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INTRODUCTION TO LEGAL PRINCIPLES AND AUTHORITIES

Chapter 1

1

Introduction

Law

The enforceable rules that govern individual and group conduct in a society

Legal Research

Process of finding the law that applies to a client’s problem

Legal Analysis

Process of determining how the law applies to the problem

Sources of Law: Categories

Two Main Categories of Law

Enacted law

Common law/case law

Sources of Law: Enacted Law

Enacted Law

Body of law adopted by the people or legislative bodies

Enacted law includes:

Constitutions—adopted by the people

Statutes, ordinances—laws passed by legislative bodies

Regulations—actions of administrative bodies that have the force of law

Sources of Law: Constitutions

Constitutions

Establishes the framework for the operation of government

Defines the powers of government

Guarantees the fundamental rights of the people

Both federal and state governments have constitutions

Sources of Law: Statutes

Statutes

Laws passed by legislative bodies

Declare rights and duties, or command or prohibit certain conduct

Referred to as: acts, codes, statutes, or ordinances

Sources of Law: Regulations

Regulations

Administrative law

Day-to-day running of the government and implementation of the laws

Sources of Law: Common/Case Law

Common Law/Case Law

Common law: the body of law created by courts when the legislative authority has not acted

Case law: includes the law created by courts in the absence of enacted law and the law created when courts interpret or apply enacted law

The term common law is often used to encompass all law that is not enacted law

Sources of Law: Role of the Courts

Role of the Courts

Resolve disputes in a peaceful manner through the application of the law to the facts of the case

When there is no enacted or case law governing a dispute, the court may create new law

Opinion: court’s written decision

Includes how court ruled in a case and the reasons for the decision

Sources of Law: Parallel Systems

Two Parallel Court Systems

Federal court system

State court system

Sources of Law: Jurisdiction

Jurisdiction

Extent of a court’s authority to hear and resolve specific disputes

Types of Jurisdiction

Personal jurisdiction

Subject matter jurisdiction

Sources of Law: Personal Jurisdiction

Personal Jurisdiction

Over persons by geographic area

Jurisdiction of state courts is limited to the geographic boundaries of the state or to matters that have some connection with the state

Sources of Law: Subject Matter Jurisdiction

Subject Matter Jurisdiction

Over subject matter by types of cases

Two types of subject matter jurisdiction in both federal and state court systems

General jurisdiction

Limited jurisdiction

Sources of Law: Concurrent Jurisdiction

Concurrent Jurisdiction

More than one court has the authority to deal with the same subject matter

Plaintiff may choose the court in which to file the case

Sources of Law: Federal Courts

Three Levels in Federal Court System

Trial courts

U.S. District Court—main federal trial court

Court of appeals

Review the decision of a trial court to determine and correct any errors that may have been made

United States Supreme Court

Highest court in the land

Final appellate court

Sources of Law: State Courts

Three Levels in State Court System

Trial courts

Court of appeals (most states)

State supreme court

Sources of Law: Precedent and Stare Decisis

Precedent

Earlier court decision that applies to govern or guide a subsequent court in its determination of an identical or similar issue based on identical or similar facts

Stare Decisis

Basic principle that requires a court to follow a previous decision of that court or a higher court when the current decision involves similar issues and facts

Hierarchy of the Law: General Rules

Hierarchy of Law

Constitution (highest)

Enacted law

Common law/case law (lowest)

Hierarchy of the Law: Federalism and Supremacy

Federalism

Separation of powers between federal and state governments

Supremacy Clause

Federal law is supreme

Authority: Types

Types of Authority

Primary authority: the law itself

Secondary authority: non-law sources on which courts may rely

Authority: Primary

Primary Authority

Two main categories

Enacted law

Common law/case law

Examples: constitutions, statutes, ordinances, regulations, and court opinions

Authority: Secondary

Secondary Authority

Legal resources that summarize, compile, explain, comment on, interpret, or in some other way address the law

Examples: legal encyclopedias, treatises, law reviews, restatements, annotations, law dictionaries

Authority: Mandatory

Mandatory Authority

Any source that a court must rely on or follow when reaching a decision

Primary authority can be mandatory authority

Secondary authority can never be mandatory authority

Authority: Persuasive

Persuasive Authority

Any authority a court is not bound to consider or follow but may consider or follow when reaching a decision

Where there is mandatory authority, persuasive authority is not necessary

Includes primary authority and secondary authority

Introduction to Legal Citation

Alerts the reader that the content is from another source and not the author’s own thoughts

Demonstrates the strength of the law and type of authority

Allows the reader to identify and locate the source

Introduction to Legal Citation: Bluebook

The Bluebook: A Uniform System of Citation

Organized into four parts:

Introduction, explains how to navigate the manual

Bluepages, summarizes the citation rules

Rules, gives specifics on how to cite each type of legal source

Tables, lists citation abbreviations

Introduction to Legal Citation: ALWD Overview

The ALWD Guide to Legal Citation

Easier to use than the Bluebook

Focuses on citation format for legal documents instead of legal periodicals and law reviews

Introduction to Legal Citation: ALWD Parts

The ALWD Guide: 7 parts

Introductory Material: how to use the manual

Text of Citation Rules (Citation Basics and Citing Specific Sources)

How to Use Citations

The Appendices: abbreviations and tables