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Engaging the Entire Care Cascade in Western Kenya: A Model to Achieve the Cardiovascular Disease Secondary Prevention Roadmap Goals

Rajesh Vedanthan*, Jemima H. Kamano†,‡, Gerald S. Bloomfield§, Imran Manji‡, Sonak Pastakia†,‡,‖, and Sylvester N. Kimaiyo†,‡

*Icahn School of Medicine at Mount Sinai, New York, NY, USA

†Moi University College of Health Sciences, Eldoret, Kenya

‡Academic Model Providing Access to Healthcare, Eldoret, Kenya

§Duke Global Health Institute, Duke Clinical Research Institute, and Duke University School of Medicine, Durham, NC, USA

‖Department of Pharmacy Practice, Purdue University College of Pharmacy, Indianapolis, IN, USA

Abstract

Cardiovascular disease (CVD) is the leading cause of death in the world, with a substantial health

and economic burden confronted by low- and middle-income countries. In low-income countries

such as Kenya, there exists a double burden of communicable and noncommunicable diseases, and

the CVD profile includes many nonatherosclerotic entities. Socio-politico-economic realities

present challenges to CVD prevention in Kenya, including poverty, low national spending on

health, significant out-of-pocket health expenditures, and limited outpatient health insurance. In

addition, the health infrastructure is characterized by insufficient human resources for health,

medication stock-outs, and lack of facilities and equipment. Within this socio-politico-economic

reality, contextually appropriate programs for CVD prevention need to be developed. We describe

our experience from western Kenya, where we have engaged the entire care cascade across all

levels of the health system, in order to improve access to high-quality, comprehensive,

coordinated, and sustainable care for CVD and CVD risk factors. We report on several initiatives:

1) population-wide screening for hypertension and diabetes; 2) engagement of community

resources and governance structures; 3) geographic decentralization of care services; 4) task

redistribution to more efficiently use of available human resources for health; 5) ensuring a

consistent supply of essential medicines; 6) improving physical infrastructure of rural health

facilities; 7) developing an integrated health record; and 8) mobile health (mHealth) initiatives to

provide clinical decision support and record-keeping functions. Although several challenges

remain, there currently exists a critical window of opportunity to establish systems of care and

prevention that can alter the trajectory of CVD in low-resource settings.

Correspondence: R. Vedanthan ([email protected]).

All other authors report no relationships that could be construed as a conflict of interest.

The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health.

HHS Public Access Author manuscript Glob Heart. Author manuscript; available in PMC 2016 December 01.

Published in final edited form as: Glob Heart. 2015 December ; 10(4): 313–317. doi:10.1016/j.gheart.2015.09.003.

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Cardiovascular disease (CVD) is the leading cause of mortality in the world, with 80% of

CVD deaths occurring in low- and middle-income countries [1,2]. In sub-Saharan Africa,

CVD is the leading cause of death among individuals over age 30 years [3]. In addition to

the epidemiologic burden, CVD threatens to impose a significant economic burden on low-

and middle-income countries [4-6]. Whereas atherosclerotic CVD (particularly stroke) [7]

and CVD risk factors (particularly hypertension) [8] are increasing in Kenya,

nonatherosclerotic CVD remains significant in Kenya, including rheumatic heart disease,

heart failure, and household air pollutionerelated CVD [9,10]. In addition, the country

continues to confront a “double burden” of disease, including a significant burden of human

immunodeficiency virus and other communicable diseases (Figure 1) [11], representing the

evolution of the epidemiologic transition in this country.

Socio-Politico-Economic Realities

Kenya is designated as a low-income country by the World Bank [12], and the average daily

income for a substantial proportion of its population is <U.S. $1 per day [13]. In addition,

total expenditure on health is <5% of gross domestic product, out-of-pocket expenditures are

more than 75% of private spending on health, and government expenditure on health is

<U.S. $40 per capita [14]. Although there is a national health insurance program, it has

traditionally covered only inpatient admissions and is only recently expanding to outpatient

coverage [15].

In Kenya, a Division of Non-Communicable Diseases was formed in the Directorate of

Preventive and Promotive Services within the Ministry of Health. This division is charged

with the responsibility of driving policy response to noncommunicable diseases for the

whole country. It is in the process of concluding the development of a strategic plan for

noncommunicable diseases, as well as ensuring that the national health policy includes

measures to prevent and control noncommunicable diseases. Clear targets have been

designated, and evidence-based interventions have been recommended, including those for

secondary CVD prevention. However, widespread implementation of programs for CVD

prevention is still lacking.

The infrastructure for CVD prevention is challenging. There are insufficient human

resources for health overall [16], and the double burden of disease exacerbates this human

resource shortfall. There are frequent and repeated medication stock-outs, of even the

essential medicines contained on the national formulary [17]. Even when medicines are

available, they often remain unaffordable, are subject to price gouging, and can sometimes

be of uncertain quality [18]. CVD medicines are even less reliably available, especially for

the rural population. In addition, there is a profound lack of facilities, supplies, and

equipment—spanning laboratory facilities, radiology equipment, even sphygmomanometers.

Finally, patients often engage the health care system at advanced and complicated stages of

disease, at which point, prevention efforts are too late and curative efforts are expensive and

sometimes futile.

It is within this socio-politico-economic reality that contextually appropriate programs for

CVD prevention need to be developed. Here, we describe our experience from western

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Kenya, where we have engaged the entire care cascade across all levels of the health system,

in order to improve access to high-quality, comprehensive, coordinated, and sustainable care

for CVD and CVD risk factors.

Engaging the Entire Care Cascade

Academic Model Providing Access to Healthcare (AMPATH) is a collaboration among the

Moi University College of Health Sciences, the Moi Teaching and Referral Hospital, and a

consortium of North American universities led by Indiana University. This partnership

“leads with care” while addressing the full academic mission that includes education and

research. AMPATH has established a human immunodeficiency virus care system in

western Kenya that has served over 160,000 patients [19,20]. Recently, AMPATH has

leveraged this infrastructure to expand its clinical scope of work to develop a comprehensive

chronic disease management program, focusing initially on CVD, hypertension, and diabetes

[21]. In so doing, the program was guided by the following principles across the entire care

cascade: find, link, treat, and retain. These four principles were embodied in several

initiatives (Table 1): 1) population-wide screening for hypertension and diabetes; 2)

engagement of community resources and governance structures; 3) decentralization of care

services in order to improve geographic access; 4) task redistribution to allow for more

efficient use of available human resources for health; 5) ensuring a consistent supply of

essential medicines; 6) improving physical infrastructure of rural health facilities; 7)

developing an integrated health record across all levels of the Kenyan health system; and 8)

targeted, strategic use of mobile health (mHealth) initiatives to provide clinical decision

support and record-keeping functions for rural clinicians.

By bringing together all of these components, AMPATH has been able to create an

integrated system of chronic disease treatment and prevention services throughout its

catchment area. Community health workers at the village level have received structured

training to provide health education and assist with linkage and retention to chronic disease

care. Nurses in rural dispensaries have been provided specialized training and support in

order to independently manage hypertension and diabetes. Referral networks have been

established that connect dispensaries, health centers, district hospitals, and the Moi Teaching

and Referral Hospital. At the referral hospital, AMPATH has established outpatient

cardiology and diabetes clinics that provide comprehensive, multidisciplinary, and

longitudinal care for patients, many of whom have advanced or complex cardiovascular and

metabolic diseases. Finally, by leveraging the academic partnership and philanthropic

support, the program has built the first inpatient cardiac care unit in western Kenya, which

allows for management, resuscitation, and rehabilitation of critically ill cardiovascular

patients [22]. This integrated and comprehensive system of care provides the foundation for

education, capacity building, and research, in line with the mission of AMPATH. The

program has also launched a community-based outpatient health insurance program to

facilitate greater access by resource-limited rural populations to the integrated care system.

AMPATH has also implemented creative and novel programs to increase access to CVD

medicines. The program has partnered with key stakeholders in the Kenya Ministry of

Health and local communities to establish a network of revolving fund pharmacies [17]. At

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the rural health center level, each revolving fund pharmacy is located within the government

health center and serves as a backup to the government pharmacy, in order to prevent stock-

outs of essential medicines. The revolving fund pharmacy dispenses medications only when

the medication is out of stock at the government pharmacy, and the generated revenues are

used to restock the pharmacy. At the dispensary level, supply of CVD medications was

previously not available due to the commonly held view and policy that CVD was a health

issue that required more expertise than could be provided at the dispensary level. In this

setting, the revolving fund pharmacy serves as the primary supply for these medications.

Thus, the availability of essential CVD medicines has improved dramatically across all

levels of the health care system [17]. Local communities help to govern and monitor the

operations of each revolving fund pharmacy in order to ensure accountability to the local

population and patients. Demand for these services has increased, leading to the launch of

revolving fund pharmacies throughout the AMPATH catchment area.

The role of primary care clinicians, including nurses, clinical officers, and generalist

physicians, in this entire cascade cannot be understated. They will continue to provide care

to the vast majority of patients attending allopathic care facilities in low-resource, rural

settings. They also are often embedded in communities and have long-standing relationships

with community leaders and governance structures. Therefore, they have a great potential to

raise awareness both among individual patients as well as throughout entire communities.

Because they ultimately care for the bulk of patients in Kenya, these rural primary care

clinicians require appropriate training, mentorship, and support. In addition, they need to be

made aware of the relevant clinical guidelines, and be incentivized and motivated to use and

adhere to them. As has already been described, AMPATH has actively engaged primary care

clinicians with training, mentorship, and support, and those efforts need to continue and be

expanded.

Several challenges remain in terms of developing a roadmap for secondary CVD prevention

in a low-income country such as Kenya. Screening and detection of individuals with risk

factors and subclinical CVD requires the development and dissemination of novel diagnostic

equipment, including low-cost point-of-care technology that is portable and durable.

Simplification of CVD medication regimens, such as a cardiovascular polypill, could

potentially have benefit with respect to affordability and adherence [23]. For individuals

with known CVD, novel strategies to use mHealth to strengthen the link between patients

and providers may improve retention and adherence to care; however, the literature lacks

strong evidence in this regard [24]. New approaches to behavior modification and careful

attention to promoting healthy lifestyles, within the context of socio-politico-economic

constraints and life circumstances, will be required. Poor knowledge of secondary

prevention measures among clinicians needs to be addressed with training, capacity

building, and strong referral networks across the health system. Finally, ensuring high-

quality clinical care with a motivated health workforce can also promote a favorable clinical

experience for patients, thereby improving retention in care and adherence to treatment

regimens.

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Conclusions

CVD is a global problem, and increasingly so, even for low-income countries. While the

global CVD burden is still on the rise in low-income countries such as Kenya, there exists a

critical window of opportunity to establish systems of care and prevention that can alter the

trajectory of CVD in these settings. Engaging the entire care cascade, in the context of

epidemiologic and socio-politico-economic realities, is a promising way forward to achieve

the roadmap goals for secondary prevention of CVD in low-resource settings.

Acknowledgments

R. Vedanthan is supported by the Fogarty International Center of the National Institutes of Health under Award Number K01 TW 009218e05.

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Figure 1. Percentage of total deaths by cause, all ages, both sexes NCD, noncommunicable disease(s). Reproduced, with permission, from World Health

Organization [11].

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Table 1 The care cascade (find, link, treat, retain), with associated challenges, responses, and future directions

Challenges AMPATH Responses Future Directions

FIND Identifying individuals at risk and individuals with disease

Home-based, door-to-door screening Community-based screening

Evaluation of different screening and detection strategies

Laboratory facilities and diagnostic equipment not accessible to entire population

Providing diagnostic equipment to rural health facilities

Development and evaluation of low- cost, point-of-care diagnostic technology

Mistrust of public sector services Improve relationship with community leaders and tribal elders

Continue to engage community and elicit feedback as to future services and quality care

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Challenges AMPATH Responses Future Directions

LINK Excessive distance to health facilities Geographic decentralization of care services

Further geographic decentralization and portabilization of care delivery

Low awareness of risks Community health workers with specialized training

Evaluation of different strategies to improve linkage to care

Asymptomatic disease at early stages Smartphone-based tailored behavioral communication

Evaluate mHealth initiatives

Emotional factors (fears) Community health workers with motivational interviewing

Engage individuals emotionally as well as cognitively

Poverty Microfinance initiatives Iteration and improvement of microfinance

Lack of health insurance Community-based outpatient health insurance

Iteration and improvement of program

Scale-up of insurance coverage

Poor reputation of public sector facilities

Community health workers with motivational interviewing

Raise awareness of quality improvement initiatives and improve desirability of public sector services

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Challenges AMPATH Responses Future Directions

TREAT Insufficient human resources Task redistribution Evaluation of task redistribution strategy

Development of optimal health care provider composition

Inadequate training and knowledge of management approaches

Targeted training; mHealth with clinical decision support

Evaluate mHealth initiatives

Poor knowledge of secondary prevention measures

Training of physicians in guideline-based practices at the referral hospital

Capacity building of clinicians at district hospitals in catchment area

Medication stock-outs Revolving fund pharmacy with community governance and oversight

Novel community-based supply chain solution development

Lack of facilities and equipment Improving physical infrastructure of rural health facilities

Continued improvement of rural health facility infrastructure and equipment

Development of cardiac care unit

Strengthening referral pathways

Lack of integration of medical records across levels of care

Integrated electronic health record with real-time access for rural clinicians

Improvement and optimization of health record functionality and clinical applicability

Lack of health insurance Community-based outpatient health insurance

Iteration and improvement of program

Scale-up of insurance coverage

Poor provider-patient relationship Incorporate patient-centric approaches into care model

Iteration and optimization of program

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Challenges AMPATH Responses Future Directions

RETAIN Low awareness of risks Community health workers with specialized training

Evaluation of different strategies to improve retention in care

Asymptomatic disease at early stages Smartphone-based tailored behavioral communication

Evaluate mHealth initiatives

Emotional factors (fears) Community health workers with motivational interviewing

Engage individuals emotionally as well as cognitively

Poverty Microfinance initiatives Iteration and improvement of microfinance

Lack of health insurance Community-based outpatient health insurance

Iteration and improvement of program Scale-up of insurance coverage

mHealth, mobile health.

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