PS2
Hiring for Performance and Retention:
Examining the Relationship between Cognitive Fit
and Employee Turnover in the U.S. Navy
Dissertation Manuscript
Submitted to Northcentral University
Graduate Faculty of the School of Business
in Partial Fulfillment of the
Requirements for the Degree of
DOCTOR OF PHILOSOPHY
by
RENEE J. SQUIER
Prescott Valley, Arizona
November, 2016
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Approval Page
Hiring for Performance and Retention: Examining the Relationship between Cognitive Fit and
Employee Turnover in the U.S. Navy
By
Renee Squire
Approved by:
Dec. 26,2016
Chair: Dr. Linda Cummins Date
Certified by:
Dean of School: Dr. Peter Bemski Date
ii
Abstract
Retaining top-performing talent is one of the most fundamental human resource
challenges facing organizations today. Strong retention is critical to workforce quality
and controlling human resource costs—especially in an entry-level hiring system like the
U.S. Navy. The purpose of this quantitative study was to determine if cognitive fit
predicts employee turnover by comparing U.S. Navy enlisted sailor Armed Services
Vocational Aptitude Battery test scores to the cognitive demands for their career fields in
the Navy. It includes an analysis of this measurement of cognitive fit with retention data
to ascertain if it predicts employee turnover. The mean value of cognitive fit for the Navy
was negative, and although cognitive fit was statistically significant for voluntary and
involuntary turnover in the full dataset, the effect sizes were very small. Further testing of
10%, 1%, and stratified random subsets of the data refuted the value of the significance
of the findings in the full dataset, indicating that cognitive fit and interactions with gender
and length of service are not important predictors of future employee turnover. This
research implies that the Navy is not placing sailors in best fit jobs, and that objective
measurements of cognitive fit are not enough to predict future employee turnover.
Recommendations include changing the Navy’s recruitment process to allow time to
match applicants to best fit jobs and utilizing other subjective measurements, such as an
interest inventory, with cognitive fit in job placement. The results of this study benefit the
U.S. Navy, and other military services and organizations by offering new ideas on how to
measure cognitive fit and exploring ways to improve the hiring process, optimizing
placement, utilization, and retention of personnel.
iii
Acknowledgements
I would like to thank my husband Rob, and children, Tara, Samantha, and
Danica, for their patience and support while I worked week by week, year by
year, towards this goal. Rob held my hand through the ups and downs, helping me
stay the course, and I hope I have inspired a love of learning in my children. I also
want to thank my parents—they are responsible for my belief in myself that I can
do anything I set out to do.
There are several Navy friends, mentors, and colleagues who have helped
me reach this goal. Most importantly I would like to thank Dr. Sofiya Velgach,
whose guidance and inspiration lit the way, and Mr. Rick Ayala and Mr. Earl
Salter, who love the work of managing Navy sailors as much as I do. I also could
not have done it without the support of Ms. Jennifer Bennett, who kept everything
running at work when I was not there. Additionally, I would like to thank my
mentor and chair Dr. Linda Cummins for her guidance, encouragement, and
support throughout this process.
iv
Table of Contents
Chapter 1: Introduction ....................................................................................................... 1
Background ................................................................................................................... 2
Statement of the Problem .............................................................................................. 3
Purpose of the Study ..................................................................................................... 4
Theoretical Framework ................................................................................................. 5
Research Question ........................................................................................................ 9
Hypotheses .................................................................................................................... 9
Nature of the Study ....................................................................................................... 9
Significance of the Study ............................................................................................ 11
Definition of Key Terms ............................................................................................. 12
Summary ..................................................................................................................... 12
Chapter 2: Literature Review ............................................................................................ 14
Documentation ............................................................................................................ 15
Employee Turnover .................................................................................................... 15
Employee Turnover and Situational Antecedents....................................................... 16
Employee Turnover and Individual Attributes ........................................................... 18
Military Employee Turnover ...................................................................................... 22
Military Turnover and Situational Antecedents .......................................................... 23
Military Turnover and Individual Attributes .............................................................. 24
Employee Fit ............................................................................................................... 31
Cognitive Ability ........................................................................................................ 40
Cognitive Testing in the U.S. Military ....................................................................... 43
Navy’s Algorithm for Cognitive Fit ........................................................................... 46
Summary ..................................................................................................................... 48
Chapter 3: Research Method ............................................................................................. 51
Research Methods and Design .................................................................................... 53
Population ................................................................................................................... 56
Sample......................................................................................................................... 56
Materials/Instruments ................................................................................................. 60
Operational Definition of Variables ............................................................................ 62
Data Collection, Processing, and Analysis ................................................................. 63
Assumptions ................................................................................................................ 64
Limitations .................................................................................................................. 65
Delimitations ............................................................................................................... 67
Ethical Assurances ...................................................................................................... 67
Summary ..................................................................................................................... 68
Chapter 4: Findings ........................................................................................................... 70
Results ......................................................................................................................... 70
Evaluation of Findings ................................................................................................ 78
Summary ..................................................................................................................... 85
v
Chapter 5: Implications, Recommendations, and Conclusions ........................................ 87
Implications................................................................................................................. 91
Recommendations ....................................................................................................... 93
Conclusions ................................................................................................................. 95
References ......................................................................................................................... 97
Appendixes ..................................................................................................................... 108
Appendix A: Research Request and Approval ............................................................... 109
Appendix B: Research Variables .................................................................................... 111
Appendix C: Human Subjects Research Determination ................................................. 112
vi
List of Tables
Table 1. Navy Active Component Continuation Rates from 2000-2011.......................... 22
Table 2. Armed Services Vocational Aptitude Battery (ASVAB) Sub-Tests .................. 44
Table 3. Paygrade Composition ........................................................................................ 57
Table 4. Rating Composition ............................................................................................ 58
Table 5. Reliability for Armed Forces Qualification Test Composite and Armed
Services Vocational Aptitude Battery Sub-Tests ............................................... 61
Table 6. Comparison of Predictor Variables by Turnover Outcome ................................ 72
Table 7. Multinomial Logistic Regression Results: Full Dataset ..................................... 77
Table 8. Multinomial Logistic Regression Results: 10% Dataset .................................... 78
Table 9. Multinomial Logistic Regression Results: 1% Dataset ...................................... 79
Table 10. Multinomial Logistic Regression Results: Stratified Dataset ........................... 80
vii
List of Figures
Figure 1. Likely relationship between cognitive fit and employee turnover ...................... 7
Figure 2. Employee fit—Types and relationships ............................................................ 33
Figure 3. Cognitive fit by gender. ..................................................................................... 74
1
Chapter 1: Introduction
Retaining high-performing employees is valuable to organizations and managers
because it reduces replacement costs for recruiting and training, and increases human
capital value by preserving institutional knowledge and retaining future leaders (George,
2015; Maltarich, Nyberg, & Reilly, 2010). Employee turnover represents a significant
loss of organizational effort and financial resources (Godlewski & Kline, 2012).
Retention is fundamental to the U.S. Navy’s personnel system to maintain the workforce
and to develop senior leaders, since most new employees join at entry level (Pinelis &
Huff, 2014; Rumsey & Arabian, 2014b). However, sailor retention rates are low; in 2014
only 59.1% of enlisted sailors completed their first enlistment contract and stayed in the
Navy (Center for Naval Analysis, 2014). This reality is costly—to counteract low
employee retention, the Navy recruits thousands of new sailors as replacements and/or
spends millions of dollars in reenlistment bonuses every year (Pinelis & Huff, 2014).
The aim of this study was to investigate cognitive ability, an attribute the U.S.
Navy already uses in employee selection as a predictor of job performance (Held,
Hezlett, et al., 2014), to determine if it is also useful in predicting future retention in the
U.S. Navy. Cognitive ability is a measurement of general intelligence and the ability to
learn (Ones & Viswesvaran, 2011), which the Navy can compare with the cognitive
demands of a job to determine compatibility—called cognitive fit (Maltarich et al., 2010).
The premise of this research is that strong cognitive fit will result in greater retention,
while poor cognitive fit will lead to higher employee turnover.
This chapter presents an introduction to the issue of U.S. Navy retention and the
concepts of employee turnover and cognitive ability. It begins with a brief background
2
that highlights the problem and includes an explanation of the purpose of the study. Next,
the chapter includes a discussion of employee-career fit as a theoretical framework for
the study. The chapter also sets out the research questions and hypotheses, as well as key
terminology and information on the nature and significance of the study.
Background
The broad definition of the concept of fit is the compatibility between an
individual and his or her work environment (Billsberry, Talbot, & Ambrosini, 2012).
However, there is no objective measurement of fit with utility for predicting future
employee turnover for use in hiring decisions. The basis of the majority of the literature
on fit, researchers obtain subjective measurements of the match between the individual
and the work environment by capturing an employee’s perceptions of how well he or she
feels like a good fit for the organization after hiring has taken place (Erdogan, Bauer,
Peiro, & Truxillo, 2011a; Freund & Kasten, 2012; Gabriel, Diefendorff, Chandler,
Moran, & Greguras, 2014). Developing an objective measure of fit, useful for employee
selection and retention, would add to the employee management literature and provide
actionable results.
Cognitive ability, or general intelligence, is knowledge, recall of knowledge, and
ability to work with knowledge (Mumford, Watts, & Partlow, 2015) and as the capacity
to problem-solve, plan ahead, and learn from experience (Oh et al., 2014). Cognitive
ability is a valuable predictor of job performance, and it is useful for selecting new
employees (Ones & Viswesvaran, 2011), with research results typically reporting a .20 or
greater correlation, and validity near .40 (Schmidt, 2014). Maltarich et al. (2010) reported
a curvilinear relationship between cognitive ability and voluntary turnover in jobs with
3
high cognitive demands. Their results indicated that voluntary turnover is most likely for
individuals with the lowest and highest cognitive ability, refuting the traditional belief
that hiring the individual with the highest cognitive ability for every job is the best course
of action (Maltarich et al., 2010). Maltarich et al. defined the concept of cognitive fit as
the match between cognitive ability and cognitive job requirements, and the results for
jobs with high cognitive demands indicated that the likelihood of voluntary turnover
increases in relation to greater distance above or below the cognitive mean (Maltarich et
al., 2010). Like the results from Maltarich et al.’s (2010) study, the Navy found that
sailors with a good match between their cognitive abilities and the cognitive requirements
of their jobs were more likely to complete their initial training successfully, more likely
to gain promotion, and less likely to leave (Department of the Navy, 2012).
Statement of the Problem
Employee turnover is a prime concern the U.S. Navy (Pinelis & Huff, 2014).
Failure to retain high-performing sailors in the U.S. Navy increases recruitment and
reenlistment costs, and results in the promotion of lower quality and less experienced
Navy personnel. The Navy uses monetary bonuses (with an average cost of $47,948.00
per enlisted sailor offered a bonus) as an incentive to encourage sailors to stay based on
their skill set and manning level, training costs, or criticality to the mission (Coughlan,
Gates, & Myung, 2014; Pinelis & Huff, 2014). When not enough sailors remain, it is
necessary to recruit and train additional sailors; however, they join the Navy at entry
level—leaving an experience gap. Additionally, the Navy promotes sailors according to
vacancies at the next higher paygrade (Arkes & Cunha, 2015; Kumazawa, 2010). The
Navy orders sailors by rank in a competitive group based on several factors including
4
advancement exam scores, performance evaluations, education, and awards to determine
their relative quality (Kumazawa, 2010). However, this only results in the promotion of
the best sailors if there are fewer vacancies than sailors eligible for promotion, because if
the number of vacancies is higher than the number eligible for promotion, the entire
competitive group will receive promotion to fill the Navy’s requirements, regardless of
their quality or experience. These undesirable outcomes highlight retention as
fundamental to workforce quality in an entry-level hiring system. As a potential strategy
for the U.S. Navy to reduce personnel costs and maintain a high-quality workforce, the
researcher examined the relationship between cognitive fit and employee turnover.
Purpose of the Study
The purpose of this non-experimental, quantitative study was to examine the
relationship between cognitive fit and employee turnover in the U.S. Navy. The U.S.
Navy measures cognitive ability through the Armed Services Vocational Aptitude Battery
(ASVAB) and it uses the results in the hiring process for those desiring to enlist. The
researcher used secondary, case-file data from the U.S. Navy’s Career Waypoints
personnel database for all enlisted sailor retention decisions in 2014, which included
ASVAB test scores and employee turnover outcomes, as well as the demographic factors
gender and length of service as potential covariates. The researcher used logistic
regression to examine the relationship between cognitive fit and U.S. Navy enlisted sailor
turnover decisions. The goal of this research was to determine if employee turnover
decreases when cognitive fit increases. The dataset for 2014 contained 56,847 case files
for sailors who made retention decisions in this one-year period.
5
Theoretical Framework
Although existing theory and empirical research do not directly explain the
relationship between cognitive ability and employee turnover (Maltarich et al., 2010), the
theory of employee fit and its key construct, demands-abilities fit, provide a basis for
considering why cognitive ability may relate to employee turnover. The theory of
employee fit started with Super’s (1953) theory of vocational development, which
theorized that people differ in their abilities and interests and they qualify for careers
based on these attributes, and with Holland’s (1959) theory of vocational choice to help
people to select jobs. Employee fit serves as the basic theoretical framework for this
research because cognitive ability is an important aspect of fit (Holland, 1959; Super,
1953). More recently the concept of employee fit has evolved to mean the alignment
between an individual and his or her work environment (Billsberry et al., 2012; Kristof-
Brown & Billsberry, 2012; Kristof-Brown & Guay, 2011; Maynard & Parfyonova, 2013;
Thompson, Sikora, Perrewé, & Ferris, 2015), from which several dimensions have
emerged including person-job fit, person-vocation fit, person-supervisor fit, person-
group/team fit, and person-organization fit (Kristof-Brown & Guay, 2011). Person-job fit
has two dimensions: demands-abilities fit and supplies-values fit (Kristof-Brown &
Guay, 2011).
The typical conceptualization of demand-abilities fit is the match between a
person’s knowledge, skills, and abilities and job tasks (Kristof-Brown & Guay, 2011),
which is similar to the match between an individual’s cognitive ability and the cognitive
demands of a job. Demand-abilities fit is relevant to several key employment outcomes
including job commitment, job satisfaction (Bogler & Nir, 2015; Kristof-Brown,
6
Zimmerman, & Johnson, 2005; McKee-Ryan & Harvey, 2011), job meaningfulness
(Tims, Derks, & Bakker, 2016), organizational commitment, professional commitment,
intrinsic satisfaction, and extrinsic satisfaction (Bogler & Nir, 2015). Additionally,
demand-abilities fit has a negative correlation with turnover intentions (r = -.16, p < .01;
J. Peng, Lee, & Tseng, 2014). These findings support the utility of demand-abilities fit as
a construct that may relate to employee turnover such that a poor match between an
individual’s cognitive ability and the cognitive demands of a job may lead to higher
employee turnover.
The Navy uses the ASVAB to measure cognitive ability and to place individuals
in career fields. To improve training success, in 2009, the Navy changed its placement
process from assigning individuals to jobs based on minimum requirements to matching
individuals to jobs based on cognitive fit (Watson, 2010). The Navy measures cognitive
fit by comparing sailor ASVAB test scores to the cognitive demands of specific jobs
within the Navy. The Navy developed this process based on the theoretical framework of
the Yerkes-Dodson law (Watson, 2010), which states that moderate levels of cognitive
stimulus are the most effective in rapid habit formation (Yerkes & Dodson, 1908). This
relationship also has applicability in the relationship between human performance and
cognitive arousal (Watson, 2010).
Figure 1 is a depiction of the likely curvilinear relationship between cognitive
ability and employee turnover. In addition to past findings on demand-abilities fit, two
other theoretical perspectives were useful in formulating the likely curvilinear
relationship between cognitive fit and employee turnover and the relevant control
7
variables: the push-pull model (Jackofsky, 1984), and the kaleidoscope career model
(Mainiero & Sullivan, 2005).
Figure 1. Likely relationship between cognitive fit and employee turnover. When an
employee’s cognitive ability is a good fit for the cognitive demands of a job, the likely
relationship is that employee turnover will be low. If an employee’s cognitive ability is
either over- or undermatched to the demands of a job, the likely relationship is that
employee turnover will be high. Author’s depiction based on the Yerkes-Dodson law
(Yerkes & Dodson, 1908) and inspired by Maltarich et al. (2010, p. 1061).
The push-pull model offers the rationale for a curvilinear relationship between
cognitive fit and employee turnover. The push-pull model includes three determinants of
voluntary turnover: intention to quit, ease of changing jobs, and desirability of changing
jobs, and it states that performance directly relates to perceptions about the ease of
changing jobs and indirectly relates to the desirability of changing jobs (Jackofsky,
1984). The push-pull model denotes a curvilinear relationship across the performance
spectrum, where an organization pushes out low-performing employees through negative
feedback and fewer rewards, and market-based forces pull high-performing employees
into other organizations (Becker & Cropanzano, 2011; Jackofsky, 1984). In a longitudinal
study that included 2,385 person-year observations between 2004 and 2006 from one
8
division of an engineering technology company, Cox regression results showed that
current performance was significant in predicting employee turnover (β. = -76, p < .01;
Becker & Cropanzano, 2011). The push-pull model implies that a similar relationship
between cognitive fit and turnover may exist since cognitive ability is a stronger predictor
of performance than other individual differences at work such as personality traits (Ones
& Viswesvaran, 2011). Measuring the cognitive fit gap between an individual’s ability
and job requirements may offer an explanation for top performer employee turnover and
an actionable plan to improve retention in the future.
Another theoretical perspective from recent career theory research is also valuable
in considering the linkage between cognitive ability and employee turnover. The
kaleidoscope career model (KCM) captures the evolution of career enactment over a
career lifespan by examining the importance of three key career issues: authenticity,
balance, and challenge (Mainiero & Sullivan, 2005). KCM findings identified different
career patterns based on gender (Sullivan & Mainiero, 2007), providing a theoretical
basis to include gender as a variable. Additionally, KCM treats challenge as the desire to
do stimulating work and to experience career advancement. Research has shown it is the
highest priority career influencer for both men and women at the beginning of their
careers (Carette, Anseel, & Lievens, 2013; Mainiero & Sullivan, 2005). Recent research
on job challenge has included cognitive elaboration as an aspect of challenge, and has
shown a more positive relationship between challenging assignments and performance in
early-career than mid-career employees, with an overall variance of 21% (Carette et al.,
2013). The concept of job challenge in KCM is applicable, since the Navy recruits sailors
early in their careers, and the research indicates that organizations may experience less
9
employee turnover when matching early-career hires with work they find challenging
(Cabrera, 2009), providing a theoretical basis for length of service as a second control
variable (Bernerth & Aguinis, 2016).
Research Question
The aim of this study was to investigate the relationship between cognitive fit and
retention trends of U.S. Navy sailors to determine the extent to which cognitive fit
predicts sailor retention. The researcher examined the relationship between cognitive fit
and employee turnover in the Navy quantitatively, guided by the following research
question:
Q1. To what extent does cognitive fit, gender, and length of service predict
employee turnover amongst U.S. Navy enlisted sailors?
Hypotheses
H10. Cognitive fit, gender, and length of service do not predict employee
turnover among U.S. Navy enlisted sailors.
H1a. Cognitive fit, gender, and length of service significantly predict employee
turnover among U.S. Navy enlisted sailors.
Nature of the Study
The researcher chose a quantitative design to explore the relationship between
cognitive fit and employee turnover because of its applicability to the research question.
The purpose of this study was to determine if cognitive fit (as the predictor variable)
predicts employee turnover (as the criterion variable), and covaries with gender and
length of service, other variables that others have related to employee turnover (Hoglin &
Barton, 2013). The researcher used logistic regression for this research question, since it
10
calls for analysis about a predictive relationship with a categorical outcome (Field, 2009;
C. Peng, Lee, & Ingersoll, 2002). The researcher used binary logistic regression to
consider the dichotomous employee turnover outcomes (separation or reenlistment). The
researcher used a separate multinomial model to distinguish the type of separation using
polytomous employee turnover outcomes: involuntary separation, voluntary separation,
or reenlistment. In the regression models, the researcher added interaction terms between
cognitive fit, gender, and length of service to examine the combined effect of these
variables.
The dataset included all active U.S. Navy enlisted sailors, paygrades E1 thru E6,
with up to 14 years of service who made a retention decision in 2014. The U.S. Navy
provided archival data for this research, and the data included a measurement of cognitive
fit, calculated using the sailor’s cognitive ability measured by his or her ASVAB test
results compared to the cognitive abilities of other sailors assigned to his or her career
field, and who have successfully completed their required initial training. This technique
is similar to the method prior researchers have used to compute cognitive fit by
comparing ASVAB test scores to the average level of ability required by occupation
computed using data from the Occupational Information Network website (Maltarich et
al., 2010).
The data the Navy provided also included employee turnover decisions with three
categorical outcomes: reenlistment, voluntary separation from Naval service, or
involuntarily separation. The push-pull model establishes a basis for operationalizing
employee turnover using voluntary and involuntary separation in a way that has links to
cognitive fit. Functional turnover is the removal of the lowest performers, and it is
11
beneficial to an organization (Becker & Cropanzano, 2011). The U.S. Navy initiates
functional turnover actions by involuntarily separating sailors who are lower performers
than their peers, or who are not eligible for reenlistment. On the other hand, individuals
across the performance spectrum may self-initiate voluntary turnover. It may be in the
organization’s best interest for them to leave if they are poor performers, but when top
performers voluntarily choose to leave, it can negatively affect organizational
performance (Becker & Cropanzano, 2011). Identifying a predictive relationship between
cognitive fit and retention, and further by the three types of retention outcomes
(reenlistment, voluntary separation, or involuntary separation) may signify an opportunity
to improve retention by improving cognitive fit.
Significance of the Study
Competition for talent is increasing, and retaining high performing employees is
valuable in preserving institutional knowledge and avoiding costs for recruiting and
training (George, 2015; Maltarich et al., 2010). This study contributes to the body of
knowledge on employee management by identifying a predictive relationship between
cognitive fit and employee turnover. Insights into Navy turnover trends support the
importance of cognitive ability as an objective measure of job qualification and explain
its relationship to employee turnover. Identifying cognitive fit as a measurable attribute
with utility for selecting and optimally placing new hires to maximize the probability of
future retention could fundamentally improve human capital utilization. The results of
this study could benefit the U.S. Navy and other military services and organizations by
improving hiring processes to match individuals better with jobs, optimizing placement,
utilization, and retention of personnel. This research may also lead to a recommended
12
cognitive fit measure to improve optimal placement, utilization and retention of Navy
personnel.
Definition of Key Terms
Cognitive ability. The term cognitive ability describes and quantifies an
individual’s ability to learn (Ones & Viswesvaran, 2011).
Cognitive demand. The term cognitive demand describes and quantifies the
cognitive requirements for a particular job or career field (Maltarich et al., 2010).
Cognitive fit. The term cognitive fit describes and quantifies demand-abilities fit
between an individual and a job based on a comparison of cognitive ability to cognitive
demands (Maltarich et al., 2010).
Demand-abilities fit. Demand-abilities fit is one aspect of person-job fit, namely
the match between a person’s knowledge, skills, and abilities, and job tasks (Kristof-
Brown, Zimmerman, & Johnson, 2005).
Person-job fit. Person-job fit is the relationship between the requirements of a
job and the characteristics of an employee (Boon, den Hartog, Boselie, & Paauwe, 2011;
C. Chen, Yen, & Tsai, 2014; Gabriel et al., 2014).
Reenlistment. Reenlistment is the renewal of a sailor’s employment contract.
Retention. Retention means keeping employees on the job—the opposite of
employee turnover (Hong, Hao, Kumar, Ramendran, & Kadiresan, 2012).
Sailor. The term sailor identifies individuals currently serving in the U.S. Navy.
Summary
The competition for talent in the workforce is increasing (Maltarich et al., 2010).
Failure to retain high-performing employees is a problem because it increases recruitment
13
and reenlistment costs, and it can result in the promotion of lower quality and less
experienced personnel. The focus of this study was to examine employee turnover of U.S.
Navy enlisted sailors to determine if there is a significant and measurable predictive
relationship between cognitive fit and employee turnover. The quantitative research
design uses multinomial logistic regression to determine if there is a systematic
relationship between U.S. Navy sailor cognitive fit (using ASVAB scores), and turnover
decisions. Cognitive fit predicted employee turnover, which has implications for future
hiring and placement processes that may need to incorporate this construct to maximize
human capital value in the U.S. Navy and other organizations, optimizing placement,
utilization, and retention of personnel.
14
Chapter 2: Literature Review
High-performing employees are key to organizational success (Crook, Todd,
Combs, Woehr, & Ketchen, 2011). In a recent meta-analysis, human capital related to
performance with an effect size of .21, demonstrating that acquiring top talent, nurturing
it, and retaining it relates strongly to achieving high performance in organizations (Crook
et al., 2011). The resource-based theory of organizational performance has also
highlighted the importance of human capital to competitive advantage as the most
valuable and least imitable resource (Crook et al., 2011; Shaw, Park, & Kim, 2013).
Hence, the success of an organization largely depends on its people; hiring the best and
keeping them on the job. Retaining talented people is especially important in
organizations like the U.S. Navy, where hiring takes place exclusively at entry level, and
promotion is the only mechanism for replacing experienced employees (Rumsey &
Arabian, 2014b). Discovering an overlap or commonality between employee selection
and employee turnover may have utility during the hiring process that can help
organizations to maximize human capital investment by ultimately reducing employee
turnover.
The purpose of this literature review is to examine the knowledge base on
employee selection and employee turnover through the lens of cognitive fit. Cognitive fit
may be a link between these two essential tenets of workforce management. This section
begins with a discussion of employee turnover and the relevant research on potential
antecedents to turnover for both civilian and military employees. Next there is an
overview of employee fit, with a more in-depth discussion of the cascading concepts of
person-environment fit, person-job fit, and demands-abilities fit. It also includes a
15
discussion of the current literature on the relationship between employee fit and
employee turnover. The final topic is cognitive ability, and it includes an examination of
how the U.S. Navy both measures it and uses it in the selection and placement of new
recruits. The literature review concludes with a summary of the key concepts highlighting
the potential utility of fit during employee selection to predict employee turnover.
Documentation
The search strategy the researcher used in developing this literature review started
with the three main topics the researcher addressed in the study: employee turnover,
cognitive ability, and employee fit. The researcher used several key terms to identify
relevant literature, including employee turnover, employee retention, cognitive ability,
cognitive aptitude, overqualification, underqualification, employee fit, person-
environment fit, person-vocation fit, person-job fit, demands-abilities fit, work
engagement, military retention, sailor reenlistment, sailor retention, and sailor promotion.
The search engines and databases the researcher used were Google Scholar, Northcentral
University Roadrunner search, and the Defense Technical Information Center database.
The second step in the search strategy was to identify articles cited in the relevant
literature from the first exploration. The researcher reviewed these articles individually
for additional information.
Employee Turnover
Employee turnover is a complex topic because people leave organizations for a
broad range of reasons, and the impact can range from harmful to beneficial (Al-Emadi,
Schwabenland, & Qi, 2015; Allen, Bryant, & Vardaman, 2010). Employee turnover takes
place when an individual moves out of an organization’s employee membership, and
16
other authors have described this using a variety of terms including attrition, exits, quits,
and employee mobility or migration (Rainayee, 2013). To understand the differences and
organizational implications better, there are several ways to examine employee turnover
(Al-Emadi et al., 2015). First, employee turnover can be voluntary or involuntary—
voluntary when initiated by the employee, and involuntary when initiated by the
organization (Al-Emadi et al., 2015; Allen et al., 2010). Since involuntary turnover
usually occurs due to low performance or downsizing, it can be beneficial, while
individuals who voluntarily leave may be the employees an organization would like to
retain, thus creating a negative impact (Allen et al., 2010). Another distinction between
turnover actions is functional versus dysfunctional (Al-Emadi et al., 2015; Allen et al.,
2010). Turnover is functional if the employee is easy to replace, and dysfunctional when
the employee is hard to replace, which again can cause a negative organizational impact
(Allen et al., 2010). Employee turnover can also be avoidable or unavoidable depending
on whether or not the organization could have influenced the outcome (Al-Emadi et al.,
2015; Allen et al., 2010). Retention efforts in an organization typically focus on
voluntary, dysfunctional, and avoidable employee turnover (Allen et al., 2010).
Employee Turnover and Situational Antecedents
Research on employee turnover has primarily focused on an individual’s current
situation (i.e., alternate job availability and job attitudes) rather than more enduring traits,
such as cognitive ability, that employers can determine and use in the hiring decision
process (Boudreau, Boswell, Judge, & Bretz, 2001; Hom, Mitchell, Lee, & Griffeth,
2012). Many turnover models of this type are process-oriented and examine
psychological antecedents of employee turnover, such as negative job satisfaction or
17
organizational commitment, which may spur thoughts about leaving or intent to leave
actions, such as searching for another job (Lytell & Drasgow, 2009). Additional
situational factors studied include the employee’s social environment and the human
resources value an organization places on its employees (Tzafrir, Gur, & Blumen, 2015).
Other studies focused on the intentions or actions (i.e., thoughts of quitting or job
searches) that often immediately precede a turnover event (Lytell & Drasgow, 2009).
These antecedents have time links to the actual turnover event, limiting their utility as
prehire predictors.
One of the situational factors that may influence or predict employee turnover is
an employee’s assessment of alternative employment opportunities (Lytell & Drasgow,
2009; Mafini & Dubihlela, 2013; Rainayee, 2013; Smith, Holtom, & Mitchell, 2011).
However, past research on employees’ comparisons of alternatives as a predictor of
employee turnover has had mixed results (Lytell & Drasgow, 2009), and reportedly
related more to the environment than the individual (Pinelis & Huff, 2014). However, a
recent study of U.S. Air Force service members supports a correlation between
alternative employment options and separation (r = .19, p < .01) or retirement (r = .10, p
< .01; Smith et al., 2011).
These types of situational predictors are similar because they can change over
time, and the time between when employers measure them and when a turnover event
occurs complicates the measurement of their impact (Lytell & Drasgow, 2009). Lytell
and Drasgow (2009) used data from a 1999 Department of Defense survey and employee
turnover events from 1999 to 2002. Withdrawal intentions were the strongest predictor
with a hazard ratio of 2.42, meaning that individuals one standard deviation from the
18
mean are 2.42 times more likely to leave the military than those at the mean, ranging
from a 65% to 142% increased risk of turnover depending on the model (Lytell &
Drasgow, 2009). Other factors associated with employee turnover in this study included
job withdrawal (hazard ratio 1.29 and 15% to 29% increased risk of turnover), and
organizational commitment (hazard ratio 0.58, 12% to 42% increased risk of turnover;
Lytell & Drasgow, 2009). Although satisfaction with the military and perceived job
opportunities have hazard ratios of 0.72 and 0.69 respectively, they did not consistently
predict employee turnover in each model (Lytell & Drasgow, 2009). Although these
predictors may have utility once an individual is already an employee, they are not
measurable as a part of the hiring process.
Employee Turnover and Individual Attributes
When focusing on individual attributes, there are conflicting views on whether
high-performing employees are more or less likely to leave voluntarily (Nyberg, 2010).
Nyberg (2010) examined two different explanations for the effect of performance on
voluntary turnover. In the first case, the theory predicted that higher performers would be
less likely to leave voluntarily when there was a clear link between performance and
rewards as explained by expectancy theory, and when the ratio between work input and
outcomes was good compared to others as proposed by equity theory (Nyberg, 2010). On
the other hand, economic labor market theory postulates that high performing employees
will have more outside employment opportunities, thus making them more likely to leave
voluntarily (Nyberg, 2010).
A greater understanding of the relationship between cognitive ability and
employee turnover has significant implications for how organizations select and retain
19
their human resources (Erdogan et al., 2011a). In fact, potential employees who
demonstrate high cognitive ability, indicating they are likely to be top performers, may be
the same people who will leave the organization voluntarily (Maltarich et al., 2010),
although unemployment rates can affect this relationship (Kulkarni, Lengnick-Hall, &
Martinez, 2015), and the organization may be willing to accept a higher turnover rate for
less demanding positions in order to benefit from the personal attributes of overqualified
employees (Feldman & Maynard, 2011). Past research has indicated a negative
correlation between cognitive overqualification and job satisfaction (r = -.44; Fine &
Nevo, 2008), and job satisfaction with voluntary turnover (Maltarich et al., 2010).
Overqualification describes an employment situation in which an employee
possesses greater knowledge, skills, and abilities than the job requires (Hu et al., 2015). It
is possible to measure overqualification objectively by assessing specific job
requirements versus employee qualifications, or subjectively based on the employee’s
assessment of his or her qualifications compared to job requirements (Hu et al., 2015).
The majority of the prior research on this topic used employees’ on-the-job perceptions
of overqualification rather than an objective measurement and focused on current
employees rather than job applicants (Fine & Nevo, 2011). Prior research on
overqualified workers has shown they are less satisfied with their jobs, more likely to
engage in counterproductive work behaviors, and more likely to leave (Liu, Luksyte,
Zhou, Shi, & Wang, 2015; Lobene & Meade 2013; Maynard & Parfyonova, 2013).
From these findings, the association between cognitive overqualification and
increased employee turnover seems straightforward, yet the results of one study
examining this link found that the relationship was more complex (Maltarich et al.,
20
2010). The research hypothesis predicted a U-shaped relationship between cognitive
ability and voluntary turnover when comparing to others in similar jobs. For jobs with
high cognitive demands, including cognitive ability in the model improved fit over the
baseline model (Δχ2 = 9.07, p < .01), and produced a statistically significant negative
coefficient (HR = 0.71, two-tailed p < .01), but did not yield a statistically significant
result for jobs with low or medium cognitive demands (Maltarich et al., 2010). This
finding suggests that some high-cognitive-ability employees may intentionally choose
jobs with low cognitive demands (Maltarich et al., 2010).
Another, more recent study found that perceived peer overqualification moderated
the relationship between employee overqualification and negative outcomes such as
increased turnover behavior (Hu et al., 2015). In Hu et al.’s (2015) study, if employees
perceived that their individual situation was commensurate with their peers who were
similarly overqualified, it had a positive moderating effect on the relationship between
overqualification and task significance (β = .15, p < .01) and task significance related
positively to performance (β = .11, p < .05; Hu et al., 2015). As these studies show,
although overqualification is a complex issue, the empirical evidence indicates that it has
potential for prehire testing and possible utility for reducing employee turnover.
Research on factors affecting employee turnover has also included tenure and
career stage. In a study on U.S. Army soldier retention, G. Chen and Ployhart (2006)
collected longitudinal data over two years, including two related variables (military
tenure and rank) to examine the impact of career stage on employee turnover decisions.
For these career variables, military tenure and social support predicted job involvement
(β = -583, p < .05), which can function as social support, and is more important in the
21
early career stages (Chen & Ployhart, 2006). Although this was the only significant
finding related to differences in career stage, it demonstrates a need to consider career
stage as a factor when seeking a predictor of employee turnover. Chen and Ployhart’s
results also indicated that turnover intentions and the predictors thereof changed over
time and varied by individual. This finding is important because it highlights the need for
a more static turnover predictor.
The literature on employee selection and turnover also includes the personal
attributes of vocational interests and personality. A 2011 meta-analysis by van Iddekinge,
Roth, Putka, and Lanivich used 74 studies (41 journal articles, 17 dissertations and
theses, 14 technical reports, and two book chapters) resulting in 141 distinct samples to
explore the relationship between vocational interests and both employee performance and
turnover. The results of the meta-analysis indicated that vocational interests have
predictive value for employee turnover (corrected validity = –.22, k = 15), meaning that
people who are interested in the type of work that they do are more likely to continue
doing that work (van Iddekinge et al., 2011). In a similar fashion, a meta-analysis on the
importance of personality in retaining productive employees used the five-factor model
of personality, which comprises conscientiousness, emotional stability, agreeableness,
extraversion, and openness, to predict two effectiveness outcomes: high performance at
one end of the spectrum and withdrawal behaviors including employee turnover at the
other end of the spectrum (Li, Barrick, Zimmerman, & Chiaburu, 2014). The results
showed that the validity of conscientiousness, emotional stability, and agreeableness,
combined on aggregated withdrawal behavior, increased by 37%-55% over their
individual impact, leading to the conclusion that personality as an individual attribute
22
considered in an aggregated fashion may have valuable utility in predicting employee
turnover (Li et al., 2014).
Research on employee turnover has shown that applicant biodata can be a useful
predictive tool (Breaugh, 2014). In a recent study, applicants who applied previously,
included optional personal history information on their application, already had jobs, and
who came via a referral from another employee were less likely to leave voluntarily
(Breaugh, 2014). Employers can determine these biodata factors as part of the hiring
process, and, based on this research, they may reduce employee turnover.
Military Employee Turnover
Although there has been some variation, employee turnover trends for enlisted
sailors in the U.S. Navy show the highest rates of turnover at the 4-year and 20-year
points, with turnover averaging 73% of sailors leaving the Navy after four years of
service, and 42% leaving after 20 years of service as shown in Table 1 (Department of
Defense, 2011a).
Table 1
Navy Active Component Continuation Rates from 2000-2011
Years of
Service 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 Average
4 66.4 70.4 75.6 75.7 72.1 70.9 73.2 71.1 72.9 73.5 79.7 78.6 73.34
20 39.0 46.2 55.4 45.5 38.2 37.1 38.9 39.6 42.9 42.2 41.1 41.6 42.31
Low military continuation rates have compelled a significant body of research on
employee turnover in the military, often focused on losses that occur within or at the
completion of the first term of enlistment. Similar to research on employee turnover in
23
the civilian sector, military research also fits into two categories based on situational or
environmental antecedents and individual attributes.
Military Turnover and Situational Antecedents
Like the civilian sector, there are several situational antecedents with empirical
evidence of a relationship with employee turnover. Work climate is a situational
antecedent that affects military retention in the South African Air Force (Mafini &
Dubihlela, 2013). The economy is also a key situational factor that correlates with the
retention of military personnel (Pinelis & Huff, 2014). A recent study examined the
relationship between the economy and the retention of U.S. Navy enlisted personnel
between 1992 and 2012 by combining the 11 variables in the Blue Chip Economic
Indicators into three subsets: unemployment and Treasury rate, production growth, and
price index (Pinelis & Huff, 2014). The results of Pinelis and Huff’s (2014) study
indicated a close link between the unemployment and Treasury rate and the employment
decisions of U.S. Navy sailors, where an increase of one standard deviation in the
unemployment and Treasury rate correlated to an 8.4% increase in retention of male
sailors in their first term of enlistment. Another antecedent of turnover is job
embeddedness, including both organizational and community embeddedness with three
components: compatibility/fit, formal and informal networks, and sacrifice/costs of
leaving (Smith et al., 2011). Organizational embeddedness was the stronger predictor for
reenlistment (r = -.25, p < .01) versus retirement (r = -.19, p < .01; Smith et al., 2011).
Community embeddedness was only significant once an Air Force service member was
eligible to retire (r = -.09, p < .01; Smith et al., 2011). Although these factors
undoubtedly contribute to employee turnover, they are not measurable as part of the
24
hiring process, and, therefore, they do not have utility for reducing employee turnover as
a pre-hire construct.
Military Turnover and Individual Attributes
Military employment is unusual in the 21st century because of the training
investment afforded to new recruits. The military does not expect applicants already to
possess the knowledge, skills, and abilities required for a particular job before it hires
them; instead, it uses cognitive ability testing to place individuals into career fields in the
military based on the likelihood they can complete the required training to acquire the
necessary skills. Due to this fixed investment in training new recruits, there has been
widespread research on military turnover to determine ways to reduce attrition and its
associated costs.
A significant amount of military research on employee turnover has been on
demographic and psychosocial factors, which include ASVAB test results, likely because
of the availability of this kind of data (Knapik, Jones, Hauret, Darakjy, & Piskator, 2004).
Other factors under study relative to first-term attrition include mental health, general
health, and physical fitness (Knapik et al., 2004), gender, age, country of birth/ethnicity,
military service, military occupation, highest education level, aptitude and cognitive
ability, marital status, children (Hoglin & Barton, 2013), paygrade (Pinelis & Huff,
2014), preentry expectations, attitudes and intentions (Ford, Gibson, DeCesare, Marsh, &
Griepentrog, 2013), vocational aspirations (Marcus & Wagner, 2015), preentry
commitment, desire for a military career, and mental toughness (Godlewski & Kline,
2012), job satisfaction, organizational commitment, job embeddedness, and person-
25
organization fit (Holtom, Smith, Lindsay, & Burton, 2014). Many of these individual
factors relate to military employee turnover.
Based on a 2004 literature review, the main reasons for military employee
turnover during the first six months of service include performance issues,
medical/physical problems, and fraudulent enlistments where individuals were not
qualified for service (Knapik et al., 2004). Employee losses during the remainder of an
initial service obligation (typically four years) have included misconduct, physical
problems, drug use, performance issues, and character or behavioral disorders (Arkes &
Mehay, 2014; Knapik et al., 2004). From this past research, performance issues, which
may relate to cognitive ability, are a factor in the entire first term (typically four to six
years). They accounted for 34% of losses in the first six months and 8% during the
remainder of the first term of enlistment (Knapik et al., 2004). Also, according to this
literature review, higher Armed Forces Qualification Test scores had weak associations
with lower employee turnover in 26 prior research studies (Knapik et al., 2004). Another
important factor in military retention is educational attainment. The results of 40 studies
on military attrition indicated a correlation between low educational attainment and
increased employee turnover (Knapik et al., 2004). Military members without a high-
school diploma are twice as likely to separate during their first term of enlistment as
those who have earned a high-school diploma (Knapik et al., 2004).
In a recent study of first-term attrition of military personnel in the Australian
Defence Force, 69% of all military recruits did not complete their initial three-to-six-year
contract obligation (Hoglin & Barton, 2013). The aim of these studies was to analyze
preenlistment predictors of first-term attrition, including gender, age, country of
26
birth/ethnicity, military service, military occupation, highest education level, aptitude and
cognitive ability, and marital status and children, and Hoglin and Barton (2013) found
that aptitude score, psychologist interview, and preenlistment level of education were the
most significant measures for predicting employee turnover. Military members who
completed 12 years of education were 54% more likely to complete their first term of
enlistment than those with only 10 years of education (p < .01; Hoglin & Barton, 2013).
Recruits with aptitude scores of seven or less were 29% less likely than those with
aptitude scores of 10 to complete their enlistment (p < .01). In addition, recruits received
a pre-enlistment assessment to determine their suitability for military service (on a scale
of 1 to 7, where 1 means totally unacceptable and 7 is outstanding); those who received a
psychologist interview rating of 2 were 22% less likely to complete than those with a
rating of 4 (p < .01; Hoglin & Barton, 2013). In addition, recruits with above-average
aptitude scores did not complete their first term of enlistment at a higher rate than those
with average scores (Hoglin & Barton, 2013). These results are consistent with the
theoretical framework for this research, indicating a need to control for education level,
which relates to cognitive ability, and providing further evidence to support the theory
that the level of cognitive fit may be useful in predicting turnover outcomes.
Other military research on retention has included cognitive ability as a potential
factor. In a U.S. Army study, G. Chen and Ployhart (2006) developed a retention model
to integrate situational and personal factors to determine if job attitudes and motivation
mediate the impact of personal factors and situational variables on turnover intentions.
The personal factor they chose as a way to highlight individual differences was general
27
cognitive ability—based on its historical use as the main tool the U.S. Army utilized to
select and place new recruits (Chen & Ployhart, 2006).
One hypothesis Chen and Ployhart (2006) examined was that cognitive ability
would negatively predict job attitudes. The premise of this hypothesis was the relative
incidence of highly complex jobs in the Army, compared to less challenging jobs as the
basis for expecting highly intelligent individuals, would be less likely to find their jobs
motivating and challenging (Chen & Ployhart, 2006). A second hypothesis was that work
characteristics, such as job challenge, task significance, and social support, would
moderate the negative influence of cognitive ability on job attitudes (Chen & Ployhart,
2006). The results of Chen and Ployhart’s study did not support either hypothesis;
cognitive ability did not predict job attitudes or turnover intention. Although this result is
contrary to the theoretical framework and the likely relationship for this research, it was
not unexpected, since Chen and Ployhart only utilized general cognitive ability and did
not explore cognitive fit between the individual and the job requirements.
General cognitive ability and level of education have separately correlated with
employee turnover (Hoglin & Barton, 2013; Knapik et al., 2004). Based on their
predictive relevance, the U.S. military often combines these two factors to measure the
quality of accessions (Pinelis & Huff, 2014; White, Rumsey, Mullins, Nye, & LaPort,
2014). According to a recent study by Pinelis and Huff (2014) on the economy and U.S.
Navy enlisted retention, high-quality sailors, defined as those with a high-school diploma
and an Armed Forces Qualification Test (AFQT) score of 50 or higher, were less likely to
reenlist; men 5.1%, and women 3.3%. They noted this relationship as a concern because
the Navy’s percentage of sailors meeting the definition of high quality increased from
28
64.9% in 2007 to 87.4% in 2011 (Pinelis & Huff, 2014). Pinelis and Huff’s finding on
quality and retention is important because it highlights the need to explore the impact of
education level on the relationship between cognitive fit and employee turnover. The
increase in Navy accession quality is also relevant because, based on the results of Pinelis
and Huff’s study and some of the previous research, higher general cognitive ability
correlates to lower retention. However, since the Navy implemented its new process for
job placement based on cognitive fit in 2009, this result may no longer be valid. Since the
key question in this research was whether cognitive fit is more meaningful than general
cognitive ability for future retention, it is useful in assessing the impact of this Navy
policy change, and providing greater understanding regarding the correlation between
cognitive ability and retention.
Paygrade is another individual attribute with a relationship to reenlistment. In the
military enlisted ranks, E-1 is the most junior paygrade, and E-9 is the most senior
paygrade. In the same study, Pinelis and Huff (2014) found a relationship between
paygrade and reenlistment, where more junior E-3 sailors were 28.4% (male) and 23.9%
(female) less likely to reenlist at the end of their first term than those who moved two
paygrades higher during that same timeframe to the rank of E-5. Furthermore, E-4 sailors
were 9.2% (male) and 10.0% (female) less likely to reenlist than those who were one
paygrade higher at the rank of E-5 (Pinelis & Huff, 2014). Interestingly, E-6 sailors,
which is the highest paygrade possible for a sailor reach during a first enlistment, were
3.1% (male) and 5.5% (female) less likely to reenlist than E-5 sailors, which may indicate
a similarity between this result and the lower likelihood of high-quality sailors reenlisting
29
(Pinelis & Huff, 2014). Clearly an individual’s paygrade may also relate to cognitive fit
and employee turnover.
Preentry expectations, attitudes, and intentions have had predictive value for
determining military tenure (Ford et al., 2013). Using sample data from individuals
during late youth and early adulthood and Cox regression analysis, preenlistment
expectations regarding quality of life significantly predicted tenure (β = -.36, p < .05;
Ford et al., 2013). In Ford et al.’s (2013) study, preentry attitudes were also significant
predictors of military tenure (β = -.26, p < .05). Ford et al. asked participants about their
intent to join the military, with possible responses on a four-item Likert-type scale
including definitely not, probably not, probably, and definitely. Participants who chose
definitely, probably, and probably not were all less likely to leave the military than those
who indicated they were definitely not joining the military (β = -.34, -.24, and -.27
respectively, p < .05; Ford et al., 2013). These results imply that individuals who have
positive attitudes and expectations about the military, and intentions to join the military in
late youth or early childhood, are less likely to leave (Ford et al., 2013). Marcus and
Wagner (2015) obtained a related result when assessing the validity of vocational
aspirations in employment outcomes. Simply put, they found that individuals who
attained their aspired vocation—living out their personal answer to the question “what do
you want to be when you grow up,”—had greater job satisfaction and higher performance
than those who worked in a career field that matched their vocational interests (person-
vocation fit; Marcus & Wagner, 2015).
A longitudinal study of the Canadian armed forces (including individuals from the
Army, Navy, and Air Force) also focused on preentry employment factors including
30
preentry commitment, desire for a military career, and mental toughness (Godlewski &
Kline, 2012). The concepts of preentry commitment and desire for a military career were
similar to preentry expectations, attitudes and intentions, and vocational aspirations
(Godlewski & Kline, 2012). Godlewski and Kline (2012) defined mental toughness as
control—acting in an influential manner, commitment—the tendency to engage in
situations rather than remain apart, challenge—the belief that change is a normal part of
life, and confidence—the belief in one’s ability to achieve success. In their model, these
three preentry factors predicted work attitudes, including initial adjustment and
organizational commitment (Godlewski & Kline, 2012). Organizational commitment
(both normative and affective) then predicted turnover intentions and actual employee
turnover (Godlewski & Kline, 2012).
In a similar study, Holtom et al. (2014) explored job attitudes and job
embeddedness for their utility in predicting turnover in at the U.S. Air Force Academy.
They defined person-organization fit as the compatibility between an individual and an
organization, and they operationalized it through survey questions to ascertain value and
goal congruence between them (Holtom et al., 2014). When compared to job satisfaction,
organizational commitment, and job embeddedness, person-organization fit was the most
powerful predictor of turnover (r = -.13, p < .01; Holtom et al., 2014). The relative
weight of person-organization fit in explaining the variance was 45.03%, followed by job
embeddedness (19.69%) and job satisfaction (14.81%; Holtom et al., 2014). Although
person-organization fit may develop over time rather than exist preentry, there is some
similarity between the concepts of expectations about the military and person-
organization fit, and both have negative relationships to turnover.
31
The wide range of individual factors in the study of military employee turnover
clearly outlines the interest in this topic and the complexity of this issue. Although this
research did not take account of several factors including mental health, general health,
physical fitness, country of birth/ethnicity, children, preentry commitment, expectations,
attitudes and intentions, vocational aspirations, desire for a military career, mental
toughness, job satisfaction, organizational commitment, job embeddedness, and person-
organization fit, they may be good candidates for future study in relation to cognitive fit.
The researcher included many of the other factors under discussion here in this research:
military service (Navy) and occupation, cognitive ability, gender, and length of service.
Employee Fit
Interactional psychology described in simple terms is the relationship between a
person and his or her environment (Kristof-Brown & Guay, 2011). The definition of the
concept of employee fit, fundamentally based in interactional psychology (Kristof-Brown
& Guay, 2011), is the compatibility between an individual and his or her work
environment, otherwise stated as person-environment fit (Billsberry et al., 2012; Duffy,
Autin, & Bott, 2015; Kristof-Brown & Billsberry, 2012; Kristof-Brown & Guay, 2011;
Maynard & Parfyonova, 2013; Thompson et al., 2015). The concept of person-
environment fit is prevalent in industrial and organizational psychology and in the human
resources management literature (Kristof-Brown & Guay, 2011).
Person-environment fit. Many different personal attributes and environmental
factors may be relevant to person-environment fit (Kristof-Brown & Guay, 2011). From
the broad definition of person-environment fit as the compatibility between an individual
and a work environment, several different dimensions have emerged, including person-
32
vocation, person-job, person-organization, person-group/team, and person-individual fit
(Kristof-Brown & Billsberry, 2012; Kristof-Brown & Guay, 2011). Learning fit is
another new conceptualization with demonstrated benefits in job satisfaction (Felstead,
Gallie, Green, & Inanc, 2015). Scholars have further operationalized each of these types
of fit to facilitate measurement (see Figure 2). As Figure 2 shows, the concept of fit is
popular and it has resulted in the outgrowth of many different conceptualizations of the
relevant factors for person-environment fit and its various dimensions (Kristof-Brown &
Guay, 2011). This upsurge of fit conceptualizations and dimensions has led to a call for
more precise definitions and constructs (Kristof-Brown & Guay, 2011). It has also caused
a discussion of the frame of reference; whether to compare the person to the environment
or the environment to the person (Hardin & Donaldson, 2014; Kristof-Brown & Guay,
2011). Most prior research has measured the extent to which a person fits in a work
environment, but recent developments have indicated that either the person or the
environment has utility as the frame of reference (i.e., the extent a person matches the
environment or the environment matches the person; Hardin & Donaldson, 2014).
33
Figure 2. Employee fit—Types and relationships. Person-environment (PE) fit is the
relationship between many individual and organizational attributes. This diagram shows
the conceptualizations of fit in the literature on PE fit, the relationship between them, and
the types pertinent to the proposed research. Developed from information in Kristof-
Brown and Guay (2011).
34
Person-vocation fit. Although not a primary focus of this research, person-
vocation fit bears mentioning because of its historical underpinnings and relevance to the
Navy’s job placement process. The history of vocational choice theories is long and
includes seminal works such as Frank Parson’s guidance on choosing a career in the early
1900s, Donald Super’s life-span approach proposing growth, exploration, establishment,
maintenance, and disengagement career stages in the mid-1900s, and John Holland’s
RIASEC model using six occupational types (realistic, investigative, artistic, social,
enterprising, and conventional; Kristof-Brown et al., 2005). These vocational choice
theories represent the origin of employee fit and the person-vocation fit dimension of
person-environment fit (Kristof-Brown & Guay, 2011; Marcus & Wagner, 2015).
Person-vocation fit is also relevant to the Navy’s job placement process because
one can argue either that the military/Navy is a vocation or that individual career fields
within the military/Navy are separate vocations. On one hand, there are several aspects of
military/Navy life that are similar regardless of individual career fields, so one could
define the military as a vocation. On the other hand, work in individual career fields may
vary widely, from administrative work in an office environment to mechanical work on a
flight line, so one could define each career field as a vocation. Additionally, in the Navy
one must transfer from job to job within a career field, and the jobs one can choose vary
in specifics including location, job tasks, and experience level. However, although
person-vocation fit lends itself to research on individual military/Navy career fields, this
research instead focuses on the concept of person-job fit, and specifically, the dimension
35
demands-abilities fit, based on its applicability to the cognitive testing of all military
applicants for the explicit process of selecting and placing applicants into military jobs.
Person-job fit. The category of fit that is most relevant to this research is person-
job fit. Person-job fit is the relationship between the requirements of a job and the
characteristics of an employee (Boon et al., 2011; C. Chen et al., 2014; Gabriel et al.,
2014; Kristof-Brown & Guay, 2011). Person-job fit is a concept hiring officials use
because it has solid legal support for use in making selection decisions (Sekiguchi &
Huber, 2011). In much of the prior research, researchers have measured person-job fit
subjectively using a survey and asking individuals if they perceive their skills and
abilities are a good match for the requirements of their job (Boon et al., 2011; Freund &
Kasten, 2012).
Empirical research demonstrates a significant relationship between person-job fit
and several positive employment outcomes in many settings. In a meta-analysis that
included 62 studies and 225 effect sizes, Kristof-Brown et al. (2005) found a strong
correlation between person-job fit and job satisfaction (p = .56), organizational
commitment (p = .47), and intent to quit (p = -.46). Quratulain and Khan (2015) also
demonstrated that person-job fit has a positive effect on job satisfaction (β = .43, p < .01),
although that effect was weaker if the employee perceived high work pressure (β = -.17, p
< .01). Y. Peng and Mao (2015) obtained a similar result where person-job fit positively
correlated with job satisfaction (r = -0.443, p < .01). Han, Chiang, McConville, and
Chiang (2015) found that person-job fit correlated positively with psychological
ownership (β = .52, p < .01), which they defined as a feeling of ownership about their
jobs, and that psychological ownership had a positive correlation with contextual
36
performance (β = .44, p < .01), which includes organizational citizenship behaviors.
Farzaneh, Farashah, and Kazemi (2014) found that person-job fit positively influenced
organizational commitment (β = 0.14, p < .01) and that organizational commitment
significantly affected organizational citizenship behaviors (β = .51, p < .01). In addition
to this indirect relationship, person-job fit also related directly to organizational
citizenship behaviors (β = .06, p < .05; Farzaneh et al., 2014). Person-job fit related
positively to performance (β = .675, p < .001) and sense of well-being (β =.809, p < .001;
Lin, Yu &Yi, 2014). Another study demonstrated a significant relationship between
person-job fit and innovative work behavior (γ = .23, p < .05; Afsar, Badir, & Khan,
2015). Finally, person-job fit related negatively to employee burnout (β = -17, t = -3.34)
and turnover intentions (β = -.46, t = -12.91; Babakus, Yavas, & Ashill, 2011). These
results highlight the benefits of strong person-job fit because key employment outcomes
such as job satisfaction, psychological ownership, organizational commitment,
organizational citizenship, and innovative work behavior are likely to result in
performance and retention. Just as important, person-job fit also relates negatively to
intent to quit and burnout, which may lead to employee turnover.
Some of the research on person-job fit has focused on its association to personal
influencers such as general self-efficacy and vocational interest in making career choices.
General self-efficacy an individual’s self-perception of his or her ability to perform in a
wide-range of situations, or in other words, his or her self-confidence in his or her coping
skills (Song & Chon, 2012). General self-efficacy is a core component of self-evaluation,
and it relates directly to person-job fit (β = .426, 95% bias-corrected bootstrap confidence
interval of .294-.546, SE = .064, p = .001) and indirectly to career choice through person-
37
job fit and vocational interests (βstandardized = .371, 95% bias-corrected bootstrap
confidence interval of .239-.519, SE = .072, p = .000; Song & Chon, 2012).
In the context of employee well-being, Warr and Inceoglu (2012) examined the
associations between person-job fit and both job engagement and job satisfaction. The
method they used compared wanted job features to actual job features to measure person-
job fit, where job features included a supportive environment, competition and financial
focus, personal influence, challenging workload, ethical principles, career progress,
amount of social contact, and status (Warr & Inceoglu, 2012). A poor fit between wanted
and actual job features resulted in a significant negative association with job satisfaction
(r = -.14) and a positive relationship to job engagement (r = .27; Warr & Inceoglu, 2012).
Other types of fit may interact with person-job fit in employment decisions. J.
Peng et al. (2014) examined the interaction between person-job fit and person-
organization fit and theorized that a person with high person-organization fit, but low
person-job fit, may be more likely to leave, while a person with high person-organization
fit and high person-job fit may be more likely to stay. As they expected, person-
organization fit had a significant negative relationship with turnover intentions (β = -.273,
p < .001; J. Peng et al., 2014). The interaction between person-job fit and person-
organization fit related significantly to turnover intentions (β = -.154, p < .01) and was
stronger when person-job fit was high than when person-job fit was low (J. Peng et al.,
2014). On the other hand, Christensen and Wright (2011) researched the influence of
person-organization fit on job choice, attempting to isolate the effects of person-
organization fit and person-job fit. They found, after controlling for person-job fit, that
person-organization fit (operationalized as public service motivation) did not increase the
38
likelihood of choosing a public-service job, implying that person-job fit may play a more
important role in job choice than person-organization fit (Christensen & Wright, 2011).
Workplace or self-modification strategies may improve person-job fit over time
(Hinami, Whelan, Miller, Wolosin, & Wetterneck, 2013). In a population of hospitalists,
job-switching early in a career improved person-job fit (median fit was slightly but
statistically significantly higher for individuals who made one job change; 4.4 v. 4.0 on a
5-point Likert-type scale), indicating that individuals recognize and act to improve fit—
often with positive results (Hinami et al., 2013). Job modification strategies, such as
adjusting work hours or workload, were effective in improving person-job fit for
established employees (Hinami et al., 2013). Hinami et al. (2013) also demonstrated that
employees gradually increased person-job fit over time, likely through experiential
learning and socialization/value sharing (Spearman coefficient r = .149; p < .001; Hinami
et al., 2013).
Researchers have conceptualized person-job fit with two dimensions; demands-
abilities fit, and needs-supplies or supplies-values fit (C. Chen et al., 2014; Kristof-Brown
et al., 2005). Needs-supplies or supplies-values fit measures the match between the
individual’s needs, preferences, and desires, and what the job provides (C. Chen et al.,
2014; Kristof-Brown et al., 2005). Demand-abilities fit is the congruence between a
person’s knowledge, skills, and abilities, and job tasks (Kristof-Brown et al., 2005), and
employers typically measure it through the employee’s perception of this match (Bogler
& Nir, 2015; Kristof-Brown & Billsberry, 2012; Melvin, Hale, & Foster, 2013).
Demands-abilities fit. Demands-abilities fit is the match between the demands of
a job, and an individual’s abilities (Park, Beehr, Han, & Grebner, 2012). The basis of the
39
concept of demands-abilities fit is traditional hiring practices in which employers select
and hire an individual for a job based on a comparison of his or her abilities with the
requirements of the job (Kristof-Brown & Guay, 2011). Two other aspects of demands-
abilities fit that are important to the relationship between an individual and a specific job
are time and energy (Park et al., 2012).
A recent study described the content dimensions of demands-abilities as
quantitative workload and job complexity, defining job complexity as the level of skill
utilization compared to a job’s mental requirements (Park et al., 2012), which is a
concept similar to cognitive fit. Park et al. (2012) used the difference between demands
and abilities to measure fit, and showed it had a positive relationship to psychological
strain, both anxiety (r = .23, p < .01) and depression (r = .18, p < .01), indicating that
those with greater abilities than needed on the job experienced less strain, and those with
greater demands than abilities experienced more strain (Park et al., 2012). Optimism,
internal locus of control, and self-efficacy all weakly moderated this relationship (Park et
al., 2012). Of note, the use of fit difference in Park et al.’s study is akin to the
researcher’s method of measuring cognitive fit.
There is evidence that demand-abilities fit is relevant to several key employment
outcomes. Research on demands-abilities fit further supported results on person-job fit,
showing that an employee’s perception of the fit between his or her abilities and job
demands predicted both job commitment and job satisfaction (Bogler & Nir, 2015;
Kristof-Brown et al., 2005; McKee-Ryan, & Harvey, 2011). Demand-abilities fit relates
to job meaningfulness, which includes three elements: work that is meaningful, has
meaningful consequences, and has a positive impact on others (Tims et al., 2016).
40
Theorizing that organizational effectiveness relates to job commitment and job
satisfaction, Bogler and Nir (2015) were interested in finding factors that predicted these
organizational outcomes in elementary school teachers. The results of their study
indicated that a teacher’s perceived fit between demands and abilities was the single
variable that affected all four outcomes tested: organizational commitment (R2 adjusted
=.165; p < .001), professional commitment (R2 adjusted = .222; p < .001), intrinsic
satisfaction (R2 adjusted = .336; p < .001), and extrinsic satisfaction (R2 adjusted = .224;
p < .001; Bogler & Nir, 2015). Gabriel et al. (2014) explored the causal relationship
between person-job-fit and job satisfaction and found that the perception of person-job fit
predicted job satisfaction (γ = .03, p < .05).
In a recent study about turnover intentions, demand-ability fit negatively
correlated with turnover intentions (r = -.16, p < .01; J. Peng et al., 2014). In the same
study, demand-ability fit had a positive correlation with work engagement (r = .44, p <
.01) and there was a significant positive correlation between work engagement and
turnover intentions (r = -.51, p < .01; Peng et al., 2014). Additionally, recent discussions
about fit have highlighted the need to include time as a variable; fit may be dynamic
because both individuals and organizations change (Gabriel et al., 2014). These results
support the theoretical foundations of this research to explore the relationship between
cognitive fit and employee turnover.
Cognitive Ability
The definition of cognitive ability is an individual’s ability to learn (Ones &
Viswesvaran, 2011). Cognitive ability as another term for general intelligence, namely
knowledge, recall of knowledge, and ability to work with knowledge (Mumford et al.,
41
2015) or as the capacity to problem-solve, plan ahead, and learn from experience (Oh et
al., 2014). Performance is arguably the most important construct for measuring employee
value to an organization (Maltarich et al., 2010; Ones & Viswesvaran, 2011) and when
one is selecting people to hire, many regard general cognitive ability as the most
powerful predictor of job performance (Ones & Viswesvaran, 2011).
Another study of interest, based on the similarity of the test population and
cognitive ability testing method, reported that cognitive ability predicted task
performance at β = .54 (Oh et al., 2014). This research population was South Korean
military officers, and the method of measuring cognitive ability was the Korean Police
Officers Aptitude Battery (Oh et al., 2014). The results showed the relative weight for
predicting task performance of cognitive ability was 58.93%, followed by
conscientiousness (33.22%), and openness to experience (3.30%; Oh et al., 2014). The
other predictors Oh et al. (2014) tested included emotionality, extraversion,
agreeableness, and honesty-humility, all of which had a relative weight of less than 3%.
In addition to its predictive value for employee performance, Maltarich et al. (2011) have
recognized cognitive ability as an important objective measurement of job qualification.
It provides a more precise measure of an individual’s on-the-job mental challenge than
other measures of job skill such as education or experience (Fine & Nevo, 2008). Of note,
there may be some potential for adverse impacts when conducting cognitive testing
(Klein, Dilchert, Ones, & Dages, 2015), and differences in perceptions about cognitive
ability between older and younger employees (Truxillo, McCune, Bertolino, &
Fraccaroli, 2012).
42
Some studies have claimed that lower cognitive ability is better for environments
characterized by time pressure and unpredictable task changes (Beier & Oswald, 2012).
A recent review of this literature using the resource theories of cognitive processing and
skill acquisition as a theoretical framework did not support this claim. Beier and Oswald
(2012) proposed that the direction for future research should include broadening the
range of skills and abilities examined.
Research on the longer term value of cognitive ability in relation to civilian
employee turnover is scarce (Maltarich et al., 2010; Ryan & Ployhart, 2014; Zaccaro et
al., 2015) and the results are mixed (Boudreau et al., 2001). Studies on the relationship
between general cognitive ability and turnover in the civilian sector have only shown a
correlation coefficient of 0.02, meaning that as cognitive ability increases, the likelihood
of turnover slightly increases (Allen et al., 2010). So, employees who demonstrate high
cognitive ability, indicating they are likely to be top performers, may be the same people
who will leave the organization voluntarily (Maltarich et al., 2010). However, Maltarich
et al. (2010) demonstrated that the cognitive demands of a job are pertinent to employee
turnover decisions for jobs with high cognitive demands using job satisfaction as a partial
mediator.
The study conducted by Maltarich et al. (2010) was the first of its kind to examine
the relationship between voluntary turnover and the alignment between an individual’s
cognitive ability and the cognitive demands of a job. The observations for their study
came from the National Longitudinal Survey of Youth, 1979 Cohort, the data for which
included respondent’s results from the ASVAB (Maltarich et al., 2010). To determine the
cognitive demands of particular jobs, Maltarich et al. collected average levels of ability
43
from the Occupational Information Network webpage. They designed their research
using a product of coefficients method to relate cognitive ability to job satisfaction and
job satisfaction to predict voluntary turnover (Maltarich et al., 2010).
For jobs with high cognitive demands, both coefficients were statistically
significant (β = -.03, one-tailed p < .05; loge (HR) = -0.48, one-tailed p < .001), leading to
a statistically significant product of the coefficients (z = 1.70, one-tailed p < .05;
Maltarich et al., 2010). While the results for jobs with low or medium cognitive demands
did not show a significant relationship between job satisfaction and cognitive ability and
voluntary turnover, the results for jobs with high cognitive demands suggested that the fit
between demands of the job and the abilities of the individual (demand-ability cognitive
fit) may be important for understanding turnover outcomes. Additionally, the results of
this study could indicate that some individuals with high cognitive ability may be
intentionally choosing jobs that have low cognitive demands and that they may retain
well (Erdogan et al., 2011a; Erdogan, Bauer, Peiro, & Truxillo, 2011b; Maltarich et al.,
2010; Thompson et al., 2013). This conjecture could refute past claims that hiring
overqualified applicants could result in increased employee turnover (Maltarich et al.,
2010). Overall, Maltarich et al.’s (2010) study offers evidence that there may be an
important relationship between cognitive fit and employee turnover that needs additional
examination.
Cognitive Testing in the U.S. Military
The U.S. military has been a leader in using testing as a selection screening tool
since 1917, when the Army developed the Alpha and Beta tests (Rumsey, 2012; Rumsey
& Arabian, 2014a). Competition between the branches of the military for the ablest
44
recruits led to the Selective Service Act of 1948 to improve the equitable distribution of
human talent (Held, Hezlett, et al., 2014). Implemented in 1950, the AFQT was a single
test for all branches of the military and it included a minimum score for service entry
(Held, Hezlett, et al., 2014). During this time, the United States still had a conscripted
military, and it used the AFQT categories as the basis for equally distributing both the
most highly qualified and the lowest qualified individuals into the services (Held, Hezlett,
et al., 2014). In 1974, based on the shift to an all-volunteer force, and the success of the
ASVAB in the Air Force and Marine Corps, the Department of Defense directed the use
of a single test battery for both selection and classification in all branches of the U.S.
military (Watson, 2010). In response, the military implemented the Armed Services
Vocational Aptitude Battery (ASVAB) service-wide in January 1976 (Held, Hezlett, et
al., 2014). In 1996-97, the military updated to the Computerized Adaptive Test (CAT-
ASVAB) which includes nine sub-tests, itemized in Table 2 (Held, Hezlett, et al., 2014).
Table 2
Armed Services Vocational Aptitude Battery (ASVAB) Sub-Tests
ABBREVIATION SUBTEST
AR Arithmetic Reasoning
WK Word Knowledge
PC Paragraph Comprehension
MK Mathematics Knowledge
GS General Science
EI Electronics Information
AS Auto and Shop Information
MC Mechanical Comprehension
AO Assembling Objects
Note. The source for the ASVAB sub-tests is the ASVAB website at http://official-
asvab.com/docs/asvab_fact_sheet.pdf.
45
All of the U.S. Armed Services use the ASVAB as a cognitive screening tool to
determine eligibility for service based on minimum qualification. They do not use
ASVAB subtest scores separately; they combine them into various composites (Held,
Hezlett, et al., 2014). The AFQT score, which is a composite score that includes the
arithmetic reasoning, word knowledge, paragraph comprehension, and mathematics
knowledge sub-tests, is how the services measure general cognitive ability (Arkes &
Cunha, 2015; Held, Hezlett, et al., 2014). The other services develop and use other
composites individually (Grant et al., 2012). For example, an Army composite called
skilled technical or ST is a composite of GS + MK + MC + VE (Grant et al., 2012). This
composite has proven an accurate predictor of training success for the Army’s Operating
Room Specialist course (p < 0.0001), with a 5-time improvement in the odds of first
attempt completion for each increase of 10 points in the ST composite score (Grant et al.,
2012).
The ASVAB test is not static—the subtests have changed over time (Rumsey,
2012; Rumsey & Arabian, 2014b). There is ongoing research focused on adding two
additional sub-tests based on the importance of skill in receiving, transmitting, and
interpreting computerized information, and integrating the Assembling Objects subtest
into the AFQT (Held & Carretta 2013; Held, Carretta, & Rumsey, 2014; Rumsey &
Arabian, 2014a, 2104b; Trippe, Moriarty, Russell, Carretta, & Beatty, 2014). Another
study found that a composite of ASVAB test scores had utility in predicting skill in
multi-tasking (Hambrick et al., 2011).
For classification into a career field, each of the services uses different
combinations of subtests as composite scores based on recruit training success (Held,
46
Hezlett, et al., 2014). The Navy uses training success to define cognitive requirements by
career field and gender (Watson, 2010). Each rating-gender combination has a cognitive
requirement, which the Navy developed by tracking the ASVAB line scores of sailors
who successfully complete entry-level technical training without setbacks, which it calls
first-pass pipeline success (Watson, 2010). The Navy then aggregates these line scores to
develop minimum requirements.
The Navy administers the ASVAB to over one million individuals annually (Held,
Hezlett, et al., 2014). With nearly 40 years of use, study sample sizes are large and they
have inspired multiple studies (Held, Hezlett, et al., 2014). Of note, in a review of the
literature on attrition from the military services, higher AFQT scores had a weak
association with lower employee turnover in 26 prior research studies (Knapik et al.,
2004).
Navy’s Algorithm for Cognitive Fit
In 2009, the U.S. Navy redesigned its job placement process to improve initial
training success (Watson, 2010) and it began using a decision support system using
cognitive fit called the Rating Identification Engine (RIDE) to match individuals to
available jobs (Rumsey, 2012). Before implementing RIDE, the Navy only used ASVAB
scores to limit the placement of sailors into ratings where they would face challenges
(Watson, 2010). As long as an applicant met the minimum requirements, he or she was
eligible for the rating. RIDE improves upon this process by recognizing that classifying
sailors in ratings where they are overqualified, and therefore underchallenged, may be
just as bad as placing them in ratings where they are overchallenged.
47
The Navy developed its RIDE algorithm to improve personnel utilization by
increasing job satisfaction, reducing attrition, and promoting retention (Watson, 2010).
The Navy used the Yerkes-Dodson law as the theoretical framework for RIDE (Watson,
2010; Yerkes & Dodson, 1908). Yerkes and Dodson (1908) found that moderate levels of
electrical stimulus were the most effective in rapid habit formation. This visualization of
this relationship is an inverted U, and subsequent research has developed it further to
apply to the relationship between human performance and cognitive arousal (Watson,
2010). Using this framework, individuals who are underchallenged or overchallenged in
the context of cognitive ability are less likely to perform well than individuals who are
appropriately challenged. This concept is similar to work engagement, meaning an
individual’s physical, cognitive, and emotional involvement in the workplace (Bakker,
2011; Venz & Sonnentag, 2015).
The RIDE algorithm works to place individuals in ratings where their cognitive
ability closely matches that of other successful sailors assigned to the rating (Watson,
2010). RIDE S-score and Q-score utility curves for each rating using 75,000 Navy
recruiting and training records from 1996-1998 (Watson, 2010), and subsequently
updated with 60,000 records from 2011-2013. Watson (2010) used a comparison of
actual ASVAB scores of sailors with successful completion of the training pipeline
(without repeating any portion) for each Navy enlisted rating to build the S-score utility
curve. The purpose of the Q-score utility curve is to measure overqualification by
comparing an individual’s cognitive ability, using his or her AFQT score as a measure of
his or her overall general cognitive ability, to other applicants who go to the rating
(Watson, 2010).
48
The Navy compares sailors’ test scores to the utility curves to give an S-score and
a Q-score for each rating, and the Navy uses the composite of these two utility scores as a
measure of cognitive fit for each rating (Watson, 2010). RIDE identifies all of the Navy
jobs for which an individual is qualified, rank orders them according to this cognitive fit,
and then searches for job availability (Held, Carrera, & Rumsey, 2014). A review of the
impact of this new process showed that sailors with high cognitive fit were more likely to
complete their initial training, more likely to receive promotion, and less-likely to leave
(Department of the Navy, 2012). However, because job placement operates on a first-
come, first-served basis, job availability limits the process. This process constraint
reduces the ability of RIDE to optimize cognitive fit, and in some cases inevitably results
in sailors ending up in jobs where they are over- or underchallenged.
Based on the initial review of RIDE results (Department of the Navy, 2012), it
seems reasonable that sailors who are cognitively overqualified or underqualified (i.e.,
low demands-abilities fit) will have a higher turnover rate. However, as previously noted,
prior research results are mixed (Boudreau et al., 2001; Maltarich et al., 2010). In fact,
some research has identified a subset of workers with high cognitive ability who
purposefully choose jobs with low cognitive demands and do not leave (Maltarich et al.,
2010). These results signal a complex relationship between cognitive fit and employee
turnover and a need for additional research.
Summary
It is usual to consider employee selection and turnover separately (Maltarich et
al., 2010). Current research on employee turnover primarily focuses on the situational
antecedents to turnover events (Boudreau et al., 2001; Hom et al., 2012) rather than
49
individual factors that could act as predictors of future turnover when hiring an employee.
Since employers often use cognitive ability in hiring decisions, it is a measurable prehire
attribute that may be relevant in predicting future employee retention. Cognitive ability is
as an individual’s ability to learn (Ones & Viswesvaran, 2011) and there is wide
acceptance of its generalizability as a predictor of job performance (Schmidt, 2014), but
the majority of research on cognitive ability focuses on selection, hiring, and performance
without exploring their relationships to employee retention and turnover decisions. When
researchers have studied general cognitive ability in relation to turnover, they have only
found a small relationship with an effect size of 0.02, meaning that as cognitive ability
increases, the likelihood of turnover slightly increases (Allen et al., 2010). However,
Maltarich et al. (2010) demonstrated that the cognitive demands of a job are pertinent to
employee turnover decisions, which suggests that the cognitive fit between the demands
of the job and the abilities of the individual may offer a more relevant predictor of future
turnover outcomes than general cognitive ability.
The U.S. military has used cognitive ability testing to prescribe minimum
requirements for new recruits since World War II. Subsequent research on cognitive
ability has produced mixed results when correlated with retention, but traditionally, the
basis of these studies has been general cognitive ability rather than the match between the
cognitive demands of a specific career field and an individual’s cognitive ability (Allen et
al., 2010; Knapik et al., 2004). On the other hand, past research on person-job fit in the
civilian sector, and more specifically demands-abilities fit, has shown strong correlation
to job commitment, job satisfaction, and intent to quit (Kristof-Brown et al., 2005). These
results provide support for further research on the relationship between cognitive fit and
50
employee turnover. In addition, most recent research on demands-abilities fit used
subjective measurements of an individual’s perceived fit via survey response (Bogler &
Nir, 2015; Freund & Kasten, 2012). While subjective measurements of fit may be useful
in examining outcomes such as job satisfaction or dissatisfaction, an objective measure of
fit may provide a more useful measure for hiring new employees (Fine & Nevo, 2011),
and for predicting employee turnover.
The U.S. Navy’s hiring process offers an opportunity to examine the relationship
between cognitive ability and employee turnover using the concept of demands-abilities
fit in a new way. This quantitative study contributes to the body of knowledge by
examining the relationship between demands-abilities fit and employee turnover, using
cognitive ability as an objective measurement as recommended by Maltarich, Reilly, and
Nyberg (2011) and Lu, Wang, Lu, Du, and Bakker (2014). The research design for this
study used individual ASVAB scores and the RIDE algorithm to measure cognitive
ability against the Navy’s ASVAB standards for individual occupations to determine an
objective measurement of cognitive fit. The results of this research may lead to
improvements in selection and placement of new employees based on the ability to
predict future performance and retention using cognitive fit.
51
Chapter 3: Research Method
Employee turnover is a prime concern the U.S. Navy (Pinelis & Huff, 2014).
Failure to retain high-performing sailors in the U.S. Navy increases recruitment and
reenlistment costs, and results in the promotion of lower quality and less experienced
Navy personnel. The Navy uses monetary bonuses (with an average cost of $47,948.00
per enlisted sailor offered a bonus) as an incentive to encourage sailors to stay based on
their skill set and manning level, training costs, or criticality to the mission (Coughlan et
al., 2014; Pinelis & Huff, 2014). When not enough sailors remain, the Navy recruits and
trains additional sailors; however, it only hires them at entry level—leaving an
experience gap. Additionally, the Navy promotes sailors according to vacancies at the
next higher paygrade (Arkes & Cunha, 2015; Kumazawa, 2010). The Navy orders sailors
in a competitive group based on several factors including advancement exam scores,
performance evaluations, education, and awards to determine their relative quality
(Kumazawa, 2010). However, this only results in the best quality sailors gaining
promotion if there are fewer vacancies than sailors eligible to promote because, if the
number of vacancies is higher than the number eligible to promote, the entire competitive
group will receive promotion to fill the Navy’s requirements, regardless of the sailors’
quality or experience. These undesirable outcomes highlight retention as fundamental to
workforce quality in an entry-level hiring system. As a potential strategy for the U.S.
Navy to reduce personnel costs and maintain a high-quality workforce, this study
determined the extent to which a measurement of cognitive fit, calculated using a sailor’s
cognitive ability measured by his or her ASVAB test results compared to the cognitive
ability requirements for the job he or she receives, may predict employee turnover.
52
The purpose of this non-experimental, quantitative study was to examine the
relationship between cognitive fit and employee turnover in the U.S. Navy. The U.S.
Navy measures cognitive ability through the ASVAB and uses the results in the hiring
process for those desiring to enlist. The researcher used secondary case-file data from the
U.S. Navy’s Career Waypoints personnel database for all enlisted sailor retention
decisions that occurred in 2014. The data include S- and Q-scores, the two measurements
of cognitive fit the Navy uses, computed using ASVAB test scores, employee turnover
outcomes, and control variables: gender and length of service. The researcher used
logistic regression to examine the relationship between cognitive fit and U.S. Navy
enlisted sailor turnover decisions. The goal of this research was to determine whether
employee turnover decreases when cognitive fit increases.
As a potential strategy for the U.S. Navy to reduce personnel costs and maintain a
high-quality workforce, the researcher designed the study to address the following
research question: To what extent do cognitive fit, gender, and length of service predict
employee turnover amongst U.S. Navy enlisted sailors? The hypothesis for this research
question, in null and alternative form, is as follows:
H10. Cognitive fit, gender, and length of service do not predict employee
turnover amongst U.S. Navy enlisted sailors.
H1a. Cognitive fit, gender, and length of service significantly predict employee
turnover amongst U.S. Navy enlisted sailors.
The focus of this section is on the quantitative research method, and it begins with
a description of the design the researcher used to investigate the probability of employee
turnover based on cognitive fit, while controlling for gender and length of service. The
53
explanation of the chosen research method also includes details about the population and
sample, and particulars about the secondary data the researcher used from the U.S. Navy,
including source, processing, and analysis. This section concludes with a description of
assumptions, limitations, and ethical standards.
Research Methods and Design
The researcher chose a quantitative design study, using multinomial logistic
regression to explore whether cognitive fit predicts employee turnover. The purpose of
this study was to determine if cognitive fit, gender, and length of service (as the predictor
variables) have a relationship to employee turnover (as the criterion variable) in a way
that is measurable and significant.
The study sample included all active U.S. Navy enlisted sailors, paygrades E1
thru E6, with up to 14 years of service who made a retention decision in 2014. Archival
data for this research came from the U.S. Navy, and the data included measurements of
cognitive fit, similar to the approach used in prior research to compute cognitive fit by
comparing ASVAB test scores to the average level of ability required by occupation
computed using data from the Occupational Information Network website (Maltarich et
al., 2010). In this research, the researcher calculated cognitive fit using the sailor’s
cognitive ability, measured by ASVAB test results, compared to two factors: training
school success and a comparison to the AFQT scores of the rating population. Training
school success (S-score) is a function of ASVAB scores for successful training
completion with no set-backs, and has a value that ranges from -100 to 0, where -100 is
not qualified, and 0 is perfectly qualified. The AFQT of the rating population (Q-score)
has a value that ranges from 0 to 100, where 0 is perfectly qualified and 100 is
54
significantly over-qualified. The researcher added Q-score and S-score together to
provide a numerical value for cognitive fit that ranges from -100 to 100, with optimum fit
at 0.
The data the Navy provided also included employee turnover outcomes, including
decisions to reenlist or separate from Naval service voluntarily or involuntarily. The
push-pull model establishes a basis for operationalizing employee turnover using
voluntary and involuntary separation in a way that can link to cognitive fit. Functional
turnover is the removal of the lowest performers and is beneficial to an organization
(Becker & Cropanzano, 2011). The U.S. Navy initiates functional turnover actions by
involuntarily separating sailors who are lower performers than their peers, or who are not
eligible for reenlistment. On the other hand, individuals across the performance spectrum
may self-initiate voluntary turnover. It may be in the organization’s best interest for them
to leave if they are poor performers, but when top performers voluntarily leave, it can
negatively affect organizational performance (Becker & Cropanzano, 2011). Identifying a
predictive relationship between cognitive fit and employee turnover, including the three
types of retention outcomes (reenlistment, voluntary separation, or involuntary
separation), may signify an opportunity to improve retention by improving cognitive fit.
First, the researcher conducted a descriptive analysis of the data set (Field, 2009).
The researcher inspected a histogram of cognitive fit for data concerns, divided the
dataset into three groups based on turnover outcome categories (involuntary separation,
voluntary separation, and reenlistment), and compared them based on the independent
variables cognitive fit, gender, and length of service.
55
Logistic regression was the method the researcher used to answer the
research question, “to what extent does cognitive fit predict employee turnover
amongst U.S. Navy enlisted sailors while controlling for gender and length of
service?” since it calls for analysis about a predictive relationship with a
categorical outcome (employee turnover; Field, 2009; C. Peng et al., 2002). Based
on previous research (Hoglin & Barton, 2013), The researcher included gender as
a categorical factor, and included length of service (measured in months from
initial active duty service data to turnover outcome approval month) as a
covariate. Additionally, the researcher added interaction terms between cognitive
fit, gender, and length of service to examine the combined effect of these
variables (Field, 2009). To address the assumption of linearity and account for the
expected curvilinear relationship between cognitive fit and retention, the
researcher tested both cognitive fit and the square of cognitive (Field, 2009).
Based on the size of the dataset, which included 56,847 cases, to validate the
value of the statistical tests, the researcher also tested 1% and 10% subsets of the
data (Ertas, 2015). Additionally, based on the uneven distribution of outcomes
(64.5% reenlistment, 30.6% voluntarily separated, and 4.9% involuntarily
separated), a randomly selected stratified subset with 200 cases for each outcome
was also tested to validate the results. The researcher performed the same analysis
on each of these four datasets using a multinomial model to distinguish the type of
separation using polytomous employee turnover outcomes: involuntary
separation, voluntary separation, or reenlistment.
56
Population
The study population was the active component of the U.S. Navy for 2014, which
was approximately 327,000 personnel, and it included individuals the Navy recruited
from across the United States and who serve worldwide. This population is both useful
and appropriate because it represents a cross-section of the workforce and it includes
sailors from all demographics and ratings from initial entry through mid-career.
Sample
The study sample was all active U.S. Navy enlisted sailors, paygrades E1 thru E6,
with up to 14 years of service who made a retention decision in 2014. In other words, the
sample included all sailors who separated from naval service or reenlisted to continue
their naval service in 2014. The sample included sailors from initial entry because the
military separates up to 17.8% of new recruits during their initial training (Gibson,
Hackenbracht, & Tremble, 2014), through 14 years of service, which is a limitation based
on the Navy’s Career Waypoints system. The observations for this study come from
secondary data, which came from the U.S. Navy’s Career Waypoint system. Permission
from the U.S. Navy to use this data is in Appendix A. The scope of the Navy’s
reenlistment policy and processes which only requires this subset of sailors (E1-E6 with
up to 14 years of service) to utilize the Career Waypoint system limited the selection
criteria for the research sample. The Navy does not keep the same kind of data on sailors
in paygrades E-7 through E-9, or on officers, in the Career Waypoints system, which is
why the researcher did not include them in the study sample.
Career Waypoints is a Navy decision-support information technology
system that sailors in paygrades E1 thru E6 with up to 14 years of service use to
57
notify the Navy of their intention to separate from naval service, or request
permission to reenlist and continue to serve. The Navy originally collected some
of the data available in the system from individual applications for enlisted
service in the Navy, and they include cognitive testing results, which the Navy
uses for eligibility and occupational placement. Since only this subset of
employees uses Career Waypoints, the sample had the same constraints. The data
included sailor demographics, ASVAB scores the Navy originally collected
during the application process for naval service and used for eligibility and
occupational placement, and subsequent requests and outcomes for reenlistment.
The U.S. Navy deidentified the data prior to providing it to the researcher to
protect the identity of the test subjects.
There were 56,847 total U.S. Navy enlisted sailor retention decisions in
2014; 36,650 reenlisted, 17,509 voluntarily separated, and 2,653 separated
involuntarily. The researcher discarded 35 cases that were missing outcome data.
Of the total, 11,272 (20.6%) were female and 45,120 (79.4%) were male. Most of
the sailors in the sample were in paygrades E4 or E5 (Table 3). All U.S. Navy
ratings were in the data set (Table 4).
Table 3
Paygrade Composition
E2 3 .0%
E3 8,742 15.4%
E4 21,780 38.3%
E5 20,205 35.5%
E6 6,117 10.8%
Total 56,847 100.0%
58
Table 4
Rating Composition
HM 6,262 11.0% ABF 568 1.0% MN 203 .4%
MA 2,635 4.6% SO 562 1.0% CTM 202 .4%
IT 2,472 4.3% PS 535 1.0% MMS(SS-W) 198 .3%
AT 1,958 3.4% FC(AEGIS) 531 .9% CSS 195 .3%
LS 1,952 3.4% AS 528 .9% UT 191 .3%
ET(OTH) 1,717 3.0% CTI 525 .9% MM(NUC-TR) 186 .3%
AM 1,603 2.8% GSM 510 .9% SB 185 .3%
OS 1,551 2.7% QM 509 .9% AWO 182 .3%
MM(OTH) 1,524 2.7% STS 501 .9% RP 178 .3%
AO 1,458 2.6% EM(SS-N) 481 .9% EOD 161 .3%
CS 1,384 2.4% IC 479 .8% GSE 160 .3%
BM 1,348 2.4% HT 475 .8% MR 142 .2%
ABH 1,242 2.2% BU 475 .8% AWV 139 .2%
AD 1,177 2.1% MMS(SS-AX) 394 .8% SW 135 .2%
AE 1,106 1.9% AME 383 .7% MU 134 .2%
YN 997 1.8% CM 361 .7% EM(NUC-TR) 133 .2%
GM 974 1.7% ET(SS-NV) 360 .6% AWF 120 .2%
FC 878 1.5% PR 358 .6% AWR 119 .2%
MM(SW-N) 821 1.4% EM(SW-N) 349 .6% YNS 110 .2%
MM(SS-N) 806 1.4% EO 337 .6% ET(NUC-TR) 99 .2%
CTR 795 1.4% ET(SS-RF) 319 .6% LSS 90 .2%
EM(OTH) 756 1.3% FT 297 .6% ITS 63 .1%
CTT 712 1.3% ET(SS-N) 290 .5% LN 62 .1%
EN 684 1.2% ND 271 .5% EA 43 .1%
IS 671 1.2% CTN 270 .5% NC(C) 25 .0%
DC 663 1.2% ET(SW-N) 269 .5% SN 15 .0%
AZ 644 1.1% MC 265 .5% NC(CRF) 11 .0%
AC 636 1.1% AWS 237 .5% AN 9 .0%
SH 619 1.1% AG 231 .4% FN 6 .0%
ABE 595 1.0% CE 229 .4%
STG 584 1.0% MT 228 .4%
When designing a research study, researchers perform a statistical power
calculation to ensure the dataset includes a large enough sample to achieve at least
an 80% chance of detecting an effect if it exists in the population (Field, 2009).
59
However, there is a lack of consensus on the best statistical power calculation
method for logistic regression; options include the likelihood ratio, the Wald test,
proportion tests, or various approximations for research with multivariates
(Demidenko, 2007). Additionally, statistical power calculations provide the
minimum number of cases required to obtain the desired probability of detecting
an effect. Researchers sometimes use large datasets in similar studies on
employee turnover such as Weaver’s (2015) research on why federal employees
leave, which included 263,475 participants, and Ertas’ (2015) research on
turnover intentions of millennial federal employees, which included 266,000
participants. Although both of these studies used full data sets, Ertas accounted
for the potential of large sample sizes enlarging the value of statistical tests by
validating the model through 1% and 10% subsets of the larger sample.
In this case, the U.S. Navy provided a large dataset relevant for examining
the research question. Although the method the researcher used to draw this
sample was to provide all cases that included a retention result in 2014—which
arguably is not random—it does include nearly 20% of the Navy’s full active duty
population, a broad range of career fields and paygrades for Navy employees, and
it also closely mirrors the gender composition of the Navy. Based on these
observations, the researcher utilized the full data set the Navy provided for
statistical testing, with validation using 1% and 10% randomly selected subsets in
the method utilized by Ertas (2015). Additionally, based on the uneven
distribution of outcomes (64.5% reenlistment, 30.6% voluntarily separated, and
4.9% involuntarily separated), a randomly selected stratified subset with 200
60
cases for each outcome was also tested to validate the results. The researcher
performed the same analysis on each of these four datasets.
Materials/Instruments
The data for this study included demographics (gender, length of service) and
retention outcomes (reenlisted, voluntarily separated, or involuntarily separated) of
sailors whose enlistment contracts ended in 2014 and cognitive fit, calculated using the
sailor’s cognitive ability measured by his or her ASVAB test results from his or her
initial recruitment compared to training success and the general cognitive ability of other
applicants in the same career field. These data came from the U.S. Navy’s Career
Waypoint system. The U.S. Navy collected these data for personnel management
purposes.
For initial enlistment, the U.S. Navy uses the ASVAB. All U.S. military services
utilize this test battery, which has nine subtests (listed in Table 2) to screen applicants for
military service cognitively, and if qualified, to place new recruits into occupations
(Held, Hezlett, et al., 2014). The Navy administers it either as a paper-and-pencil (P&P)
test, which takes three hours, or as a CAT, which reduces the test time to approximately
one and a half hours (Held, Hezlett, et al., 2014). For basic eligibility, all of the military
services use a composite score of two math and two verbal subtests called the AFQT
(Held, Hezlett, et al., 2014). In addition, the Navy also uses different combinations of
ASVAB subtest results tailored to particular occupations (Held, Hezlett, et al., 2014). The
Navy has 85 enlisted occupational fields, called ratings, which have different training
requirements, training times, and other requirements; they therefore require different
61
ASVAB subtest combinations to place individuals dependably in occupations for which
they are cognitively suited (Held, Hezlett, et al., 2014).
The Navy is the only service that routinely revalidates ASVAB requirements by
rating (Held, Hezlett, et al., 2014). Events that trigger revalidation include an increase in
academic failures in occupation training courses, major changes to training requirements,
reductions in training time allowed, new or redefined occupational fields, and changes in
the recruiting environment affecting average recruit ASVAB scores (Held, Hezlett, et al.,
2014). ASVAB scores can predict successful completion of initial training requirements
(Held, Hezlett, et al., 2014). Based on multiple ASVAB standards and validation studies,
the predictive validity of the Navy’s occupational ASVAB coefficients averages 0.55,
with a range of 0.25 to 0.85 depending on the rating (Held, Hezlett, et al., 2014). Current
information about ASVAB reliability is in Table 5 and is on the ASVAB website at
http://official-asvab.com/reliability. ASAB reliability ranges from 0.85 to 0.97 depending
on the version of the test: P&P or CAT, and the subtest of interest.
Table 5
Reliability for Armed Forces Qualification Test Composite and Armed Services
Vocational Aptitude Battery Sub-Tests
AFQT AR WK PC MK
P&P CAT P&P CAT P&P CAT P&P CAT P&P CAT
0.94 0.97 0.87 0.92 0.88 0.93 0.75 0.85 0.85 0.93
GS EI AS MC AO
P&P CAT P&P CAT P&P CAT P&P CAT P&P CAT
0.80 0.87 0.79 0.87 0.81 n/a 0.79 0.85 0.84 0.82
Note. The source of the ASVAB reliability data is the ASVAB website at http://official-
asvab.com/reliability.
62
Operational Definition of Variables
Cognitive fit. Cognitive fit is the match between an individual and a job based on
cognitive ability (Maltarich et al., 2010). Cognitive fit is an independent continuous
variable from archival data that is the result of comparing a sailor’s cognitive test results
with two factors: training school success (S-score) and AFQT scores for other sailors in
the same rating (Q-score; Watson, 2010). The Navy combines these two scores to
approximate Yerkes-Dodson’s law (Watson, 2010). For this research, the researcher
added Q-score and S-score together to provide a numerical value for cognitive fit The
value of cognitive fit is zero if the sailor is a perfect fit for his or her assigned rating, a
positive value (from 0 to 100) if the sailor is overqualified for the rating, and a negative
value (from 0 to -100) if the sailor is underqualified for the rating.
Employee turnover outcome. Employee turnover outcome is a dependent
categorical variable from archival data. There are three possible outcomes for an
employee turnover event: voluntary separation or turnover, involuntary separation or
turnover, and reenlistment to continue service.
Involuntary separation or turnover. For the purpose of this study, this action
includes sailors who the Navy did not permit to reenlist based on performance after
comparing them to their peers, or who were ineligible to reenlist because they no longer
met the enlistment criteria for their ratings. The Navy initiated these turnover actions. For
this research, the researcher included sailors who were ineligible to reenlist and who did
not receive approval for reenlistment. The Navy codes used for this category were: forced
separation (FSP), ineligible separation (ESP), denied final in-rate (DFI), ineligible (IEG),
63
and voluntary separation (VSP) cases where a sailor was not approved to reenlist in rate
and there were no other options to convert into another rating.
Voluntary separation or turnover. For the purpose of this study, this action
includes sailors who chose not to reenlist. The individual initiates these turnover actions.
For this research, the researcher included sailors who requested to separate and/or join the
Navy Reserve. The Navy codes used for this category were: voluntary separation (VSP),
requested Navy Reserve (RQR), and intends to separate (ITS).
Reenlistment. For the purpose of this study, this action includes sailors who chose
to reenlist. The individual initiated these turnover actions and the Navy approved them.
For this research, the researcher included sailors who received approval to reenlist in their
current rating, or in a new rating. The Navy codes used for this category were approved
in rate (AIR) and approved conversion (ACV). Appendix B describes all of these
variables.
Gender. Gender is a categorical variable from archival data that signifies if an
individual is male or female.
Length of service. Length of service is an interval variable from archival data
that measures the amount of time a sailor served in the Navy, calculated in months from
when an individual initially entered the U.S. Navy to the time when the Navy approved
his or her employee turnover outcome.
Data Collection, Processing, and Analysis
The U.S. Navy has granted permission for use of Career Waypoints data
(Appendix A). The data on the specified research population of U.S. Navy enlisted sailors
in paygrades E1-E6 with up to 14 years of service are resident in the Career Waypoint
64
System. The dataset includes a Navy-assigned record identifier that is not personally
identifiable, rating, gender, S-score and Q-score for cognitive fit, and turnover outcome
and approval date. Appendix B includes a complete listing of all the variables and a
description of the type of data and how the researcher coded and computed the data.
Although this research used data on U.S. Navy sailors, it did not meet the definition of
research involving human subjects (National Defense, 32 C.F.R. § 219.102(f), 2014;
Department of Defense, 2011b) under Exemption Category 4, as determined by Naval
Sea Systems Command’s Human Research Protection Official (Appendix C).
The first statistical procedure in this research study was the use of simple
descriptive statistics to characterize the population. Gender composition, average length
of service, and paygrade for U.S. Navy sailors who separated prior to 14 years of service,
are of interest, as is average cognitive fit. The next statistical was multinomial logistic
regression analysis using cognitive fit as the predictor variable and turnover outcome
(voluntary separation, involuntary separation, or reenlistment) as the categorical variable.
Assumptions
Assumptions are a key underpinning of research, representing the researcher’s
perspective and intertwined with his or her logic and the suppositions and hypotheses
presented in the study design (Farquhar, 2012). In this study, the researcher’s ontological
stance, or view of the world, is nomothetic, meaning that the phenomenon cognitive fit
exists independently of social perceptions (Farquhar, 2012). In alignment with this
perspective, the researcher’s epistemology is positivist—leading to a research design
utilizing real, measurable phenomena (Farquhar, 2012). Based on the researcher’s
underlying ontological, epistemological, and axiomatic standpoint, there are two key
65
assumptions in this research design. To provide a basis for observation, one assumption is
that sailor’s ASVAB test scores are an accurate reflection of their cognitive ability, taken
personally, independently, and to the best of their ability. Although it is clear that some
people attempt to gain entry into the U.S. military by cheating on the ASVAB test, this
assumption is reasonable given the relatively small occurrence of this behavior and the
large sample size the researcher used in this research.
The second assumption is an epistemological consideration, because it could lead
to false positive or false negative results. As a way to discriminate between voluntary and
involuntary separations, the research plan includes the assumption that all sailors who
requested reenlistment wanted to continue their naval service. This assumption is more
problematic, because is it likely that some sailors have not made a final decision about
staying in the Navy when they reach the timeline for requesting permission to reenlist.
However, the fact that these sailors wanted to maintain their option to remain in the Navy
is an indicator they were somewhat interested in remaining in the service.
Limitations
Items outside of the researcher’s control often limit the applicability and
usefulness of research. There are three limitations in this proposed research design:
generalizability to the general population, use of cross-sectional rather than longitudinal
design, and the omission of potentially significant moderating or extraneous variables
from the data collection and analysis—including alternative job availability, leadership,
and command climate, which all affect employee turnover. Although U.S. Navy sailors
join the service from communities across the United States with demographics that
closely reflect the U.S. population, some of the employment processes are unique to the
66
U.S. Navy, potentially limiting generalizability. Additionally, this study utilized an
instrument designed and used exclusively by the U.S. military. The lack of a tool to
measure cognitive fit in the civilian workforce reduces the potential generalizability of
the findings of this research study.
Second, this study is non-experimental and cross-sectional. A cross-sectional
design is necessary for the type of event (turnover outcomes) under consideration, since
two of the three (voluntary and involuntary separation) result in termination of
employment. However, observations of the third (reenlistment) result in continued
service that will have a termination outcome sometime in the future. Since this study is
non-experimental and cross-sectional, it will not be able to address causality.
The third limitation is the omission of potentially significant moderating or
extraneous variables beyond the control variables from data collection and analysis. The
potential exists that variables the researcher has not included in the proposed research
design might have a greater impact on turnover outcomes than cognitive fit. One variable
the researcher has not included in the plan that has produced an effect on employee
turnover is alternate job availability, which researchers often operationalize using the
Bureau of Labor’s unemployment rate (Pinelis & Huff, 2014). Based on the research
design which only includes employment outcomes for one year, variability in the
unemployment rate is not significant enough to include in this study. Other variables with
demonstrated relevance to retention are job satisfaction and organizational commitment
(Lytell & Drasgow, 2009), leadership, and command climate—however these variables
are situational rather than individual antecedents and they are not relevant to developing
pre-hire selection criteria.
67
Delimitations
Delimitations denote the scope of a research project. In the case of this research,
the population defines the scope of the project. The researcher delimited the population to
U.S. Navy enlisted sailors in paygrades E-1 through E-6 with up to 14 years of service.
This population omits Naval officers and enlisted sailors in paygrades E-7 through E-9
with greater than 14 years of service. These delimitations are necessary based on the data
available in the Navy’s Career Waypoint database. Since the Navy selects officers for
entry and places them in jobs using different criteria than enlisted sailors, the impact of
excluding this group from the population should not be significant. Additionally, when an
enlisted sailor receives promotion to E-7 and above, he or she becomes a careerist,
because he or she will rarely separate before becoming retirement eligible. So, the subset
of sailors that reenlisted will be smaller than it would be if it included them, but there
should still be enough data to determine discriminant factors between groups. Future
research on cognitive fit and its relevance to performance outcomes could consider
whether cognitive fit predicts promotion to E-7 through E-9.
Ethical Assurances
In the conduct of responsible research, researchers have an obligation to
themselves, study participants, their colleagues, and society to make choices based on
ethical values. Two of the primary risks of research to study participants are a violation of
privacy and a breach of confidentiality. In this research design, the use of a different,
discrete record identifier that does not include personally identifiable information
mitigates this risk. In this way, the data the researcher collected from the Navy’s Career
Waypoint database does not include information that might identify a particular
68
individual. The researcher protected the sailor data using password access, and will
dispose of it after seven years by deleting the database from the hard drive of the
computer in use for the research. Additionally, to mitigate risk to participants, the
researcher submitted this research proposal to a Navy Human Research Protections
official (Appendix C) and the Northcentral University Institutional Review Board to
ensure the safety of participants and the protection of their rights.
Scientists must communicate research procedures clearly and to report results
accurately to prevent the waste of time and resources, and to sustain the construct of
scientific research which builds upon previous results. This research design is
substantially different than previously conducted research, and the researcher has built it
to be straightforward and repeatable. The responsible conduct of research is an issue of
public concern because scientific results may influence decisions that affect society. In
this study, the U.S. Navy might use the results to change recruiting and job placement
procedures. Careful use of statistical methods, accurate reporting, and conclusions and
recommendations drawn from careful analysis of the results are necessary.
Summary
The potential utility of cognitive fit as a predictor of both performance and
retention for hiring decisions is a new twist on an often-used attribute. In the past,
researchers have mainly used cognitive ability as a predictor of performance in employee
selection and hiring decisions (Maltarich et al., 2010). Previous research on the
relationship between cognitive ability and employee turnover has used general cognitive
ability rather than a more focused measure of the cognitive match between an
individual’s skills and the demands of the job (Boudreau et al., 2001; Knapik et al.,
69
2004). Comparing voluntary turnover to the level of cognitive match between an
employee and his or her job is a recent development (Maltarich et al., 2010). Although
the results demonstrate that the cognitive demands of a position make a difference in
employee turnover decisions, the relationship is complex and in need of further study
(Maltarich et al., 2010).
The researcher designed this quantitative research study to determine whether
there is a significant and measurable relationship between cognitive fit and employee
turnover in the U.S. Navy. The Navy offers a unique opportunity to study this
phenomenon because of its hiring process, which uses cognitive ability testing and
validated cognitive requirements for each Navy career field to place sailors into jobs.
This research adds to the body of knowledge on human resources management practices
by determining if cognitive fit is a predictor of future retention that the Navy can use to
select and hire top talent.
70
Chapter 4: Findings
High-performing employees are important to organizational success (Crook et al.,
2011) and the competition for talent is on the rise (Maltarich et al., 2010). The loss of top
talent to employee turnover represents a significant loss of organizational effort and
financial resources (Godlewski & Kline, 2012). The purpose of this non-experimental,
quantitative study was to examine the relationship between cognitive fit and employee
turnover in the U.S. Navy, with the goal to determine if employee turnover decreases
when cognitive fit increases. If cognitive fit predicts employee turnover, the Navy may
alter hiring and placement processes to increase the likelihood of retaining talented
employees in the future.
The researcher chose a quantitative design study, using multinomial logistic
regression to explore whether cognitive fit predicts employee turnover. The researcher
included gender and length of service as covariants in the study based on previous
research by Hoglin and Barton (2013) on employee turnover, and the relevance of these
variables based on the kaleidoscope career model (Mainiero & Sullivan, 2005; Sullivan
& Mainiero, 2007). This chapter begins with an overview of the data the U.S. Navy
provided. A statement of the research question follows the description of the data set.
Then, the chapter presents statistical analysis of the data to answer the research question
with an explanation of each of the steps the researcher used to conduct the statistical
analysis.
Results
The primary goal for using the data provided by the U.S. Navy in this study was
to determine if a predictive relationship exists between cognitive fit, gender, length of
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service, and employee turnover. There were 56,812 cases in the sample; 36,650 reenlisted
(64.5%), 17,391 voluntarily separated (30.6%), and 2,771 (4.9%) separated involuntarily.
The researcher discarded 35 (.1%) cases that were missing employee turnover outcome
data. Of the sample, 11,725 (20.6%) were female, and 45,087 (79.4%) were male.
In the study, the researcher used a multinomial model and polytomous employee
turnover outcomes: involuntary separation, voluntary separation, or reenlistment. The
researcher tested both cognitive fit and the square of cognitive fit to account for the
expected curvilinear relationship between cognitive fit and employee turnover (Field,
2009). Finally, to validate the findings, the researcher conducted the statistical tests on
the full dataset, a 1% subset, and a 10% subset of the data (Ertas, 2015). The researcher
also had concerns about the difference in proportions between the three outcomes, so she
also tested a stratified subset of the data by randomly selecting 200 cases from each
outcome.
Descriptive statistics about cognitive fit for the full sample reveal a mean of -
28.13, with a median of -34.48 and standard deviation of 38.35. The mode for this data is
0, with 4,639 cases. The mean for length of service is 62.02 months, with a median of 54
months, and standard deviation of 31.79. Sailor gender in this sample is 79.8% male, and
20.2% female. A comparison of the independent covariants cognitive fit, gender, and
length of service by turnover outcome group for the full dataset is in Table 6.
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Table 6
Descriptive Data for Predictor Variables by Turnover Outcome
Voluntary Involuntary Reenlistment Total
Mean Cognitive Fit
(-100 to 100)
-25.9984 -27.0097 -29.2362 -28.1305
Gender
(percentage M/F)
77.9/22.1 80.9/19.1 80.6/19.4 79.8/20.2
Length of Service
(months)
61.4 63.22 62.22 62.02
The primary goal of this study was to determine if cognitive fit predicted
employee turnover, while controlling for gender and length of service. The researcher
utilized U.S. Navy retention data for enlisted sailors in paygrades E1-E6 with up to 14
years of service to explore the relationship between these variables. The mean values for
cognitive fit overall and in all three turnover outcome groups are below the optimum
value of zero, indicating that sailors in this dataset have less than optimum cognitive fit
for their assigned career fields. Of note, all of these scores are very close together, even
though the scale ranges from -100 to 100. Mean cognitive fit for sailors who separated is
slightly better than for those who reenlisted, which is opposite of what one might expect.
The percentages of females compared to males is slightly higher than overall 2014
enlisted gender demographics in the Navy, which was 18% female and 82% male
(Department of Defense, 2014). This was not surprising, and the gradual increase of
female accessions in the Navy over time explains it. In the sample, more males than
females reenlisted or separated involuntarily, while more females voluntarily separated.
The average number of months of service for sailors making turnover decisions is 57.77
for females and 64.19 for males, and equal approximately five years in the Navy. This
73
makes sense since the initial obligation for new sailors is four to six years, and as the base
of the pyramid, first-term enlisted sailors are the largest subset in the Navy, but the
difference between males and females, especially since there are so many fewer females
in the Navy, is noteworthy.
A histogram of the variable cognitive fit reveals some anomalies (Figure 3). The
data includes 2,234 cases where sailors were not qualified, and therefore have a cognitive
fit of -100. Sailors who were not qualified for their ratings did not meet the minimum
requirements and received placement waivers. Since these cases were outliers, the
researcher removed them from the dataset. There are also 4,639 cases of sailors who were
a perfect fit (cognitive fit equals zero). This anomaly may indicate that some sailors
chose their “best fit” rating when officers explained it to them and offered it as a choice.
Of note, the percentage of females perfectly qualified is significantly higher than the
proportion one might expect based on the dataset: 1,938 (41.7%) were female and 2,705
(58.3%) were male, compared to the percentages of males (79.8%) and females (20.2%)
in the full data set. Since normal distribution is not an assumption for logistic regression
and it is such a large data set, reducing the impact of individual data points, the researcher
retained these cases.
The researcher computed z scores for all three main variables, cognitive fit,
gender, and length of service to test for additional outliers in the dataset, and the three
data subsets. For both cognitive fit and length of service, there were some cases that were
more than three standard deviations from the mean, so the researcher did not include
them in her computations in order to reduce Type I and Type II error rates and possible
distortion of the results. After these alterations, the full dataset included 54,333 total
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cases, the 10% data subset included 5,462 cases, the 1% data subset included 555 cases,
and the stratified data subset included 574 cases.
Figure 3. Cognitive fit by gender.
The researcher used logistic regression to investigate the research question, which
asked, “to what extent does cognitive fit predict employee turnover amongst U.S. Navy
enlisted sailors, while controlling for gender and length of service?” The null hypothesis
was that cognitive fit, gender, and length of service do not predict employee turnover
amongst U.S. Navy enlisted sailors. The alternative hypothesis was that cognitive fit,
gender, and length of service significantly predict employee turnover amongst U.S. Navy
enlisted sailors.
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Logistic regression is similar to multiple regression, but researchers use it when
the outcome variable is categorical and the predictor variables are continuous or
categorical (Field, 2009). In this case, the outcome variable was employee turnover.
There were three possible outcomes: voluntary separation, involuntary separation, and
reenlistment. The predictor variables were gender, which is also categorical, and length
of service, which is continuous. In the regression models, the researcher added interaction
terms between cognitive fit, gender, and length of service to examine the combined effect
of these variables.
There are three assumptions for logistic regression: multicollinearity,
independence of errors, and linearity. The data met the assumption of multicollinearity
since the predictor variables are not similar, and they met the assumption of
independence of errors because there is no overlap of cases in the data due to any
multiple inclusion of individuals. However, for the assumption of linearity there was a
potentially an issue, since the expected relationship between cognitive fit and employee
turnover was curvilinear. To overcome this concern, the researcher conducted the logistic
regression testing the predictor cognitive fit in its standard form, and the predictor
cognitive fit squared to account for a possible quadratic relationship.
In order to account for the size of the data set, and the disproportionate number of
cases by retention outcome (64.4% reenlisted, 30.7% voluntarily separated, and 4.9%
involuntarily separated), the researcher did additional tests to validate the model. To
determine if the large sample size affected the value of the statistical tests (Ertas, 2015),
the researcher drew and modeled random subsets of 10% and 1%. As a final step, the
researcher drew a stratified random subset with 200 cases from each of the three
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categorical retention outcome groups, for a total of 600 cases that were proportional
based on turnover outcomes.
Multinomial logistic regression tests the relationships between variables, and it is
necessary with a categorical dependent variable with more than two categories. The data
provided by the U.S. Navy included information about the type of separation outcome,
whether it was voluntary or involuntary. The researcher used a multinomial model to
distinguish the type of separation using polytomous employee turnover outcomes:
involuntary separation, voluntary separation, or reenlistment. The reference category for
this multinomial logistic regression model was sailors who reenlisted. Logistic regression
calculates effect through odds ratios. An odds ratio higher than one means the
independent variable for a sailor voluntarily or involuntary separating was higher than for
a sailor reenlisting. An odds ratio of less than one means the chance of a sailor
voluntarily or involuntarily separating was lower than for a sailor reenlisting. The
multinomial logistic regression results are in Tables 7-10, with the Table 7 depicting
analysis of the full dataset, Table 8 using the 10% data subset, Table 9 using the 1% data
subset, and Table 10 using the stratified subset.
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Table 7
Multinomial Logistic Regression Results: Full Dataset
Full Dataset
95% CI for Odds Ratio
Turnover
Outcome
Variable B(SE) Lower Odds
Ratio
Upper
Voluntary Intercept -.800(.032)***
Gender(F) .130(.065)* 1.003 1.138 1.292 Service .000(.000) .999 1.000 1.001
Fit .001(.001) .999 1.001 1.002
Fit2 .000(.000)*** 1.000 1.000 1.000 Fit*Gender(F) .002(.001) .999 1.002 1.004
Fit2*Gender(F) .000(.000) 1.000 1.000 1.000
Fit*Service .000(.000)* 1.000 1.000 1.000 Fit2*Service .000(.000)** 1.000 1.000 1.000 Gender(F)*Service .001(.001) .999 1.001 1.003
Fit*Gender(F)*Service .000(.000) 1.000 1.000 1.000
Fit2*Gender(F)*Service .000(.000) 1.000 1.000 1.000
Involuntary Intercept -
2.653(.067)***
Gender(F) -.004(.142) .754 .996 1.316
Service .002(.001) 1.000 1.002 1.004
Fit .003(.001) 1.000 1.003 1.005
Fit2 .000(.000) 1.000 1.000 1.000
Fit*Gender(F) .002(.003) .995 1.001 1.006
Fit2*Gender(F) .000(.000) .996 1.002 1.009
Fit*Service .000(.000) 1.000 1.000 1.000
Fit2*Service .000(.000)* 1.000 1.000 1.000 Gender(F)*Service .000(.002) .996 1.000 1.004
Fit*Gender(F)*Service .000(.000) 1.000 1.000 1.000
Fit2*Gender(F)*Service .000(.000)* 1.000 1.000 1.000
Overall Model Cox and Snell R2 = .003
Nagelkerke R2 = .004
McFadden R2 = .002
Goodness of Fit Deviance: Chi-square = 64929.125,
df = 69412, Sig. = 1.000
Pearson: Chi-square = 75816.219,
df = 69412, Sig. = .000***
Note: Correlation significance * p < .05, ** p < .01, *** p < .001
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Table 8
Multinomial Logistic Regression Results: 10% Dataset
10% Dataset
95% CI for Odds Ratio
Turnover
Outcome
Variable B(SE) Lower Odds
Ratio
Upper
Voluntary Intercept -.709(.098)***
Gender(F) .297(.206)** .898 1.346 2.017 Service -.001(.001) .996 .999 1.002
Fit .003(.002) .999 1.003 1.007
Fit2 .000(.000) 1.000 1.000 1.000
Fit*Gender(F) .003(.005) .994 1.003 1.013
Fit2*Gender(F) .000(.000) 1.000 1.000 1.000
Fit*Service .000(.000) 1.000 1.000 1.000
Fit2*Service .000(.000) 1.000 1.000 1.000
Gender(F)*Service -.001(.003) .993 .999 1.005
Fit*Gender(F)*Service .000(.000) 1.000 1.000 1.000
Fit2*Gender(F)*Service .000(.000) 1.000 1.000 1.000
Involuntary Intercept -
2.587(.215)***
Gender(F) -.032(.471) .385 .968 2,435
Service .000(.003) .994 1.000 1.006
Fit .002(.005) .992 1.002 1.011
Fit2 .000(.000) 1.000 1.000 1.000
Fit*Gender(F) -.001(.011) .977 .999 1.021
Fit2*Gender(F) .000(.000) .999 1.000 1.000
Fit*Service .000(.000) 1.000 1.000 1.000
Fit2*Service .000(.000) 1.000 1.000 1.000
Gender(F)*Service .004(.007) .991 1.004 1.018
Fit*Gender(F)*Service .000(.000) 1.000 1.000 1.000
Fit2*Gender(F)*Service .000(.000) 1.000 1.000 1.000
Overall Model Cox and Snell R2 = .005
Nagelkerke R2 = .006
McFadden R2 = .003
Goodness of Fit Deviance: Chi-square = 7971.567,
df = 9540, Sig. = 1.000
Pearson: Chi-square = 9887.257,
df = 9540, Sig. = .006**
Note: Correlation significance * p < .05, ** p < .01, *** p < .001
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Table 9
Multinomial Logistic Regression Results: 1% Dataset
1% Dataset
95% CI for Odds Ratio
Turnover
Outcome
Variable B(SE) Lower Odds
Ratio
Upper
Voluntary Intercept 1.886(.707)**
Gender(F) -1.417(2.788) .001 .242 57.215
Service .009(.011) .988 1.010 1.032
Fit -.014(.016) .956 .986 1.017
Fit2 .000(.000) .999 1.000 1.001
Fit*Gender(F) -.108(.062) .795 .898 1.015
Fit2*Gender(F) -.001(.001) .996 .999 1.002
Fit*Service .000(.000) 1.000 1.000 1.001
Fit2*Service .000(.000) 1.000 1.000 1.000
Gender(F)*Service .096(.069) .963 1.101 1.260
Fit*Gender(F)*Service .004(.002) .999 1.004 1.008
Fit2*Gender(F)*Service .000(.000) 1.000 1.000 1.000
Involuntary Intercept 1.318(.736)
Gender(F) -1.500(2.823) .001 .223 56.472
Service .004(.012) .981 1.004 1.027
Fit -.010(.016) .959 .990 1.022
Fit2 .000(.000) .999 1.000 1.001
Fit*Gender(F) -.115(.063) .788 .891 1.008
Fit2*Gender(F) -.001(.002) .996 .999 1.002
Fit*Service .000(.000) .999 1.000 1.000
Fit2*Service .000(.000) 1.000 1.000 1.000
Gender(F)*Service .101(.069) .966 1.106 1.266
Fit*Gender(F)*Service .004(.002) .999 1.004 1.008
Fit2*Gender(F)*Service .000(.000) 1.000 1.000 1.000
Overall Model Cox and Snell R2 = .047
Nagelkerke R2 = .060
McFadden R2 = .031
Goodness of Fit Deviance: Chi-square = 814.486,
df = 1058, Sig. = 1.000
Pearson: Chi-square = 1084.828,
df = 1058, Sig. = .277
Note: Correlation significance * p < .05, ** p < .01, *** p < .001
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Table 10
Multinomial Logistic Regression Results: Stratified Dataset
Stratified Dataset
95% CI for Odds Ratio
Turnover
Outcome
Variable B(SE) Lower Odds
Ratio
Upper
Voluntary Intercept .448(.337)
Gender(F) -.369(.860) .230 .692 2.082
Service -.007(.005) .987 .993 1.000
Fit -.007(.008) .983 .993 1.004
Fit2 .000(.000) 1.000 1.000 1.000
Fit*Gender(F) .045(.021)* 1.018 1.046 1.074 Fit2*Gender(F) .000(.000) 1.000 1.000 1.001
Fit*Service .000(.000) 1.000 1.000 1.000
Fit2*Service .000(.000) 1.000 1.000 1.000
Gender(F)*Service .004(.014) .986 1.004 1.021
Fit*Gender(F)*Service -.001(.000) .999 .999 1.000
Fit2*Gender(F)*Service .000(.000) 1.000 1.000 1.000
Involuntary Intercept .199(.336)
Gender(F) 1.269(.914) 1.102 3.558 11.483
Service -.004(.005) .990 .996 1.003
Fit .000(.008) .990 1.000 1.011
Fit2 .000(.000) 1.000 1.000 1.000
Fit*Gender(F) .013(.018) .990 1.013 1.037
Fit2*Gender(F) -.001(.000) .999 .999 1.000
Fit*Service .000(.000) 1.000 1.000 1.000
Fit2*Service .000(.000) 1.000 1.000 1.000
Gender(F)*Service -.022(.015) .959 .978 .998
Fit*Gender(F)*Service .000(.000) 1.000 1.000 1.000
Fit2*Gender(F)*Service .000(.000) 1.000 1.000 1.000
Overall Model Cox and Snell R2 = .040
Nagelkerke R2 = .045
McFadden R2 = .018
Goodness of Fit Deviance: Chi-square = 1205.441,
df = 1082, Sig. = .005**
Pearson: Chi-square = 1109.505,
df = 1082, Sig. = .274
Note: Correlation significance * p < .05, ** p < .01, *** p < .001
The results include Cox and Snell’s, Nagelkerke’s, and McFadden’s overall
model assessments measuring R2, along with deviance and Pearson’s goodness-of-fit
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measurements. One concern about these model assessments is the difference in
significance between deviance and Pearson’s measurements. The researcher tested for the
possibility of overdispersion in the full set of data with standard cognitive fit (Pearson =
1.09, and deviance = 0.94; Field, 2009). Since neither of these values was particularly
high, and both were close to 1, the researcher did not find cause for concern that the data
were overdispersed.
In the full dataset, gender, cognitive fit squared, the interaction of cognitive fit
with length of service, and the interaction of cognitive fit squared with length of service
were all statistically significant for voluntary turnover. In the same dataset, the interaction
of cognitive fit squared with length of service, and the three-way interaction of cognitive
fit squared with both gender and length of service were statistically significant for
involuntary turnover. Of note, cognitive fit is not statistically significant, but cognitive fit
squared is statistically significant, indicating that the relationship between voluntary
turnover and cognitive fit is curvilinear as expected. However, there is no significant
relationship between cognitive fit and involuntary turnover. The measures of R2 for the
full dataset are similar, and represent very small effects, meaning the model is weak and
only explains .002 to .004% of the turnover outcomes. For voluntary turnover, the odds
ratio for gender is the only statistically significant result (p < .05) that indicates a
measurable impact, specifically that females are 1.138 times more likely to separate
voluntarily than to reenlist. All of the odds ratios for the other statistically significant
results are 1.000, indicating that there is a positive effect, but the size of the effect is less
than .001.
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The researcher used 10% and 1% random subsets of the data to test the value of
these statistically significant findings. R2 increased, but only to .06%. In the 10% subset,
gender remained statistically significant for voluntary turnover, with an odds ratio of
1.346, p < .01, but it was not significant for involuntary turnover or in the 1% subset.
None of the other factors were significant. The lack of findings in these subsets refutes
the value of the statistically significant relationships noted in the full dataset.
In the final test using stratified data with equal numbers of cases for each turnover
outcome, R2 was only .04%. In addition, the only statistically significant result using this
subset was the interaction of cognitive fit and gender for voluntary turnover, and it was a
linear instead of a curvilinear relationship. The odds ratio for this interaction was 1.046, p
< .05, meaning the change in odds of voluntary turnover for females with lower cognitive
fit was 1.046.
Evaluation of Findings
There is limited prior research on general cognitive ability as a predictor of
employee turnover (Maltarich et al., 2010; Ryan & Ployhart, 2014; Zaccaro et al., 2015),
and it has had mixed results (Boudreau et al., 2001). In 2010, Maltarich et al. conducted a
study that, for the first time, examined the relationship between voluntary turnover and
cognitive fit instead of general cognitive ability. Maltarich et al. used ASVAB results
from the National Longitudinal Survey of Youth and determined the cognitive demands
of particular jobs by collecting average levels of ability from the Occupational
Information Network webpage. Maltarich et al.’s research design used the product of
coefficients method to relate cognitive ability to job satisfaction and job satisfaction to
predict voluntary turnover, and the results identified a significant relationship between
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job satisfaction, cognitive ability, and voluntary turnover for jobs with high cognitive
demands, but no relationship for jobs with low or medium cognitive demands.
In the current research model, cognitive fit explained less than 1% of employee
turnover outcomes. When examining the mean values of cognitive fit by turnover
outcome, it was apparent that the three groups were very similar, and mean cognitive fit
for sailors who separated was slightly higher than for those who reenlisted. Also worth
noting, the average cognitive fit for the dataset was -28.1305, significantly below the
optimum value of zero, indicating that most sailors are underqualified for their jobs and
potentially affecting the results. Although statistically significant relationships emerged
when the researcher tested the model on the full dataset, the effects were very small (less
than 0.001), which was even smaller than past research on general cognitive ability,
which measured an effect size of 0.02 (Allen et al., 2010). These results indicate that
cognitive fit is not an important predictor of future employee turnover, further validated
through testing of the 10%, 1%, and stratified subsets.
The researcher’s model used an objective measurement of fit, and the results are
similar to prior research on objective measures of general cognitive ability and cognitive
fit (Maltarich et al., 2010; Ryan & Ployhart, 2014; Zaccaro et al., 2015). However, unlike
Maltarich et al.’s (2010) design, the researcher used the Navy’s RIDE algorithm to
determine cognitive fit, and did not group jobs into low, medium, and high categories
since the algorithm includes precise job demand measurements for each Navy rating.
Furthermore, the algorithm included voluntary and involuntary separation as separate
turnover outcomes, precipitating the use of multinomial logistic regression for statistical
analysis.
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In addition, the results differ from previous Navy research on the RIDE algorithm,
which indicated that sailors with high cognitive fit were less likely to separate
(Department of the Navy, 2012). The outcome of this research may be different based on
methodology; the Navy’s research defined high cognitive fit as placement in any of the
top 25 best-fit ratings (Department of the Navy, 2012) whereas this research assigned
each person-job match a numerical value for cognitive fit. The results also differ from
previous research that used a broader definition and a more subjective measurement of
fit. J. Peng et al. (2014) found a significant relationship between the interaction between
person-job fit and person-organization fit and to turnover intentions (β = -.154, p < .01).
In the same study, demand-ability fit had a positive correlation with work engagement (r
= .44, p < .01) and there was a significant positive correlation between work engagement
and turnover intentions (r = -.51, p < .01; Peng et al., 2014). Other research on demands-
abilities fit has shown that an employee’s perception of his or her fit predicted both job
commitment and job satisfaction (Bogler & Nir, 2015; Kristof-Brown et al., 2005;
McKee-Ryan & Harvey, 2011), and Gabriel et al. (2014) found that the perception of
person-job fit predicted job satisfaction (γ = .03, p < .05). Although not all of these
studies address employee turnover, they are about related concepts, and they may indicate
the importance of employee perception in the relationship between cognitive fit and
turnover.
Prior research on the Kaleidoscope Career Model identified career trends based
on gender (Sullivan & Mainiero, 2007). In addition, Hoglin and Barton’s (2013) research
noted gender as an attribute related to military retention. As expected based on these
previous results, gender was a statistically significant predictor of voluntary employee
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turnover as an individual factor, or through the interaction with other factors, in three of
the four tests. This result supports the KCM finding that females and males enact their
careers differently (Sullivan & Mainiero, 2007). In addition, the difference between
males and females in average number of months of service (57.77 for females and 64.19
for males) also corroborates this claim since sailors enlist at the entry level, and Sullivan
and Mainiero (2007) found that while males and females both desired challenge at the
outset of their careers, females more frequently chose balance than men at mid-career. As
a final note, length of service as an independent variable was not statistically significant,
which differs from prior research by Hoglin and Barton (2013). However, length of
service was statistically significant when interacting with cognitive fit terms in both
voluntary and involuntary employee turnovers when using the full dataset. In addition, all
of the results were positive, indicating that these interactions grew slightly over time.
Summary
The loss of top talent to employee turnover negatively impacts organizational
success, both from the perspective of human capital and from a financial standpoint
(Godlewski & Kline, 2012). Failure to retain high-performing employees is a problem
because it increases recruitment and reenlistment costs, and it can result in the promotion
of lower quality and less experienced personnel. The goal of this study was to examine
cognitive fit as a predictor of employee turnover of U.S. Navy enlisted sailors using a
quantitative research design and multinomial logistic regression. Although the square of
cognitive fit and some of the other interactions between variables were statistically
significant for voluntary and involuntary turnover in the full dataset, the effect sizes were
very small, and further testing of 10%, 1%, and stratified subsets of the data refuted the
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value of these findings. These results indicate that cognitive fit is not an important
predictor of future employee turnover.
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Chapter 5: Implications, Recommendations, and Conclusions
Retaining top-performing sailors is one of the U.S. Navy’s top priorities.
Employee turnover is a key concern for the U.S. Navy because high turnover results in
increased personnel costs and a lower quality and less experienced workforce (Pinelis &
Huff, 2014). The purpose of this non-experimental, quantitative study was to examine the
relationship between cognitive fit and employee turnover in the U.S. Navy. The research
question that guided this research project was, to what extent does cognitive fit, gender,
and length of service predict employee turnover amongst U.S. Navy enlisted sailors?
The Navy collects data on sailors when it recruits them and at their retention
decision points in the Career Waypoints system. The Navy provided those data for sailors
who made a retention decision in 2014. The Navy measures cognitive ability using the
ASVAB, and it uses the results in the hiring process for those desiring to enlist. The data
the researcher used in this study were secondary case-file data from the U.S. Navy’s
Career Waypoints personnel database for all enlisted sailor retention decisions that
occurred in 2014. The data included ASVAB test scores and employee turnover
outcomes, as well as gender, paygrade, and length of service.
To conduct this research, the researcher used a quantitative design, using
multinomial logistic regression to explore whether cognitive fit predicts employee
turnover. The researcher used polytomous employee turnover outcomes: involuntary
separation, voluntary separation, or reenlistment, and included gender and length of
service as covariants in the study based on previous research by Hoglin and Barton
(2013) on employee turnover, and the relevance of these variables based on the
kaleidoscope career model (Mainiero & Sullivan, 2005; Sullivan & Mainiero, 2007). The
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researcher tested both cognitive fit and the square of cognitive to account for the expected
curvilinear relationship between cognitive fit and employee turnover (Field, 2009).
Finally, to validate the findings, the researcher conducted the statistical tests on the full
dataset, a 1% subset, and a 10% subset of the data (Ertas, 2015).
In the full dataset, gender, cognitive fit squared, and the interactions of cognitive
fit and the square of cognitive fit with length of service were statistically significant for
voluntary turnover. The interaction of cognitive fit squared with length of service, and the
three-way interaction of cognitive fit squared with gender and length of service were
statistically significant for involuntary turnover. However, the results revealed that the
proposed model explained less than 1% of employee turnover. In addition, only the odds
ratio for gender indicated a measurable impact; the rest of the odds ratios showed a very
small effect size. Finally, the results of the same analysis on 10%, 1%, and stratified
random subsets of the data provided evidence that cognitive fit is not an important
predictor of employee turnover.
There are three limitations of this study: generalizability to the general population,
sample techniques including the use of a cross-sectional design, and the omission of
potentially significant moderating or extraneous variables. First, although the personnel
of the U.S. Navy closely reflect the general U.S. population, the terms of employment for
enlisted sailors differ from those of other citizens. The Navy contracts sailors for terms of
enlistment usually lasting two to four years; during their contract, they have very limited
options to separate voluntarily from service. Based on that difference, other settings may
not replicate the behavior the researcher observed in the Navy dataset. Additionally, the
lack of a tool to measure cognitive fit in the civilian workforce reduces the potential
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generalizability of the findings of this research study. Second, the use of a cross-sectional
design may also present a limitation, especially since length of service was not a
predictor as the researcher expected (Hoglin & Barton, 2013). Also, selecting the study
sample based on retention actions, where every case included a retention decision, limited
analysis options. Other similar retention studies reported results in terms of hazard ratios
(Maltarich et al., 2010), which are the relative likelihood of employee turnover occurring
based on one standard deviation difference in cognitive fit. An added limitation stems
from the omission of other potentially relevant variables, such as compensation and job
availability.
Although existing theory and empirical research do not directly explain the
relationship between cognitive ability and employee turnover (Maltarich et al., 2010), the
theory of employee fit and its key construct, demands-abilities fit, provided a basis for
considering why cognitive ability might employee turnover. Employee fit is the
alignment between an individual and his or her work environment (Billsberry et al., 2012;
Kristof-Brown & Billsberry, 2012; Kristof-Brown & Guay, 2011; Maynard &
Parfyonova, 2013; Thompson et al., 2015). Person-job fit is one of the dimensions of
employee fit that has gained recognition, and it includes the key concept of demands-
abilities fit (Kristof-Brown & Guay, 2011). In 2010, Maltarich et al. conducted a study
that, for the first time, examined the relationship between voluntary turnover and
cognitive fit instead of general cognitive ability, and found a curvilinear relationship
between cognitive fit and voluntary turnover for jobs with high cognitive demands. Based
on this theoretical framework and Maltarich et al.’s findings, the researcher expected
cognitive fit to have a curvilinear relationship with employee turnover, with
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overqualification leading to a higher incidence of voluntary turnover, and
underqualification leading to a higher incidence of involuntary turnover. The researcher
chose two other factors as possible covariates, gender and length of service, based on
their proven relevance to employee turnover in previous research.
There were two key aspects of this research that are different than past studies.
First, the Navy’s RIDE algorithm offers a more precise way to measure cognitive fit
objectively than ever before. Second, in this model, the researcher included voluntary and
involuntary separation as separate turnover outcomes, and suggested that over- and
underqualification may predict not only employee turnover, but also whether it will be
voluntary or involuntary.
The researcher’s analysis of the full dataset produced significant results, finding
that there is a curvilinear relationship between cognitive fit, the interaction of fit and
length of service, and voluntary turnover. The researcher also found a curvilinear
relationship between the interaction of fit, length of service, and involuntary turnover.
However, the effect size was very small, and in tests of smaller subsets of the data, these
results did not hold up. From these results, the researcher concluded that cognitive fit and
interactions with gender and length of service are not important predictors of employee
turnover. Of note, since most of the sailors in the dataset were underqualified, with mean
cognitive fit -28.1305, it is possible this had an effect on the result, masking a stronger
relationship.
This chapter continues with a discussion of the implication of this research for job
placement, for predicting future retention, and for future research. Several
recommendations for the U.S. Navy and future researchers follow this discussion. The
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chapter ends with several conclusions about cognitive fit as a useful construct for
predicting positive employment outcomes.
Implications
Implications for job placement. From this dataset, mean cognitive fit was -
28.1305, which implies that the Navy was not optimally placing sailors into jobs where
they had the best cognitive fit. Although this research did not identify cognitive fit as an
important predictor of future employee turnover, the Navy previously found that
cognitive fit predicts positive employment outcomes such as training completion,
promotion, and retention (Department of the Navy, 2012), so this situation may be
affecting training costs and promotion results.
Implications for predicting future retention. The results of this study differ
from previous research on employee fit and its many conceptualizations (Kristof-Brown
& Guay, 2011). As reported by Kristof-Brown and Guay (2011), researchers have
proposed many factors as meaningful to the alignment between an employee and a job,
such as demands, abilities, values, climate, goals, personality, and ethics. Past research on
person-job fit in the civilian sector, and more specifically demands-abilities fit, has
shown strong correlation to job commitment, job satisfaction, and intent to quit (Kristof-
Brown et al., 2005), all concepts related to employee turnover. The prevalence of
previous research has measured employee fit subjectively by asking research participants
to rate alignment.
One of the distinctions of this research was the use of an objective measurement
of fit. Maltarich et al.’s (2010) study was the only other attempt to measure fit
objectively. The conjecture was that an objective measure of fit may provide a more
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useful measure for hiring new employees (Fine & Nevo, 2011) and for predicting
employee turnover. However, in this research, cognitive fit was not an important factor in
predicting future retention. This implies that an objective measurement of cognitive fit,
without some subjectivity on the part of the employee, may not be adequate for
predicting future employee retention during the hiring process.
Implications for future research. There are several implications from this study
for future research. First, cognitive fit is a relatively new conceptualization of employee
fit, and methods to measure it objectively are still under development. The Navy uses the
ASVAB test and a unique algorithm to conduct this measurement, and this research
utilized that construct. Other methods of measuring cognitive fit may be worth
developing to test this concept further.
Next, the researcher considered all Navy sailors across the spectrum, and did not
group their jobs based on cognitive demands. Maltarich et al. (2010) found a relationship
between employee turnover and jobs with high cognitive demands, but not the other
groups. These results imply the need to consider more specificity in the study group to
understand the utility of cognitive fit on employment outcomes fully.
For future research on the Navy, a reexamination of how the researcher
categorized cases into the three employee turnover outcomes (reenlistment, voluntary
separation, and involuntary separation) may be helpful. Additionally, in this study the
researcher combined the Navy’s S-score for training success and the Q-score for rating
norms into one cognitive fit scale. Future research on these individual factors, and the
manner in which they work together may be beneficial.
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Finally, future research on cognitive fit should expand the aperture to consider
other positive employment outcomes, such as training success and promotion. Other
outcomes that prior researchers have considered on employee fit, including job
satisfaction, and job commitment, may also be of interest.
Recommendations
Recommendations for job placement. Although the Navy has been using the
RIDE algorithm since 2009, there is no requirement to provide the information on best fit
jobs to the applicant or to utilize it in the placement process. Job placement operates on a
first come, first served basis, so job availability limits the process. This process constraint
reduces the Navy’s ability to optimize cognitive fit, and in some cases, inevitably results
in the Navy placing sailors in jobs where they are over- or underchallenged. The Navy
could use cognitive fit to limit career field choices for applicants, delaying recruitment
until best fit career fields are available.
Recommendations for predicting future retention. Since the results of this
research found that cognitive fit was not an important predictor of future retention, it may
prove valuable to consider the interaction between cognitive fit and career interests on
retention. The U.S. Navy utilizes a career interests inventory called Jobs in the Navy to
augment placement options based on cognitive ability. It is currently offering this
questionnaire on a voluntary basis, but it is adapting it for use with all new Navy recruits.
The interaction between interests and cognitive fit could have strong future application in
hiring and placement practices.
Recommendations for future research. Future research could focus on methods
of measuring cognitive fit, especially for civilian organizations who do not use a tool like
94
the ASVAB to test cognitive ability, and who hire new personnel throughout their
organizations, not just at entry level.
Future research with greater specificity in the study group may identify greater
effects that the Navy can put into practice. For example, Maltarich et al. (2010) detected a
predictive relationship between cognitive ability and jobs with high cognitive demands,
but did not identify a relationship for jobs with low or medium cognitive demands.
Options for future research should include grouping jobs by cognitive demands, and, for
the Navy in particular, by rating. One may also want to study a subset of sailors with only
high or low cognitive fit.
For future research on cognitive fit in the Navy, there are several
recommendations to consider. First, the categorization of outcomes is a subject that needs
more attention. In this study, the researcher grouped sailors who received approval for
reenlistment in their current rating together with sailors who received approval to convert
to a new rating as a part of their reenlistment. Since the Navy’s measurement of cognitive
fit is based on the match between a sailor and a rating, and the sailor’s rating changes if
he or she converts for reenlistment, one could argue that cognitive fit in the original
rating is not relevant and that these cases should not be in the reenlistment category.
Additionally, sailors who were ineligible to reenlist may have a different behavior pattern
than sailors who requested to separate. Studying these two groups separately may yield
important differences in the results.
One final recommendation about categorizing outcomes in future research is to
examine voluntary separation outcomes more closely using all retention requests, rather
than only the final request. In Career Waypoints, sailors can submit reenlistment
95
applications monthly, starting when there are fifteen months remaining on their
enlistment contracts, until there are only three months remaining on the contract. These
monthly applications offer additional information about the nature of the final outcome.
For example, if the Navy denies a sailor reenlistment and there are more than six months
left on his or her enlistment contract, he or she can reapply each of the remaining months
either to reenlist in rate or to convert to a new rate. Based on the process in the Career
Waypoints system, once a sailor reaches the six-month point, if he or she has not received
approval for reenlistment in his or her current rate, he or she can still apply—but only to
convert to a new rating. In this research, the researcher manually included sailors who did
not receive approval for reenlistment in rate, and who choose not to apply for conversion,
in the involuntary separation category. Others could use the history of retention requests
to detect these cases or other anomalies, and to categorize them appropriately. Finally,
since the Navy uses two measurements to determine cognitive fit based on training
success and rating norms, future research could study S-score and Q-score values
separately to measure their predictive value for employee turnover.
Researchers should not limit the usefulness of cognitive fit as a construct for
predicting employment outcomes to predicting future employee turnover. Cognitive fit
may be relevant to other positive outcomes such as training success and promotion. The
researcher’s final recommendation is for future research to consider other applications for
cognitive ability as a measurement of employee fit.
Conclusions
This research offers evidence that cognitive fit and interactions with gender and
length of service are not important predictors of employee turnover. This finding is
96
contradictory to Maltarich et al.’s (2010) research. This research also adds to the
literature on human resources by proposing a new construct for measuring cognitive fit,
and examining voluntary and involuntary employee turnover as separate outcomes. Other
researchers may extrapolate the findings of this study to other organizations, and most
directly to the other U.S. military services, and offer new ideas for future research on
cognitive fit. The results of this study benefit the U.S. Navy, and other military services
and organizations, by exploring ways to improve the hiring process, and optimizing
placement, utilization, and retention of personnel.
97
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Appendixes
109
Appendix A: Research Request and Approval
April 1, 2016
From: CAPT Renee J. Squier, USN
To: Director, Navy Personnel Plans and Policy (OPNAV N13) Subj:
REQUEST TO CONDUCT RESEARCH
Ref: (a) DoD1 3216.02
Encl: (l) Research method
(2) Human Research Determination
l. Respectfully request permission to conduct a quantitative, correlational study using secondary data from
the Career Waypoints system to determine if cognitive fit predicts employee turnover.
2. The research plan is to compute cognitive fit for each sailor by comparing U.S. Navy enlisted sailor
Armed Services Vocational Aptitude Battery (ASVAB) test scores to the cognitive demands for their career
fields in the Navy. This measurement of cognitive fit will then be compared to retention to determine if it is
related to employee turnover. The full research method is provided in enclosure (l). The results of this study
could benefit the U.S. Navy, and other military services and organizations by providing a measurable pre-
hire predictor to improve hiring processes and better match individuals with jobs—optimizing placement,
utilization, and retention of personnel.
3. Per reference (a), although this research will use data on U.S. Navy sailors, the Human Research
Determination included as enclosure (2) deems the study exempt.
4. The proposed study sample is active duty U.S. Navy enlisted sailors, paygrades El thru E6 with up to 14
years of service who reenlisted or separated in calendar year 2014. No personally identifiable information
(name or social security number) will be utilized. The Career Waypoints data elements listed below are
requested to conduct the proposed research:
Cognitive Fit Turnover Outcomes
Rating Gender
Race/Ethnicity Marital Status
Age Length of Service
Paygrade Educational Level
R. J. SQUIER
110
DEPARTMENT OF THE NAVY OFFICE OF THE CHIEF OF NAVAL OPERATIONS
2000 NAVY PENTAGON
WASHINGTON, D.C. 20350-2000
1040
SerN13/ 072
8 Apr 16
From: Director, Military Personnel Plans and Policy (N 13)
To: CAPT Renee J. Squier, USN subj:
REQUEST TO CONDUCT RESEARCH
Ref: (a) Request to Conduct Research
1. Your research request (reference (a)) to conduct a quantitative, correlational study using secondary data from the Career Waypoints to determine if cognitive fit predicts
employee turnover system is approved.
2. Please share the results of your research with us when it is complete.
U.S. Navy
Copy to:
N132
111
Appendix B: Research Variables
Variable
name Type
Level of
Measurement Description
Cognitive
Fit
Independent
Continuous Participant test score compared to rating
norms (Q-score) and training success (S-
score). These scores are added to obtain a
value for cognitive fit.
Turnover
Outcome
Dependent
Categorical
Voluntary Separation: requested to
separate or transition to the Navy Reserve
(NES Codes: VSP, RQR, and ITS)
Involuntary Separation: not selected for
retention or ineligible to reenlist (NES
Code: FSP, ESP, DFI, IEG, and VSP cases
where a sailor was not approved to reenlist
in-rate, and there were no options to
convert to another rating, as noted in the
application type reason)
Reenlistment: approved for reenlistment in
the current rating or to convert to another
rating (NES Code: AIR, ACV)
Rating Independent Categorical All U.S. Navy enlisted career fields
Gender Independent Binary 0 for Male
1 for Female
Length of
Service
Independent Interval Number of months of service since initial
enlistment
Paygrade Independent Categorical E1 through E6
112
Appendix C: Human Subjects Research Determination
March 28, 2016
From: CAPT Renee J. Squier, USN
To: Mr. Daniel Wallace, NAVSEA HRPO
Subj: REQUEST HUMAN SUBJECTS RESEARCH DETERMINATION
Ref: (a) DoDI 3216.02
Encl: (a) Research method
1. Per ref (a), request review and Human Subjects Research determination on the
proposed quantitative, correlational study to determine if cognitive fit predicts employee
turnover using secondary data from the Navy’s Career Waypoints system. The results of
this study could benefit the U.S. Navy, and other military services and organizations by
providing a measurable pre-hire predictor that could improve hiring processes to better
match individuals with jobs, optimizing placement, utilization and retention of personnel.
2. Although this research will use data on U.S. Navy sailors, the data will not be
obtained through intervention or interaction with the individual or in a context where an
individual would have a reasonable expectation of privacy, nor will it include personally
identifiable information. The proposed study sample is active duty U.S. Navy enlisted
sailors, paygrades E1 thru E6 with up to 14 years of service who reenlisted or separated
in calendar year 2014. Personally identifiable information including name and social
security number will be removed prior to data transfer. The data elements listed below
are planned for use:
Cognitive Fit Turnover Outcome
Rating Gender
Race/Ethnicity Marital Status
Age Length of Service
Paygrade Educational Level
3. The research plan is to compute cognitive fit for each sailor by comparing U.S.
Navy enlisted sailor Armed Services Vocational Aptitude Battery (ASVAB) test scores to
the cognitive demands for their career fields in the Navy. This measurement of cognitive
fit will then be compared to retention to determine if it is related to employee turnover. A
complete description of the research method is provided in enclosure (a).
R. J. SQUIER
113
5000
Ser HRPO/048
31 Mar 2016
MEMORANDUM
From: NAVSEA HQ Human Research Protection Official (HRPO)
To: CAPT Renee J. Squier, USN, NAVSEA 00
Subj: NAVSEA HQ HRPO DETERMINATION OF HUMAN SUBJECT RESEARCH
FOR PROTOCOL “Determination of cognitive fit predictors for employee
turnover using the Navy’s Career Waypoints system”
Ref: (a) DoDI 3216.02
(b) SECNAVINST 3900.39D
(c) NAVSEA ltr 1601 Ser 00/295 of 30 Jul 2015
(d) OPNAV ltr 3900 Ser N093/15U0075 of 19 Aug 2015
Encl: (1) NAVSEA HQ Human Subject Research Determination Checklist
1. References (a) and (b) require performers engaged in research that may involve human
subjects supported by a Federal agency to submit pertinent documentation for a
determination of research prior to commencement of such research. CAPT Squier, the
performing entity, submitted the following documentation: Research Method (for
Cognitive Fit Predictors study). In accordance with reference (b), a review of the protocol
and exemption determination has been completed by the HRPO.
2. Based on my review of the submitted documentation, I have determined that the
research activity is “Exempt research involving human subjects” under exemption
category 4 of 32 CFR 219.101(b).
3. By references (c) and (d), as NAVSEA HQ HRPO, I determine that the protocol and
the exemption determination appear to be in compliance with the DoD policies based
upon the review documented in Enclosure (1) and of the performer-provided
documentation. You are authorized to commence research. As principal investigator you
are informed that significant modifications to the research protocol or research materials
must be reported to the NAVSEA HQ HRPO.
4. Refer questions to Daniel F. Wallace, NAVSEA HQ Human Research Protection
Official, by phone at 540-653-8097 or by email at [email protected].
Daniel F. Wallace, PhD
Copy to:
SEA 05H - Gray
SEA 05H – Markiewicz