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ProtectingOurselvesfromFoodVer2.pdf

A reprint from

American Scientist the magazine of Sigma Xi, The Scientific Research Society

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Although a well-prepared mealmay be an unalloyed pleasure, the act of eating is one of the most danger- ous things many of us do every day. Ingesting bits and pieces of the outside world provides a free pass to the bloodstream for whatever lurks within. Microorganisms and toxins are perva- sive—benign or not, they are almost al- ways present at some level in the food we eat. Indeed most of us have experi- enced the unpleasant consequences of “food poisoning.” Likewise, we often read newspaper accounts of deaths and illnesses associated with contami- nated foods. And all of this occurs de- spite our modern practices of refrigera- tion and hygienic food preparation.

One can imagine a time in the past, however, when the absence of refriger- ation and the scarcity of food encour- aged people to eat meals that might not have met the highest standards of sanitation. The dangers of eating left- overs in those days must have been great indeed. Certainly there must have been many more deaths and ill- nesses in the past. What did people do?

As evolution-minded biologists, we were intrigued by traditions associat- ed with preparing and eating food. Might they provide some means of protecting us from the dangers of cont- amination? Consider the humble cook- book. Traditional versions contain

recipes that have been prepared for hundreds, perhaps even thousands, of years. Surely one reason for a recipe’s success must be its palatability, but could a recipe also have some adaptive value? That is, might it be adaptive to find certain recipes palatable and oth- ers not? Cooking food not only in- creases its flavor in certain instances, but also has the added value of killing microorganisms that are potentially harmful. Might some of the ingredients in a recipe do the same?

Spices, for example, are used almost universally throughout the world. We wondered whether there might be a re- lation between their use and their ef- fectiveness in protecting us from food- borne microorganisms. In the first part of this article we discuss research that seeks to test the validity of this idea.

In the second half of this article we approach a seemingly unrelated sub- ject: the adaptive value of “morning sickness”—nausea and vomiting dur- ing early pregnancy. About two-thirds of pregnant women experience some degree of morning sickness. From an evolutionary perspective, the preva- lence of the phenomenon raises two questions: Why do so many women feel nauseated, as opposed to some other symptom, early in pregnancy? And how does “morning sickness” af- fect the outcome of pregnancy? We be- lieve that the answers to these ques- tions suggest that morning sickness is another mechanism, this time a physi- ological one, that protects us from the inherent dangers of eating.

Cooking with Spice Spices are plant products. They come from various woody shrubs, vines, trees and aromatic lichens, as well as the roots, flowers, seeds and fruits of

herbaceous plants. Each spice has a unique aroma and flavor that derives from “secondary compounds,” chemi- cals that are secondary (not essential) to the plant’s basic metabolism. Most spices contain dozens of them. These phytochemicals evolved in plants to protect them from being eaten. Phyto- chemicals are legacies of multiple co- evolutionary races between plants and their enemies—parasites, pathogens and herbivores. These chemical cock- tails are the plants’ recipes for survival.

People have made use of plant sec- ondary compounds in food prepara- tion and embalming for thousands of years. So valuable were spices that when Alarich, a Gothic leader, laid siege to Rome in 408 A.D. he demanded as ransom various precious metals and 3,000 pounds of pepper! In the Middle Ages, the importance of spices was un- derscored by the willingness of seafar- ers like Marco Polo, Ferdinand Magel- lan and Christopher Columbus to undertake hazardous voyages to es- tablish routes to spice-growing coun- tries. Spice trade was so crucial to na- tional economies that rulers repeatedly mounted costly raids on spice-growing countries, and struggles for their con- trol precipitated several wars. In mod- ern times the spice trade still flourish- es. Black pepper, for example, is the world’s most widely used spice even though Piper nigrum grows naturally only in the New World tropics.

What accounts for the enduring val- ue of spices? The obvious answer is that they enhance the flavor, color and palatability of food. This proximate, or immediate-cause, explanation is true, but it does not address the ultimate, or long-term, questions of why people find foods more appealing when they contain pungent plant products, why

142 American Scientist, Volume 89

Protecting Ourselves from Food

Spices and morning sickness may shield us from toxins and microorganisms in the diet

Paul W. Sherman and Samuel M. Flaxman

Paul W. Sherman is a professor at Cornell University, where he studies the behavioral ecology of various mammals and birds, and teaches animal social behavior and Darwinian medicine. Samuel M. Flaxman was an undergraduate student when he began studying morning sickness. He is now a graduate student at Cornell. Address for both authors: Department of Neurobiology and Behavior, Mudd Hall, Cornell University, Ithaca, New York 14853. Internet: [email protected], [email protected]

© 2001 Sigma Xi, The Scientific Research Society. Reproduction with permission only. Contact [email protected].

some secondary compounds are tastier than others and why preferences for these chemicals differ among cultures. Answers to proximate and ultimate questions are complementary rather than mutually exclusive. A full under- standing of spice use, or any other trait, requires explanations at both these lev- els of analysis.

The ultimate reason plants possess secondary compounds is to protect themselves from their natural enemies. This may be a clue to the ultimate rea- son we use these chemicals. Our foods also are attacked by bacteria and fungi, often the same ones that afflict the spice plants. If spices were to kill micro- organisms or inhibit their growth or production of toxins, then spice use could protect us from food-borne ill- nesses and food poisoning.

The Antimicrobial Hypothesis In a series of recent studies, one of us (Sherman), along with Jennifer Billing and Geoffrey Hash, set out to test this “antimicrobial hypothesis.” We locat- ed 107 “traditional” cookbooks from 36

countries, representing every conti- nent and 16 of the world’s 19 major linguistic groups. Written primarily as archives of the native cuisine, these cookbooks are artifacts of human be- havior. Our cookbook database con- tains information on the use of 42 spices in 4,578 meat-based recipes and 2,129 vegetable-based recipes (contain- ing no meat). Although salt has antimi- crobial properties, and it has been used in food preparation and preservation for centuries, it was not included in our analyses because it is a mineral, not a plant product.

The cookbooks confirm what every gastronome knows—across the world there is tremendous variability in the use of different spices. Black pepper and onion are the most frequently used, each appearing in more than 60 percent of the meat-based recipes, with garlic, chili pepper and lemon/lime juices following close behind (Figure 3). Most spices, however, are rarely used. In our sample, about 80 percent of spices are used in fewer than 10 per- cent of the meat-based recipes, with

horseradish, fennel and savory at the bottom of the list.

To test the antimicrobial hypothesis, we developed five critical predictions and examined them by combining information from the microbiology lit- erature with analyses of traditional recipes.

Prediction 1: Spices used in cooking should exhibit antimicrobial activity. Microbiolo- gists and food scientists have chal- lenged various food-borne bacteria and fungi with spice chemicals. Although the data are heterogeneous—owing to differences in laboratory techniques, phytochemical concentrations and def- initions of microbial inhibition—there is, nonetheless, overwhelming evidence that most spices have antimicrobial properties (Figure 3).

Inhibition of bacteria is especially important because they are more com- mon in outbreaks of food-borne dis- eases and food poisoning than are fungi. Of the 30 spices for which in- formation was available, all inhibited or killed at least one-quarter of the

2001 March–April 143 © 2001 Sigma Xi, The Scientific Research Society. Reproduction

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Figure 1. Spices are ancient commodities that have been cherished by many of the world’s cultures throughout history for the flavors they impart to the native cuisine. Enjoying these flavors probably is adaptive because spices may protect us from food-borne illnesses by inhibit- ing the growth of bacteria. The authors explore this possibility by examining the antimicrobial properties of spices and their use in tradition- al recipes of cultures worldwide. Here a 19th-century painting captures the active trade in spices in a northern Indian bazaar.

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bacterial species on which they were tested, and half the spices inhibited or killed three-quarters of these bacteria. The four most potent spices—garlic, onion, allspice and oregano—killed every bacterial species tested. Most of the bacteria that were tested are wide- ly distributed and are frequently im- plicated in food-borne illness.

The antimicrobial hypothesis as- sumes that the amounts of spices called for in a recipe are sufficient to produce the desirable effects and that cooking does not destroy the active chemicals. Although the efficacy of spices in pre- pared meals has not been evaluated di- rectly, both assumptions are reasonable. The minimum concentrations of puri- fied phytochemicals necessary to inhib- it growth of food-borne bacteria in vitro are well within the range of spice con- centrations used in cooking. Phyto- chemicals are generally thermostable, and spices containing those that are not, such as cilantro and parsley, are

typically added after cooking, so their antimicrobial effects are not lost.

Prediction 2: Use of spices should be great- est in hot climates, where unrefrigerated foods spoil quickly. Uncooked foods and leftovers, particularly meat products, can build up massive bacterial popu- lations if they are stored at room tem- perature for more than a few hours, especially in the tropics where temper- atures are highest and the diversity of food-borne pathogens also is the great- est. Under the antimicrobial hypothe- sis, there should be a positive relation- ship between annual temperatures and spice use, assuming that tradi- tional recipes predate the availability of refrigeration.

In the 36 countries sampled, the aver- age annual temperatures range from 2.8 degrees Celsius in Norway to 27.6 de- grees in Thailand. Consistent with this prediction, the use of spices is greater in countries with comparatively high tem-

peratures (Figure 4). In particular, the fraction of both meat- and vegetable- based recipes that called for at least one spice, the mean number of spices per recipe and the number of different spices used all were greater in the warmer countries. These trends were especially strong for the “highly inhibitory” spices—those that reduced the growth of 75 percent or more of the bacterial species tested—including chili peppers, garlic, onion, cinnamon, cumin, lemon- grass, bay leaf, cloves and oregano. Only the use of dill and parsley was negative- ly correlated with temperature, and nei- ther is highly inhibitory.

In five of the six hottest countries (India, Indonesia, Malaysia, Nigeria and Thailand) every meat-based recipe called for at least one spice, whereas in the two coldest countries (Finland and Norway) more than a third of the meat-based recipes did not call for any spices at all. In India, 25 different spices were used, and the average meat-

144 American Scientist, Volume 89 © 2001 Sigma Xi, The Scientific Research Society. Reproduction

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Recipes from different parts of the world differ widely in their use of spices, as exemplified by these two dishes from Norway and India. If the use of spices is partly due to their antimicrobial properties, then there should be a systematic difference in their use in hot and cold climates, since bac- teria grow faster and are more diverse in hot climates. The authors tested this hypothesis by examining the use of 42 spices in 6,707 recipes from 36 countries around the globe.

India: Badaami Murgh (chicken smothered in aromatic herbs and almonds)

1 chicken cut in pieces 11⁄2 teaspoons lemon juice

2 teaspoons salt 6 tablespoons vegetable oil

3 tablespoons slivered almonds 2 cups chopped onions

1 tablespoon chopped garlic 1 tablespoon chopped

1 stick cinnamon ginger root

8 green cardamom pods 4 whole cloves

1 teaspoon ground cumin 1 teaspoon ground coriander 1⁄2 teaspoon turmeric 2–3 tablespoons almond butter

1 cup chopped ripe tomatoes 1–2 tablespoons chopped 1⁄2 teaspoon red pepper fresh coriander leaves

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Chicken with Latitude

Norway: Chicken a la Manor

2 spring chickens 3 tablespoons butter 1 teaspoon salt 1 lump sugar parsley 1 cup chicken stock 1⁄2 cup cream

based recipe called for about nine of them, whereas the Norwegians used only 10 spices in total and usually less than two spices per recipe. In general, the most powerful spices are the most, popular and they become increasingly popular as the climate gets hotter.

Prediction 3: The spices used in each coun- try should be particularly effective against the local bacteria. Spices are only useful if they inhibit or kill the indigenous mi- crobes. Unfortunately, comprehensive lists of native food-borne bacteria do not exist for any country. To work around this problem, we decided to look at the effectiveness of native recipes in killing or inhibiting 30 common food-borne bacteria, including such well-known nasties as Clostridium botulinum, Es- cherichia coli, Salmonella pullorum, Staphy- lococcus aureus and Streptococcus faecalis. Most of these are distributed world- wide, and they often are implicated in outbreaks of food-borne disease. Con- sistent with this prediction, as annual temperatures increased among coun- tries, the estimated percentage of bacte- ria that would be inhibited by the spices in an average recipe from each country also rose (Figure 4).

Prediction 4: Within a country, meat recipes should be spicier than vegetable recipes. Un- refrigerated meats are more often asso- ciated with food-borne disease out- breaks and food poisoning than are vegetables. This may be because dead plants are naturally better protected from microbial invasions. As we noted earlier, many contain inhibitory phyto- chemicals, but plants also have specially modified cell walls that contain cellu- lose and lignin, which are difficult to de- compose for most aerobic microorgan- isms. Furthermore, the pH of plant cells (ranging from 4.3 to 6.5) is below the ideal growth conditions (between pH 6.6 and 7.5) for most bacteria.

In contrast, the cells of dead animals are relatively unprotected chemically and physically, and their internal pH is usually greater than 5.6. The primary defense of animal tissues against bacte- ria is the immune system, which ceases to function at death. For all these rea- sons, any relation between spoilage and spice use should be more appar- ent in meat-based recipes.

Indeed, traditional meat-based reci- pes from all 36 countries combined called for an average of about 3.9 spices per recipe, significantly more than the

2.4 spices in the average vegetable- based recipe. This is even true within the collection of recipes from each of the 36 countries, indicating that the availability of spice plants in different countries cannot account for the global distinctions we observed (Figure 5).

Prediction 5: Within a country, recipes from lower latitudes and altitudes should be spicier because of the presumably greater microbial diversity and growth rates in these regions. Although we could not find altitude-specific cookbooks, there were large samples of traditional recipes from different latitudes in Chi- na and the United States. The results were consistent with this prediction. Recipes from the southern latitudes used a greater variety of spices and used individual spices more often in their recipes. Moreover, the typical southern recipe contained an assort- ment of spices that was more likely to kill or inhibit bacteria.

Alternative Hypotheses One can imagine other reasons why spices may have become so common in

the human diet. Perhaps the most prominent of these suggests that spices disguise the smell and taste of spoiled foods. Although this idea is consistent with the greater use of spices in hotter climates, it ignores the potential dan- gers of ingesting bacteria-infested foods. Even a very hungry person would do better to err on the conserva- tive side by passing up rather than cov- ering up the taste of contaminated foods that would be deadly to some- one in a weakened condition.

Another popular idea suggests that spices might serve as medicaments. It is true that many spice plants have pharmacological uses in traditional so- cieties. This includes use as topical or ingested antimicrobials, as aids to di- gestion, as treatment for high blood pressure, as sources of micronutrients and as aphrodisiacs. However, the use of spices in food preparation differs from that in traditional medicine in a number of ways. In cooking, spices are routinely added to specific recipes in relatively small quantities and regard- less of the diner’s health status. By con- trast, in medicinal usage phytochemi-

2001 March–April 145 © 2001 Sigma Xi, The Scientific Research Society. Reproduction

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Figure 2. Colors, shapes and textures of these 20 common spices hint that they will provide the diner with a wide range of flavors and aromas, but offer no obvious clues about their antimicrobial properties. Displayed here (in a clockwise spiral from upper left): onion, pep- per, garlic, chili pepper (whole varieties and powder), lemon/lime, parsley, ginger, bay, coriander (seed and leaves), cinnamon, cloves, nutmeg (whole and powder), thyme (fresh and dried), paprika, sweet pepper, cumin, celery, turmeric, allspice and mustard seed.

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cals are taken occasionally, usually in response to particular maladies, in much larger quantities and not neces- sarily in association with food. Use of a spice as a medicament is more like tak- ing a pill than preparing a meal.

It has also been suggested that spicy foods might be preferred in hot cli- mates because they increase perspira- tion and thus help cool the body. In- deed, chilis and horseradish do cause some people to sweat. However, the use of many other spices also increases with temperature, and these do not in- crease perspiration. In general, physio- logical mechanisms of temperature regulation operate to keep us cool without the necessity of finding, eating and dealing with the side effects of phytochemicals.

Finally, it could be that people use whatever aromatic plants grow locally just because they taste good. Under this proximate-level hypothesis, spice chemicals should be highly palatable, and spice-use patterns should corre- spond to availability. Neither predic- tion is fully supported. There is no re- lation between the number of countries in which each spice plant grows and either the number of countries in which it is used or their annual tem- peratures. Second, pungent spices like garlic, ginger, anise and chilis are ini- tially distasteful to most people. For

most unpalatable substances, an initial negative response is sufficient to main- tain avoidance for a lifetime. Yet most people come to like spicy foods, often as a result of urging by family mem- bers and friends—another sign that spice use is beneficial.

Morning Sickness There also are costs to using spices. When eaten in sufficient amounts, many phytochemicals act as allergens, mutagens, carcinogens, teratogens and abortifacients. This may suggest why pre-adolescent children typically dislike spicy foods: Children are particularly susceptible to mutagens because some of their tissues are undergoing rapid cell division. Their alternative is to avoid foods that might contain path- ogens or phytochemicals—perhaps this is why children have acquired a reputa- tion as “picky eaters.”

Rapid cell division also takes place within the body of a pregnant woman. Moreover, pregnant women are espe- cially susceptible to food-borne illness- es and infectious diseases because their cell-mediated immune response is de- pressed—lest the woman’s body reject the foreign tissue that is her baby-to-be. The risks for the mother create even greater dangers for the embryo. Mis- carriages and birth defects can result if a pregnant woman contracts an illness,

especially during the first trimester. Toxoplasma gondii, for example, is a common food-borne parasite that can be acquired by handling or eating raw or undercooked meat. It is usually only dangerous to those whose immune sys- tems are compromised, such as preg- nant women. The parasite has been linked to congenital neurological birth defects, spontaneous abortions and neonatal diseases.

What’s a mother to do? She might consider cooking with powerful spices, but this would expose the embryo to phytotoxins. We believe that natural selection has provided another type of answer: morning sickness.

Morning sickness is the common term for nausea and vomiting during pregnancy. It is actually a complete misnomer: Symptoms occur through- out waking hours, not just in the morn- ing, and “sickness” implies pathology whereas healthy women experience the symptoms and bear healthy babies. For these reasons, the medical community uses the acronym NVP, short for “nau- sea and vomiting of pregnancy.” Symp- toms first appear about five weeks after the last menstrual period, peak during weeks 8 to 12, and gradually decline thereafter (Figure 7). Some women ex- perience symptoms severe enough to dramatically disrupt their daily lives, and about one out of a hundred experi-

146 American Scientist, Volume 89 © 2001 Sigma Xi, The Scientific Research Society. Reproduction

with permission only. Contact [email protected].

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Figure 3. Most commonly used spices are potent inhibitors of bacterial growth. Most spices also are used more often in meat-based recipes than in vegetable-based recipes, which is consistent with their presumptive role in inhibiting food-borne bacteria.

ences symptoms so severe that she re- quires hospitalization, a condition known as hyperemesis gravidarum.

As with spice use, the origin of NVP can be analyzed at two levels. At the proximate level, the physiological mechanisms underlying the symptoms are relatively well studied. Reproduc- tive hormones set the stage by sensitiz- ing neural pathways that trigger the symptoms. Notable among these is chorionic gonadotropin, which follows a time course that closely parallels the symptoms of NVP. At the ultimate level, two questions arise: Why do women feel nauseated, as opposed to some other symptom, early in preg- nancy? And how does NVP affect the outcome of pregnancy?

Protecting Mother and Child Other scientists have preceeded us in exploring the function of morning sick- ness. In the 1970s, Ernest Hook, then at Albany Medical College, suggested that nausea and vomiting protect the embryo by expelling potentially dan- gerous foods and causing women to develop aversions to foods that might contain harmful chemicals, such as al- cohol and caffeinated beverages. In the 1980s, Margie Profet, then at the Uni- versity of California, Berkeley, extend- ed Hook’s hypothesis, focusing on the idea that NVP protects the embryo from phytochemicals in strong-tasting vegetables and spices.

We recently evaluated this “embryo- protection hypothesis” quantitatively, and our results generally support the idea. However, the hypothesis pro- posed by Hook and Profet did not pre- dict all the foods that trigger nausea and vomiting. We therefore developed a more comprehensive and specific hypothesis: Morning sickness protects

the developing embryo from terato- gens and also protects both the mother and her embryo from food-borne mi- croorganisms. We tested five critical predictions of this “maternal-and-em- bryo-protection” hypothesis using in- formation from the medical, psycho- logical and anthropological literature.

Prediction 1: NVP symptoms should peak when the embryo is most susceptible to dis- ruption. Embryonic tissues are most sensitive when cells are rapidly divid- ing and differentiating into organs. Teratogenic chemicals and infections rarely cause congenital anomalies dur- ing the first four post-menstrual weeks. In the fifth week, the developing cen- tral nervous system, heart and ears be- come sensitive. Other organ systems follow soon thereafter, and most em-

bryonic organ systems reach their peak sensitivity during weeks 6 to 12 and then decline. The central nervous sys- tem is the notable exception, as it con- tinues to be critically sensitive through week 18. A plot of the time course of NVP and the periods of tissue sensitiv- ity shows an obvious—indeed a strik- ing—correspondence (Figure 7).

Prediction 2: Foods that pregnant women find aversive should potentially contain phytotoxins and pathogenic microorgan- isms, but foods that they crave should not. We located 20 studies of food aversions (among 5,432 women) and 21 studies of food cravings (among 6,239 women), which were based on questionnaires administered to women during preg- nancy or soon after parturition. In gen- eral, pregnant women were most often

2001 March–April 147 © 2001 Sigma Xi, The Scientific Research Society. Reproduction

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Figure 4. Mean annual temperature of a country is positively correlated with the average number of spices used in a typical meat-based recipe (left) and the average percentage of bacteria inhibited by a typical recipe (right).

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Figure 5. Countries with hot climates tend to use more spices per recipe than countries with temperate or cool climates. Meat-based recipes (brown bars) in all these countries also use more spices than vegetable-based recipes (green bars).

averse to foods categorized as “meat, fish, poultry and eggs” and “nonalco- holic beverages,” mostly caffeinated ones. They also found “vegetables” and “alcoholic beverages” to be aver- sive. Interestingly, the pattern of food cravings was virtually the opposite: the categories “fruit and fruit juice,” “sweets, desserts and chocolate” and “dairy” were the most sought after (Figure 8).

Consistent with this prediction, the three most averse food categories were the ones most likely to contain micro- organisms (meat products) and phyto- chemicals (vegetables, coffee and tea). Alcohol, the fourth most aversive cate- gory, is also a teratogen in sufficient quantities. In contrast, the food cate- gories that were more often craved than found aversive (fruits, grains, sweets and dairy products) were the ones least likely to contain microorgan- isms or phytochemicals. Surprisingly, however, aversions to “ethnic, strong and spicy” foods were as rare as crav- ings for them.

Prediction 3: Aversions to foods that poten- tially contain harmful substances should peak in the first trimester, when embryonic organogenesis is most sensitive to disrup- tion. Detailed information on dietary preferences of women throughout preg- nancy indicates that aversions to all food categories are highest in the first trimester and decline dramatically thereafter (Figure 9). Judith Rodin of Yale University and Norean Radke- Sharpe of Bowdoin College found that women in their first trimester report sig- nificantly more aversions than nonpreg- nant controls to all food categories, par- ticularly to meat, fish, poultry and eggs.

Prediction 4: NVP should be associated with positive pregnancy outcomes. Information on the relation between NVP symptoms and miscarriage is available from nine studies involving 22,305 pregnancies. (Only seven are reproduced in Figure 10.) Consistent with this prediction, women who experienced NVP were significantly less likely to miscarry than women who experienced no symptoms

in all nine studies. Also, as the severity of the NVP symptoms increased (within the normal range of symptoms), it was less likely that the pregnancy would end in miscarriage. However, the occur- rence of NVP did not correlate with the incidence of stillbirth, low birth weight or birth defects.

Prediction 5: The expression of NVP should depend on diet, occurring least often among women whose staple foods are unlikely to contain dangerous substances. Across the modern world there is considerable variation in the frequency of NVP, from a high of 84 percent among Japanese women to a low of 35 percent among women in India. This variability might be used to evaluate the prediction, but no one has quantified diets of pregnant women in relation to NVP within or among countries. However, information on both diet and the occurrence of NVP among 27 traditional societies exists in a database called the Human Relations Area Files. Interestingly, ethnographers reported that NVP did not occur in sev- en of these. Compared to the 20 soci- eties in which NVP did occur, these sev- en were significantly less likely to have meat as a dietary staple and significant- ly more likely to have only plants as sta- ple foods. Societies without NVP also were significantly more likely to have corn as a staple. Most strains of domes- ticated corn have few secondary com- pounds, and dried corn is resistant to many microorganisms. Societies whose diets consist primarily of corn or other bland vegetables rarely encounter foods that are predicted to trigger NVP symp- toms—and they exhibit the lowest inci- dence of NVP.

Alternative Hypotheses If NVP indeed serves a protective func- tion, then alleviating the symptoms should leave the mother and embryo more vulnerable. Arnold Seto and his colleagues of the University of Toronto conducted a meta-analysis of studies of women who had taken antihistamines to treat NVP in their first trimester. They reported that these women were slight- ly less likely to bear children with major malformations than women who had not taken these antinauseants. Howev- er, this result does not necessarily dis- confirm the hypothesis because the di- rection of cause and effect is unclear. For example, if women carrying the health- iest embryos were the most likely to ex- perience symptoms severe enough to

148 American Scientist, Volume 89 © 2001 Sigma Xi, The Scientific Research Society. Reproduction

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Figure 6. “Morning sickness”—the nausea and vomiting associated with pregnancy—may be a natural mechanism evolved to protect mother and unborn child from bacteria and plant toxins in the diet.

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seek chemical relief, then use of antihis- tamines was an effect, not the cause, of the positive outcome. In addition, since women took the drugs to alleviate per- sistent symptoms, they already may have developed aversions to foods that could contain pathogens or teratogens before NVP was suppressed.

Nonetheless, this raises the question of whether NVP could be better ex- plained by an alternative hypothesis. Three have been proposed. First, nau- sea and vomiting may be inevitable side effects of the high hormonal levels associated with viable pregnancies. If so, the symptoms themselves have no function, as Zena Stein and Mervyn Susser of Columbia University have suggested. However, contrary to this nonadaptive hypothesis, NVP is nei- ther a necessary concomitant of a viable pregnancy nor only associated with vi- able pregnancies. Data compiled by Ronald and Margaret Weigel of the University of Illinois revealed that of 5,235 pregnancies in which NVP did not occur, 90 percent resulted in live births. And of 13,192 pregnancies in which NVP did occur, 4 percent result- ed in miscarriages. Moreover, as we noted earlier, there are seven societies in which NVP has never been report- ed, although viable pregnancies rou- tinely occurred. Finally, this hypothesis does not predict or explain the speci- ficity of food aversions and cravings.

Another hypothesis, proposed by Anthony Deutsch of University of Cali- fornia, San Diego, suggests that nausea and vomiting may be communication signals that alert a woman’s husband and family to her impending need for additional food and protection, or the desirability of reducing sexual inter- course. This hypothesis is contradicted by three facts. First, intercourse does not affect the viability of a pregnancy, ex- cept possibly during the final 4–6 weeks of gestation, by which time NVP has typically waned. Second, under this hy- pothesis NVP should occur unless there is no one with whom to communicate; the apparent absence of NVP in seven societies is inexplicable under this hy- pothesis. Third, NVP peaks six to eight weeks after conception, by which point other, less costly and uncomfortable, in- dications of pregnancy are apparent— such as the cessation of menstruation which is universally recognized as a sign of pregnancy.

Rachel Huxley of the University of Oxford has suggested that NVP may

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0 5 10 15 20 25 35 40 45

central nervous system

heart

upper limbs

eyes

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teeth

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ears

Figure 7. Nausea and vomiting tend to peak between the 8th and 12th weeks of pregnancy, which coincides with the peak sensitivity of various fetal tissues to a chemical disturbance.

m e a n a

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Figure 8. Food aversions during pregnancy are more common than cravings for items that might contain harmful toxins, chemicals or bacteria—such as meat (including fish, poultry and eggs), nonalcoholic beverages (coffee, tea and sodas, which often contain caffeine), veg- etables (which may contain phytotoxins) and alcohol. Foods that are craved more than they are found aversive—such as fruits (and fruit juices), grains (breads), sweets (desserts and chocolate) and dairy (including ice cream)—are less likely to contain harmful elements.

reduce energy intake in early pregnan- cy, thereby suppressing maternal tissue synthesis, which results in placental weight increases. Under this hypothe- sis, nausea and vomiting help ensure that scarce nutrients are partitioned in favor of the developing placenta. However, this hypothesis does not ex- plain why the vast majority of preg- nancies that do not involve NVP are successful. It also does not account for the seven societies in which NVP has not been observed, or the fact that pregnant women crave energy-rich foods such as fruits, sweets, grains and starches, whereas energy-poor foods such as caffeinated beverages and veg- etables are aversive.

In 1993, David Haig of Harvard University concluded his review of genetic conflicts in human pregnancy by stating that “various hypotheses

have been proposed to account for nausea during pregnancy, but I am unable to come to clear conclusions because the evidence remains equivo- cal.” We believe a front-running hy- pothesis has emerged: maternal and embryo protection.

Evolutionary Anachronisms? Nowadays our vegetables have mini- mal secondary compounds, owing to artificial selection. Refrigeration pro- tects us from food-borne pathogens, supplemented by cooking, salting and the use of artificial preservatives. Are spice use and morning sickness just evolutionary anachronisms? We think not. Food-borne pathogens are still a major health threat, and new food- borne diseases are always evolving. In the United States alone food-borne ill- nesses afflict an estimated 80 million

people per year, and one in ten Ameri- cans experiences bacterial food poison- ing annually. Elsewhere in the world food-borne illnesses exact far greater human and economic tolls.

The potential importance of spice use in quelling modern pathogens is illustrated by the rates of food-borne illnesses in Japan and Korea, which are neighboring countries with similar, temperate climates. A study by Won- Chang Lee of Kon-Kuk University and his colleagues found that from 1971 to 1990, food poisoning, primarily of bac- terial origin, affected 29.2 out of 100,000 Japanese but only about 3.0 of every 100,000 Koreans. These authors suggested that the difference was due to commercial food-handling proce- dures. In addition, Korean recipes are spicier. They more frequently call for spices and contain more highly an- timicrobial spices per recipe. Indeed, Korean food is among the hottest in the world. As a result, the estimated fraction of food-borne bacteria inhib- ited by the average Korean recipe is significantly greater than its Japanese counterpart.

A possible reason why traditional Japanese recipes call for so few spices is that they date from times when fresh seafood was continuously avail- able from local waters. Today more food is imported and it comes from farther away, so there is more time for the growth of microbial populations. Studies show that imported seafood is about five times more likely to contain pathogenic bacteria than the domestic catch and that imported seafood is a major source of food-borne diseases in Japan. Traditional Japanese recipes may just not include enough spices to cope with the pathogens in imported food. It is probably not a coincidence

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30

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no nausea and vomiting

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e n d in

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Figure 10. Absence of nausea and vomiting during pregnancy (left, blue bars) is more likely to be associated with miscarriage than is the pres- ence of nausea and vomiting during pregnancy (left, yellow bars) according to seven independent studies. An increased severity of morning sickness during pregnancy is associated with a lower incidence of miscarriage (right).

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Figure 9. Food aversions for various categories of foods (see Figure 8) differ across each trimester of pregnancy, being highest in the first trimester when the embryo is most sensi- tive to disruption.

that the highest reported rates of NVP in the world also occur in Japan.

The possibility that NVP may be adaptive in the 21st century is sup- ported by the relation between the oc- currence of NVP and reduced chances of miscarriage that has been docu- mented multiple times in the past two decades (Figure 10). This does not mean that pregnant women should eliminate animal products and veg- etables from their diets. These foods contain essential vitamins and nutri- ents. Rather, the message is that NVP is not a “disease” in the normal sense of that word, but rather serves a use- ful function. There are good evolu- tionary reasons why so many women respond adversely to the smells or tastes of particular foods. Uncompli- cated nausea and vomiting will not hurt the embryo, and may even help to protect it. We hope pregnant women will derive some comfort from this analysis, knowing that NVP indicates the evolved “wisdom” of their bodies rather than their frailty.

Acknowledgments The authors thank Jennifer Billing and Ge- offrey A. Hash for their enthusiastic partic- ipation in the spice study, and Jennifer Billing and Mark E. Hauber for comments on preliminary drafts. Funding was pro- vided by the National Science Foundation, the Howard Hughes Foundation, the Olin

Foundation, and the College of Agriculture and Life Sciences at Cornell University.

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