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Fair and Impartial Courts: The Lynchpin of Our Democracy Bennett, Peter . The Brief ; Chicago Vol. 37, Iss. 2, (Winter 2008): 4-6,8-9.
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ABSTRACT To some extent, the Supreme Court's decision in Republican Party of Minnesota v. White, 536 U.S. 765 (2002),
accelerated this trend by broadening the realm of what is allowed in judicial campaigns. FULL TEXT As I write this column, it is Thanksgiving Day, a day on which we give thanks. On every day, we have much for
which to be thankful, and as lawyers each of us should be proud of the role that we fulfill in making our country
what it is and in upholding the rule of law.
The two planning years preceding the year as TIPS section chair provide an opportunity for each chair-elect to
reflect on where our profession stands. As I planned for this year, and while I assessed where I thought our
profession stood, I became increasingly concerned with the state of our judiciary and with the question of how
long the judiciary will be able to function fairly and impartially. While I have no doubt that our judiciary today fulfills
its constitutional obligations in this manner in the majority of cases, my concerns are focused on where this
institution seems to be headed. I am concerned about how our citizens-and for that matter, the world-perceive how
our judiciary functions. I am also concerned about what the state of our judicial system will be when our children,
such as my daughter Haley, become adults and start their own families.
Maintaining an independent judiciary has been a goal of our citizens, our courts, our profession, and the ABA
throughout history. In fact, toward fulfillment of the Association's mission, ABA Goal XI proclaims:
"To preserve the independence of the legal profession and the judiciary as fundamental to a free society."
And so, we dedicate this issue of The Brief to the issue of fair and impartial courts. Having a judicial system that
functions fairly and impartially is crucial to our law practices, to the needs of the clients we serve, and as stated in
Goal XI, to a free society.
Upholding the Rule of Law
We must always remember why our third branch of government stands apart from its other two coequal branches.
The judiciary does not exist to serve the public whim or will. Rather, the judiciary upholds the rule of law through
the application of the Constitution and the laws of the land to protect all citizens. Courts do not exist to serve the
majority, nor those-majority or otherwise-who are willing to spend the most money or make the most noise. Courts
are not political mechanisms either. While, in terms of governing the country, the majority generally rules, our
courts exist to ensure that we continue our tradition as a nation founded on the rule of law, that no person is above
the law, and that certain bedrock rights are never disenfranchised if the majority gets out of control.
If you accept my premise that our courts currently function fairly and impartially, then you may ask why I raise this
issue now. I am concerned about what the next generation will inherit if we do nothing to counter several
disturbing trends. The judiciary has never enjoyed complete popularity. How can it? It functions as arbiter in an
adversarial system. Every day, judges make decisions that undoubtedly disappoint the losing parties. And, when
judges are called upon to make difficult decisions in what turn out to be high profile cases, this disappointment is
open to amplification in the media and elsewhere.
In recent years, it seems as though the judiciary is under increasing attack from the disappointed. Its role as a
coequal third branch of government is at risk of being undermined permanently to suit ends not necessarily
consistent with a government founded on the rule of law. These attacks also threaten U.S. citizens' perception of
the independence of our judiciary, which may further erode the trust necessary for the judiciary to function as
intended by our nation's founders. Although a complete catalog of these attacks is beyond the scope of this
commentary, I will share some of the trends that concern me the most.
Politicization of the Process
The process of electing judges has become increasingly political and complex in the majority of our states where
judges stand for some form of election. Historically, judicial elections barely merited a blip on the radar screen.
Voter turnout is generally mediocre at best, and most voters may know little about the candidates. One could argue
that judicial candidates' views should not matter because once a judge takes the bench, we expect him or her to
put personal views aside and apply the law (to some extent tempered by one's philosophy). But what has changed
in recent years are the increasing amounts of money raised and spent on judicial campaigns and the nature of the
attacks leveled against some candidates, especially those judges with a track record of decisions who seek
reelection. To some extent, the Supreme Court's decision in Republican Party of Minnesota v. White, 536 U.S. 765
(2002), accelerated this trend by broadening the realm of what is allowed in judicial campaigns. Million- and
multimillion-dollar campaigns are fast becoming the norm; in some instances, the amounts of money needed for
judicial election exceed the amounts raised in some congressional campaigns. In just the past three years, judicial
campaign fund-raising reached record levels in 14 states. The role of special interest groups in these campaigns
also has reached a zenith, as has the role of out-of-state money. As well, the nature of some campaign advertising
paints a negative picture of an increasing number of judicial candidates that grossly distorts their real records.
Special interest groups, seeking to further their agendas, rally the masses to cast what amount to ill-informed
votes. And, at least at the state supreme court level, the size of the bench makes it relatively easy for these special
interests to pick their targets.
This trend disturbs me for many reasons. In a government premised on a check and balance system, justice
cannot be for sale, but this is exactly what special interest groups want to achieve by promoting the election of
candidates whose views align with their own. And, because of the dominance of the media in the electoral process,
running for judicial office today requires all candidates to seek sources of campaign funding.
Let's face it. We contribute to candidates for election when we hope their views will align with our own. But the
system goes awry when extreme amounts of money are given with an expectation of something more than
realization of a hope. Those elected to judicial office cannot serve two masters. A judge must be a servant to the
rule of law and not to persons whose money propels the judge to the bench. For better or worse, the decisions of
some elected judges are consistent with the interests that supported them as candidates for the bench. Our hope
is that these judges will be guided by the rule of law, but, regardless, the influence of money taints the perception
of whether they can exercise independent judgment. Given that this taint is borne out by public opinion research,
the deeper problem becomes obvious. Regardless of whether judges function independently, the citizenry's
perception of independence erodes along with our confidence in government when we no longer believe that there
is a true check and balance in the operation of our judiciary.
When our nation was founded, judges were immune from the direct political process, and for good reason. Our
predecessors made judges apolitical based on the theory that insulating judges from the will of the population was
essential to maintaining a fair and impartial judiciary and thus to upholding our republican form of government.
Beginning with the Jacksonian era, the popular will began to win out as many states created some form of elected
judiciary. With this transition, a problem of political pressure on the judiciary began that seems now to have
reached unprecedented proportion.
Legislative Issues
Another disturbing trend is on the legislative front. We are witnessing with greater frequency proposals to change
the judicial system. Perhaps the most astonishing example to date is the 2006 "JAIL for Judges" ballot initiative in
South Dakota. There, citizens were asked to amend the South Dakota Constitution in a manner that would make
judges criminally responsible for their decisions on the bench and thus deprived of true judicial immunity. This
provision would have allowed a special grand jury process to convict and sentence judges whose decisions
violated certain norms. Several other states have suffered efforts to create similar initiatives. In Colorado, a ballot
initiative was proposed to amend the state constitution to create term limits for judges. Other states have
entertained constitutional amendments that would allow judges to be recalled. Out-of-state special interest groups
fund many of these efforts to influence the composition and role of the judiciary.
Another legislative issue is funding, or perhaps more to the point, the lack thereof. In some state courts, a lack of
resources requires judges to conduct their own research and even to do their own typing. When clerks are
available, their services may have to be shared. The same goes for administrative services. Some judges in my
home state of Maine are required to consider their home as their office, and the state pays them mileage to hear
cases even at the local courthouse. Security measures are outdated and lax not because they are not needed but
because legislatures do not appropriate the funding necessary to provide for the safety of those who enter our
courthouses. Each one of these situations contributes pressure to the judiciary's ability to function fairly and
impartially and demeans the role the judiciary plays in our government.
But worse than all of these legislative shortcomings is the fact that the compensation of judges across the
nation's state and federal benches is falling to all-time lows when adjusted for inflation. Almost every judge could
generate more income in private practice than the salary he or she earns on the bench. This might be acceptable if
judicial compensation was substantial. But judicial pay is basically anachronistic. When law clerks can enter
private practice and earn as much as the judges they serve, the system no longer functions as envisioned. Judges
are being driven from the bench in record numbers. On the federal level, where judicial pay is at the top of the
scale, the number of judges leaving to return to private practice is growing. The acceleration of departures is
happening in large part because the salary of a judge does not begin to equal the value of the service rendered.
Judges are now called upon to struggle with the conflicting fidelities of providing well for their fami lies or of
spending the remainder of their career on the bench. For example, Judge Alfred Lechner resigned from the United
States District Court for the District of New Jersey because, with three children attending college, his after-tax pay
was less than his kids' tuition costs. While judicial salaries often are benchmarked with those of legislators, judges
work longer hours and, at least until now, are not known for using their public service to gain private advantage
after leaving office.
In addition to the financial dilemma created by the legislative branch, U.S. citizens face an escalating problem with
legislators who fail to show fair and appropriate deference to the judicial branch. For example, during litigation of
the (Teri) Schiavo case, one prominent Republican leader openly said he would investigate the possibility of
impeaching any federal judge who sided with Michael Schiavo in his efforts to end his wife's life.
Such threats can only have one overriding purpose: to intimidate the very judges who are called upon to apply the
rule of law in very difficult and emotionally challenging cases.
Attacks on the Courts
Another disturbing trend concerns the violence that has invaded our courts. Violence has always been a concern,
but recently it seems that violence has increased or is more publicized as a result of our 24/7 news cycle. The
murders of the husband and mother of United States District Court Judge Joan Lefkow by a disgruntled plaintiff
who then killed himself or the recent violence in the Fulton County, Georgia, courthouse have their own impact on
the ability of our courts to function fairly and impartially.
Our media do not help matters, but I am especially critical of those in our media who have legal training and allow
their training to qualify as expertise to be used to demean the courts. The use of so-called news reporting to attack
a fair and impartial judiciary does little to further the rule of law. Instead, it undermines the public's confidence in
the judiciary. While bad judges and bad decisions deserve to be exposed, more than that is happening here. I
believe the goal behind at least some of the reporting is to influence public opinion. One cannot underestimate the
impact of sound bites such as "activist judge" or "legislating from the bench" on the public's perception of the
administration of justice. And what exactly is an activist judge or legislating from the bench?
Finally, as lawyers, we sometimes make things worse. We function within a system that is based on winners and
losers, and it is high time that we stop blaming the judge when a case goes "the wrong way." We send a dangerous
message to our clients when we do so. It is also time to stop leading clients to believe that a lawyer's relationship
to a judge can influence the outcome of a matter, or that a judge rules for or against a party because he or she
likes or dislikes the lawyer. We all hope that this is not how the system works. But, when we blame the judge or
suggest that favor makes a difference, we demean the integrity of the entire bench and, ultimately, of our
profession.
Historic Roots and Lessons
We must never lose sight of the fact that the concept of an independent American judiciary originated deep in the
roots of our nation's history. When the colonies were governed by royal governors, the colonial judges served at
the governors' pleasure and thus at the pleasure of the king of England. A colonial judge who issued a decision
that the king found disagreeable was subject to removal from office, making judges dependent on the king for their
livelihood. Thus, the system of colonial judging was a political systern, albeit one with a singular electorate. The
acrimony produced by the system was recited as a grievance against the king in the Declaration of Independence:
"He has made judges dependent on his will alone for the tenure of their offices, and the amount and payment of
their salaries." The authors of the U.S. Constitution decreed in Article III that judges are deemed to serve during
"good behavior" with compensation that cannot be diminished while they hold office. Interestingly, it has been only
since 1805 that Article III judges cannot be impeached on political grounds. The law was so enacted to ensure that
judges have the immunity necessary to make decisions without fear of losing their jobs.
Applying the law is not an easy task. As we know, multiple judges considering the same case may reach different
conclusions as each judge discharges his or her duty to the law. Since the public does not understand as well as
lawyers do how the system functions, unpopular decisions can lead to criticism and occasional outrage. Our
courts, however, were not created to enforce the will of the majority. Courts cannot function effectively if judges
have to look over their shoulder and worry about the reaction any particular decision may elicit. We must continue
to insulate our courts from such a scenario.
Consider for example whether Brown v. Board of Education could have been decided as it was if the justices of the
Supreme Court had been serving subject to public whim. While we today take this decision (and many others) for
granted, at that time, the Court broke new ground perhaps attainable only by a completely independent, fair, and
impartial judiciary. Against the milieu of the pre-civil rights era, this decision required courage. And in its wake, the
nation endured outrage from those who were disappointed. One of the more immediate reactions was the
introduction of legislation to overhaul the Supreme Court and require that justices be elected rather than
appointed, which would have made officers of our highest court subject to the whim of the majority. Impeachment
threats were leveled primarily against Chief Justice Earl Warren. The difficulties encountered in Brown's
implementation, beginning in many cities and towns at school-house doors, are lessons our country will never
forget, and the ability of the Court to uphold the law is what made it possible.
A System Worthy of Defense
While decisions such as Brown, or Roe v. Wade, or Bush v. Gore elate some and anger others, the beauty in our
system is that in the wake of each ruling, our government continues to function. It does so because at some
instinctive level all citizens still understand the need to have, and the respect to be accorded to, an independent
judiciary. Our system may not be perfect, but its endurance and resiliency remain the envy of the world. We don't
have to look far to find present-day examples of powerful countries struggling to achieve independent judiciaries.
Take Egypt, an advancing country to which the U.S. gives $2 billion in aid annually. When Egyptian citizens support
the demands of the judiciary to exercise independence from President Mubarak, he dispatches riot police to beat
and thus silence the demonstrators. Or, take recent events in Pakistan, another "friend" of the United States, where
President/General Musharraf fired his supreme court, placed judges under house arrest, and beat and jailed
thousands of lawyers who protested his actions, all in an attempt to maintain the supposed legitimacy of his rule.
So, where is TIPS going on this issue? Our section has joined with the ABA Standing Committee on Judicial
Independence and plans to create a significant grassroots education project through our newly created Task Force
on a Fair and Impartial Judiciary, chaired by Berry Crowley, so that our generation and the generations that follow
can better understand the importance of a fair and impartial judiciary and can prevent it from being taken down the
wrong path.
We began this project in October in a very fitting place, Palm Beach County, Florida, where TIPS convened a
program entitled "Defending the Rule of Law in America: Countering Attacks on Our Judicial Institutions." This
program was made exceptional by the group of speakers who convened on a single stage to address the subject.
TIPS drew upon leadership from the American Bar Association, the American Association for Justice, and the
National Bar Association. The panel also included Chief Justice Fred Lewis of the Florida Supreme Court. Through
generous sponsorships from the Dave and Elaine Darwin Fund and our section's primary sponsor, Thompson West,
we have been able to create a DVD and a CD-ROM compendium of the program and other topical materials. Our
goal is to engage in an educational effort directed at lawyers, community groups, and students to continue the
process of educating America about why the judiciary must be enabled to operate beyond politics and public
opinion. It is a long-term, generational project that we must begin now if we are to succeed in countering the
critics.
The Tort Trial and Insurance Practice section includes more than 35,000 members representing the interests of
plaintiffs lawyers, defense lawyers, and industry representatives. We are uniquely positioned to serve as a voice,
not only for the legal profession, but for our courts. And, this is a project that we are eminently qualified to carry
out. Together we can make a difference that will matter.
Albert Einstein said, "You cannot achieve a new goal by applying the same level of thinking that got you where you
are today," which inspired our decision to begin this project over one year ago. To maintain the integrity of a fair
and impartial judiciary, lawyers and judges need to step forward to answer the tough questions and deliver
messages that educate society about what at its core is the lynchpin of our democracy. I encourage you to join our
project.
Do we want judges preoccupied with thoughts of how their decisions will influence their ability to fund raise during
the next election cycle or by any other influence that takes their eye off the rule of law? I think not.
If we do not accept our obligation as lawyers to defend our courts and do something now about this growing crisis,
eventually justice will no longer be blind.
Sidebar
Courts cannot function effectively if judges have to look over their shoulder and worry about the reaction any
particular decision may elicit.
Sidebar
TIPS is engaged in an effort to educate America about why the judiciary must be enabled to operate beyond
politics and public opinion. DETAILS
Subject: Judiciary; Judicial elections; Judges &magistrates; Politics; Legal professions; Law;
Courts
Publication title: The Brief; Chicago
Volume: 37
Issue: 2
Database copyright 2018 ProQuest LLC. All rights reserved. Terms and Conditions Contact ProQuest
Pages: 4-6,8-9
Number of pages: 5
Publication year: 2008
Publication date: Winter 2008
Section: VIEW FROM THE CHAIR
Publisher: American Bar Association
Place of publication: Chicago
Country of publication: United States, Chicago
Publication subject: Law
ISSN: 02730995
Source type: Scholarly Journals
Language of publication: English
Document type: Commentary
Document feature: Photographs
ProQuest document ID: 209808870
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Copyright: Copyright American Bar Association Winter 2008
Last updated: 2010-06-08
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- Fair and Impartial Courts: The Lynchpin of Our Democracy