General inquiries or concerns regarding your account should be directed to: [email protected].

The SEC requires all broker-dealers that route orders in equity securities and options to make available quarterly reports that present a general overview of their routing practices. The reports must identify the significant venues to which customer orders were routed for execution during the applicable quarter and disclose the material aspects of the broker-dealers relationship with such venue. In addition, the Rule (SEC 606) requires broker-dealers to disclose, upon customer request, the venues to which the individual customer’s orders were routed for the six months prior to the request, and the execution time for the orders that were executed. For further information, please contact RHF.

Statement of Financial Condition Robinhood Securities, LLC. audited Statement of Financial Condition as of December 31, 2020 is available on the Company’s website at www.robinhood.com/legal. A paper copy may be requested at no cost by calling 1-(800)-282-1327. On December 31, 2020, Robinhood Securities, LLC. had a net capital of $554,391,618, which was $486,817,019 in excess of its required net capital of $67,574,599.

PLEASE RETAIN THIS STATEMENT AS IT WILL BE HELPFUL IN PREPARING YOUR INCOME TAX RETURNS AND MAY BE NEEDED ALONG WITH SUBSEQUENT STATEMENTS TO VERIFY INTEREST CHARGES IN YOUR ACCOUNT. THIS STATEMENT SHALL BE DEEMED CONCLUSIVE UNLESS OBJECTED TO IN WRITING WITHIN 10 BUSINESS DAYS.

1568129