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1132 Socrates/Glaucon

Then also understand that, by the other subsection of the intelligible, I mean that which reason itself grasps by the power of dialectic. It does not consider these hypotheses as first principles but truly as hypotheses—but as stepping stones to take off from, enabling it to reach the unhypothetical first principle of everything. Having grasped this principle, it reverses itself and, keeping hold of what follows from it, comes down to a conclusion without making use of anything visible at all, but only of forms themselves, moving on from forms to forms, and ending in forms.c

I understand, if not yet adequately (for in my opinion you’re speaking of an enormous task), that you want to distinguish the intelligible part of that which is, the part studied by the science of dialectic, as clearer than the part studied by the so-called sciences, for which their hypotheses are first principles. And although those who study the objects of these sciences are forced to do so by means of thought rather than sense perception, still, because they do not go back to a genuine first principle, but proceed fromd hypotheses, you don’t think that they understand them, even though, given such a principle, they are intelligible. And you seem to me to call the state of the geometers thought but not understanding, thought being intermediate between opinion and understanding.

Your exposition is most adequate. Thus there are four such conditions in the soul, corresponding to the four subsections of our line: Understand- ing for the highest, thought for the second, belief for the third, and imaging for the last. Arrange them in a ratio, and consider that each shares ine clarity to the degree that the subsection it is set over shares in truth.

I understand, agree, and arrange them as you say.

Book VII

Next, I said, compare the effect of education and of the lack of it on514 our nature to an experience like this: Imagine human beings living in an underground, cavelike dwelling, with an entrance a long way up, which is both open to the light and as wide as the cave itself. They’ve been there since childhood, fixed in the same place, with their necks and legs fettered, able to see only in front of them, because their bonds prevent them from turning their heads around. Light is provided by a fire burning far above and behind them. Also behind them, but on higher ground, there is a pathb stretching between them and the fire. Imagine that along this path a low wall has been built, like the screen in front of puppeteers above which they show their puppets.

I’m imagining it. Then also imagine that there are people along the wall, carrying all kinds

of artifacts that project above it—statues of people and other animals, made out of stone, wood, and every material. And, as you’d expect, somec

515 of the carriers are talking, and some are silent. It’s a strange image you’re describing, and strange prisoners.

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Sticky Note
In Plato's dialogues, Socrates is often critical of sophists, politicians, and more generally of individuals who use arguments to deceive and gain power (see, for instance, Thrasymachus' arguments in book 1). In this passage, Socrates talks about the contrary of the sophist: the philosopher.

Republic VII 1133

They’re like us. Do you suppose, first of all, that these prisoners see anything of themselves and one another besides the shadows that the fire casts on the wall in front of them?

How could they, if they have to keep their heads motionless through- out life? b

What about the things being carried along the wall? Isn’t the same true of them?

Of course. And if they could talk to one another, don’t you think they’d suppose that

the names they used applied to the things they see passing before them?1

They’d have to. And what if their prison also had an echo from the wall facing them?

Don’t you think they’d believe that the shadows passing in front of them were talking whenever one of the carriers passing along the wall was doing so?

I certainly do. Then the prisoners would in every way believe that the truth is nothing c

other than the shadows of those artifacts. They must surely believe that. Consider, then, what being released from their bonds and cured of their

ignorance would naturally be like, if something like this came to pass.2

When one of them was freed and suddenly compelled to stand up, turn his head, walk, and look up toward the light, he’d be pained and dazzled and unable to see the things whose shadows he’d seen before. What do you think he’d say, if we told him that what he’d seen before was inconse- d quential, but that now—because he is a bit closer to the things that are and is turned towards things that are more—he sees more correctly? Or, to put it another way, if we pointed to each of the things passing by, asked him what each of them is, and compelled him to answer, don’t you think he’d be at a loss and that he’d believe that the things he saw earlier were truer than the ones he was now being shown?

Much truer. And if someone compelled him to look at the light itself, wouldn’t his

eyes hurt, and wouldn’t he turn around and flee towards the things he’s e able to see, believing that they’re really clearer than the ones he’s being shown?

He would. And if someone dragged him away from there by force, up the rough,

steep path, and didn’t let him go until he had dragged him into the sunlight, wouldn’t he be pained and irritated at being treated that way? And when he came into the light, with the sun filling his eyes, wouldn’t he be unable 516 to see a single one of the things now said to be true?

1. Reading parionta autous nomizein onomazein in b5. 2. Reading hoia tis an eiē phusei, ei in c5.

1134 Socrates/Glaucon

He would be unable to see them, at least at first. I suppose, then, that he’d need time to get adjusted before he could see

things in the world above. At first, he’d see shadows most easily, then images of men and other things in water, then the things themselves. Of these, he’d be able to study the things in the sky and the sky itself more easily at night, looking at the light of the stars and the moon, than during the day, looking at the sun and the light of the sun.b

Of course. Finally, I suppose, he’d be able to see the sun, not images of it in water

or some alien place, but the sun itself, in its own place, and be able to study it.

Necessarily so. And at this point he would infer and conclude that the sun provides

the seasons and the years, governs everything in the visible world, and is in some way the cause of all the things that he used to see.c

It’s clear that would be his next step. What about when he reminds himself of his first dwelling place, his

fellow prisoners, and what passed for wisdom there? Don’t you think that he’d count himself happy for the change and pity the others?

Certainly. And if there had been any honors, praises, or prizes among them for

the one who was sharpest at identifying the shadows as they passed by and who best remembered which usually came earlier, which later, and which simultaneously, and who could thus best divine the future, do youd think that our man would desire these rewards or envy those among the prisoners who were honored and held power? Instead, wouldn’t he feel, with Homer, that he’d much prefer to “work the earth as a serf to another, one without possessions,”3 and go through any sufferings, rather than share their opinions and live as they do?

I suppose he would rather suffer anything than live like that.e Consider this too. If this man went down into the cave again and sat

down in his same seat, wouldn’t his eyes—coming suddenly out of the sun like that—be filled with darkness?

They certainly would. And before his eyes had recovered—and the adjustment would not be

quick—while his vision was still dim, if he had to compete again with the perpetual prisoners in recognizing the shadows, wouldn’t he invite517 ridicule? Wouldn’t it be said of him that he’d returned from his upward journey with his eyesight ruined and that it isn’t worthwhile even to try to travel upward? And, as for anyone who tried to free them and lead them upward, if they could somehow get their hands on him, wouldn’t they kill him?

They certainly would.

3. Odyssey xi.489–90.

Republic VII 1135

This whole image, Glaucon, must be fitted together with what we said b before. The visible realm should be likened to the prison dwelling, and the light of the fire inside it to the power of the sun. And if you interpret the upward journey and the study of things above as the upward journey of the soul to the intelligible realm, you’ll grasp what I hope to convey, since that is what you wanted to hear about. Whether it’s true or not, only the god knows. But this is how I see it: In the knowable realm, the form of the good is the last thing to be seen, and it is reached only with difficulty. Once one has seen it, however, one must conclude that it is the cause of all that is correct and beautiful in anything, that it produces both light c and its source in the visible realm, and that in the intelligible realm it controls and provides truth and understanding, so that anyone who is to act sensibly in private or public must see it.

I have the same thought, at least as far as I’m able. Come, then, share with me this thought also: It isn’t surprising that the

ones who get to this point are unwilling to occupy themselves with human affairs and that their souls are always pressing upwards, eager to spend their time above, for, after all, this is surely what we’d expect, if indeed things fit the image I described before. d

It is. What about what happens when someone turns from divine study to

the evils of human life? Do you think it’s surprising, since his sight is still dim, and he hasn’t yet become accustomed to the darkness around him, that he behaves awkwardly and appears completely ridiculous if he’s compelled, either in the courts or elsewhere, to contend about the shadows of justice or the statues of which they are the shadows and to dispute about the way these things are understood by people who have never seen justice itself? e

That’s not surprising at all. No, it isn’t. But anyone with any understanding would remember that 518

the eyes may be confused in two ways and from two causes, namely, when they’ve come from the light into the darkness and when they’ve come from the darkness into the light. Realizing that the same applies to the soul, when someone sees a soul disturbed and unable to see something, he won’t laugh mindlessly, but he’ll take into consideration whether it has come from a brighter life and is dimmed through not having yet become accustomed to the dark or whether it has come from greater ignorance into greater light and is dazzled by the increased brilliance. Then he’ll declare the first soul happy in its experience and life, and he’ll pity the latter—but even if he chose to make fun of it, at least he’d be less ridiculous b than if he laughed at a soul that has come from the light above.

What you say is very reasonable. If that’s true, then here’s what we must think about these matters:

Education isn’t what some people declare it to be, namely, putting knowl- edge into souls that lack it, like putting sight into blind eyes. c

They do say that.

1136 Socrates/Glaucon

But our present discussion, on the other hand, shows that the power to learn is present in everyone’s soul and that the instrument with which each learns is like an eye that cannot be turned around from darkness to light without turning the whole body. This instrument cannot be turned around from that which is coming into being without turning the whole soul until it is able to study that which is and the brightest thing that is, namely, the one we call the good. Isn’t that right?d

Yes. Then education is the craft concerned with doing this very thing, this

turning around, and with how the soul can most easily and effectively be made to do it. It isn’t the craft of putting sight into the soul. Education takes for granted that sight is there but that it isn’t turned the right way or looking where it ought to look, and it tries to redirect it appropriately.

So it seems. Now, it looks as though the other so-called virtues of the soul are akin

to those of the body, for they really aren’t there beforehand but are added later by habit and practice. However, the virtue of reason seems to belonge above all to something more divine, which never loses its power but is either useful and beneficial or useless and harmful, depending on the way it is turned. Or have you never noticed this about people who are said to519 be vicious but clever, how keen the vision of their little souls is and how sharply it distinguishes the things it is turned towards? This shows that its sight isn’t inferior but rather is forced to serve evil ends, so that the sharper it sees, the more evil it accomplishes.

Absolutely. However, if a nature of this sort had been hammered at from childhood

and freed from the bonds of kinship with becoming, which have been fastened to it by feasting, greed, and other such pleasures and which, like leaden weights, pull its vision downwards—if, being rid of these, it turnedb to look at true things, then I say that the same soul of the same person would see these most sharply, just as it now does the things it is presently turned towards.

Probably so. And what about the uneducated who have no experience of truth? Isn’t

it likely—indeed, doesn’t it follow necessarily from what was said before— that they will never adequately govern a city? But neither would those who’ve been allowed to spend their whole lives being educated. The former would fail because they don’t have a single goal at which all their actions,c public and private, inevitably aim; the latter would fail because they’d refuse to act, thinking that they had settled while still alive in the faraway Isles of the Blessed.

That’s true. It is our task as founders, then, to compel the best natures to reach the

study we said before is the most important, namely, to make the ascent and see the good. But when they’ve made it and looked sufficiently, we mustn’t allow them to do what they’re allowed to do today.d

Republic VII 1137

What’s that? To stay there and refuse to go down again to the prisoners in the cave

and share their labors and honors, whether they are of less worth or of greater.

Then are we to do them an injustice by making them live a worse life when they could live a better one?

You are forgetting again that it isn’t the law’s concern to make any one e class in the city outstandingly happy but to contrive to spread happiness throughout the city by bringing the citizens into harmony with each other through persuasion or compulsion and by making them share with each other the benefits that each class can confer on the community.4 The law produces such people in the city, not in order to allow them to turn 520 in whatever direction they want, but to make use of them to bind the city together.

That’s true, I had forgotten. Observe, then, Glaucon, that we won’t be doing an injustice to those

who’ve become philosophers in our city and that what we’ll say to them, when we compel them to guard and care for the others, will be just. We’ll say: “When people like you come to be in other cities, they’re justified in not sharing in their city’s labors, for they’ve grown there spontaneously, b against the will of the constitution. And what grows of its own accord and owes no debt for its upbringing has justice on its side when it isn’t keen to pay anyone for that upbringing. But we’ve made you kings in our city and leaders of the swarm, as it were, both for yourselves and for the rest of the city. You’re better and more completely educated than the others and are better able to share in both types of life. Therefore each of you in c turn must go down to live in the common dwelling place of the others and grow accustomed to seeing in the dark. When you are used to it, you’ll see vastly better than the people there. And because you’ve seen the truth about fine, just, and good things, you’ll know each image for what it is and also that of which it is the image. Thus, for you and for us, the city will be governed, not like the majority of cities nowadays, by people who fight over shadows and struggle against one another in order to rule—as if that were a great good—but by people who are awake rather than dreaming, for the truth is surely this: A city whose prospective rulers d are least eager to rule must of necessity be most free from civil war, whereas a city with the opposite kind of rulers is governed in the opposite way.”

Absolutely. Then do you think that those we’ve nurtured will disobey us and refuse

to share the labors of the city, each in turn, while living the greater part of their time with one another in the pure realm?

It isn’t possible, for we’ll be giving just orders to just people. Each of e them will certainly go to rule as to something compulsory, however, which is exactly the opposite of what’s done by those who now rule in each city.

4. See 420b–421c, 462a–466c.

1138 Socrates/Glaucon

This is how it is. If you can find a way of life that’s better than ruling for the prospective rulers, your well-governed city will become a possibil- ity, for only in it will the truly rich rule—not those who are rich in gold521 but those who are rich in the wealth that the happy must have, namely, a good and rational life. But if beggars hungry for private goods go into public life, thinking that the good is there for the seizing, then the well- governed city is impossible, for then ruling is something fought over, and this civil and domestic war destroys these people and the rest of the city as well.

That’s very true. Can you name any life that despises political rule besides that of theb

true philosopher? No, by god, I can’t. But surely it is those who are not lovers of ruling who must rule, for if

they don’t, the lovers of it, who are rivals, will fight over it. Of course. Then who will you compel to become guardians of the city, if not those

who have the best understanding of what matters for good government and who have other honors than political ones, and a better life as well?

No one. Do you want us to consider now how such people will come to be in

our city and how—just as some are said to have gone up from Hades toc the gods—we’ll lead them up to the light?

Of course I do. This isn’t, it seems, a matter of tossing a coin, but of turning a soul from

a day that is a kind of night to the true day—the ascent to what is, which we say is true philosophy.

Indeed. Then mustn’t we try to discover the subjects that have the power to

bring this about?d Of course. So what subject is it, Glaucon, that draws the soul from the realm of

becoming to the realm of what is? And it occurs to me as I’m speaking that we said, didn’t we, that it is necessary for the prospective rulers to be athletes in war when they’re young?

Yes, we did. Then the subject we’re looking for must also have this characteristic in

addition to the former one. Which one? It mustn’t be useless to warlike men. If it’s at all possible, it mustn’t. Now, prior to this, we educated them in music and poetry and physi-

cal training.e We did. And physical training is concerned with what comes into being and

dies, for it oversees the growth and decay of the body.

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Republic VII 1139

Apparently. So it couldn’t be the subject we’re looking for. No, it couldn’t. 522 Then, could it be the music and poetry we described before? But that, if you remember, is just the counterpart of physical training.

It educated the guardians through habits. Its harmonies gave them a certain harmoniousness, not knowledge; its rhythms gave them a certain rhythmi- cal quality; and its stories, whether fictional or nearer the truth, cultivated other habits akin to these. But as for the subject you’re looking for now, there’s nothing like that in music and poetry. b

Your reminder is exactly to the point; there’s really nothing like that in music and poetry. But, Glaucon, what is there that does have this? The crafts all seem to be base or mechanical.

How could they be otherwise? But apart from music and poetry, physical training, and the crafts, what subject is left?

Well, if we can’t find anything apart from these, let’s consider one of the subjects that touches all of them.

What sort of thing? For example, that common thing that every craft, every type of thought,

and every science uses and that is among the first compulsory subjects c for everyone.

What’s that? That inconsequential matter of distinguishing the one, the two, and the

three. In short, I mean number and calculation, for isn’t it true that every craft and science must have a share in that?

They certainly must. Then so must warfare. Absolutely. In the tragedies, at any rate, Palamedes is always showing up Aga-

memnon as a totally ridiculous general. Haven’t you noticed? He says that, by inventing numbers, he established how many troops there were d in the Trojan army and counted their ships and everything else—implying that they were uncounted before and that Agamemnon (if indeed he didn’t know how to count) didn’t even know how many feet he had? What kind of general do you think that made him?

A very strange one, if that’s true. Then won’t we set down this subject as compulsory for a warrior, so e

that he is able to count and calculate? More compulsory than anything. If, that is, he’s to understand anything

about setting his troops in order or if he’s even to be properly human. Then do you notice the same thing about this subject that I do? What’s that? That this turns out to be one of the subjects we were looking for that

naturally lead to understanding. But no one uses it correctly, namely, as something that is really fitted in every way to draw one towards being. 523

What do you mean?

1140 Socrates/Glaucon

I’ll try to make my view clear as follows: I’ll distinguish for myself the things that do or don’t lead in the direction we mentioned, and you must study them along with me and either agree or disagree, and that way we may come to know more clearly whether things are indeed as I divine.

Point them out. I’ll point out, then, if you can grasp it, that some sense perceptions don’t

summon the understanding to look into them, because the judgment of sense perception is itself adequate, while others encourage it in everyb way to look into them, because sense perception seems to produce no sound result.

You’re obviously referring to things appearing in the distance and to trompe l’oeil paintings.

You’re not quite getting my meaning. Then what do you mean? The ones that don’t summon the understanding are all those that don’t

go off into opposite perceptions at the same time. But the ones that do go off in that way I call summoners—whenever sense perception doesn’t de-c clare one thing any more than its opposite, no matter whether the object striking the senses is near at hand or far away. You’ll understand my meaning better if I put it this way: These, we say, are three fingers—the smallest, the second, and the middle finger.

That’s right. Assume that I’m talking about them as being seen from close by. Now,

this is my question about them. What? It’s apparent that each of them is equally a finger, and it makes no

difference in this regard whether the finger is seen to be in the middle or at either end, whether it is dark or pale, thick or thin, or anything else ofd that sort, for in all these cases, an ordinary soul isn’t compelled to ask the understanding what a finger is, since sight doesn’t suggest to it that a finger is at the same time the opposite of a finger.

No, it doesn’t. Therefore, it isn’t likely that anything of that sort would summon or

awaken the understanding.e No, it isn’t. But what about the bigness and smallness of fingers? Does sight perceive

them adequately? Does it make no difference to it whether the finger is in the middle or at the end? And is it the same with the sense of touch, as regards the thick and the thin, the hard and the soft? And do the other senses reveal such things clearly and adequately? Doesn’t each of them rather do the following: The sense set over the hard is, in the first place,524 of necessity also set over the soft, and it reports to the soul that the same thing is perceived by it to be both hard and soft?

That’s right. And isn’t it necessary that in such cases the soul is puzzled as to what

this sense means by the hard, if it indicates that the same thing is also

Republic VII 1141

soft, or what it means by the light and the heavy, if it indicates that the heavy is light, or the light, heavy?

Yes, indeed, these are strange reports for the soul to receive, and they b do demand to be looked into.

Then it’s likely that in such cases the soul, summoning calculation and understanding, first tries to determine whether each of the things an- nounced to it is one or two.

Of course. If it’s evidently two, won’t each be evidently distinct and one? Yes. Then, if each is one, and both two, the soul will understand that the

two are separate, for it wouldn’t understand the inseparable to be two, but rather one. c

That’s right. Sight, however, saw the big and small, not as separate, but as mixed up

together. Isn’t that so? Yes. And in order to get clear about all this, understanding was compelled

to see the big and the small, not as mixed up together, but as separate— the opposite way from sight.

True. And isn’t it from these cases that it first occurs to us to ask what the

big is and what the small is? Absolutely. And, because of this, we called the one the intelligible and the other

the visible. That’s right. d This, then, is what I was trying to express before, when I said that some

things summon thought, while others don’t. Those that strike the relevant sense at the same time as their opposites I call summoners, those that don’t do this do not awaken understanding.

Now I understand, and I think you’re right. Well, then, to which of them do number and the one belong? I don’t know. Reason it out from what was said before. If the one is adequately seen

itself by itself or is so perceived by any of the other senses, then, as we were saying in the case of fingers, it wouldn’t draw the soul towards being. But if something opposite to it is always seen at the same time, so that e nothing is apparently any more one than the opposite of one, then some- thing would be needed to judge the matter. The soul would then be puzzled, would look for an answer, would stir up its understanding, and would ask what the one itself is. And so this would be among the subjects that lead the soul and turn it around towards the study of that which is. 525

But surely the sight of the one does possess this characteristic to a remarkable degree, for we see the same thing to be both one and an unlimited number at the same time.

1142 Socrates/Glaucon

Then, if this is true of the one, won’t it also be true of all numbers? Of course. Now, calculation and arithmetic are wholly concerned with numbers. That’s right. Then evidently they lead us towards truth.b Supernaturally so. Then they belong, it seems, to the subjects we’re seeking. They are

compulsory for warriors because of their orderly ranks and for philoso- phers because they have to learn to rise up out of becoming and grasp being, if they are ever to become rational.

That’s right. And our guardian must be both a warrior and a philosopher. Certainly. Then it would be appropriate, Glaucon, to legislate this subject for those

who are going to share in the highest offices in the city and to persuade them to turn to calculation and take it up, not as laymen do, but staying with it until they reach the study of the natures of the numbers by meansc of understanding itself, nor like tradesmen and retailers, for the sake of buying and selling, but for the sake of war and for ease in turning the soul around, away from becoming and towards truth and being.

Well put. Moreover, it strikes me, now that it has been mentioned, how sophisti-

cated the subject of calculation is and in how many ways it is useful for our purposes, provided that one practices it for the sake of knowing ratherd than trading.

How is it useful? In the very way we were talking about. It leads the soul forcibly upward

and compels it to discuss the numbers themselves, never permitting anyone to propose for discussion numbers attached to visible or tangible bodies. You know what those who are clever in these matters are like: If, in the course of the argument, someone tries to divide the one itself, they laugh and won’t permit it. If you divide it, they multiply it, taking care that onee thing never be found to be many parts rather than one.

That’s very true. Then what do you think would happen, Glaucon, if someone were to

ask them: “What kind of numbers are you talking about, in which the one526 is as you assume it to be, each one equal to every other, without the least difference and containing no internal parts?”

I think they’d answer that they are talking about those numbers that can be grasped only in thought and can’t be dealt with in any other way.

Then do you see that it’s likely that this subject really is compulsory forb us, since it apparently compels the soul to use understanding itself on the truth itself?

Indeed, it most certainly does do that. And what about those who are naturally good at calculation or reason-

ing? Have you already noticed that they’re naturally sharp, so to speak,

Republic VII 1143

in all subjects, and that those who are slow at it, if they’re educated and exercised in it, even if they’re benefited in no other way, nonetheless improve and become generally sharper than they were?

That’s true. Moreover, I don’t think you’ll easily find subjects that are harder to

learn or practice than this. c No, indeed. Then, for all these reasons, this subject isn’t to be neglected, and the

best natures must be educated in it. I agree. Let that, then, be one of our subjects. Second, let’s consider whether the

subject that comes next is also appropriate for our purposes. What subject is that? Do you mean geometry? That’s the very one I had in mind. Insofar as it pertains to war, it’s obviously appropriate, for when it d

comes to setting up camp, occupying a region, concentrating troops, de- ploying them, or with regard to any of the other formations an army adopts in battle or on the march, it makes all the difference whether someone is a geometer or not.

But, for things like that, even a little geometry—or calculation for that matter—would suffice. What we need to consider is whether the greater and more advanced part of it tends to make it easier to see the form of the good. And we say that anything has that tendency if it compels the e soul to turn itself around towards the region in which lies the happiest of the things that are, the one the soul must see at any cost.

You’re right. Therefore, if geometry compels the soul to study being, it’s appropriate,

but if it compels it to study becoming, it’s inappropriate. So we’ve said, at any rate. Now, no one with even a little experience of geometry will dispute that 527

this science is entirely the opposite of what is said about it in the accounts of its practitioners.

How do you mean? They give ridiculous accounts of it, though they can’t help it, for they

speak like practical men, and all their accounts refer to doing things. They talk of “squaring,” “applying,” “adding,” and the like, whereas the entire subject is pursued for the sake of knowledge. b

Absolutely. And mustn’t we also agree on a further point? What is that? That their accounts are for the sake of knowing what always is, not what

comes into being and passes away. That’s easy to agree to, for geometry is knowledge of what always is. Then it draws the soul towards truth and produces philosophic thought

by directing upwards what we now wrongly direct downwards. As far as anything possibly can.

1144 Socrates/Glaucon

Then as far as we possibly can, we must require those in your finec city not to neglect geometry in any way, for even its by-products are not insignificant.

What are they? The ones concerned with war that you mentioned. But we also surely

know that, when it comes to better understanding any subject, there is a world of difference between someone who has grasped geometry and someone who hasn’t.

Yes, by god, a world of difference. Then shall we set this down as a second subject for the young? Let’s do so, he said. And what about astronomy? Shall we make it the third? Or do you dis-

agree?d That’s fine with me, for a better awareness of the seasons, months, and

years is no less appropriate for a general than for a farmer or navigator. You amuse me: You’re like someone who’s afraid that the majority will

think he is prescribing useless subjects. It’s no easy task—indeed it’s very difficult—to realize that in every soul there is an instrument that is purified and rekindled by such subjects when it has been blinded and destroyed by other ways of life, an instrument that it is more important to preservee than ten thousand eyes, since only with it can the truth be seen. Those who share your belief that this is so will think you’re speaking incredibly well, while those who’ve never been aware of it will probably think you’re talking nonsense, since they see no benefit worth mentioning in these subjects. So decide right now which group you’re addressing. Or are your arguments for neither of them but mostly for your own sake—though you528 won’t begrudge anyone else whatever benefit he’s able to get from them?

The latter: I want to speak, question, and answer mostly for my own sake. Then let’s fall back to our earlier position, for we were wrong just now

about the subject that comes after geometry. What was our error? After plane surfaces, we went on to revolving solids before dealing with

solids by themselves. But the right thing to do is to take up the third dimension right after the second. And this, I suppose, consists of cubesb and of whatever shares in depth.

You’re right, Socrates, but this subject hasn’t been developed yet. There are two reasons for that: First, because no city values it, this

difficult subject is little researched. Second, the researchers need a director, for, without one, they won’t discover anything. To begin with, such a director is hard to find, and, then, even if he could be found, those who currently do research in this field would be too arrogant to follow him. Ifc an entire city helped him to supervise it, however, and took the lead in valuing it, then he would be followed. And, if the subject was consistently and vigorously pursued, it would soon be developed. Even now, when it isn’t valued and is held in contempt by the majority and is pursued by

Republic VII 1145

researchers who are unable to give an account of its usefulness, neverthe- less, in spite of all these handicaps, the force of its charm has caused it to develop somewhat, so that it wouldn’t be surprising if it were further developed even as things stand.

The subject has outstanding charm. But explain more clearly what you d were saying just now. The subject that deals with plane surfaces you took to be geometry.

Yes. And at first you put astronomy after it, but later you went back on that. In my haste to go through them all, I’ve only progressed more slowly.

The subject dealing with the dimension of depth was next. But because it is in a ridiculous state, I passed it by and spoke of astronomy (which deals with the motion of things having depth) after geometry. e

That’s right. Let’s then put astronomy as the fourth subject, on the assumption that

solid geometry will be available if a city takes it up. That seems reasonable. And since you reproached me before for praising

astronomy in a vulgar manner, I’ll now praise it your way, for I think it’s clear to everyone that astronomy compels the soul to look upward and 529 leads it from things here to things there.

It may be obvious to everyone except me, but that’s not my view about it. Then what is your view? As it’s practiced today by those who teach philosophy, it makes the soul

look very much downward. How do you mean? In my opinion, your conception of “higher studies” is a good deal too

generous, for if someone were to study something by leaning his head back and studying ornaments on a ceiling, it looks as though you’d say he’s studying not with his eyes but with his understanding. Perhaps you’re b right, and I’m foolish, but I can’t conceive of any subject making the soul look upward except one concerned with that which is, and that which is is invisible. If anyone attempts to learn something about sensible things, whether by gaping upward or squinting downward, I’d claim—since there’s no knowledge of such things—that he never learns anything and that, even if he studies lying on his back on the ground or floating on it c in the sea, his soul is looking not up but down.

You’re right to reproach me, and I’ve been justly punished, but what did you mean when you said that astronomy must be learned in a different way from the way in which it is learned at present if it is to be a useful subject for our purposes?

It’s like this: We should consider the decorations in the sky to be the most beautiful and most exact of visible things, seeing that they’re embroi- dered on a visible surface. But we should consider their motions to fall far short of the true ones—motions that are really fast or slow as measured d in true numbers, that trace out true geometrical figures, that are all in

1146 Socrates/Glaucon

relation to one another, and that are the true motions of the things carried along in them. And these, of course, must be grasped by reason and thought, not by sight. Or do you think otherwise?

Not at all. Therefore, we should use the embroidery in the sky as a model in the

study of these other things. If someone experienced in geometry were to come upon plans very carefully drawn and worked out by Daedalus or some other craftsman or artist, he’d consider them to be very finely exe-e cuted, but he’d think it ridiculous to examine them seriously in order to find the truth in them about the equal, the double, or any other ratio.530

How could it be anything other than ridiculous? Then don’t you think that a real astronomer will feel the same when he

looks at the motions of the stars? He’ll believe that the craftsman of the heavens arranged them and all that’s in them in the finest way possible for such things. But as for the ratio of night to day, of days to a month, of a month to a year, or of the motions of the stars to any of them or to each other, don’t you think he’ll consider it strange to believe that they’re always the same and never deviate anywhere at all or to try in any sortb of way to grasp the truth about them, since they’re connected to body and visible?

That’s my opinion anyway, now that I hear it from you. Then if, by really taking part in astronomy, we’re to make the naturally

intelligent part of the soul useful instead of useless, let’s study astronomy by means of problems, as we do geometry, and leave the things in the sky alone.c

The task you’re prescribing is a lot harder than anything now attempted in astronomy.

And I suppose that, if we are to be of any benefit as lawgivers, our prescriptions for the other subjects will be of the same kind. But have you any other appropriate subject to suggest?

Not offhand. Well, there isn’t just one form of motion but several. Perhaps a wise

person could list them all, but there are two that are evident even to us.d What are they? Besides the one we’ve discussed, there is also its counterpart. What’s that? It’s likely that, as the eyes fasten on astronomical motions, so the ears

fasten on harmonic ones, and that the sciences of astronomy and harmonics are closely akin. This is what the Pythagoreans say, Glaucon, and we agree, don’t we?

We do. Therefore, since the subject is so huge, shouldn’t we ask them what theye

have to say about harmonic motions and whether there is anything else besides them, all the while keeping our own goal squarely in view?

What’s that?

Republic VII 1147

That those whom we are rearing should never try to learn anything incomplete, anything that doesn’t reach the end that everything should reach—the end we mentioned just now in the case of astronomy. Or don’t you know that people do something similar in harmonics? Measuring 531 audible consonances and sounds against one another, they labor in vain, just like present-day astronomers.

Yes, by the gods, and pretty ridiculous they are too. They talk about something they call a “dense interval” or quartertone—putting their ears to their instruments like someone trying to overhear what the neighbors are saying. And some say that they hear a tone in between and that it is the shortest interval by which they must measure, while others argue that this tone sounds the same as a quarter tone. Both put ears before b understanding.

You mean those excellent fellows who torment their strings, torturing them, and stretching them on pegs. I won’t draw out the analogy by speaking of blows with the plectrum or the accusations or denials and boastings on the part of the strings; instead I’ll cut it short by saying that these aren’t the people I’m talking about. The ones I mean are the ones we just said we were going to question about harmonics, for they do the same as the astronomers. They seek out the numbers that are to be found c in these audible consonances, but they do not make the ascent to problems. They don’t investigate, for example, which numbers are consonant and which aren’t or what the explanation is of each.

But that would be a superhuman task. Yet it’s useful in the search for the beautiful and the good. But pursued

for any other purpose, it’s useless. Probably so. Moreover, I take it that, if inquiry into all the subjects we’ve mentioned

brings out their association and relationship with one another and draws conclusions about their kinship, it does contribute something to our goal d and isn’t labor in vain, but that otherwise it is in vain.

I, too, divine that this is true. But you’re still talking about a very big task, Socrates.

Do you mean the prelude, or what? Or don’t you know that all these subjects are merely preludes to the song itself that must also be learned? Surely you don’t think that people who are clever in these matters are dia- lecticians. e

No, by god, I don’t. Although I have met a few exceptions. But did it ever seem to you that those who can neither give nor follow

an account know anything at all of the things we say they must know? My answer to that is also no. Then isn’t this at last, Glaucon, the song that dialectic sings? It is intel- 532

ligible, but it is imitated by the power of sight. We said that sight tries at last to look at the animals themselves, the stars themselves, and, in the end, at the sun itself. In the same way, whenever someone tries through

1148 Socrates/Glaucon

argument and apart from all sense perceptions to find the being itself of each thing and doesn’t give up until he grasps the good itself with understanding itself, he reaches the end of the intelligible, just as the otherb reached the end of the visible.

Absolutely. And what about this journey? Don’t you call it dialectic? I do. Then the release from bonds and the turning around from shadows to

statues and the light of the fire and, then, the way up out of the cave to the sunlight and, there, the continuing inability to look at the animals, the plants, and the light of the sun, but the newly acquired ability to look at divine images in water and shadows of the things that are, rather than,c as before, merely at shadows of statues thrown by another source of light that is itself a shadow in relation to the sun—all this business of the crafts we’ve mentioned has the power to awaken the best part of the soul and lead it upward to the study of the best among the things that are, just as, before, the clearest thing in the body was led to the brightest thing in the bodily and visible realm.d

I accept that this is so, even though it seems very hard to accept in one way and hard not to accept in another. All the same, since we’ll have to return to these things often in the future, rather than having to hear them just once now, let’s assume that what you’ve said is so and turn to the song itself, discussing it in the same way as we did the prelude. So tell us: what is the sort of power dialectic has, what forms is it divided into, and what paths does it follow? For these lead at last, it seems, towards that place which is a rest from the road, so to speak, and an end ofe journeying for the one who reaches it.

You won’t be able to follow me any longer, Glaucon, even though there533 is no lack of eagerness on my part to lead you, for you would no longer be seeing an image of what we’re describing, but the truth itself. At any rate, that’s how it seems to me. That it is really so is not worth insisting on any further. But that there is some such thing to be seen, that is something we must insist on. Isn’t that so?

Of course. And mustn’t we also insist that the power of dialectic could reveal it

only to someone experienced in the subjects we’ve described and that it cannot reveal it in any other way?

That too is worth insisting on. At any rate, no one will dispute it when we say that there is no otherb

inquiry that systematically attempts to grasp with respect to each thing itself what the being of it is, for all the other crafts are concerned with human opinions and desires, with growing or construction, or with the care of growing or constructed things. And as for the rest, I mean geometry and the subjects that follow it, we described them as to some extent grasping what is, for we saw that, while they do dream about what is, they are unable to command a waking view of it as long as they make use of

Republic VII 1149

hypotheses that they leave untouched and that they cannot give any ac- c count of. What mechanism could possibly turn any agreement into knowl- edge when it begins with something unknown and puts together the conclusion and the steps in between from what is unknown?

None. Therefore, dialectic is the only inquiry that travels this road, doing away

with hypotheses and proceeding to the first principle itself, so as to be d secure. And when the eye of the soul is really buried in a sort of barbaric bog, dialectic gently pulls it out and leads it upwards, using the crafts we described to help it and cooperate with it in turning the soul around. From force of habit, we’ve often called these crafts sciences or kinds of knowledge, but they need another name, clearer than opinion, darker than knowledge. We called them thought somewhere before.5 But I presume that we won’t dispute about a name when we have so many more important matters to investigate. e

Of course not. It will therefore be enough to call the first section knowledge, the second

thought, the third belief, and the fourth imaging, just as we did before. The last two together we call opinion, the other two, intellect. Opinion is 534 concerned with becoming, intellect with being. And as being is to becoming, so intellect is to opinion, and as intellect is to opinion, so knowledge is to belief and thought to imaging. But as for the ratios between the things these are set over and the division of either the opinable or the intelligible section into two, let’s pass them by, Glaucon, lest they involve us in arguments many times longer than the ones we’ve already gone through.

I agree with you about the others in any case, insofar as I’m able to follow. b Then, do you call someone who is able to give an account of the being

of each thing dialectical? But insofar as he’s unable to give an account of something, either to himself or to another, do you deny that he has any understanding of it?

How could I do anything else? Then the same applies to the good. Unless someone can distinguish in

an account the form of the good from everything else, can survive all refutation, as if in a battle, striving to judge things not in accordance with c opinion but in accordance with being, and can come through all this with his account still intact, you’ll say that he doesn’t know the good itself or any other good. And if he gets hold of some image of it, you’ll say that it’s through opinion, not knowledge, for he is dreaming and asleep through- out his present life, and, before he wakes up here, he will arrive in Hades and go to sleep forever. d

Yes, by god, I’ll certainly say all of that. Then, as for those children of yours whom you’re rearing and educating

in theory, if you ever reared them in fact, I don’t think that you’d allow

5. See 511d–e.

1150 Socrates/Glaucon

them to rule in your city or be responsible for the most important things while they are as irrational as incommensurable lines.

Certainly not. Then you’ll legislate that they are to give most attention to the education

that will enable them to ask and answer questions most knowledgeably? I’ll legislate it along with you.e Then do you think that we’ve placed dialectic at the top of the other

subjects like a coping stone and that no other subject can rightly be placed above it, but that our account of the subjects that a future ruler must learn has come to an end?535

Probably so. Then it remains for you to deal with the distribution of these subjects,

with the question of to whom we’ll assign them and in what way. That’s clearly next. Do you remember what sort of people we chose in our earlier selection

of rulers?6

Of course I do. In the other respects, the same natures have to be chosen: we have to

select the most stable, the most courageous, and as far as possible the most graceful. In addition, we must look not only for people who have a noble and tough character but for those who have the natural qualities conduciveb to this education of ours.

Which ones exactly? They must be keen on the subjects and learn them easily, for people’s

souls give up much more easily in hard study than in physical training, since the pain—being peculiar to them and not shared with their body— is more their own.

That’s true. We must also look for someone who has got a good memory, is persistent,c

and is in every way a lover of hard work. How else do you think he’d be willing to carry out both the requisite bodily labors and also complete so much study and practice?

Nobody would, unless his nature was in every way a good one. In any case, the present error, which as we said before explains why

philosophy isn’t valued, is that she’s taken up by people who are unworthy of her, for illegitimate students shouldn’t be allowed to take her up, but only legitimate ones.

How so? In the first place, no student should be lame in his love of hard work,d

really loving one half of it, and hating the other half. This happens when someone is a lover of physical training, hunting, or any kind of bodily labor and isn’t a lover of learning, listening, or inquiry, but hates the work involved in them. And someone whose love of hard work tends in the opposite direction is also lame.

6. See 412b ff.

Republic VII 1151

That’s very true. Similarly with regard to truth, won’t we say that a soul is maimed if it

hates a voluntary falsehood, cannot endure to have one in itself, and is greatly angered when it exists in others, but is nonetheless content to accept e an involuntary falsehood, isn’t angry when it is caught being ignorant, and bears its lack of learning easily, wallowing in it like a pig?

Absolutely. 536 And with regard to moderation, courage, high-mindedness, and all the

other parts of virtue, it is also important to distinguish the illegitimate from the legitimate, for when either a city or an individual doesn’t know how to do this, it unwittingly employs the lame and illegitimate as friends or rulers for whatever services it wants done.

That’s just how it is. So we must be careful in all these matters, for if we bring people who

are sound of limb and mind to so great a subject and training, and educate them in it, even justice itself won’t blame us, and we’ll save the city and b its constitution. But if we bring people of a different sort, we’ll do the opposite, and let loose an even greater flood of ridicule upon philosophy.

And it would be shameful to do that. It certainly would. But I seem to have done something a bit ridiculous

myself just now. What’s that? I forgot that we were only playing, and so I spoke too vehemently.

But I looked upon philosophy as I spoke, and seeing her undeservedly c besmirched, I seem to have lost my temper and said what I had to say too earnestly, as if I were angry with those responsible for it.

That certainly wasn’t my impression as I listened to you. But it was mine as I was speaking. In any case, let’s not forget that in

our earlier selection we chose older people but that that isn’t permitted in this one, for we mustn’t believe Solon7 when he says that as someone grows older he’s able to learn a lot. He can do that even less well than he d can run races, for all great and numerous labors belong to the young.

Necessarily. Therefore, calculation, geometry, and all the preliminary education re-

quired for dialectic must be offered to the future rulers in childhood, and not in the shape of compulsory learning either.

Why’s that? Because no free person should learn anything like a slave. Forced bodily e

labor does no harm to the body, but nothing taught by force stays in the soul.

That’s true. Then don’t use force to train the children in these subjects; use play

instead. That way you’ll also see better what each of them is naturally fitted for. 537

7. Athenian statesman, lawgiver, and poet (c. 640–560).

1152 Glaucon/Socrates

That seems reasonable. Do you remember that we stated that the children were to be led into

war on horseback as observers and that, wherever it is safe to do so, they should be brought close and taste blood, like puppies?

I remember. In all these things—in labors, studies, and fears—the ones who always

show the greatest aptitude are to be inscribed on a list. At what age?b When they’re released from compulsory physical training, for during

that period, whether it’s two or three years, young people are incapable of doing anything else, since weariness and sleep are enemies of learning. At the same time, how they fare in this physical training is itself an impor- tant test.

Of course it is. And after that, that is to say, from the age of twenty, those who are

chosen will also receive more honors than the others. Moreover, the subjects they learned in no particular order as children they must now bring to- gether to form a unified vision of their kinship both with one another andc with the nature of that which is.

At any rate, only learning of that sort holds firm in those who receive it. It is also the greatest test of who is naturally dialectical and who isn’t,

for anyone who can achieve a unified vision is dialectical, and anyone who can’t isn’t.

I agree. Well, then, you’ll have to look out for the ones who most of all have

this ability in them and who also remain steadfast in their studies, in war, and in the other activities laid down by law. And after they have reachedd their thirtieth year, you’ll select them in turn from among those chosen earlier and assign them yet greater honors. Then you’ll have to test them by means of the power of dialectic, to discover which of them can relinquish his eyes and other senses, going on with the help of truth to that which by itself is. And this is a task that requires great care.

What’s the main reason for that? Don’t you realize what a great evil comes from dialectic as it is cur-

rently practiced?e What evil is that? Those who practice it are filled with lawlessness. They certainly are. Do you think it’s surprising that this happens to them? Aren’t you sympa-

thetic? Why isn’t it surprising? And why should I be sympathetic? Because it’s like the case of a child brought up surrounded by much

wealth and many flatterers in a great and numerous family, who finds out, when he has become a man, that he isn’t the child of his professed538 parents and that he can’t discover his real ones. Can you divine what the

Republic VII 1153

attitude of someone like that would be to the flatterers, on the one hand, and to his supposed parents, on the other, before he knew about his parentage, and what it would be when he found out? Or would you rather hear what I divine about it?

I’d rather hear your views. Well, then, I divine that during the time that he didn’t know the truth,

he’d honor his father, mother, and the rest of his supposed family more than he would the flatterers, that he’d pay greater attention to their needs, b be less likely to treat them lawlessly in word or deed, and be more likely to obey them than the flatterers in any matters of importance.

Probably so. When he became aware of the truth, however, his honor and enthusiasm

would lessen for his family and increase for the flatterers, he’d obey the latter far more than before, begin to live in the way that they did, and keep company with them openly, and, unless he was very decent by nature, c he’d eventually care nothing for that father of his or any of the rest of his supposed family.

All this would probably happen as you say, but in what way is it an image of those who take up arguments?

As follows. We hold from childhood certain convictions about just and fine things; we’re brought up with them as with our parents, we obey and honor them.

Indeed, we do. There are other ways of living, however, opposite to these and full of d

pleasures, that flatter the soul and attract it to themselves but which don’t persuade sensible people, who continue to honor and obey the convictions of their fathers.

That’s right. And then a questioner comes along and asks someone of this sort, “What

is the fine?” And, when he answers what he has heard from the traditional lawgiver, the argument refutes him, and by refuting him often and in many places shakes him from his convictions, and makes him believe that the fine is no more fine than shameful, and the same with the just, the good, and the things he honored most. What do you think his attitude e will be then to honoring and obeying his earlier convictions?

Of necessity he won’t honor or obey them in the same way. Then, when he no longer honors and obeys those convictions and can’t

discover the true ones, will he be likely to adopt any other way of life than that which flatters him? 539

No, he won’t. And so, I suppose, from being law-abiding he becomes lawless. Inevitably. Then, as I asked before, isn’t it only to be expected that this is what

happens to those who take up arguments in this way, and don’t they therefore deserve a lot of sympathy?

1154 Glaucon/Socrates

Yes, and they deserve pity too. Then, if you don’t want your thirty-year-olds to be objects of such

pity, you’ll have to be extremely careful about how you introduce them to arguments.

That’s right. And isn’t it one lasting precaution not to let them taste arguments while

they’re young? I don’t suppose that it has escaped your notice that, when young people get their first taste of arguments, they misuse it by treatingb it as a kind of game of contradiction. They imitate those who’ve refuted them by refuting others themselves, and, like puppies, they enjoy dragging and tearing those around them with their arguments.

They’re excessively fond of it. Then, when they’ve refuted many and been refuted by them in turn,

they forcefully and quickly fall into disbelieving what they believed before. And, as a result, they themselves and the whole of philosophy are discred-c ited in the eyes of others.

That’s very true. But an older person won’t want to take part in such madness. He’ll

imitate someone who is willing to engage in discussion in order to look for the truth, rather than someone who plays at contradiction for sport. He’ll be more sensible himself and will bring honor rather than discredit to the philosophical way of life.d

That’s right. And when we said before that those allowed to take part in arguments

should be orderly and steady by nature, not as nowadays, when even the unfit are allowed to engage in them—wasn’t all that also said as a precaution?

Of course. Then if someone continuously, strenuously, and exclusively devotes

himself to participation in arguments, exercising himself in them just as he did in the bodily physical training, which is their counterpart, would that be enough?

Do you mean six years or four?e It doesn’t matter. Make it five. And after that, you must make them go

down into the cave again, and compel them to take command in matters of war and occupy the other offices suitable for young people, so that they won’t be inferior to the others in experience. But in these, too, they must be tested to see whether they’ll remain steadfast when they’re pulled this way and that or shift their ground.540

How much time do you allow for that? Fifteen years. Then, at the age of fifty, those who’ve survived the tests

and been successful both in practical matters and in the sciences must be led to the goal and compelled to lift up the radiant light of their souls to what itself provides light for everything. And once they’ve seen the good itself, they must each in turn put the city, its citizens, and themselves in order, using it as their model. Each of them will spend most of his timeb

Republic VII 1155

with philosophy, but, when his turn comes, he must labor in politics and rule for the city’s sake, not as if he were doing something fine, but rather something that has to be done. Then, having educated others like himself to take his place as guardians of the city, he will depart for the Isles of the Blessed and dwell there. And, if the Pythia agrees, the city will publicly establish memorials and sacrifices to him as a daemon, but if not, then as c a happy and divine human being.

Like a sculptor, Socrates, you’ve produced ruling men that are com- pletely fine.

And ruling women, too, Glaucon, for you mustn’t think that what I’ve said applies any more to men than it does to women who are born with the appropriate natures.

That’s right, if indeed they are to share everything equally with the men, as we said they should.

Then, do you agree that the things we’ve said about the city and its d constitution aren’t altogether wishful thinking, that it’s hard for them to come about, but not impossible? And do you also agree that they can come about only in the way we indicated, namely, when one or more true philosophers come to power in a city, who despise present honors, thinking them slavish and worthless, and who prize what is right and the honors that come from it above everything, and regard justice as the most impor- e tant and most essential thing, serving it and increasing it as they set their city in order?

How will they do that? They’ll send everyone in the city who is over ten years old into the

country. Then they’ll take possession of the children, who are now free 541 from the ethos of their parents, and bring them up in their own customs and laws, which are the ones we’ve described. This is the quickest and easiest way for the city and constitution we’ve discussed to be established, become happy, and bring most benefit to the people among whom it’s es- tablished.

That’s by far the quickest and easiest way. And in my opinion, Socrates, you’ve described well how it would come into being, if it ever did. b

Then, isn’t that enough about this city and the man who is like it? Surely it is clear what sort of man we’ll say he has to be.

It is clear, he said. And as for your question, I think that we have reached the end of this topic.

Book VIII

Well, then, Glaucon, we’ve agreed to the following: If a city is to achieve 543 the height of good government, wives must be in common, children and all their education must be in common, their way of life, whether in peace or war, must be in common, and their kings must be those among them who have proved to be best, both in philosophy and in warfare.

  • Republic
    • Book VII
    • Book VIII