Critical Reflection
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Course of Study: (MHNS6004) Physical Health Care in Mental Health
Title of work: European psychiatric/mental health nursing in the 21st Century; a person-centred evidence-based approach (2018)
Section: The withdrawn or recalcitrant client pp. 1--15
Author/editor of work: Santos, José Carlos; Cutcliffe, John R.
Author of section: R Lakeman
Name of Publisher: Springer
The withdrawn or recalcitrant client
By Richard Lakeman DNSci
This is an early draft and adaptation of Lakeman, R. (in press, 2018). The withdrawn or recalcitrant client. In Santos, J. & Cutcliffe, J.R. (Eds). European Psychiatric / Mental Health Nursing in the 21st Century. London: Springer
Reprinted for Southern Cross University with permission from the author – In this paper the term ‘health professional’ is used instead of nurse
There are few groups who raise the anxiety of health professionals more than those
who don’t improve as expected, who don’t follow recommendations or who fail to
engage with them in a respectful or cooperative way. Main (1957, p. 129) suggested
that the sufferer who frustrates a keen therapist by failing to improve is always in
danger of meeting primitive human behaviour disguised as treatment. He observed
that nurses would only give a sedative when they were unable to stand the patient’s
problems without anxiety, impatience, guilt, anger or despair; whatever their
justification for the treatment. Today the reluctant, recalcitrant or a-motivated service
user is at risk of coercion and increasingly desperate and frequently non-evidence
based treatment measures. An armoury of long acting ‘depot’ medications, other
dangerous medications and ECT may be imposed on individuals who fail to improve
at the pace expected of them, often perpetuating a cycle of further resistance and
reluctance to engage with the health care system.
Assessment and the seeds of resistance People who fail to follow health care advice, who are seen to lack motivation or who
actively resist caregivers are often labelled as resistant or reluctant. For the most
part, resistance and social withdrawal are best understood as functions of the
dynamics between people. People tend to resist what they fear, what they don’t
want, and what is imposed on them. Yalom (1992, p.220) tentatively proposes
“perhaps symptoms are messengers of meaning and will vanish only when their
message is comprehended”. Health professionals need to consider what symptoms
mean. As a first example, problems with drive and motivation may be part of
recognised disorders but this does not render those symptom meaningless; often
people diagnosed and treated for mental illness have quite understandable reasons
for resisting the well-meaning ministrations of treatment teams. It is worth
familiarising yourself with some of the disorders that are thought to impact on
motivation and drive.
Withdrawal and amotivation as symptoms Social withdrawal and amotivation have long been considered part of a range of
disorders and syndromes (see table 1). In neurology, amotivation falls on a
continuum from apathy or indifference at one end, aboulia or a lack of will or initiative
in the middle and at the extreme pole, akinetic mutism (an absence of movement
and speech). Treating the primary cause where possible, optimising the person’s
physical well-being, reducing medications that aggravate amotivational symptoms,
understanding and remediating cognitive deficits and creating an enriched positive
environment are important treatment considerations. At the extreme end of the
continuum pharmacological treatments may be introduced as part of treatment e.g.
activating antidepressants, dopamine agonists and stimulants, in addition to
specialist neuropsychological treatments (Marin and Wilkosz, 2006).
Neurological disorders
Frontal lobe
o Frontotemporal dementia
o Anterior cerebral artery infarction
o Ruptured anterior communicating artery
o Tumour
o Hydrocephalus
o Trauma
Right hemisphere
o Right middle cerebral artery infarction
Cerebral white matter
o Ischemic white matter disease
o Multiple sclerosis
o Binswanger’s encephalopathy
o HIV
Basal ganglia
o Parkinson’s disease
o Huntington’s disease
o Progressive supra-nuclear palsy
o Carbon monoxide poisoning
Diencephalon
o Degeneration or infarction of thalamus
o Wernicke-Korsakoff disease
Amygdala
o Klüver-Bucy syndrome
Multifocal disease
o Alzheimer’s disease (apathy may be mediated by damage to prefrontal
cortex, parietal cortex, amygdala)
Medical disorders
Apathetic hyperthyroidism
Hypothyroidism
Pseudohypoparathyroidism
Lyme disease
Wilson’s disease
Chronic fatigue syndrome
Testosterone deficiency
Debilitating medical conditions (e.g., malignancy, renal or heart failure)
Drug-induced conditions
Neuroleptics, especially typical neuroleptics
Selective serotonin reuptake inhibitors
Marijuana dependence
Stimulant (cocaine, amphetamine) withdrawal
Cocaine-related subcortical strokes
Socioenvironmental effects (lack of reward, loss of incentive, lack of perceived control)
Role change
Institutionalism
Environmental effects
Motor vehicle accident
Falls (particularly among elderly)
Sports-related injury
Combat-related injury
Table 1: Conditions associated with apathy, abulia, and akinetic mutism.
Reproduced from Marin and Wilkosz (2005, p. 382).
In psychiatry degrees of amotivation may be part of common syndromes such as
depression and psychosis, and may be exacerbated by common pharmacological
treatments (particularly the major tranquilisers). Bleuler who first coined the term
schizophrenia suggested that the most prominent symptoms could be categorised as
the “4 As” i.e. problems with Associations between thoughts, Ambivalence, Affect
and Autism. Although debates continue about what were the more important
symptoms of Bleuler’s definition and in particular the importance of dissociation and
splitting (see Moskowitz and Heim, 2011), Bleuler recognised that some people with
this complex syndrome of heterogeneous symptoms withdraw from the world and
become preoccupied with their inner experience (autism). More recently distinctions
have been made between negative symptoms (an absence or diminishment of
functioning), positive symptoms (reflecting an excess) and cognitive symptoms
(Marneros, Andreasen and Tsuang, 2012). Positive symptoms (which include
delusions and hallucinations) are generally considered more amenable to treatment,
and social withdrawal and cognitive problems are generally considered to be more
disabling and resistant to pharmacological treatments. Avolition is the term used to
describe a general decrease in the motivation to initiate and perform self-directed
purposeful activities which is sometimes observed in people who may be diagnosed
with schizophrenia.
Carpenter, Heinrichs and Alphs (1985) note the importance of distinguishing
between what they call “secondary” negative symptoms from those that appear
persistent. For example they note that some negative symptoms are associated with
dramatic exacerbations of psychosis during which time people tend to try and
dampen down external stimuli to prevent being overwhelmed. Negative symptoms
may also be secondary to the use of neuroleptic drugs (which traditionally have been
very tranquilising and induce states similar to Parkinson’s disease). Negative
symptoms may also be a response to unstimulating environments (a feature of
impoverished community settings as well as traditional total institutions). More
recently it has been noted that negative symptoms may not cluster together so neatly
and unsurprisingly are inconsistently responsive to pharmacotherapy (Erhart, Marder
and Carpenter, 2006). Regardless of cause however, apathy and amotivation appear
to be the most important predictor of poor functional outcomes in research involving
people diagnosed with schizophrenia (Fervaha et al, 2013).
What may be considered a contentious part of one syndrome may sometimes be
considered an essential feature of others. Anhedonia for example is the loss of
enjoyment in activities previously found enjoyable. This concept is central to notions
of depression, although depression too is an amorphous syndrome with multiple
possible causes. People diagnosed with schizophrenia often report anhedonia, but
they have been found to enjoy activities “in the moment” as much as people without
this diagnosis (Strauss, 2013). Where they may differ is in the anticipation of
pleasurable experiences (if people don’t anticipate that an activity is likely to be
pleasurable, their motivation to do it is reduced). There is some evidence that
negative thoughts about one’s ability to successfully perform goal-directed behaviour
can prevent behaviour initiation, engagement and anticipatory pleasure (Campellone
et al, 2016). Beck et al (1979) famously observed that depression can be
characterised as holding negative beliefs about oneself, the world and the future
(known as the cognitive triad of depression). From this model the remedy is to assist
the person to adopt more reasonable, realistic thoughts about themselves and the
world, and reduce ruminations and thinking which are predictive of bad outcomes.
Finally fatigue or tiredness, chronic pain and indeed chronic stress can sap people’s
drive and motivation and can contribute to depression and hopelessness.
Resistance Resistance connotes a more active stance on the part of people to not move forward
or do what is needed (at least as perceived by therapists). Traditionally resistance
was understood as an effort to repress anxiety-provoking insights and memories,
and later was ascribed to a reluctance to accept the interpretation of the therapist. In
other words resistance is an attempt to control anxiety and it is more or less
functional, and necessary for mental health. Resistance can be a function of people’s
stage of development. For example it is a natural part of adolescence to resist the
direction and control of adults and to identify more strongly with peer groups. This
pushing against parental or adult authority assists in the process of identity formation
and is arguably essential to enable the young person to leave the comfort of home.
Resistance however can be reflected in distorted thinking, a failure to see the best
way forwards, an unwillingness to change and sometimes in overt opposition to the
health professional or helping process. Generally speaking when engaging with a
person in a therapeutic conversation, topics that appear to engender resistance and
shifts in affect should be carefully noted and attended to. Sometimes the
communication can be quite overt – “Don’t go there”, the subtext being that this topic
is potentially too anxiety-provoking right now. The health professional may use this
moment to make an empathic comment e.g. they can see or sense that this topic
causes some discomfort and ask the person whether they would prefer to discuss it
at a later time.
The notion of resistance as a feature of the psychology of the individual (whether
unconscious or an actively chosen behaviour) can be useful. However, this view can
obscure the more commonly encountered reasons for resistance, which are more to
do with the dynamics or relationships between people. A view which considers
interpersonal dynamics invites the health professional or therapist to consider how
their own behaviour may influence the behaviour of the other/s (see for example
table 2). It can be empowering to “reframe” resistance as a health professional or
therapist issue: it is widely recognised that one cannot change clients, whereas one
can change how one interacts with them.
Resistance occurs when the health professional fails to recognise that all
clients are ambivalent about change.
Resistance sometimes occurs when the health professional wants more for
clients than clients want for themselves. In this sense, resistance can be a
values clash between the health professional and the clients in which the
health professional’s values are overly present.
Resistance occurs when the health professional’s goals clash with the client’s.
Resistance is a result of the health professional being too intent on his / her
own agenda.
Resistance occurs when the health professional or therapist is going too fast.
Resistance occurs when the health professional does not know what to do.
Resistance occurs when the health professional asks the wrong question or
makes a poorly worded or unacceptable statement which to the client is
unfathomable and unrealisable.
Resistance is anything the client does that makes the health professional
uncomfortable.
Resistance occurs when the health professional fails to cooperate with the
client.
Whenever you feel that your client is being resistant, you must also be
resisting your client’s position. From this perspective you are being resistant.
When considered in this context, resistance is a nursing problem.
Table 2: Resistance as a health professional problem. Adapted with permission from
Reproduced from Mitchell (2012, p. 8).
Trauma and learned helplessness Childhood abuse, neglect and trauma have been found to play causal roles in
depression, anxiety disorders, post-traumatic stress disorder, eating disorders,
substance abuse, personality disorders, dissociative disorders and psychosis (Read,
Mosher and Bentall, 2004). The greater the number of adverse childhood
experiences a person is exposed to, the more likely they are to engage in risk taking
behaviour, have poor health maintenance behaviours, become ill from a range of
often preventable diseases and die prematurely (Felitti et al, 1998). Not surprisingly
people exposed to trauma early in their lives, particularly when they do not
experience secure, warm and consistent attachment to a caregiver, subsequently
have a great deal of difficulty trusting people and sustaining relationships with others
(Pearlman and Courtois, 2005). The relationships people have with health
professionals may also be tenuous – why should people trust health professionals or
other relative strangers when the person’s experience of their primary care-givers or
others in authority has been a failure to protect, inconsistency and sometimes
abuse?
The person’s experience of health and welfare systems may also exacerbate a
sense of powerlessness and mistrust, and a feeling that relationships with helpers
are shallow, coercive and uncaring. Watkins (2001, p.133) suggests that it is not
surprising that people with “severe mental health problems” are unwilling to engage
with mental health services, given there is sometimes a “legacy of distrust” founded
on dealings with statutory agencies, traumatising experiences of past
hospitalisations, enforced treatment and experiences of discrimination and racism in
their past dealings with health professionals. The experience of having to tell a story
multiple times or having to see multiple health professionals before engaging with a
primary therapist can be psycho-noxious for someone with attachment-trauma.
Health professionals need to be alert to the impact of early attachment experiences,
trauma and people’s experience of engagement with the health care system and
anticipate that many people will not conform to a compliant or acquiescent patient
role.
Health professionals may need to earn the trust of people they work with through
demonstrating unconditional positive regard (Rogers, 1957) and engaging in a
certain kind of respectful, “containing” relationship which individuals may not expect
or have experienced before. Indeed, purposefully doing the unexpected is a tool to
deal with resistance. As Mitchell (2012, p.37) notes, “… socially typical responses
are, by and large ineffective in creating therapeutic movement. Typical responses
beget typical reactions…”. Responding to hostility, blaming, anger or expressions of
hopelessness (which might ordinarily elicit rejection or defensive behaviour) with
compassion, curiosity, empathy and hope may not only help build an alliance, they
may also be inherently therapeutic.
Early research examining what happens to both animals and humans when exposed
to repeated traumatic events over which they have little control elucidated the
concept of ‘learned helplessness’ (Mikulincer, 2013). Over time people in essence
give up trying to change their situation or resist what they perceive as being beyond
their control. They become apathetic and a-motivated. Resistance can be a highly
adaptive response to situations of abuse or injustice, yet people often don’t engage
in health affirming behaviour because they don’t perceive that it will make a
difference. This can in part explain highly institutionalised behaviour. The kind of
resistance often seen in response to coercive care might also be considered a
natural, if not healthy response.
The Coerced or Involuntary Client In many parts of Europe and the Western World a large proportion of people who
use tertiary mental health services experience coercion to receive assessment or
treatment at some point in their journey. Police (sometimes in conjunction with
mental health co-responders), ambulance, paramedics and emergency services staff
frequently compel people to be assessed by mental health professionals. All
Western countries have legislation to enable such compulsory assessment and
treatment. People who have committed crimes may also be compelled to submit to
therapy including those who have committed sexual offences or who have been
identified as having problems with illicit drugs or alcohol. Not surprisingly people tend
to resist (often quite actively through anger and sometimes violence) the deprivation
of their liberty and treatment or care imposed on them.
Regardless of their legal status people may perceive that they have little choice in
their treatment or care, or about important decisions in their lives. The perception of
coercion and perception of choice are pivotal to the dynamics that may play out
between the individual and health providers. Some people who are legally required
to engage in treatment may have no perception of coercion at all, and others may
welcome help and treatment regardless of perceived legal pressure. Others may not
be subject to any legal order but fear that if they don’t comply they will be compelled
to go to hospital, lose entitlements (e.g. housing or pensions) or lose valued support.
People’s fears and perceptions around coercion need to be explored.
People may come to accept the need for coercion, particularly when they have been
engaged in dangerous behaviour but they often assert that coercive processes could
have been undertaken in a more considerate manner (Sibitz et al, 2011). In many
instances health professionals have little choice but to work with people compelled to
be involved with their service and they may be required to enforce treatment plans in
which they have little personal investment and with which they don’t agree. This
unique dynamic has rarely been explored. A useful strategy to build relationships
and to minimise conflict around coercion is for health professionals to acknowledge
this shared position with the client, being honest about what aspects of care or
treatment are non-negotiable and being clear about what choices are available.
Honesty, transparency and maximising choice are critical ingredients of recovery
orientated practices (Lakeman, 2010) and programmes such as Safewards aimed at
reducing conflict and containment measures (Bowers et al, 2015).
Motivation and readiness for change People may appear resistant or fail to adhere to treatment plans because they are
not ready to change; or more particularly, health care providers are not in step with
their stage of readiness. Motivational interviewing (MI) encompasses a range of
theories about change; it articulates ways to identify readiness and practices to
assist in shifting people towards making positive changes in their life. It is based on
an understanding that people are often ambivalent about change and may present
with conflicting emotions and thoughts about taking a particular course of action.
Ambivalent people met with highly directive or coercive demands for change from
health professionals often ‘dig in’ and resist change even further. Consider for
example, smoking cessation – most people are aware of the potential dangers of
smoking yet rarely does a health professional telling them they ‘should’ stop lead to a
commitment to changing behaviour. Resistance always arises when there is a
mismatch between the health professional’s or therapist’s aspirations for behavioural
change (ABCs) and the person’s – most commonly when the health professional’s
ABCs are high for change in particular area and the person’s are low (e.g. the health
professional believes the person should exercise more and eat less junk food,
whereas the person does not perceive this as important). The health professional
may ineffectually attempt to manipulate, persuade or cajole the person to change.
Conversely the person may have a high ABC on one issue where the health
professional’s is low (e.g. the person believes they need a medical intervention to
reduce weight whereas the health professional believes they should make lifestyle
changes). Such a clash of agendas needs to be worked through to prevent an
unproductive struggle and emphasise the importance of negotiating mutually
agreeable goals to progress.
People vary in their desire for change, perceived ability or confidence to make
changes, specific reasons for making changes, and perceptions of need for change
(consider the acronym DARN). As illustrated in table 3, the health professional can
ask questions and listen for talk about change. Note that individuals will vary in the
intensity of their desire, their confidence, how pressing their reasons and how
compelling their perceived need for change. They may for example desire something
greatly but have a low confidence in their capability to achieve it. Their ambivalence
may be expressed in statements such as “I really want to give up smoking [desire]
but I really don’t think I can [ability]”. Additionally, expressions of commitment to
change suggest a greater likelihood of actually making change, and taking actual
steps towards change may suggest that a person is ready to make change.
Change Talk Statements about… Questions to elicit change talk
Desire Preference for change: “I want to…” “I would like to…” “I wish…”
“Why would you want / like / wish / hope.… ?” How important is this to you?
Ability Capability: “I could…” “I can…” “I might be able to…”
“How would you do it, if you decided to?” “What are you able to do?” “What could you do?
Reasons Arguments for change: “I would feel better if…” “I would have more… if…”
“What are your three best reasons for …?” “Why would you make this change?” “What would be some benefits of change?”
Need Feeling obliged to change: “I ought to…” “I have to…” “I should…”
“How important is it to you…?” “How much do you need to…?”
Commitment The likelihood of change: “I am going to…” “I will…” “I intend to…”
“What do you think you will do?” “What if anything do you intend to do?”
Taking Steps Action taken: “What have you done already?” “What would be a first step for you”
“I actually went out and…” “I cut down…”
Table 3: Assessing motivation through listening and asking about change talk.
Source: Adapted from Rollnick et al (2008).
Responding to resistance and recalcitrant behaviour Just as numerous theoretical lenses can be employed for understanding resistant or
difficult behaviour, so too many different approaches may considered in determining
how best to respond. Health professionals who work with people with complex needs
ought to develop and maintain a “tool box”/set of useful psychotherapeutic skills.
Education and supervised practice in solution focused and strengths based therapies
(See for example: Ungar, 2015), positive psychology and motivational interviewing
(See for example Rollnick et al, 2008 and DiClemente and Prochaska, 1998) will be
particularly useful. The following are a precis of some general principles to consider
when working with resistant clients.
Build an alliance
The capacity to work productively with someone using any set of skills depends a
great deal on the quality of the relationship that is formed between health
professional and person. Rogers (1957) famously observed that the necessary and
sufficient conditions for personality growth of clients in therapy were: congruence on
the part of the therapist, communication to the client of the therapist's empathic
understanding, and unconditional positive regard. As has been noted, prior adverse
experience (of the patient, the health professional or both), conflicting goals and
resistant behaviour sometimes make it difficult to establish or sustain an ideal
relationship.
Trotter (2015) suggests that when working with involuntary clients (of all kinds) what
has been emphatically demonstrated to work are role clarification, reinforcing and
modelling pro-social values, collaborative problem solving, cognitive behavioural
strategies and providing a service in an integrated way. Developing the relationship,
through appropriate use of empathy, humour, the communication of optimism,
judicious use of self-disclosure, working with family and peers, and employing
principles of case management have all been found to be somewhat helpful.
Clarifying with the person what the health professional’s role is from the outset and
revisiting that periodically is helpful in building a working alliance. This is particularly
true when the health professional may have multiple roles in relation to the person.
The health professional needs to be clear with what services or tasks they may be
mandated to provide and which are negotiable.
Modelling unconditional positive regard, and maintaining a friendly, concerned and
professional countenance may be taken as a given. As important are modelling how
to contain anxiety and strong emotions, and to deal with inevitable ruptures that may
occur in the relationship. Sometimes service users may express overt hostility or
anger towards the health professional, be unable to regulate their emotions or
arouse fear and anxiety in caregivers. The health professional needs to learn to
contain these strong emotions in a similar way to that of a good-enough parent who
calmly soothes an infant experiencing distress. This skill of emotional containment
has recently been conceptualised as pivotal in the care and treatment of people with
personality disorders (Goodwin, 2005). It is now widely recognised that interpersonal
environments characterised by high expressed emotion (i.e. over involvement,
critical comments and hostility) contribute to a worsening of problematic behaviours
in a wide range of mental health presentations (van Audenhove and Van Humbeeck,
2003). Health professionals need to learn to moderate and contain their own
responses to distress and distressing behaviour (reduce expressed emotion) and
model how to solve problems.
Be motivational
Motivational interviewing involves some core skills that might be considered
universally good practice in the helping field e.g. Resisting the righting reflex,
Understanding the person’s motivation, Listening and Empowering (Rollnick et al,
2008). MI involves reaching agreement on a focus and setting an agenda, and
emphasises the “spirit” of the approach. Conversations exploring and building
motivation to change progress through exchanging information, asking useful
questions, listening reflectively and sometimes using structured approaches (e.g.
eliciting the pros and cons about a particular behaviour). Summarising progress,
returning to agenda setting, or considering the next step are part of the iterative
process.
People rarely benefit from being told that something is wrong with them, nor do they
respond well to being told what to do. A first principle in motivational interviewing is
“Resisting the righting reflex”. That is, to avoid correcting another’s course, giving
unsolicited advice or over-using direction. People have a natural tendency to resist
persuasion (no matter how well motivated). If the health professional or others argue
for change (e.g. “You ought to do…”) then the person is likely to argue against
change. Whilst there may be an occasional need to confront, inform or announce a
different viewpoint, these strategies ought to be used the least and undertaken with
great care and often with permission.
Health professionals will be well acquainted with communicating empathically (e.g.
“You feel… [identifying the correct emotion and intensity]… when or because…
[identifying accurately the trigger]”) (Egan, 2013) or using selective reflection to
enable deeper exploration about a topic of interest. A motivational form of reflection
involves selectively reflecting the change talk (illustrated in table 3) and / or the
person’s ambivalence. The goal (and natural tendency of the person) is for them to
then argue for change or a different behaviour.
Being motivational also means understanding what motivates and drives specific
individuals; understanding their values and aspirations, and whether they are
motivated primarily by intrinsic or extrinsic rewards. Where people may appear high
on desire but low on other aspects of motivation then the health professional may
need to negotiate the provision of incentives. A longstanding and robust principle of
behavioural psychology is that behaviour that is followed by positive consequences
is likely to be repeated. Providing incentives or rewards for meeting specific
behavioural goals (e.g., verified abstinence), has a strong evidence base in drug use
(Carroll and Onken, 2005) and increasingly direct incentives are proving to be useful
to secure adherence to many health treatments of importance to public health.
However, few things motivate individuals more than the praise, attention and
approval of peers and trusted people. Therefore, praise people often and
acknowledge their struggles and achievements.
Be ecological / solution focused
A tradition and tendency of health and welfare services has been the identification of
problems. Service users frequently develop or have reinforced a perception that they
are at fault and need fixing. Often however, the person’s problematic behaviour is a
response to contexts beyond their control. As Ungar (2015, p.66) notes “Individuals
are not to blame for the strategies they use to cope in contexts that deny them
choices”. An ecological approach to problems emphasises the development and
mobilisation of skills in navigation and negotiation (see table 4) to identify and
evaluate internal and external resources available to them and help people influence
which resources they receive, by whom, how, when and where. Emphasising the
idea of resourcing the person to deal with the world rather than fixing them goes a
long way to avoiding conflict and positions the health professional as an ally in
coping. Giving people something they want or need is a shortcut to building a
relationship. Indeed, whether or not people perceive they got something of value
from their first encounter with a health professional may well influence the trajectory
of the relationship from that time forward.
Being solution focused is in part a way of being as well as encompassing a set of
techniques. An elegant and respectful way to demonstrate being solution focused is
to judiciously attempt to reframe deficit and negative talk, statements about what
people don’t want into a desire for a solution, a more positive frame or a statement
about what people want.
e.g. “I really hate that doctor… he never listens to me” [person]
“You would feel warmer towards your doctor if you had more opportunities to be
heard” [health professional]
e.g. “I find it so hard to get out of bed right now” [person]
“You would like to have more energy in the mornings” [health professional]
The classic solution focused question which can elicit aspirations for positive goal
setting is the ‘miracle question’. Have the person imagine or anticipate at some point
in time in the future (the next day when they wake up, or in a year’s time) that their
problems are resolved (and they don’t need to know how it happened). Ask them to
describe how it would be and what they would be doing. A variation of this approach
can also be used with families or others in the network (Seikulla et al, 2006) – what
they imagine things might be like and how they might help people get there.
Clarify and set Meaningful Goals
People don’t tend to resist what they really want. Often people may want something
from the relationship but not always what is being offered. Early in the relationship it
is important to negotiate meaningful goals. Goal setting will proceed from an evolving
understanding of the person, their context and the resources available to them.
Where the individual’s goals appear to be discordant with the health professional or
the health team it is necessary to find some common ground. The aforementioned
miracle question can be helpful to identify areas to aspire to. It is important to explore
the person’s motivation to attain a particular goal. Goal setting involves a
commitment of one or more people to do something. As well as being specific,
meaningful, action-orientated, realistic and with a clear time frame (“SMART”) the
health professional may need to assist the person to determine who needs to do
what, and to identify motivational rewards or contingencies if the steps are not
intrinsically motivating in themselves.
Navigation Skills:
Make resources available – Help the person identify internal and external
resources.
Make resources accessible – Discuss how the person can access resources.
Explore barriers to change – Discuss the barriers to change and what
resources are most likely to address which barriers.
Build bridges to new services and supports – Discuss supports that are
available and build bridges to make new resources available and accessible.
Ask what is meaningful – Explore which resources are the most meaningful
given the person’s culture and context.
Keep solutions as complex as the problems they solve – Explore solutions
that are as complex (multi-systemic) as the problems they address.
Find allies – Explore possible allies who can help the client access resources
and put new ways of coping into practice.
Ask whether coping strategies are adaptive or maladaptive – Explore the
solutions that the person is using to cope in challenging contexts and the
consequences of the choices the person is making.
Explore the person’s level of motivation – Discuss with the person their level
of motivation to implement preferred solutions.
Advocate – Advocate with, or on the behalf of, the person, or show the person
how to advocate independently to make resources more available and
accessible.
Negotiation Skills:
Thoughts and feelings – Explore the person’s thoughts and feelings about
what brought the client into contact with the helping system.
Context – Explore the context in which problems occur, and the conditions
that sustain them.
Responsibility – Discuss who has responsibility to change patterns of coping
that are causing problems for the person, and/or for others in the person’s life.
Voice – Help the person’s voice be heard when they name the people and
resources necessary to make life better.
New names – When appropriate offer new names and descriptions for
problems and explore the new meanings for the person.
Fit – Enable the person to choose one or more descriptions of the problem
that fit with how they see the world.
Resources – Work together to find the internal and external resources to help
the person put new solutions into practice.
Possibilities – Enable the person to experience possibilities for change that
are more numerous than expected.
Performance – Identify times when the person is performing new ways of
coping and discuss who will notice the changes.
Perception – Help the person find ways to communicate to others that they
have changed or are doing better than expected.
Table 4: 20 Skills for ecological practice. Adapted from Unger (2015)
Engage allies
An ecological approach acknowledges that people are part of a social system that is
an integral part of a person’s life and is a necessary resource for a person’s well-
being. Health professionals are part of that system and whilst a fundamental goal is
to be an ally to the person, the health professional also needs to mobilise other
social resources. The health professional ought to negotiate who needs to be
involved and what roles they need to assume. Consider for example, someone who
needs to lose weight. Some people may need information (and referral to a dietitian),
some may need a coach (a referral to an exercise physiologist) or a companion to
attend an exercise class with, whilst others might need a family intervention. All
forms of family therapy and solution focused therapy acknowledge that the solutions
to problems or the resources to solve them are largely within the social group.
A sense that a team is working together to find solutions is a powerfully and
reassuring idea. It is perhaps one of the critical ingredients of programmes such as
assertive community treatment (the most evidenced based programme for people
with complex mental health needs) and is fundamental to innovative new
programmes such as open dialogue (Lakeman, 2014). Readers will note Ungar’s
(2015) list of negotiation skills (table 4) end with having the person’s voice heard and
their improvement witnessed by others. This involvement, witnessing and
engagement with others is a powerful motivator of positive behaviour and
connectedness with others is perhaps the lynchpin of mental health. People need the
opportunity to share their successes, help others and be needed by a social group.
Engaging peer support and encouraging people to be peer supporters is a sound
motivational strategy.
Lastly, health professionals need to remain engaged with allies themselves. When
enmeshed in clinical roles it is sometimes hard to see the forest (dynamics) for the
trees (behaviours). Clinical supervision or at least open dialogue with others who are
able to identify the dynamics involved in interactions, able to model the kind of
containing presence that health professionals need to model, and enrich the health
professional’s toolbox of solution focused strategies are essential to developing
effective practice with the recalcitrant or highly resistant client.
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